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Cesar Francesco BARONE
Cesar Francesco Barone
Washington County - Oregon
Born: 12/4/60
Sentenced to death: 1995
Barone faces three death sentences for sexually assaulting and
killing four women in the Portland area in the early 1990s. He was
convicted of the 1991 rape and murder of Margaret H. Schmidt, 61, in her
Hillsboro home; the 1992 attempted rape and murder of nurse-midwife
Martha B. Bryant, 41, after forcing her car off a Hillsboro road; the
1992 attempted rape and murder of Chantee E. Woodman, 23, of Portland;
and the 1993 murder of Betty Lou Williams, 51, who had a heart attack
while he was sexually assaulting her in her Cornelius bathroom.
Barone also is a suspect in the 1979 rape and suffocation of Alice
Stock, a 73-year-old retired teacher who lived across the street from
him in Florida.
Interesting fact: Born Adolph James "Jimmy" Rode Jr., he briefly
shared a prison cell with Ted Bundy in Florida in the 1980s. Changed his
name to Barone and served in the U.S. Army Rangers during the 1989
invasion of Panama. Kicked out of the army after military officials
discovered his criminal record.
Status: Death Row.
Sunday, February 12, 1995
When he was just a boy, Adolph James Rode began
showing signs of the kind of man he would become.
He stole toys from nursery school. He was expelled
from kindergarten. During his youth in Fort Lauderdale, he constantly
fought with other children, threatened them with knives and poked
cigarettes at their eyes.
As a teen he broke into homes, abused drugs, attacked
elderly women, went to prison. Police said he tried to strangle his
stepmother.
In prison, he talked with serial killer Ted Bundy.
Rode proudly told other inmates about their association.
Rode (pronounced Roh-dee) eventually moved to the
West Coast, changed his name to Cesar Francesco Barone and began a new
life. He worked as a cabinetmaker, joined the elite Army Rangers and
later became a nursing assistant.
Police say that during those years, Barone also had a
secret life - as a serial killer.
Authorities say Barone murdered his first victim in
Fort Lauderdale at age 19, then continued killing in the Pacific
Northwest until he got caught last year.
Cesar Barone, now 34, was convicted of murder and
sentenced to death on Jan. 30 for the murder of Martha B. Bryant, a
nurse-midwife. Barone killed Bryant in October 1992, and dumped her body
on a rural Oregon road.
"He has never indicated any remorse whatsoever," said
Mike O'Connell, a homicide detective with the Washington County (Ore.)
Sheriff's Department and member of a task force that investigated the
Oregon killings. "He has never admitted any responsibility."
Broward County, Fla., prosecutors plan to bring
Barone back to Fort Lauderdale to face charges in the killing of Alice
Stock, 73, in 1979. Stock was a retired schoolteacher who lived across
the street from Barone in the city's southwest section.
If Barone is convicted and sentenced to death in
Florida for Stock's murder, it appears more likely he could be executed
here. No one has been put to death in Oregon since 1962. The death
penalty in Oregon was revoked in 1964 and reinstated in 1984. Including
Barone, there are now 18 people on death row there.
By contrast, Florida reinstated the death penalty in
1976 and has executed 33 inmates since then. Currently there are 356
inmates on death row.
The early years
During his childhood in Fort Lauderdale, friends and
family called Barone Jimmy.
Jimmy was raised by his father, Adolph, and
stepmother, Stella Hall, in a modest home in southwest Fort Lauderdale.
Hall married Adolph Rode when Jimmy was 6 or 7, after Rode's wife left
him for another man.
O'Connell said there is no evidence Jimmy was ever
physically or emotionally abused by his parents.
A friend who lived down the street said Barone
frequently skipped school, took drugs, terrorized other kids and
burglarized homes to steal beer, cigarettes and money for drugs.
When he was 15, Barone broke into a neighbor's home
and tried to rape her at knifepoint, police said. That neighbor, Alice
Stock, would later become what police called his first murder victim.
Barone spent two months in a juvenile facility for the attack on Stock.
When he was 17, Barone was convicted of burglary and
spent about two years in prison. On Nov. 29, 1979, 15 days after his
release, police say, he raped, then strangled Stock.
Barone was a suspect in Stock's slaying, but there
was not enough evidence to charge him then, said Fort Lauderdale
Homicide Detective Mike Walley, who reopened the case after Barone's
arrest in Oregon.
About six months after Stock was killed, police
arrested Barone in an alleged attempt to kill his grandmother, Mattie
Marino, 70.
She was choked, beaten with a rolling pin and robbed
of $10. Marino identified Barone as her attacker, but had trouble with
her testimony. A jury acquitted Barone.
Broward Sheriff's Office Lt. Tony Fantigrassi, who
arrested Barone in connection with the attack, remembers the case well.
"I'll never forget that crime scene," Fantigrassi
said. "I remember the rolling pin, the blood. I think he left her for
dead."
Despite being acquitted in the attack, Barone was
convicted in an unrelated burglary case and went to prison in 1981.
Bundy, a law-school dropout in Washington state,
later confessed to the killings of 23 women in four states. He was
executed in Florida's electric chair six years ago for killing Kimberly
Leach, 12, of Lake City, Fla., his youngest and last victim. He had also
been sentenced to death for killing two Florida State University coeds.
Barone was housed next to Bundy on two occasions,
once for about two months and again for 12 days.
"He thought it was really neat and bragged to other
inmates about his associations with Bundy," O'Connell said.
Walley believes Barone asked Bundy how he got caught
and may have learned ways to avoid detection. Walley also said Bundy
gave Barone a singles newspaper from Washington. Barone answered an ad
from a woman he eventually married.
After his release, Barone moved to the Northwest,
where he legally changed his name and joined the Army.
He served with a Rangers unit in Panama during the
1989 invasion to overthrow dictator Manuel Noriega. Barone was accused
of exposing himself to a female officer. Army officials checked his
background, learned his real name and criminal past, and he was
discharged in 1990.
Building a case
Barone moved to Oregon, where he was convicted last
year on burglary and sexual-assault charges involving older women. He
bragged to inmates about murdering women; jailhouse informants told
police, who began putting the cases together.
Walley and police Detective Bob Williams reopened the
case and were able to get an indictment against Barone in January 1994.
Chuck Morton, head of the Broward (Fla.) State Attorney's Homicide Unit,
said he plans to bring Barone to trial as soon as the Oregon cases are
cleared.
Now that Barone has been convicted of murder,
Fantigrassi said he hopes Barone will talk freely.
Defendant was drinking with 63-year-old Betty Lou
Williams at her apartment during the early morning hours of January 6,
1993. Williams went into her bathroom. Defendant followed her, produced
a weapon, and began to sexually assault her. Williams suffered a heart
attack and died. Defendant left Williams' partially-clothed body in her
bathtub, where her son discovered it the next day.
Margaret Schmidt was an elderly woman who lived by
herself in Hillsboro. On the night of April 18, 1991, defendant entered
her home, sexually assaulted her, and smothered her with a pillow. A
caregiver discovered her body the next day.
Investigations into the Woodman, Williams, and
Schmidt murders led police to conclude that defendant was responsible
for all three. Defendant ultimately was charged with four counts of
aggravated felony murder in the Woodman case, ORS 163.095(2)(d), two
counts of aggravated felony murder in the Schmidt case, ORS
163.095(2)(d), and two counts of felony murder in the Williams case, ORS
163.115(1)(b).
After jury selection, defendant's trial on those
charges began on November 6, 1995. Twelve jurors and four alternates
were empaneled. The court gave detailed preliminary instructions
outlining the jurors' responsibilities, but neglected to administer the
oath to the jury.
Defense counsel and defendant noticed the court's
failure to swear the jury almost immediately. To confirm his belief that
the court had forgotten to administer the oath to the jurors, defense
counsel, on the first or second day of trial, requested a copy of the
transcript of the first day of trial from the court reporter. The
reporter informed counsel that, if she provided him with a certified
transcript, she also would have to provide a transcript to the
prosecutor and inform the court. Counsel then requested a rough draft
copy of the transcript, which the reporter provided. Neither the
prosecutor nor the court was told that defendant had requested a
transcript. The draft transcript confirmed counsel's belief that the
court had not administered the oath to the jury.
After a twelve-day trial, the jury retired to
deliberate and returned verdicts of guilty on seven counts of the
indictment. As to one charge of aggravated felony murder, the jury
returned a verdict of guilty of the lesser-included offense of murder.
In the meantime, however, the court had become aware of rumors that the
jury had not been sworn. The court consulted the transcript and
discovered its error. Before announcing the verdicts as received and
dismissing the jury, the trial court described its mistake to the
parties and requested motions from counsel.
The court denied defendant's motion. In denying the
motion, the court noted that defendant simply could have asked the court
to administer the oath to the jury but instead had made "an intentional
choice to forego that remedy." The court also stated that there was no
evidence, and indeed no claim, that the jury had acted improperly in any
respect. The court asked defense counsel what remedy he would prefer,
short of quashing the verdict and dismissing the jury. Counsel replied
that he had no preference, because no other remedy would cure the error.
The court then called the members of the jury
individually and asked each of them the following questions on the
record:
"Under penalty of perjury, do you solemnly swear
that the two answers you are about to give will be the truth?
"Did you well and truly try each of the three
cases at issue between the parties and true verdicts reach in
accordance with the law and the evidence?
"To the best of your knowledge and belief, did
each and every member of the jury well and truly try each of the
three cases in accordance with the law and the evidence?"
To that end, the court stated in preliminary jury
instructions:
"This trial involves the presentation of three
separate cases. Each case will be presented by the state separately.
Each must be decided separately. The fact that three cases are being
presented in one trial cannot affect the absolute requirement that
you must deliberate each case separately. Evidence from one case
cannot and must not be used in deciding a separate case.
"Similarly, the verdict in one case cannot affect
the verdict in another. In other words, when you deliberate one case
to verdict, that verdict, whether not guilty or guilty, cannot enter
into deliberations on either of the other two cases."
ORS 132.560 governs joinder of charges and provides,
in part:
"(1) A charging instrument must charge but one
offense, and in one form only, except that:
"* * * * *
"(b) Two or more offenses may be charged in
the same charging instrument in a separate count for each
offense if the offenses charged are alleged to have been
committed by the same person or persons and are:
"(A) Of the same or similar character;
"* * * * *
"(3) If it appears, upon motion, that the state
or defendant is prejudiced by a joinder of offenses under subsection
(1) or (2) of this section, the court may order an election or
separate trials of counts or provide whatever other relief justice
requires."
In State v. Thompson, 328 Or 248, 257, 971 P2d
879 (1999), we rejected the defendant's claim that he was prejudiced by
joinder of charges because he did "not support his claim of error with
arguments based on the facts of [his] case." So too here. Defendant does
not explain what specific prejudice arose from the joinder of these
charges. Rather, he states that it is "obvious" that joinder of the
charges was "highly inflammatory" and that the "unfair prejudice of
consolidating these cases was so overwhelming as to prevent the fair
trial on any of these alleged crimes." He also urges that the "state
should have been required to prove each case on its merits, rather than
combining the cases to make defendant look guilty of multiple murders."
Such general arguments, however, could be made in any case in which
charges are joined. Further, the record demonstrates that the trial
court did require the state to prove each case separately, on its own
merits. Absent an argument of prejudice related to the specific facts of
this case, we conclude, as in Thompson, that defendant has failed
to demonstrate that he was prejudiced within the meaning of ORS
132.560(3).
Defendant also argues, without elaboration, that the
trial court's refusal to sever the charges for trial denied him due
process of law under the United States Constitution. Defendant's summary
reference to "due process" is insufficient to present any specific due
process argument to this court, and, accordingly, we decline to address
the issue. SeeState v. Montez, 309 Or 564, 604, 789 P2d
1352 (1990) (declining to address undeveloped claim of constitutional
error). The trial court did not err in denying defendant's motions to
sever the charges for trial.
In denying the motion, the trial court concluded that
the questionnaires did not establish that the jurors' exposure to
pretrial publicity was of such a nature that defendant could not receive
a fair and impartial trial. The court noted that the remainder of the
jury selection process would provide more information on that issue and
stated to defense counsel:
"It may well be you're right, that the
information is of a type that a significant portion of the jurors
are not going to be able to set it aside. I need to find that out
for sure. I doubt that right now, but I need to find that out for
sure, and I think that's part of what we will find out through this
process.
"So at this point, I'm going to deny that renewed
motion, but I expect to hear it at least one more time after we've
had some actual prospective juror input into the problem, and that
will help make it clear that there is, in fact, a problem or that
there is, in fact, not a problem."
Although he did not renew the motion later, defendant
argues that the denial of his motion at the time that he made it was
error.
ORS 131.355 governs changes of venue for prejudice
and provides:
We review trial court denials of motions for change
of venue for abuse of discretion. State v. Pratt, 316 Or 561,
570, 853 P2d 827 (1993).
In his fourth assignment of error, defendant argues
that the trial court erred in denying his pretrial motion to disqualify
the trial judge. Defendant sought to disqualify the trial judge under
ORS 14.250 and 14.270. ORS 14.250 provides, in part:
This case was tried in the twentieth judicial
district. Because the twentieth district has a population of over
100,000, motions to disqualify the trial judge must be made at the time
and in the manner prescribed in ORS 14.270. ORS 14.260(4).
Defendant filed his motion to disqualify and
accompanying affidavit on July 27, 1995. The trial court denied the
motion at a hearing on September 19, 1995, concluding that the motion
was untimely. Defendant orally renewed the motion during jury selection,
and again the trial court rejected it, this time without explanation.
At the time when defendant filed his motion to
disqualify the trial judge, the trial judge already had ruled on a
number of motions in this case, including one of defendant's motions to
sever. ORS 14.270 provides, in part:
"No motion to disqualify a judge * * * shall be
made after the judge has ruled upon any petition, demurrer or motion
other than a motion to extend time in the cause, matter or
proceeding * * *."
"As soon as the number of the jury has been
completed, an oath or affirmation shall be administered to the
jurors, in substance that they and each of them will well and truly
try the matter in issue between the plaintiff and defendant, and a
true verdict give according to the law and evidence as given them on
the trial."
The question remains whether defendant was entitled
to a mistrial as a result of that error. Defendant did not object to the
untimely administration of the oath at trial and does not assign it as
error on appeal. Rather, he assigns error only to the trial court's
denial, on the twelfth day of trial, of his motion for mistrial. Thus,
the question before us is whether, in light of its error, the trial
court abused its discretion by denying defendant's motion for mistrial.
We begin by noting that nothing in the text of ORCP
57 E requires a mistrial in a case in which a trial court administers
the oath to the jury after the time specified in the rule. The rule is
silent as to the remedy for such an error. The legislature at other
places in the criminal code and rules of civil procedure has declared
that certain procedural errors require that a new trial be granted or
judgment not be entered following a verdict of guilty. See ORS
136.500, 135.630 (setting out grounds for motion for arrest of judgment);
ORCP 64 B, C (setting out grounds for motion for new trial). However,
the legislature has not prescribed such a remedy with respect to the
procedural error at issue here. We do not mean to suggest that the
legislature's failure to prescribe a remedy or sanction for failure to
comply with the temporal requirements of ORCP 57 E means that those
requirements lack significance. However, we also may not assume from the
legislature's silence an intention that a mistrial must be granted
following every untimely administration of the jury oath.
The difficulty with that argument is that, in this
case, there is no basis in this record from which to conclude that
defendant's right to an impartial jury in fact was affected by the trial
court's untimely administration of the jury oath. Defendant does not
direct us to any evidence in the record that would support even an
inference that the jury was less than impartial, and we find no such
evidence.
Further, the individual jurors' sworn responses to
the trial court's questions indicate that the jurors in fact tried the
case according to the terms of the jury oath during the period before
the court administered the oath. Thus, even if defendant is correct that
the untimely administration of the oath denied him a pretrial guarantee
of an impartial jury, the trial court was not required to grant a
mistrial on that basis, because nothing in the record suggests that
defendant's case in fact received less than proper consideration
from an impartial jury.
Defendant nevertheless asserts that a mistrial was
required under case law from Oregon and other jurisdictions. He first
argues that the result here is dictated by State v. Wolfe, 147 Or
405, 34 P2d 304 (1934). In that case, the jury was selected, but the
trial court did not administer the oath.
The trial court then postponed the trial and
permitted the jurors to separate. When they reassembled a week later for
trial, the court administered the oath but did not permit the parties to
question the jurors regarding their conduct during the postponement.
This court reviewed the trial court's actions for abuse of discretion
and concluded that the trial court had erred in postponing the
administration of the oath and the trial. Id. at 407.
Defendant also cites case law from other
jurisdictions that, he asserts, stands for the proposition that an
untimely jury oath may be harmless if administered during the
presentation of the case, but not if administered after the jury begins
deliberations. We are not persuaded.
First, jurisprudence in other jurisdictions involves
statutes and rules different from our own. Second, ORCP 57 E
unambiguously requires that the oath be administered as soon as the
number of the jury is completed. It follows that a trial court errs if
the swearing of the jury is delayed to any extent. If that error results
in unfair prejudice or affects a substantial right of a party, the trial
court is without discretion to deny a motion for mistrial; if the error
does not, then a mistrial is not required. We see nothing in ORCP 57 E,
or in any other relevant rule or statutory or constitutional provision,
to support defendant's suggestion that our analysis should depend on
whether the untimely swearing occurs before or after the jury retires to
deliberate.
Defendant further argues that the untimely
administration of the oath resulted in prejudice because the jury's
second verdict, which was returned after the oath was administered,
irrevocably was tainted by the first, unsworn verdict. Because of that
prejudice, defendant continues, the trial court had no discretion to
deny his motion for mistrial. We disagree.
Finally, we address a contention that defendant
raised at oral argument. In response to questioning from the court,
defendant argued that the apparent lack of prejudice was irrelevant in
this case, because the trial court's failure to comply with the timing
requirements of ORCP 57 E was the equivalent of "structural" or "systemic"
error, which required the trial court to declare a mistrial. "Structural
error" is a term from federal constitutional jurisprudence that refers
to errors that require automatic reversal because, where such an error
occurs, the trial court "cannot reliably serve its function as a vehicle
for determination of guilt or innocence, and no criminal punishment may
be regarded as fundamentally fair." Rose v. Clark, 478 US 570,
577-78, 106 S Ct 3101, 92 L Ed 2d 460 (1986) (citation omitted).
Examples of such errors are the denial of the right to counsel at trial
and the denial of the right to a trial conducted before an unbiased
judge. Id. at 577.
In sum, we find no basis in this record from which to
conclude that the trial court's untimely swearing of the jury resulted
in grounds for a mistrial. Accordingly, the trial court had the
discretion to remedy its error by curative efforts short of a mistrial.
Where, as here, a defendant receives the benefits of the oath in the
form of a fair trial before an impartial jury, the untimely
administration of the jury oath, in the absence of demonstrable
prejudice, is not an error that compels granting a mistrial.
In his fifth assignment of error, defendant argues
that the trial court erred during jury selection in denying his request
for six additional peremptory challenges. In the alternative, defendant
argues that the trial court erred in denying his motion for mistrial,
which motion was based in part on the court's refusal to grant those
additional peremptory challenges.
Defendant then requested six additional peremptory
challenges to allow him to remove the six jurors to whom he objected.
The trial court denied the request, again stating that it believed that
the six jurors in question were not biased against defendant. Defendant
challenges that ruling.
ORS 136.230(1) governs peremptory challenges in
criminal cases. It provides, in part:
"If the trial is upon an accusatory instrument in
which one or more of the crimes charged is * * * a capital offense,
both the defendant and the state are entitled to 12 peremptory
challenges, and no more."
(Emphasis added.) In discerning the meaning of that
statutory provision, we look first to its text and context, PGE,
317 Or at 610-11, mindful not to omit from the statute what the
legislature has inserted, ORS 174.010. In ORS 136.230(1), the
legislature has directed that defendants in capital cases are entitled
to "no more" than twelve peremptory challenges. That statute disposes of
defendant's objection; he received the prescribed number of peremptory
challenges and was entitled to no more.
In the face of the unambiguous limitation on
peremptory challenges in ORS 136.230(1), the proper course for a
defendant who has exhausted his peremptory challenges but who believes
that there still are biased jurors on the panel is to challenge those
jurors for cause, and appeal if his challenges are denied. The
legislature did not empower trial courts to grant more than twelve
peremptory challenges in capital cases and, accordingly, the trial court
here was without discretion to grant defendant's motion.
Assuming without deciding that a mistrial motion of
this sort -- which is based on cumulative prejudice arising from three
temporally and logically unrelated decisions of the trial court -- might
under some circumstances be successful, the trial court did not abuse
its discretion by denying such a motion in this case. Defendant
predicated his motion on three claims of error.
The first, related to the denial of additional
peremptory challenges, was not error, as discussed above. Nor were the
others. As we discuss below in response to defendant's sixth and seventh
assignments of error, see ___ Or at ___ (slip op at 27-38), the
trial court did not err in admitting the testimony of Darcell and Lake.
Thus, the three claims of error that predicate defendant's "cumulative"
motion for mistrial are unavailing. Under the circumstances, there can
be no "cumulative" prejudice of the sort defendant alleges. It follows
that the trial court did not abuse its discretion in denying defendant's
motion for mistrial.
According to Darcell's lawyer, the basis for that
assertion of privilege was Darcell's belief that he might receive a new
trial after a successful challenge to his conviction through post-conviction
or habeas corpus proceedings. Darcell did not want to testify, his
counsel asserted, because he was concerned that his statements might be
used against him in a subsequent prosecution -- following a grant of a
new trial -- for the same crime for which he already had been convicted.
At the time, Darcell had not initiated proceedings for post-conviction
or habeas corpus relief.
The trial court ruled that the state could call
Darcell to testify. The court first concluded that Darcell retained no
Fifth Amendment privilege, because he had been convicted and sentenced
and had exhausted his direct appeals. The court noted that Darcell
appeared sincerely to believe that he retained the privilege based on
the possibility that his conviction might be overturned. However, the
court also stated that it was reasonable to conclude that Darcell had
another motivation for refusing to testify, namely, a desire to protect
defendant.
On appeal, defendant argues that the trial court
erred in allowing the state to call Darcell. In Oregon, it generally is
improper for the state to call a criminal defendant's accomplice to
testify, when the state knows that the accomplice will invoke his or her
Fifth Amendment (or Article I, section 12) privilege and refuse to
testify. State v. Johnson, 243 Or 532, 413 P2d 383 (1966).
However, in State v. Abbott, 275 Or 611, 552 P2d 238 (1976), this
court created an exception to that general rule. In Abbott, the
court held that it was not error to allow the state to call the
defendant's accomplice, who had been convicted and sentenced following a
plea of guilty and had not appealed, even though the state knew that the
accomplice would invoke his Fifth Amendment privilege and refuse to
testify. Id. at 617.
The court distinguished Johnson on the ground
that the witness in Johnson, who had been indicted but not tried
for his alleged participation in the crime with which the defendant was
charged, still possessed a valid Fifth Amendment privilege. The witness
in Abbott, on the other hand, had no ongoing Fifth Amendment
privilege, because he had been convicted and his time for appeal had run.
Abbott, 275 Or at 616. Thus, the court concluded that it was
reasonable to infer that the witness was refusing to testify to protect
the defendant, because the witness could not incriminate himself further
by testifying about the crime. Under the circumstances, it was
permissible for the state to call the witness for the sole purpose of
having the witness invoke his Fifth Amendment privilege, in order that
the jury might infer that the witness was protecting the defendant.
Id. at 617.
According to defendant, that ruling was error,
because Darcell, unlike the witness in Abbott, still possessed a
Fifth Amendment privilege against self-incrimination. That argument is
based on Darcell's statement that he intended to attack his convictions
through post-conviction and habeas corpus proceedings at some point in
the future. Defendant further argues that the Abbott court's
statement, "the witness has no privilege to remain silent, having been
convicted on a plea of guilty," 275 Or at 616, does not apply to Darcell,
because Darcell did not plead guilty.
Accordingly, the question before us is whether a
witness, who has been convicted of a crime and has exhausted his direct
appeals from that crime, nevertheless possesses a privilege against self-incrimination
and may refuse to answer questions about the crime, if he intends at
some time in the future to attack his conviction through post-conviction
or habeas corpus proceedings. We conclude that a witness does not
possess a privilege against self-incrimination under those circumstances.
* * *.").
Nor did Darcell's expressed intention to seek post-conviction
or habeas corpus relief in the future render the danger of self-incrimination
"real" and "appreciable." Defendant in effect argued to the trial court
that Darcell might in the future petition for post-conviction or habeas
corpus relief, on some basis unknown to the trial court; that some or
all of Darcell's claims for relief might be successful; that, as a
result, Darcell might receive a new trial; and that his testimony from
defendant's trial might be used to incriminate him during that new trial.
Those speculations did not -- and do not -- establish that Darcell faced
real and appreciable danger of self-incrimination at the time when he
was asked to testify. The possibility of future prosecution based on his
testimony in defendant's trial was too remote to resurrect Darcell's
Fifth Amendment privilege.
Defendant's seventh assignment of error addresses the
trial court's admission of the testimony of Alyssa Lake during the
state's case-in-chief on the Woodman murder. Over defendant's objection,
Lake testified as follows: Shortly before midnight on December 29, 1992,
she accepted a ride from defendant and Leonard Darcell in downtown
Portland. After driving a short distance, defendant drove into a parking
lot so that he and Darcell could urinate. After urinating, defendant
returned to the car, produced a handgun, placed the muzzle of the gun
against Lake's neck, and threatened to kill her unless she performed a
sexual act on him. Darcell, who knew Lake slightly, then returned to the
car and pleaded with defendant not to harm Lake. The two men argued for
fifteen to twenty minutes, during which time defendant continued to
threaten Lake with the gun. Finally, defendant relented and drove Lake
to her home. At trial, Lake testified that the handgun with which
defendant had threatened her resembled the handgun with which, according
to the state's theory of the case, defendant had killed Woodman.
"This testimony was not offered and was not allowed
on the issue of [defendant's] character or to prove any criminal
activity against this witness by [defendant], and you may not use it for
those purposes. It was allowed on the issues of the whereabouts of [defendant]
at the stated time, his possible possession of a particular firearm, and
the relationship between [defendant] and the person known as [Darcell]."
"(1) The evidence must be independently relevant
for a noncharacter purpose; (2) the proponent of the evidence must
offer sufficient proof that the uncharged misconduct was committed
and that defendant committed it; and (3) the probative value of the
uncharged misconduct evidence must not be substantially outweighed
by the dangers or considerations set forth in OEC 403."
(Footnotes omitted.)
To be excluded under OEC 403, testimony must be not
only prejudicial, but unfairly so. State v. Moore, 324 Or 396,
407, 927 P2d 1073 (1996). "In the context of OEC 403, 'unfair prejudice'
means 'an undue tendency to suggest decisions on an improper basis,
commonly although not always an emotional one.'" Id. at 407-08 (quoting
Legislative Commentary, cited in Laird C. Kirkpatrick, Oregon
Evidence, 125 (2d ed 1989)). Further, the probative value of the
evidence must be "substantially outweighed by the danger of
unfair prejudice." OEC 403 (emphasis added).
We conclude that the probative value of Lake's
testimony outweighed the danger of unfair prejudice. The testimony was
helpful to the jury's consideration of a number of relevant issues. As
the trial court concluded, the testimony placed defendant and Darcell in
a car in downtown Portland just hours before Woodman was taken from
downtown Portland and murdered. It also tended to establish the
inference that defendant possessed the murder weapon on the night of
Woodman's murder.
Further, any prejudicial effect of the testimony was
blunted by the trial court's limiting instruction. The court clearly
instructed the jury to consider the evidence only for the specific
purposes for which it was admitted. Jurors are assumed to follow the
court's instructions, Smith, 310 Or at 26, and the record
provides no basis on which to conclude that they were unlikely to do so
in this case.
"Anyways, rats testified today, as did the state
crime lab.
"* * * * *
"* * * * *
"P.S. When you write back, just tell me if Pope
says yes or no. I need to know ASAP so I know where to go in dealing
with it. It is important."
(Emphasis in original.) The quoted parts of the
letter were dated November 9, 1995. At the time, James Lord had
testified once, during the state's case-in-chief on the Woodman murder.
He subsequently testified again, during the state's case-in-chief on the
Schmidt murder.
We review trial court determinations of relevance
under OEC 401 for errors of law. State v. Titus, 328 Or 475, 481,
___ P2d ___ (1999). OEC 401 establishes a "very low threshold" for the
admission of evidence; evidence is relevant so long as it increases or
decreases, even slightly, the probability of the existence of a fact
that is of consequence to the determination of the action. State v.
Hampton, 317 Or 251, 255 n 8, 855 P2d 621 (1993).
Defendant argues that the testimony concerning the
contents of his letter was not relevant because the quoted parts of the
letter are vague and subject to more than one interpretation. However,
the state's interpretation of the letter as a veiled request by
defendant for another inmate to take steps to stop Lord from testifying
again is reasonable, if not compelled. SeeTitus, 328 Or
at 481 (evidence susceptible to multiple inferences admissible if
inference desired by proponent is reasonable). Defendant was free to
argue at trial that the letter in fact had another meaning. Under the
state's construction, the letter was relevant to establish an inference
of defendant's consciousness of his guilt in the Woodman and Schmidt
murders. SeeBarone I, 328 Or at 92 (evidence leading to
reasonable inference of the defendant's consciousness of guilt relevant).
The trial court did not err in admitting the testimony under OEC 401.
In his twelfth assignment of error, defendant argues
that the trial court erred in denying his motion for mistrial. The basis
for defendant's motion was the trial court's jury instructions on the
charges of aggravated felony murder and felony murder.
"(1) Except as provided in ORS 163.118 and
163.125, criminal homicide constitutes murder:
"* * * * *
"(b) When it is committed by a person, acting
either alone or with one or more persons, who commits or attempts to
commit any of the following crimes and in the course of and in
furtherance of the crime the person is committing or attempting
to commit, or during the immediate flight therefrom, the person, or
another participant if there be any, causes the death of a person
other than one of the participants * * *."
(Emphasis added.) Aggravated felony murder occurs
when "the defendant personally and intentionally commit[s] the homicide
under the circumstances set forth in ORS 163.115(1)(b)." ORS
163.095(2)(d). As noted, defendant was charged with six counts of
aggravated felony murder and two counts of felony murder.
During closing arguments, the state argued to the
jury that, under the felony murder and aggravated felony murder statutes,
the murder must be committed during the course of or in
furtherance of the underlying felony on which the felony murder charge
is based. In his closing arguments, defendant argued that the state was
required to prove that the murders had been committed during the course
of and in furtherance of the underlying felonies. According to
defendant, that was a logical impossibility in these cases, because none
of the underlying felonies -- kidnaping, attempted rape, and sexual
abuse -- could be "furthered" by murder.
The state then made its rebuttal closing arguments.
During those arguments, the state exhorted the jurors to "[l]isten to
the court's instructions" and urged that defendant "wants [the jury] to
misunderstand the law." The state also made the following statements
relevant to this issue:
"I submit to you that you're going to hear that
the crime of aggravated murder, you look for the kidnaping, that it
occurred in the course of or, or in furtherance of the
commission of the crime.
"* * * * *
"* * *[Defendant], in his argument, has basically
told you, rather subtly, 'Well, don't convict him of this, because
the state hasn't proved that it was in the course of and in
furtherance.' But you know that the instruction is 'or in
furtherance of.' And he's kind of -- I don't want to characterize
his argument. You have to characterize his argument. But he's kind
of left it, 'Well, if you don't buy the rest of my argument, yeah,
maybe he was involved in the kidnaping, and, yeah, maybe he
intentionally did it, but it doesn't add up to this.
"Well, I submit to you it does. When the judge
explains to you the jury instructions, you will realize that this is
what Mr. Barone did. He was involved in the kidnaping of Miss
Woodman, and he, himself, intentionally killed her. That's
aggravated murder.
"* * * * *
(Emphasis added.) Defendant did not object to any of
those statements.
The trial court then instructed the jury. In setting
out the elements of felony murder and aggravated felony murder, the
court consistently instructed the jury that the state was required to
prove that the murders were committed "in the course of and/or in
furtherance of" the underlying felonies. (Emphasis added.) Defendant
took exception to the court's instructions on that point.
After the jury retired to deliberate, the parties and
the court recessed. When the court reconvened, the jury still had not
returned with its verdicts. At that point, the prosecutor informed the
court that he never before had been confronted with defendant's "and/or"
argument. On reflection, the prosecutor conceded that his argument in
response had been "erroneous" and that he believed that the court had
instructed the jury incorrectly on the elements of felony murder and
aggravated felony murder.
The court then asked defendant if he wanted the court
to reinstruct the jury on the elements of the charged offenses. After a
consultation between defendant and defense counsel, defendant instead
moved for a mistrial. He asserted two grounds for that motion: The
allegedly erroneous instruction and the prosecutor's comments during
rebuttal closing, which counsel characterized as "a direct attack on my
credibility." The trial court denied the motion for mistrial. Defendant
then asked the court to reinstruct the jury, and the court agreed.
Defendant assigns error to the trial court's denial
of his motion for mistrial. As he did before the trial court, defendant
makes two independent arguments in support of his motion. First, he
argues that the trial court's original instruction "misstated the law"
and that the "bell could not be unrung by a curative instruction, so a
mistrial was necessary." Second, he argues that the prosecutor's
comments during rebuttal closing "belittled" defense counsel to the
detriment of defendant, and that a mistrial was required to cure the
resulting prejudice.
That second argument is untimely and, therefore,
unpreserved. As noted, a motion for mistrial must be made "as soon as
the objectionable statement or event occurs." Barone I, 328 Or at
90. Here, defendant's second argument in support of his motion relates
solely to comments made during the state's rebuttal closing argument. In
the interval between the last of those comments and defendant's motion,
the prosecutor completed his closing arguments, the trial court
instructed the jury, the jury retired to deliberate, the court recessed,
the court reconvened, there was a colloquy between the court and counsel
for the parties, and defendant consulted with his lawyers. That interval
was too great; defendant did not make his motion promptly after the
objectionable event occurred and, consequently, failed to preserve his
second argument in support of his motion for mistrial.
According to defendant, that error required the trial
court to grant a mistrial. Defendant argues, without elaboration, that
the trial court's second set of instructions -- which correctly
described the law -- were insufficient to overcome the effect of the
initial, erroneous instructions. We disagree. We will not assume that
the jury failed to follow the correct instructions -- which were clear
and straightforward -- absent some compelling argument that the jury was
incapable of doing so. Smith, 310 Or at 26. Defendant has not
made such an argument. The trial court's reinstruction on the elements
of felony murder was sufficient to remedy the original error and,
consequently, the court did not abuse its discretion by denying
defendant's motion for mistrial.
Nor was the probative value of the evidence
substantially outweighed by the danger of any unfair prejudice.
Defendant suggests that the mention of the Green River Killer "would
instill in the jury a fear of unprosecuted killers, and would perhaps
allow the jury to draw the conclusion that defendant was somehow
connected to those Washington serial killings." Even granting that the
mention of the Green River Killer might have had some such unfair
prejudicial effect -- a contention that seems to us to be dubious, at
best -- the probative value of the testimony was greater. As noted, the
testimony supported the inference that defendant took pride in his
violent acts and measured himself against other murderers. That
inference certainly could figure into the jury's determination on the
second question. Defendant's speculations about possible unfair
prejudice do not persuade us that the evidence should have been
suppressed under OEC 403.
The state argues that the photographs were relevant
to the jury's determination of the probability that defendant would "commit
criminal acts of violence that would constitute a continuing threat to
society." ORS 163.150(1)(b)(B). We agree. ORS 163.150(1)(b)(B) "permits
the introduction of a broad range of evidence," Moore, 324 Or at
416, including a defendant's entire previous criminal history, State
v. Moen, 309 Or 45, 73, 74-76, 786 P2d 111 (1990). "To be admissible
under the second question * * * the proffered evidence must have a
tendency to show that a probability either does or does not exist that
the defendant will commit criminal acts of violence that would
constitute a continuing threat to society." Moore, 324 Or at 417.
We have no difficulty concluding that the proffered
evidence meets that standard of relevance. The photographs were evidence
of the brutality of defendant's attack on Bryant and supported the
prosecution's contention that defendant posed a continuing threat to
society. Further, the photographs were evidence of "the range and
severity of a defendant's prior criminal conduct," which also is
probative of future dangerousness. Moen, 309 Or at 73.
The remaining question is whether the photographs
were unfairly prejudicial under OEC 403. In Barone I, this court
held that the same photographs were not unfairly prejudicial under OEC
403, stating that although "the photographs in question were graphic,
they could not be said to be remarkable in the context of a murder trial."
328 Or at 88. We carefully have considered defendant's arguments in this
case and again conclude that defendant was not unfairly prejudiced by
the introduction of the photographs. Accordingly, the trial court did
not abuse its discretion in admitting them into evidence.
The judgments of conviction and sentences of death
are affirmed.