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Emmitt FOSTER

 
 
 
 
 

 

 

 

   


A.K.A.: "John Lee"
 
Classification: Murderer
Characteristics: Robbery
Number of victims: 1
Date of murder: November 20, 1983
Date of arrest: 2 days after
Date of birth: May 27, 1951
Victim profile: Travis Walker, 26
Method of murder: Shooting
Location: St. Louis County, Missouri, USA
Status: Executed by lethal injection in Missouri on May 3, 1995
 
 
 
 
 
 

State of Missouri v. Emmitt Foster

748 S.W. 2d 903 (Mo. app. 1988)

Emmitt Foster was executed on May 3, 1995

Case Facts: 

On November 20, 1983 in St. Louis County De Ann Keys and her boyfriend Travis Walker were awakened at 2:00 a.m. by a phone call from friends of Walker.

A short time later, two men arrived at the residence. Walker went into the living room with them and Keys stayed in the bedroom. One of the men was identified as Michael Phillips and the other was known to Keys as "John Lee."

Phillips returned to the bedroom and forced Keys at gunpoint to come into the living room and to lie next to Walker on the floor. Keys saw "Lee," later identified as Emmitt Foster, standing over Walker with a pistol in his hand. Phillips ransacked the apartment. Before the two men left, they shot both Walker and Keys.

Keys later regained consciousness and went outside to seek help. She returned to the apartment and wrote the names Michael Phillips and John Lee on an envelope.

When police arrived they found Walker dead on the living room floor and Keys in the bedroom lying on the bed. Police ascertained from Keys that the names on the envelope were those of the perpetrators. Keys survived the attack. "John Lee" was subsequently identified as Emmitt Foster.

Foster was arrested two days later on November 20, 1983 and charged with Capital Murder.

Legal Chronology

1968
08/08 - Foster was sentenced to 18 months in the Federal Youth Correctional Center at Englewood California for Unlawful Possession of U.S. Mail.

1970
10/20 - Foster was sentenced to the Missouri Department of Corrections for two counts of Robbery I by Means of a Dangerous and Deadly Weapon from the City of St. Louis. His sentence was for six years on each count to run concurrently and his sentence was commutated on April 11, 1974.

1975
06/12 - Foster was sentenced to the Missouri Department of Corrections for two counts of Robbery I by Means of a Dangerous and Deadly Weapon from the City of St. Louis. He received a sentence of 15 years on each count to run concurrently and his sentence was commutated on August 12, 1982.

1983
11/20 - Travis Walker was shot to death in St. Louis County.

1984
4/30 - Emmitt Foster was indicted in St. Louis County on the charge of capital murder for the shooting death of Travis Walker.
9/14 - Foster was found guilty of capital murder in the Circuit Court of St. Louis County and the jury recommended a sentence of death.
11/30 - A motion for a new trial was denied and Foster was sentenced to death for killing Travis Walker.
12/10 - A notice of appeal was filed.

1985
11/21 - The Missouri Supreme Court affirmed Foster's conviction and sentence.

1986
6/9 -The United States Supreme Court denied certiorari.
9/23 - Foster filed a Rule 27.6 motion for post conviction relief in the Circuit Court of St. Charles County.

1987
5/20 - The motion for post conviction relief was denied.

1988
3/29 - The Missouri Court of Appeals, Eastern District, affirmed the denial of post conviction relief.
7/1 - Foster filed a petition for writ of habeas corpus in the United States District court for the Eastern District of Missouri.

1992
10/8 - The petition for writ of habeas corpus was denied.

1993
4/22 - The United States Court of Appeals for the Eighth Circuit reversed the district court's order and granted the petition for writ of habeas corpus.

1994
2/22 - Rehearing granted by the United States Court of Appeals for the Eighth Circuit.
11/7 - The Eighth Circuit Court of Appeals, sitting en banc upheld the district court's judgment and affirmed Foster's conviction and sentence.

1995
4/17 - The United States Supreme Court declined review of the Eighth Circuit Court of Appeal November 7th decision.
4/18 -The Missouri Supreme Court set May 3, 1995, as Foster's execution date.

 
 


 

Missouri Executes Murderer of Teammate

The New York Times

May 4, 1995

A man convicted of killing a softball teammate in a robbery was executed by injection early today, maintaining his innocence to the end.

"I do have remorse for the legal system," the condemned man, Emmitt Foster, said in his final statement, "because I did not commit this particular murder."

Mr. Foster, 42, was not pronounced dead until 29 minutes after receiving the first injection. A Department of Corrections spokesman, George Lombardi, said Mr. Foster's veins had apparently collapsed because of long-term drug use.

Mr. Foster was convicted of killing Travis Walker, 26, in November 1983. An accomplice, Michael Phillips, was sentenced to life in prison.

Mr. Foster's execution came just hours after an execution in Pennsylvania, that state's first in 33 years. Keith Zettlemoyer, 39, was executed by injection late Tuesday for the 1980 murder of a friend who planned to testify against him in a robbery trial.

 
 

Emmitt Foster: May 3, 1995, Missouri

CourtTV.com

Emmitt Foster's death was a protracted and painful one because, according to the coroner, the leather straps that bound him to the gurney were too tight to allow blood to flow freely through his system. He was not pronounced dead until 30 minutes after the injection began. Three minutes later, the curtains were re-opened to the witnesses.

 
 


 

11 F.3d 1451

Emmitt Foster, Appellant,
v.
Paul Delo, Appellee

United States Court of Appeals, Eighth Circuit.

Submitted March 17, 1993.
Decided Dec. 15, 1993.
Order Granting Rehearing and RehearingEn Banc and Vacating Opinion Feb. 22, 1994

Before McMILLIAN, Circuit Judge, BRIGHT, Senior Circuit Judge, and JOHN R. GIBSON, Circuit Judge.

BRIGHT, Senior Circuit Judge.

Emmitt Foster appeals the denial of his petition for habeas corpus relief pursuant to 28 U.S.C. Sec. 2254. He was convicted of capital murder1 in the Circuit Court of St. Louis County, Missouri and sentenced to death. Foster raises numerous allegations of error, which fall into three general categories: (1) that the district court improperly found many of his claims procedurally barred; (2) that the district court improperly rejected various claims of ineffective assistance of counsel; and (3) that the district court erred in denying relief for assorted state court errors.

We determine that the district court erred in failing to conclude that Foster's counsel provided ineffective assistance regarding Foster's right to testify at the punishment phase of Foster's case. Accordingly, we direct the district court to issue the writ vacating Foster's death sentence. We leave the State of Missouri the option of having Foster resentenced for first-degree murder, or seeking a new hearing on the penalty phase of the capital murder case. As to all other alleged errors, we reject them for the reasons set forth in the magistrate judge's findings adopted by the district court.

I.

Foster's underlying conviction for capital murder is based on events which occurred in the early morning of November 20, 1983. The state court's findings of fact rely in large part on the testimony of DeAnn Keys, who lived with the murder victim, Travis Walker.

Around 2:00 a.m. on November 20, 1983, Walker received a telephone call from Michael Phillips, a companion from a local softball team whom he had known since childhood. Phillips told Walker he needed assistance with a flat tire. Keys remained in bed and Walker met Phillips and Foster, another companion from the softball team, outside the apartment. Keys next heard the men conversing in the living room and heard Phillips ask to use the phone. After the call, Phillips asked to use the bathroom. He did not enter the bathroom, however, and Keys heard Walker say, "Damn, man, you are tripping." Phillips then entered the bedroom and ordered Keys into the living room at gunpoint.

In the living room, Phillips forced Keys to lie next to Walker. Foster then held Walker and Keys at gunpoint while Phillips searched the bedroom for valuables. After five minutes of searching, Phillips questioned Walker and Keys about their jewelry, at one point placing his pistol in Keys' ear. After concluding he had found all their valuables, Phillips moved toward the main door. Phillips told the two that he and Foster, who was still standing near Walker, were leaving and should not be followed.

Keys then heard and felt a gunshot and lost consciousness. When she regained consciousness, Keys realized she was bleeding from her head. She went to a neighboring apartment to seek help, but found no one. Returning home, she attempted to call the police, but the phone was dead. Fearing she would soon die, Keys wrote twice on an envelope "Mike Philips [sic]" and "John Lee," the name by which she knew Foster.

Responding to a neighbor's phone call, the police arrived to find Walker dead and Keys lying on the bed with a fractured skull and jaw, and several broken facial bones and teeth. Each had received four gunshots to the head.

Keys later identified photos of Phillips and Foster as the assailants. Forensic and ballistics analysis established that the bullets which killed Walker came from a different weapon than those that injured Keys, thus indicating one of the criminals killed Walker, while the other wounded Keys. Police never recovered the weapons.

Phillips and Foster were tried separately in the Circuit Court of St. Louis County. A jury convicted Phillips of first-degree murder2 and sentenced him to life imprisonment without the possibility of parole.

During the guilt phase of Foster's bifurcated jury trial, the defendant, on counsels' advice, did not testify in his own defense. Counsel did call eight witnesses to support Foster's alibi. The jury found Foster guilty of capital murder. At the punishment phase of the trial Foster again did not testify. The jury recommended a sentence of death, and the judge followed the jury's recommendation. Foster thereafter appealed to the Missouri Supreme Court, which affirmed his conviction. State v. Foster, 700 S.W.2d 440 (Mo. banc 1985), cert. denied, 476 U.S. 1178, 106 S.Ct. 2907, 90 L.Ed.2d 993 (1986).

Foster pursued post-conviction relief under Missouri Supreme Court Rule 27.26.3 Among other claims, Foster asserted that he was denied his right to testify during the penalty phase of the trial. After an evidentiary hearing, the circuit court denied collateral relief. Foster appealed, and the Missouri Court of Appeals affirmed. Foster v. State, 748 S.W.2d 903 (Mo.Ct.App.1988).

Foster then filed a pro se petition for a writ of habeas corpus with the United States District Court for the Eastern District of Missouri. The district court appointed counsel, and Foster filed an amended petition. The district court referred the case to a United States magistrate judge who, without holding an evidentiary hearing, recommended the denial of Foster's petition. The district court adopted the magistrate judge's report and denied the petition. On November 4, 1992, Foster filed this timely appeal. We reverse the district court's decision denying habeas relief on the issue of ineffective assistance of counsel based on counsels' failure to advise defendant of his right to testify at the penalty phase. We affirm on all other issues.

II.

Foster contends that counsel violated his fundamental constitutional rights by waiving his right to testify at the penalty phase without first obtaining his informed consent. Foster claims that even though he desired to testify, counsel never informed him that he could do so.

Initially the Government asserts that Foster is procedurally barred from raising this claim of ineffective assistance of counsel. The Government bases its argument on the Missouri appellate court's failure to find any indication that Foster desired to testify or that he was misled by counsel or ignorant of his right to testify. The Government contends this factual finding is entitled to a presumption of correctness. Furthermore, even if Foster properly may seek habeas relief on this ground, the Government argues that Foster failed to demonstrate prejudice, and thus cannot prove ineffective assistance of counsel.

Foster's claim of ineffective assistance of counsel, based on a violation of his right to testify, was not procedurally defaulted because he raised it before the state court in his Rule 27.26 motion and at the evidentiary hearing. For purposes of Sec. 2254, the court of appeals may review claims alleging essentially the same facts and legal theories presented before the state court. Kenley v. Armontrout, 937 F.2d 1298, 1302-03 (8th Cir.), cert. denied, --- U.S. ----, 112 S.Ct. 431, 116 L.Ed.2d 450 (1991). The state appellate court rejected the ineffective assistance claim on the ground that Foster failed to show that his failure to testify prejudiced the outcome of the proceeding. Foster, 748 S.W.2d at 908. Consequently, the state court had an opportunity to rule on Foster's claim of ineffective assistance of counsel relating to denial of his right to testify, and thus the claim properly came before the district court. See Laws v. Armontrout, 863 F.2d 1377, 1392 (8th Cir.1988), cert. denied, 490 U.S. 1040, 109 S.Ct. 1944, 104 L.Ed.2d 415 (1989). The Report and Recommendation of United States Magistrate Judge, adopted by the federal district court, rejected Foster's sixth amendment claim for failure to prove prejudice.4

Because Foster contends his counsel failed to inform him of his right to testify and thus failed to protect that right, we analyze his claim as one of ineffective assistance of counsel. See United States v. Teague, 953 F.2d 1525, 1534 (11th Cir.), cert. denied, --- U.S. ----, 113 S.Ct. 127, 121 L.Ed.2d 82 (1992). Under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), Foster must show that his counsel performed deficiently and that the substandard performance prejudiced the outcome of the proceeding. Id. at 687, 104 S.Ct. at 2064.

Foster's lead counsel during the guilt phase, Bill Aylward, stated at the Rule 27.26 hearing that a plea for mercy would be inconsistent with Foster's alibi defense during the guilt phase. Accordingly, he did not recommend that Foster testify during the penalty phase. (Post-Conviction Relief Tr. [hereinafter PCR Tr.] Vol. II at 11-13.) Also present at the post-conviction hearing was Assistant County Public Defender Peter Dunne, Foster's lead counsel at the penalty phase. Dunne testified on direct examination, as a witness for the State, as follows:

Q [Mr. Waldemer, counsel for State of Missouri] Did you discuss with Mr. Foster the possibility of his testifying?

A That subject came up more than once, yes.

Q What was the substance of those discussions?

A Emmitt agreed with us that because of his priors and the fact that he would be impeached with them if he did testify that it probably would be better if he did not.

Q Did you explain to Emmitt what would take place during the penalty phase should it be reached?

A Yes.

Q Did you explain to Emmitt he had a right to testify during the trial if he wanted to?

Ms. Soffer [Counsel for Foster]: Objection, your Honor, that's leading.

THE COURT: Sustained.

Q [Mr. Waldemer] Did you discuss Emmitt's testfying [sic]?

A In the penalty phase?

Q At any time time [sic].

A As I recall it, the subject came up principally about testifying in the guilt phase of the trial. I cannot pressume [sic] discussing his testifying in the penalty phase of the trial.

Q Did you advise him whether or not to testify?

A It was our advice at the time that it would be better if he did not.

Q And your reason for that was?

A Our reason was that we did not want his prior convictions to give the jury that reason to convict him of this offense. I didn't want that to be the reason why he was convicted.

(PCR Tr. Vol. I at 93-94.) During cross-examination, Dunne testified further:

Q [Ms. Soffer] With respect to Mr. Foster's failure to testify during the guilt phase you say that you reached a mutual decision, I guess, it wouldn't be in his best interest?

A That's correct.

Q You were in charge of the penalty phase, obviously, and did you in your pretrial discussions with him tell Mr. Foster that the jury would be informed of his prior convictions at the penalty phase?

A I do not at this time remember saying that, but I in all the occasions that we talked about it I am certain that it came up, but I don't remember right now when it did.

Q You were aware of that fact?

A Oh, yes.

Q Did you tell [Mr. Foster] he could testify in the penalty phase if he chose to do so?

A I don't recall discussing the penalty of him testifying at the penalty phase.

Q Didn't it occur to you that his testimony in the penalty phase would allow the jury to have more insight into the man Emmitt Foster was?

A I guess the answer to that is, no.

Q So you didn't think that could be helpful in terms of it leading to some mitigating evidence?

A I don't see how it could have been.

(PCR Tr. Vol. I at 129-30.) Foster stated he did not know that he could testify at the penalty stage, thus explaining why he did not ask to do so:Q [Ms. Soffer] Emmitt, in your meetings with Mr. Aylward or Mr. Dunne--well, let me start back, in regards in your meetings with Mr. Dunne before you met Mr. Aylward do you recall whether or not you told him that you wanted to testify in this matter?

A Yes, I asked about testifying.

Q And what was Mr. Dunne's response to that?

A They told me if I testified then they would bring out then--that would give a prosecutor an opportunity to bring out my prior convictions.

Q What did you think when you heard that?

A Well, I didn't want to testify no more. I didn't want them to here [sic] my prior convictions.

Q Did they explain to you that if the case were to go into the penalty phase that the jury would then be informed of your prior convictions?

A No, they didn't. 

Q What did they tell you about the penalty phase?

A Nothing in that respect.

Q Did they inform of you whether or not you had the right to testify at that time?

A No, they didn't.

Q After the case was submitted to the jury and it returned its verdict did you at any time ask them if you could testify in the penalty phase?

A No, I didn't have no knowledge that I could testify. So, you know, it never even entered my mind to try to testify I didn't believe I could.

(PCR Tr. Vol. I at 40-41.)

The state court of appeals, based on the foregoing, found that "[t]here is no indication of what [Foster's] testimony would have been. There is no indication that movant was misled by counsel or that he was ignorant of his right to testify." Foster, 748 S.W.2d at 908.

The record simply does not support these findings that counsel did not mislead Foster or that Foster knew he could testify at the penalty phase. Reference to the state appellate court's reasoning offers insight into the basis for the faulty conclusion:

Clearly, counsel advised movant that he had the right to testify during the guilt stage of the trial and that, if he did so, his prior convictions could be used to attack his credibility. Movant decided not to testify during the guilt stage and offered the defense of alibi. Movant also did not testify during the penalty stage of the trial, even though his prior convictions were now admissible as bearing on the issue of punishment. As noted in the testimony of trial counsel at the 27.26 hearing, movant's testimony at that point would have been inconsistent with the defense of alibi during the guilt stage and would not have been beneficial to him.

Id. at 907-08.

The fact that Foster knew of his right to testify at the guilt stage does not justify a finding that Foster knew he could testify at the penalty phase. Furthermore, counsels' rationale for advising against Foster testifying at the guilt phase disappeared at the penalty stage. Foster had already been convicted of capital murder, and faced one of two possible sentences, life imprisonment or death. The issue of guilt had been decided; Foster desperately needed to present evidence mitigating against the death penalty. The facts are inescapable that counsel, precisely because they failed to comprehend this significant distinction, misled Foster into believing that testifying at the penalty phase might negatively affect the outcome because of the prior advice given him not to testify at the trial (guilt phase).

The federal court, relying upon the same reasoning as the state court of appeals, concluded: "[p]etitioner's trial counsel made a judgment not to have him testify during the penalty phase because it was believed that petitioner's testimony would not be beneficial to him at that stage of the proceedings." (Report and Recommendation of United States Magistrate Judge at 25.) This finding suffers from the same logical infirmity applied by the state appellate court, and therefore must be characterized as clearly erroneous.

III.

A criminal defendant's right to put on a defense, including the right to testify in one's own behalf, is a fundamental constitutional guarantee that can only be waived by the defendant himself. United States v. Bernloehr, 833 F.2d 749, 751 (8th Cir.1987). See also Harris v. New York, 401 U.S. 222, 225, 91 S.Ct. 643, 645, 28 L.Ed.2d 1 (1971). An effective waiver or relinquishment of a constitutional right must be made intelligently, voluntarily and knowingly. See Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 1023, 82 L.Ed. 1461 (1938). The evidence presented at the Rule 27.26 hearing, however, does not support the conclusion that counsel explained the possible benefits of Foster exercising his right to testify during the penalty phase. Under these circumstances, Foster had no opportunity to assert his right to testify at the penalty phase.

Counsels' testimony, set forth above, illustrates their misconception as to the role of the penalty phase. Because of the egregiousness of the crime and the fact that evidence of his prior convictions would be admissible regardless of whether defendant took the stand, Foster's own plea to the jury for mercy was absolutely necessary, notwithstanding his earlier alibi defense.

Missouri law effective at the relevant time5 required the jury, in capital murder cases, to consider both mitigating and aggravating circumstances relevant to the severity of the crime. By failing to properly advise Foster of his fundamental right to testify at the penalty phase, defense counsel precluded the jury from considering information imperative to a valid exercise of its discretion, thus effectively denying Foster his only real chance to avoid the death penalty.

Counsels' conduct, which evinced their failure to comprehend what purpose defendant's exercise of his right to testify would serve, impeded an informed decision whether to waive or invoke a fundamental constitutional guarantee. Counsel performed deficiently.

Foster must also show that counsels' deficient performance prejudiced the proceeding. The state appellate court and the federal district court failed to find prejudice, noting that Foster did not explain at his Rule 27.26 hearing the content of his proposed penalty phase testimony. Foster asserts that ineffective assistance of counsel accounts for his failure to offer specific evidence at the post-conviction relief hearing regarding his proposed testimony.

A showing of prejudice under Strickland requires the defendant to establish that counsels' errors were so serious as to deprive defendant of a fair proceeding, thereby rendering the result unreliable. The defendant must show that " 'there is a reasonable probability that, but for counsel[s'] unprofessional errors, the result of the proceeding would have been different.' " United States v. Bagley, 473 U.S. 667, 682, 105 S.Ct. 3375, 3383, 87 L.Ed.2d 481 (1985) (quoting Strickland, 466 U.S. at 694, 104 S.Ct. at 2068).

The prejudice analysis under Strickland, beyond consideration of outcome, requires inquiry "whether the result of the proceeding was fundamentally unfair or unreliable." Lockhart v. Fretwell, --- U.S. ----, ----, 113 S.Ct. 838, 842, 122 L.Ed.2d 180 (1993).

Counsels' job at the sentencing hearing was to convince the jury that, notwithstanding the brutality of the murder for which he had been convicted, Foster did not deserve to die. The prosecution sought to prove the contrary, and set out to do so by referring to Foster as a nonperson, sometimes solely as " 'that.' " The following excerpts are illustrative:

A friend, a friend for a few bucks, some pieces of jewelry. That's the manner of man they will have us believe we shouldn't do this. Let him go among the prison population, a prison population where every day other people are locked up for lesser crimes. Guards have to come to work unarmed. You have no right to do that with this man. I submit to you that that's what we mean by deterring him. They, too, the people who have to go to the penitentiary for other crimes which they have committed, have lesser but certain rights, and they have a right not to be exposed to that. And the guards, while they do an unbelievably courageous job, have a right to some protection. They have a right to that (indicating) not being there, and that's what we call deterring him.

....

... They [referring to the victim's family] had the right to have their son and grandson and brother for the rest of his natural life, until somebody superior to us deemed it time for him to die and not that (indicating).

....

... It is right that he should be executed. There has been some religious discussion here. The Christians have the Golden Rule. 'Do unto others what you would have them do unto you.' Muslims reverse this process, and the Koran says, 'Do not do unto others what you would have him do unto you.' And Confucius says, 'Man should do that which is right, not for hope of reward or for fear of punishment. Man should do what is right, because that is what it means to be a man.' That is what is the essence of man, and that (indicating) is no man.

(Trial Tr. at 975-77 (emphasis added).)

While the prosecution attempted to dehumanize Foster in each juror's mind, the defense failed in its efforts to elicit potentially mitigating evidence pertaining to defendant's life. For example, the defense was precluded from eliciting certain information from defendant's mother.6 Although counsel challenged the exclusion, no evidence exists that the defense thereafter recognized the ever-increasing urgency in offering Foster's testimony in mitigation.

At the penalty phase, lead defense counsel's closing argument suggested the prejudicial effect of not having his client testify:

MR DUNNE: .... As I stand here before you in this court, I must confess to you that I am afraid. I am afraid for myself. I am afraid for Emmitt, that I don't have the ability to speak for him. That I won't be able to find the words that must be said now. And most of all, I am afraid that even if I did, you would not be swayed.

(Trial Tr. at 979 (emphasis added).)

In this case, prejudice is apparent from the record. The prosecutor referred to defendant as a "that." Foster's mother was restricted in speaking for her son. The evidence shows a fair probability that Foster may not have shot Walker, but that his colleague in the crime, Michael Phillips, did.7

We also know, although the jury did not, that this crime, albeit heinous, did not necessarily call for the death penalty, as Phillips had received life imprisonment. At least in this record, no distinction exists between the conduct of Phillips and that of Foster. All of these circumstances lead to a logical conclusion of prejudice to Foster flowing from counsels' deficiency.

Foster had nothing to lose and everything to gain by testifying at the penalty phase. His guilt already had been established. His only chance to escape the death penalty required a plea for his own life, asking the jury for mercy, portraying himself as a human being.

Foster's failure to take the stand because of counsels' incompetence virtually guaranteed the death sentence under the circumstances. Absent counsels' incompetent waiver of Foster's right to testify, there is a reasonable probability the jury would not have recommended the death penalty. See Smith v. Murray, 477 U.S. 527, 539, 106 S.Ct. 2661, 2669, 91 L.Ed.2d 434 (1986) (Stevens, J., dissenting) ("The record in this case unquestionably demonstrates that petitioner's constitutional claim is meritorious, and that there is a significant risk that he will be put to death because his constitutional rights were violated." (emphasis in original)). No claim is made, nor could it cogently be made, that trial strategy entered into the failure of counsel to advise defendant of his right to testify at the penalty phase. Cf. United States v. Norwood, 798 F.2d 1094 (7th Cir.), cert. denied, 479 U.S. 1011, 107 S.Ct. 656, 93 L.Ed.2d 711 (1986).

The Supreme Court has made clear the importance of a criminal defendant's right to testify, stating:

None of these modern innovations [in criminal procedure] lessens the need for the defendant, personally, to have the opportunity to present to the court his plea in mitigation. The most persuasive counsel may not be able to speak for a defendant as the defendant might, with halting eloquence, speak for himself [before the imposition of a sentence].

Green v. United States, 365 U.S. 301, 304, 81 S.Ct. 653, 655, 5 L.Ed.2d 670 (1961). More recently, the Court observed "the most important witness for the defense in many criminal cases is the defendant himself." Rock v. Arkansas, 483 U.S. 44, 52, 107 S.Ct. 2704, 2709, 97 L.Ed.2d 37 (1987).

We conclude that Foster's case shows a proper basis for relief due to incompetence of trial counsel and prejudice under the Strickland test.

IV.

Based on the foregoing, we reverse the district court's order denying Foster's petition for habeas relief and direct the district court to issue a writ of habeas corpus vacating Foster's death sentence. We leave to the State of Missouri the choice of having Foster resentenced for first-degree murder or seeking a new hearing on the penalty phase of the capital murder case. We affirm the district court order denying habeas relief for all other issues raised.

*****

JOHN R. GIBSON, Circuit Judge, concurring.

I concur in the judgment of the court today and in its opinion, but write separately simply to underscore several of my concerns. Foster's counsel briefed twenty-five arguments, including the one that is the basis for the court's decision today. With respect to this issue, the State did not brief the merits, but included it with some ten others in a general argument that they were procedurally barred, and there was no showing of cause and prejudice. The basis for the argument was that Foster had failed to present them in his Rule 27.26 motion. The court today correctly rejects this argument. The claim was presented in the Rule 27.26 motion, and there was considerable testimony on this issue from Foster and his lawyers, Dunne and Aylward, at the Rule 27.26 hearing. It is true that the issue was not decided by the trial court, but the decision of the Missouri Court of Appeals squarely deals with and rejects the issue. State v. Foster, 748 S.W.2d 903, 907-08 (Mo.Ct.App.1988). Thus, the State's procedural bar argument must be rejected.

Even though the State did not brief the ineffectiveness argument on the merits, in view of the scatter-shot approach taken by Foster's counsel in briefing, I would be hesitant to conclude that the State has waived the argument on the merits.

The crucial question is whether there is support for the Missouri Court of Appeals' finding that "[t]here is no indication that movant was misled by counsel or that he was ignorant of his right to testify." Id. at 908. If not, the finding is not entitled to the presumption of correctness under 28 U.S.C. Sec. 2254(d)(8). In examining the opinion of the state court of appeals and looking to the record to determine if its decision is supported, it is evident that attorney Aylward, who described himself as in charge of the defense and making the decisions, although delegating the penalty phase to Dunne, was clear in his testimony that a plea for mercy by Foster would have been inconsistent with his defense of alibi during the guilt stage. Thus far there would be evidence to support the state court's finding in this respect, and further to demonstrate an exercise of defense counsel's judgment on this issue. Such an exercise of counsel's judgment would be unassailable in a claim of ineffective assistance of counsel.

From this point on the State's position deteriorates. Foster had a right to testify at his own trial. Rock v. Arkansas, 483 U.S. 44, 49, 107 S.Ct. 2704, 2708, 97 L.Ed.2d 37 (1987). The law is clear that the decision as to whether or not to testify is Foster's, and he has the ultimate authority to make this fundamental decision. Jones v. Barnes, 463 U.S. 745, 751, 103 S.Ct. 3308, 3312, 77 L.Ed.2d 987 (1983). This is particularly true in a case such as this where a jury has determined guilt, and the only issue remaining is the choice between life imprisonment or death. Foster may have had long odds on receiving the life sentence, but if he desired to testify, perhaps in the hopes that the jury would see him as a human being and that one juror would decide to grant him life, this was his decision to make.

It is true, as the Missouri Court of Appeals held, that movant did not express a desire to testify, or what his testimony would have been. 748 S.W.2d at 908. The next statement by the court, "there is no indication that movant was misled by counsel or that he was ignorant of his right to testify," is simply not supported by the evidence, and accordingly under 28 U.S.C. Sec. 2254(d)(8) it is not entitled to the presumption of correctness. Both attorneys made clear that they advised Foster not to testify in the guilt phase, but both were uncertain with respect to what they told Foster with respect to the penalty phase. Aylward testified that he did not know in what detail the penalty phase strategy was discussed with Foster, but stated that Foster was aware as to how they were going to proceed. Foster made no request to be allowed to testify. Dunne stated he could not "presume discussing" Foster testifying in the penalty phase of the trial, although it was counsel's advice that it would be better if Foster did not testify because Foster's prior convictions might come into evidence. Dunne stated that he did not recall discussing with Foster the possible negative effects of testifying at the penalty phase. Moreover, it did not occur to Dunne that Foster's testimony at the penalty phase might give the jury more insight into Foster. Dunne could not see how this would have been helpful in leading to some mitigating evidence. Foster was definite that he had not been informed as to whether he could testify at the penalty phase.

Thus, while Foster did not ask to testify, the record is clear that his lawyers were unsure as to whether he had been informed that he had the right to do so. It is evident that Foster was not given sufficient advice to be able make an informed decision about his right to testify.

With this record, there is simply no support for the statement of the Court of Appeals of Missouri that there was no indication that Foster was "misled by counsel or that he was ignorant of his right to testify," and the presumption of correctness as to this finding falls from the case.

*****

ORDER

Feb. 22, 1994.

Appellee's petition for rehearing with suggestion for rehearing en banc has been considered by the court and is granted. The opinion and judgment of this court filed on December 15, 1993, are vacated. The case is set for oral argument before the court en banc at 1:00 p.m. on Tuesday, May 24, 1994, in the United States Court and Custom House in St. Louis, Missouri.

*****

1

Foster was convicted under Mo.Rev.Stat. Sec. 565.001 (1978) (repealed 1983)

2

Phillips was convicted under Mo.Rev.Stat. Sec. 565.003 (1978) (repealed 1983)

3

Missouri Supreme Court Rule 27.26 was repealed February 11, 1987

4

While defendant bears the risk of error in a post-conviction proceeding, Coleman v. Thompson, --- U.S. ----, ----, 111 S.Ct. 2546, 2567, 115 L.Ed.2d 640 (1991); Mitchell v. Wyrick, 727 F.2d 773, 774 (8th Cir.), cert. denied, 469 U.S. 823, 105 S.Ct. 100, 83 L.Ed.2d 45 (1984), here Foster alleged and argued his ineffective assistance of counsel claim to the state tribunal pursuant to Rule 27.26. That court ruled on the merits of Foster's claim. No bar to federal review exists. See Ylst v. Nunnemaker, --- U.S. ----, ----, 111 S.Ct. 2590, 2593, 115 L.Ed.2d 706 (1991); Evans v. Dowd, 932 F.2d 739, 741 (8th Cir.), cert. denied, --- U.S. ----, 112 S.Ct. 385, 116 L.Ed.2d 335 (1991)

5

Mo.Rev.Stat. Sec. 565.012 (1978) (repealed 1983)

6

This exclusion of evidence, resulting from sustained objections made by the Government, does underscore the importance of Foster testifying for himself at the penalty phase

7

As ballistics disclosed, a separate gun provided the fatal gunshot wounds to Walker than the gun used to shoot and grievously wound Keys. See supra p. 1453. A 50% probability exists that Phillips shot Walker with his gun

 
 

39 F.3d 873

Emmitt Foster, Appellant,
v.
Paul Delo, Appellee

United States Court of Appeals, Eighth Circuit.

Submitted May 24, 1994.
Decided Nov. 7, 1994

Before RICHARD S. ARNOLD, Chief Judge, BRIGHT, Senior Circuit Judge, McMILLIAN, Circuit Judge, JOHN R. GIBSON, Senior Circuit Judge, and FAGG, BOWMAN, WOLLMAN, MAGILL, BEAM, LOKEN, HANSEN, and MORRIS SHEPPARD ARNOLD, Circuit Judges, En Banc.

MORRIS SHEPPARD ARNOLD, Circuit Judge.

Emmitt Foster was sentenced to death for the murder of Travis Walker. After his appeal failed, he filed a motion for post-conviction relief under former Missouri Rule 27.26. Mo.R.Crim.P. 27.26 (repealed and replaced with Mo.R.Crim.P. 29.15 in 1987). The Circuit Court of St. Louis County denied the motion, and the Missouri Court of Appeals affirmed the denial. Foster v. State, 748 S.W.2d 903 (Mo.App.1988). After exhausting his remedies in state court, Foster challenged the conviction and sentence by filing this petition for writ of habeas corpus alleging twenty-five constitutional defects in his trial. Since filing for relief in the district court, Foster has filed three state petitions for writ of habeas corpus, in 1988, 1992, and 1994, alleging grounds for relief that had not been raised in the earlier proceedings in state court. The district court considered Foster's petition on the state's motion for summary judgment and denied relief; Foster appealed. A panel of this court reversed and ordered the district court to issue a writ vacating the death sentence. Foster v. Delo, 11 F.3d 1451 (8th Cir.1994). We granted the state's request for rehearing, vacated the panel's opinion, and ordered rehearing en banc.

I.

Walker was murdered during the very early hours of November 20, 1983, after Foster and Michael Phillips entered, apparently on a ruse, the home Walker shared with Deann Keys, and robbed them of jewelry and other valuables. Phillips had telephoned Walker's home at approximately 2:00 a.m., claiming that he needed help with a flat tire. Walker and Phillips were friends and had known each other since childhood; Walker, Phillips, and Foster were teammates on a softball team. Keys also knew both Phillips and Foster, although she knew Foster as John Lee.

After the telephone call, Phillips arrived with Foster, and the two spoke with Walker; Keys remained in bed, but overheard parts of the conversation. Phillips soon entered the bedroom, pointed a gun at Keys, and ordered her into the living room. Keys went into the living room and saw Walker lying on the floor with Foster pointing a gun at his head. Foster and Phillips forced Keys to lie down next to Walker. Phillips began to search the victims' home for valuables and found some. He then demanded to know where the rest of the jewelry was. Walker told him that it was at Walker's mother's home. Phillips continued his search, but apparently found nothing more. He then told Keys and Walker that he and Foster were leaving and ordered the victims not to move or to attempt to pursue them. Keys heard a shot and apparently lost consciousness. When she regained consciousness she tried to find a neighbor, but was unsuccessful; she then tried to use the telephone, but the line was dead. She returned to her bedroom, and, convinced that she was near death, wrote the names "John Lee" (Foster's alias) and "Mike Philips [sic]" twice on an envelope. Police officers, who had been summoned by Keys's neighbor, arrived and found Keys still alive; Walker was already dead. An autopsy subsequently revealed that Walker had been shot four times in the head. Medical evidence revealed that Keys had also been shot four times in the head. Walker and Keys were shot with different guns. Keys survived and testified at trial, identifying Foster as one of her assailants, although she could not say whether Foster or Phillips or both did the shooting.

Foster did not testify at either the guilt or penalty phase of his trial. He was convicted of capital murder and sentenced to death in 1984. Phillips remained a fugitive until shortly before Foster's trial and was tried in 1985. He was convicted of felony-murder and was sentenced to life in prison.

II.

Of Foster's twenty-five grounds for relief, the panel found only one to be meritorious: it agreed that Foster's counsel had failed to inform him of his right to testify at the penalty phase of his trial and that this failure amounted to prejudicial ineffective assistance of counsel. The state argues that this claim and ten others are procedurally barred because Foster failed to raise them in his state petition for post-conviction relief. Although some of the ten claims are indeed barred, it is clear that Foster claimed that he was entitled to post-conviction relief in part because his trial counsel failed to call him to testify. This claim is therefore properly before us.

In order to be entitled to relief because of ineffective assistance of counsel, a petitioner must show both that his counsel "made errors so serious that counsel was not functioning as the 'counsel' guaranteed the defendant by the Sixth Amendment," and that "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). "An error by counsel even if professionally unreasonable, does not warrant setting aside the judgment of a criminal proceeding if the error had no effect on the judgment." Strickland, 466 U.S. at 691, 104 S.Ct. at 2066. Foster must also show that he was prejudiced by his counsel's ineffective performance: he "must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694, 104 S.Ct. at 2068.

Foster argues that his attorney should have called him to testify in order to convince the jury not to impose capital punishment on him. He does not, however, tell us why he believes that there is a reasonable probability that the jury would have reached a different verdict if it had heard his testimony. In fact, at the evidentiary hearing held when the state court heard his motion for relief under Rule 27.26, Foster never even indicated what his testimony would have been had he taken the stand. Since it is incumbent upon a petitioner to show that he was actually prejudiced by his counsel's actions, we cannot grant relief.

Foster admits in his brief that he failed to show prejudice at his hearing for post-conviction relief, but urges us to consider this as yet another example of ineffective assistance of counsel. The performance of Foster's post-conviction counsel, however, even if it were shown to have been ineffective, could not provide a basis for issuing a writ of habeas corpus. There is no constitutional right to counsel in state post-conviction hearings; there can be, therefore, no constitutionally ineffective assistance that could justify issuing the Great Writ on this ground. Coleman v. Thompson, 501 U.S. 722, 751-53, 111 S.Ct. 2546, 2566, 115 L.Ed.2d 640 (1991); Pollard v. Delo, 28 F.3d 887, 888 (8th Cir.1994).

III.

When a panel of this court reviewed this case, it found in favor of the state on twenty-four of Foster's claims. The state petitioned for rehearing of the one claim that it lost. Foster did not seek rehearing of the rejected claims, although his oral argument before this court made clear that he had not abandoned them. We will ordinarily consider on rehearing only those issues specifically raised in a petition, and will depart from this rule only on the rarest of occasions. Brown v. Stites Concrete, Inc., 994 F.2d 553, 557 (8th Cir.1993) (en banc). Because Foster's petition for relief challenges the propriety of his execution, we believe that this case presents circumstances warranting a review of his remaining claims.

A.

In addition to his claim that his counsel was ineffective for not calling him to testify, Foster argues that his counsel was ineffective for several other reasons.

Foster claims that his trial counsel was ineffective because he did not attempt to rehabilitate two members of the venire who stated on voir dire that they could not, in any circumstances, consider imposing capital punishment. Foster concedes, citing Wainwright v. Witt, 469 U.S. 412, 105 S.Ct. 844, 83 L.Ed.2d 841 (1985), that a prosecutor may exclude jurors who profess an inability to impose the death penalty. See also Hulsey v. Sargent, 865 F.2d 954 (8th Cir.1989), cert. denied, 493 U.S. 923, 110 S.Ct. 291, 107 L.Ed.2d 270 (1989). The prosecutor asked each of the jurors in question whether, after having been instructed as to the law and after hearing the evidence, they could not in any circumstances consider the death penalty. They answered, unequivocally, that they could not consider it. In the face of such clear answers, it was reasonable for Foster's trial counsel to conclude that there was no point in attempting to rehabilitate these two jurors.

Foster makes the related argument that trial counsel was ineffective for failing to object to the prosecutor's questioning of the venire with respect to capital punishment. In reviewing this argument as part of Foster's request for post-conviction relief, the Missouri Court of Appeals found that "[t]he prosecutor's questions were not a request for a commitment from prospective jurors to a future course of action, but constituted a proper inquiry into whether the venire members would be able to follow the court's instructions with regard to assessing punishment." Foster, supra, 748 S.W.2d at 907. The record adequately supports the findings of the state court, which are, of course, therefore entitled to a presumption of correctness. Sumner v. Mata, 455 U.S. 591, 102 S.Ct. 1303, 71 L.Ed.2d 480 (1982). The failure to object to proper questions cannot be considered unreasonable.

Foster asserts that his trial counsel was ineffective because he failed to make an offer of proof when, in the penalty phase, the court sustained the prosecutor's objections to several questions asked of Foster's mother in order to elicit mitigating evidence. The questions related to Foster's upbringing: his mother's age when he was born; whether his father was alive; whether he knew his father; whether he had deceased siblings; and whether his mother was wealthy. Foster's mother answered three of these before the prosecutor objected: she was fifteen when Foster was born; his father was deceased; not all of his siblings were still living. Even if we were to conclude that the failure to make an offer of proof with respect to the unanswered questions was unreasonable, we would still not be able to conclude that Foster's counsel was constitutionally ineffective because it is clear that Foster has not satisfied the requirements of Strickland. In order to be entitled to relief, Foster "must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, supra, 466 U.S. at 694, 104 S.Ct. at 2068. The Supreme Court explained that a reasonable probability "is a probability sufficient to undermine confidence in the outcome" of the trial. Foster has not demonstrated, and we cannot find anything in the record to suggest, that there was a reasonable probability that the jury would have chosen life imprisonment instead of execution if Foster's mother had been allowed to say that Foster never had much contact with his father and that she was not a wealthy woman.

Foster's next claim is that his counsel was ineffective because he did not timely object to questions of a witness, one of Foster's neighbors who attended church with Foster, relating to a photograph that had not been disclosed to the defense prior to the trial, and to a reference to a tenet of the Islamic faith during the prosecutor's closing argument. The photograph apparently showed a man wearing a fez and sitting between an American flag and a Black Muslim flag. When the prosecutor asked whether the person in the photograph was Foster, Foster's counsel promptly objected; the record reveals no answer. The photograph was marked, but not admitted into evidence. The jury saw the photograph only at a distance. The prosecutor's only mention of Islam in his closing argument was in a reference to what he described as the Christians' "Golden Rule," namely, that one should do unto others what he would have others do unto him; he also stated that Muslims and Confucians have similar rules. We can find no evidence that counsel's action or inaction was ineffective or prejudicial.

Foster claims that his trial counsel was ineffective during the guilt phase of the trial because counsel failed to investigate the medical records of Deann Keys. According to the records of the emergency room to which Keys was brought, Keys was shot while lying in bed, not while lying on the floor in the living room. Since the only defense Foster presented was that he was not in Keys's home at the time of Walker's murder, and since Keys's testimony placed him in that place at that time, Foster argues that Keys's credibility was crucial to the government's case, and that the medical records, had they been introduced, would have impeached her credibility. Assuming, without deciding, that the medical records would have been admissible, Foster's argument has no merit. First, because Foster's defense was that he was not in Keys's home, it makes little difference whether she was shot in the bedroom or the living room. Second, the record reveals that Keys's speech was inaudible when police officers found her, and understandably so since she had been shot four times in the head. The personnel of the emergency room who made the record might well have made the error because they did not understand her. Third, Keys testified that she got up after she had been shot, left the apartment to find help, returned to the apartment when she thought she had failed, went to her bedroom, and wrote down the names of her assailants before lying down in the bed where she was eventually found. We cannot discern any prejudice in trial counsel's failure to show that this sequence of events began in the bedroom (assuming the medical records are correct and Keys's own recollection is wrong) rather than in the living room.

Foster's next argument is even less convincing: he argues that his trial counsel was ineffective for failing to offer into evidence the toxicological report on Walker's body. That report revealed that Walker's blood alcohol level was 0.117 percent. We fail to see how the failure to present evidence that Walker was drunk could possibly have been prejudicial to Foster in either of the phases of his trial.

Foster next asserts that his trial counsel was ineffective because he should have interviewed Phillips who was in custody one month before trial. In support of this argument, Foster has submitted Phillips's affidavit, executed in January of 1988, in which he states that had he been asked to testify at Foster's trial, he would have testified that to the best of his knowledge Foster had nothing to do with Walker's murder. We are not persuaded that it was unreasonable for trial counsel to decline to call Phillips to testify and thereby to subject him to cross-examination on the details of the crime and of Foster's role in it. We are also skeptical that Phillips would have testified at Foster's trial when he risked direct and cross-examination through which he might well have incriminated himself. We are confident, moreover, that the result of the trial would not have been different if Phillips had testified.

Foster claims that his trial counsel was ineffective for failing to investigate adequately the background of Tyrone Mitchell, one of the state's witnesses. Mitchell testified that he heard and saw Keys on the night she was shot, that she had difficulty speaking, and that he directed a neighbor to telephone the police. Foster's trial counsel did not know that Mitchell had made a deal with the state according to which he would testify against Foster if the state dismissed a criminal charge against him. This claim is procedurally barred because Foster did not raise it in his direct appeal or in his state petition for post-conviction relief. Even if it were not barred, it would not provide a basis for relief. Mitchell was a minor witness and his testimony was consistent with that of others. We cannot say that if the jury had known about the agreement, it would have discounted Mitchell's testimony; if it had discounted Mitchell's testimony, it is not likely that it would have acquitted Foster.

Foster urges us to reverse the district court because his trial counsel was ineffective for failing to object to certain instructions given to the jury. Foster failed to raise these issues in his motion for post-conviction relief under Rule 27.26. He has therefore defaulted on these claims. His subsequent state petitions for writ of habeas corpus, which were filed after he filed his federal petition, cannot undo the default. Blair v. Armontrout, 976 F.2d 1130, 1136 (8th Cir.1992), cert. denied. --- U.S. ----, 113 S.Ct. 2357, 124 L.Ed.2d 265 (1993); Daniels v. Jones, 944 F.2d 429 (8th Cir.1991).

B.

Foster makes three arguments relating to the jury instructions given at the close of the penalty phase of Foster's trial. He argues, first, that the jury instructions required that the jury could consider as mitigating circumstances only those circumstances that the jury unanimously found to exist. Such instructions are contrary to the rule that the jury must be permitted to consider all mitigating evidence. See Mills v. Maryland, 486 U.S. 367, 384, 108 S.Ct. 1860, 1870, 100 L.Ed.2d 384 (1988). Foster made this argument for the first time in his federal petition for a writ of habeas corpus. Because he raised this issue neither on direct appeal nor in his motion for relief under Rule 27.26, his claim for relief is barred. A petitioner may, of course, avoid a procedural bar if he can show both good cause for failing to raise the barred issue earlier and actual prejudice resulting from the alleged constitutional violation. Wainwright v. Sykes, 433 U.S. 72, 84-87, 97 S.Ct. 2497, 2505-07, 53 L.Ed.2d 594 (1977). But Foster has shown neither.

Foster's second challenge to the jury instructions concerns the third of four aggravating circumstances defined for the jury: the trial court instructed the jury to decide "[w]hether the murder of Travis Walker involved depravity of mind and that as a result thereof it was outrageously or wantonly vile, horrible or inhuman." This instruction was based on former section 565.012.2(7). Mo.Ann.Stat. Sec. 565.012.2(7) (Vernon 1979) (repealed and replaced with Mo.Ann.Stat. Sec. 565.032.2(7) in 1983). Once again, Foster is not entitled to relief. Foster did not object at trial to the instruction he is now challenging; nor did he raise this issue in his state petition for post-conviction relief. His claim is therefore procedurally barred.

Foster's final challenge to the jury instructions is his claim that the trial court should have instructed the jury that it should consider as a mitigating circumstance whether Foster "acted under extreme duress or substantial domination of another person." Foster urges us to conclude that he was entitled to this instruction because he was acting under the substantial dominance of Phillips when they murdered Walker. The Supreme Court of Missouri found that Foster presented absolutely no evidence that he acted under duress or under Phillips's dominance on the night of the murder. State v. Foster, 700 S.W.2d 440, 444 (Mo.1985), cert. denied, 476 U.S. 1178, 106 S.Ct. 2907, 90 L.Ed.2d 993 (1986). That conclusion is well supported in the record, and thus Foster is not entitled to relief on this ground.

C.

Foster's remaining claims relate to a number of alleged errors, some of which have already been discussed in other contexts. None has merit. Foster argues that the trial court denied him a fair trial when it sustained the state's objections to questions that his counsel posed to his mother during the penalty phase of the trial. As we said above, the jury actually heard Foster's mother's answers to some of these questions before the state objected; Foster's trial counsel failed to make an offer of proof with respect to the unanswered questions. We held above that this could not be ineffective assistance of counsel because Foster could show no prejudice. In the present context, the determination of whether the trial court's ruling denied Foster a fair trial, we will consider Foster's claim procedurally barred unless the alleged constitutional error "probably resulted in a verdict of death against one whom the jury would otherwise have sentenced to life imprisonment." Stokes v. Armontrout, 893 F.2d 152, 156 (8th Cir.1989). Foster had wanted his mother to testify that he had little contact with his father and that one of his brothers was deceased. We do not think it probable that the more complete testimony of Foster's mother, which Foster presented at his hearing for state post-conviction relief, would have had any effect on the jury's verdict.

Foster argues that he was entitled to a trial by a jury drawn from a fair cross section of the community and that the state's exclusion of members of the venire who expressed reservations about capital punishment but did not unequivocally aver that they would not follow the court's instructions on the law with respect to the death penalty deprived him of a fairly representative jury. See Duncan v. Louisiana, 391 U.S. 145, 88 S.Ct. 1444, 20 L.Ed.2d 491 (1968) (a criminal defendant is entitled to trial by jury); Taylor v. Louisiana, 419 U.S. 522, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975) (petit jury must be selected from a pool that is a fair cross section of the community). The Supreme Court has made clear that it is not improper to exclude from a jury, either for cause or by way of peremptory challenges, those members of the venire who are opposed to capital punishment, and has emphasized that opponents of the death penalty are not members of a distinctive group that under Duren v. Missouri, 439 U.S. 357, 99 S.Ct. 664, 58 L.Ed.2d 579 (1979), may not be excluded from the jury pool. Lockhart v. McCree, 476 U.S. 162, 173-74, 106 S.Ct. 1758, 1764-65, 90 L.Ed.2d 137 (1986). Foster's argument therefore provides no basis for relief.

Foster alleges that his rights under the Fourteenth Amendment were infringed by the refusal of the Missouri Supreme Court to accept an untimely request to transfer from the Missouri Court of Appeals to the Missouri Supreme Court his appeal of the denial of his state motion for post-conviction relief. The Missouri Court of Appeals had affirmed the denial of Foster's petition for post-conviction relief. Foster then requested rehearing by the Court of Appeals or transfer to the Missouri Supreme Court. The Court of Appeals denied his request. Foster next petitioned the Missouri Supreme Court requesting that it transfer his appeal from the Court of Appeals. The Missouri Supreme Court refused to file the request because it exceeded the six-page limit for such requests by one and one-half pages. Foster apparently shortened his request, but filed it two days late. Foster asserts that the Missouri Supreme Court routinely grants such requests for transfer and suggests that the failure to accept the untimely request was improper. Foster claims that this amounted to a deprivation of a fundamental constitutional right because the Missouri Supreme Court does not treat those who have been sentenced to death in the same manner as it treats others. He has, however, utterly failed to present evidence that the Supreme Court routinely grants such requests to other criminal defendants or other prisoners appealing from denials of post-conviction relief. Indeed, we have noted that the Missouri Supreme Court does not usually grant such requests. Brown v. Armontrout, 898 F.2d 84, 86 n. 5 (8th Cir.) (noting that the State argued in its brief that Missouri Supreme Court granted motion to transfer in only eleven percent of all cases in 1986; and noting that the district court in Fisher v. Trickey, 656 F.Supp. 797, 804 (W.D.Mo.1987), found no cases in which the Missouri Supreme Court granted a request for transfer made by a criminal defendant or a petitioner for writ of habeas corpus), cert. denied, 498 U.S. 868, 111 S.Ct. 186, 112 L.Ed.2d 149 (1990). We cannot conclude that the Missouri Supreme Court treated Foster differently from the way that it treated anybody else.

Foster argues that his right to due process was infringed when the state played a tape recording of Dorothy Beck Lee's (Beck's) statements to police. Beck was Foster's girlfriend. She testified, as part of Foster's defense during the guilt phase of the trial, that Foster was with her at the time of the murder. She had told police that Foster was not with her at that time, and that Foster had asked her to cover for him by saying that she was with him then. The admissibility of evidence is a question of state law that does not raise a federal issue unless admitting the evidence infringes specific constitutional protections or is so prejudicial that it amounts to a denial of due process. Adail v. Wyrick, 711 F.2d 99, 102 (8th Cir.1983). Foster cites no specific protection that has been infringed; nor does he show us why the tape was so prejudicial that he was denied due process. Because there is no federal constitutional violation, we deny relief on this ground.

Foster asserts that the state's argument at the close of the guilt phase of the trial violated due process. The state attempted to explain to the jury the differences between capital murder and first degree murder, and between those offenses and other homicides. The state argued that this was a case of capital murder, and explained that first degree murder is not a lesser included offense of capital murder: "That's the way the law used to be.... But now they changed the law as the legislature has the right to do.... Actually, they changed it again, but it doesn't go into effect until next year." At this point Foster's counsel objected. As Foster's argument here makes clear, this issue also is one of state law. Missouri does indeed forbid arguing questions of law to the jury. State v. Williams, 588 S.W.2d 70, 74 (Mo.App.1979). We can award a writ of habeas corpus on due process grounds, however, only if the state's argument so infected the trial as to render it fundamentally unfair. Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 2471, 91 L.Ed.2d 144 (1986); Pickens v. Lockhart, 4 F.3d 1446, 1453 (8th Cir.1993), cert. denied, --- U.S. ----, 114 S.Ct. 1206, 127 L.Ed.2d 553 (1994). Having reviewed the record, we cannot conclude that the state's comments denied Foster due process.

Foster claims that he should not be put to death because his punishment is disproportional to that imposed on Phillips and on other defendants in similar cases. The Eighth Amendment does not require that courts compare the sentences imposed in similar cases. Pulley v. Harris, 465 U.S. 37, 48-51, 104 S.Ct. 871, 878-79, 79 L.Ed.2d 29 (1984); Jurek v. Texas, 428 U.S. 262, 96 S.Ct. 2950, 49 L.Ed.2d 929 (1976). Under Missouri law, however, the Supreme Court of that state does undertake a comparative review of all verdicts in which a jury or a judge imposed capital punishment instead of imprisonment for life. Mo.Ann.Stat. Sec. 565.014 (Vernon 1979) (repealed and replaced with Mo.Ann.Stat. Sec. 565.035 in 1983). Where a state creates a right, such as a defendant's right to a review of his sentence, the Fourteenth Amendment of course entitles him to procedures to ensure that the right is not arbitrarily denied. Wolff v. McDonald, 418 U.S. 539, 557, 94 S.Ct. 2963, 2975, 41 L.Ed.2d 935 (1974); see also Hicks v. Oklahoma, 447 U.S. 343, 346-47, 100 S.Ct. 2227, 2229-30, 65 L.Ed.2d 175 (1980). But the Missouri Supreme Court conducted the relevant review in this case and concluded that the punishment was not disproportional to that imposed for similar crimes in similar cases. Foster, supra, 700 S.W.2d at 444-45. Foster's claim presents no basis for relief.

Foster argues that he is entitled to relief because the state's failure to reveal that Tyrone Mitchell agreed to testify at Foster's trial in exchange for the state's dismissal of charges against Mitchell amounted to prosecutorial misconduct. This claim is procedurally barred because Foster failed to raise it in state proceedings. As we stated above, moreover, when we reviewed the claim of ineffective assistance of counsel relating to Mitchell's testimony, Mitchell was, despite Foster's assertions to the contrary, a minor witness. We do not think that there is a reasonable possibility that the jury would have rendered a different verdict if the agreement between Mitchell and the state had been revealed to it.

IV.

On May 13, 1994, eleven days before we heard argument en banc, Foster filed a motion to remand this matter to the district court for the presentation of newly discovered evidence. We took the motion as submitted with the case. Foster claims that an investigator working for the Missouri Capital Punishment Resource Center obtained in late 1993 a copy of the file on Travis Walker's murder held by the St. Louis police. She is said to have learned that a report by Sidney R. Anderson, an investigator with the Medical Examiner's office, stated that Deann Keys "was unable to talk due to damage from her wound, but from the evidence at the apartment, it appears that she was in bed when she was shot." This report, Foster claims, was never revealed to trial counsel. Foster has raised this issue in a separate petition for writ of habeas corpus that he filed on May 9 of this year with the Missouri Supreme Court. Because it is the subject of pending state proceedings, we deny Foster's motion without prejudice to such rights to raise this issue as he may have had as of May 13, 1994.

V.

For the reasons given, we affirm the judgment of the District Court denying Foster a writ of habeas corpus.

*****

BRIGHT, Senior Circuit Judge, with whom McMILLIAN, Circuit Judge, and JOHN R. GIBSON, Senior Circuit Judge, join, dissenting.

We dissent. Counsels' ineffective assistance deprived Foster of the right to testify on his own behalf and prejudiced the outcome of the sentencing proceeding. Thus, the death sentence is flawed.

The majority has elected not to discuss the performance component of the Strickland inquiry and instead solely addresses the issue of prejudice. We, however, discuss both components of the ineffectiveness claim and observe that the deficiencies of counsels' actions throw light on the issue of prejudice, as well as establish that Foster received less than competent representation.

Strickland requires the petitioner to "identify the acts or omissions of counsel that are alleged not to have been the result of reasonable professional judgment." Strickland v. Washington, 466 U.S. 668, 690, 104 S.Ct. 2052, 2066, 80 L.Ed.2d 674 (1984). In his habeas petition, Foster contends that his counsels' failure to properly notify him of his fundamental right to testify during the penalty phase of his capital trial rendered counsels' conduct constitutionally deficient. The Report and Recommendation of United States Magistrate Judge, adopted by the federal district court,1 rejected Foster's sixth amendment claim for failure to prove prejudice. In addition, the opinion asserted that the record did not support Foster's claims that he was misled by counsel or that he was ignorant of his right to testify. In this regard, the district court clearly erred as a matter of fact and erred as a matter of law based on the undisputed record.

We briefly relate the record on this matter. During the Rule 27.26 (now Rule 29.15) post-conviction hearing in the Circuit Court of St. Louis County, Peter Dunne, Foster's lead counsel at the penalty phase of his capital trial, in substance admitted not discussing with Foster whether or not Foster should take the stand during the penalty phase. On direct examination by Foster's counsel, Dunne said, "As I recall it, the subject came up principally about testifying in the guilt phase of the trial. I cannot pressume [sic] discussing his testifying in the penalty phase of the trial." Post-Conviction Relief Tr. [hereinafter PCR Tr.] Vol. I at 94.

During cross-examination by Foster's attorney, Dunne clarified that general response:

Q Did you tell [Mr. Foster] he could testify in the penalty phase if he chose to do so?

A I don't recall discussing the penalty of him testifying at the penalty phase.

Q Didn't it occur to you that his testimony in the penalty phase would allow the jury to have more insight into the man Emmitt Foster was?

A I guess the answer to that is, no.

Q So you didn't think that could be helpful in terms of it leading to some mitigating evidence?

A I don't see how it could have been.

PCR Tr. Vol. I at 130.

Similarly, when Foster's lead counsel during the guilt phase, Bill Aylward, was asked whether he had discussed with Emmitt Foster his ability to testify during the penalty phase, Mr. Aylward could not "recall specifically [whether] we did or not." PCR Tr. Vol. II at 12. When questioned whether Foster had at any time asked Aylward to allow him to testify, Aylward responded, "No." Id. at 13.

During this same hearing Emmitt Foster himself testified on this crucial issue as follows:

Q Did they [Aylward and Dunne] explain to you that if the case were to go into the penalty phase that the jury would then be informed of your prior convictions?

A No, they didn't.

Q What did they tell you about the penalty phase?

A Nothing in that respect.

Q Did they inform you of whether or not you had the right to testify at that time?

A No, they didn't.

Q After the case was submitted to the jury and it returned its verdict did you at any time ask them if you could testify in the penalty phase?

A No, I didn't have no knowledge that I could testify. So, you know, it never even entered my mind to try to testify I didn't believe I could.

PCR Tr. Vol. I at 41.

Thus, without dispute in the record, Foster's lawyers failed to appreciate the importance of having Foster testify during the penalty phase of his capital trial, to advise Foster of his constitutional right to testify in the penalty phase and to recognize the probable benefits deriving from such testimony. The federal district court's conclusion in this case, that there existed no indication that Foster was misled or ignorant of his right to testify, lacks any support in the record.2

The law recognizes the right of a criminal defendant to testify on his or her own behalf as fundamental and personal, with the privilege of waiver or invocation belonging solely to the defendant. El-Tabech v. Hopkins, 997 F.2d 386, 388 (8th Cir.1993); United States v. Bernloehr, 833 F.2d 749, 751 (8th Cir.1987). A defendant's attorney, however, carries primary responsibility for notifying the defendant of that right. United States v. Teague, 953 F.2d 1525, 1533 (11th Cir.), cert. denied, --- U.S. ----, 113 S.Ct. 127, 121 L.Ed.2d 82 (1992). The very "purpose of the constitutional guaranty of a right to counsel is to protect an accused from conviction resulting from his own ignorance of his legal and constitutional rights." Johnson v. Zerbst, 304 U.S. 458, 465, 58 S.Ct. 1019, 1023, 82 L.Ed. 1461 (1938). Foster did not waive his right to testify at the penalty phase, but his attorneys ignored that right and rendered Foster grossly ineffective assistance in that regard. Teague, 953 F.2d at 1534; cf. Bernloehr, 833 F.2d at 752 n. 2 (noting that "cases in which courts have found a denial of a defendant's right to testify almost invariably involve ineffective assistance of counsel or impermissible actions by the trial judge").

II. PREJUDICE

Counsels' failure to advise Foster of his right to testify during the penalty phase of his capital trial prevented the jury from considering vital mitigating evidence and thus prejudiced the proceeding.

To establish prejudice, the petitioner must show that "there is a reasonable probability that, but for counsel[s'] unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694, 104 S.Ct. at 2068. Beyond considerations of outcome, however, the Strickland inquiry asks whether the "result of the proceeding was fundamentally unfair or unreliable." Lockhart v. Fretwell, --- U.S. ----, ----, 113 S.Ct. 838, 842, 122 L.Ed.2d 180 (1993).

The majority contends that Foster's failure in the prior Missouri court proceedings to specify the content of his testimony constitutes a failure to establish prejudice and bars any relief. See Foster, maj. at 877. But that conclusion omits what is obvious in this case on the record before us. In our view, when counsel's conduct denies the defendant an opportunity to testify on his own behalf and that testimony might make the difference between life and death in the sentencing phase of the trial, a court must examine the whole record for a determination of prejudice or not.3

In this case, five defense witnesses testified during the penalty phase of the capital trial on Foster's behalf, four as character witnesses and one as an expert on the deterrent effect of capital punishment.

As the record reflects, three of the four character witnesses spoke about Foster's very active involvement in the African Methodist Episcopal (AME) Church to which he belonged. Albert A. Walton, Jr., a friend from church, suggested that Foster involved himself in the church "to reform himself and to live a better life." Trial Tr. Vol. III at 922. Another witness, Reverend Lawrence Davison, testified that Foster participated in various church projects, including the showing of films to children on Saturday afternoons. Id. at 909. A third witness, James Leonard "Mateus" Trimble, characterized Foster as a very close friend and a dedicated member of the church who frequently woke Trimble up on Sunday mornings to ensure that he went to services. Id. at 931-32.

The testimony elicited from these witnesses also sought to portray Foster as a responsible man whom people could count on and could trust with their children, their friends and their fellow parishioners. For instance, Reverend Davison testified that Foster had "keys to [his] church, to the door and to [his] upstairs apartment." Id. at 907. Mr. Trimble chronicled how Foster would always help Trimble move his junk collection in or out of the house. Id. at 934. And Mr. Walton stated that he "trusted [Emmitt Foster] at [his] home with [his] wife and children and friends." Id. at 922. The fourth witness, Foster's mother, attempted to present testimony on Foster's difficult upbringing, but the trial judge prevented the jury from hearing much about Foster's background by sustaining objections to several aspects of her testimony. Id. at 903-05.

As to the other side of the coin, how did the prosecutor portray Foster as a person deserving to die? The prosecutor dehumanized Foster as, in effect, a non-person, sometimes referring to him as "that," with comments such as these:

A friend, a friend for a few bucks, some pieces of jewelry. That's the manner of man they will have us believe we shouldn't do this. Let him go among the prison population, a prison population where every day other people are locked up for lesser crimes. Guards have to come to work unarmed. You have no right to do that with this man. I submit to you that that's what we mean by deterring him. They, too, the people who have to go to the penitentiary for other crimes which they have committed, have lesser but certain rights, and they have a right not to be exposed to that. And the guards, while they do an unbelieveably courageous job, have a right to some protection. They have a right to that (indicating) not being there, and that's what we call deterring him.

....

... They [referring to the victim's family] had the right to have their son and grandson and brother for the rest of his natural life, until somebody superior to us deemed it time for him to die and not that (indicating).

....

... It is right that he should be executed. There has been some religious discussion here. The Christians have the Golden Rule. 'Do unto others what you would have them do unto you.' Muslims reverse this process, and the Koran says, 'Do not do unto others what you would have him do unto you.' And Confucius says, 'Man should do that which is right, not for hope of reward or for fear of punishment. Man should do what is right, because that is what it means to be a man.' That is what is the essence of man, and that (indicating) is no man.

Trial Tr. Vol. III at 975-77 (emphasis added).

Does this court need a blueprint of knowing Foster's precise words which had never been spoken to address the issue of prejudice? On this record, the answer is "no."

The record, however, clearly denotes what Foster needed to do. He stood convicted of capital murder and faced a probable death sentence unless he could show that he deserved to live. His witnesses had spoken to elements of his good character. But without Foster's corroboration, that testimony gained no support from any affirmation by the person of whom the witnesses had spoken. Without such support of Foster's character, the other witnesses' testimony lacked a point of reference, lacked substance and lacked credibility. Regardless of his actual words, just taking the stand after his witnesses had testified would demonstrate Foster as a human and not a "that."

We need go one step further. Is there prejudice shown? In this case, prejudice is apparent from the record. The prosecutor referred to defendant as a "that." Foster's mother was restricted in testifying on her son's behalf. Further, the evidence shows an equal probability that Foster may not have shot Walker, but that his colleague in the crime, Michael Phillips, may have killed Walker.4 But the uncertainty of who shot Walker could carry no weight in the sentencing without Foster taking the witness stand.

We also know, although the jury did not, that this crime, albeit heinous, had not previously called for the death penalty, as Phillips had received life imprisonment. At least on the record in this case, no distinction exists between the conduct of Phillips and that of Foster. All of these circumstances lead to a logical conclusion of prejudice to Foster flowing from counsels' deficiency.

Finally, the prejudice from Foster not taking the stand comes across with striking effect in the argument of Foster's lawyer at the penalty phase:

MR DUNNE: .... As I stand here before you in this court, I must confess to you that I am afraid. I am afraid for myself. I am afraid for Emmitt, that I don't have the ability to speak for him. That I won't be able to find the words that must be said now. And most of all, I am afraid that even if I did, you would not be swayed.

Trial Tr. Vol. III at 979.

What irony! The lawyer's ineffective argument was brought about by the lawyer's own ineffectiveness.

The Supreme Court has made clear the importance of a criminal defendant's right to testify, stating:

None of these modern innovations [in criminal procedure] lessens the need for the defendant, personally, to have the opportunity to present to the court his plea in mitigation. The most persuasive counsel may not be able to speak for a defendant as the defendant might, with halting eloquence, speak for himself [before the imposition of a sentence].

Green v. United States, 365 U.S. 301, 304, 81 S.Ct. 653, 655, 5 L.Ed.2d 670 (1961). The Court has also observed "the most important witness for the defense in many criminal cases is the defendant himself." Rock v. Arkansas, 483 U.S. 44, 52, 107 S.Ct. 2704, 2709, 97 L.Ed.2d 37 (1987).

Foster's failure to take the stand because of counsels' incompetence virtually guaranteed the death sentence under the circumstances. Absent counsels' incompetent waiver of Foster's right to testify, there exists a reasonable probability the jury would not have recommended the death penalty. See Smith v. Murray, 477 U.S. 527, 539, 106 S.Ct. 2661, 2669, 91 L.Ed.2d 434 (1986) (Stevens, J., dissenting) ("The record in this case unquestionably demonstrates that petitioner's constitutional claim is meritorious, and that there is a significant risk that he will be put to death because his constitutional rights were violated." (emphasis in original)).

No claim is made in this proceeding, nor could it cogently be made, that trial strategy entered into the failure of counsel to advise defendant of his right to testify at the penalty phase. Cf. United States v. Norwood, 798 F.2d 1094 (7th Cir.), cert. denied, 479 U.S. 1011, 107 S.Ct. 656, 93 L.Ed.2d 711 (1986).

The majority today seizes upon the fact that there was no showing as to what Foster's testimony would have been. The critical point, however, is that Foster makes no argument that he had substantive factual testimony to give. What renders the result in this case fundamentally unfair or unreliable is that had Foster testified, his appearance and demeanor, coupled with the mitigating testimony offered on his behalf, could well have caused jurors who entertained genuine doubts and who were troubled by an absence of absolute certainty5 to vote against imposing the death penalty. It was Foster's only chance to escape the death penalty, but he was deprived of it to his prejudice by inadequate counsel.

The failure of counsel to recognize the importance of Foster's testimony, and to advise him of his right to testify during the sentencing phase of the trial so that Foster could and would testify, skewed the adversarial balance in the State's favor, rendering the sentence of death unreliable and unfair. Cf. Strickland, 466 U.S. at 696, 104 S.Ct. at 2069.

Accordingly, we would reverse the district court's order denying Foster's petition for habeas relief and direct the district court to issue a writ of habeas corpus vacating Foster's death sentence. We would leave to the State of Missouri the choice of having Foster resentenced to life imprisonment without the possibility of parole or seeking a new hearing on the penalty phase of this capital murder case.

*****

1

The opinion in the district court relied substantially on the Missouri State Court of Appeals decision affirming the state circuit court's denial of Foster's post-conviction claim of ineffective assistance of counsel. Foster v. State, 748 S.W.2d 903 (Mo.Ct.App.1988)

2

As we have previously observed in the vacated panel opinion, counsels' rationale for advising Foster not to testify at the guilt phase as not beneficial to Foster disappeared at the penalty phase. The adoption of that rationale by the state and federal courts as to the penalty phase was faulty and clearly erroneous. Foster v. Delo, 11 F.3d 1451, 1456 (8th Cir.1993); id. at 1459-60 (Gibson, J., concurring)

3

Cf. Strickland, 466 U.S. at 705, 104 S.Ct. at 2074

[A] failure to consider relevant aspects of a defendant's character and background creates such an unacceptable risk that the death penalty was unconstitutionally imposed that, even in cases where the matter was not raised below, the "interests of justice" may impose on reviewing courts "a duty to remand [the] case for resentencing."

Id. (emphasis added) (Brennan, J., concurring in part and dissenting in part) (quoting Eddings v. Oklahoma, 455 U.S. 104, 117, n. *, 119, 102 S.Ct. 869, 878, n. *, 879, 71 L.Ed.2d 1 (1982) (O'Connor, J., concurring)).

4

As ballistics disclosed, a separate gun provided the fatal gunshot wounds to Walker than the gun used to shoot and grievously wound Keys. See Foster, 11 F.3d at 1453. A 50% probability exists that Phillips shot Walker with his gun

5

Such absence of certainty has been referred to as whimsical doubt. See Grigsby v. Mabry, 758 F.2d 226, 247-48 (8th Cir.1985) (en banc) (Gibson, J., dissenting), rev'd sub nom., Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986); Smith v. Balkcom, 660 F.2d 573, 579-82 (5th Cir.1981), modified on other grounds, 671 F.2d 858 (5th Cir.), cert. denied, 459 U.S. 882, 103 S.Ct. 181, 74 L.Ed.2d 148 (1982); see also Lockhart v. McCree, 476 U.S. 162, 181, 106 S.Ct. 1758, 1769, 90 L.Ed.2d 137 (1986); Smith v. Wainright, 741 F.2d 1248, 1255 (11th Cir.1984), cert. denied, 470 U.S. 1087, 1088, 105 S.Ct. 1853, 1855, 85 L.Ed.2d 150, 151 (1985)

 
 

54 F.3d 463

Emmitt Foster, Appellant,
v.
Paul Delo, Appellee

United States Court of Appeals, Eighth Circuit.

Decided April 28, 1995.
Order Denying Rehearing, Granting Rehearing En Banc and Vacating Stay May 1, 1995

Before McMILLIAN, Circuit Judge, BRIGHT and JOHN R. GIBSON, Senior Circuit Judges.

PER CURIAM.

This matter is before the court on an expedited appeal relating to Emmitt Foster's second petition for a writ of habeas corpus and his application for a stay of execution. Foster's execution has been set for May 3, 1995. In a memorandum and order issued on April 26, 1995, the District Court for the Eastern District of Missouri denied Foster's petition for habeas relief as well as his petition for a stay of execution. Foster v. Delo, No. 4:95CV00680 (E.D.Mo. Apr. 26, 1995). We grant Foster's application for a stay of execution and reverse and remand on the merits of the petition. We instruct the district court to conduct an expedited evidentiary hearing on new evidence, which if true, seriously calls into question Foster's guilt in the crime for which he has been sentenced to die.

In our prior panel opinion, the majority concluded that Foster's fundamental rights had been violated due to ineffective assistance of counsel during the sentencing phase of his capital trial. Foster v. Delo, 11 F.3d 1451 (8th Cir.1993), vacated and rev'd, 39 F.3d 873 (8th Cir.1994) (en banc). Now, we have even stronger and more "substantial grounds" for granting Foster's petition for a stay of execution. Delo v. Blair, --- U.S. ----, ----, 113 S.Ct. 2922, 2923, 125 L.Ed.2d 751 (1993).

First, new evidence has surfaced, suggesting that an investigator with the St. Louis County Medical Examiner's Office, who had been working on the Travis Walker murder case, withheld exculpatory evidence in violation of Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 1196-97, 10 L.Ed.2d 215 (1963). According to Foster's petition, a report authored by Sidney R. Anderson indicated that he believed DeAnn Keys, the only witness who linked Foster to the crime, was not shot in the living room as Ms. Keys had testified, but rather had been shot in her bedroom. This evidence may undermine Ms. Keys's credibility, and may suggest, in light of other testimony, that Ms. Keys might not have been able to identify Foster at the crime scene. These are matters to be addressed in the hearing before the district court.

Second, Foster asserts that the May 23, 1994 affidavit of Michael Phillips establishes his actual innocence. Phillips was tried separately and convicted of first-degree murder for his role in the slaying and was sentenced to life in prison. In the affidavit, Phillips states that he committed the murder of Travis Walker with an unnamed accomplice and that Foster was not at the murder scene and was in no way involved in the murder. Phillips explains that he did not come forward sooner because Foster's attorneys did not contact him.

Relying on the Supreme Court's decision in Delo v. Stokes, 495 U.S. 320, 321, 110 S.Ct. 1880, 1881, 109 L.Ed.2d 325 (1990) (per curiam), the district court concluded that Foster's second habeas petition constituted an abuse of the writ and that his claim of actual innocence was insufficient to excuse such an abuse. As a result, the district court denied Foster's second habeas petition and his motion for a stay of execution.

In relevant part, the Stokes opinion provides that

[a] stay of execution pending disposition of a second or successive federal habeas petition should be granted only when there are "substantial grounds upon which relief might be granted." There are no "substantial grounds" present in this case, because respondent's fourth federal habeas petition clearly constitutes an abuse of the writ.

Id. at 321, 110 S.Ct. at 1881 (citation omitted) (emphasis added). Contrary to the district court, we do not believe Foster's second habeas petition constitutes a "clear" abuse of the writ. Additionally, even if Foster had abused the writ, we believe he has established at least a facial and important claim of actual innocence, thereby excusing any and all procedural defaults.

There exists crucial matters that need examination by the district court at a hearing on remand. Thus, the rush to execution is inappropriate in this case.

Accordingly, we grant a stay of execution pending review in the district court and we reverse and remand Foster's petition for habeas corpus for further proceedings in conformity with this opinion.

*****

JOHN R. GIBSON, Senior Circuit Judge, dissenting.

I respectfully dissent. I would deny the motion for stay of execution.

The Supreme Court teaches that on second and later habeas petitions a stay must not be entered unless "there are substantial grounds upon which relief might be granted." Delo v. Blair, --- U.S. ----, ----, 113 S.Ct. 2922, 2923, 125 L.Ed.2d 751 (1993) [citing cases].

The district court in its memorandum and order denying the stay of execution has carefully analyzed Foster's latest claims and discusses the most recent cases from the Supreme Court in death penalty cases. Kyles v. Whitley, --- U.S. ----, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995), and Schlup v. Delo, --- U.S. ----, 115 S.Ct. 851, 130 L.Ed.2d 808 (1995). As I conclude there are no substantial grounds upon which relief might be granted, I would deny the stay on the basis articulated in the district court's memorandum and order.

*****

ORDER

May 1, 1995

The appellee's petition for rehearing before the panel is hereby denied. Judge John R. Gibson votes to grant the petition for rehearing and vacate the stay of execution.

The appellee's petition for rehearing en banc and motion to vacate stay of execution have been considered by the Court and are hereby granted. Judges McMillian and Murphy vote to deny the petition for rehearing en banc and the motion to vacate stay of execution.

 

 

 
 
 
 
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