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Larry Norman ANDERSON
Rape
March 28,
Same day
August 30,
abbing
with hunting knife
When Anderson was pulled over by state troopers
they found bloodstains on him and a hunting knife. They searched his
truck and found two bags of money, a bloodstained knife, and a trash
can containing blood in the bed of the truck.
Anderson’s first response to police was that he
had been rabbit hunting, but he eventually led police to the body of
28-year-old Zelda Webster, who he had stabbed 15 times and left on
the road.
Earlier that night police had been called out to
She Lee’s Club, where Webster worked, after people had reported her
missing. The owner at the time didn’t think it was out of the
ordinary that Webster would leave the bar. It wasn’t until later,
when she noticed that the bags of money behind the bar were missing,
and Webster’s shoes were on the ground, that she realize there could
be a problem.
Anderson told the police that he abducted Webster
and killed her during a $5,000 drug deal that went sour. Anderson
said that he went to the bar to collect the money Webster owed him,
but she refused to pay him. Anderson admitted to having sexual
intercourse with her, and said that he stabbed her after Webster
threatened to file rape charges against him.
Police searched Anderson’s place of residence
where they found Webster’s purse along with a third bag of money,
and a trash can just like the one found in his truck. Bloodstains
were also found on the floor.
Anderson was convicted of rape, robbery, and
murder and was sentenced to death.
Many appeals were made for Anderson’s case but
none proved to be successful.
One claim made by Anderson’s lawyers was that his
trial lawyer, Joe Frank Cannon, was incompetent. Questions were also
raised about the speediness of Cannon in many of his execution
trials, and the fact that he had been caught sleeping in court.
Anderson’s lawyers could not understand why Cannon did not hire an
investigator prior to his trial in 1983.
Several appeals were filed claiming that the
evidence seized from his truck could not be legally used in the
trial, and that his oral confession should not be used in trial.
Anderson’s lawyers tried to receive a stay of
execution on the claim that he killed Webster during the drug deal
because she had threatened to have him attacked by a motorcycle gang,
but the court rejected his claim.
Anderson was executed on April 26, 1994.
18 F.3d 1208
Larry
NormanAnderson, Petitioner-appellant,
v.
James A. Collins, Director Texas Department of Criminal Justice,
Institutional Division
and Dan Morales, attorney General of the State of Texas, respondents-appellees
United States Court of Appeals, Fifth Circuit.
April 1, 1994
Appeal from the United States District Court for
the Southern District of Texas.
Before KING, GARWOOD, and HIGGINBOTHAM, Circuit
Judges.
GARWOOD, Circuit Judge:
Plaintiff-appellant
LarryNormanAnderson (Anderson),
convicted in a Texas court in 1983 of capital murder and sentenced
to death, challenges the district court's denial of his petition
for a writ of habeas corpus. We affirm the district court's denial
of habeas corpus relief.
Facts and Proceedings Below
At about 2:20 a.m. on March 30,
1982, Trooper Gary Stone (Stone) was on patrol in west Harris
County. Having previously received a report about a vehicle in the
area driving without its lights on, Stone pulled
Anderson over after he saw Anderson
turn on his headlights while driving toward Stone's car.
Anderson's hands and clothes were covered
with blood, and in the bed of Anderson's
pickup truck were an overturned garbage can containing a large
amount of blood and a lock-blade knife covered with blood. Inside
the cab of the truck were two money bags full of money and a ski
mask. Anderson claimed that the money
bags belonged to him.
Anderson
was taken into custody, and at the police station later that
morning was asked if he knew anything about the disappearance of
Zelda Lynn Webster (Webster), a manager at a nightclub near where
Anderson had been residing. Webster had
been reported as missing from the club earlier in the evening. The
bank bags that normally stayed behind the bar of the club were
also gone.
Anderson
initially declined to answer questions about Webster, but then
voluntarily confessed to having killed her. He stated that he had
been involved in a drug transaction with Webster, and that she had
refused to pay him. On the previous evening, he indicated, he and
Webster had engaged in sexual intercourse, after which she became
hysterical and demanded that he return the money he had taken from
her. He confessed to having stabbed her and discarded her body in
a remote ditch near Addicks Dam. The police officers discovered
Webster's body where Anderson told them
it could be found. She had been stabbed fifteen times in the chest.
Police officers then met with
Anderson's aunt, and she took them to the
home of Anderson's cousin, who was away
on vacation and had left Anderson a set
of keys so that he could look after the house. In the house, on
top of Anderson's jacket, the officers
found Webster's purse. Inside the purse was a bank bag filled with
money. This bag, and the other two found in
Anderson's pickup, were shown to belong to the lounge where
Webster worked.
Anderson
pleaded not guilty to capital murder, and his testimony at the
guilt/innocence phase of his trial elaborated on the confession
given to the police. He testified that on the evening in question
he had gone to the lounge to collect five thousand dollars that
Webster owed him as part of a drug deal. They argued, but she
agreed to get him the money, and they then drove to his cousin's
house, where they engaged in sexual intercourse.
Anderson then asked Webster if she was ready to get the
money. She said that she was not, and accused
Anderson of raping her. She told him that if he did not
leave her alone, she would call the police and have him sent to
prison. He responded that he had to have the money. She started to
walk toward the telephone, and he stepped in front of her.
Anderson
testified that although he was upset, he and Webster agreed to go
back to the lounge. On the way, Anderson
convinced her to stop at his uncle's office building, where he had
been staying. They went to the room where
Anderson had been sleeping, and he renewed his demands for
payment. Webster again refused and started walking toward a
telephone in the next room. Anderson
grabbed her, a fight ensued, and he stabbed her with a knife he
wore on his belt. In his trial testimony,
Anderson denied any knowledge of the money bags.
Anderson
was convicted of capital murder under Tex.Penal Code Ann. Sec.
19.03 on February 14, 1983. On the same day, he was sentenced to
death by lethal injection after the jury answered affirmatively
the three special issues submitted under former Tex.Code
Crim.Proc.Ann. art. 37.071.1Anderson did not testify at the
sentencing phase of his trial.
His direct appeal was handled by
the same lawyer who handled the jury trial, attorney Joe Frank
Cannon (Cannon). Also representing Anderson
on appeal was attorney Kristine C. Woldy (Woldy). The Texas Court
of Criminal Appeals affirmed the conviction and sentence on
October 9, 1985, and the United States Supreme Court denied
certiorari on October 6, 1986. Anderson
v. State, 701 S.W.2d 868 (Tex.Crim.App.1985), cert. denied, 479
U.S. 870, 107 S.Ct. 239, 93 L.Ed.2d 163 (1986).
Anderson,
represented by attorney Richard Alley (Alley), filed applications
for a writ of habeas corpus and motions for a stay of execution in
both the trial court and Southern District of Texas. The trial
court rescheduled the execution date, and the federal court
dismissed for failure to exhaust state remedies.
Anderson, represented by Alley, filed in the state trial
court an amended application for writ of habeas corpus, alleging
that he was denied effective assistance of counsel, particularly
in Cannon's manner of conducting voir dire and in his failure to
request a jury charge on voluntary manslaughter, and alleging that
there was insufficient evidence to support the jury's affirmative
answers to Special Issues 1 and 3.
The trial court conducted
evidentiary hearings on March 5 and 9, 1987, on questions about
Cannon's effectiveness. Anderson, Cannon,
and others testified at these hearings and
Anderson was represented at them by Alley. On April 3,
1987, the Texas trial court entered an order adopting the proposed
findings of fact and conclusions of law of the State of Texas (the
State). The court denied habeas corpus relief and left in place a
previously ordered execution date of April 28, 1987. The Court of
Criminal Appeals denied the application for a writ of habeas
corpus and a stay of execution on April 24, 1987.2
On April 27, 1987, the federal
district court granted a stay of execution, finding that
Anderson's claim of ineffective
assistance of counsel--especially Cannon's failure to request a
charge on voluntary manslaughter--was not frivolous. On August 28,
1988, Anderson, now represented by new
counsel, filed an amended petition, raising twenty-nine grounds
for relief. The petition contained allegations not presented in
the state proceedings, but the State has expressly waived the
exhaustion requirement. See Felder v. Estelle, 693 F.2d 549 (5th
Cir.1982).
The district court denied the
writ of habeas corpus and dismissed the cause with a written order
on April 23, 1991. Anderson's motions for
new trial and for relief from the judgment were denied, and the
district court declined to issue a certificate of probable cause
for appeal. Pursuant to instructions from this Court, however, the
parties have presented full briefs and orally argued the merits of
Anderson's 28 U.S.C. Sec. 2254 petition.
Discussion
Anderson
raises four primary arguments in this appeal: (1) that the
operation of the Texas capital sentencing statute in this case
violated the Eighth and Fourteenth Amendments as construed in
Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256
(1989), because the jury was not permitted to consider and act
upon mitigating evidence concerning his background and character;
(2) that he was denied effective assistance of counsel; (3) that
the trial court erred in failing to instruct the jury on voluntary
manslaughter and failing to place upon the State the burden of
negating the existence of sudden passion; and (4) that the capital
murder provision of the Texas Penal Code is unconstitutionally
vague. We address these arguments in turn.
In Penry, the Supreme Court held
that without appropriate instructions the Texas special issues did
not permit the jury to fully consider and give effect to the
mitigating evidence of Penry's mental retardation and childhood
marked by abuse. Because this evidence had relevance to his moral
culpability beyond the scope of the special issues, the jury was
unable through its answers to express a "reasoned moral response"
to the evidence. Penry, 492 U.S. at 321, 109 S.Ct. at 2948.
Anderson
contends that various traumatic and harmful experiences in his
past3
constitute relevant, mitigating circumstances that the jury was
not able to consider in this case. Also, he argues, the jury was
told that he had been in jail in Arkansas, but not that his prison
record was exemplary. Finally, the jury was not told of the
assertedly corrupt and brutal conditions in the Arkansas prison, a
factor of alleged immediate relevance to his defense because it
supposedly helps to explain his uncontrollable rage when
confronted with Webster's threats to send him back to prison.
Anderson
admits that he did not attempt to introduce any of this evidence
at trial or tender it to the trial court. He argues that the jury
was "preempted" from considering this evidence because the jury
was empaneled with the mistaken view, created by the prosecutor's
questions during voir dire, that the terms "deliberate" and "intentional"
were equivalent. The apparent thrust of Anderson's
argument is that, because the jury mistakenly believed that any
evidence showing intentional conduct required an affirmative
answer to Special Issue 1, it would have been pointless if not
harmful for him to introduce evidence tending to show that his
intentional conduct was less culpable because of the scarring
experiences from his past. The district court relied on King v.
Lynaugh, 868 F.2d 1400, 1402-03 (5th Cir.) (per curiam), cert.
denied, 489 U.S. 1099, 109 S.Ct. 1576, 103 L.Ed.2d 942 (1989), to
hold that Anderson's failure to preserve
error in the trial court constituted a procedural bar to
consideration of his Penry claim, and that he had failed to
demonstrate sufficient cause and prejudice to overcome the
procedural bar.
Anderson's
reliance on the alleged misstatements during voir dire makes it
unclear whether he is truly raising a Penry claim, i.e., whether
he is contending that the force of the mitigating evidence was
beyond the three special issues as they actually exist in article
37.071(b) or merely beyond the special issues as he claims was
erroneously explained to the jury by the prosecutor. To the extent
that it is the latter, his argument is in essence one of
ineffective assistance of counsel, and we address it in Part II,
infra. To the extent that it purports to raise a Penry claim, we
agree with the district court that it is unavailing, although our
reasoning differs somewhat.
In response to the district
court's holding, Anderson points out that
the Court of Criminal Appeals has held, on a question certified
from this Court, that, in a case tried before Penry, a failure to
anticipate the Penry holding by requesting a special instruction
on mitigating evidence or objecting to the lack of such an
instruction would not constitute a procedural bar. Selvage v.
Collins, 816 S.W.2d 390, 392 (Tex.Crim.App.1991) (per curiam); see
also Black v. State, 816 S.W.2d 350, 367-74 (Tex.Crim.App.1991) (Campbell,
J., concurring). We further note that the state habeas court did
not have the Penry claim before it and did not hold that it was
barred as a matter of state law.4
The question here, however, is
not merely the effect of Anderson's
failure to make a contemporaneous objection or request an
instruction, but the effect of his failure to present the
mitigating evidence at all, either at the guilt/innocence or the
punishment phase of his trial.5
This Court has held that a petitioner cannot base a Penry claim on
evidence that could have been, but was not, proffered at trial.
Barnard v. Collins, 958 F.2d 634, 637 (5th Cir.1992), cert. denied,
--- U.S. ----, 113 S.Ct. 990, 122 L.Ed.2d 142 (1993); Wilkerson v.
Collins, 950 F.2d 1054 at 1061 (5th Cir.1992), cert. denied, ---
U.S. ----, 113 S.Ct. 3035, 125 L.Ed.2d 722 (1993); May v. Collins,
904 F.2d 228, 232 (5th Cir.1990) (per curiam), cert. denied, 498
U.S. 1055, 111 S.Ct. 770, 112 L.Ed.2d 789 (1991); DeLuna v.
Lynaugh, 890 F.2d 720, 722 (5th Cir.1989). Therefore, without
regard to any state procedural default,6Anderson lacks a valid federal Penry
claim.7
To establish that his legal
representation at trial or at a capital sentencing proceeding fell
short of the assistance guaranteed by the Sixth Amendment, a
convicted defendant must meet the two-pronged test set forth by
the Supreme Court in Strickland v. Washington, 466 U.S. 668, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984). He must show that his counsel's
performance was both deficient (i.e., that counsel did not provide
reasonably effective assistance under prevailing professional
norms, id. at 686-89, 104 S.Ct. at 2064-65) and prejudicial (i.e.,
that errors by counsel "actually had an adverse effect on the
defense," id. at 693, 104 S.Ct. at 2067). The former component of
the test authorizes only "highly deferential" judicial scrutiny,
requiring the defendant to "overcome the presumption that, under
the circumstances, the challenged action 'might be considered
sound trial strategy.' " Id. at 689, 104 S.Ct. at 2065 (quoting
Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158, 164, 100 L.Ed.
83 (1955)). On the latter component, "[i]t is not enough for the
defendant to show that the errors had some conceivable effect on
the outcome of the proceeding"; rather, he must demonstrate a "reasonable
probability that, but for counsel's unprofessional errors, the
result of the proceeding would have been different." Id. at 693,
104 S.Ct. at 2067, 2068.
Much of
Anderson's argument to this Court consists of generalized
allegations about Cannon's reputation in the Harris County legal
community for incompetence in capital cases. With the aid of
supporting affidavits from other attorneys,
Anderson seeks to establish that Cannon habitually tries
capital cases in a perfunctory manner. Both prongs of the
Strickland test, however, require examination of the specific
conduct and decisions made by counsel in the particular case;
Anderson cannot establish that the
representation he received was constitutionally inadequate merely
from evidence about Cannon's reputation or conduct in other cases.
Anderson
also refers to a number of more specific asserted failures by
Cannon that we must assess under the Strickland guidelines.A.
Failure to object to prosecutor's equation of "deliberate" with "intentional"
during voir dire
Anderson
claims that Cannon erred in failing to object during voir dire to
the prosecutor's mischaracterizations of the term "deliberate" as
used in Special Issue 1. Anderson
contends that the prosecutor wrongly stated to the prospective
jurors that "intentional" and "deliberate" were synonymous, and
that Cannon not only failed to object or request a corrective
instruction from the court, but actually compounded the problem by
agreeing with the misstatements. This error was prejudicial, he
argues, because once the jury found him guilty of an intentional
killing, they felt compelled, without a meaningful reconsideration
of the evidence, to answer Special Issue 1 affirmatively.8
The voir dire transcripts,
however, reveal that the prosecutor said that there were no
official definitions for the terms used in the special issues, and
typically9
said that "deliberate" could be understood to mean "something
along the lines of willful." He also said that the evidence
adduced during the guilt/innocence phase to show that
Anderson intentionally killed Webster
would be the same evidence that would help the juror decide
whether Anderson acted deliberately. For
the last five empaneled jurors (Jurors Cole, Sebastian, Rieger,
Walker, and Figg), the prosecutor varied his formula somewhat,
saying that a common-sense definition of "deliberate" would be
something like willful or intentional. Cannon did not object or
return to the issue in his voir dire examination of these five
jurors. The allegation that Cannon agreed with the prosecutor's
statement is based on Cannon's statement to one juror regarding
Special Issue 3. Cannon stated that while he agreed with nearly
everything else that the prosecutor had said during voir dire, he
disagreed with the prosecutor's comments about Special Issue 3.
Although there might have been
room for an objection or clarification by Cannon in these five
instances, we cannot say that the failure to make such an
objection was either so deficient or so prejudicial as to approach
the standards of Strickland. The prosecutor did not actually
equate the standard of Special Issue 1 with the requisite mens rea
for murder. Strickland requires us to ask "whether there is a
reasonable probability that, absent the errors, the sentencer ...
would have concluded that the balance of aggravating and
mitigating circumstances did not warrant death." Strickland, 466
U.S. at 695, 104 S.Ct. at 2069.
In the present, we cannot find a
reasonable probability either that these five jurors were given an
erroneous view of the law by these passing remarks during voir
dire, or, even assuming they were given an erroneous view, that
without such a mistaken impression they would have concluded that
Anderson had not acted deliberately. The
question of deliberateness was hardly at issue in this case, in
which Anderson stabbed Webster fifteen
times; Cannon's closing argument to the jury in the sentencing
proceeding focused solely on Special Issue 3. See Landry v.
Lynaugh, 844 F.2d 1117, 1120 (5th Cir.1988), cert. denied, 488 U.S.
900, 109 S.Ct. 248, 102 L.Ed.2d 236 (1988).
B. Failure to object to improper
hypothetical questions during voir dire and to the prosecutor's
contention that self-defense was not a defense to a capital murder
charge
Anderson
contends that the prosecutor gave prospective jurors misleading
hypothetical examples, and that Cannon failed to object or correct
the jurors' resulting misunderstanding. The hypothetical examples
were efforts by the prosecutor to explain the purpose of Special
Issue 3. Because the voir dire to the first accepted juror--Juror
Connally, who became the foreman--is representative and is also
the subject of some particular challenges by
Anderson, it will be described in some detail.
The prosecutor posited for
Connally a situation in which the defendant went into a bank with
a loaded gun to rob it, and the teller pulled her own gun to
defend herself. The prosecutor explained that if the defendant
then shot and killed the teller, he would not be able to resist a
murder conviction by claiming self-defense, because he was
responsible for the teller's action. Special Issue 3, the
prosecutor explained, was the Legislature's attempt to deal with
that type of situation by giving the jury a way to express its
view that, although the defendant could not claim innocence by
relying on self-defense, the fact that he was in fear of being
killed himself when he acted might mitigate the appropriate
punishment.
After posing a second, similar
hypothetical case, the prosecutor then suggested that Special
Issue 3 might or might not come into play in situations such as
the first hypothetical illustration. Cannon immediately objected.
After being told to rephrase his "question," the prosecutor told
the juror that although Special Issue 3 would be given to the jury
any time the deceased did anything that could remotely be
considered provocation, and the fact that it was presented did not
mean that it was applicable. He suggested that "[a]ll somebody has
to do [to get Special Issue 3 included] is utter the magic word."
Cannon again immediately objected, stating that "[t]he Legislature
put it there and it is part of the law and deserves a serious
consideration." His objection was sustained.
When the prosecutor passed
Connally to Cannon, Cannon stated that he disagreed strenuously
with the prosecutor's comments about Special Issue 3. After
reiterating that the Legislature put Special Issue 3 there and
intended it to be taken seriously, Cannon engaged in the following
exchange with Connally:
"Q Can you conceive in your own
mind of a hypothetical case where that issue would definitely be
raised?
A No.
Q You cannot conceive of any
situation where number three would apply?
A No, sir. My feeling in this
would be that, first of all, the individual, as the act occurred,
it was one illegal act on top of another, and what right did he
have to take a life?
Q They are not saying there that
he had the right to take a life there.
A Was his actions unreasonable.
Q They are asking you in
response to the provocation, if any, by the deceased.
A That is like asking us if I
was a prisoner of war, would I try to escape.
Q Obviously, you would.
A You are right.
Q Let me put it this way, sir.
Let me give you a hypothetical, a little different from the
District Attorney's. By the way, I did understand you to say that
you could see in his hypothetical case, which was way far-fetched
that your response was reasonable, that the robber's response was
reasonable to the provocation. Did I understand that correct,
Captain?
A Based on the example that the
district attorney gave, certainly, the fact that he gave,
certainly."
Cannon then gave a hypothetical
case basically the same as the first one given by the prosecution,
i.e., the one about the bank robber, and asked Connally whether
the robber's response was reasonable. The State objected, and the
court overruled the objection. Connally then indicated that in
that situation he could probably come up with a "no" answer to
Special Issue 3. Cannon asked him if he could follow the law in
that respect, and he said that he felt sure that he could.10
After Connally, the prosecutor
settled into a routine of giving jurors a hypothetical case in
which a bank robber takes his wife and son with him to the bank,
leaves them behind in his haste to escape from the bank, and then
as he is leaving sees the bank teller about to kill his wife, and
turns and shoots the teller. In most instances the prosecutor
either implied that the answer to Special Issue 3 would be "no"
under those circumstances, or did not imply anything one way or
another. Cannon objected only once to the prosecutor's Special
Issue 3 discussion after Connally: when the prosecutor suggested
that if the evidence showed a reasonable response to provocation,
the jury had discretion to mitigate punishment.
Cannon's approach was simply to
ask the jurors whether they could envision a case in which they
would answer Special Issue 3 "no." If they said that they would
have difficulty envisioning such a case, he gave an example of
someone who robs a convenience store, and as he is leaving the
clerk draws a gun and begins firing on him, and the robber turns
around and kills the clerk. Through this process, seven of the
other eleven jurors expressly stated that they could envision a
case in which they would answer Special Issue 3 "no."
Anderson
makes several contentions regarding this voir dire activity. First,
he argues that the facts of the hypothetical cases did not even
constitute capital murder, but instead would more properly have
been classified as cases of negligent homicide or voluntary or
involuntary manslaughter. His point is evidently that the
hypothetical cases infected the guilt/innocence phase of the trial
by giving the jurors a misleadingly low understanding of the mens
rea required for murder. This argument is misplaced, because none
of the hypothetical cases involved accidental killings; in all of
them the accused pointed his gun at the defendant and pulled the
trigger with intent to kill. They would at least arguably have
been capital murder.11
Moreover, it is inconceivable that these examples, given during
voir dire to illustrate the operation of Special Issue 3, resulted
in any appreciable prejudice to Anderson
in the guilt/innocence phase of the trial. The jury was fully and
accurately instructed on the elements of capital murder at trial.
Anderson
also argues that Cannon permitted the prosecutor to tell jurors,
and indeed told jurors himself, that there was no such thing as
self-defense to capital murder. He argues that this
characterization ensured an affirmative answer to Special Issue 3,
regardless of the evidence. Although both the prosecutor and
Cannon made rather blanket statements to that effect, the
statements were made in the context of the hypothetical cases
discussed above, for which they were probably accurate.12
More important, they were intended to explain why Special Issue 3
exists and show that under certain circumstances it should be
answered negatively despite proof of capital murder.
Finally,
Anderson makes a somewhat separate argument regarding voir
dire. He contends that Cannon permitted the prosecutor to give a
legally erroneous explanation of Special Issue 2 that ensured an
affirmative answer. Specifically, Anderson
alleges that the prosecutor created the impression that such
innocuous conduct as stealing a paper clip or pinching a person
could satisfy Special Issue 2's reference to future "criminal acts
of violence." A statement representative of what the prosecutor
said in this respect is the following:
"Criminal acts of violence. If I went over and
stole the Court Reporter's machine, that would be violence towards
property. If I went over there and punched her,13
that would be a criminal act of violence toward person. And there
are varying degrees from punching someone to murder or stealing a
paper clip to stealing someone's automobile or Rolls Royce."
Again, it is simply not
plausible that Anderson was in any way
prejudiced by any misstatement of law contained in these comments.
Anderson admitted to having killed
Webster in brutal fashion, and it is inconceivable that the jury
answered Special Issue 2 affirmatively based on a belief that
Anderson was a threat to commit petty
crimes against property in the future.
C. Failure to request a charge on voluntary
manslaughter, temporary insanity, or legality of the initial stop
Anderson
contends that Cannon rendered ineffective assistance by failing to
request jury instructions on three theories, which he argues were
presented by the evidence.
On the first theory--voluntary
manslaughter--the State responds that Anderson's
own account of events refutes the suggestion that a rational trier
of fact could have convicted him of voluntary manslaughter.14
Voluntary manslaughter is murder committed "under the immediate
influence of sudden passion arising from an adequate cause."
Tex.Penal Code Ann. Sec. 19.04(a) (Vernon 1989) (emphasis added).
However, when Webster first committed the acts now questionably
alleged to constitute adequate cause--accusing
Anderson of rape and threatening to send him to prison--Anderson
calmed himself sufficiently to persuade Webster to leave with him
and to drive to the building where he was staying.
We agree with the State that in
all likelihood under these facts Cannon could not even have gotten
the issue of voluntary manslaughter submitted to the jury had he
requested such an instruction. See, e.g., Cantu v. Collins, 967
F.2d 1006, 1014 (5th Cir.1992), cert. denied, --- U.S. ----, 113
S.Ct. 3045, 125 L.Ed.2d 730 (1993); Luck v. State, 588 S.W.2d 371,
375 (Tex.Crim.App.1979), cert. denied, 446 U.S. 944, 100 S.Ct.
2171, 64 L.Ed.2d 799 (1980); Harris v. State, 784 S.W.2d 5, 10 (Tex.Crim.App.1989),
cert. denied, 494 U.S. 1090, 110 S.Ct. 1837, 108 L.Ed.2d 966
(1990).15
However, even assuming he could
have gotten an instruction, Anderson has
not shown that Cannon's representation was deficient under
Strickland. The State furnished to the state habeas court an
affidavit from Cannon dated February 24, 1987, stating that he had
not pursued the voluntary manslaughter defense because he thought
it would strain the defense's credibility, making the jury likely
to respond negatively in the punishment phase and jeopardize what
he regarded as his primary avenue of defense, viz., that the State
had failed to prove the underlying robbery necessary for a capital
murder conviction. Based on this affidavit and on Cannon's
testimony at the hearing, the state court found that "[d]efense
counsel's failure to request a charge on the lesser included
offense of voluntary manslaughter was a conscious decision based
on trial strategy." Absent one of the eight statutorily designated
exceptions--none of which are alleged here--factual determinations
by the state court are entitled to a presumption of correctness.
28 U.S.C. Sec. 2254(d); Burden v. Zant, 498 U.S. 433, 435-36, 111
S.Ct. 862, 864, 112 L.Ed.2d 962 (1991) (per curiam).
Anderson has not made an adequate showing
to overcome this presumption, and under the principles of
Strickland we will not second-guess this aspect of Cannon's trial
strategy.16
The second theory on which
Anderson claims Cannon should have sought
an instruction--temporary insanity--is not raised by the evidence
in the case. Anderson cites his testimony
at trial that when he went to the lounge where Webster worked "my
intention was to go in and have a couple of drinks," and evidence
that empty beer bottles were in his truck when he was arrested.
See also note 5, supra. This testimony does not even remotely form
the predicate for a temporary insanity instruction or establish
incompetence of counsel in failing to request one.
On the third theory--legality of
the highway stop by Stone--Cannon did indeed challenge the initial
stop at trial. Stone's testimony was initially given out of the
jury's presence. Cannon then argued to the court that Stone had
lacked probable cause for the stop because he had not observed
Anderson committing any traffic violation,
and that therefore the evidence found in the back of
Anderson's truck was inadmissible. The
trial judge overruled Cannon's objection. This issue was among
those raised by Cannon on direct appeal and rejected by the Court
of Criminal Appeals. See Anderson, 701
S.W.2d at 873. Having had his objection overruled by the trial
court and having preserved the point for appeal, it is not clear
what type of jury instruction Cannon could have sought, or how the
legality of the initial stop could have been further challenged.
D. Failure to investigate and present
various types of evidence
Anderson
contends that Cannon failed to develop various types of evidence
that would have been valuable to his defense, including (1) expert
evidence of Anderson's typically
nonviolent temperament, raising the inference that Webster's
killing was performed under the influence of a sudden passion or
temporary insanity, (2) Anderson's
exemplary behavior in prison, (3) character evidence from
relatives to be presented during the sentencing phase, (4)
evidence from patrons of Webster's club corroborating her
reputation for assaultive conduct and involvement in drug
activities, (5) evidence of Anderson's
and Webster's business and sexual relationship, and (6) evidence
of Anderson's family history and
emotional disturbance.
Most of these matters were
addressed in the state habeas hearing. Cannon testified, for
instance, that he had Anderson examined
by an independent psychiatrist to assess his sanity and ability to
testify. This psychiatrist testified at the hearing that he
diagnosed Anderson as having a
sociopathic personality, and that he told Cannon that psychiatric
expert testimony would not assist Anderson's
defense in any way. Upon being appointed by the court, Cannon sent
Anderson a form letter asking for the
names of any witnesses that might be helpful.
In his affidavit and oral
testimony, Cannon testified that despite
Anderson's failure to provide any names, Cannon contacted
Anderson's mother as a potential
character witness, but elected not to use her after she told him
that she regarded her son's trial as the Lord's vengeance. The
habeas court accepted Cannon's testimony that he did not regard it
as worthwhile to try to contact Anderson's
father as a character witness, since except for one short visit
Anderson had not seen him in over fifteen
years.
The court also found that Cannon
concluded that testimony from Anderson's
uncle and cousin would not help the defense strategy, since
according to the prosecutor's file both were cooperating with the
police. Although Anderson included as an
exhibit to his federal habeas petition a form signed by his uncle
indicating that he would be glad to appear as a character witness
for Anderson, the form does not indicate
in any way the substance of the testimony and provides no basis
for concluding that Anderson was
prejudiced by its absence. Without a description of the subject
matter of the potential testimony, Anderson
has not raised a cognizable claim under Strickland. See Alexander
v. McCotter, 775 F.2d 595, 602-03 (5th Cir.1985).
Likewise, for the issues that
are not addressed by the state habeas court's findings,
Anderson again makes only brief and
conclusory allegations that Cannon's representation was deficient
because of his failure to investigate and develop useful evidence.
Typically, he does not specify what this investigation would have
divulged or why it would have been likely to make any difference
in his trial or sentencing (e.g., "Mr. Cannon failed to
investigate, develop and present evidence of the decedent's
business relationship with the drug suppliers."). As the Seventh
Circuit recently noted, without a specific, affirmative showing of
what the missing evidence or testimony would have been, "a habeas
court cannot even begin to apply Strickland 's standards" because
"it is very difficult to assess whether counsel's performance was
deficient, and nearly impossible to determine whether the
petitioner was prejudiced by any deficiencies in counsel's
performance." United States ex rel. Partee v. Lane, 926 F.2d 694,
701 (7th Cir.1991), cert. denied, --- U.S. ----, 112 S.Ct. 1230,
117 L.Ed.2d 464 (1992). The evidence about which
Anderson gives the most detailed description is his
participation in a work program for death row inmates beginning in
1984. Because this evidence relates to conduct after the trial,
Cannon cannot be deemed delinquent for failing to investigate and
present it for mitigation in sentencing.
Cannon is also alleged to have
seriously erred in permitting Anderson to
testify, because it allowed the introduction of the fact that he
had previously been convicted of robbery and kidnapping in
Arkansas, thus buttressing the State's robbery case. (Cannon
inquired about these convictions in Anderson's
direct examination to prevent them from being elicited for the
first time by the State on cross-examination.)
The state habeas court found
that Cannon fully explained to Anderson
the advantages and disadvantages of testifying, and that
Anderson himself made the decision to
testify. Given the heavy reliance that the defense was placing on
Webster's behavior toward Anderson on the
night of her death, we cannot say that this was an unreasonable
trial strategy. Anderson's testimony was
the only way to introduce evidence of Webster's alleged attempt to
blackmail him with a false charge of rape, on which the defense
hinged its hopes for a negative answer to Special Issue 3.
III. Constitutionality of the Texas Capital
Murder Statute
Anderson
finally mounts a challenge to the constitutionality of the
Tex.Penal Code Ann. Sec. 19.03(a)(2), which states that a person
commits capital murder if he "intentionally commits the murder in
the course of committing or attempting to commit kidnapping,
burglary, robbery, aggravated sexual assault, or arson."
Anderson contends that the failure to
define the phrase "in the course of committing ... robbery"
renders the provision unconstitutionally vague. He relies on
Walton v. Arizona, 497 U.S. 639, 110 S.Ct. 3047, 111 L.Ed.2d 511
(1990), for the proposition that such vagueness is impermissible
as an aggravating circumstance used to impose a death sentence,
unless courts apply a limiting construction.
Anderson's
argument, or one close to it, appears to have been rejected by
this Court in Fierro v. Lynaugh, 879 F.2d 1276, 1278 (5th
Cir.1989), cert. denied, 494 U.S. 1060, 110 S.Ct. 1537, 108 L.Ed.2d
776 (1990). However, because Anderson
relies on the subsequent Walton decision, and in order to cover
any possible difference between Anderson's
contention and the one rejected in Fierro, we will consider his
argument.
In Walton, the Supreme Court
confronted the Arizona sentencing scheme, which requires a
sentencing determination by the court alone after a capital murder
conviction. The court is to decide the existence or nonexistence
of various aggravating and mitigating circumstances, including
whether the offense was especially heinous, cruel, or depraved.
The defendant claimed that the sentencer's discretion was not
channeled as required by the Eighth and Fourteenth Amendments,
relying on Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct. 1853,
100 L.Ed.2d 372 (1988), and Godfrey v. Georgia, 446 U.S. 420, 100
S.Ct. 1759, 64 L.Ed.2d 398 (1980), in which the Court had declared
similarly broad factors invalid. The Court found the Arizona
situation distinguishable, because sentencing was by the trial
judge, who could be presumed to know the law, rather than by a
jury that was given only the bare statutory language, and because
the appellate courts could make independent determinations of
whether such an aggravating circumstance was met. Id. 497 U.S. at
653, 110 S.Ct. at 3057.
The phrase "in the course of
committing ... robbery" is, of course, not technically an "aggravating
circumstance," but rather an element of the substantive offense.
However, this distinction is perhaps not constitutionally
significant in light of the Supreme Court's statements that
designating aggravating circumstances and restricting the
categories of murder for which death may be imposed serve, in the
statutes of different states, the equivalent function of narrowing
the class of persons eligible for the death penalty. See
Lowenfield v. Phelps, 484 U.S. 231, 243-45, 108 S.Ct. 546, 554-55,
98 L.Ed.2d 568 (1988). The Supreme Court relied on this narrowing
at the guilt/innocence phase in upholding the Texas capital
sentencing scheme. See Jurek v. Texas, 428 U.S. 262, 269-71, 96
S.Ct. 2950, 2955-56, 49 L.Ed.2d 929 (1976) (plurality opinion).
The most important distinction
between this case and Walton (or, more accurately, between this
case and Maynard and Godfrey ) is that both the nature of the
phrase and the practice of Texas courts prevent the jury from
being given unbridled discretion. Whereas in Godfrey the Georgia
Supreme Court had affirmed a death sentence based on no more than
a finding that the offense was "outrageously or wantonly vile,
horrible or inhuman," and, in the words of the United States
Supreme Court, there was "no principled way to distinguish this
case, in which the death penalty was imposed, from the many cases
in which it was not," Godfrey, 446 U.S. at 434, 100 S.Ct. at 1767,
there are principled ways to distinguish applications of section
19.03(a)(2).
To a much greater degree than
words such as "outrageous," "wanton," "vile," or "inhuman," the
phrase "in the course of committing ... robbery" is grounded in
the objective proof of the particular case; it does not appeal to
the sensibilities of the jurors or invite imposition of a
subjective standard. A robbery, as defined in the statute, must
have been committed or attempted, and the murder must have had
some temporal proximity and factual connection to the robbery. The
only real room for uncertainty is how far one can expand the
temporal proximity if the logical connection exists. For instance,
could the killing of someone who locates the hiding bank robbers
three days after the event be so considered?
This is the sort of question
that might (at a stretch) be left open on the face of section
19.03(a)(2) alone. However, questions like this are ones that can
readily be, and in fact have been, resolved by judicial
construction17
or by definitions elsewhere in the Penal Code, and thereafter
applied in a manner leaving very little discretion. Section
29.01(1) defines "In the course of committing theft" to mean "conduct
that occurs in an attempt to commit, during the commission, or in
immediate flight after the attempt or commission of theft." The
Texas Court of Criminal Appeals has deemed this definition
applicable to section 19.03(a)(2) as well, Riles v. State, 595 S.W.2d
858, 862 (Tex.Crim.App.1980), and Anderson's
jury was given this definition word-for-word. So defined, section
19.03(a)(2) entails even less discretion and bears little
resemblance at all to the statutes at issue in Maynard and Godfrey.
We therefore hold that Anderson's
constitutional challenge is without merit.
Conclusion
All of
Anderson's contentions are unavailing, and we affirm the
judgment of the district court denying habeas relief.18
At the time of Anderson's
offense, the Texas capital sentencing statute required the court
to sentence the defendant to death if the jury returned
affirmative findings on each of the following issues:
"(1) whether the conduct of the defendant that
caused the death of the deceased was committed deliberately and
with the reasonable expectation that the death of the deceased or
another would result;
(2) whether there is a probability that the
defendant would commit criminal acts of violence that would
constitute a continuing threat to society; and
(3) if raised by the evidence, whether the
conduct of the defendant in killing the deceased was unreasonable
in response to the provocation, if any, by the deceased." Tex.Code
Crim.Proc.Ann. art. 37.071(b) (Vernon 1981).
Although the Court of Criminal Appeals' April
24 order denying habeas relief states that the state district
court entered an order "finding no controverted, previously
unresolved facts material to this cause, and recommending that all
relief be denied," the record reflects that Judge Walker of the
185th Judicial District of Harris County signed and adopted the
State's proposed findings of fact and conclusions of law on April
3
Specifically, his brief points out that his
father was an alcoholic and schizophrenic man who was
institutionalized, and that his maternal grandfather, who acted as
a parent for Anderson, died before his
eyes when he was twelve years old. Anderson
was raised, the brief notes, by a "religiously fanatic"
grandmother who administered corporal punishment and provided no
emotional support. The brief points out that
Anderson's adolescence was spent in a reform school where
he was subjected to physical and sexual abuse, and where he became
addicted to drugs and alcohol
Although a Penry-type claim was included in
Anderson's first state application for a
writ of habeas corpus, it was not in his amended application and
thus was not addressed by the state district court in its order
denying habeas relief
Nor was any Penry claim submitted or addressed
on direct appeal.
In a memorandum filed long after oral argument
addressing Johnson v. Texas, --- U.S. ----, 113 S.Ct. 2658, 125
L.Ed.2d 290 (1993), Anderson asserts that
the record does contain evidence of his intoxication and that this
presents a Penry claim. We reject this contention for several
reasons. First, it was not raised in either
Anderson's original brief or in his reply brief (or even in
oral argument) in this Court, and is hence waived. See, e.g., FDIC
v. Texarkana Nat. Bank, 874 F.2d 264, 271 (5th Cir.1989); Unida v.
Levi Strauss & Co., 986 F.2d 970, 976 n. 4 (5th Cir.1993). Further,
evidence of intoxication may be considered as favorable to a
negative answer to both the first and the second punishment
special issues, and hence is not Penry evidence. See Nethery v.
Collins, 993 F.2d 1154, 1161 (5th Cir.1993); James v. Collins, 987
F.2d 1116, 1121 (5th Cir.1993); Cordova v. Collins, 953 F.2d 167,
170 (5th Cir.1992), cert. denied, --- U.S. ----, 112 S.Ct. 959,
117 L.Ed.2d 125 (1992). Moreover, there is no evidence that
Anderson was intoxicated at the time of
the offense, only his testimony that he went to the lounge to have
a couple of drinks before asking Webster for the money, that he
ordered "the drink" when he initially entered the lounge and had a
beer after Webster closed the lounge, and the testimony of an
officer, outside the presence of the jury, that he smelled alcohol
on Anderson's breath when he was arrested.
There was also evidence that empty beer bottles were in
Anderson's truck when he was arrested,
but no evidence of when they had been emptied or by whom. See Drew
v. Collins, 964 F.2d 411, 420 (5th Cir.1992), cert. denied, ---
U.S. ----, 113 S.Ct. 3044, 125 L.Ed.2d 730 (1993). In Jurek v.
Texas, 428 U.S. 262, 266-68, 96 S.Ct. 2950, 2954, 49 L.Ed.2d 929
(1976), the Court noted that the evidence established that the
defendant "had been drinking beer in the afternoon" of the offense
(the opinion of the Texas Court of Criminal Appeals says the
defendant committed the offense "after spending the late afternoon
drinking beer," Jurek v. State, 522 S.W.2d 934, 937 (Tex.Crim.App.1975))
We note that the Texas Court of Criminal
Appeals has also distinguished a petitioner's failure to present
evidence at trial from a mere failure to request an instruction,
suggesting that the Selvage holding may not encompass the former
situation. See Ex parte Goodman, 816 S.W.2d 383, 386 n. 6 (Tex.Crim.App.1991);
Ex parte Ellis, 810 S.W.2d 208, 212 n. 6 (Tex.Crim.App.1991); see
also Cordova v. Collins, 953 F.2d 167, 174-75 (5th Cir.1992)
We do not suggest that, had the circumstances
to which Anderson refers been shown by
evidence at trial, this would have required a Penry-type
instruction, or that the failure to give such an instruction would
not be a new rule for purposes of Teague v. Lane, 489 U.S. 288,
109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). See Graham v. Collins, ---
U.S. ----, 113 S.Ct. 892, 122 L.Ed.2d 260 (1993); Johnson v.
Texas, --- U.S. ----, 113 S.Ct. 2658, 125 L.Ed.2d 290 (1993)
"A capital venireman who cannot distinguish
between an 'intentional' and a 'deliberate' killing has
demonstrated an impairment in his ability meaningfully to
reconsider guilt evidence in the particular context of special
issue one. Absent rehabilitation, that venireman should be excused
upon challenge for cause." Martinez v. State, 763 S.W.2d 413, 419
(Tex.Crim.App.1988).
Voir dire examination was conducted with each
prospective juror individually, out of the presence of the other
members of the venire panel. Therefore, any alleged misstatement
by the prosecutor during voir dire would have affected only that
particular venireman, and could be prejudicial only if he or she
was in fact chosen for the jury
Anderson charges that
Cannon erred in accepting the seating of Connally despite
Connally's view that he could not conceive of any situation in
which Special Issue 3 would apply. As the above summary indicates,
if Connally did say that initially (and it is not entirely clear
that he did), he ultimately retreated from that position
We therefore also reject his related argument
that the voir dire illustrations prejudiced him in the sentencing
phase by creating the impression that Special Issue 3 could be
answered "no" only in circumstances that were not even capital
murder
See Harris v. State, 784 S.W.2d 5, 10 (Tex.Crim.App.1989)
(capital murder defendant was not entitled to instruction on
voluntary manslaughter based on his efforts to defend himself from
the deceased where the defendant initiated the entire criminal
episode by breaking into the deceased's house and attempting to
kidnap his girlfriend), cert. denied, 494 U.S. 1090, 110 S.Ct.
1837, 108 L.Ed.2d 966 (1990)
The jury was charged on the offense of murder,
so the due process concerns in putting the defendant in a position
where the jury can only convict of capital murder or acquit
altogether, see Beck v. Alabama, 447 U.S. 625, 100 S.Ct. 2382, 65
L.Ed.2d 392 (1980), are not present here. Montoya v. Collins, 955
F.2d 279, 285 (5th Cir.), cert. denied, --- U.S. ----, 113 S.Ct.
820, 121 L.Ed.2d 692 (1992)
Anderson's reliance on
Hernandez v. State, 742 S.W.2d 841, 843 (Tex.App.--Corpus Christi
1987, no petition), is misplaced, as that case deals with
involuntary manslaughter
As previously observed (note 14, supra ), a
charge was given on the lesser included offense of murder. We note
that the Texas courts have consistently held that it is not error
to fail to charge on a lesser included offense where no request
for such a charge is made. See, e.g., Boles v. State, 598 S.W.2d
274, 278 (Tex.Crim.App.1980); Hanner v. State, 572 S.W.2d 702, 707
(Tex.Crim.App.1978), cert. denied, 440 U.S. 961, 99 S.Ct. 1504, 59
L.Ed.2d 774 (1979); Green v. State, 533 S.W.2d 769, 771 (Tex.Crim.App.1976);
Lerma v. State, 632 S.W.2d 893, 895 (Tex.App.--Corpus Christi
1982, pet. ref'd). Hence, it could not be ineffective assistance
of counsel on appeal to fail to complain of the absence of an
instruction on the lesser offense of voluntary manslaughter (even
had that been raised by the evidence) as no request for an
instruction on voluntary manslaughter had been made at trial
It was critical to the Court's decisions in
Godfrey and Maynard that, even if the statutory terms could have
been subjected to a limiting definition (e.g., by looking to more
objective factors, such as the use of torture, defined as serious
physical abuse of the victim before death, see Godfrey, 446 U.S.
at 430-31, 100 S.Ct. at 1766), the highest courts of the two
states had not done so. Walton, 497 U.S. at 653, 110 S.Ct. at 3057
While we now seriously doubt that
Anderson has even made the requisite
showing for a certificate of probable cause, see Black v. Collins,
962 F.2d 394, 398 (5th Cir.), cert. denied, --- U.S. ----, 112
S.Ct. 2983, 119 L.Ed.2d 601 (1992), the case has been fully
briefed and orally argued on the merits in this Court, and so we
elect to grant the certificate of probable cause as its denial now
would serve no good purpose
We deny Anderson's
motion for stay of execution as well as his motion for oral
argument thereon.