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Robert Paul Langley
Marion County
Born: 12/22/59
Sentenced to death: 06/20/89
Langley was convicted of killing and burying Anne Louise Gray, 39,
and Larry Richard Rockenbrant, 24, in separate incidents in 1988.
Langley received two death sentences. Both sentences were overturned by
the Oregon Supreme Court. The sentence in the Gray case was one of
nearly two dozen overturned because of a 1989 U.S. Supreme Court ruling.
The Oregon Supreme Court reversed the conviction and sentence in the
Rockenbrant case because the trial judge improperly admitted evidence
from the Gray murder.
Interesting fact: Rockenbrant's body was found underneath a
cactus garden on the grounds of the Oregon State Hospital, where Langley
lived while he took part in a program for mentally and emotionally
disabled prison inmates. Langley's therapist approved his request to
plant the garden as a way to relax.
Status: Langley is serving a life sentence for killing
Rockenbrant. He is awaiting a new sentencing trial in the Gray case, in
which he will face a possible death sentence.
Robert Langley
Jr. – white, age 44 (re-trial after an appellate reversal)
Sentenced to death in Marion County,
Oregon
By: A jury
Date of crime: 1998
Prosecution’s case/defense
response:
Langley was convicted and received
death sentences for the murders of Anne Gray and Larry Rockenbrant.
Rockenbrant’s body was buried underneath a garden on the grounds of the
Oregon State Mental Hospital, where Langley was residing.
Both convictions were overturned
because the jury was not allowed to hear mitigating evidence during the
Gray case, and evidence was presented on the Gray murder during the
Rockenbrant murder trial. At the first retrial, Langley was given life
in prison for the Rockenbrant murder and a death sentence for the Gray
murder.
The Oregon Supreme Court again
overturned the death sentence conviction in 2000, ruling the judge
should have allowed the jury to consider giving Langley life in prison
without parole. Langley has fired the four different attorneys who were
appointed to represent him and the court also fired his attorneys at
another instance when they were accused of stalling. Langley refused to
participate in the latest trial stating he was not granted attorneys to
his liking. Langley is thought to have tortured and killed eight other
people.
Prosecutor(s): Matthew Kemmy
Defense lawyer(s): Langley defended himself
Sources: Portland Oregonian
10/15/05, 11/1/05, 1/16/06; Associated Press 2/4/06
SUPREME COURT OF OREGON
SC No. S36298
Decided: October 29, 1992
STATE OF OREGON, RESPONDENT,
v.
ROBERT PAUL LANGLEY, JR., APPELLANT
On automatic and direct review of
the judgment of conviction and sentence of death imposed by the Circuit
Court for Marion County. Richard D. Barber, Judge. CC No. 88C21623.
Stephen J. Williams, Deputy Public
Defender, Salem, argued the cause for appellant. With him on the brief
were Sally L. Avera, Acting Public Defender, and John P. Daugirda,
Deputy Public Defender, Salem.
Janet A. Metcalf, Assistant
Attorney General, Salem, argued the cause for respondent. With her on
the brief were Dave Frohnmayer, Attorney General, Virginia L. Linder,
Solicitor General, and Cynthia A. Forbes and Brenda J Peterson,
Assistant Attorneys General, Salem.
In Banc. Fadeley, J.
Fadeley
[314 Or Page
513]
This is an automatic and direct
appeal from defendant's convictions and sentence of death on 14 counts
of aggravated murder in the death of Larry Rockenbrant. The trial court
erred when it admitted evidence of the murder of another person for the
purpose of using some similarities between the two homicides to identify
defendant as the killer of Larry Rockenbrant. Admission of that evidence
was not harmless error. Accordingly, we reverse defendant's convictions
for aggravated murder and remand this case to the circuit court for a
new trial.
This opinion addresses only the
evidentiary issue requiring reversal and defendant's claim of error
relating to the penal statutes on which the indictment was based, i.e.,
issues that will arise on a new trial.
From this court's recent
examinations of the issue of "other crimes" evidence in State v. Johnson,
313 Or 189,
832 P2d 443 (1992); State v. Pinnell,
311 Or 98,
806 P2d 110 (1991); State v. Pratt,
309 Or 205,
785 P2d 350 (1990); and State v. Johns,
301 Or 535,
725 P2d 312 (1986), a clear methodological approach
has emerged. Evidence of other crimes is not admissible as
circumstantial evidence of a defendant's criminal character. OEC 404(3).*fn1
But it may be admitted if it is introduced for some other relevant
purpose, such as to prove a defendant's identity by modus operandi as
the perpetrator of the crime for which he or she is on trial. OEC
404(3). The sole purpose for which the trial Judge admitted evidence in
this case relating to the Gray homicide was to establish identity of
defendant as Rockenbrant's killer. The jury instructions permitted the
jury to consider the evidence for that purpose only. As State v. Johnson,
supra, puts it, what is required is "a very high degree of similarity
between the prior and charged misconduct or a methodology that is so
distinctive so as to earmark the crimes as the handiwork of one
criminal."
313 Or at 200. A three-part test
[314 Or Page
514]
governs the admissibility of "other
crimes" evidence under OEC 404(3):
"(1) The evidence must be
independently relevant for a noncharacter purpose [such as, in this
case, for establishing identity by modus operandi ]; (2) the proponent
of the evidence must offer sufficient proof that the uncharged
misconduct was committed and that defendant committed it; and (3) the
probative value of the uncharged misconduct evidence must not be
substantially outweighed by the dangers or considerations set forth in
OEC 403. Each of these requirements must be satisfied before uncharged
misconduct evidence is admissible under OEC 404(3)." State v. Johnson,
supra,
313 Or at 195 (footnote omitted).
It is the first part of that three-part
test that concerns us here.
To establish identity by " modus
operandi," the prosecutor must establish by a preponderance of the
evidence that there is:
"(1) [A] very high degree of
similarity between the prior and charged misconduct, and (2) a
distinctive nature of the methodology of prior and charged misdeeds * *
*." State v. Johnson, supra,
313 Or at 197 (emphasis in original).
This court has spelled out a test
for determining whether similarity requirement has been met.
"In deciding * * * whether there is
a very high degree of similarity between the charged and uncharged
crimes, three factors are relevant: (1) the time lapse between the two
crimes; (2) the geographic distance between the two crimes; and (3) the
resemblances between the methodologies of the two crimes. Imwinkielreid,
[Uncharged Misconduct Evidence (1984)] at 23-24, § 3.11. The three
factors are just that -- merely factors in the trial court's * * *
determination of the degree of similarity. Id. at 24. '[S]imilarities
cannot be considered in a vacuum. The circumstances of each crime as a
whole must be compared. * * * [D]issimilarities [also] must be as fully
considered as the similarities * * *.' State v. Pratt, supra,
309 Or at 214. Determining what constitutes a very
high degree of similarity is a matter to be decided on a case-by-case
basis. Id." State v. Pinnell, supra,
311 Or at 110.
The resemblances between the
methodologies of the two crimes is the most important factor. Ibid.
[314 Or Page
515]
The record in this case does not
support a Conclusion that the Gray and Rockenbrant murders are
sufficiently similar and distinctive to warrant admission of evidence of
the Gray murder to establish identity of the murderer of Rockenbrant
based on modus operandi.*fn2
Our decision is based on the facts of this case, but also is informed by
the direction taken from recent decisions of this court that a very high
degree of similarity is required to justify the admission of other
crimes evidence to establish identity based on modus operandi. Compare
State v. Johnson, supra (reversing conviction) and State v. Pratt, supra
(same) with State v. Pinnell, supra (affirming conviction based on a
very high degree of similarity and a very distinctive methodology).*fn3
The facts necessary to decide this
appeal are, for its purposes, not disputed. Rockenbrant was acquainted
with defendant through drug deals. Defendant asked his girlfriend, Sacha
Thayer, to get him sedatives to "knock out" Rockenbrant so that he could
"take it all" in one last deal. That did not work out. Later, defendant
said that he was still going to go through with it, taking Thayer's
baseball bat with him as he went to meet Rockenbrant again. He met
Rockenbrant in the early evening on April 13, 1988, and arranged a drug
deal for 1:30 a.m. on the 14th. Rockenbrant received a telephone call
between 1:00 and 1:30 a.m. on April 14 and left in his Pontiac Firebird,
saying he was going to meet defendant and others. Rockenbrant was never
seen alive again.
At 3:30 a.m., Thayer heard
defendant return the Toyota that they shared and drop off the keys, and
she saw him leaving. Defendant returned to the state hospital where he
was living (at the time of Rockenbrant's murder, he was an inmate in the
state hospital's Mentally and Emotionally Disturbed Program) at 4:15
a.m., showed a counselor the keys to a 1982 Firebird, and explained that
a friend, who had to return to jail, had given him the car provided that
he make
[314 Or Page
516]
the payments. When Rockenbrant's
family called at about 7:00 that morning to inquire about his
whereabouts, defendant told them that Rockenbrant was headed for
Portland.
Earlier, on the afternoon of April
12, defendant had begun to dig what was supposed to be a "cactus" garden
near a hedge in back of his hospital cottage. The hole was six feet,
eight inches long; three feet, eight inches wide; and three feet deep.
It was covered by a plywood board. By 8:30 on the morning of the 14th
the hole had been filled in and a note on it stated "Cottage 18 garden
plot. Please leave alone. Thank you." State hospital employees were
investigating the "garden plot" that morning, when defendant appeared.
Defendant fled in the Pontiac after he was asked to stay.
Rockenbrant's body was then
unearthed from the "garden plot." He had been bludgeoned to death by at
least ten blows to the head from a blunt instrument which could have
been a baseball bat. His body was clothed; his ankles and wrists were
bound by ligatures made from torn cloth; and his head was covered with
clothes, a backpack, and a cloth. There was a bloody trail leading from
the cottage garage to the grave site, and blood and hair consistent with
Rockenbrant's were found in the trunk of the Toyota. On April 14,
defendant sold some items to a second-hand store in Newport, including a
radar detector that matched one removed from the Firebird and a ring
similar to one that Rockenbrant had worn but was not found on his body.
The murder of Anne Gray occurred
four months earlier, in December 1987. Gray was a neighbor of Thayer.
Defendant concocted an elaborate story, both before and after Gray's
murder, to assert that Gray had decided to leave her life in Salem
behind, that she had contracted with defendant to sell her belongings,
and that she had left for Portland (leaving a note on her door to that
effect). Defendant had Thayer come to Gray's apartment at 7:30 on the
morning of December 10, 1987, to "witness" the contract that he had
drawn with Gray to sell the goods that Gray was supposedly leaving
behind. When Thayer arrived, Gray was not in the front room. However,
Thayer heard water running in the bathroom, assumed the noise was being
made by Gray, signed the contract, and left. No one saw Gray alive
thereafter.
[314 Or Page
517]
Later that evening, defendant
carried a heavy bundle wrapped in blankets from Gray's apartment to
Thayer's station wagon. He placed the load in the back and told Thayer
to drive to the house where his aunt and cousin lived. There, he
unloaded the bundle, told Thayer to leave and return in 20 minutes, and
carried the bundle around the side of the house. When Thayer returned,
defendant, who was muddy and wet, said that he had fallen. Defendant put
the muddy blankets in the car. Defendant thereafter set about trying to
sell Gray's property, including her car. He tried selling her furniture
to a buyer and sold other items to acquaintances.
When defendant's cousin heard of
the Rockenbrant murder in April of 1988, she contacted police about a
hole that defendant had dug in her backyard, near a hedge. Defendant had
come into his aunt's home at 11:15 p.m. on a night in early winter of
1987 and told his cousin that he had dug a hole for a television antenna.
He had placed a board over the hole.
Police unearthed Gray's body from
the hole in defendant's aunt's backyard. Gray had died by asphyxiation
or ligature strangulation. Her body was found in a grave five feet, five
inches long; two feet, six inches wide; and two feet, three inches deep.
Her body was clothed, tied by ligatures of duct tape and Gray's own
climbing rope, bound in the fetal position, white tape covered her mouth,
and her head was wrapped with duct tape.
The state relies primarily on the
allegedly distinctive manner of handling and burying the victims and the
use of false stories to explain the victims' disappearances and to get
their property, to establish both the requisite very high degree of
similarity between the crimes and the distinctiveness of the methodology.
The state acknowledges that the victims died in completely different
manners.
The methods of death for
Rockenbrant and the other victim are totally different. Rockenbrant was
bludgeoned. The other victim died from being deprived of air to breath.
Neither method was particularly distinctive. Each victim was bound, but
by different materials and in very different positions. Burial in a
comparatively shallow grave is not a particularly distinctive method of
disposing of a homicide victim, and the general similarity of the two
different sites involved
[314 Or Page
518]
in the state's proof here (in a
yard near a hedge) is not highly distinctive. A "signature crime" is not
established by this level of similarity.
Other aspects of the two homicides,
as related to defendant, contain general similarities as the state
contends, but they are interwoven with a number of dissimilarities.
Defendant took elaborate precautions to create a story for Gray's
disappearance both before and after her death. He did not do so for
Rockenbrant. He told Thayer that his plan for Rockenbrant was "going to
come down tonight," took a bat with him, made no particular secret of
the deadly 1:30 a.m. meeting, and used Rockenbrant's car publicly as his
own, while contradictorily telling Rockenbrant's mother that Rockenbrant
was off to Portland. Although the fact that defendant took and sold some
of his victims' property is a similarity, the methods of acquiring and
selling the property differed completely.
The differences between these two
murders are numerous and quite significant, while the similarities are
few and not of a kind to distinguish these cases from some other
homicides. Accordingly, the methodologies are not distinctive. The
evidence of the Gray murder was not admissible in this case to establish
the identity of defendant as Rockenbrant's murderer.
We consider briefly the state's
contention that, if there was error in admitting evidence of the Gray
homicide, then it was harmless error. The state acknowledges that it "presented
all or virtually all of its case regarding Gray's murder during the
guilt phase of [the Rockenbrant murder] trial" and that "a large part of
the guilt phase of this case was devoted to evidence regarding Gray's
murder." Even though there was substantial and convincing evidence on
which a reasonable jury could have found defendant guilty of the
Rockenbrant murder without the evidence of the Gray murder, we cannot
say that there was little likelihood that the error in admitting other
crime's evidence, so pervasive in this trial, affected the verdict. See
State v. Hansen,
304 Or 169, 180,
743 P2d 157 (1987) (stating the standard for
harmless error). The extensive reliance by the state on the Gray murder
in this trial could have affected the verdict and, therefore, was not
harmless. Reversal is required.
[314 Or Page
519]
Because an issue concerning the
indictment will arise on retrial, we address it here. Defendant demurred
to the count of the indictment that charged him with aggravated murder
under ORS
163.095(2)(b), which makes murder a capital offense
if "[t]he defendant was confined in a state, county or municipal penal
or correctional facility or was otherwise in custody when the murder
occurred." Defendant asserts that the term "otherwise in custody" is
unconstitutionally vague, in violation of several state and federal
constitutional provisions.*fn4
A person does not have a valid
claim that a statute is unconstitutionally vague merely because it may
be difficult to discern the margins of the scope of the statute's reach
when, applying the statute to the case at hand, the person's acts
clearly fall within the undeniable reach of the statute. State v. Farrar,
309 Or 132, 183,
786 P2d 161 (1990); State v. Robertson,
293 Or 402, 411 n 8,
649 P2d 569 (1982); Village of Hoffman Estates v.
Flipside, Hoffman Estates, 455 U.S. 489, 102 S Ct 1186, 71 L Ed 2d 362
(1982). In this case, defendant indisputably was "in custody" in April
1988, when Rockenbrant was killed. Defendant had voluntarily transferred
from imprisonment at the state penitentiary to confinement at the state
hospital during the term of his imprisonment. He had not yet reached his
parole release date. During closing argument in the guilt phase of the
trial, defendant's own counsel stated that defendant was an "inmate" and
was "in custody."
Defendant's conduct falls clearly
within the statutory reach of ORS
163.095(2)(b), which aggravates a murder committed
while confined or "otherwise in custody." See State v. Langley,
314 Or 247, 256,
839 P2d 692 (1992) (a defendant who is in custody
of a correctional facility but who
[314 Or Page
520]
is not physically confined there is
"otherwise in custody"). He cannot, accordingly, succeed in his
assertion that the prohibitions of the statute are unconstitutionally
vague as to some other defendant in some other case. There was no error
as argued.
Admission of the evidence of the
Anne Gray murder to prove defendant's identity as the murderer of Larry
Rockenbrant was reversible error.
The judgments of conviction for
aggravated murder are reversed, and the case is remanded to the circuit
court for a new trial.
Disposition
The judgments of conviction for
aggravated murder are reversed, and the case is remanded to the circuit
court for a new trial.
Opinion footnotes
*fn1 OEC 404(3) provides:
"Evidence of other crimes, wrongs
or acts is not admissible to prove the character of a person in order to
show that the person acted in conformity therewith. It may, however, be
admissible for other purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of mistake or
accident."
*fn2 Whether the two requirements, similarity and
distinctiveness, have been established is a preliminary question of fact
for the trial court under OEC 104(1). State v. Pinnell,
311 Or 98, 110,
806 P2d 110 (1991).
*fn3 Treatises refer to "strikingly similar" and "unique
behavorial pattern," Imwinkelreid, Uncharged Misconduct Evidence § 3:12,
at 26 (1984); "'signature' identifying a unique defendant," 2 Weinstein
and Berger, Weinstein's Evidence § 404(16)(3), at 404-100 (1975).
*fn4 Defendant relies on the following provisions of
Article I of the Oregon Constitution: section 11
(fair notice), section 16 (proportionality), section 20 (privileges or
immunities), and section 21 (no ex post facto laws). Defendant also
relies on the Due Process, Equal Protection, and Equal Privileges and
Immunities Clauses of the United States Constitution.
Defendant also asserted at trial
that the term "confined" is unconstitutionally vague, in reliance on the
same provisions. Defendant was acquitted of the count of the indictment
charging him with murder while confined (Count I). To the extent that
defendant reiterates that argument on appeal, it is that the referent "confined"
is vague and so is the alternative term "or was otherwise in custody."
IN THE SUPREME COURT OF THE STATE OF OREGON
STATE OF OREGON, Respondent,
v.
ROBERT PAUL LANGLEY, JR., Appellant.
(CC 88-C-21624; SC S41885)
FILED:
DECEMBER 29, 2000
On automatic and direct review of the
sentence of death imposed by the Circuit Court of Marion County.
C. Gregory West, Judge.
Argued and submitted October 13, 1999.
Jesse Wm. Barton, Deputy Public Defender, Salem,
argued the cause and filed the supplemental brief and additional
authorities for appellant. With him on the supplemental brief was David
E. Groom, Public Defender. On the brief were Sally L. Avera, Public
Defender, and Diane L. Alessi, Chief Deputy Public Defender.
Robert P. Langley, Jr., filed a supplemental brief
pro se.
Robert B. Rocklin, Assistant Attorney General, Salem,
argued the cause and filed the briefs and additional authorities for
respondent. With him on the brief, supplemental brief, and additional
authorities, were Hardy Myers, Attorney General, and Michael D. Reynolds,
Solicitor General. Also on the brief was Jennifer S. Lloyd, Assistant
Attorney General.
Before Carson, Chief Justice, and Gillette, Van
Hoomissen, Durham, Leeson, and Riggs, Justices.*
CARSON, C.J.
The sentence of death is vacated, and the case is
remanded to the circuit court for further proceedings.
*Kulongoski, J., did not participate
in the consideration or decision of this case.
CARSON, C.J.
This is an
automatic and direct review of a judgment that imposed a sentence of
death for aggravated murder. Former ORS 163.150(1)(g) (1993),
renumbered as ORS 138.012(1) (1999). See Or Laws 1999,
ch 1055, § 1 (repealing former ORS 163.150(1)(g) (1993)).
This is the second time that the case has been before this court. On the
first direct review, this court affirmed all but one of defendant's
convictions, vacated the sentence of death, and remanded for
resentencing due to an error committed at trial. State v. Langley,
314 Or 247, 839 P2d 692 (1992), on recons 318 Or 28, 861 P2d
1012 (1993) (Langley I). For the reasons that follow, we vacate
defendant's second sentence of death and remand this case to the trial
court for further penalty-phase proceedings.
BACKGROUND
This case stems from
defendant's conviction on 16 counts of aggravated murder for the death
of Gray. The facts regarding the crime are set out in Langley I,
314 Or at 249-52. At the time when the proceeding in Langley I
was underway, defendant already had been convicted and sentenced to
death for the murder of Rockenbrant. This court subsequently vacated
defendant's death sentence in the Rockenbrant proceeding. See
State v. Langley, 314 Or 511, 840 P2d 691 (1992) (reversing
upon ground that evidence of Gray murder erroneously admitted in
Rockenbrant proceeding).
Defendant murdered both Gray and
Rockenbrant while he was living on the grounds of the Oregon State
Hospital and participating in a residential Criminal Treatment Program (CTP)
for mentally and emotionally disturbed inmates.
As noted, after defendant had been convicted and
sentenced to death for the Gray murder, this court reversed the sentence
of death and remanded for a new penalty-phase proceeding (remand
proceeding). This review stems from that remand proceeding, at which a
jury again sentenced defendant to death. On direct review, defendant
raises 22 assignments of error, only three of which we address in this
opinion.
TRUE-LIFE SENTENCING OPTION
Defendant's primary
assignment of error relates to the trial court's refusal to permit the
jury to consider the option of sentencing him to life in prison without
the possibility of parole (true life). Defendant argues that the trial
court was required to instruct the jury on the true-life sentencing
option under former ORS 163.150(5) (1993), set out post,
renumbered as ORS 138.012(2) (1999),
which, according to defendant, applied retroactively to his remand
proceeding. In defendant's view, because he expressly waived any
constitutional ex post facto objection to retroactive
application of the true-life option, former ORS 163.150(5)(e)
(1993) required the trial court to instruct the jury on that option.
We begin by setting out the relevant
procedural history. Gray was reported missing in December 1987, and her
body was discovered in April 1988. In November 1989, a jury convicted
defendant of 16 counts of aggravated murder for Gray's death. At the
time of defendant's trial, aggravated murder proceedings were governed
by ORS 163.150 (1989), which recently had been amended by the 1989
Legislature and which, as relevant here, purported to apply
retroactively to "trials commencing on or after July 19, 1989." ORS
163.150(4) (1989). Among other things, the 1989 amendments added true
life as a sentencing option in aggravated-murder cases. Or Laws 1989, ch
720, § 2. Before the 1989 amendments, only death and life imprisonment
with the possibility of parole (ordinary life) were possible sentences
for aggravated murder. ORS 163.150(2) (1987).
The trial court in Langley I applied ORS
163.150 (1989) retroactively to defendant's case, instructing the jury
on the new, true-life sentencing option. The jury unanimously answered "yes"
to the four statutory questions set out in ORS 163.150(1)(b) (1989), and
the trial court entered a judgment that convicted defendant of
aggravated murder and sentenced him to death. Langley I, 314 Or
at 252, 254 n 5.
In 1992, this court considered the
case on direct review and affirmed all but one of defendant's
convictions. However, the court concluded that the fourth question,
asked of the jury pursuant to ORS 163.150(1)(b)(D) (1989),
constitutionally was inadequate under State v. Wagner, 309 Or
5, 18, 786 P2d 93 (1990), because it failed to allow for proper
consideration of mitigating evidence. Accordingly, the court vacated
defendant's sentence of death and remanded the case to the trial court
for further penalty-phase proceedings. Langley I, 314 Or at
272. The court declined to consider defendant's additional pro se
argument that application of the true-life sentencing option violated
his constitutional protection against ex post facto laws,
concluding that, on remand, defendant would be sentenced under the
statutory scheme in effect at the time of his crime. In support, the
court quoted State v. Isom, 313 Or 391, 395, 837 P2d 491
(1992), for the proposition that "the legislature intends that Oregon
courts sentence criminal defendants under the statutory scheme in force
when a particular criminal act was committed." Langley I, 314
Or at 254 n 5.
Both defendant and the state petitioned for
reconsideration, which this court allowed to consider the ex post
facto issue. Langley I, 314 Or 247, on recons 318
Or at 30 (Langley I (on reconsideration)). On reconsideration,
the court discussed the then-recent case of State v. Wille, 317
Or 487, 505, 858 P2d 128 (1993), in which this court had held that "[r]etroactive
imposition of [the true-life sentencing option] violated Article I,
section 21, of the Oregon Constitution, and Article I, section 10, of
the Constitution of the United States." The court concluded that the
constitutional prohibition against ex post facto laws discussed
in Wille, rather than the general rule set out in Isom,
precluded retroactive application of the true-life sentencing option in
defendant's case. See State v. McDonnell, 329 Or 375,
384 n 5, 987 P2d 486 (1999) (summarizing Langley I (on
reconsideration) in that manner). The court adhered to its earlier
decision in Langley I and vacated defendant's sentence of death,
based upon the inadequacy of the fourth question. As with Langley I,
the court remanded the case to the trial court for further proceedings.
Langley I (on reconsideration), 318 Or at 32.
At his remand
proceeding, which commenced in 1994, defendant changed his strategy
regarding the true-life sentencing option and sought to waive his ex
post facto objection to retroactive application of ORS 163.150
(1989). Defendant specifically argued that the true-life option was
available in his remand proceeding under former ORS 163.150(5)
(1993), which provided for application of the true-life option in
penalty-phase proceedings conducted on remand and purportedly applied "to
any defendant sentenced to death after December 6, 1984." Former
ORS 163.150(5)(e) (1993). The trial court
rejected defendant's attempted waiver, reasoning that, because the true-life
option did not exist at the time of defendant's crime, that option was
not available in defendant's case in any circumstance under this court's
collective decisions in Langley I. The trial court then applied
the statute in effect at the time of defendant's crime, ORS 163.150
(1987), and instructed the jury that defendant must be sentenced either
to death or to ordinary life. The jury answered the four statutory
questions in the affirmative, and the trial court again sentenced
defendant to death.
On direct review of the remand proceeding, defendant
now argues that the trial court erred by refusing to allow him to waive
his ex post facto objections to the true-life sentencing option
set out in former ORS 163.150(5) (1993). He primarily relies
upon McDonnell, 329 Or 375, in which this court held that a
trial court erred by refusing to allow a defendant to waive his ex
post facto objections to retroactive application of that statute.
The state responds that, for various reasons, the rule set out in
McDonnell either should not or cannot apply to this case.
We begin with the state's various preliminary
contentions. The state first argues that the trial court lacked
authority to instruct on the true-life sentencing option because that
option was beyond the scope of this court's remand instructions in
Langley I (on reconsideration). The state bases that argument upon
its understanding that, in Langley I (on reconsideration), this
court "unambiguously held that this defendant may not be sentenced to
true life on remand." That characterization is inaccurate. Langley I
(on reconsideration) merely recognized that defendant's constitutional
protection against ex post facto laws, if asserted,
would preclude the trial court from applying the true-life option
retroactively. Nothing in the remand instructions precluded the trial
court from accepting defendant's waiver of those constitutional
rights on remand; indeed, waiver was not at issue in the Langley I
proceedings.
Second, the state argues that the
doctrine of "the law of the case" precludes application of the rule set
out in McDonnell. The law of the case applies here, the state
argues, because, "[w]hen this case previously was before this court, the
court fully considered the issue and held (1) that the issue of
potential sentences on remand properly was before it, and (2) that the
true-life sentencing option was not among them."
Under the doctrine of the law of the case,
"when a ruling or decision has been once made in
a particular case by an appellate court, while it may be overruled
in other cases, it is binding and conclusive both upon the inferior
court in any further steps or proceedings in the same litigation and
upon the appellate court itself in any subsequent appeal or other
proceeding for review."
State v. Pratt, 316 Or 561, 569, 853 P2d 827
(1993) (internal quotation marks omitted). Thus, the law of the case "precludes
relitigation or reconsideration of a point of law decided at an earlier
stage of the same case." Koch v. So. Pac. Transp. Co., 274 Or
499, 512, 547 P2d 589 (1976) (emphasis omitted).
In Langley I, the "point of law" at issue
was whether retroactive application of the true-life sentencing option
to defendant during his initial penalty-phase proceeding, to which
defendant timely had objected, would violate constitutional ex post
facto prohibitions. On reconsideration, this court concluded that
it would. That point of law is not in dispute here. Rather, the question
is whether defendant, on remand, was entitled to waive his
constitutional protections against ex post facto laws. Because
that question was not presented or decided in the earlier proceeding,
the doctrine of the law of the case does not prevent us from considering
it now.
Finally, the state asserts that, during the
Langley I proceeding, defendant did more than merely assert his
ex post facto rights; rather, he made a separate, more general
argument that the true-life sentencing option should not be provided to
any jury in his case. Specifically, the state argues:
"It is important to note the breadth of
defendant's position: He did not state merely that application of
the true-life sentencing option to him would violate ex post
facto principles; rather, he insisted that he must be sentenced
under the law as it existed at the time he committed his offense.
The difference may be important, because the latter position does
not leave room for an argument that, although the law is ex post
facto, the ex post facto violation may be waived. In
short, defendant's position was that under no circumstances could he
be sentenced to true life."
In the state's view, defendant is
bound by that argument here.
We disagree. Even if defendant had made such an
argument in Langley I -- a point with which we do not
necessarily agree -- such an argument would have no bearing upon our
present review of the remand proceeding, particularly in light of the
rule announced in McDonnell, discussed below.
We now apply the rule from McDonnell to
determine whether remand is appropriate in this case. The defendant in
McDonnell, who committed his crime in 1984, filed a waiver of
all ex post facto objections to retroactive application of the
true-life sentencing option at a remand proceeding that took place in
1993. The trial court refused to provide the true-life instruction in
accordance with former ORS 163.150(5) (1993) and, instead,
instructed the jury as to only the two sentencing options that were in
effect in 1984 -- death and ordinary life. The defendant was sentenced
to death. On review, this court concluded that the trial court had erred
in refusing to provide the true-life instruction, reasoning that the
defendant was entitled to, and did, waive his constitutional protections
against ex post facto laws. McDonnell, 329 Or at 390,
392.
Here, defendant argues that, as in McDonnell,
he was entitled to the true-life instruction at his remand proceeding,
even though that instruction was added by an amendment enacted after his
crime. In McDonnell, this court concluded that, in enacting
former ORS 163.150(5) (1993), the legislature intended the true-life
sentencing option to be available in remand proceedings in which a
defendant had been sentenced to death after December 6, 1984. Because
defendant originally was sentenced to death in 1989, he falls within
that class of defendants. We therefore conclude that the legislature
intended the true-life option to be available in defendant's remand
proceeding.
The final question is whether, given
our conclusion that the legislature intended that former ORS
163.150(5) (1993) apply retroactively to defendant's case, defendant in
fact waived any ex post facto objection. In McDonnell,
this court concluded that the defendant's written waiver indicated that
his decision not to invoke his constitutional protection against ex
post facto laws constituted an intentional relinquishment of a
known right. 329 Or at 389, 392; see also State v. Rogers,
330 Or 282, 291, 4 P3d 1261 (2000) (reaching same conclusion in similar
circumstances). Similarly, defendant here intentionally decided not to
invoke the protection of the state and federal ex post facto
clauses and submitted a written waiver to the court. We conclude that
defendant waived the protection afforded by those clauses.
The state argues, nonetheless, that this case is
distinguishable from McDonnell in two ways. First, the state
emphasizes that, in McDonnell, the state acquiesced in the
defendant's request to apply the true-life sentencing option, whereas,
in this case, the state consistently has objected to application of that
option. This court rejected that same argument in Rogers, 330
Or at 291: "That the state objected to defendant's waiver in this case,
whereas, in McDonnell, it did not, makes no difference to the
result. As this court observed in McDonnell, the 'claim [that
application of ORS 163.150(5) (1993) violated the prohibition against
ex post facto laws] was defendant's to assert, and he did not
do so.' 329 Or at 390. Any objection by the state to defendant's waiver
of the protection of the ex post facto clauses has no effect.
Because defendant did not invoke those constitutional protections in
this case, he waived those protections."
(Brackets in original.) We reject the state's
argument here for that same reason.
Second, the state argues that this case differs from
McDonnell because the trial court in the Langley I
proceeding instructed the jury on the true-life sentencing option and
the jury nonetheless sentenced defendant to death. The state argues:
"Defendant's first jury, knowing
that it had the option of sentencing defendant to ordinary life,
true life, or death, chose the latter. In short, what defendant
seeks here -- an opportunity for a jury to consider the true-life
sentencing option -- he already has received. This court should not
reverse defendant's death sentence simply to allow a second jury to
consider the options that one jury already has considered."
Defendant counters that, although the jury in the
Langley I proceeding was instructed on the true-life sentencing
option, that jury received inadequate instructions on mitigating
evidence. Defendant further points out that, although the jury in his
remand proceeding received adequate instructions on mitigating evidence,
it was not instructed properly on the true-life option. Defendant argues
that he is entitled to a penalty-phase proceeding in which the jury
properly is instructed in all respects.
We agree with defendant. A properly instructed jury,
that is, a jury properly instructed both on the true-life
sentencing option and on mitigating evidence, could have returned a
verdict supporting a sentence other than death. We reject the state's
contrary argument.
In sum, we conclude that we must vacate defendant's
sentence of death and remand the case for further proceedings. See
Rogers, 330 Or at 291-92 (reaching same conclusion and
disposition); McDonnell, 329 Or at 392 (same). Defendant raises
two additional assignments of error that are likely to arise on remand,
which we address below. See, e.g., Rogers, 330 Or at
292 (following that methodology).
PRIVILEGED COMMUNICATIONS
Defendant contends that certain
evidence was admitted at his remand proceeding in violation of the
psychotherapist-patient privilege set out in OEC 504(2). Specifically,
defendant objects to the admission of five exhibits and the testimony of
eight witnesses (discussed in further detail below), the substance of
which, to some extent, either pertained or referred to defendant's
participation in the CTP at the Oregon State Hospital. In defendant's
view, the substance of all the evidence at issue constituted privileged
communications under OEC 504, which provides, in part:
"(1) * * * As used in this section, unless the
context requires otherwise:
"(a) 'Confidential communication' means a
communication not intended to be disclosed to third persons
except:
"* * * * *
"(C) Persons who are participating in the
diagnosis and treatment under the direction of the
psychotherapist, including members of the patient's family.
"(b) 'Patient' means a person who consults or
is examined or interviewed by a psychotherapist.
"* * * * *
"(2) * * * A
patient has a privilege to refuse to disclose and to prevent any
other person from disclosing confidential communications made for
the purposes of diagnosis or treatment of the patient's mental or
emotional condition among the patient, the patient's psychotherapist
or persons who are participating in the diagnosis or treatment under
the direction of the psychotherapist, including members of the
patient's family."
Defendant further contends that the
admission of the evidence at issue violated his right to privacy under
the Due Process Clause of the Fourteenth Amendment to the United States
Constitution.
In response, the state contends, among other things,
that: (1) this court previously held in Langley I, 314 Or at
265-67, that defendant had waived his psychotherapist-patient privilege
as to some of the communications at issue and, therefore, that
particular evidence and other related evidence now is admissible as the
law of the case; (2) much of the challenged evidence was not privileged
in any event under OEC 504; and (3) defendant's constitutional privacy
argument is without merit.
We begin with the challenged exhibits and the state's
argument that this court's decision in Langley I controls our
determination of the evidentiary issue before us now. In Langley I,
this court addressed the admissibility of three of the five exhibits at
issue here, all of which arose from defendant's participation in the CTP:
(1) a "treatment contract" (exhibit 1140); (2) a "self-assessment" (exhibit
1141); and (3) a 13-page "life history" (exhibit 1297). 314 Or at 262.
The court first determined that the psychotherapist-patient privilege
set out in OEC 504(2) applied to each of those three exhibits. Id.
at 263-64. The court then concluded, however, that, because exhibits
1140 and 1141 previously had been admitted during the Rockenbrant trial,
defendant had waived his privilege as to those exhibits under OEC 511,
which provides, in part:
"A person upon whom * * * Rules 503 to 514 * * *
confer a privilege against disclosure of the confidential matter or
communication waives the privilege if the person * * * voluntarily
discloses or consents to disclosure of any significant part of the
matter or communication. * * *"
(Brackets omitted); Langley I,
314 Or at 264-65. Finally, the court reviewed the contents of exhibit
1297 and concluded that that exhibit disclosed a "significant part" of
the communications contained in exhibits 1140 and 1141 under OEC 511,
because "[t]he subject matter of all [the] documents was the mental or
emotional problems underlying defendant's tendency to commit crimes."
Langley I, 314 Or at 266. Accordingly, the court concluded that,
as with exhibits 1140 and 1141, defendant had waived his privilege in
respect of exhibit 1297. Id.
Defendant argues
that, as to those three exhibits, Langley I should not be
deemed controlling because he personally and affirmatively had not
waived his privilege during the Rockenbrant trial. This court rejected
defendant's similar argument in Langley I, noting that defense
counsel in the Rockenbrant trial took time to review exhibits 1140 and
1141, and thereafter did not object to their admission. Id. at
265 n 14. We again reject defendant's argument for that reason. See
Pratt, 316 Or at 569 (under doctrine of law of the case, earlier
appellate court decision is binding and conclusive in subsequent
proceedings involving same issue in same case); see also
Goldsborough v. Eagle Crest Partners, Ltd., 314 Or 336, 342, 838
P2d 1069 (1992) (in absence of evidence to contrary, court can infer
that lawyer who voluntarily turns over privileged material during
discovery acts within scope of authority from client and with client's
consent); Groff v. S.I.A.C., 246 Or 557, 566-67, 426 P2d 738
(1967) (noting that statutory privilege can be waived when evidence at
issue offered by holder of privilege during her case-in-chief or
otherwise without objection). Accordingly, we hold that the trial court
did not err in admitting exhibits 1140, 1141, and 1297 into evidence
during the remand proceeding.
Defendant also
challenges the admission of exhibit 1104, which sets out a record of
defendant's requests for off-premises passes, as well as his check-in
and check-out records. Although it is unclear from the record before us
whether exhibit 1104, like exhibits 1140 and 1141, was admitted during
the Rockenbrant trial, we have reviewed the record from the Langley
I proceedings and have determined that that exhibit was admitted,
without objection, during the guilt phase.
Consequently, even assuming (without deciding) that exhibit 1104
disclosed privileged communications under OEC 504, we conclude, for the
same reasoning set out in Langley I, 314 Or at 264-65, that
defendant waived his privilege in respect of that exhibit.
We turn to exhibit 1379, which consists of the
following materials relating to defendant's stay at the CTP: a face
sheet summarizing defendant's medical record; a list of the reasons for
defendant's admission to the CTP and his progress while in attendance; a
psychological evaluation; a comprehensive list of chart notes dating
from August 1987 to April 1988 that summarize defendant's off-premises
passes, check-in and check-out records, interaction with staff, and
weekly progress updates; a psychological diagnosis update; information
concerning defendant's identified mental and emotional problems, and his
treatment plan; progress records; and a security-action sheet. As with
exhibits 1140, 1141, 1297, and 1104, defendant contends that exhibit
1379 consists of privileged communications under OEC 504(2) that should
not have been admitted at trial. The state responds that, as with the
other exhibits, defendant waived his privilege.
As noted, in Langley I, this court concluded
that defendant had waived his privilege in respect of exhibits 1140 and
1141, the subject matter of which was defendant's "mental or emotional
problems underlying [his] tendency to commit crimes." 314 Or at 266.
Under OEC 511, a waiver occurs when the holder of the privilege "voluntarily
discloses or consents to disclosure of any significant part of
the matter or communication." (Emphasis added.) Like exhibits 1140,
1141, and 1297, a "significant part" of the material contained in
exhibit 1379 relates to the mental and emotional problems underlying
defendant's tendency to commit crimes -- in addition to other
information concerning his treatment goals, progress, and a record of
his leaving and returning to the CTP. Similarly, parts of exhibit 1379
duplicate much of the information contained in exhibit 1104, regarding
defendant's off-premises pass requests and check-in and check-out
records. Because a "significant part" of the substance of exhibit 1379
previously was admitted without objection during both the Rockenbrant
trial and the Langley I proceedings, we hold, under the same
reasoning set out in Langley I, 314 Or at 264-65, in respect of
exhibit 1297, that defendant has waived his privilege as to the content
of exhibit 1379.
In addition to the five exhibits
discussed above, defendant contends that the trial court erred in
admitting the testimony of eight witnesses, upon the ground that each
witness testified as to confidential communication protected by the
psychotherapist-patient privilege. The state responds that the
objectionable subject matter of each witness's testimony fell within the
scope of defendant's waiver discussed in Langley I and,
accordingly, that testimony must be deemed admissible under the law of
the case. Alternatively, the state argues that much of the testimony at
issue did not involve privileged communications.
For seven of the eight witnesses at
issue, we need not determine whether their testimony disclosed
privileged communications under OEC 504 or whether that testimony fell
within the scope of defendant's waiver under OEC 511 concerning the
exhibits at issue in Langley I. That is so, because those seven
witnesses all testified without objection during either the guilt or
penalty phase of defendant's trial in Langley I. We have
reviewed the records from both that proceeding and defendant's remand
proceeding, and have concluded that each witness's testimony, to the
extent that it arguably disclosed any privileged communications,
conveyed essentially the same information in both proceedings.
Accordingly, we conclude that, consistent with the analysis in
Langley I, 314 Or at 264-65, 265 n 14, concerning defendant's
waiver of the privilege during the Rockenbrant trial, defendant
similarly waived his privilege in respect of the communications
disclosed in the testimony of those seven witnesses.
As to the eighth witness, Ulven, we conclude that her
testimony did not disclose any privileged communication. Ulven, who is
defendant's second cousin, testified about a number of conversations
that she had had with defendant while he was on family visits approved
by CTP staff. In those conversations, which took place off the state
hospital grounds, defendant told Ulven about his criminal record and his
plans for the future. Nothing in the record demonstrates that Ulven was
"participating in the diagnosis and treatment" of defendant "under the
direction of [a] psychotherapist," OEC 504(1)(a)(C), or that the
communications were made "for the purposes of diagnosis or treatment of
[defendant]'s mental or emotional condition," OEC 504(2). In short,
defendant's conversations with Ulven simply do not fit within the
definition of "confidential communication" set out in OEC 504.
Defendant next contends that, in
respect of all the challenged exhibits and testimony, an initial
violation of the psychotherapist-patient privilege occurred when police
investigators seized various CTP documents and interviewed CTP staff and
inmate participants, following the discovery of the bodies of
Rockenbrant and Gray, thereby obtaining information concerning
defendant's privileged communications and actions while a patient at the
CTP. Defendant continues that a similar violation of the privilege
occurred when CTP staff and inmate participants testified before the
grand jury that ultimately indicted defendant on multiple counts of
aggravated murder. In defendant's view, those initial disclosures -- of
which he was unaware and to which he did not consent -- dictate that
subsequent references to the same privileged communications should have
been deemed inadmissible at his remand proceeding.
Assuming, without deciding, that CTP staff violated
defendant's psychotherapist-patient privilege when they spoke to
investigators and testified before the grand jury, we disagree that such
facts preclude the conclusion that defendant nonetheless voluntarily
waived the privilege at a later time, specifically, during the
Rockenbrant trial and the Langley I proceedings. At the outset,
we note the well-settled principle that a privilege pertaining to
confidential communications terminates upon the holder's voluntary
waiver:
"'Briefly, a privilege is lost when the reason
for it ceases to apply. As the commentary to Federal Rule 511
explains:
"'"The central purpose of most privileges is
the promotion of some interest or relationship by endowing it
with a supporting secrecy or confidentiality. It is evident
that the privilege should terminate when the holder by [the
holder's] own act destroys this confidentiality. McCormick,
Evidence §§ 93, 103 (2d ed 1972); 8 Wigmore,
Evidence §§ 2242, 2327-2329, 2374, 2389-2390 (McNaughton
rev 1961).
"'"* * * * *
"'"By traditional doctrine,
waiver is the intentional relinquishment of a known right.
Johnson v. Zerbst, 304 US 458, 464, 58 S Ct 1019, 82 L Ed
1461 (1938). However, in the confidential privilege situations,
once confidentiality is destroyed through voluntary
disclosure, no subsequent claim of privilege can restore it,
and knowledge or lack of knowledge of the existence of the
privilege appears to be irrelevant. California Evidence Code §
912; Wigmore § 2327."'"
Goldsborough, 314 Or at 341 (quoting
Commentary to OEC 511, reprinted in Laird C. Kirkpatrick,
Oregon Evidence, 282-83 (2d ed 1989)) (emphasis added).
It follows from the foregoing that a voluntary waiver
can operate to terminate a privilege to confidential communications,
notwithstanding that another participant in the communications might
have violated the privilege at an earlier time without the holder's
knowledge or consent. Accordingly, we conclude that defendant's waiver
of his psychotherapist-patient privilege during the Rockenbrant trial
and the Langley I proceedings as to the exhibits and testimony
at issue operated to terminate that privilege, notwithstanding possible
earlier violations of the privilege by CTP staff and inmate participants.
Compare State v. Miller, 300 Or 203, 709 P2d 225
(1985) (state-employed psychotherapist's unauthorized disclosure of
privileged communications to police deemed inadmissible in subsequent
prosecution of criminal defendant; waiver not at issue).
Defendant next contends that, in
disclosing privileged information to police investigators and the grand
jury, CTP staff violated his right to privacy under the Fourteenth
Amendment to the United States Constitution. We agree with defendant
that, at the least, his constitutional right to privacy might have been
implicated by those disclosures. As explained below, however, we
need not make that determination here, because we conclude that
defendant waived any protection afforded to him under the Fourteenth
Amendment.
As explained earlier, defendant's
failure to object to the admission of certain exhibits and testimony
during the Rockenbrant trial and the Langley I proceedings
constituted a voluntary waiver of his psychotherapist-patient privilege
under OEC 511. See __ Or at ___ (slip op at 17, 25) (under OEC
511, holder can waive privilege by voluntarily disclosing or consenting
to disclosure of any significant part of communications; holder need not
be aware of existence of privilege to waive it). In criminal cases
involving constitutional rights, a waiver ordinarily is treated as "an
intentional relinquishment or abandonment of a known right or privilege."
Johnson, 304 US at 464. However, the Supreme Court recently has
noted that, in certain circumstances, the test for determining whether
such a waiver has occurred can be a flexible one:
"What suffices for waiver depends on the nature
of the right at issue. '[W]hether the defendant must participate
personally in the waiver; whether certain procedures are required
for waiver; and whether the defendant's choice must be particularly
informed or voluntary, all depend on the right at stake.' United
States v. Olano, 507 US 725, 733 (1993). For certain
fundamental rights, the defendant must personally make an informed
waiver. See, e.g., Johnson * * *, 304 US [at]
464-65 * * * (right to counsel); Brookhart v. Janis, 384 US
1, 7-8 (1966) (right to plead not guilty). For other rights, however,
waiver may be effected by action of counsel. 'Although there are
basic rights that the attorney cannot waive without the fully
informed and publicly acknowledged consent of the client, the lawyer
has -- and must have -- full authority to manage the conduct of the
trial.' Taylor v. Illinois, 484 US 400 (1988). * * * Thus,
decisions by counsel are generally given effect as to what arguments
to pursue, see Jones v. Barnes, 463 US 745 (1983) [and]
what evidentiary objections to raise, see Henry v. Mississippi,
379 US 443, 451 (1965) * * *. Absent a demonstration of
ineffectiveness, counsel's word on such matters is the last."
New York v. Hill, 528 US 110, 120 S Ct 659,
664, 145 L Ed 2d 560 (2000). See also Taylor, 484 US
at 418 ("Putting to one side the exceptional cases in which counsel is
ineffective, the client must accept the consequences of the lawyer's
decision to forgo cross-examination [or] to decide not to put certain
witnesses on the stand * * *.").
The foregoing statements from the
Supreme Court demonstrate that a criminal defendant personally need not
waive certain federal constitutional protections. Rather, absent a
demonstration that counsel was ineffective, or some other affirmative
showing that no waiver in fact occurred, a defendant can be deemed to
have consented voluntarily to certain actions of defense counsel, such
as the failure to object to certain evidence. Compare
Taylor, 484 US at 418 (notwithstanding Compulsory Process Clause of
Sixth Amendment, client bound by defense counsel's decision to withhold
identity of witness, resulting in trial court's refusal to hear
witness's testimony), with Henry, 379 US at 451 n 7
(no waiver where defense counsel briefly broached subject of certain
evidence only after moving for directed verdict upon ground that
evidence obtained illegally).
In this case,
defense counsel did not object to any of the evidence at issue upon
privacy grounds during the Langley I proceedings. Accordingly,
we conclude that defendant waived any privacy protection afforded to him
under the Fourteenth Amendment.
ACCOMPLICE INSTRUCTIONS
Defendant contends that the trial
court erred in refusing to give five requested jury instructions
concerning accomplice testimony, in connection with the testimony of
Thayer, who was defendant's girlfriend at the time of Gray's murder. The
requested instructions (1) defined the term "accomplice witness"; (2)
stated that defendant had the burden of proving by a preponderance of
the evidence that a witness was an accomplice witness; (3) explained the
preponderance-of-the-evidence standard; (4) stated that, if the jury
found Thayer to be an accomplice witness, then it should view her
testimony with distrust; and (5) defined the terms "aid[]" and "abet[]."
The trial court refused to give those instructions, reasoning that they
were not relevant to the penalty phase of defendant's trial.
Defendant argues that the trial court should have
instructed the jury that it could consider whether Thayer was an
accomplice in Gray's murder and, if it so found, that the jury should
view her testimony with distrust. In defendant's view, such instructions
would have served a mitigating purpose, because, so instructed, the jury
might have determined that defendant should not be sentenced to death if
it thought that Thayer also was involved in Gray's murder. The state
responds alternatively that: (1) as the trial court concluded, the
instructions at issue are not applicable in a penalty-phase proceeding;
and (2) in any event, defendant failed to present any evidence that
tended to prove that Thayer had acted as an accomplice.
This court reviews a trial court's refusal to give a
requested jury instruction for error as a matter of law. State v.
Moore, 324 Or 396, 427, 927 P2d 1073 (1996). For the reasons
explained below, we conclude that the trial court did not err in
refusing to give defendant's requested accomplice instructions in the
remand proceeding.
The issue of accomplice testimony generally arises
under the corroboration requirement of ORS 136.440, which provides, in
part:
"(1) A conviction cannot be had upon the
testimony of an accomplice unless it is corroborated by other
evidence that tends to connect the defendant with the commission of
the offense. * * *
"(2) As used in
this section, an 'accomplice' means a witness in a criminal action
who, according to the evidence adduced in the action, is criminally
liable for the conduct of the defendant under ORS 161.155 and
161.165"
(Emphasis added.) In light of that corroboration
requirement, juries are to be instructed, "on all proper occasions,"
that "the testimony of an accomplice ought to be viewed with distrust."
ORS 10.095(4); see also State v. Simson, 308 Or 102,
110, 775 P2d 837 (1989) (purpose of corroboration requirement and
accompanying accomplice instructions is to highlight fact that "criminals
may falsely accuse others of their misdeeds in order to minimize their
own culpability").
The corroboration requirement for accomplice
testimony in ORS 136.440(1) is a predicate for entry of a conviction.
That is, if the evidence includes the testimony of an accomplice, then
the court cannot enter a conviction unless the record also contains
other evidence that corroborates the accomplice's testimony in the
manner stated in ORS 136.440(1).
In a trial for aggravated murder, the jury addresses
the issue of the defendant's guilt or innocence during the guilt phase.
If the jury determines that the defendant is guilty of aggravated murder,
then the trial proceeds to the penalty phase. However, the jury does not
address, during the penalty phase, the question whether the defendant
committed the charged crime. Instead, the jury determines the
appropriate penalty for the crime for which the jury found the defendant
guilty during the guilt phase.
In short, within the structure of a trial for
aggravated murder, only during the guilt phase does the jury decide
whether to "convict" the defendant. See ORS 163.150(1)(a) (contrasting
guilt phase with penalty phase). That supports the conclusion that the
corroboration requirement set out in ORS 136.440(1) applies only during
the guilt phase. The requirement in that statute that corroborative
evidence must "tend[] to connect the defendant with the commission of
the offense" also reinforces our view that the corroboration requirement
pertains only to the guilt phase of a trial for aggravated murder. That
is the only plausible interpretation that we can draw from the statutory
text and context of ORS 136.440(1). See PGE v. Bureau of
Labor and Industries, 317 Or 606, 610, 859 P2d 1143 (1993) (if
statutory meaning is clear from examination of text and context, further
inquiry is unnecessary).
From the foregoing, we
conclude that ORS 136.440 did not entitle defendant to jury instructions
regarding the corroboration requirement for accomplice testimony during
his remand proceeding, which pertained only to the ascertainment of the
proper penalty for aggravated murder. The trial court therefore did not
err in refusing to give defendant's requested instructions.
REMAINING ASSIGNMENTS OF ERROR
We have considered defendant's
remaining assignments of error and have concluded that they involve
either issues that this court previously has decided in the state's
favor or are not likely to arise on remand, or arguments that are not
developed or are without merit.
CONCLUSION
In summary, we conclude that the trial
court erred when it refused to permit defendant to waive any ex post
facto objection to retroactive application of the true-life
sentencing option set out in former ORS 163.150(5) (1993) and
when it refused to instruct the jury on that option. That error requires
us to vacate the sentence of death and remand the case for further
proceedings. We further conclude that the trial court did not err in
admitting evidence that defendant contends was subject to a
psychotherapist-patient privilege under OEC 504, as well as a
constitutional right to privacy under the Fourteenth Amendment. Finally,
we conclude that the trial court did not err in refusing to give
defendant's requested jury instructions on accomplice testimony.
The sentence of death is vacated, and the case is
remanded to the circuit court for further proceedings.
SEX:
M RACE: W TYPE: T MOTIVE: PC-nonspecific
MO:
Parolee; killed woman (1987) and fellow ex-convict (1989), planting
bodies near his halfway house residence.
DISPOSITION:
Condemned in two separate trials, 1989.
|