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Dixie
Lynn SHANAHAN
Supreme Court of Iowa
Leigh Goodmark, Assistant Professor,
University of Baltimore School of Law
Dixie Shanahan-Duty talks about life in
prison
By Tom McMahon - Nonpareilonline.com
October 18, 2007
MITCHELLVILLE - During a press conference
shortly after her 2004 second-degree murder conviction, Dixie Duty
(formerly Shanahan) said she - if she had it to do over again
-would still pull the trigger that killed her abusive husband,
Scott Shanahan.
In an interview Wednesday from the state
women's prison in Mitchellville, Duty said she no longer feels
that way.
"I was very angry at first," she said. "But the
bottom line is I did something wrong. And I deserve to spend time
in prison."
Duty talked Wednesday about her change of
heart; about why she left Shanahan's body decaying in the bedroom
for over a year; about what led her to pull the trigger Aug. 30,
2002.
A Shelby County jury found Duty guilty of
shooting Shanahan to death, opting for second-degree murder
instead of first. Iowa's mandatory sentencing guidelines meant
Duty would spend at least 35 years of her 50-year sentence behind
bars. Former Gov. Tom Vilsack reduced that to 10 years prior to
leaving office. She will be eligible for parole in 2014 at age 47.
Vilsack's decision overruled the Iowa Parole
Board's recommendation. Last July, it voted 5-0 to deny Duty's
commutation request, citing what it termed her repeated
disciplinary problems. When she met with Vilsack's assistant
general counsel, Sonya Streit, in December, Duty said she had
changed her attitude - and her behavior.
"I did a lot of soul searching," she said. "I
was rebelling when I came to prison, not following the rules. I
thought I shouldn't be here."
With the help of counseling she said she came
to understand she was wrong to shoot her husband, despite his
repeated attacks.
"I had no right to take his life," she said.
She denies her change of heart was simply an
effort to get her sentence reduced.
"I don't know how I could convince people of
that," Duty said. "But I feel remorse for what I did."
Today she spends her time tending the prison
lawn and gardens. She's joined a women's quilting class and
belongs to Women Helping Others, an in-prison organization that
makes items for children in need. She's also started taking
college correspondence courses and hopes to have a social work
degree when she leaves prison. Duty said she wants to help other
domestic violence victims.
"If I had it to do over again, I would have got
out and stayed out," she said of the 19-year abusive relationship
with Shanahan. "I don't really know how I would have done it, but
that is what I would change."
Duty left her husband three times, on each
occasion moving to Texas to live with her sister. But three times
Shanahan came for her. Three times she returned to the couple's
Defiance home, only to be beaten again. Or tied up with barbed
wire in the basement. Or have a shotgun pointed in her face.
Her reasons for staying are typical of other
abuse victims.
"I thought I could change him," said Duty. "I
thought I deserved it. I didn't want to take my kid's dad away
from them."
The irony is compelling.
Duty said one reason she was angry and
rebellious when she came to Mitchellville is because of Shanahan's
treatment by the legal system. He had two domestic abuse
convictions and a third one was dropped because Duty would not
cooperate, a decision she now regrets.
"People convicted of domestic abuse get a slap
on the wrist," she said.
Shanahan served two days in jail on one
conviction; seven on the second and was ordered to pay a $1,000
fine. He also had to complete a counseling program for batterers.
"That didn't do any good," Duty said.
The two met through mutual friends when Duty
was 14 and living in Harlan. He was 19.
She said she was sexually abused by her former
stepfather, Frank Street, between the ages of seven and 15. Her
mother left him because of the abuse and moved to Illinois. Duty
did not want to leave, so she moved into Shanahan's Defiance home
at age 15. His mother and stepfather still lived there at the
time.
The couple married in 1995, after Shanahan's
mother and stepfather passed away. She said her wedding day was
happy, although Shanahan had slapped and thrown things at her on
several occasions before they married.
She said the violence continued, becoming more
frequent. Duty said her husband took out his frustrations on her,
screaming and punching her when his lawn mower broke; throwing a
plate of potatoes at her when he didn't like the way they tasted.
Shanahan stayed home while she worked as a
nurse's aide. The couple had three children. When Shanahan found
out Duty was pregnant with their third in 2002, she said he went
into a rage, insisting she abort the child. Duty refused.
On Aug. 30 that year, he said he would kill her
and the baby. Duty said Shanahan beat her with his fists.
"I tried to protect myself," she said.
Duty said she kept quiet, knowing her requests
for him to stop would just make Shanahan angrier. He told her
twice that day she'd be dead before the day was over, Duty said.
She took her daughter to a friend's, a common practice when
Shanahan raged. Her son was at school.
"I got dressed and went out to get the car to
leave, when Scott came out and pulled me back in the house by the
hair. He was beating on me. He got a gun and pointed it at me and
told me the day was not over yet."
Duty said she "realized it was serious" when
Shanahan got the gun. She decided she had to get help and went
into the bedroom to call the sheriff's office, she said. Shanahan
had removed the other phones that morning.
"He was laying on the bed watching TV," Duty
said.
She told him she was calling 911. Duty said
when he moved on the bed, she picked up the gun and fired one
shot.
The prosecution argued at the trial that
Shanahan was sleeping and that she went into the bedroom intending
to shoot him, a claim she obviously denies.
When asked why she would go into the bedroom if
she feared Shanahan would kill her, Duty said she thought it was
her best chance to get help.
"I knew if I could dial 911 someone would come,
even if I hung up," she said.
Duty said it wasn't the first time she dialed
that number in Shanahan's presence and help always came before.
Duty said she sat in a living room chair after
shooting her husband.
"I thought, 'Oh my God, what did I just do?'"
She said she wasn't thinking she might go to
jail but worried about her children.
She said she understands why people question
some of her actions, including why she kept Shanahan's body in the
bedroom for over a year.
"I blocked it out," she said. "In my mind, the
bedroom didn't exist, Scott didn't exist. He left town. (The
shooting) never happened."
Duty said she told her children Shanahan had
left. She also told them not to go into the bedroom, an
instruction she knew they would follow, she said. Duty hid the gun
in closet and stuffed a towel under the door. "I thought it might
smell."
She said it never did. A hallway air freshener
may have helped. Duty said a deputy sheriff came to her house six
months prior to her arrest on another matter involving one of her
children. She was scared.
"He was one room away."
Duty said he left without saying anything about
an odor - confirmation to her that there was none.
She insists she never discussed the shooting or
its aftermath with anyone prior to her trial, even her boyfriend
and eventual husband, Jeff Duty.
The two met at a Memorial Day picnic, nine
months after the shooting. He came to her house, but respected her
request he not go into the bedroom, Dixie Duty said.
"I told him I had some bad memories about the
room and that is why I kept the door shut."
They married a couple weeks before her trial
began in April 2004. Duty said they discussed the fact she might
go to prison for life, but Jeff told her it didn't matter. He
still lives in the Defiance house and visits her every week, she
said.
Duty also talks on the phone with her children
weekly. Her sister in Texas was awarded custody after Duty's
parental rights were terminated. She wanted Jeff to have the
children but said she is OK with her sister raising them.
She said she saw the children in August and has
had annual visits since her incarceration.
"It's a long drive from Texas," she said. "My
sister doesn't have to bring them for a visit, but she does. That
is a blessing."
Duty doesn't plan to try and regain custody
when she leaves prison.
"It will have been 10 years. I don't want to
disrupt their lives any more. They have been through enough."
Her children are one subject Duty said she
doesn't want to talk about. She said she's talked with them about
what happened, but won't go into details.
"I don't want them dragged into this," she
said.
Duty said she plans to join Jeff in the
Defiance home when she is released, saying memories of what
happened there don't worry her. She said she has a lot of friends
in Defiance. The community raised her $15,000 bond amount 10 days
after her arrest. Many were aware of Shanahan's temper; some knew
of the abuse.
"I get letters from people back home," she
said. "They keep me up on the latest news."
Adjusting to prison was difficult, especially
losing the freedom to come and go as she pleases, Duty said. But
she said she is doing fine.
Recently Duty met Tracey Dyess, another
Mitchellville inmate.
Dyess is serving a 45-year sentence after
pleading guilty to setting her Griswold home on fire - a fire that
killed her sister and nephew. Dyess said she started the blaze to
kill her stepfather Brian Street, who had been sexually abusing
her. Brian Street's father is Frank Street, Duty's former
stepfather who she said abused her.
At one of Dyess' court hearings, her mother
testified Frank Street also abused Tracey as a young girl.
Duty would not say if the two discussed that,
but said she has struck up a relationship with Dyess.
Duty said her desire to go public with her
story - she taped an interview with the Montel Williams show
Tuesday - is to assist other domestic violence victims.
"If I can help one person it is worth it."
Vilsack commutes Dixie Shanahan Duty’s
sentence for murdering abusive husband
RadioIowa.com
January 5, 2007
In one of his final acts as governor, Tom
Vilsack has shortened the sentence of a western Iowa woman who was
convicted of killing her abusive husband.
In August of 2002, Dixie Shanahan of Defiance,
shot her abusive husband, Scott, to death. She left his body on
the bed for 14 months in the closed off the bedroom — until
authorities searched the home and found the body.
Two years later, Shanahan was found guilty of
second-degree murder and sentenced to spend at least 35 years in
prison. Governor Tom Vilsack has used his authority to commute the
sentence, shortening the manditory amount of time she must spend
behind bars to 10 years.
In a letter explaining his action (PDF),
Vilsack cited reports of the abuse Scott Shanahan inflicted on his
wife. But the governor said he did not make his decision "lightly"
and Vilsack said the abuse she suffered did not excuse her from
murdering her husband. Vilsack did say his decision "strikes a
balance" between those who have argued she should not have spent
any time behind bars and those who believe her previous sentence
was appropriate.
Dixie Shanahan married Jeff Duty shortly before
her conviction. The Iowa Supreme Court has just terminated Dixie
Shanahan-Duty’s parental rights and given one of her sisters
custody of the three Shanahan children.
Iowa v. Shanahan: Battered wife kills
husband
August 25, 2004
(Court TV) — When Scott Shanahan disappeared
one summer day in 2002, leaving his pregnant wife Dixie and their
two kids behind, no one in Defiance, Iowa, seemed to give it much
thought.
Dixie Shanahan "closed that door" on her
husband and on her past, her lawyer says.
Secrets are hard to keep in Defiance,
population 346. Friends and neighbors would later say they knew
about Scott Shanahan's history of abusive behavior toward his
wife, including his two convictions for domestic violence. And
when Dixie told them Scott left her because he was angry that she
was pregnant again, her claims were met with sympathy instead of
suspicion.
Dixie Shanahan couldn't hide the bruises and
black eyes she suffered at her husband's hands, but she did manage
to hide the truth about her husband's disappearance for an entire
year — until police found his skeletal remains in the couple's
three-bedroom home where she continued to live with her children.
Dixie later admitted shooting him, but claimed she acted in
self-defense against her abusive husband.
Dixie Shanahan, 37, stood trial for
first-degree murder in Shelby County beginning April 20, 2004. If
convicted, she faced a maximum sentence of life in prison without
the possibility of parole.
The Beatings
Scott Shanahan married Dixie Schrieber in 1995.
Neighbors in the small town reportedly described Scott as a
"spoiled brat" who would lose his cool if things didn't go his
way. The couple lived with Scott Shanahan's mother, Beverly Feser,
until her death in 1997. When Feser died, she left her son her
house and close to $150,000.
That same year, Dixie Shanahan first reported
to police that her husband had physically assaulted her.
On May 31, 1997, the couple was driving home
from Council Bluffs, Iowa, when an argument began. Scott punched
his wife in the face, bruising both Dixie's eyes and cutting her
lip.
Dixie Shanahan told the police this wasn't the
first time her husband had beat her. As a result, Scott Shanahan
was arrested and charged with domestic abuse assault. He was
convicted on June 23, 1997, and sentenced to 30 days in jail with
28 days suspended, placed on probation for two years and ordered
to attend counseling.
Just four months later, on Sept. 8, Dixie
returned to police and reported an assault by Scott on July 27,
1997. She said her husband threw her out and would not let her
take their baby, and that she feared he would flee with the child.
Dixie reported that she would not leave the house without the baby
and threatened to call police, which threw Scott into a tirade.
Scott Shanahan reportedly grabbed his wife by the hair and he
began to beat her with a metal object, and threatened that if she
called police he would kill her.
Dixie was bleeding from the head from the
assault and Scott had pulled the phones out of the walls. She
stated she could not get away long enough to report the incident.
She also informed the sheriff's department that she was two months
pregnant with the couple's second child and that she feared a
miscarriage if the assaults continued.
Scott Shanahan was arrested that day and
charged with second-degree domestic abuse assault. On Feb. 23,
1998, Scott Shanahan was convicted of the charge and sentenced to
two years in prison, but the sentence was suspended. In each of
her husband's arrests, Dixie Shanahan wrote letters to the judges
for leniency.
He served only four days in jail and was
ordered to pay a $1,000 fine, attend more counseling and surrender
his firearm.
The sheriff's department didn't hear about
Dixie Shanahan for more than two years. But on Oct. 6, 2000, a
friend of Dixie's contacted them concerned for her well-being.
Brenda Johnson was scheduled to help Dixie
Shanahan pack up her things so she could move to Texas where her
family lives. But when Johnson arrived at the house, no one
answered. Seeing the Shanahans' cars parked outside, she grew
worried, remembering that Dixie once had told her that Scott tied
her up and left her in the basement.
Deputies went to the house but got no answer.
They retained a key and entered to find the whole family present
including Dixie, who had two black eyes. Scott was charged with
third-degree domestic assault, but Dixie refused to cooperate and
the charges were dismissed. She moved to Texas, but later returned
to Iowa and reunited with her husband.
The Disappearance
A concerned citizen called the Shelby County
Sheriff's Office in July 2003 and asked deputies to look into the
disappearance of Scott Shanahan. On July 22, 2003, Deputy John
Kelly went to the house and interviewed Dixie. She said her
husband left her in August 2002 and moved away to Atlantic, a town
45 miles away. She said she had not seen him, but did hear from
him in February 2003.
He called to see if he could be present in the
delivery room for the birth of their third child. When she denied
the access, Scott became angry and threatened to hire an attorney,
she said. Dixie had given birth to the baby, a girl she named
Britney, on March 1, 2003.
Dixie also revealed to Kelly that there was a
new man in her life, Jeffrey Duty, of Ida Grove, Iowa. When Kelly
explained some of the rumors heard around town, Dixie became
defensive and agitated. She too heard the rumors, such as her
having buried Scott in the backyard. Dixie denied any wrongdoing.
The following day, Dixie Shanahan went to the
sheriff's office to inquire about the search for her husband, and
whether she was being accused of any involvement. The sheriff
assured her she was not being accused and that they were just
following up on a concerned citizen call made about Scott's
well-being.
But the day after, Sheriff Cavenaugh traveled
to Defiance. When he arrived at the residence, Dixie met him in
the driveway. She told Cavenaugh that Scott had beaten her up
before leaving. He was mad about the pregnancy and she did not
report it. She also stated that Scott called around Christmas 2002
with a desire to get back together. When asked what money Scott
was living on, Dixie replied he had withdrawn all funds from the
inheritance account with Prudential.
In response, the Shelby Sheriff Department
tried to track down Scott's whereabouts, through job searches,
banking records, a post office box and a call to Chief Roger Muri
of the Atlantic Police Department. The efforts found no trace of
Scott in Atlantic or anywhere in the country.
The Money Trail
Though the Shanahans inherited nearly $150,000
from Scott's mother, Beverly Feser, the family was living on that
money with little other income. By August 2002, there was less
than $3000 left.
Numerous checks bounced in August and September
2002. The checks bore Scott's name, but the handwriting appeared
to be more similar to Dixie's. Additionally, five more
insufficient funds checks were written at a Wal-Mart in Denison,
Iowa. The checks were written between September 15 and 19, well
after Scott Shanahan vanished in August 2002.
Kelly also asked Dixie about the sale of
Scott's belongings. It seems Dixie began to sell Scott's tools and
a collection of older model cars. For people who knew Scott; it
was unlike him to just pick-up and move away without taking any of
his belongings. He was very possessive of his things.
Emmett Wise was a neighbor of the Shanahans and
purchased Scott's tractor from Dixie. He knew Scott might be upset
with the sale of the tractor. Wise said he told Dixie that if
Scott ever returned he would return the tractor to him, but that
Dixie assured him that her husband was never coming back.
Skeletal Findings
On Oct. 20, 2003, police searched the Shanahan
home and questioned Dixie Shanahan. She continued to maintain she
knew nothing about her husband's whereabouts.
Her car was impounded for search, and Dixie was
dropped off at a friend's house. While there, Dixie Shanahan
allegedly said, police "are going to find him."
Meanwhile, law enforcement authorities
searching the home realized there was a bedroom sealed off from
the rest of the house. He started removing debris like folding
chairs, children's toys and boxes from the entranceway of the
bedroom. After all was cleared, they found a rolled-up towel
underneath the bedroom door and a scented candle nearby.
Investigators picked the lock. When they opened
the bedroom door, a stench filled the air. Underneath the bed
sheets lay Scott Shanahan's body decomposing, dead from an
apparent wound in back of his head.
Dixie Shanahan was arrested and charged with
first-degree murder.
The small town of Defiance rallied around Dixie
Shanahan. Although she had admitted shooting her husband, many of
her neighbors, well aware of the spousal abuse she endured, felt
she was justified. The town held fund raisers like bake sales to
post her $15,000 bail.
Dixie's Statement
According to Dixie Shanahan, she shot her
husband in the head on Aug. 30, 2002, when she was pregnant with
Britney. According to her account, she woke up her two children,
Zachary and Ashley, and asked her son to go into the bedroom and
wake his father for breakfast.
Scott Shanahan, however, told the boy he didn't
want to wake up yet. After Zachary left for school, Scott woke up
enraged that his wife didn't wake him before Zachary left for
school.
The rage quickly turned to violence, and Scott
started beating Dixie in the kitchen, punching her in the stomach.
According to Dixie, Scott had wanted her to abort their third
child. He ripped the phones out of all the sockets, except in the
bedroom. Dixie tried to run down to her friend's house, but Scott
dragged her by the hair back into the house.
He then grabbed a shotgun, reached into the
cupboard for two shells and loaded it while she was on the ground.
Scott eventually left the kitchen and went back to the bedroom. He
put the shotgun on the side of the bed and lay down. Dixie sat
decided to go back in the bedroom to try to make a phone call. She
entered the bedroom and saw Scott move, and felt she was in
danger. Dixie then grabbed the shotgun and shot Scott in back of
the head.
The Prosecution's Case
Prosecutor Charles Thoman believed Dixie
Shanahan grew resentful toward her husband, not because of the
frequent beatings, but because her mother-in-law did not include
her in the inheritance. After she shot her husband, she continued
to lie about his whereabouts and signed his name to checks she
knew would bounce.
When the retailers wrote to the Shanahan
residence to inform them that the checks had bounced, she wrote
back saying Scott had moved to Atlantic and she had no forwarding
address.
However, she did write the mortgage company
adding her name to the account and saying that she would be
handling all payments. The letter is dated Oct. 16, 2002, and
signed Scott Shanahan.
The prosecution acknowledged Dixie Shanahan was
abused by her husband, but contended that each time Scott was
charged with domestic assault, she would write letters requesting
leniency or dismissal of all the charges against him.
Thoman believes Dixie acted in a malicious
fashion and that the shooting was premeditated. Rather than leave
the house and remove herself from danger, Dixie went back to the
bedroom and entered "the lions den," he argued.
The prosecution also contended that the murder
weapon was improperly loaded with one bullet that was the wrong
size, causing the gun to jam after the first shot was fired.
Thoman argued that Dixie Shanahan lied about her husband, a gun
enthusiast, loading the weapon, since he would not have made such
a mistake.
The Defense's Case
Represented by lawyer Greg Steensland, Dixie
Shanahan claimed she fired the fatal shot out of self-defense.
After years of abuse and threats of death, the
defense contended she had no alternative if she wanted to protect
herself and unborn child.
As for as leaving the body in the bedroom for
more than a year, Steensland argued Scott still had control over
Dixie Shanahan even after his death.
Steensland called almost 30 witnesses from the
town of Defiance. Dixie's co-workers, the Shanahan neighbors, and
townsfolk all testified about witnessing Scott's rage or Dixie's
bruises.
The Stakes
The jury had to weight whether to convict Dixie
Shanahan of first-degree murder, but also was given the option of
convicting her of lesser charges that included second-degree
murder, voluntary manslaughter, involuntary manslaughter or
willful injury.
The Verdict
A jury of seven men and five women deliberated
for eight hours before finding Dixie Shanahan guilty of
second-degree murder, sparing her from the top count. She must
serve at least 35 years before she is eligible for parole.
Dixie Shanahan had turned down a plea bargain
that would have set her free within a decade.
CourtTV.com
Jury finds woman guilty in husband's
shooting death
SiouxCityJournal.com
May 1, 2004
HARLAN, Iowa (AP) -- A woman who claimed she
shot her abusive husband in self-defense was convicted Friday of
second-degree murder.
Dixie Shanahan, 36, of Defiance, had been
charged with first-degree murder in the death of her husband,
Scott, 39, whose decomposing body was found in October -- 14
months after his death -- in a back bedroom of the family home.
The seven man, five woman jury deliberated for
about seven hours over two days before finding Shanahan guilty of
the lesser charge. Sentencing was set for May 10.
Shanahan was immediately taken into custody,
put in handcuffs and led from the courtroom by the county sheriff.
Her new husband, Jeffrey Duty, whom she married less than a month
ago, left the court quickly without comment.
Shanahan's attorney, Greg Steensland, said
second-degree murder carries a 50-year sentence and Shanahan must
serve a minimum of 35 years under state sentencing guidelines
before becoming eligible for parole.
He said he believes the jurors, who were told
they could not consider the length of sentence in their
deliberations, would not have returned that verdict if they knew
it would result in such a severe sentence.
"This is a bad message to battered women who
find themselves in an inescapable situation," Steensland said.
Prosecutor Charles Thoman said the prison term
is appropriate and he commended the jury for their work on the
case.
"I'm convinced they gave the case their full
consideration and this verdict represents their best judgment in
the matter," he said.
Shanahan claimed she had acted in self-defense,
shooting her husband as he moved toward her after three days of
beatings. She said he was angry because she was pregnant with
their third child and refused to get an abortion.
Prosecutors said Scott Shanahan had gone back
to bed and was not an immediate threat. They said his wife could
have left the house and told authorities she was in danger, but
chose instead to kill him with a shotgun blast to the head.
Thoman said Shanahan's body was found curled up
on the bed, as if he had been asleep, a pillow tucked between his
knees.
Susan Benson-Blaine, 51, of Harlan, one of the
women on the jury, said she sympathized with Dixie Shanahan as a
domestic abuse victim herself, but the evidence was strong that
Scott was not battering her at the time of his death.
"It just wasn't really convincing that he was
awake," she said, flicking out a cigarette in her front yard. "But
we'll never really know for sure. Nobody knows but Dixie."
Benson-Blaine said her own experience with
abuse in the late 1980s and early 1990s shows that victims can get
out of those relationships.
Still, she said, it was a tough decision.
"I felt like I could throw up all the way home.
It's a bad situation all the way around," she said.
"Even though Scott was abusive, everyone is a
human being. Everyone is supposed to be entitled to protection
under the law no matter who you are."
Dixie Shanahan testified earlier in the week
that she threw a sheet over the body, closed the door to the
bedroom -- the bedroom window left open -- and never went back
inside.
That winter, she said, she closed the window
from the outside.
No one in Defiance, a small town of 350 people
in western Iowa, alerted authorities about Scott Shanahan's
disappearance until the following July.
Dixie Shanahan told sheriff's deputies that her
missing husband had left her and run off to another town.
Supreme Court of Iowa
State v. Shanahan
STATE of Iowa, Appellee, v. Dixie Lynn SHANAHAN, Appellant.
No. 04-0855.
Decided: April 7, 2006
Linda Del Gallo, State Appellate Defender, and
Stephan J. Japuntich, Assistant State Appellant Defender, for
appellant. Thomas J. Miller, Attorney General, Mary E. Tabor and
Charles N. Thoman, Assistant Attorneys General, for appellee.
A jury convicted Dixie Shanahan of
second-degree murder for killing her husband. Dixie claims the
trial court erred in overruling her motion to suppress and her
motions for judgment of acquittal and for new trial. She also
asserts her trial counsel was ineffective. Although we find no
basis to reverse her conviction, we preserve some of Dixie's
claims of ineffective assistance of counsel for postconviction
relief. Accordingly, we affirm the judgment of the district
court.
I. Background Facts and Proceedings.
Dixie and Scott Shanahan were married in 1995,
and they lived in Defiance, Iowa in a house Scott inherited from
his parents. Scott did not work. Dixie worked at various jobs.
They had two children during Scott's lifetime, Zachary and
Ashley. A third child, Brittany, was born after Scott's death.
Dixie and Scott's relationship was
characterized by both physical and mental abuse. Dixie testified
Scott “could flip on a nickel,” threatened her life, and often
threatened to take their children away from her. There were many
instances of abuse, which Dixie often attempted to cover up.
Three of the incidents led to the prosecution of Scott for
domestic abuse.
On July 21, 2003, the Shelby County sheriff's
office received a call from a concerned citizen who advised law
enforcement that Scott had not been seen in or around Defiance for
a considerable amount of time, which the caller considered out of
the ordinary. Sheriff Gene Cavenaugh first tried to locate Scott
in Atlantic, Iowa because the officers had heard he might be
there. Cavenaugh was unable to do so.
Deputy John Kelly visited Dixie the following
day. They talked on the sidewalk outside her residence. Dixie
told Kelly that Scott had left their residence in August 2002 and
she did not know where he was, but she thought he might be living
in Atlantic. She stated she had not seen Scott since that time,
but said he called her around February 2003 in regards to the
birth of their third child. She also told Kelly she believed
Scott made hang-up calls to her residence periodically. Dixie
stated her sister in Texas was making the house payments along
with the insurance and tax payments. She also denied selling
Scott's tools but acknowledged she was involved in a romantic
relationship with Jeffrey Duty of Ida Grove, Iowa.
On July 23, 2003, Dixie went to the sheriff's
office and spoke to Cavenaugh, wanting to know why the sheriff's
office was checking on Scott. She also asked if she was being
accused of doing something to Scott, which Cavenaugh denied. At
that time, she gave Cavenaugh the name of an individual who
claimed to have seen Scott in Harlan, Iowa in April 2003.
The next day, Cavenaugh and Dixie spoke in the
driveway of her residence. She told Cavenaugh that Scott left in
August 2002 after he became angry with her over her pregnancy.
She also told Cavenaugh before Scott left, he beat her up when she
refused to have an abortion. She further stated she was not home
when Scott left but he took his clothes, some other possessions,
and withdrew all of the funds he had in some mutual funds. She
also stated he did not take a vehicle with him.
On October 17, 2003, law enforcement officers
from the Shelby County sheriff's office and the Iowa division of
criminal investigation made an application for a search warrant to
search Scott and Dixie's residence, property, and vehicles for any
blood, bodily fluids, hair, fibers, or DNA samples of Scott, as
well as any computer hardware, printers, dangerous weapons, or
Scott's body or body parts. The application stated such items
were used or possessed with the intent to be used as the means of
committing a public offense or concealed to prevent an offense
from being discovered, and were relevant and material as evidence
in a criminal prosecution.
The affidavit in support of the application for
the search warrant, made by the same law enforcement officers,
recited most of the above facts, stated the Defiance post office
did not have a forwarding address for Scott and Dixie picks up his
mail, listed Cavenaugh's contacts with Scott's friends and
relatives, and set forth the law enforcement officers' various
attempts to locate Scott. The affidavit included a statement from
one of Scott's friends stating he heard from a meter reader in
Defiance that a bedroom window was open in the Shanahan house all
of the previous winter. The affidavit also stated Scott's mutual
fund account was depleted in August 2002 and numerous
insufficient-funds checks were drawn on it in August and September
2002 bearing Scott's signature, although a note attached to the
file indicated the checks may have been signed by Dixie.
The affidavit further stated Dixie had sold one
of Scott's vehicles and perhaps the contents of his shop building.
It detailed how Scott's bank account was frequently overdrawn in
the summer of 2002 but had been inactive for nearly a year. The
affidavit also stated Dixie was receiving public assistance based
on an application she filed on September 11, 2002. In addition,
the affidavit referred to the bank's mortgage records, which
included an October 2002 letter supposedly signed by Scott
requesting the bank to add Dixie's name to the account. Finally,
the affidavit confirmed Dixie sold Scott's tractor and told the
buyer Scott would never be back.
In the affidavit, the applicants stated the
above facts indicated Scott “likely met with some type of foul
play” at his home, concluding there was probable cause that a
crime had been committed and that evidence of that crime would be
found in the places requested to be searched. In addition, as
part of the application for the search warrant, there were seven
informant's attachments and other documentation related to the
investigation.
A magistrate issued the search warrant, and law
enforcement officers executed the warrant. The officers who
processed the residence found the northeast bedroom of Dixie's
residence blocked off with various items in the hallway. A
rolled-up towel was placed at the base of the bedroom door
alongside two air fresheners. In the bedroom, the officers found
human remains on the bed, under the covers, in the position of
lying on the right side and stomach area. The body was clothed
only in briefs and a television remote control was at the end of
the left foot. The body had its head on a pillow, with a second
pillow placed between its legs, and a third pillow tucked within
its left arm. An officer at the crime scene described this
position as “typical of someone ․ lying in bed, resting or
sleeping, just lying on your side, with your head on a pillow and
a pillow between your legs and one under your left arm.”
The remains were later identified as the body
of Scott. Although the body was markedly decomposed, partially
skeletonized, and partially mummified, it was determined he died
from a shotgun wound to the back of the head. The officers did
not find the shotgun that killed Scott during the search of the
residence, but located it later in the children's bedroom closet.
During the search, Dixie was at the home of
Kathy Meyers. Meyers testified Dixie became hysterical and
admitted to shooting Scott. Meyers stated Dixie said “she didn't
know if it was right or wrong but she just couldn't take it no
more” and couldn't justify what she did. Meyers stated Dixie hid
from the officers but was eventually arrested, and Dixie had told
her “she wanted [Scott] out for fear of Brittany's life.”
At trial, Dixie explained her relationship with
Scott at the end of August 2002 was “[v]ery, very rocky” and she
was being “[v]ery badly” abused by him three to four times a week.
She said when she found out she was pregnant with Brittany,
Scott “went ballistic” and told her to have an abortion. She
refused. She testified they fought for several days, with Scott
beating Dixie. During the beatings, Scott would tell her he
would make sure she would not have the baby and there was nothing
she could do about it.
She went on to testify that on August 30, 2002,
Dixie woke up around 6:30 a.m. and woke her children. She sent
Zachary to school before Scott awoke. When Scott woke up, he
became enraged because Dixie did not wake him before Zachary left.
She stated he then pulled Dixie by the hair and beat her in the
stomach, hollering he was going to kill the unborn baby one way or
another. At this point, Dixie sent Ashley to a friend's house
nearby. Dixie testified as she tried to leave, Scott followed
her, took the car keys from her, and prevented her from leaving.
He then knocked her on the ground, dragged her by her hair back
into the house, and punched her in the stomach saying, “I'm gonna
kill this baby. You're not having this baby.”
Dixie said while she laid there crying, Scott
went into the other room and came back with the shotgun. She
said he was in a rage, physically shaking, and calling her names.
He put two different shells in the gun and pointed the gun at
her. He threatened her by saying, “This day is not over yet. I
will kill you.” He then walked away. As she sat in the living
room chair, he came back in a rage and beat her again, threatening
her and the unborn baby's lives.
Scott took all of the telephones out of the
telephone jacks except the one in the bedroom. He took the
telephones with him into the bedroom, where he laid down. Dixie
thought the telephone in the bedroom was still working. Despite
being dressed and sitting in a chair right by the door with nobody
around, Dixie decided to call the police instead of leaving the
house. She went into the bedroom to get the telephone. She
said Scott was awake lying in bed on his side. As Dixie entered
the bedroom to get the telephone, she saw Scott make a movement at
her or the gun sitting beside the telephone. Dixie said she saw
the gun, grabbed it, pointed it at Scott, closed her eyes, and
shot him in the back of the head. She claimed she needed to
protect herself and did not have any other choice but to fire the
gun.
Dixie said she set the gun down, walked out of
the bedroom, and sat in a chair for a couple of hours. She
described herself as “[v]ery upset,” thinking about what she did
and what she was going to do. Still unsure about what she was
going to do, Dixie went back into the bedroom, pulled up the
sheets to cover the body, retrieved the telephone and the gun,
shut the bedroom door, and put a towel underneath it. She put
the gun in the children's bedroom closet.
Dixie never did anything else with Scott's body
and never told anyone what happened. She and her children
continued to live in the house trying to live a normal life. She
told people lies about Scott so she could avoid going to jail.
She said she went into the bedroom three times after the shooting,
all in the same day. She said at the time of the shooting the
windows were open in the house, but she was able to close the
bedroom window from the outside.
The day of the shooting, Dixie drove to a store
and signed a check in Scott's name. The check was drawn on the
mutual fund account. She wrote checks bearing Scott's signature
from that account totaling $1942 after he died. When the mutual
fund dishonored the checks, the stores sent letters to Scott at
the Defiance residence. Dixie replied to these letters blaming
Scott for the problem.
Dixie also wrote a letter to the mortgage
company, again signing Scott's name, so she could have her name
added on the account to deal with the late mortgage payments. In
addition, Dixie sold Scott's property netting about $10,400. She
sent the money to her sister in Texas to hold for her house
payments and to avoid reporting the money as an asset to the
public assistance authorities.
On October 30, 2003, the State charged Dixie
with murder in the first degree in violation of Iowa Code sections
707.1 and 707.2 (2001), stating she “did willfully, deliberately,
and with premeditation and malice aforethought kill another
person.” The State amended the trial information to add the use
of a firearm in the commission of the offense. Dixie entered a
plea of not guilty.
Prior to trial, Dixie filed a motion to
suppress claiming the application for the search warrant, the
affidavit in support of the application for the search warrant,
and the search warrant itself were all without probable cause.
The court denied Dixie's motion.
Dixie filed a notice of defense, stating she
intended to introduce evidence of justification by defense of self
and others at trial. The case proceeded to a jury trial.
Dixie's trial counsel moved for a judgment of acquittal stating
the State did not present a prima facie case as to murder in the
first or second degree. Her counsel claimed there was no
evidence of malice or evidence showing her actions were not
justified. The court overruled the motion.
At this point in the proceedings, Dixie
acknowledged she rejected the State's offer to allow her to plead
guilty to voluntary manslaughter. She acknowledged she was aware
of the possible sentencing ramifications at the time she turned
down the plea agreement. Prior to final arguments, the court
sustained the State's motion in limine prohibiting Dixie's trial
counsel from arguing she acted in defense of Zachary or Ashley.
The jury found Dixie guilty of the lesser
included offense of murder in the second degree and that she was
in the immediate possession and control of a firearm at the time
of the offense. Dixie filed a motion for new trial. The court
overruled the motion. On the same day, the court sentenced Dixie
to an indeterminate fifty-year term of imprisonment, required her
to serve a minimum of thirty-five years, and ordered her to pay
$150,000 in restitution to Scott's estate. Dixie appealed. We
will set out additional facts as they relate to the issues.
II. Issues.
Dixie raises numerous issues on appeal. They
include: (1) whether the district court erred in overruling
Dixie's motion to suppress; (2) whether the district court erred
in overruling Dixie's motions for judgment of acquittal and for
new trial; and (3) whether Dixie's trial counsel provided her
with ineffective assistance of counsel.
III. Motion to Suppress.
Dixie claims the search warrant application did
not contain information giving rise to probable cause that a crime
was committed on the premises or that evidence of a crime could be
located there. She alleges innocent-appearing activity alone
will not support a finding of probable cause. She says the only
reason the authorities gave for the search warrant was Scott's
disappearance from the community and the speculation in the
affidavit is not enough to supply the necessary nexus between the
place to be searched and items sought. She claims this is a
violation of her rights as guaranteed by the Fourth Amendment to
the United States Constitution. She makes no claim on appeal under
the Iowa Constitution.
When assessing an alleged violation of a
constitutional right, our review is de novo. State v. Freeman,
705 N.W.2d 293, 297 (Iowa 2005). We independently evaluate the
totality of the circumstances. State v. Turner, 630 N.W.2d 601,
606 (Iowa 2001). The fact findings of the district court are not
binding; however, because the district court had the opportunity
to assess the credibility of the witnesses, we do give deference
to those findings. Id.
The Fourth Amendment to the United States
Constitution assures “[t]he right of the people to be secure in
their persons, houses, papers, and effects, against unreasonable
searches and seizures.” U.S. Const. amend. IV. The Fourth
Amendment is binding on the states through the Fourteenth
Amendment of the federal constitution. Freeman, 705 N.W.2d at
297. The Fourth Amendment requires probable cause to support a
search warrant. State v. Gogg, 561 N.W.2d 360, 363 (Iowa 1997).
The test to determine whether probable cause
exists to issue a search warrant is:
“whether a person of reasonable prudence would
believe a crime was committed on the premises to be searched or
evidence of a crime could be located there.” Probable cause to
search requires a probability determination that “(1) the items
sought are connected to criminal activity and (2) the items sought
will be found in the place to be searched.”
Id. (citations omitted). We do not attempt to
independently determine probable cause but rather “merely decide
whether the issuing judge had a substantial basis for concluding
probable cause existed.” Id. Our determination of a substantial
basis is “ ‘limited to consideration of only that information,
reduced to writing, which was actually presented to the [judge] at
the time the application for warrant was made.’ ” Id. (alteration
in original) (citations omitted).
In determining if evidence seized pursuant to a
warrant should be suppressed, “the affidavit of probable cause is
interpreted in a common sense, rather than a hypertechnical,
manner.” Id. at 363-64. Additionally, “we draw all reasonable
inferences to support the judge's finding of probable cause ․ and
give great deference to the judge's finding.” Id. at 364. “Close
cases are decided in favor of upholding the validity of the
warrant,” and “[i]f a warrant is held to permit places to be
searched or items to be seized for which probable cause is
lacking, the warrant is nevertheless valid for those places and
items described for which probable cause exists.” Id.
The law enforcement officers submitted an
eight-page affidavit to support their application for a search
warrant. In addition to including the statements made by Dixie,
the affidavit stated the authorities launched a nationwide search
for Scott after they discovered Scott left no forwarding address.
First, they started with Scott's friends and relatives. These
people stated they had not seen Scott for a long time. The
authorities also checked the Iowa Job Service files and with the
Social Security Administration. Both agencies reported no
activity by Scott in the last year. They also checked all fifty
states' driving license records. They found no state had issued
a license to Scott other than the one previously issued by Iowa.
Finally, they entered Scott's name as a missing person in the
National Crime Information Center (NCIC), a nationwide computer
database. The database automatically cross-checks missing
persons with unidentified dead files on a nightly basis and sends
a message to the entering agency if it finds a match. The
authorities never received any messages as a result of their
entry.
The affidavit also indicated the authorities
checked on Dixie's statements. They learned she sold Scott's
tractor telling the purchaser Scott would never be back. They
also made inquires with the Cass County chief deputy because Dixie
said she thought Scott might have moved to Atlantic. The Cass
County chief deputy and the Atlantic police chief checked their
information sources and found nothing to indicate Scott was living
in Atlantic. The authorities also subpoenaed the mutual fund
account records and checked the file containing the checks
allegedly written by Scott after he disappeared. The file
contained a notation stating that even though the checks bear
Scott's signature, Dixie might have signed them. In checking the
motor vehicle registration records, the authorities determined
Dixie sold Scott's vehicle to a person who registered it in
Pottawattamie County.
The authorities also subpoenaed the records of
the Iowa department of human services. Dixie's application for
public assistance stated she and Scott were separated and she only
had six hundred dollars available to her. Dixie's financial
disclosure to the department was inconsistent with the record of
payments made on her mortgage.
Finally, the affidavit discussed the long
history of domestic violence in Scott and Dixie's home, including
Scott's possessive personality. The affidavit also noted Dixie's
new romantic relationship. It stated it would be out of
character for an abuser such as Scott to leave his wife, children,
and possessions in light of his possessive personality. It also
mentioned it would be unusual for Dixie to start a new romantic
relationship without any concern or fear Scott would find out and
physically harm her.
In a case remarkably similar to this case, we
affirmed the issuance of a search warrant to search the
defendant's residence to seek evidence regarding the disappearance
of the defendant's former girlfriend. State v. Green, 540 N.W.2d
649, 656 (Iowa 1995). There the State charged the defendant with
murder after a search of his residence resulted in finding the
body of his former girlfriend, which had been under the basement
stairs for seven months. Id. at 652-53. We found the magistrate
was justified in finding probable cause stating:
Several factors suggest that [the victim
Rosemary] McGivney's disappearance was not voluntary. For
example, had McGivney left Mason City of her own accord, it is
reasonable to believe she would have needed money and a means of
transportation, yet she left her car and SSI checks behind.
Given the fact that Rosemary normally kept in touch with her
mother on a regular basis, her complete lack of communication for
at least three months bolsters the conclusion that her
disappearance was not voluntary. Added to this mysterious
disappearance is Green's history of domestic violence toward her.
This knowledge, coupled with the fact that Rosemary was last
seen at Green's house, adds support to the conclusion that some
harm had come to her and that Green was involved. Finally,
Green's extreme reaction to the request to search his house calls
into question his explanation of Rosemary's disappearance.
Although a refusal to submit to a search may not, standing alone,
constitute probable cause to believe an offense has been committed
․ when added to the other facts in this case, it strengthens the
probable cause finding.
Id. at 656 (citation omitted).
Turning to the facts of this case, we find the
totality of the circumstances as presented in the search warrant
application and the common-sense inferences that a reasonable
person may draw from them result in the conclusion the issuing
judge could reasonably have inferred criminal activity caused
Scott's disappearance, and the authorities would find evidence of
this activity at Dixie's residence. Thus, there was a
substantial basis for the issuing judge to conclude probable cause
existed to issue the search warrant.
IV. Motions for Judgment of Acquittal and
for New Trial.
Dixie's trial counsel moved for a judgment of
acquittal at trial on the grounds the State failed to prove malice
and Dixie was not justified in shooting Scott. The district
court overruled Dixie's motion. After the jury returned its
verdict of murder in the second degree, Dixie raised this issue in
her motion for new trial claiming the verdict was contrary to the
weight of the evidence. The court also overruled the motion for
new trial.
In order to convict Dixie of second-degree
murder, the district court instructed the jury the State had to
prove: (1) on or about August 2002, Dixie shot Scott; (2) Scott
died as a result of being shot; (3) Dixie acted with malice
aforethought; and (4) Dixie acted without justification. See
Iowa Code § 707.3 (providing “[a] person commits murder in the
second degree when the person commits murder which is not murder
in the first degree”). The district court defined “malice” as:
a state of mind which leads one to
intentionally do a wrongful act to the injury of another out of
actual hatred, or with an evil or unlawful purpose. It may be
established by evidence of actual hatred, or by proof of a
deliberate or fixed intent to do injury. It may be found from
the acts and conduct of the defendant, and the means used in doing
the wrongful and injurious act. Malice requires only such
deliberation that would make a person appreciate and understand
the nature of the act and its consequences, as distinguished from
an act done in the heat of passion.
See State v. Love, 302 N.W.2d 115, 119 (Iowa
1981) (discussing the definition of “malice”), overruled on other
grounds by State v. Reeves, 636 N.W.2d 22, 26 (Iowa 2001). The
district court defined “malice aforethought” as “a fixed purpose
or design to do some physical harm to another which exists before
the act is committed. It does not have to exist for any
particular length of time.” See State v. Lee, 494 N.W.2d 706,
707 (Iowa 1993) (discussing the definition of “malice
aforethought”).
Because Dixie raised justification as a
defense, the State was required to prove she acted without
justification. State v. Lawler, 571 N.W.2d 486, 489 (Iowa 1997).
As to the defense of justification, the district court
instructed the jury:
A person is justified in using reasonable force
if she reasonably believes the force is necessary to defend
herself from any imminent use of unlawful force.
If the State has proved any one of the
following elements, the defendant was not justified:
1. The defendant started or continued the
incident which resulted in injury.
2. An alternative course of action was
available to the defendant.
3. The defendant did not believe she was in
imminent danger of death or injury and the use of force was not
necessary to save her.
4. The defendant did not have reasonable
grounds for the belief.
5. The force used by the defendant was
unreasonable.
See State v. Thornton, 498 N.W.2d 670, 673
(Iowa 1993) (setting forth the elements the State must prove to
show a defendant's act was not justified). Dixie does not claim
the law in the instructions was incorrect, but rather the evidence
did not support the jury's finding as to malice and justification.
Therefore, we will examine Dixie's claims in light of the
instructions the district court gave the jury.
In evaluating Dixie's claim that the district
court should have granted her motion for judgment of acquittal, we
apply a sufficiency-of-the-evidence test and view the evidence in
the light most favorable to the State. State v. Greene, 592
N.W.2d 24, 29 (Iowa 1999). Substantial evidence is required to
support the verdict. State v. Robinson, 288 N.W.2d 337, 338-40
(Iowa 1980). If the evidence could convince a rational trier of
fact the defendant is guilty of the charged crime beyond a
reasonable doubt, it is substantial. Greene, 592 N.W.2d at 29.
As to Dixie's claim in her motion for new trial
that the verdict was contrary to the weight of the evidence, the
trial court should grant the motion only if the jury's verdict is
contrary to the weight of the evidence. State v. Ellis, 578
N.W.2d 655, 657-59 (Iowa 1998). We review a trial court's ruling
on a motion for new trial for an abuse of discretion. State v.
Atley, 564 N.W.2d 817, 821 (Iowa 1997). A verdict is contrary to
the weight of the evidence where “ ‘a greater amount of credible
evidence supports one side of an issue or cause than the other.’ ”
Ellis, 578 N.W.2d at 658 (citation omitted).
Although Dixie testified she only picked up the
shotgun after she saw Scott move towards her or the gun, there is
other substantial and credible evidence to support her conviction.
At trial, an officer described the position of Scott's body as
found by the officers to be “typical of someone ․ lying in bed,
resting or sleeping.” Dixie admitted the position in which the
authorities found Scott is “how he would sleep.” The cause of
Scott's death was determined to be a shotgun wound to the back of
the head. See State v. Hahn, 259 N.W.2d 753, 759 (Iowa 1977)
(stating a jury may infer malice aforethought from the use of a
deadly weapon).
Additionally, Dixie's own statements supported
the jury's finding in this case. In addition to the statements
she made to Kathy Meyers, she told a fellow inmate while awaiting
trial that she shot her husband in the back of the head while he
was in the bed. During her cross-examination, Dixie told the
jury she pulled the trigger hoping and meaning the gun would go
off. When asked if she meant for the gun to go off so it would
hit Scott in the head and kill him, she acknowledged that she not
only meant to shoot him in the head, but she also meant to kill
him. This evidence supports the State's contention that Dixie
entered the room, saw Scott sleeping, took the shotgun, and shot
him in his sleep.
Under the sufficiency-of-the-evidence test,
this evidence could convince a rational trier of fact beyond a
reasonable doubt that Dixie acted with malice and without
justification when she shot Scott. The jury members were free to
give Dixie's testimony such weight as they thought it should
receive. State v. Schrier, 300 N.W.2d 305, 309 (Iowa 1981).
They were free to accept or reject any of Dixie's testimony.
Thornton, 498 N.W.2d at 673. The function of the jury is to
weigh the evidence and “place credibility where it belongs.”
State v. Blair, 347 N.W.2d 416, 420 (Iowa 1984). Therefore, the
district court was correct in overruling Dixie's motion for
judgment of acquittal.
Additionally, the district court has
considerable discretion when determining a motion for new trial
under the weight-of-the-evidence test. Ellis, 578 N.W.2d at 659.
Except in the extraordinary case where the evidence
preponderates heavily against the verdict, trial courts should not
lessen the jury's role as the primary trier of facts and invoke
their power to grant a new trial. Id. A trial court should not
disturb the jury's findings where the evidence they considered is
nearly balanced or is such that different minds could fairly
arrive at different conclusions. Reeves, 670 N.W.2d at 203. For
the same reasons we found there was sufficient evidence to
overrule the motion for judgment of acquittal, we cannot say the
evidence preponderates heavily against the jury's finding that
Dixie acted with malice and without justification when she fired
the shotgun. Therefore, the district court did not abuse its
discretion when it overruled Dixie's motion for new trial.
V. Ineffective-Assistance-of-Counsel Claims.
Dixie raises numerous grounds in claiming her
trial counsel provided ineffective assistance of counsel. She
claims trial counsel was ineffective for: (1) failing to object
to other-acts evidence; (2) failing to object to certain
statements made by the prosecutor in the opening statement and
closing arguments; (3) failing to object to the instruction
telling the jury members it is their duty to determine “the
defendant's guilt or innocence;” (4) failing to request a jury
instruction regarding the defense of a third person, the third
persons being her children and unborn child; (5) failing to make
an adequate record regarding one of the State's rebuttal
witnesses; (6) failing to adequately investigate the phenomenon
known as “battered wives syndrome”; (7) failing to strike a
domestic assault victim from the jury; and (8) failing to
properly advise Dixie regarding the State's plea offer to plead to
the crime of voluntary manslaughter.
Dixie's claims of ineffective assistance of
counsel are derived from the Sixth Amendment of the United States
Constitution. Bowman v. State, 710 N.W.2d 200, 203 (Iowa 2006).
To prevail on her claims of ineffective assistance of counsel, she
must prove: “(1) counsel failed to perform an essential duty and
(2) prejudice resulted.” Id. When “ ‘there is a reasonable
probability that, but for the counsel's unprofessional errors, the
result of the proceeding would have been different,’ ” prejudice
results. State v. Hopkins, 576 N.W.2d 374, 378 (Iowa 1998)
(quoting Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct.
2052, 2068, 80 L.Ed.2d 674, 698 (1984)).
We normally preserve an
ineffective-assistance-of-counsel claim for a postconviction
relief proceeding where preserving the claim allows the defendant
to make a complete record of the claim, allows trial counsel an
opportunity to explain his or her actions, and allows the trial
court to rule on the claim. State v. Bass, 385 N.W.2d 243, 245
(Iowa 1986). We will not, however, preserve a defendant's
ineffective-assistance-of-counsel claim and we will affirm the
defendant's conviction on direct appeal if the appellate record
shows as a matter of law the defendant cannot prevail on such a
claim. State v. Graves, 668 N.W.2d 860, 869 (Iowa 2003).
Likewise, we will reverse a conviction based on an
ineffective-assistance-of-counsel claim on direct appeal if the
appellate record establishes both prongs of the Strickland test
and a further evidentiary hearing would not change the result.
Id. Accordingly, we will address Dixie's claims in this appeal
where a sufficient record exists to permit a ruling and preserve
those claims for postconviction relief where the record is
insufficient.
A. Failure of trial counsel to object to
other-acts evidence. The other-acts evidence comprising this
claim by Dixie includes: (1) testimony regarding Scott's mutual
fund account opened in 1994, which had balances up to $174,000,
but was eventually drawn down to nothing; (2) the
cross-examination of Dixie about the checks she wrote on this
account by signing Scott's name after his demise; (3) a letter
she sent to the mortgage company signing Scott's name asking the
company to add her name to the account; and (4) Dixie's failure
to disclose to the government the $10,400 she received from the
sale of Scott's property in order to obtain welfare payments she
would not otherwise have been entitled to receive. There is a
sufficient record to address this claim on direct appeal.
Dixie claims her trial counsel should have
objected to the admissibility of this evidence, as it was
irrelevant. The State argues the evidence is relevant under Iowa
Rule of Evidence 5.404(b ). This rule states:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a person in order to show
that the person acted in conformity therewith. It may, however,
be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident.
Iowa R. Evid. 5.404(b ). The first step in
deciding if other-acts evidence is admissible is to determine
whether the other-acts evidence is relevant to some legitimate
issue in the case for a reason other than to show the defendant's
propensity to commit wrongful acts. State v. Taylor, 689 N.W.2d
116, 123-24 (Iowa 2004). Secondly, even if we determine the
other-acts evidence is relevant, we must determine if the
evidence's probative value is substantially outweighed by the
danger of unfair prejudice to the person against whom the evidence
is offered. Id. at 124. If the prejudicial value substantially
outweighs its probative value, the other-acts evidence may be
excluded. Id. at 123.
In the summer of 2002, a mutual fund account
agent advised Dixie the balance of the mutual fund account was
nearing zero. On the very day she shot Scott, Dixie drove to a
store in Denison, Iowa and wrote a check on the account signing
Scott's name. After Scott's death, she continued to sign Scott's
name on checks totaling almost $2000. When the mutual fund began
dishonoring these checks, Dixie received letters from the
merchants. Dixie wrote letters to the merchants indicating Scott
had moved to Atlantic. After Scott's death, Dixie also wrote a
letter to the mortgage company signing Scott's name asking the
company to add her name to the mortgage account so she could
attend to the loan payments. Finally, the evidence is undisputed
that Dixie sold Scott's property. When she sold Scott's tractor,
she told the buyer not to worry because Scott would not be back.
Even though this evidence may implicate Dixie
in the crimes of forgery or theft, it is relevant to legitimate
issues in this case to show Dixie took great pains to create the
illusion Scott was still alive and had permanently left the area.
Evidence showing a defendant's actions following commission of
the alleged crime inconsistent with a claim of self-defense is
probative of the defendant's lack of justification. Cf.
Thornton, 498 N.W.2d at 673-74 (explaining a jury heard evidence
the defendant “left the scene immediately after the shooting
without stopping to call the police or an ambulance, or to explain
to his friends present what had happened” and based on this and
other evidence it “could rationally believe these were not the
actions of someone who honestly believed he acted in
self-defense”). Thus, this evidence is relevant to Dixie's
justification defense.
Having determined this evidence is relevant, we
must determine if the prejudicial value substantially outweighs
its probative value. Evidence is unfairly prejudicial if it
“appeals to the jury's sympathies, arouses its
sense of horror, provokes its instinct to punish, or triggers
other mainsprings of human action [that] may cause a jury to base
its decision on something other than the established propositions
in the case.”
State v. Plaster, 424 N.W.2d 226, 231 (Iowa
1988) (citation omitted). We balance the probative value and the
prejudicial effect by considering the need for the evidence in
light of the issues and the other available evidence, proof that
the other acts were committed by the accused, the strength or
weakness of the other-acts evidence on the issue, and the degree
to which the jury will decide the case on an improper basis.
State v. Rodriquez, 636 N.W.2d 234, 240 (Iowa 2001).
Applying these factors, the record clearly
establishes Dixie did these acts. In addition, we find the State
needed the challenged evidence to present its case. Although
Dixie admitted to shooting Scott, she claimed she was justified in
doing so by reason of self-defense. This defense required the
State to prove Dixie was without justification at the time she
shot Scott. When a person is required to use deadly force to
protect himself or herself, normally the first course of action is
for that person to notify the authorities and report the incident.
We believe Dixie's failure to contact the authorities after the
incident coupled with her elaborate plan to create the illusion
Scott was still alive, of which these acts are a part, is
inconsistent with a person's claim of self-defense. Therefore,
this evidence constitutes strong, essential evidence to refute
Dixie's version of the circumstances surrounding the shooting.
We also think there is little risk the jury
based its decision that Dixie was not justified in shooting Scott
on the fact she may have been a thief or a forger. Although this
evidence reflects badly on her character, it is an essential
element in Dixie's plan to create the illusion Scott was still
alive and is an important factor in explaining that Dixie was
without justification when she shot Scott. Just because the
other-acts evidence may have indicated Dixie was guilty of other
crimes, that fact alone does not require us to find the
prejudicial effect of those acts substantially outweighs their
probative value. See State v. Walters, 426 N.W.2d 136, 140-41
(Iowa 1988) (finding evidence of the sexual abuse of a victim
which occurred after the defendant kidnapped her was admissible
“to show the complete story of the crime,” even though the
evidence “may incidentally show commission of another crime”).
Therefore, if Dixie's trial counsel had
objected to the evidence regarding the mutual fund account, the
checks drawn on the account, the letter Dixie sent to the mortgage
company, and the sale of Scott's property, the trial court could
properly have overruled those objections. Thus, trial counsel
did not fail to perform an essential duty.
We, however, are not persuaded Dixie's
secretion of $10,400 so she could receive welfare payments is
relevant to a legitimate issue in this case. Without deciding
the issue, but assuming trial counsel's objection to the testimony
concerning the secretion of the $10,400 would have been sustained
if made, we are convinced under the prejudice prong of the
Strickland test that prejudice did not result from trial counsel's
failure to object. This evidence was not much different in
character from the other-acts evidence we concluded was
admissible. The evidence of possible welfare fraud would not
have had any more of a prejudicial effect on the jury than the
admissible evidence constituting possible theft or forgery.
Furthermore, the State had a fairly strong case
without this evidence. Dixie's elaborate scheme to create the
illusion Scott was still alive together with the physical evidence
causes us to believe there is no reasonable probability that the
outcome of the case would have been different even if the court
had not admitted the evidence of Dixie's alleged welfare fraud.
Consequently, we do not find Dixie's trial
counsel was ineffective for failing to object to the other-acts
evidence. See State v. Liddell, 672 N.W.2d 805, 809 (Iowa 2003)
(recognizing the failure to prove either prong of the Strickland
test is fatal to ineffective-assistance-of-counsel claims).
B. Failure of trial counsel to object to
certain statements made by the prosecutor in the opening statement
and closing arguments. Dixie complains her trial counsel was
ineffective for failing to object to the prosecutor's repeated use
of the personal pronoun “I” and to the prosecutor's use of
personal opinions during his opening statement. A sufficient
record exists to address this claim on direct appeal.
Our rules of criminal procedure govern the
content of the prosecutor's opening statement. Iowa R.Crim. P.
2.19. The rules provide either the clerk or the prosecutor must
read the charges to the jury and inform them of the defendant's
plea to the charges. Id. r. 2.19(1)(a )(1). After the charges
are read and the plea is disclosed to the jury, the prosecutor
then “may briefly state the evidence by which the prosecuting
attorney expects to sustain the [charges].” Id. r.
2.19(1)(a )(2). We have repeatedly condemned a prosecutor's
conduct when the prosecutor asserts a personal opinion in the
opening statement as to the outcome of the case, the credibility
of a witness, or the guilt or innocence of the accused. State v.
Vickroy, 205 N.W.2d 748, 749-50 (Iowa 1973).
In examining the claims made by Dixie, we do
not think the prosecutor crossed the line in his opening
statement. The prosecutor used the personal pronoun “I” in the
context of what he believed the evidence would show to support the
charges as filed. We also do not think the prosecutor injected
his personal opinions into his opening statement as to the outcome
of the case, the credibility of a witness, or the guilt or
innocence of Dixie.
Dixie contends one of the more egregious
statements made by the prosecutor in his opening statement was “I
expect you'll find this from the evidence beyond a reasonable
doubt” regarding the State's claim that Dixie took a loaded
shotgun, approached Scott while he was sleeping, and shot him in
the back of the head killing him instantly. This so-called
egregious statement is nothing more than the prosecutor's belief
the evidence would support the charge of first-degree murder.
The condemned statement does not indicate it was the prosecutor's
personal belief that Dixie was guilty. Cf. id. at 749, 751
(holding a county attorney's conduct in his opening statement
where he told the jury he knew the defendant was guilty
constituted misconduct requiring reversal of the defendant's
conviction and remand for a new trial). Because the statements
made by the prosecutor in his opening statement were not subject
to a sustainable objection, Dixie's trial counsel did not fail to
perform an essential duty in failing to object to the prosecutor's
opening statement.
Dixie also claims her trial counsel was
ineffective for failing to object to certain portions of the
prosecutor's closing arguments. Specifically, Dixie claims trial
counsel should have objected to the prosecutor's statements: (1)
vouching for the truth of the prosecutor's allegation that Dixie's
counsel made material misstatements of fact and law in his opening
statement; (2) accusing Dixie's counsel of creating evidence;
(3) engaging in name-calling and disparagement of the defense;
and (4) expressing a personal opinion as to the credibility of a
witness and the guilt of the accused.
In making closing arguments, a prosecutor is
entitled to some latitude when analyzing the evidence admitted
during the trial. State v. Phillips, 226 N.W.2d 16, 19 (Iowa
1975). The prosecutor is allowed to draw conclusions and argue
permissible inferences that may be reasonably derived from the
evidence. Thornton, 498 N.W.2d at 676. The prosecutor cannot,
however, assert a personal opinion or create evidence. State v.
Odem, 322 N.W.2d 43, 47 (Iowa 1982). The prosecutor also cannot
misstate the law. Graves, 668 N.W.2d at 880.
We have found new trials appropriate in light
of various prosecutor conduct, including: (1) inflaming the
fears, passions, and prejudice of the jury against the defendant
by asking the members of the jury to place themselves or their
families in a hypothetical position of danger similar to that
created by the offense for which the defendant was charged,
Vickroy, 205 N.W.2d at 751; (2) referring to the defense
counsel's argument as a “smoke screen,” Graves, 668 N.W.2d at 879,
884; (3) misstating the law by telling the jury members if they
believe a witness's testimony they would have to find the
defendant guilty, Id. at 880, 884; (4) vouching for the
credibility of a witness against the credibility of the defendant,
Id. at 879, 884; and (5) appealing to the passion and prejudice
of the jury by holding up a baby book in front of the jury and
stating due to the defendant's actions the baby book will never be
completed while he tore pages from the book and dropped them on
the floor, State v. Werts, 677 N.W.2d 734, 739-40 (Iowa 2004).
Our review of the record reveals Dixie's claims
regarding the prosecutor's final arguments are unfounded. The
prosecutor meticulously analyzed the evidence admitted and the law
as instructed by the court in his final argument. On rebuttal,
the prosecutor argued how defense counsel's interpretation of the
evidence was inconsistent with the evidence. He made his
arguments without calling the defense counsel names or disparaging
the defense counsel's characterizations of the evidence. The
prosecutor did not inject in his arguments his personal beliefs as
to the credibility of a witness or as to the guilt of Dixie. The
prosecutor skillfully focused his arguments on the evidence
admitted and the law as given by the court.
The statements of the prosecutor under attack
by Dixie were within the range of a legitimate and appropriate
comment on the evidence. Had Dixie's trial counsel objected to
these portions of the prosecutor's closing arguments, the trial
court should have overruled those objections.
Consequently, Dixie's claim of ineffective
assistance of counsel must also fail on this issue. See State v.
Wills, 696 N.W.2d 20, 24 (Iowa 2005) (finding trial counsel was
not ineffective for failing to raise an issue with no merit).
C. Failure of trial counsel to object to the
instruction telling the jury members it is their duty to determine
“the defendant's guilt or innocence.” A jury instruction given
by the district court stated in relevant part, “You must determine
the defendant's guilt or innocence from the evidence and the law
in these instructions.” Dixie claims such wording “change[s] the
dynamics of the trial and effectively places an unconstitutional
burden upon the defendant” to prove her innocence. She says her
trial counsel was required to object to this instruction and his
failure to do so was prejudicial. She further asserts this
court's previous rejection of similar arguments is distinguishable
because we have not addressed this issue in view of an affirmative
defense. The record allows us to address this claim on direct
appeal.
In evaluating a challenge to jury instructions,
we consider the instructions as a whole and not separately. State
v. Fintel, 689 N.W.2d 95, 104 (Iowa 2004). We have previously
determined the use of the word “innocence” in jury instructions
does not constitute ineffective assistance of counsel for
counsel's failure to object to the instructions where the other
jury instructions adequately clarified the challenged
instructions. Id.
In this case, the other instructions given to
the jury provided the burden was on the State to prove the
defendant guilty beyond a reasonable doubt, defined reasonable
doubt, and stated the defendant was presumed innocent and not
guilty unless the evidence established guilt beyond a reasonable
doubt. We have previously found such instructions sufficient to
clarify the wording contained in the challenged instruction. Id.;
see also State v. Tubbs, 690 N.W.2d 911, 916 (Iowa 2005) (stating
“[w]hen the instructions are considered as a whole, they make it
clear that [the defendant] was presumed innocent and the State had
the burden to prove guilt beyond a reasonable doubt”). Indeed,
the challenged instruction goes on to state, “You must consider
all of the instructions together. No one instruction includes
all of the applicable law.”
We do not believe Dixie's claim as to the
instruction's lack of a basis in law comes into play here. Cf.
State v. Langlet, 283 N.W.2d 330, 337 (Iowa 1979) (stating “[w]e
do not believe a rational jury sitting in a criminal case would
apply anything but the accepted legal meaning of the word
[“innocent”] under the circumstances”). Furthermore, Dixie's
assertion of the defense of justification does not change this
analysis because the instructions expressly place the burden of
proving that she did not act with justification on the State,
rendering our prior rulings in this area just as applicable to the
situation where a defendant raises justification as a defense.
Thus, Dixie's trial counsel would not have succeeded if he had
objected to the challenged jury instruction.
Accordingly, Dixie's
ineffective-assistance-of-counsel claim as to this issue fails.
See Wills, 696 N.W.2d at 24 (finding trial counsel was not
ineffective for failing to raise an issue with no merit).
D. Failure of trial counsel to request a jury
instruction regarding the defense of a third person, the third
persons being her children and unborn child. Dixie argues her
trial counsel erred in failing to request an instruction on
defense of a third person in light of the evidence showing Dixie
feared for the lives of Zachary and Ashley, as well as Brittany,
who was unborn at the time of the shooting. She claims her trial
counsel should have made an offer of proof or requested a curative
instruction regarding the district court's granting of the State's
motion to prohibit Dixie's trial counsel from arguing she acted in
defense of Zachary or Ashley. She also claims she was entitled
to a defense-of-third-person instruction as to her unborn child in
view of Iowa's laws prohibiting feticide and Scott's egregious
assaults on her. Dixie claims she was prejudiced because the
jury may have found her guilty of a lesser-included offense or
none at all had it been instructed on these justifications. We
will address this claim on direct appeal.
The rules pertaining to jury instructions in
civil cases also apply to the trial of a criminal case. Iowa
R.Crim. P. 2.19(5)(f ). Therefore, the court is required to
“instruct the jury as to the law applicable to all material issues
in the case.” Iowa R. Civ. P. 1.924. A court should not submit
an instruction on an issue for which there is not substantial
evidence to support that issue. Seaway Candy, Inc. v. Cedar
Rapids YMCA, 283 N.W.2d 315, 316 (Iowa 1979).
The Iowa Code provides:
A person is justified in the use of reasonable
force when the person reasonably believes that such force is
necessary to defend oneself or another from any imminent use of
unlawful force.
Iowa Code § 704.3. The legislature did not
define the word “imminent” as used in this section of the Code.
Therefore, “[w]e may refer to prior decisions of this court and
others, similar statutes, dictionary definitions, and common
usage” to determine its meaning. State v. Kellogg, 542 N.W.2d
514, 516 (Iowa 1996). The dictionary definitions of the word
“imminent” are “ready to take place,” “near at hand,” “hanging
threateningly over one's head,” and “menacingly near.” Webster's
Third New Int'l Dictionary 1130 (2002).
Dixie testified at the time of the shooting she
saw Scott make a movement towards her or the gun. She further
testified in order to protect herself from serious injury or
death, she grabbed the gun and shot Scott. At the time of the
deadly confrontation between Dixie and Scott, Dixie knew neither
Zachary nor Ashley were in the home. Zachary was at school and
Ashley was at a friend's house. Thus, neither Zachary nor Ashley
were in any danger from the imminent use of unlawful force.
Accordingly, there was not substantial evidence to submit a
defense-of-another instruction regarding Zachary or Ashley. Had
Dixie's trial counsel pursued an instruction encompassing the
defense of another for Zachary or Ashley, the trial court should
not have given such an instruction.
Dixie also contends she was entitled to a
defense-of-another instruction as to Brittany, who was unborn at
the time of the confrontation. In deciding this issue, we
believe the unique facts of this case do not require us to
determine whether the legislature intended for an unborn child to
fall within the definition of “another” under section 704.3.
At the time Dixie shot Scott, any threat of
serious injury or death that Scott posed to her would also be
posed to her unborn child. The trial court submitted
instructions on Dixie's claim of self-defense in view of her
testimony that at the time of the final confrontation between her
and Scott, she believed she needed to get to the gun before Scott
did and shoot him in order to protect herself from serious injury
or death. If the evidence in this case supported a finding that
Dixie acted without justification to protect herself, it would
also support a finding that she was without justification in the
defense of her unborn child. Any threat of serious injury or
death Dixie perceived to herself from Scott would constitute the
same threat to her unborn child. Unfortunately for Dixie, the
jury determined she acted without justification when she shot
Scott. We are affirming that determination on appeal.
Therefore, had the instruction of defense of another been given
for the unborn child, we do not believe there is a reasonable
probability that the outcome of the trial would have been
different. Therefore, Dixie cannot establish any prejudice as a
result of her trial counsel's failure to request an instruction
based on the defense of her unborn child.
Accordingly, Dixie's
ineffective-assistance-of-counsel claim on this issue must fail.
See Liddell, 672 N.W.2d at 809 (recognizing the failure to prove
either prong of the Strickland test is fatal to
ineffective-assistance-of-counsel claims).
E. Failure of trial counsel to make an adequate
record regarding one of the State's rebuttal witnesses. Dixie
claims her trial counsel failed to make an adequate record
regarding his discovery that a rebuttal witness for the State was
the president of the local school board, and thus in a position of
authority over at least six of the jurors either directly or
through their spouses. The record does not establish the exact
relationship between the rebuttal witness in question and the
members of the jury. The record is undeveloped as to any reasons
why Dixie's trial counsel did not feel it was necessary to make a
record on this issue or as to any prejudice which may or may not
have resulted from trial counsel's actions. Therefore, because
the record is insufficient to rule on this claim on direct appeal,
we will preserve it for postconviction relief.
F. Failure of trial counsel to adequately
investigate the phenomenon known as “battered wives syndrome.”
Dixie asserts her trial counsel breached his duty to make a
reasonable investigation, or make a reasonable decision that an
investigation was unnecessary, by failing to have Dixie examined
by a mental health professional as recommended by the director of
the Iowa Coalition Against Domestic Violence. Dixie claims the
testimony of such a professional would have explained why she
behaved in ways seemingly contradictory to her defense, as she
believes she suffered from post-traumatic stress syndrome and
battered wives syndrome. The record is devoid of any such
recommendation, trial counsel's reasons for not obtaining an
examination, and the results or benefits the trier of fact would
have gleaned from such an examination. Therefore, we must also
preserve this claim for postconviction relief.
G. Failure of trial counsel to strike a
domestic assault victim from the jury. Dixie asserts she
informed her trial counsel of a woman on the jury panel who had
been a domestic abuse victim and requested her counsel to strike
this juror from the panel. Dixie claims her trial counsel's
failure to strike this juror violated her right to a fair and
impartial jury. She also asserts her trial counsel's failure to
strike this juror precluded her from exercising her right to aid
in jury selection. Dixie, however, does not identify which juror
she is referring to or inform us how she knows this fact about the
juror. The record does not contain statements from Dixie's trial
counsel about this incident and how, if at all, counsel's failure
to strike this juror prejudiced her case. These matters need to
be developed at an evidentiary hearing; therefore, we will also
preserve this claim for postconviction relief.
H. Failure of trial counsel to properly advise
Dixie regarding the State's plea offer to plead to the crime of
voluntary manslaughter. After the trial court overruled Dixie's
motion for judgment of acquittal, the judge had an on-the-record
discussion with Dixie and her trial counsel regarding the plea
offer made by the State. In his colloquy with Dixie, the judge
advised Dixie if the jury convicted her of second-degree murder,
she would have to serve a mandatory minimum sentence of
thirty-five years. Dixie acknowledged to the court that the
State offered her a plea bargain to plead to the crime of
voluntary manslaughter. The judge ensured Dixie was informed
that voluntary manslaughter carries a ten-year sentence with the
possibility of being out in two and one-half years.
After explaining the difference between the
sentences for the two crimes, the judge asked Dixie whether it was
her position not to accept the plea bargain. Dixie responded she
did not want to accept the plea bargain. The judge then inquired
as to whether Dixie made her decision in consultation with her
attorney. Dixie replied that she did. The court made no
further record.
On appeal, Dixie claims her trial counsel told
her not to accept the plea offer because “there was no way a jury
would convict her.” Dixie asserts, based on the evidence at
trial, “[t]o expect a jury not to convict of even voluntary
manslaughter arguably rises to the level of placing undue reliance
upon jury nullification of the law,” and advising her based on
such is a gross failure to exercise competence and diligence. In
other words, Dixie claims her trial counsel did not fully advise
her on the desirability of the plea offer, the negative aspects of
her case, and their impact on her justification defense.
The record does not contain trial counsel's
version of what discussions he had with Dixie prior to her turning
down the offered plea bargain. Without a fully developed record,
we are unable to decide this claim on direct appeal. Therefore,
we will also preserve this claim for postconviction relief.
VI. Summary and Disposition.
We find no error in the district court's
rulings with respect to the motion to suppress, motion for
judgment of acquittal, and motion for new trial. We also find
the appellate record sufficient to decide four of Dixie's claims
of ineffective assistance of counsel and in doing so we find her
trial counsel was not ineffective. However, we are unable to
decide the other four claims of ineffective assistance of counsel
and we preserve those claims for postconviction relief.
AFFIRMED.
WIGGINS, Justice.
All justices concur except LARSON, J., who
takes no part.