719 F.2d 1247
James David AUTRY, Petitioner-Appellant,
v.
W.J. ESTELLE, Jr., Director, Texas Department of
Corrections, Respondent-Appellee.
No. 83-2597.
United States Court of Appeals, Fifth Circuit.
Oct. 4, 1983.
BY THE COURT:
In June, 1983 we affirmed the
district court's denial of James David Autry's Petition for Writ
of Habeas Corpus. Autry v. Estelle, 706 F.2d 1394 (5th
Cir.1983).
On October 3, 1983, the United
States Supreme Court denied Autry's request for stay of
execution pending review of his first petition. Autry has since
filed a successive petition for writ of habeas corpus in the
state courts of Texas and the United States District Court. In
this successive petition Autry raises three new grounds:
1. Petitioner's Sixth
Amendment right to effective assistance of counsel was violated
by the failure of Petitioner's attorney to present any evidence
in mitigation of punishment at the punishment proceeding;
2. The Texas death penalty
procedures violate the Eighth Amendment in that they preclude
the jury's consideration of issues and evidence pertinent to the
mitigation of Petitioner's punishment;
3. The Texas Court of Criminal
Appeals failed to conduct a proportionality review of
Petitioner's sentence to insure that the sentence is not
disproportionate [sic] to sentences imposed in similar cases
thereby violating Petitioner's Eighth Amendment rights.
This morning, October 4, 1983,
the district court conducted an evidentiary hearing. It then
denied the petition, filing a four page written Order. The
district court specifically rejected the claim that Charles
Carver was ineffective in his representation at the punishment
phase of the proceedings. Autry had contended that his counsel
failed to interview witnesses and to properly prepare them for
the sentencing hearing.
The district court took
evidence and specifically rejected these assertions finding that
Autry's mother was present but that Autry had refused to permit
his mother to testify. He also found that Autry had told his
counsel that he would ask the jury for the death penalty if he
testified. The district court recited his familiarity with
defense counsel whom he described as "well known to this court
as an able and competent criminal defense lawyer." He noted that
he had reviewed the transcript in its entirety and had observed
Carver's skill and believed that he was "as effective as the
facts would permit."
The district court rejected
Autry's claim that the Texas death penalty scheme fails
constitutional muster for the lack of a proportionality review.
The district court noted that in Jurek v. Texas, 428 U.S. 262,
276, 96 S.Ct. 2950, 2958, 49 L.Ed.2d 929, 941 (1976), the
Supreme Court found the Texas death penalty system to provide "even
handed, rational and consistent imposition of death sentences."
The district court then rejected the contention that the Texas
death penalty procedures precluded jury consideration of factors
relevant to mitigation of punishment.
Only hours before the
scheduled execution Petitioner comes to this court with an oral
motion for a certificate of probable cause and stay pending
appeal. We note at the outset that the district court not only
denied the habeas petition but also denied a stay of execution
and refused to grant a certificate of probable cause. We face
then at the outset the question of Autry's present entitlement
to that certificate. "[A] certificate of probable cause requires
petitioner to make a 'substantial showing of a denial of [a]
federal right.' " Barefoot v. Estelle, --- U.S. ----, ----, 103
S.Ct. 3383, 3394, 77 L.Ed.2d 1090, 1104 (1983).
The Barefoot Court explained
"he must demonstrate that the issues are debatable among jurists
of reason; that a court could resolve the issues [in a different
manner]; or that the questions are 'adequate to deserve
encouragement to proceed further.' " The Court also noted that
second and successive petitions "present a different issue" and
that "the granting of a stay should reflect the presence of
substantial grounds upon which relief might be granted." We turn
now to the three asserted constitutional deprivations.
The claim of ineffective
assistance of counsel is rooted in questions of fact. An
evidentiary hearing has been held and facts have been found
against Autry. Autry's claim of ineffective assistance of
counsel was relatively specific. It asserted "petitioner was
deprived of the effective assistance of counsel at the
sentencing phase of his capital trial."
The essence of Autry's present
attack is not upon a perceived lack of evidence to support the
findings, but instead is that the hearing which he requested by
a "Petition for Stay of Execution and Writ of Habeas Corpus" was
inadequate for failure to give sufficient opportunity to secure
witnesses.
The record is plain, however,
that Petitioner's new counsel was obtaining affidavits aimed at
the assertion of ineffective assistance of counsel as early as
September 19, 1983 even while the case was before the Supreme
Court on a request for stay pending certiorari. That is, while a
stay was being sought from the Supreme Court, counsel, without
informing that court of their "recent discovery," was preparing
for the successive writ. Indeed new counsel discussed with old
counsel the prospects of his testimony and whether he would "avoid"
a state subpoena but never requested the presence of Autry. The
state had its witnesses present but Autry's counsel did not.
Barefoot counselled:
Even where it cannot be concluded that a
petition should be dismissed under Rule 9(b), it would be proper
for the district court to expedite consideration of the petition.
--- U.S. at ----, 103 S.Ct. at
3395, 77 L.Ed.2d at 1105.
New counsel for Autry was as
fully familiar with this propriety as he was with the fact that
the state intended to attend the expedited hearing and put on
oral proof from old counsel. No suggestion was made that the
witnesses Autry says he would have called were not available
within the time frame between the taking of their affidavits and
this hearing date.
On this record, counsel's
failure to present oral testimony at the evidentiary hearing can
only be viewed as a tactical decision. This expedited hearing
was proper under Barefoot given these facts. The trial court's
findings based on that hearing are not clearly erroneous. The
trial court did not err in denying the claim of ineffective
assistance of counsel on its merits.
This timing of presentation is
also an abuse of the Great Writ. See Rule 9(b) 28 U.S.C. Sec.
2254. Even if
we credit Autry's affidavit we are persuaded that the failure to
earlier assert the claim of ineffective assistance of counsel
was an abuse of the writ. Autry needed no legal education to be
aware that he was not adequately represented at the sentencing
hearing. His claim that his lawyer did nothing was hardly lost
on him.
The suggestion that he would
not charge his then counsel with inadequacy is belied by this
very petition. In sum, Autry was aware of this claim but did not
raise it until the last minute. Even then his new counsel held
this claim in his pocket until he was sure that the stay being
sought from the Supreme Court on other grounds was denied.
We reject Autry's claim that
the Texas death penalty statute is unconstitutional in that it
precludes a jury consideration of issues pertinent to punishment.
This claim was available to Autry throughout the time from his
conviction until now but he failed to assert it at the state
trial court on direct appeal or through the entire first habeas
trip. He makes no claim that his counsel was inadequate in this
regard. He offers no other explanation for failure to raise it.
Regardless the Supreme Court
upheld the present Texas scheme in Jurek v. Texas, 428 U.S. 262,
96 S.Ct. 2950, 49 L.Ed.2d 929 (1976) and we apply here that
holding. We are aware of Hovila v. State, 562 S.W.2d 243 (Tex.Cr.App.1978)
cert. denied, 439 U.S. 1135, 99 S.Ct. 1058, 59 L.Ed.2d 97 (1979)
in which the Texas court arguably circumscribed the permissible
evidence in death penalty cases and that some commentators raise
similar questions. But if counsel's construction be accepted
that five year old decision makes all the more inexplicable the
failure to earlier raise the question.
We do not suggest agreement
with this claim and need not decide the question. The system in
no way, by Autry's own claim, prevented his presentation of
mitigating evidence. Autry's claim is that his lawyer failed to
offer the evidence. His lawyer testified that Autry would not
allow it. That factual dispute has been resolved against him.
Autry urges that we should
stay his execution pending the decision of the Supreme Court in
Pulley v. Harris. He asserts that the court granted certiorari
to determine whether proportionality review is constitutionally
required and if so "what is the constitutionally required focus,
scope and procedural structure of such review." See Harris v.
Pulley, 692 F.2d 1189 (9th Cir.1982), cert. granted, --- U.S.
----, 103 S.Ct. 1425, 75 L.Ed.2d 787 (1983). We note that a
similar claim was raised in opposition to dissolve a stay in
Alabama v. Evans, --- U.S. ----, 103 S.Ct. 1736, 75 L.Ed.2d 806
(1983), but the court declined to halt the execution.
We are persuaded that the
Texas system is not so deficient. Its narrowing selection of
capital offenses, coupled with the required jury finding in the
sentencing phase of future dangerousness, effectively creates a
proportionality screen. Given the Supreme Court endorsement in
Jurek, its refusal to halt execution in Evans and the structure
of Texas procedure we cannot find that this issue meets the test
for a certificate of probable cause.
Nor are we persuaded that the
state's claim of writ abuse is without merit here. We do not
choose to rest on this ground but note that Harris v. Pulley was
decided by the Ninth Circuit prior to Autry's first habeas trip.
Moreover, review was granted by the Supreme Court before that
habeas petition was argued before this panel earlier this year.
It was never mentioned.
We would not deny the
requested certificate and stay on grounds of a technical ring.
Abuse of the Great Writ is not of that genre. Even so this
doctrine has a final escape valve. We could reach through to
prevent injustice--if we found it. But we do not. We are
painfully aware of the little time we have--but point out that
this time pressure is a creature of Autry's delay.
We remind that we will set
aside the solemn judgment of a state criminal conviction only
when errors of constitutional magnitude are present for our
review. We have found none here. Our function is limited. We are
not the primary source of review and we can not allow our
processes to be manipulated to make us so.
Petitioner's oral motions for
a certificate of probable cause and a stay of execution are
denied.