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Joseph
Martin BARNES
BARNES v. THE STATE.
S97P2069.
(269 Ga. 345)
(496 SE2d 674)
(1998)
SEARS, Justice.
Murder. Newton Superior Court. Before Judge Sorrells.
Joseph Martin Barnes was convicted of malice
murder, felony murder, and armed robbery.
1 The jury recommended a death sentence for the murder,
finding as a statutory aggravating circumstance that the murder was
committed during the commission of an armed robbery. On appeal, we
find that the trial court improperly restricted the scope of
mitigating evidence presented to the jury in the sentencing phase
and, therefore, we reverse the death sentence and remand for a new
sentencing trial. We affirm Barnes' convictions.
Barnes, 22 years old at the time of the killing,
claimed self-defense. The evidence showed that the victim was a 57-year-old
man named Prentiss Wells. Mr. Wells was, according to Barnes, "elderly"
and "mentally slow," and others testified that he was slightly
disabled due to a previous stroke.
Wells bought a flea market stall several months
before his death, and he often purchased used items that he intended
to later sell. He frequently carried a large amount of cash with him.
Barnes and his co-defendant, Tim Brown, met Wells about a month
before his death, and assisted him with errands on several occasions.
Barnes and Brown noticed the cash that Wells often carried, and they
talked about robbing him. On February 12, 1992, they went to a pawn
shop where Brown bought a shotgun and Barnes bought a Davis
Industries .380 pistol.
The next day, Wells went with Barnes and Brown in
Brown's pickup truck. The two men moved a piano for Wells and later
took him to look at an old truck that he was thinking about buying.
Wells had $5,800 in cash on him -- Barnes and Brown saw it "hanging
out of his pocket." When they were driving on a dirt road, Barnes,
who was sitting in the middle of the front seat, told Wells, who was
sitting to Barnes' right, that he wanted his money. Wells resisted
and a physical altercation erupted. Brown stopped the truck, and
Barnes and Wells exited the passenger side and continued fighting.
Barnes testified that he was mostly warding off Wells' blows and
only hitting back to make Wells stop.
The medical examiner testified, however, that
Wells had 12 impact blows on the left side of his head and face,
several centered around a star or diamond shaped laceration possibly
caused by a ring or a gun barrel. One of the lacerations penetrated
all the way through the scalp to Wells' skull. Barnes testified that
he was right handed and wore a ring on his right hand that was sharp.
Barnes also conceded that after the fight he was not bleeding, had
no visible injuries, and had cleaned Wells' blood off of the
passenger window of Brown's truck.
Barnes testified that during the fight Wells
reached into his pocket and Barnes, fearing that Wells had a gun,
grabbed his gun (already loaded and ready to fire), and shot Wells.
The medical examiner testified that Wells was shot twice in the left
side of the torso. The crime scene analysis showed that Wells turned
and staggered about 40 feet before collapsing face down. The medical
examiner further testified that a third, fatal shot was a contact
shot -- Barnes had run up behind Wells, either when he was
staggering or when he was lying face down, and pressed the barrel of
the gun against the back of his head as he fired. It is not disputed
that Wells was unarmed.
Barnes took the cash from Wells' body and
returned to the pickup truck. He told Brown, who later testified
that he had not seen the shots fired because he had "froze up," that
"we're both involved in this." The two men drove to Brown's trailer,
picked up Brown's wife, Tonya, and fled to North Carolina. Before
they left Georgia, they stopped at a Red Lobster for dinner and at a
pawn shop where Barnes bought a Bersa .380 pistol. They paid for the
dinner and the gun with the cash Barnes had taken from Wells. Tonya
Brown rented an apartment in North Carolina and the two men stayed
there for almost a week until the police arrived and arrested Tim
Brown. The murder weapon, the Davis Industries .380 licensed to
Barnes, was found in Brown's truck.
The police arrested Barnes in Young Harris,
Georgia, where he had gone to visit a relative. He had the Bersa
.380 pistol loaded and ready to fire in his coat pocket. In an
interview with police, Barnes volunteered that he had shot Wells in
self-defense. At trial he also stated that there was no specific
plan to rob Wells, the money having been taken as an afterthought,
but conceded that they had talked about robbing him before the day
of the killing. Brown pled guilty to felony murder and testified for
the state at Barnes' trial.
1. Viewed most favorably to the verdict, we
determine that the evidence introduced at trial was sufficient to
enable a rational trier of fact to find beyond a reasonable doubt
that Barnes was guilty of the crimes for which he was convicted.
2. Barnes claims that the trial court erred by
not transferring venue due to prejudicial pretrial publicity. A
trial court must order a change of venue in a death penalty case
when a defendant can make a "substantive showing of the likelihood
of prejudice by reason of extensive publicity." To justify a change
of venue, a defendant must show that the trial setting was
inherently prejudicial as a result of pretrial publicity or show
actual bias on the part of individual jurors.
In order to determine if the trial setting was
inherently prejudicial, appellate courts will consider the size of
the community, the extent of media coverage, and the nature of the
media coverage, especially if the coverage was inaccurate or
inflammatory. Newton County, according to Barnes' brief, has a
population of 41,080. There were only eight articles published in
three separate local newspapers about the murder and the upcoming
trial of Barnes. Three of the articles were published in February
and March 1992, fifteen months before trial, and dealt with the fact
that a murder had taken place, that the victim was a former minister,
and that Barnes and Brown had been arrested for the crime. Two later
articles were summary articles listing pending murder trials, and
the Barnes trial was only one of several cases mentioned. Barnes
complains the most about an article that appeared in the Covington
News a week before trial where the DA said that the Barnes trial was
a "serious case," that his office was seeking the death penalty, and
that the co-defendant had pled guilty and would testify. The DA also
said that Barnes was the "triggerman," and the article mentioned
some previously reported details about the crime, such as the victim
being a former minister.
The media coverage, eight articles in three
different newspapers over a fifteen-month period, was not extensive.
Nor was it inflammatory or inaccurate -- in fact, much of the
information, such as Barnes being the "triggerman," was conceded by
Barnes at trial as part of his justification defense. Since the
publicity was not extensive nor reflective of an atmosphere of
hostility, we do not find that the trial setting was inherently
prejudicial.
The individual voir dire responses do not show
actual bias on the part of the jurors. In order to show actual juror
bias, Barnes must demonstrate that a high percentage of jurors had
actual knowledge or had formed opinions about the case based on what
they had seen or heard, or that there was a relatively high excusal
rate. Approximately 2/3 of the venire had heard about the case, but
individual voir dire revealed that most of these jurors could not
remember details about the crime and that few had formed an opinion
about Barnes' guilt. Only five out of seventy-four jurors (about
seven percent) were excused for cause because they had formed a
fixed opinion due to pretrial publicity. The trial court did not err
in denying Barnes' motion for a change of venue.
3. Barnes claims that the trial court erroneously
denied his motion to suppress $600 in cash and a cartridge box
seized from the bedroom that he had been using in Tonya Brown's
apartment. The cartridge box and cash were not introduced into
evidence at trial so this argument is moot.
4. Barnes complains that the state was unable to
produce Tonya Brown's "consent to search" form and that any items
seized pursuant to her consent should therefore be suppressed. As
discussed in Division 3, the state never introduced into evidence
the items seized from Barnes' bedroom so any argument with regard to
these items is moot. The gun seized from Brown's pickup truck was
introduced at trial, but Barnes had no reasonable expectation of
privacy in his accomplice's truck and therefore lacks standing to
challenge this search.
5. Barnes claims that Judge Sorrells, the trial
judge, was biased against him and the rest of the Barnes family.
Before trial, Barnes brought a motion to recuse Judge Sorrells. A
recusal hearing was held, and the judge presiding over that hearing
determined that the evidence would not cause a reasonable person to
question the impartiality of Judge Sorrells. We have examined the
record, including the transcript of the recusal hearing, and
conclude that this ruling was not error.
6. The state used seven of its ten peremptory
strikes to remove African-Americans from the jury, Barnes objected
under Batson v. Kentucky, and the trial court ruled that the state
had not exercised its strikes in a discriminatory manner. There were
16 African-Americans on the 54-juror panel from which the jury and
alternate jurors were selected. The jury that convicted Barnes
included six African-Americans. The trial court required the state
to articulate its reasons for the peremptory strikes, rendering the
preliminary showing of prima facie discrimination moot.
Once a prima facie case of discrimination is
made, the proponent of the strike is required to set forth a race-neutral,
case-related, clear and reasonably specific explanation for the
exercise of its strikes. An explanation is not race-neutral if it is
based on a characteristic that is peculiar to any race or on a
stereotypical belief. At this point, the proponent of the strike
need not proffer an explanation that is persuasive or even plausible
-- all that is required is an explanation that is facially
race-neutral. The trial court must then determine, considering the
totality of the circumstances, whether the opponent of the strikes
has shown that the proponent was motivated by discriminatory intent
in the exercise of his strikes. The opponent of the strikes may
carry his burden of persuasion by showing that similarly situated
jurors of another race were not struck or that the proponent's race-neutral
reason for a strike is "so implausible or fantastic that it renders
the explanation pretextual." A trial court's findings on whether the
opponent of the strike has met his burden of persuasion is entitled
to great deference and will be affirmed unless clearly erroneous.
The state sometimes gave more than one reason for
the strike of a juror. Five of the seven African-American jurors
were struck because they were hesitant about imposing the death
penalty, had been prosecuted by the DA's office, had family members
who had criminal records, or had previously sat on a jury that had
returned a not guilty verdict in a felony case. These are all valid
race-neutral reasons that are adequate to justify a peremptory
strike. Barnes points to a white juror who was not struck and had a
son who had been previously prosecuted by the DA's office, but this
juror was not similarly situated with the African-American jurors
who were struck. Five years before Barnes' trial, the white juror's
son pled guilty as a first offender to criminal trespass and
received twelve months probation. The African-American jurors who
were struck due to criminal records had either been themselves
prosecuted by the DA's office, had a relative currently facing
prosecution, or had a son who had recently been convicted of "various
charges" or a felony.
One of the reasons given for the strike of the
sixth African-American juror was that his young son had been taken
to the hospital after accidentally swallowing phenobarbital, but the
juror had decided to remain at the courthouse for voir dire. The
state thought that this behavior was irrational, and we do not
conclude that the trial court's acceptance of this reason was
clearly erroneous. The proffered reason was not based on a
stereotypical belief or a characteristic peculiar to any race and,
"[u]nless a discriminatory intent is inherent in the . . .
proponent's explanation, the reason offered will be deemed race
neutral." This reason is also not so implausible or fantastic that
it renders the explanation pretextual.
Two reasons were given for the strike of the
seventh African-American juror: 1) a deputy told the prosecutor that
he had been recently called to the juror's house on a domestic
disturbance and the juror had been "part of the problem," and 2) the
juror was hesitant about the death penalty. We do not find that the
trial court erred by accepting the state's first reason for the
strike because there was no discriminatory intent inherent in the
state's explanation. Further, the state may rely on information and
advice provided by others so long as this input is not predicated
upon the race of the prospective juror. Although support for the
state's second reason for striking this juror is not readily
apparent from the trial transcript, considering the totality of the
circumstances, including the racial composition of the trial jury
and the existence of other valid race-neutral reasons for this
strike and the other strikes by the state, we cannot conclude that
the trial court's Batson ruling was clearly erroneous.
7. Barnes complains that the trial court failed
to excuse for cause six prospective jurors due to pretrial publicity
" 'In order to disqualify a juror for cause, it must be established
that the juror's opinion was so fixed and definite that it would not
be changed by the evidence or the charge of the court upon the
evidence.' " The record shows that none of these six jurors had
fixed opinions about Barnes' guilt or any other issue in the trial.
We find no error.
8. Barnes claims that two prospective jurors, a
corrections officer who was a former deputy and a fireman who was
married to a police officer, should have been excused for cause due
to their ties to law enforcement. Neither juror, however, was a
sworn law officer with arrest power. Therefore, they were not
subject to an excusal for cause on this basis. We find no error.
9. The trial court did not err by excusing a
juror for cause due to her inability to fairly consider a death
sentence. "The proper standard for determining the disqualification
of a prospective juror based upon his views on capital punishment 'is
whether the juror's views would "prevent or substantially impair the
performance of his duties as a juror in accordance with his
instructions and his oath." ' " The record shows that the juror
clearly stated that she could never vote to impose a death sentence
regardless of the evidence and the trial court's instructions. The
trial court was authorized to strike this juror for cause.
10. Barnes contends that the trial court
improperly restricted the scope of voir dire by limiting his ability
to ask follow-up questions about the death penalty, favorite
television shows, the credibility of police officers, the effects of
pretrial publicity and the victim's status as a former minister. The
record reveals that Barnes often did not try to ask these follow-up
questions and that, when he did try, the questions were either
repeats of questions already asked or they called for the juror to
prejudge the case. The scope of voir dire is largely left to the
trial court's discretion, and the voir dire in this case was broad
enough to ascertain the fairness and impartiality of the prospective
jurors. Furthermore, it is not error for the trial court to exclude
voir dire questions that do not deal directly with the case at hand,
such as questions regarding favorite television shows. We find no
error.
11. Barnes complains that the trial court moved
the trial along too quickly, curtailing relevant voir dire and
leaving defense counsel with inadequate time to plan his peremptory
strikes and prepare for his change of venue motion. We disagree
because this contention is unsupported by the record. The record
shows that the trial court urged the parties to be brief but as
complete as possible.
12. Barnes asserts that the state improperly
commented on his pre-arrest silence in violation of Mallory v. State.
Specifically, Barnes complains that the prosecutor cross-examined
Barnes about his failure to seek help after Barnes allegedly killed
Wells in self-defense. The prosecutor inquired of Barnes why he had
not flagged down a passing motorist or gone to the police. The state
also argued this omission by Barnes in his closing argument.
In Mallory, the defendant was convicted of murder.
The state introduced a portion of the defendant's statement that
included a question about why the defendant, upon learning that he
was under investigation by the police for the murder, had not come
forward to explain his innocence. We held on appeal that Georgia law
prohibits the state from commenting on a defendant's silence before
his arrest or his failure to come forward because such a comment is
far more prejudicial than probative. This rule applies even where
the defendant has not received Miranda warnings and where he takes
the stand in his own defense.
The trial court therefore erred by allowing the
state to cross-examine Barnes about his failure to talk to the
police before his arrest. The weight of the evidence, though,
renders this error harmless. The evidence adduced at trial showed
that Barnes, although claiming self-defense, fired the fatal shot
point-blank into the back of the unarmed victim's head during the
course of an armed robbery. Barnes then fled the jurisdiction and
hid in another state. Considering the amount of evidence available
to refute Barnes' claim of self-defense, we do not find reversible
error due to the Mallory violation.
13. Barnes claims that the state improperly
commented in its opening statement on an admission by Barnes to the
police that had been suppressed due to Miranda violations. The state
referred to Barnes' admission during a police interview that he had
shot the victim. Barnes also complains that the two police officers
who interviewed Barnes improperly testified about the suppressed
admission by Barnes that he had shot Wells.
This argument is unsupported by the record. In
effect, Barnes made three statements to the police and only the
third statement was suppressed. The first statement occurred when
Barnes blurted to the police officers, before any questioning had
occurred, that "Tim didn't have anything to do with shooting the old
man, I did." The police then stopped Barnes, read him his Miranda
rights, and Barnes made a second statement about shooting the victim.
The police, sensing that Barnes wanted to confess further, turned on
a tape recorder and Barnes made a third statement but also requested
an attorney. The trial court ruled that the third, tape-recorded
statement was inadmissible due to a Miranda violation, but that the
previous two statements were admissible. The record shows that
neither the prosecutor nor the two police witnesses referred to the
inadmissible third statement. Even assuming that the state had
referred to the third statement, any error would be harmless because
the admission by Barnes that he had shot Wells was conceded by
Barnes at trial and was the basis of his defense. We find no error.
14. Barnes contends that the trial court erred by
excluding evidence about a prior violent act by the victim.
Specifically, Barnes claims that Tim Brown, Barnes' accomplice,
would have testified about an incident where he accompanied the
victim to a trailer park and the victim threatened a third party
with a gun. Brown allegedly told Barnes about this incident before
the day of the victim's killing. Barnes claims that the failure of
the trial court to allow this testimony undermined his ability to
convince the jury that he reasonably believed that the victim was
armed and about to draw his weapon.
Barnes, however, failed to notify the state
before trial that he planned to introduce evidence about a past
violent act by the victim against a third party, as required by
Chandler v. State. Since prior notice was not provided to the state,
the admission of this testimony would have been fundamentally unfair
and the trial court did not err by excluding it. Furthermore, Barnes
did not make an offer of proof as to the expected testimony of Brown
regarding this incident. Without a record as to what Brown would
have testified, Barnes' argument is based only on speculation. We
find no error.
15. On direct examination, Tim Brown, Barnes'
accomplice, stated that his current address was a Georgia prison.
The state then elicited that Brown had pled guilty to felony murder
for the killing of the victim and had been sentenced to life. Barnes
argues that the admission of Brown's guilty plea was so prejudicial
under the facts of this case that it amounted to error -- since
Barnes was the admitted "triggerman" it was tantamount to endorsing
a guilty verdict for Barnes. Barnes further complains that the state
used the evidence of Brown's life sentence in the sentencing phase
to argue that the jury should compare the sentences of the two men
and find that the more culpable Barnes should receive death. At the
start of the trial, the trial court denied Barnes' motion in limine
to keep out any evidence of Brown's plea and sentence.
Under OCGA 24-3-52,
a non-testifying co-indictee's guilty plea is inadmissible at trial
under the theory that it is not competent proof of the defendant's
guilt. OCGA 24-3-52, however, is
inapplicable where, as in this case, the accomplice takes the stand
and is subject to cross-examination. The accomplice's guilty plea
may be used for a limited evidentiary purpose, such as to reflect on
the witness' credibility. Although Barnes complains that the jury
would not realize that the accomplice traded his chance of acquittal
for the state not seeking the death penalty, Barnes had the
opportunity to cross-examine Brown as to his motives for pleading
guilty and chose to forego this opportunity. In addition, while the
trial court did not give a limiting instruction that the plea should
only be used to determine the credibility of the witness and not as
proof of the defendant's guilt, Barnes did not request a limiting
instruction. "When evidence is admitted for one purpose, as it was
in this case, it is not error for the court to fail to instruct the
jury to limit its consideration to the one purpose for which it is
admissible, in the absence of a request to so instruct the jury."
Under these circumstances, we find no error with regard to Barnes'
conviction. We are troubled by the state's use of the co-defendant's
life sentence in the penalty phase argument to urge the jury to
return a death sentence for Barnes, but we need not consider whether
this argument amounts to reversible error due to our reversal of the
death sentence in Division 27.
16. The state objected to Barnes' closing
argument in the guilt/innocence phase when the defense counsel
stated: "[I]f Tim Brown had turned himself in he would never, if he
had come and told the police, he would never have been charged with
anything." The trial court sustained the objection because the
defense was arguing facts not in evidence. The defense then
continued, stating: "You've heard all the evidence. If you were
sitting on the jury would you find Tim Brown guilty of murder? No."
The state again objected and the trial Court told the defense not to
argue Tim Brown's guilt because "that case is over with, it's not
being tried and it's not the same."
Barnes claims that he was improperly restricted
from arguing a permissible inference, and that the trial court
improperly expressed his opinion of the evidence. We disagree.
Although the permissible scope of closing argument is broad, counsel
must draw his inferences from evidence properly before the
factfinder. There was no evidence that the DA's office would not
have charged Brown if he had come forward so this argument was not a
permissible inference. In addition, Barnes agreed with the trial
court's statement -- that Tim Brown's case is over with and is not
the same as Barnes' case -- and told the trial court, "That's
exactly my point and the only reason I raised it." We find no error.
"A judge's remarks assigning a reason for a ruling are neither an
improper expression of opinion nor a comment on the evidence." This
is especially true when the complaining party agrees with the
remarks when they are made.
17. The trial court did not err by allowing a
state witness to remain in the courtroom after the rule of
sequestration had been invoked. Charles Roper, the state's chief
investigator on the Barnes case, was also the prosecutor who had
signed the indictment. It is a long-standing exception to the rule
of sequestration that the prosecutor who signed the indictment
charging the defendant may remain in the courtroom and testify after
other state witnesses have testified.
18. Barnes objected to a question that called for
Investigator Roper to explain how a spent shell casing ejects from a
semi-automatic pistol. Barnes stated that Roper was not qualified as
an expert on this matter. As a foundation, the state elicited that
Roper had been with the Newton County Sheriff's Department for
twelve years, that he had carried a semi-automatic pistol for four
or five years, that he fires his pistol four times a year, and that
Roper's pistol operates on basically the same principle as the
murder weapon. An expert may derive his knowledge from personal
experience -- formal education is not required. The trial court
allowed Roper to testify about the simple matter of how a shell
would eject from a semi-automatic pistol, and this judgment will not
be disturbed absent an abuse of discretion. We find no error.
19. Barnes claims that the trial court erred in
its charge on self-defense and mutual combat. Barnes, however,
specifically requested in writing the charge about which he now
complains and, even assuming the charge was incorrect, such invited
error is not grounds for reversal.
20. Barnes complains that the trial court's
charge on implied malice improperly shifted the burden of proof. The
trial court instructed the jury that "malice may be implied where no
considerable provocation appears and where all the circumstances of
the killing show an abandoned and malignant heart." This charge on
implied malice is not reversible error.
21. Barnes contends that the trial court erred by
allowing the state to introduce impermissible victim-impact evidence.
Specifically, Barnes complains about the victim's son identifying
the victim from a photograph taken when the victim was alive and
testifying about his father's status as a former preacher and stroke
victim.
Barnes' only objection to the photograph of the
victim was that he had not seen it before trial. The record reveals,
however, that the photograph had been in the state's file a week
before trial, and that the DA had an open file policy in this case.
Later, when the photograph was tendered into evidence, Barnes
specifically declined to object to its admission. Under these
circumstances, we find no reversible error. Barnes also failed to
object to the victum's son's testimony about his father, and this
argument is therefore waived on appeal.
22. The record does not support Barnes' claim of
prosecutorial misconduct.
23. Barnes did not object to any portion of the
state's opening statement or closing argument in the guilt/innocence
phase of the trial. "When no timely objection is interposed, the
test for reversible error is not simply whether or not the argument
is objectionable, or even if it might have contributed to the
verdict; the test is whether the improper argument in reasonable
probability changed the result of the trial." We find no error
sufficient to overcome this procedural default.
24. The admission of evidence regarding two guns
other than the murder weapon was not error. Both weapons, the
shotgun bought by Brown at the same time as the purchase of the
murder weapon and the Bersa .380 pistol bought by Barnes the day of
the murder with the proceeds of the robbery, were relevant and
admissible.
25. The trial court did not err by admitting 17
photographs that depict the victim's body. The photographs were
relevant and admissible to show the nature and location of the
victim's wounds on his head, face and torso, the location and
position of the body, and the location of the body in relation to
other crime scene evidence such as blood drops and shell casings.
Furthermore, Barnes did not object to the admission of these
photographs into evidence so this argument was not preserved for
appeal.
26. During the cross-examination of Barnes, the
state had Barnes step down and demonstrate his version of the fight.
While Barnes reenacted the struggle and shooting, the state
continued to question him. After considerable demonstration and
questioning, the state asked Barnes to show the jury how he fired
the last shot into the victim's head. The defense counsel then
objected for the first and only time during this demonstration,
stating that this issue was "unnecessary" because Barnes had already
testified about it. Now, on appeal, Barnes claims that the
reenactment was unduly prejudicial. Generally, grounds which may be
considered on appeal are limited to those which were raised before
the trial court. Under these circumstances, we find no error.
27. Barnes complains that the trial court
committed error by refusing to permit the introduction of several
items info evidence in the sentencing phase of the trial. The trial
court excluded a love poem Barnes had written for his wife. The
trial court stated that the poem, the only poem that Barnes sought
to admit, was not relevant to Barnes' character because "everybody
loves their wife." The trial court also excluded many photographs on
the grounds of relevance. Photos of Barnes as a child and photos of
his family when he was growing up were excluded because they would
be, according to the trial court, "staged photos of apparent
innocence. The trial court ruled that only photos of Barnes that
were less than five years old would be admissible. The judge also
excluded photographs of Barnes' one-year-old child, his two
stepchildren and his young handicapped nephew. The trial court
maintained that he would only permit evidence that was "neutral to
the engenderment of staged emotion" and which did not "innately
engender sympathy."
Barnes claims that he was harmed by the exclusion
of this evidence. A main defense theme was that Barnes' life had
unraveled due to the divorce of his parents when he was 13 years old,
and Barnes contends that the childhood photos would have helped to
illustrate this point. Barnes also wanted to show the jury that a
death sentence would impact the children in his life, especially his
daughter and his nephew, and pictures would have made this argument
more real and apparent to the jury. The children were not present in
the courtroom so the photographs were the only opportunity for the
jury to see them. The state counters that this proffered evidence
was irrelevant to Barnes' character, record, and the circumstances
of his offense and was properly excluded. The state also argues that
11 family members and friends testified about everything depicted in
the photographs, rendering any possible error harmless.
The United States Supreme Court has espoused an
expansive view toward the mitigation evidence that a jury may
consider in the sentencing phase of a capital trial. Because " 'the
penalty of death is qualitatively different' from any other sentence,"
"the Eighth and Fourteenth Amendments require that the sentencer . .
. not be precluded from considering, as a mitigating factor, any
aspect of a defendant's character or record and any of the
circumstances of the offense that the defendant proffers as a basis
for a sentence less than death." The United States Constitution " 'limits
a State's ability to narrow a sentencer's discretion to consider
relevant evidence that might cause it to decline to impose the death
sentence.' "
For this reason, the United States Supreme Court
has held that it was reversible error for a sentencer to refuse to
consider a defendant's violent family background, and that it was
reversible error to exclude evidence in the sentencing phase that
the defendant had been a good prisoner. A jury must be permitted to
fully consider evidence that mitigates against a death sentence in
order to give a reasoned moral response to the defendant's
background, character and crime. It is "desirable for the jury to
have as much information before it as possible when it makes [a]
sentencing decision."
Georgia law is also permissive with regard to the
scope of mitigating evidence that a jury may consider in the
sentencing phase. OCGA 17-10-30 is
wholly silent on the definition of mitigating circumstances, and the
"conclusion is inescapable that the legislature meant to empower the
jury to consider as mitigating anything they found to be mitigating,
without limitation or definition." Georgia provides a defendant with
more protection than that provided under Lockett, and a trial court
" 'should exercise. . . broad discretion in allowing any evidence
reasonably tending toward mitigation.' " In fact, this Court has
held that evidentiary rules may be trumped by a defendant's need to
introduce mitigation evidence.
In Georgia, mitigation evidence that relates to
the individual defendant and not to the death penalty in general is
admissible. For example, evidence that concerns the defendant's
guilt or innocence cannot be excluded by the trial court, even
though a guilty verdict has already been rendered in the guilt/innocence
phase. The defendant's impaired "capacity to understand the cruelty
of his acts" due to depression, poor impulse control, a troubled
youth, and drug abuse is relevant at the sentencing phase. It is
reversible error to prevent a friend or relative of the defendant
from taking the stand and pleading with the jury for mercy. In fact,
mercy for the individual defendant is, by itself, a valid reason for
a jury to decline to impose a death sentence -- a jury can withhold
the death penalty for any reason or no reason at all.
In contrast, properly excluded mitigation
evidence has involved circumstances that confront many or all
capital defendants and does not focus on the character, background
or offense of the particular defendant on trial. For example, we
have held that mitigation evidence on the nature of electrocution,
life on death row and the nondeterrent effect of capital punishment
is inadmissible. Evidence concerning the machinations of the
criminal justice system outside the defendant's control, such as
whether the defendant was offered a plea bargain of life, is also
inadmissible. The victim's bad character is not admissible in the
sentencing phase. None of this excluded mitigation evidence concerns
the particular defendant's background and character -- what it is
about him that the jury should consider in deciding whether to spare
his life.
We reaffirm that no unnecessary restrictions
should be imposed on the mitigation evidence that a defendant can
present in the sentencing phase regarding his individual background
and character. All doubt should be resolved in favor of
admissibility given the enormity of the penalty in a case such as
this. The state warns of "endless hours of home movies," but the
trial court has the discretion to exclude mitigation evidence that
is unreasonably cumulative and will certainly prevent this situation
from occurring.
The excluded mitigation evidence was relevant.
Barnes' love poem to his wife shows that he may be more than just a
cold-blooded killer. His childhood photographs shed light on his
background because they serve to illustrate that his childhood was
happy until it was disrupted by the divorce of his parents.
Similarly, the photographs of his child and stepchildren show that
he is a father in a way that no amount of testimony could duplicate.
The pictures also constitute an appeal to mercy, something that the
trial court alluded to when he stated: "I think these photos express
the hopes of the parents. I think they sometimes express the hopes
of the accused himself, especially when it's of his own infant child
and his wife." When the trial court stated that he would not permit
any photographs or other mitigation evidence that "innately
engender[ed] sympathy," he limited the ability of Barnes to appeal
to the merciful nature of the jury.
The trial court erred by excluding this
mitigation evidence. Under our system of laws, a defendant facing
the penalty of death may beg for mercy and ask the jury to assign a
value to his life that precludes execution. In so doing, he may put
before the jury mitigating evidence. In this case, due to the
unlimited and undefined nature of mitigating evidence and the
complete elimination of the photographs and Barnes' poem from the
jury's consideration, we cannot conclude that the trial court's
exclusion of the mitigating evidence at issue was harmless.
Therefore, we reverse the death sentence and remand for a new
sentencing trial.
28. Because we reverse Barnes' death sentence for
the foregoing reason, his remaining enumerations of error regarding
the sentencing phase of the trial need not be addressed.
Alan A. Cook, District Attorney, W. Kendall Wynne,
Jr., Assistant District Attorney, Thurbert E. Baker, Attorney
General, Susan V. Boleyn, Senior Assistant Attorney General, Beth
Attaway, Assistant Attorney General, for appellee.
Notes
1 The crimes occurred on February
13, 1992, and Barnes was indicted by the Newton County Grand Jury on
June 9, 1992, for malice murder, felony murder (2 counts), and armed
robbery. The state announced its intention to seek the death penalty on
June 1, 1992. Barnes was tried before a jury in June 1993, convicted on
all counts, and sentenced to death for the murder on June 22, 1993. The
trial court also imposed a consecutive life sentence for the armed
robbery Barnes filed a motion for new trial on July 13, 1993, and an
amended motion for new trial on December 7, 1993. Barnes' amended motion
for new trial was denied on July 31, 1996. The notice of appeal was
filed with this Court on August 29, 1996, and this case was docketed on
September 17, 1997.
James E. Millsaps, Horace J. Johnson, Jr.,
for appellant.
DECIDED MARCH 2, 1998 -- RECONSIDERATION DENIED
APRIL 2, 1998.