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Janice
BUTTRUM
Classification: Homicide
Characteristics:
Juvenile (17) -
Rape
Number of victims: 1
Date of murder: September 3, 1980
Date of arrest:
Next day
Date of birth: 1963
Victim profile:
Demetra Faye Parker, 19
Method of murder:
Stabbing with a small
pocketknife (97 times)
Location: Dalton, Georgia, USA
Status:
Sentenced to death on September 31, 1981. Commuted to life in
prison in1989
Janice Buttrum, sentenced
September 31, 1981, in Georgia.
Janice Buttrum (caucasian; age seventeen) and
her twenty-eight-year-old husband were the parents of a
nineteen-month-old baby and were expecting a second child in a few
months. They were living temporarily in a small, inexpensive motel
in Dalton, Georgia, as was their victim, a nineteen-year-old woman
who had just moved there from her family home in Kenton,
Tennessee.
Using the ruse of a sick baby, Buttrum and her
husband gained entrance to the victim's motel room. Leaving the
baby to crawl around the room, Buttrum assisted her husband as he
raped and beat the victim. Following this assault, Buttrum
continued to sexually abuse the victim (including cunnilingus) and
stabbed her ninety-seven times with a small pocketknife. Assessing
the results, the Georgia Supreme Court concluded they "can only be
described as butchery and barbarism."
At separate trials, both Buttrum and her
husband were sentenced to death. Her husband subsequently
committed suicide by hanging himself in his death row cell, but
Buttrum's death sentence was reversed in 1989.
Buttrum had been sexually abused by her foster
parents and had married at age fifteen, but little or no evidence
as to her bisexual or homosexual orientation came to light. The
sexual acts she imposed upon her female victim as she stabbed her
to death obviously were presented as evidence to the jury since
they were integral parts of the crimes for which Buttrum was on
trial.
While speculative, it seems reasonable to
presume that a capital jury in a small town in Georgia would have
been shocked by Buttrum's homosexual acts. However, given the
otherwise "butchery and barbarous" nature of the homicide, it also
seems unreasonable to assume that Buttrum would have been spared
the death penalty absent the homosexual acts.
Victor L. Streib - Death Penalty for Lesbians
The rape and murder of Demetra Faye Parker
The story of Danny and Janice Buttrum is a
horrible tale of rape and murder. Danny was the son of George W.
Buttrum and his second wife, Evelyn Fowler. Danny was born about
1952, and his wife Janice was born in 1964. They married in 1979
when she was 15 and he was 27. They had one child and she was
pregnant with another when they raped and brutally killed a woman
in a Dalton motel in 1980. I did not know him, but I remember
seeing her in the 1970s. She was very overweight and there are two
incidents about her that I remember hearing about. Both occurred
about 1987, when she was 14 or 15. One, she “streaked” the S&H
Supermarket parking lot in Adairsville, which caused a lot of
comment because she was so big. The second involves allegations of
public sexual promiscuity that I won't go into.
On 3 September 1980, she and Danny were
temporarily living in a motel in Dalton called the Country Boy
Inn. They had recently moved there from Adairsville, perhaps
because Danny was an escapee from a Cobb County workhouse. They
had one daughter, Marlena, 19 months, and Janice was pregnant with
their second child, Maria, who was born in prison.
While at the motel, they met a pretty
19-year-old woman, Demetra Faye Parker, who had just moved to
Dalton from Kenton, Tennessee. Demetra Faye apparently was fond of
Marlena and babysat for Danny and Janice. But Janice, according to
her confession, became jealous because Demetra Faye was pretty and
she feared losing Danny to her. So, Janice and Danny tricked their
way into her room by saying their baby was sick, then attacked
her. While Marlena played on the floor, Danny raped and beat her
and Janice helped, then Janice allegedly attacked her sexually,
although there was no evidence to support the allegation. The
rumors of lesbianism, however, led to the charge that Janice had
"aided and abetted rape." Janice then stabbed Demetra Faye 97
times with a small pocket knife, killing her.
Janice Buttrum was an orphan. Her mother,
single and an alcoholic, gave her away when she was a baby, and
she was raised by alcoholic foster parents who sexually abused
her. Danny was borderline mentally retarded and a drug user.
Both of them were sentenced to die in separate
trials. The Georgia Supreme Court said of their crimes that they
"can only be described as butchery and barbarism." She was
sentenced to die September 31, 1981. After losing several appeals,
including two to the U. S. Supreme Court, she was first sentenced
to be executed between 26 October and 2 November 1987, but her
sentence was overturned by a federal judge because of misconduct
on the part of prosecutors.
At 17-years-old, she was the youngest woman
ever sentenced to death in the United States, but her sentence was
commuted to life in prison in 1989 because she was a minor at the
time of the crime. In 1991, Whitfield County prosecutors decided
not to seek the death penalty again because the state of Georgia
had never executed a female who was a minor at the time of the
crime. In an agreement with prosecutors, Janice pled guilty and
was sentenced to life without the possibility of parole.
In its history, the state of Georgia had only
legally executed one woman, an African American named Lena Baker,
in 1945.
Danny committed suicide in the Whitfield County
Jail in September 1981, a week after he was sentenced to death,
but his step-sister said the family had some doubt he took his own
life.
Her case, and that of three others including
the notorious Aileen Wuornos, who is accused of seven murders and
was the topic of the film Monster, are the subject of an article
on whether being a lesbian influences whether women get the death
penalty. Janice's case is also discussed in Women and the Death
Penalty in the United States, 1900-1998 by Kathleen A. O'Shea (p.
147).
A letter from Janice Buttrum
In the magazine The Open Door Community (Vol.
24, No. 6), Janice wrote the following letter to the editor about
the death penalty in 2005:
Dear Mr. Andrew McCaskill,
You wrote Murphy and suggested that instead of
trying to get in front of a camera to oppose the death penalty,
she should do actual ministry (in "Hospitality," Letters, March
2005). In Matthew 25:31-46, Jesus tells the parable of the sheep
and the goats. He talks about hungry people, thirsty people,
homeless people, sick people and people in prison.
What does The Open Door Community do? Feeds,
clothes, gives medical help to homeless, hungry, thirsty and sick
people. What does Southern Prison Ministry do? Visits prisoners
and brings their families to see them once a month. Now for a
personal note to you. In 1983, shortly before my 19 th birthday, I
sat on Georgia’s death row. I am the youngest female to ever be
sentenced to die. My prison was in Hardwick. My two babies and
family were six and a half hours away. I had received Christ as my
Savior on 12/12/81. I had a church group from the county I was
sentenced in who claimed to be my spiritual advisors. All they
wanted was to write a book about my crime and come view my
execution.
I received notification from the warden that I
would be visited by Murphy Davis and Ed Loring. I had no idea who
they were. I thought Murphy was a man’s name. I got to visitation
and there was this wonderfully warm smile and hug, the first since
my arrest in September 1980. Murphy has been my pastor every year
since that day. I haven’t seen Murphy in person in several years.
I’m not on death row anymore and I’m housed way in south Georgia.
But she faithfully writes me. I don’t always faithfully write
back. But for all eleven years of my incarceration on death row,
Murphy ministered to me. She showed me and still shows me what a
Christian is. So guess what? You’re a Presbyterian. So was my
mother. Me? I grew up going to a Southern Baptist Church. Today
I’m a Christian. My Savior, Jesus Christ was condemned to death,
was crucified, died, buried, and rose again. If you support the
death penalty then you’re in the crowd who shouted, crucify Him!
Janice Buttrum
Pulaski State Prison
Today, at about 45 years old, Janice Buttrum
remains in prison.
The evidence and testimony
presented at Janice Buttrum's trial and pretrial proceedings
revealed the following facts.
Nineteen year old Demetra Faye Parker was
raped, sodomized and stabbed ninety-seven times in her motel room
at the Country Boy Inn, in Whitfield County, during the early
morning hours of September 3, 1980. Demetra had moved to Whitfield
County from Tennessee to be near her boy friend.
Janice Buttrum and her husband,
Danny, also lived at the Country Boy Inn and were acquaintances of
Demetra Parker. Demetra occasionally drove them to the store and
laundromat since the Buttrums had no car. Danny was twenty-eight
and Janice, seventeen. The two married when Janice was fifteen,
and their nineteen-month-old daughter lived with them at the
motel. Danny Buttrum had recently escaped from a Cobb County,
Georgia, prison work camp. On the night of the murder he had drank
three six packs of beer. Danny had a violent background, and in
the Buttrum's two-year marriage, he beat Janice numerous times.
The Night of the Murder
The night before the pre-dawn murder, Demetra
Parker was in her motel room watching television with two male
friends. The three saw Danny pacing back and forth 15 to 20 times
in front of Demetra's room. Demetra told her friends she was
afraid of him, and they locked the door. She drove her friends
home at approximately 8:30 p.m.
Christopher Busby also lived at the motel in
August and September, and on the evening of September 2, he and
Danny had a beer together. At 7:00 to 7:30 p.m., Busby, the
Buttrums, and their baby left the motel to buy beer. This brief
beer run turned into a five hour excursion that included a number
of stops. Busby testified at trial that while they were riding in
his car, Danny told him he wanted to pick up a girl. Busby asked
him if his wife, who was in the back seat, wouldn't mind, and
Danny replied, "No, as long as she gets to go with her first."
During several stops, Danny made passes at four
different women, while Janice remained in the back seat of Busby's
car. Several female witnesses testified they were approached by
Danny that night but refused his drunken advances. Busby and the
Buttrums returned to the motel room at about midnight. Danny then
borrowed Busby's car, and the Buttrums were gone for about three
more hours, returning at 3:45 a.m., September 3. Pam Henry, a
motel resident, testified that at approximately 4:00 a.m. she
heard a girl screaming.
There are at least two different standards for
judging the effects of prejudicial pretrial publicity. One
standard is that used in cases such as Irvin and Jordan v.
Lippman, 763 F.2d 1265 (11th Cir. 1985). There, prejudice
is shown when the pretrial publicity has created a significant
possibility of prejudice and the trial court has failed to conduct
an adequate voir dire to unearth and eliminate the prejudice from
the jury. See Jordan, 763 F.2d at 1274-79.
Prejudice may be presumed, however, where a
petitioner proffers evidence of inflammatory, prejudicial pretrial
publicity that has so pervaded or saturated the community, that
jury prejudice may presumed. In such a case, there is no further
duty on the petitioner to establish bias. See Coleman, 778 F.2d at
1490, quoting Mayola v. Alabama, 623 F.2d 992, 997 (5th
Cir. 1980), cert. denied, 451 U.S. 913, 68 L. Ed. 2d 303,
101 S. Ct. 1986 (1981). Cases of presumed prejudice are
rare. See Coleman, 778 F.2d at 1490 (and cases cited therein).
In Rideau, the defendant's confession to a bank
robbery, kidnapping, and murder was videotaped and subsequently
broadcast three times by a local television station. The three
broadcasts were seen respectively by 24,000, 53,000, and 29,000 in
a community that had a population of 150,000. See id., 373 U.S. at
724. The Supreme Court held that the denial of the defendant's
motion for change of venue constituted a denial of due process.
Although the Court noted that three of the venire persons had seen
the broadcast, the Court stated that prejudice was to be presumed,
"without pausing to examine a particularized transcript of the
voir dire examination of the members of the jury." Id., 373 U.S.
727.
In Coleman, four defendants were charged with a
brutal execution-like murder of six members of a family. Seminole
County, the venue of trial was a community of approximately 7,000.
The extensive, prejudicial, and inflammatory pretrial publicity in
the case was reviewed by the court in 45 pages of the Federal
Reporter. See id. at 1491-1536. The publicity tracked the
defendants from their arrest through trial, including the
reporting of the detailed testimony of one of the defendants who
had turned state's evidence. The publicity was reflective of a
community roused with hostility and largely convinced that death
was the only appropriate remedy. Id. at 1538-40. The court found
the pretrial publicity equal to Rideau, presumed the existence of
prejudice, and held that the grant of habeas relief was warranted.
The court there in dicta noted that it assumed that in an
appropriate case the presumption of prejudice might be rebutted by
the respondent, through a showing that the voir dire was adequate
to eliminate any actual prejudice from the jury. The court,
however, found no occasion to resolve that issue because the voir
dire in that case was inadequate and did not rebut the presumption
of prejudice.
In this case, the pretrial publicity so
pervaded and saturated Whitfield County that prejudice must be
presumed under Coleman and Rideau. Nevertheless, the Court finds
the presumption of prejudice rebutted by an examination of the
voir dire. The voir dire shows that the jury actually empaneled
was not so infected by the publicity that the jurors could not lay
aside any preconceived opinions about the case and render a
verdict solely upon the evidence. Habeas corpus relief on this
issue therefore must be denied.
After viewing the repeatedly stabbed nude
body of a 19-year-old woman at Country Boy Motor Inn, Sheriff
Jack Davis said Wednesday it was the most brutal murder he had
investigated in Whitfield County.
The story reported that the coroner, as well,
could not recall a more brutal murder. A report of the Chattanooga
Times the same day dubbed the crime a "sex-torture-slaying case."
"Police said the woman had apparently been tortured before her
death. Officers also found a four-inch to five inch slash across
her stomach. The stab wounds, according to [detective] Gribble,
covered the stomach, chest, breast and neck of the victim." It
reported that the room was in disarray with blood over large areas
of the walls and floor.
On September 4, radio station WBLJ reported
that Ms. Parker's "nude and butchered body" had been discovered in
a pool of blood, and that Ms. Parker had been stabbed 95-100 times
and was sexually tortured. Also on that day, radio and television
stations reported that "an escapee from the Cobb County Georgia
work camp and his wife" had been arrested in the "multiple
stabbing." They reported that Sheriff Davis had stated that the
Buttrums and the victim were acquaintances, that the couple was
driving the victim's car when arrested, and that the motive was
believed to have been "sex-related." WBLJ radio reported that
Janice Buttrum had helped Danny escape from state custody.
The Daily Citizen-News reported on September 5
that "toys and clothing belonging to a child were among the
hastily abandoned items left in an apartment reportedly occupied
by the Buttrums, just a few doors down from where the murder
occurred." The Chattanooga News-Free
Press and the Chattanooga
Times reiterated the same details of the crime.
Seemingly, they are both oblivious of the
court proceeding. Never asking question of their attorneys. . .
. A whirlwind storms around them and they display outward
calmness.
Is it they do not understand that the State
is trying to take their lives? Or do they care? could it be
their lives have been so miserable they secretly wish for death?
Or are they just stupid?
. . . .
Is that the fear in his eyes? The fear not of
death or dying, but the fear that he will not die.
The fear that the Book is right. You can cry
out for death and it will not come. The fear of Eternal
Damnation.
The fear of the Abyss.
On October 16, the court held a hearing on
whether to lift the gag order. The court indicated it believed
that there was little about the case not already known and that
the gag order motions had "done more to create publicity that they
have not." Respondent's Exhibit 13 at 33. The next day the Daily
Citizen-News and the Chattanooga Times reported on the hearing and
reviewed the details of the crime.
The Court lifted the gag order on October 17
and released for public inspection most of the preliminary hearing
transcript, with the defendant's post-arrest statements omitted.
The Daily Citizen-News, the Chattanooga Times, and the electronic
media all announced the judge's decision. A few days later, the
Daily Citizen-News recounted on October 21 some of the evidence:
Screams of the dying 19-year-old Demetra
Parker were heard by guests at the Country Boy Motel where her
beaten and repeatedly stabbed body was discovered . . . .
Questioning of motel guests secured witnesses
who indicated Miss Parker screamed during a savage knife attack
which left over 90 wounds, testimony in a preliminary hearing
revealed.
The FBI took a statement from the Buttrums .
. . after their arrest . . . . Copies of the statements have
never been made public and defense lawyers say they will
continue to resist efforts to open hearings to the news media
before a trial date is set.
The Chattanooga Times October 21
story about the preliminary hearing revealed several additional
facts. It noted that the post-arrest statements of the Buttrums
were deleted from the transcript "apparently in anticipation of
defense motions to keep information on confessions by the couple
from the jury." It also revealed the following:
[Detective] Gribble said he interviewed Leon
Busby, who had gone for a ride with the couple the day before
the slaying. When Buttrum was questioned about his wife's
reaction to statements that he was looking for a woman with whom
to spend that evening, the man reportedly made a statement
indicating that his wife was bisexual, according to the
testimony.
Radio station WBLJ aired a lengthy newscast on
October 21 summarizing the evidence at the preliminary hearing,
including that the Buttrums made statements to the authorities
during their first days in custody, that the day before the murder
they had been seen trying to pick up two to three girls, that
Busby had been told by Danny Buttrum that his wife would not mind
because she was bisexual, and that the Buttrums became suspects
because a search of their room suggested that they had checked out
while having paid rent for 3 or 4 more days.
The Chattanooga Times and the Chattanooga
News-Free Press reported on the result of the hearing on February
7, the Chattanooga Times reminding the readers that "the Buttrums
. . . are accused of stabbing Miss Parker 95-100 times, that
shortly before the murder Danny Buttrum had escaped from jail, and
that the two were staying at the motel where Miss Parker's body
was discovered at the time of the murder.
On February 11, the Chattanooga Times
summarized the evidence at Danny Buttrum's competency trial:
Three years before he was charged with the
brutal sexual-torture-murder of a 19-year-old West Tennessee
woman, Danny Buttrum checked into a regional psychiatric
facility in Rome, Ga., and told officials he was preoccupied
with sex and was afraid he would rape someone, according to
testimony at Buttrum's competency hearing Tuesday.
Evelyn Buttrum, the defendant's mother,
testified Tuesday that her son was an alcohol abuser and
suffered from "spells" during which he became violent and
destructive.
She acknowledged to District Attorney Steve
Williams that Buttrum had even attacked her with a butcher knife
and scissors.
Jessie Collette, a former counselor at the
regional mental health center, interviewed Buttrum when he was
voluntarily checked into the hospital and said the defendant
told him he had a preoccupation with sex and an urge to rape.
Buttrum also reported homicidal feelings toward his mother.
The Daily Citizen-News published a similar
story. WTVC Channel 9 reported that the jury took less than one
hour to find Buttrum competent and reminded the viewers that the
victim had been "raped . . . and then stabbed almost a hundred
times." WBLJ radio also reported the verdict and reported on the
evidence suggesting that Buttrum "kept having ideas about raping
someone." On February 13, the Daily Citizen-News and the
Chattanooga Times published additional stories on the hearings.
Pre-trial Motions.
Within a week, the local media informed
Whitfield County of the next developments in the case. A Daily
Citizen-News story of February 24 reported that the court had held
a hearing on a motion for change of venue. See Respondent's
Exhibit 17. At the hearing, the court permitted the defense to
question three of its witnesses who had recently been called for
jury service. The first witness revealed that she held opinions
that Danny and Janice Buttrum had stabbed Ms. Parker, that she
could not recall a crime which received more publicity in
Whitfield County, and that her opinions were firmly held. Two
other witnesses expressed similar views. The court refused to
allow the defense to call any other of the 43 subpoenaed
witnesses. The parties then entered into a stipulation:
The balance of the 43 . . . subpoenaed
witnesses will have an opinion that Danny and Janice Buttrum
were guilty, or at least involved in the killing of Demetra Faye
Parker, and certain facts that have been brought out in the
newspaper, television, and radio, but that probably they can set
aside if they were called as Jurors in the case."
Respondent's Exhibit 17 at 72-73.
Articles on the hearing followed. The
Chattanooga Times on February 25 summarized the hearing and noted:
The murder of Miss Parker has become
Whitfield County's most infamous crime in recent years. The
former Beauty pageant contestant had moved from near Dyersburg,
Tenn., to work in Dalton-area carpet mills several months before
her semi-nude body was found in a motel room she had rented.
An autopsy showed that Miss Parker had been
stabbed 95-100 times and had been sexually molested, police
said.
In this case, the media consumer in the
county, a high percentage of which are prospective jurors, were
showered with inflammatory material that had a high likelihood
of causing opinions to be formed about the guilt of the
defendants.
Id. Finally, Noble found that "jurors often are
not aware of the degree to which their opinions about guilt have
been influenced by the media, and further that prospective jurors
responding to the authority figure of the judge are not apt to
reveal their full feelings about their pretrial exposure . . . ."
Id. at 4. He concluded that "prospective jurors in a jurisdiction
so thoroughly contaminated with pretrial publicity have too heavy
a burden to bear to meet the demands of impartiality." Id.
Maureen McLaughlin, a jury consultant,
concurred in the conclusions of Dr. Noble. Id., Defendant's
Exhibit 9 to March 6 Hearing. She testified that jurors are not
aware of how much preconceived opinions about a case affect their
judgment. Based upon the extensive amount of pretrial publicity in
the Buttrums' case, she concluded, it would be very difficult for
jurors to put aside their preconceived views. Id. at 56.
The court ruled that it would allow sequestered
voir dire on the publicity issue but made no final ruling on the
motion for change of venue.
On March 6, the Daily Citizen-News reported
that Danny Buttrum's trial was scheduled for the following Monday,
March 9. The article reviewed the latest events and recounted many
of the details about the crime. On the eve of trial, the
Chattanooga News-Free Press published a long story, summarizing
many of the events of the preceding seven months and reviewing the
details about the crime.
The Trial of Danny Buttrum.
The publicity most prejudicial to Janice
Buttrum's trial was that covering her husband's trial. The media
reported Danny Buttrum's confessions which in great detail told
how the pair committed the crime and often cast Janice as the more
perverse of the pair.
The first account was from the Daily
Citizen-News on March 9: "Testimony is not expected to begin until
Tuesday in the trial of the rape and murder of the Tennessee
teenager as an expert opposing the death penalty is helping the
defense." It noted that television stations from Atlanta and
Chattanooga were covering the jury selection and included a sketch
artist representing Channel 2 in Atlanta.
The Atlanta Constitution on March 10 published
a long article that depicted a small community deeply upset about
the death, "Girl's Slaying Stirs Anger, Shock In N. Georgia Town."
Today didn't come soon enough for some
residents of this carpet mill town that sits in the shadow of
Lookout Mountain.
"If this thing had happened 40 years ago,
folks would have gone and got them out of the jail and made sure
justice was done quick," explained the grizzled cashier of a
self-service gas station. "And I'd have been with them. . . ."
"The tragedy that led to this day has had
tongues wagging and tempers "hot hereabouts for half a year now."
In addition to profiling Demetra Parker as a
shy, modest, pretty teen-ager, who sang in the choir, the story
also recounted the crime, the arrest, the prior record of Danny
Buttrum, his escape from the work camp, and that it had become
evident that "Janice Buttrum -- who could face execution if
convicted - was pregnant." It outlined the prosecution's theory of
the case, including that the Buttrums "wrestled [the victim] to
the floor, [and] stabbed her. She was repeatedly raped while still
alive and bleeding. Then the Buttrums took her car and drove to
Florida." All of the media followed the voir dire carefully, and
at its conclusion noted that the court denied the motion for
change of venue.
The story pointed out that Williams asked the
jury to consider the pain of Ms. Parker's family during its
deliberations.
Ray Parker, the girl's father, bowed his head
and wept as Williams pointed to him in the courtroom and noted
that murder had taken a daughter that couldn't be replaced.
The article on the family recounted with pathos
the grief and loss the father, the mother, and the family.
The Atlanta Journal published a story on March
14 summarizing the trial, headlined "Buttrum Found Guilty of
Murder and Rape."
In the six months since the nude and bloody
body of Miss Parker was found in her $ 50-a-week room at the
Country Boy Inn, the slaying has been a frequent topic of
conversation in this north Georgia carpet-mill town. The
courtroom was crowded each day of the trial as farmers in bib
overalls, secretaries in high heels, teen-aged girls in jogging
suits and an assortment of other spectators listened to the
grisly story.
It noted that the "Buttrums confessed to the
crime shortly after they were captured in Demetra Parker's car."
It reported that Ms. Parker's father "hung his head and wiped
tears from his ruddy cheeks" as the District Attorney told the
jury that "this man will never again know the love of his
daughter," and that while several members of the Parker family
attended trial, the victim's mother "just couldn't bring herself
to come over."
The Chattanooga Times and the Chattanooga
News-Free Press published similar articles on March 14. On its
6:00 news program, WTVC TV-9 from Chattanooga reported on the
progress of the sentencing trial. Near the conclusion of its
newscast, a late bulletin was broadcast:
Late word just in from Dalton . . . the
defense team has introduced a letter written by Danny' wife
Janice . . . in which she admits she forced Danny to take part
in the crimes.
According to the letter, read to jurors . . .
jealousy was the motive. And she . . . quote . . . loves him too
much to let him die.
Late that night WQMT radio reported that the
jury deliberated only 35 minutes before returning a death
sentence. It also reported that defense lawyers had introduced a
letter from "Danny's wife Janice, saying she was responsible for
the crime."
March 15.
In its March 15 story, the Chattanooga
News-Free Press reported on the events of the previous day in an
article headlined "Mrs. Buttrum Letter Denies Spouse's Guilt." The
article recounted the contents of the letter "absolving her
husband of all responsibility in the . . . slaying." It quoted
Janice in the letter, "I killed Demetra Parker as an act of
jealousy. I was afraid he (Danny) was having sex with her . . .
she was prettier than I was . . . . I made Danny do everything . .
. my husband is guiltless." WTVC TV-9 summarized the trial in a
final report on the jury's decision. "Jurors went along with
prosecutor Steve Williams . . . who argued for the death penalty
saying depraved is a weak word for how the defendant acted. . .
What does society need with a pervert coward like Danny Buttrum?"
He argued that Janice "admitted she forced Danny to take part
[and] told jurors Danny was a ticking time bomb . . . which his
wife knew how to detonate." Other electronic media also broadcast
reviews of the week-long trial.
March 16.
On March 16, the print media published their
concluding stories on the trial. The Daily Citizen-News published
a front page story announcing the verdict, "Buttrum Receives Death
Penalty." The story gave extensive coverage to the letter of Ms.
Buttrum. "She claimed 'unwarranted jealously' . . . prompted her
to use her influence to get her husband to rape and kill the
helpless teenager . . . ." The article also identified each juror
who sat on the case.
There remains the question of whether the
presumption of prejudice can be rebutted. While the Court has
found no binding authority that such a presumption can be
rebutted, there is dicta in Coleman and in Mayola to that effect.
Assuming there could be such rebuttal, the court in Coleman
examined the voir dire and found the presumption not rebutted.
Coleman, 778 F.2d at 1541-43 & n. 25. The court however expressly
declined to decide whether there could be rebuttal in an
appropriate case. Id. at 1541 n. 25.
This Court concludes that the respondent should
have the opportunity to rebut the presumption of prejudice, for if
it can be shown that despite the saturation of the community with
inflammatory publicity, the trial court succeeded in seating an
impartial jury, there is no reason for upsetting the verdict. The
burden nevertheless will be heavy. In Mayola, in dicta the court
explained:
Although the state's burden would be very
difficult to carry, it would not be insurmountable. Of course,
it could not be satisfied merely by the juror's assurances on
voir dire of their own impartiality. [citation omitted.] On the
other hand, a showing that none of twelve jurors impanelled had
ever been exposed, first or second hand, to the inflammatory
publicity, would probably suffice to negate the presumption of
prejudice flowing from that publicity.
Id. at 1001.
The burden is heavy because of the difficulty
in determining prejudice by asking the jurors themselves whether
they can lay aside their preconceived opinions. In Irvin, the
Court found prejudice despite the fact that every juror questioned
positively stated that he or she could render an impartial
verdict. See id., 366 U.S. at 720, 724. "[A] 'juror is poorly
placed to make a determination of his own impartiality. Instead
the trial court should make this determination.'" Jordan v.
Lippman, 763 F.2d 1265, 1274 (11th Cir. 1985) (citation
omitted).
Since Mayola, however, the burden has been
lightened somewhat. The Supreme Court in Patton v. Yount held that
the trial court's determination of the impartiality of a juror is
a finding of fact entitled to the presumption of correctness of 28
U.S.C. ? 2254(d). Id., 467 U.S. 1025, 1036-37,
104 S. Ct. 2885, 81 L. Ed. 2d 847
(1984).
In this case, the presumption of prejudice is
rebutted by the voir dire. The voir dire, while not perfect, was
adequate to unearth the prejudice of the venire persons, and the
errors made by the court were not so serious as to vitiate the
presumption of correctness accorded the trial court's findings.
Perhaps the most important factor that distinguishes this case
from Coleman and Irvin, is that, here, individual jurors were
questioned in sequestration. This was appropriate
and made more likely the jurors' candor.
See Irvin, 366 U.S. at 728; Patton v. Yount, 467 U.S. at 1036;
Coleman, 778 F.2d at 1542.
The Court: Well, do you think going through
this voir dire process has reinforced the opinion you had, or
lessened the opinion you have?
A. I guess it would lessen the opinion I
have.
The Court: Do you think they'd have to
overcome that opinion?
A. No, I don't think so.
The Court: Do you think you can put all that
out of your mind and start fresh?
A. Uh-huh.
The Court: Is there any doubt that you could
do that?
A. No, none whatsoever.
The Court: Could you base any decision that
you might have to make solely upon the evidence you'd hear in
Court and arrive at a verdict based on that evidence, as applied
to the Law as Charged by the Court?
A. Yes, I could.
The Court: You think you could do that
regardless of anything you may have read or heard, and not let
anything you've previously read or heard sway you?
A. Uh-huh.
The Court: Is there any doubt in your mind as
to that ability?
A. No sir, no doubt.
The Court: I find the juror qualified.
Respondent's Exhibit 2 at 843-53.
While this Court views with some skepticism her
attestations of her capability to lay aside her opinions, in cases
of ambiguity, the Court must defer to the finding of the state
court. See Yount, 467 U.S. at 1040. That finding was not without
adequate factual support in the record, 28 U.S.C. ? 2254(d) (8),
or flawed for any of the other reasons set forth in ? 2254(d)(1) -
(8).
Petitioner contends that the voir dire was
inadequate for two basic reasons. First, the trial court
restricted defense counsel from asking open-ended questions about
what the jurors had read or heard. This limitation forced the voir
dire to be conducted through leading questions only. This was
error. There is no reason why counsel should not be allowed to
inquire with open-ended questions into what the jurors had heard.
The Jordan Court explained:
The court should [determine] what in
particular each juror [has] heard or read and how it affected
his attitude toward the trial, and . . . [determine] for itself
whether any juror's impartiality had been destroyed.
Jordan, 763 F.2d at 1274
(citation omitted). The court there held that the absence of a
probing voir dire that focussed upon what each juror had been
exposed to an how the exposure would affect their impartiality
denied Jordan his right to an impartial jury. Id. at 1281; see
also Coleman, 778 F.2d at 1543 & n. 26 (criticizing "conclusory"
voir dire questions).
Nevertheless, while not permitting open-ended
questions, the trial court in this case did not limit the range or
scope of the leading questions, and a review of the entire
1222-page transcript of the voir dire, shows that counsel was
permitted to inquire as to whether jurors had heard reports or
held opinions essentially about any fact of the case. Thus, while
it was error to limit the voir dire to leading questions, the
error did not prevent the defense from examining in detail the
jurors' exposure to the media and their opinions.
Second, Buttrum contends that the court began
each individual session with an improper instruction. Initially,
defense counsel was prevented from asking the jurors whether based
upon what they had read or heard, they had formed an "opinion"
about particular aspects of the case. The court erroneously ruled
that such questions were tantamount to asking them to "prejudge"
the case. See Respondent's Exhibit 2 at 151-61. The court decided
to give the following instruction:
Respondent's Exhibit 2 at 238-39. Defense
counsel objected to this admonishment on that ground that it had a
"chilling effect upon the Juror, in the sense that it perhaps
instills in their mind the impression that having an opinion is
incorrect and improper." Id. at 321-22. Petitioner is correct that
such an instruction would tend to communicate that having a firm,
fixed opinion was incorrect or improper, as defense counsel
objected. The very purpose of the voir dire is to determine the
existence of such opinions. Nevertheless, the court soon began
adding that there were no right or wrong answers and that the
jurors should simply be candid in their answers. And before long,
the Court was permitting and even insisting that counsel use the
word "opinion" rather than "feeling" or "belief." Finally, it is
apparent that the jurors did disclose when they had an opinion or
a belief about the aspects of the case when inquired into by
defense counsel.
In conclusion, the Court holds that while the
voir dire was not without error, it was adequate to reveal the
jurors who had entrenched opinions, and those twenty-four jurors
were excused for cause. The one juror seated who had a firm, fixed
opinion as to guilt positively affirmed she could lay it aside,
and the trial court's finding of impartiality is entitled to a
presumption of correctness. Her testimony reveals insufficient
bias to overcome that presumption. The Court concludes that the
respondent has overcome the presumption of jury prejudice. The
voir dire shows that entrenched prejudice did not infect the jury
which ultimately found Buttrum guilty and sentenced her to death.
Accordingly, the petition for the grant of
habeas corpus relief on this ground is DENIED.
B. The Charge to the Jury at Buttrum's
Competency Hearing.
Prior to her trial, Buttrum requested a
court-ordered evaluation of her competency to stand trial. After
her psychological evaluation, the court empaneled a jury and held
a hearing to determine her competency. In accordance with Georgia
law, the court instructed the jury that Buttrum bore the burden to
prove incompetency. Buttrum contends that the placement of the
burden of proof on the defendant to prove incompetence by a
preponderance of evidence is unconstitutional. Buttrum's
contention is without merit.
The Georgia Supreme Court has held:
The trial on the issue of mental competency
contemplated by O.C.G.A. ? 17-7-130(a) is in the nature of a
civil proceeding and the defendant has the burden to prove
incompetency by a preponderance of the evidence.
This placement of the burden upon the defendant
by the state legislature does not violate due process. Lowenfield
v. Phelps, 817 F.2d 285, 294-95 (5th Cir. 1987) (declining
to follow United States Ex. Rel. Bilyew v. Franzen, 686 F.2d
1238, 1246 (7th Cir. 1982)), aff'd on other grounds, 484
U.S. 231,
108 S. Ct. 546, 98 L. Ed. 2d 568
(1988); cf. Spencer v. Zant, 715 F.2d 1562, 1567 (11th Cir.
1983) (while not addressing a due process challenge to the
placement of burden, the court held that "Spencer wholly failed to
establish any substantial or bona fide doubt that he was competent
to stand trial."), on reh'g en banc, relief granted on other
grounds, sub nom., Spencer v. Kemp, 781 F.2d 1458 (11th
Cir. 1986) (en banc); see also Wallace v. Kemp,
581 F. Supp. 1471, 1478 (M.D.Ga.
1984) (Georgia placement of burden on defendant not
unconstitutional), rev'd on other grounds, 757 F.2d 1102
(11th Cir. 1985); contra, United States ex rel. Bilyew v. Franzen,
686 F.2d 1238, 1244-45 (7th Cir. 1982) (burden
constitutionally required on the prosecution); Brown v. Warden,
682 F.2d 348, 351-52 (2d Cir. 1982) (same), cert. denied,
459 U.S. 991, 74 L. Ed. 2d 388, 103 S. Ct. 349 (1982).
This Court adopts the reasoning of the Fifth Circuit in Lowenfield
and concludes that this issue is without
merit.
C. Justice of the Peace Billy Broom's
Issuance Of the Arrest Warrant and Presiding Over the Preliminary
Hearing.
Justice of the Peace Billy Broom issued Janice
Buttrum's arrest warrant, charging her with murder, and served as
presiding judge at her preliminary hearing. Buttrum contends that
these judicial acts were unconstitutional because he was at the
time also a deputy sheriff. Second, she contends that he was
operating within an unconstitutional "fee system" then in
operation in Georgia.
Respondent contends that the instant claim
presents only a Fourth Amendment claim precluded from federal
habeas review by Stone v. Powell, 428 U.S. 465, 49 L. Ed.
2d 1067,
96 S. Ct. 3037 (1976). While these
issues are not limited to Fourth Amendment concerns and are not
barred by Stone v. Powell, habeas relief is not warranted because
any error committed by Justice of the Peace Broom was subsequently
corrected by the grand jury.
In Vaughn v. State,
160 Ga. App. 283, 284,
287 S.E.2d 277 (1981), the Georgia
Court of Appeals overturned a conviction, finding that Justice of
the Peace Broom was
"per se" disqualified as a neutral and
detached magistrate. . . . At the time of the issuance of the
search warrant in this case, Judge Broom was ostensibly
authorized to exercise both executive functions in his capacity
as justice of the peace. This was not proper and negates any
possibility of a finding that Judge Broom was a neutral and
detached magistrate.
The Supreme Court has held that the preliminary
hearing is a "critical stage" in the criminal process for purposes
of the right to counsel. Coleman v. Alabama, 399 U.S. 1,
9-10, 26 L. Ed. 2d 387,
90 S. Ct. 1999 (1970). It follows
that if the defendant is entitled to counsel, at a minimum he is
entitled to a an unbiased decision maker. "The accused is as
entitled at [a] preliminary hearing to an impartial decision maker
as in a guilt trial." Tucker v. City of Montgomery Bd. of Com'r.,
410 F. Supp. 494, 506 (M.D.Ala. 1976)
(Godbold, J., for three judge court) (holding unconstitutional
Alabama fee systems for magistrates). Thus, Buttrum was denied due
process at her preliminary hearing.
Buttrum contends that when a defendant is
denied an impartial adjudicator reversal is automatic, citing Rose
v. Clark, 478 U.S. 570, 579, 92 L. Ed. 2d 460,
106 S. Ct. 3101 (1986) (biased trial
judge). Petitioner cites no other authority for her position, and
the Court has located none to the effect that such error at a
preliminary hearing requires automatic reversal. Rose v. Clark and
similar cases involved unbiased decision makers at trial.
The denial of an unbiased decision maker at a
preliminary hearing is different. The function of the preliminary
commitment hearing in Georgia is to determine if probable cause
exists to authorize the keeping in custody of one accused of
committing a crime, pending determination by the grand jury that
probable cause exists for the suspect to stand trial. Blake v.
State,
109 Ga. App. 636, 640,
137 S.E.2d 49 (Ga.Ct.App. 1964),
cert. denied,
379 U.S. 924, 13 L. Ed. 2d 337,
85 S. Ct. 281 (1964). Subsequently,
the grand jury determines whether sufficient evidence exists to
try the defendant, and a trial by jury determines whether the
defendant has committed the crime alleged.
Given this procedure, a showing of prejudice is
required before habeas relief can be granted on a claim of a
biased adjudicator at a preliminary hearing. Otherwise a
conviction would be set aside because of a tainted preliminary
hearing even though subsequently a grand jury properly found
sufficient evidence for the defendant to stand trial. Such a
result defies common sense. It is true that the Supreme Court has
held that the possibility of appeal is an inadequate remedy for a
biased adjudicator at trial. See, e.g., Ward v. Village of
Monroeville, 409 U.S. 57, 61-62, 34 L. Ed. 2d 267,
93 S. Ct. 80 (1972) ("Petitioner is
entitled to a neutral and detached judge in the first instance.").
Nevertheless, the grand jury examines the issue of probable cause
de novo. The likelihood that it will cure any harm caused by a
disqualified preliminary hearing judge compels a showing of
prejudice before habeas relief may be granted.
In this case, Buttrum has alleged no
impropriety or other error in the grand jury's determination that
probable cause existed for her to stand trial. With no such error
being shown or found by the Court, any harm sustained by the
disqualified preliminary hearing judge was cured. This issue
therefore is without merit.
Buttrum originally contended that the
prosecution had suppressed evidence favorable to her in violation
of Brady v. Maryland, 373 U.S. 83, 10 L. Ed. 2d 215,
83 S. Ct. 1194 (1963). She contended
that the state had indicated that at least one of its witnesses
had a prior criminal conviction, and the trial court did not
require the state to disclose such information. During this habeas
action, the Court ordered these documents turned over to the
petitioner. After receipt of the documents, Buttrum admits she has
no evidence of any Brady violation. This issue accordingly is
without merit.
E. The Admission of the Defendant's
Post-Arrest Inculpatory Statements.
Buttrum contends that the trial court
unconstitutionally admitted into evidence certain inculpatory
statements made after her arrest. She contends her Fifth Amendment
right to counsel was violated when incriminating statements were
made after her arrest in the absence of a knowing and intelligent
waiver of her right to counsel. Similarly, she contends her Sixth
Amendment right to counsel was violated because additional
statements were made in the absence of counsel after the
attachment of her right to counsel. Both of these contentions are
without merit.
1. The Fifth Amendment Challenge.
The jurisprudence of the Fifth Amendment on the
admissibility of custodial statements requires that a waiver of
the Fifth Amendment right to counsel must be freely and
voluntarily given, and must be knowingly and intelligently made.
See, e.g., Fare v. Michael C., 442 U.S. 707, 725, 61 L. Ed.
2d 197,
99 S. Ct. 2560 (1979). The question
before this Court is whether, as a matter of law, Petitioner
Buttrum executed a valid waiver of her Fifth Amendment rights
prior to making her post-arrest inculpatory statement.
The respondent incorrectly urges as conclusive
the findings of the state habeas corpus court as to the voluntary
and intelligent nature of petitioner's statement. While findings
of fact made by a state court, generally, must be accorded a
presumption of correctness by a federal habeas court, the issue of
the voluntariness of a confession is a mixed question of law and
fact for which the Court must make an independent inquiry. Miller
v. Fenton, 474 U.S. 104, 112, 88 L. Ed. 2d 405,
106 S. Ct. 445 (1985); Mincey v.
Arizona, 437 U.S. 385, 398, 57 L. Ed. 2d 290,
98 S. Ct. 2408 (1977); Williams v.
Johnson, 845 F.2d 906, 909 (11th Cir. 1988).
A confession is voluntary if, under the
totality of the circumstances, it is a product of free and
rational choice. Paxton v. Jarvis, 735 F.2d 1306 (11th
Cir.), cert. denied, 469 U.S. 935, 83 L. Ed. 2d 271, 105
S. Ct. 335 (1984). A confession is not voluntary if it is
extracted through use of improper influence, such as threats or
violence or is obtained by promises. Harris v. Dugger, 874 F.2d
756, 761 (11th Cir. 1989).
The petitioner, who has the burden of proof,
has failed to establish that her post arrest confession of
September 4 was given in violation of her Fifth Amendment rights.
A pretrial suppression hearing revealed the following facts: After
the murder, the petitioner and her husband took the victim's car
and drove to Pensacola, Florida. Upon learning of the Buttrum's
likely destination, the G.B.I. secured an unauthorized flight
complaint from the United States Attorney's Office in Atlanta, and
a U.S. Magistrate issued an arrest warrant for the Buttrums.
Immediately upon her arrest, Janice was advised of the murder
charges against her, Respondent's Exhibit No. 21 at 33-36, and of
her Miranda rights, Respondent's Exhibit No. 3 at 1293. Three law
enforcement officers were present at the time. Id. at 1294. The
arrest and admonishment of rights occurred at approximately
10:00 a.m. on the morning of September 4,
1980.
Petitioner strenuously contends that her Sixth
Amendment right to counsel attached upon her appearance before the
federal magistrate on September 4, 1980, in Florida. As a result,
she maintains, the September 5 statement was inadmissible at trial
because it was made without the attendance of an attorney for the
accused. Assuming arguendo that her right to counsel had attached
at the hearing before the magistrate, her Sixth Amendment argument
still must fail.
The Supreme Court in Patterson, held that where
the defendant is admonished with Miranda warnings after the right
to counsel attaches, and then voluntarily makes inculpatory
statements, the statements need not be suppressed. Id. at 272 The
proper execution of a valid waiver of those rights serves as a
voluntary, knowing, and intelligent waiver of the right to
counsel. Id. "The fact that petitioner's Sixth Amendment right
came into existence . . . does not distinguish [her] from the
preindictment interrogatee whose right to counsel is in existence
and available for his exercise while he is questioned." Id. at
271. Thus, Patterson defeats Buttrum's argument that after the
right attaches, any subsequent incriminatory statements made in
the absence of counsel must be suppressed. A valid waiver makes
such statements admissible.
Did Buttrum execute a valid waiver of her right
to counsel before she gave her statements of September 5, 1980? On
that date, Whitfield County officers travelled to Pensacola,
Florida, to transport the petitioner and her husband back to
Whitfield County. The officers took her in custody at 8:45 a.m. on
September 5, 1980. Before beginning the trip back to Georgia she
was advised of her Miranda rights by Agent Johnson of the G.B.I.
Respondent's Exhibit No. 3 at 1336.
On arriving in Whitfield County, she was taken
to the county jail for interrogation. Id. at 1339. Prior to
questioning, Agent Johnson again informed her of her rights. He
also produced a "Waiver of Rights" form, read it to her, and asked
her to read it herself. Id. She replied that she knew her rights
and then signed the form. Id. There is no evidence that Agent
Johnson or anyone else made any threats or promises, or held out
the hope of reward to induce her to sign the form. After signing
the waiver form, she voluntarily admitted her role in the murder
and that she felt no remorse about the death of Ms. Parker.
All the evidence indicates that Buttrum was
fully aware of her rights prior to signing the waiver form. The
waiver form indicated that she had a right to counsel and the
right to refuse to answer questions or make statements without
first consulting an attorney. She stated she fully understood her
rights. No evidence suggests that her
confession was anything other than voluntary.
In this case, the challenged statement was
inadmissible because it lacked the necessary indicia of
reliability required by the confrontation clause. While the
Supreme Court has not indicated that the right to confrontation is
exactly coextensive with the hearsay rules, it is rare that
evidence which is not hearsay or is admissible under a hearsay
exception is held violative of the confrontation clause. Collins
v. Francis, 728 F.2d 1322, 1336 (11th Cir. 1984) (citation
omitted), cert. denied, 469 U.S. 963, 83 L. Ed. 2d 297,
105 S. Ct. 361 (1984). The crucial concern behind the
confrontation clause is the "trustworthiness of [the] testimony."
Id.
Two requirements must be met . . . before
confrontation may be dispensed with. First, the prosecution must
show that the out-of-court declarant is unavailable to testify
despite its good faith efforts to obtain his presence at trial.
Second, the prosecution must show that the out-of-court
statements bear sufficient indicia of reliability to provide the
jury with an adequate basis for evaluating their truth.
United States v. Chapman, 866 F.2d 1326,
1331 (11th Cir. 1989), (petition for certiorari filed June 17,
1989), citing, inter alia, Roberts, 448 U.S. at 66. Here, there
was no showing of the unavailability of Danny Buttrum.
The second requirement -- that the out-of-court
statement bear sufficient indicia of reliability -- presents more
difficulty in this case. The Supreme Court has noted that
reliability "can be inferred without more in a case where the
evidence falls within a firmly-rooted hearsay exception." Roberts,
448 U.S. at 66.
In this case, there was
insufficient evidence that the statement was made during the
pendency of a conspiracy. The evidence showed only that at the
time the statement was made the Buttrums were riding around with
Busby, going to get beer. No independent evidence suggested that
the Buttrums had at that time entered a conspiracy to commit any
crime.
Thus, the state rule allowed admission while
the federal rule would not. In such a case, where "the state's
co-conspirator exception is more expansive than the federal, the
proper approach for federal courts on habeas corpus review" is to
consider "whether the testimony meets the more general tests of
reliability outlined in [the confrontation clause] opinions." Park
v. Huff, 493 F.2d 923, 930 (5th Cir. 1974), cert. denied,
423 U.S. 824, 46 L. Ed. 2d 40, 96 S. Ct. 38 (1975).
The more general tests for reliability are the
following:
(1) whether the truth of the out-of-court
statements is corroborated by other evidence [citation omitted];
(2) the extent of the out-of-court declarant's personal
knowledge of the defendant's identity and role in the crime; (3)
the possibility that the statements are founded on faulty
recollection; and (4) the circumstances under which the
statements were made.
Chapman, 866 F.2d at 1330 (citations omitted).
The challenged statement in this case does not
meet those standards of reliability because of the first and
fourth factors. First, no other evidence corroborated the
statement that Janice would not mind Danny picking up a woman as
long as she could have sex with the woman first. And under the
fourth factor, the circumstances undermined the statement's
reliability. The statement could have been made in jest, or could
have been a lie to persuade Busby to help Danny find a woman, and
Janice could have been afraid to cross Danny and deny the
statement. Numerous interpretations could be made from the
statement. Cross-examination could have clarified the statement's
ambiguity. It clearly lacked the necessary indicia of reliability
required by the confrontation clause.
2. Harmless Error
In Delaware v. Van Arsdall, 475 U.S. 673,
89 L. Ed. 2d 674,
106 S. Ct. 1431 (1986), the court
held that "the constitutionally improper denial of a defendant's
opportunity to impeach a witness for bias, like other
Confrontation Clause errors, is subject to Chapman [v. California,
386 U.S. 18, 17 L. Ed. 2d 705,
87 S. Ct. 824 (1967)] harmless-error
analysis." Id., 475 U.S. at 684. The Chapman standard has most
recently stated by the Supreme Court as follows: A Constitutional
error may be held harmless "if the prosecution can prove beyond a
reasonable doubt that [it] did not contribute to the verdict."
Satterwhite v. Texas, 486 U.S. 249, , 100 L. Ed. 2d 284,
293,
108 S. Ct. 1792 (1988). The Court
must "make an intelligent judgment about whether the erroneous
[comment] might have affected [the] jury." Id., 486 U.S. at , 100
L. Ed. 2d at 295.
Here, the prejudice of Busby's testimony far
outweighed its probative value. See Collins v. Francis, 728
F.2d 1322, 1336 n. 12 (11th Cir. 1984), cert. denied, 469 U.S.
963, 83 L. Ed. 2d 297, 105 S. Ct.
361 (1984), citing 4 Weinstein's Evidence para. 801(d) (2) (B)
[01] (1981) (in determining whether silence may be construed as
adoption of statement of coconspirator made in defendant's
presence, federal courts should make Fed.R.Evid. 403 prejudice
evaluation).
The prejudice did not sufficiently infect the
guilt-innocence phase to require a new trial, but it spilled over
and contaminated the sentencing phase so as to require a new
sentencing hearing. The evidence of guilt, that Janice Buttrum
knowingly and intentionally participated in the murder of Demetra
Parker, including the evidence of her confession, was
overwhelming. Even absent the admission of the hearsay statement,
the Court can confidently say, beyond a reasonable doubt, United
States v. Hasting, 461 U.S. 499, 510-11, 76 L. Ed. 2d 96,
103 S. Ct. 1974 (1983), that the jury
would have found her guilty of the murder of Demetra Parker.
The statement, however, prejudiced Buttrum in
the sentencing phase. The defense at sentencing was essentially
that Janice Buttrum, while participating in the murder, acted
under the domination of her husband and played a less culpable
role than he, one not warranting death. Busby's testimony implied
that Janice Buttrum wanted to have sex with Danny's "pick-up"
before Danny had sex with her. It portrayed her not as a dominated
follower of her husband, but as a willing participant in a plan of
perverse sexual activity that ultimately led to the death of
Demetra Parker. Moreover, the statement portrayed her as having
unusual or aberrant sexual desires. This portrayal was in accord
with Dr. Adams's diagnosis of her as sexually perverted. It
portrayed her as one with a "depraved" mind, which portrayal
tended to satisfy the element of one of the aggravating
circumstances, depravity of mind, argued by the prosecution for
imposition of death. Further, it was the only evidence introduced
by the state subject to interpretation that her participation in
the murder may have been premeditated and not an act of passion or
done under the domination of her husband. In this sense, the
statement was a "critical" and "highly significant factor." Its
introduction therefore was not harmless beyond a reasonable doubt
and requires a new sentencing hearing.
G. The Admission of Gruesome Photographs.
Buttrum contends that the introduction of
several gruesome photographs of the victim's body deprived her of
her Eighth and Fourteenth Amendment rights. These photographs were
introduced both at the guilt and penalty phases of the trial.
Generally, the introduction of evidence involves only state law
and is cognizable on habeas review only if it rendered the trial
fundamentally unfair. See Amadeo v. Kemp, 816 F.2d 1502,
1504-05 (11th Cir. 1987) (citations omitted), rev'd on other
grounds, sub nom., Amadeo v. Zant, 486 U.S. 214, 100 L. Ed.
2d 249,
108 S. Ct. 1771 (1988). Buttrum
contends that the photographs of the victim were unduly
prejudicial and inflammatory and were not relevant to any issue of
guilt or punishment.
For the sake of argument, the Court will assume
that the introduction of the photographs was improper at the guilt
phase of the trial because no issues were raised by the defense as
to, for example, the cause of death, the repeated stabbing,
Buttrum's participation in the murder, accident, etc. The gruesome
nature of the photographs thus could only have inflamed the
emotions of the jury. Nevertheless, the evidence of guilt in this
case, including the petitioner's post-arrest confessions, was
sufficiently overwhelming that the introduction of the photographs
was not so prejudicial as to result in a fundamentally unfair
trial.
Buttrum contends that the photographs also were
not relevant to any issue of punishment. The respondent, however,
correctly contends they were relevant to the aggravating
circumstance that the murder was wantonly vile, horrible or
inhuman in that it involved torture, depravity of mind, or an
aggravated battery to the victim. O.C.G.A. ? 17-10-30(b) (7). The
photographs were clearly relevant to show the (b) (7)
circumstance.
The location, number, and extent of the wounds were
clearly relevant to these factors. Accordingly, habeas corpus
relief is not warranted on this issue.
H. Prosecutorial Misconduct.
Buttrum contends that several remarks of the
prosecutor during closing argument violated her constitutional
rights. She contends first that the prosecutor violated her Fifth
Amendment right against compulsory self-incrimination by
commenting on her right not to take the witness stand:
Defense? There is none. There has not been
one iota of evidence to indicate that this defendant did not do
what she is charged with . . . .
Tr. 1713. She contends that this remark
violated the rule that the prosecutor may not comment of the
defendant's failure to testify during trial.
1. Legal Principles.
The Fifth Amendment prohibition against
compulsory self incrimination insures the right of all criminal
defendants not to testify at trial. From this derives the
proscription that the prosecution may not comment on its exercise.
Griffin v. California, 380 U.S. 609, 611-15, 14 L. Ed. 2d
106,
85 S. Ct. 1229 (1965). "Prosecutorial
comment is improper if the defense can demonstrate either that
'(1) the prosecutor manifestly intended to comment on the
defendant's silence, or (2) that the character of the comment was
such that a jury would naturally and necessarily construe it as a
comment on the defendant's silence.'" United States v. Griggs,
735 F.2d 1318, 1322 (11th Cir. 1984) (citation omitted). While
it is improper for the prosecution to comment on the defendant's
failure to testify, "it is not error 'to comment on the failure of
the defense, as opposed to the defendant, to counter or explain
the evidence.'" Id. at 1321, quoting United States v. Bright,
630 F.2d 804, 825 (5th Cir. 1980) (emphasis added by Bright
court); see also United States v. Johnson, 713 F.2d 633,
650-51 (11th Cir. 1983) (where defendants chose not to testify at
trial but records available to the defense might have existed
which would have contradicted the government's theory of the case,
prosecutorial comment on the failure of the defense to produce any
evidence or testimony in rebuttal to the espoused theory held
permissible), cert. denied, sub nom., Wilkins v. United States,
465 U.S. 1081, 79 L. Ed. 2d 766, 104 S. Ct. 1447
(1984). Nevertheless, "where the rebuttal testimony or evidence
could come only from the defendant, a failure of the defense to
present evidence is equivalent to the failure of the defendant to
testify." Griggs, 735 F.2d at 1322 (emphasis in original); see
also Griffin v. California, 380 U.S. 609, 610-15, 14 L. Ed.
2d 106, 85 S. Ct. 1229 (1963) (comment on defendant's failure to
provide evidence on matters that only he could have been expected
to deny or explain violated 5th Amendment).
2. Analysis.
In this case, the state habeas court found the
following:
The thrust of the prosecutor's case was that
the Petitioner was an active, willing and aggressive participant
in a conspiracy to commit murder. Through its line of
questioning and cross-examination throughout the trial, the
defense tried to show that the murder was planned and executed
solely by Danny Buttrum. Thus viewed in the context of the
charges against Petitioner, this Court finds that the
prosecutor's statements were made for the purpose of arguing
Petitioner's involvement in the crime.
The conclusion, however, does not end the
inquiry. The Supreme Court has held that such a violation of the
defendant's Fifth Amendment right is subject to analysis of
whether the improper comment was harmless beyond a reasonable
doubt. United States v. Hasting, 461 U.S. 499, 507-512, 76
L. Ed. 2d 96, 103 S. Ct. 1974 (1983), citing Chapman v.
California, 386 U.S. 18, 24, 17 L. Ed. 2d 705, 87 S. Ct.
824 (1967). The Chapman standard for harmlessness of a
constitutional error has most recently stated by the Supreme Court
as follows: A constitution error may be held harmless "if the
prosecution can prove beyond a reasonable doubt that [it] did not
contribute to the verdict." Satterwhite v. Texas, 486 U.S. 249,
, 100 L. Ed. 2d 284, 293, 108 S. Ct. 1792 (1988). The Court must
"make an intelligent judgment about whether the erroneous
[comment] might have affected [the] jury." Id., 486 U.S. at , 100
L. Ed. 2d at 295. In Hasting, the Court stated the test as,
"absent the prosecutor's allusion to the failure of the defense to
proffer evidence . . ., is it clear beyond a reasonable doubt that
the jury would have returned a verdict of guilty?"
Buttrum next contends that she was indicted for
malice murder and theft by taking, but the trial court charged
that the jury could convict on vicarious liability theories:
conspiracy, aiding and abetting murder, and felony murder. She
contends the court effectively amended the indictment from a
murder count, to one much broader, in violation of her
constitutional rights. She contends this Amendment deprived her of
her right to notice of the charges against her and subjected her
to conviction on a charge not made.
In its charge, the trial court defined
conspiracy:
I will define what the Law means by
"Conspiracy." A person is involved in a conspiracy to commit a
crime when that person, together with one or more other persons,
conspires to commit any crime, and that any one or more of such
persons does an overt act to effect the object of the
conspiracy. To show a conspiracy -- and I Charge you that it is
sufficient for two or more persons, in any manner, positively or
tacitly came [sic] to a mutual understanding that they will
accomplish an unlawful design or a criminal act. Anyone after a
conspiracy is formed who knows of its existence and purposes and
joins therein becomes as much a party thereto as if he had been
an original member.
Respondent's Exhibit 3 at 1740. Later, the
court charged the jury that if they found the existence of a
conspiracy, they were permitted to consider statements of any
coconspirator of the defendant against her.
An amendment of the indictment occurs when the
charging terms of the indictment are altered, either literally or
in effect, by the prosecutor or the court after the grand jury has
last passed upon them. United States v. Salinas, 654 F.2d 319,
324 (5th Cir. Unit A August 1981) (citation omitted), overruled on
other grounds, United States v. Adamson, 700 F.2d 953 (5th
Cir. 1983), cert. denied, 464 U.S. 833, 78 L. Ed. 2d 116,
104 S. Ct. 116 (1983). A constructive amendment to the
indictment occurs where a jury instruction "so modifies the
elements of the offense charged that the defendant may have been
convicted on a ground not alleged by the grand jury's indictment."
United States v. Lignarolo, 770 F.2d 971, 981, n. 15 (11th
Cir. 1985), cert. denied, 476 U.S. 1105, 90 L. Ed. 2d 358,
106 S. Ct. 1948 (1986); United States v. Johnson, 713
F.2d 633, 643 (11th Cir. 1983), cert. denied, 465 U.S. 1081,
79 L. Ed. 2d 766, 104 S. Ct. 1447 (1984); see also Stirone
v. United States, 361 U.S. 212, 4 L. Ed. 2d 252,
80 S. Ct. 270 (1960).
In this case, no constitutional error was
committed by the charging court. "Statements of a coconspirator
may be introduced into evidence even though the government has not
charged [the defendant] with conspiracy[,] as long as the
existence of the conspiracy has been properly established." United
States v. Salisbury, 662 F.2d 738, 740 (11th Cir. 1981),
cert. denied, 457 U.S. 1107, 73 L. Ed. 2d 1316, 102 S.
Ct. 2907 (1982), citing United States v. Freeman, 619 F.2d
1112, 1123 (5th Cir. 1980), cert.
denied, 450 U.S. 910, 67 L. Ed. 2d 334, 101 S. Ct.
1348 (1981). If the trial court may instruct the jury that it
may consider a coconspirator's statements if it finds a
conspiracy, the trial court, a fortiori, must be permitted to
define what is a conspiracy. No more was done at Buttrum's trial.
Similarly, a charge of aiding and abetting need
not be specifically pleaded, since it is not a separate offense,
and a defendant indicted for the substantive offense can be
convicted as an aider and abettor upon proper demonstration of
proof so long as no unfair surprise results. United States v.
Kasvin, 757 F.2d 887 (7th Cir. 1985), cert. denied, 474
U.S. 1032, 88 L. Ed. 2d 572, 106 S. Ct. 592 (1985).
Clearly the evidence in this case on the facts of the crime
eliminated any possibility of surprise to the defense. Finally,
the trial court made no charge on felony murder. Accordingly, the
petitioner's attack on the jury charge is without merit.
J. The Challenge to the Unified Appeal
Procedure.
The Unified Appeal Procedure, O.C.G.A. ?
17-10-36 (UAP), comprises rules promulgated by the Georgia Supreme
Court that prescribe certain procedures utilized by the trial
court, defense counsel, and the prosecutor prior to, during, and
after trial. These procedures are intended to insure that all
matters that could be raised by the defendant are raised, or are
waived, to prevent and correct error in the proceedings, and to
provide proper transcripts of these matters for utilization on the
unified appeal of a death sentence. See O.C.G.A. ? 17-10-36;
Unified Appeal Procedure, 246 Ga. A-5 (Ga. 1980). Much of the
procedure entails holding hearings or conferences among the trial
court, the defendant, defense counsel, and the prosecutor, which
focus on various rights and matters that could be asserted by the
defendant.
The Georgia Supreme Court has upheld this
statutory scheme against constitutional attack both on its face,
Sliger v. State,
248 Ga. 316,
282 S.E.2d 291 (Ga. 1981), cert.
denied, 455 U.S. 945, 102 S. Ct. 1442, 71 L. Ed. 2d
657 (1982), and as applied in this case, Buttrum v. State, 249 Ga.
652, 293 S.E.2d 334 (Ga. 1982), cert. denied, 459 U.S. 1156,
74 L. Ed. 2d 1004, 103 S. Ct. 801 (1983).
Buttrum presents the following alleged
constitutional deficiencies in the UAP: that it abridged her right
to due process by "upsetting the balance of power between the
accused and the prosecution," that it abridged her right against
self-incrimination, her right to counsel, and her equal protection
rights through its selective application only to capital
defendants.
Without expressing any opinion on the merit of
these issues in a proper case, they are without merit in this
case. Buttrum fails to show how any of these alleged violations
caused harm that would warrant habeas corpus relief. None of the
violations alleged are ones that merit habeas relief without a
showing of prejudice from their violation. Few are the
constitutional errors that permit such relief without a showing of
harm. See, e.g., Payne v. Arkansas, 356 U.S. 560, 2 L. Ed.
2d 975,
78 S. Ct. 844 (1958) (introduction of
coerced confession); Gideon v. Wainwright, 372 U.S. 335, 9
L. Ed. 2d 799,
83 S. Ct. 792 (1963) (complete denial
of right to counsel); Tumey v. Ohio, 273 U.S. 510, 71 L.
Ed. 749,
47 S. Ct. 437 (1927) (adjudication by
biased judge). Since Buttrum's alleged errors are not ones that
permit relief without a showing of harm, and since she has alleged
no harm, her attack on the UAP is without merit.
III. THE SENTENCING PHASE.
A. The Constitutionality of Executing One
Who Was Seventeen at the Time of the Crime.
Buttrum also contends that her death sentence
is cruel and unusual because she acted under the domination of her
husband, eleven years her senior. Further, her history of repeated
neglect and abuse by her parents, continuous childhood ridicule
and abuse by peers, and involuntary commitment to state
institutions without having committed any crime, she maintains,
render her execution cruel and unusual. These facts, however, were
properly presented to the jury at the sentencing phase of her
trial in mitigation. No case has been cited, and none has been
found, that holds that these mitigating factors can override the
jury's decision and constitutionally prohibit her death. In
accordance with the mandatory authority of the Supreme Court, this
issue is without merit.
B. The Admission of a Prior Uncounseled
Conviction Without Prior Notice to the Defendant.
At the sentencing phase, after the defense
examined its last witness, Janice Buttrum, the prosecution sought
introduction of a prior conviction of hers for simple assault. She
contends that its admission was unconstitutional, first, because
the prosecution never gave prior notice of its intention to use
it, as required by O.C.G.A. ? 17-10-2, and, second, because it was
a prior uncounseled conviction.
The first basis, that the introduction was in
violation of O.C.G.A. ? 17-10-2, is without merit. That statute
provides that the prosecution must provide prior notice to the
defendant of its intention to introduce any prior conviction of
the defendant into evidence. See id. While the respondent contends
this is merely a matter of state law, Buttrum maintains that when
the state has provided for the imposition of criminal punishment
subject to certain procedural protections, the violation of those
protections rises above the realm of state law. The defendant has
a legitimate expectation that punishment will not be meted out
other than in accordance with those protections. She further
contends that the Eleventh Circuit has held that O.C.G.A. 17-10-2
"promotes reliability by allowing the defendant time to prepare a
defense to the prosecution's evidence." Brooks v. Kemp, 762
F.2d 1383, 1406 n. 36 (11th Cir. 1985) (en banc).
Petitioner's argument is correct as far as it
goes. But in this case the Georgia Supreme Court on direct appeal
affirmatively held that the admission of the conviction was not in
error since it was admitted as character evidence in rebuttal.
Buttrum, 249 Ga. at 655-56. The court thus effectively held that
the state procedural protection was not violated. This Court must
defer to a ruling of the Georgia Supreme Court on an issue of
state law. Buttrum's expectation that she would not be punished
other than through compliance with that state procedural
protection therefore was not frustrated. Because the statute was
not violated, Buttrum's due process rights were not violated, and
her argument is without merit.
C. The Trial Court's Provision of
Psychiatric Assistance And the Testimony of Dr. Adams.
Buttrum contends that the trial court violated
her constitutional rights when it denied her funds to obtain
private psychiatric assistance after the prosecution had obtained
its own private psychiatric assistance. She also contends the
testimony of the prosecution's psychologist at the sentencing
phase of the trial violated her constitutional rights. The Court
agrees.
1. Factual Background.
Prior to trial, the defense filed a motion for
funds for expert psychiatric assistance. It argued that counsel
had no experience in locating and preparing witnesses for a death
sentence penalty phase and that the testimony of psychological
experts was essential. The defense submitted affidavits from three
criminal defense lawyers with experience in capital cases who
stated that access to private psychiatric services was
indispensable to an effective defense in the case.
The court denied the motion and, instead,
offered that Buttrum be evaluated for sanity and competency by
doctors at state facilities. The defense responded that these
would be inadequate because it needed "an extensive, clinical
examination in an atmosphere that is conducive to rendering
appropriate medical results." Respondent's Exhibit 14 at 9. Also,
the defense argued that such facilities, being state facilities,
were probably "State or Prosecution oriented on the questions [at
hand]." Id. at 10. Third, the defense expressed its concern about
the lack of confidentiality because the psychiatrist-patient
privilege did not apply in court-ordered evaluations.
Nevertheless, having had the motion denied, defense counsel
consented to the competency and sanity evaluations at state
facilities. Buttrum was examined by Dr. Bullard at Northwest
Regional Hospital in Rome, Georgia, and was evaluated for over two
months at Central State Hospital in Millidgeville.
After she was found competent to stand trial,
Buttrum unsuccessfully reasserted her motions for a comprehensive
private psychiatric evaluation. Shortly before trial, the
prosecution announced its intention to present at the penalty
phase of the trial the testimony of Dr. Henry Adams, a
psychologist from the University of Georgia. The prosecution filed
a "Notice of Further Disclosure," and attached a letter from Dr.
Adams which revealed Adams's opinion and expected testimony.
Respondent's Exhibit 1 at 437-49. Adams's clinical impression was
that of anti-social personality disorder, paraphilia, and sexual
sadism. He characterized these conditions as including "stimulus
hunger," a need of ever increasing stimulation and excitement,
which in sexual matters often lead to sadism, "where they become
sexually excited by the suffering and pain of others." He
concluded: "There is little doubt that she is an extremely
dangerous person, and that if she is released, the possibility of
her committing similar acts is high." Id.
In Barefoot, the petitioner claimed that the
constitution forbids altogether the admission of psychiatric
opinion of one's propensity for future dangerousness at the
penalty phase of a capital trial. With the backing of the American
Psychiatric Association, which argued that predictions of future
dangerousness are wrong two-thirds of the time, he claimed that
such opinion is unreliable and prejudicial. The Court rejected a
per se exclusion of such testimony:
We are unconvinced, however, at least as of
now, that the adversarial process cannot be trusted to sort out
the reliable from the unreliable evidence and opinion about
future dangerousness, particularly when the convicted felon has
the opportunity to present his own side of the case.
Id. at 901. The Court concluded Barefoot never
contended "the court refused to provide an expert for petitioner,"
id. at 899 n. 5., and held that the admission of opinion testimony
on future dangerousness does not violate the Constitution.
In Ake, the Court held that indigent defendants
have a due process right to competent psychiatric assistance when
an adequate showing is made that sanity will be a significant
issue at trial. It further held that indigent defendants have the
right to psychiatric assistance when the issue of future
dangerousness is raised at the sentencing hearing. Where such
issue is raised by testimony of a prosecution witness, the
defendant must be provided a competent psychiatrist "who will
conduct an appropriate examination and assist in evaluation,
preparation, and presentation of the defense." The Court reasoned:
Psychiatry is not . . . an exact science, and
psychiatrists disagree widely and frequently on what constitutes
mental illness, on the appropriate diagnosis . . . on cure and
treatment, and on likelihood of future dangerousness.
Where the defendant raises the defense of
insanity, an affirmative defense, the Court held that the
defendant must make an adequate showing of need for the
psychiatric assistance. See also Moore v. Kemp, 809 F.2d 702,
712 (11th Cir. 1987) (examining the minimum required showing),
cert. denied, 481 U.S. 1054, 95 L. Ed. 2d 847, 107 S.
Ct. 2192 (1987). The Court required no such showing on the
issue of future dangerousness. See Ake, 470 U.S. at 83, 86. The
Court merely stated that when the issue is raised by a prosecution
witness at sentencing, the defendant has the right to psychiatric
assistance.
3. Applicability to Buttrum's Case.
In this case, immediately upon learning of the
prosecutor's plan to call Dr. Adams, the defense moved for a
continuance and renewed its motion for funds to hire its own
psychiatric assistance. The letter of Dr. Adams filed with the
prosecution's "Notice of Disclosure" was before the court, and the
issue of future dangerousness was raised therein. With the issue
of future dangerousness raised, and Buttrum's motion renewed, the
right to the assistance protected by Ake was triggered. Ake, 470
U.S. at 83, 86. The court, however, failed to provide the defendant the
kind of assistance contemplated by Ake.
a. Private vs. Public Assistance.
Defense counsel argued it needed a private
examination from a psychiatrist who could meaningfully assist the
defense. It argued that Adams's testimony would be devastating if
the defense could not counter Adams's diagnosis with its own
doctor's diagnosis.
In Ake, the Court noted:
This is not to say, of course, that the
indigent defendant has a constitutional right to choose a
psychiatrist of his personal liking or to receive funds to hire
his own. Our concern is that the indigent defendant have access
to a competent psychiatrist for the purposes we have discussed,
and as in the case of the provision of counsel we leave to the
States the decision on how to implement this right.
Both rationales work against Buttrum. Under the
first rationale, if the trial court appointed a public doctor to
provide the assistance contemplated by Ake, the Georgia privilege
would likely apply, because the doctor would be a witness for the
defense, not for the court. Under the second rationale, whether a
public doctor were appointed or funds granted for a private
doctor, the examinations would not be strictly for treatment;
therefore, the applicability of the privilege under the second
rationale would be the same whether the doctor was public or
private. Thus, Buttrum's contention that the psychiatrist-patient
privilege would not apply is without merit.
The Court concludes that the services of a
psychiatrist from the public sector of the state are not per se
inadequate under Ake. A psychiatrist or psychologist who works in
the public sector may be utilized, as long as the professional's
position is not related to the criminal justice system or the
prosecution. The state doctors offered by the trial court were not
inadequate merely because they were state doctors.
b. The Ake Violation.
The trial court violated Buttrum's due process
right under Ake for a different reason: The court failed to
provide the scope of psychiatric assistance contemplated by Ake.
Under Ake the defendant is entitled to "a psychiatric examination
on relevant issues, to the testimony of the psychiatrist, and to
assistance in preparation at the sentencing phase." Ake, 470 U.S.
at 84. The Court explained that "without a psychiatrist's
assistance, the defendant cannot offer a well-informed expert's
opposing view, and thereby loses a significant opportunity to
raise in the jurors' minds questions about the State's proof of
[future dangerousness]." Id. It is essential for the "'defendant's
doctors'" to be "competent to 'uncover, recognize, and take due
account of . . . short comings' in predictions on this point."
Id., quoting Barefoot, 463 U.S. at 899. While Buttrum may go too
far in arguing that the Ake psychiatrist must be "part of the
defense team," it is clear that Ake contemplates a psychiatrist
who will work closely with the defense by
conducting an independent examination, testifying if necessary,
and preparing for the sentencing phase of the trial. This
assistance the trial court failed to provide.
Respondent is incorrect on this point. The
court in Battie v. Estelle, 655 F.2d 692 (5th Cir.
Sept. 1981), held that a request for competency and sanity
evaluations do not permit the examining psychiatrist to testify on
the issue of future dangerousness upon which the defendant never
consented to being examined. See id. at 702. In open court, prior
to being examined, Janice Buttrum explicitly stated that she
waived her privilege only as to examinations of competency and
sanity, not as to other issues. Respondent's Exhibit 14 at 34-35.
Thus, the evaluating psychiatrist could not use results of those
evaluations to testify on her future dangerousness.
The issue in this case is slightly more
complicated because Dr. Adams and not the examining psychologists
used the reports as a basis for his opinion. Adams testified that
his opinion was based upon FBI reports, Ms. Buttrum's confessions,
reports from Central State Hospital, the autopsy report and some
photographs of the victim. Of the reports from Central State, he
reviewed Ms. Buttrum's social history, the psychiatric reports,
the psychological evaluations, and the ward notes. Respondent's
Exhibit 4 at 1817-18.
It is clear from Smith and Battie that the
original doctors could not have testified on future dangerousness
from their evaluation of Buttrum. While no binding precedent
directly on point has been located or cited to the Court, the
Court has no difficulty in holding that, just as the examining
doctors could not use the evaluations to give an opinion on future
dangerousness, a different doctor could not take those same
reports and use them for the same purpose. Buttrum's Fifth and
Sixth Amendment rights as a result were violated by the admission
of Adams's testimony, and a new sentencing hearing on this ground
is warranted.
E. The Exclusion of Mitigating Evidence.
Buttrum next contends that the trial court's
exclusion of certain mitigating testimony violated her Eighth
Amendment right to a fair sentencing hearing. The mitigating
testimony would have been that of a social worker, Jesse Collette,
about Danny Buttrum's violent history. Buttrum sought to introduce
Collette's testimony to counter the State's portrayal of Janice
Buttrum as the primary actor in the murder. Collette treated Danny
Buttrum in 1977 in a crisis intervention session and determined
that he required inpatient psychiatric care because he was
becoming schizophrenic.
The proposed testimony was that Danny Buttrum
had complained that he was preoccupied with sex and at times felt
uncontrollable urges to rape; that he had a drinking problem and
nightmares that someone was trying to kill him; that he had
homicidal feelings toward his mother, and had attacked her with a
butcher knife and scissors.
On hearsay grounds, the prosecution objected to
Collette revealing any statements of Danny Buttrum about his prior
history. While the objection was based on the hearsay rule, the
court sustained it on relevancy grounds. Finding the testimony related to Danny Buttrum and not
to Janice, the court ruled it no more relevant than the
personal history of any other person on
death row.
In Lockett v. Ohio, 438 U.S. 586,
604, 57 L. Ed. 2d 973,
98 S. Ct. 2954 (1978), the Court held
that the sentencer may "not be precluded from considering, as
mitigating factor, any aspect of a defendant's character or record
and any of the circumstances of the offense that the defendant
proffers as a basis for a sentence less than death." Id. at 604
(first emphasis by Lockett Court, second by this Court). Moreover,
"family background and personal history" have long been treated as
mitigating evidence. Eddings v. Oklahoma, 455 U.S. 104,
117, 71 L. Ed. 2d 1,
102 S. Ct. 869 (1982) (O'Connor, J.,
concurring).
Different degrees of culpability among
co-defendants are relevant to the individualized sentencing
mandated by the Eighth Amendment. See Enmund v. Florida, 458
U.S. 782, 73 L. Ed. 2d 1140,
102 S. Ct. 3368 (1982). In Thompson
v. Wainwright, 787 F.2d 1447 (11th Cir. 1986), cert.
denied, 481 U.S. 1042, 95 L. Ed. 2d 825, 107 S. Ct. 1986
(1987), the court held counsel's failure to investigate a
codefendant's more violent background fell outside the range of
reasonably effective assistance. "In a capital case, where a
defendant's life may well depend on the extent and nature of his
participation, the background of a codefendant could be crucial."
Id. at 1450. While the court in Thompson found the error not
prejudicial, in the instant case, the question of who was the
primary actor was central to the defense theory of the case.
At sentencing Janice Buttrum's defense was
twofold. She asserted that her age, lack of prior record,
horrendous upbringing, and personal history placed her outside the
group of offenders for whom the Georgia death penalty is intended.
Second, she argued that Danny Buttrum played the dominant role in
the murder, rendering her culpability less than that warranting
death. The state portrayed Janice Buttrum as the primary
perpetrator.
The trial court's exclusion of Collette's
testimony as irrelevant was erroneous. The testimony clearly was
relevant. It was relevant as family background information; it
concerned her husband. During the two years prior to the crime,
her life was intrinsically linked to his. It also was relevant to
the defense that Danny Buttrum was the initiator and that Janice
acted under his domination and influence. Danny Buttrum was eleven
years her senior, divorced, and beat his teenage wife fifteen to
twenty times during their two-year marriage. Collette's testimony
about his hostility toward women and his violent, abusive
personality were highly relevant to show that she was abused by
him and that this abuse could have led her to be submissive toward
him and his desires. His urges to rape and his attack on his
mother directly countered the prosecution's statements that he
"never did anything like this before he got with her." This
evidence would have helped prove the defendant's theory of the
case.
The respondent contends that any error was
harmless because the jury had already heard about Danny Buttrum's
prior convictions and violent nature and that Collette's testimony
would have been merely cumulative. No other evidence, however,
revealed Danny Buttrum's prior urges to rape women, his belief
that someone was trying to kill him, and his violent attack on his
mother. This evidence was unique; it strongly showed, like no
other, that Danny Buttrum could have been the dominant actor in
this crime. Where the exclusion of evidence in mitigation "may
have affected the jury's decision to impose the death sentence,"
the exclusion is "sufficiently prejudicial" to require a new
sentencing hearing. Skipper v. South
Carolina, 476 U.S. 1, 8, 90 L. Ed. 2d 1,
106 S. Ct. 1669 (1986).
F. Prosecutorial Misconduct.
1. The Caldwell Argument.
Janice Buttrum contends that several remarks of
the prosecutor during closing argument violated her constitutional
rights. She contends the prosecutor violated Caldwell v.
Mississippi, 472 U.S. 320, 86 L. Ed. 2d 231,
105 S. Ct. 2633 (1985), by suggesting
that the responsibility for the sentencing decision lay elsewhere
than with the jury. She contends the prosecutor violated this rule
in two ways. First, the prosecutor minimized the jurors'
responsibility by telling them that the sole responsibility for
the death sentence lay on Janice Buttrum who "signed her own death
warrant." He then told them that they were not individuals, but a
group that was "merely a cog in the criminal process." To this, defense counsel objected and moved for a
mistrial. The court overruled the objection and denied the motion
without explanation. The prosecutor also quoted from the Bible:
"He is the servant of God to execute his wrath on the wrongdoer."
Buttrum contends that these statements by the prosecutor denied
her constitutional rights.
The respondent cites to the well-established
rule that for prosecutorial comments to warrant relief, they must
have "so infected the trial with unfairness as to make the
resulting conviction a denial of due process." Darden v.
Wainwright, 477 U.S. 168, 181, 91 L. Ed. 2d 144,
106 S. Ct. 2464 (1986); see also
Donnelly v. DeChristoforo, 416 U.S. 637, 40 L. Ed. 2d 431,
94 S. Ct. 1868 (1974). The respondent points out that just prior
to the challenged statements the prosecutor clearly set out the
law of Georgia as to imposition of the death penalty, which made
clear that the jury had the responsibility to determine whether
Janice Buttrum should be put to death.
In Caldwell, the Supreme Court held a death
sentence invalid because "it is unconstitutionally impermissible
to rest a death sentence on a determination made by a sentencer
who has been led to believe that the responsibility for
determining the appropriateness of the defendant's death rests
elsewhere." Caldwell, 472 U.S. at 328-29. There the jury had been
told that their decision was automatically reviewable," thus
shifting the sense of responsibility from the jury to the
appellate courts. When objection was made to this comment, the
court affirmed the propriety of the comment.
The Supreme Court has "reject[ed] the
contention that the presence or absence of emotional distress of
the victim's family, or the victim's personal characteristics are
proper sentencing considerations in a capital case." Booth v.
Maryland, 482 U.S. 496, 507, 96 L. Ed. 2d 440,
107 S. Ct. 2529 (1986) (footnote
omitted). The references to the personal characteristics of Ms.
Parker in this case, however, were sufficiently brief that one
"cannot conclude that they injected prejudicial or irrelevant
material into the sentencing decision." See Brooks v. Kemp, 762
F.2d 1383, 1409 (11th Cir. 1985) (en Banc), cert. denied,
478 U.S. 1022, 92 L. Ed. 2d 742, 106 S. Ct. 3337
(1986).
The other challenges to the prosecutor's
closing arguments have been carefully examined and found to be
without merit.
G. The Charge on Aggravating Circumstances.
Petitioner Buttrum contends that the trial
court improperly instructed the jury with regard to the four
aggravating circumstances asserted by the prosecution in favor of
the death penalty. The jury recommended imposition of the death
penalty after finding the existence of all four of the asserted
factors.
Buttrum first contends the court improperly
charged the jury on the aggravating circumstance of O.C.G.A. ?
17-10-30(b) (2). The Court charged the jury as follows:
The first is: that the offense of murder was
committed while the Defendant was engaged in the commission of
another felony, to-wit: Rape. Georgia Law defines Rape as
follows: 'a person commits rape when he has carnal knowledge of
a female forcibly and against her will. Carnal knowledge in Rape
occurs when there is any penetration of the female sex organ by
a male sex organ.
Transcript at 2206-07. Buttrum contends that
this charge was improper because it deflected attention away from
the petitioner's personal culpability and toward that of Danny
Buttrum. The jury was thus permitted to recommend imposition of
the death penalty, she maintains, upon vicarious liability
theories of conspiracy and aiding and abetting. She contends the
court improperly expanded the scope of the (b) (2) circumstance
when she did not and could not have raped Demetra Parker.
This contention is without merit. Petitioner
has cited no case in support of her argument, and none has been
found by the Court. The one case cited by the petitioner, Pickens
v. Lockhart, 714 F.2d 1455, 1463-64 (8th Cir. 1983),
examined an instruction given at the guilt phase of a trial, and
is not relevant to this issue. While it is true that Janice
Buttrum could not personally rape Demetra Parker, she could be
convicted of rape as an aider and abettor. See O.C.G.A. ? 16-2-20
(a) & (b)(3) (person who intentionally aids or abets in the
commission of a crime may be charge with and convicted of
commission of the crime). Thus the jury could properly find that
she committed murder during the commission of the rape. The jury
was in no way precluded from focussing solely on her conduct.
While it knew she personally could not commit rape, it was
instructed that she nevertheless could be guilty of rape as an
aider and abetter. The jury was properly instructed that it could
find the (b) (2) circumstance with the underlying predicate crime
of aiding and abetting rape. This issue is without merit.
Janice Buttrum next contends that the (b) (7)
aggravating factor was improperly explained to the jury. The (b)
(7) circumstance provides that a death sentence may be recommended
where the murder "was outrageously or wantonly vile, horrible or
inhuman in that it involved [a] torture, [b] depravity of mind or
[c] an aggravated battery to the victim." O.C.G.A. ? 17-10-30(b)
(7). Each of these three bases was presented to the jury.
Buttrum also contends that while the trial
court properly charged the jury on the "aggravated battery"
circumstance, the circumstance does not apply because no member of
the victim's body was rendered useless prior to death. This
contention is also meritless. The proper definition, as given by
the court, is in the disjunctive. One basis for the finding is
that the murder was committed by "seriously disfiguring the body
or member thereof." A glance at the photographs of the victim in
this case reveals the existence of this factor and the
meritlessness of this ground for relief.
Buttrum correctly contends, however, that the
court improperly defined the term "depravity of mind." The trial
court used a definition from Black's Law Dictionary which was
different from the definition approved by the Georgia Supreme
Court in West v. State,
252 Ga. 156,
313 S.E.2d 67 (Ga. 1984). There the
court presented an example of a proper instruction of "depravity
of mind as a reflection of an utterly corrupt, perverted or
immoral state of mind." Id. at 161. The court there held that
while no instruction on depravity of mind is required, if the
court undertakes to give such instruction, "it should do so
correctly." Id. at 159. Here, the instruction broadened the scope
of the aggravating circumstance. The jury was instructed it could
find the (b) (7) circumstance merely on a finding of "deficiency
in moral sense and rectitude" rather than a finding of "utterly
corrupt, perverted or immoral." The instruction more broadly
defined depravity of mind and required a much lower threshold than
the proper definition. The instruction therefore was improper.
The improper instruction, nevertheless, does
not require reversal. The instructions on the other aggravating
circumstances were proper, and petitioner has not shown that the
evidence was insufficient to find those circumstances. Because of
the existence of other valid and legally appropriate circumstances
to support the death penalty, relief is not warranted where one
basis is found invalid. See Zant v. Stephens, 462 U.S. 862,
77 L. Ed. 2d 235,
103 S. Ct. 2733 (1983).
In Spivey v. Zant, 661 F.2d 464 (5th
Cir. Unit B 1981), cert. denied, 458 U.S. 1111, 73 L. Ed.
2d 1374, 102 S. Ct. 3495 (1982), the court held that
failure to mention and define mitigating circumstances in a
capital case violates the constitution. The court noted that the
jury must be explicitly instructed about mitigating circumstances
and established the following standard:
So long as the instruction clearly
communicates that the law recognized the existence of
circumstances which do not justify or excuse the offense, but
which, in fairness or mercy, may be considered as extenuating or
reducing the degree of moral culpability and punishment . . .,
this portion of the constitutional requirement is satisfied.
Id. at 471 n. 8. In Peek, the court the court
approved of a sentencing instruction that had been given in Tucker
v. Zant, 724 F.2d 882, 891 (11th Cir.), vacated on other
grounds, 724 F.2d 898 (11th Cir. 1984), reinstated in
relevant part sub nom. Tucker v. Kemp, 762 F.2d 1480, 1482
(11th Cir 1985) (en banc), vacated on other grounds, 474 U.S.
1001, 88 L. Ed. 2d 452, 106 S. Ct. 517 (1985),
reinstated, 802 F.2d 1293 (11th Cir. 1986), cert. denied,
481 U.S. 1073, 96 L. Ed. 2d 364, 107 S. Ct. 2472
(1987). The Peek court held that the instruction given in Tucker
was "manifestly desirable." Id. at 1490 n. 12. The court
paraphrased the instruction as follows: "[A] mitigating
circumstance is a factor which, while not constituting a legal
excuse or justification for the offense, could be considered in
fairness and mercy as extenuating or reducing the degree of moral
culpability or blameworthiness." Id. This paraphrase of the Tucker
instruction, approved by the court, is nearly identical to the
instruction given in Buttrum's case. Buttrum's contention that the
instruction in her case was inadequate is meritless.