TURPIN v. BENNETT; and vice versa.
(270 Ga. 584)
(513 SE2d 478)
(1999)
THOMPSON, Justice.
Habeas corpus. Butts Superior Court. Before Judge Miller.
This habeas corpus case presents an issue of
first impression in this state: Does a defendant have a right to
effective assistance of an expert witness which is distinct from his
right to effective assistance of counsel? We answer this question in
the negative. We hasten to add, however, that the adequacy of an
expert's assistance can be examined within the context of an
ineffective assistance of counsel claim.
Jack Bennett was convicted of murdering his wife
and sentenced to death. This Court affirmed Bennett's conviction and
death sentence, Bennett v. State, 262 Ga. 149
(414 SE2d 218) (1992), and the United States Supreme Court
denied Bennett's petition for certiorari. Bennett v. Georgia, 506 U.
S. 957 (113 SC 416, 121 LE2d 340) (1992).
Bennett and the victim had been married for only
four days when, as the victim slept, Bennett took a knife, stabbed
her more than 100 times, and crushed her skull with a hammer. The
State theorized that Bennett killed his wife in a jealous rage.
Until the time of the murder, Bennett, who was 62
years old, led a peaceful life. The father of four daughters, he was
gainfully employed at a job which he held for twenty years, and had
no record of crime or violence.
Bennett turned himself in to the police and
freely admitted that he killed his wife. He claimed that his wife
and another had been plotting to kill him and that he killed her in
self-defense. Based on that claim and Bennett's apparent instability,
trial counsel Kenneth Krontz and Jennifer McLeod, who had been
retained by Bennett, came to the conclusion that they needed a
psychiatrist to explore an insanity defense.
In a previous case calling for psychiatric
assistance, trial counsel used Dr. Boaz Harris. They were impressed
by Dr. Harris, who was a graduate of Yale University School of
Medicine and the founder of Charter Peachford Hospital in Atlanta,
and decided to procure his services again.
Dr. Harris met with Bennett several times after
his arrest and came to the conclusion that Bennett was legally
insane when he killed his wife. His diagnosis: Bennett was suffering
from a temporary psychotic episode.
Dr. Harris informed defense counsel of his
diagnosis and added that numerous stress factors led to Bennett's
mental breakdown. Dr. Harris also told counsel that Zantac, a
medication which had been prescribed for Bennett, was an "important"
contributing factor.
Defense counsel met with Dr. Harris several
times. The last meeting took place nine months before trial.
Although other meetings were arranged before the trial began, Dr.
Harris begged off.
Defense counsel spoke with Dr. Harris by
telephone three months before trial. And they had a brief telephone
conversation with him the day before he was to testify. They thought
his testimony was a "done deal."
On the day he testified, a Friday, Dr. Harris
arrived in the courtroom looking "deathly ill." He was accompanied
by a companion who had driven him and assisted him in moving about.
Dr. Harris was to testify in the afternoon as
Bennett's last witness. Before testifying, Dr. Harris rested on a
couch in defense counsel's office for three hours, but his condition
did not improve. When defense counsel suggested they should seek a
continuance until Monday, Dr. Harris balked and said he would "withdraw"
if he did not testify that afternoon. But he assured defense counsel
he was prepared and able to testify.
Defense counsel called Dr. Harris to the witness
stand. He was far from the expert witness that defense counsel had
known him to be. His clothes were disheveled; he was unkempt and
sloppy. His testimony was the worst defense counsel had ever seen:
He confused names and appeared to be irrational; his voice
fluctuated inappropriately; and his facial expressions were "cartoonish."
Dr. Harris did testify on direct examination that,
at the time in question, Bennett had had a temporary psychotic
episode and that he did not know right from wrong. But he "stunned"
defense counsel when he "pooh poohed" the notion that Zantac was an
important contributing factor in Bennett's psychosis.
On cross-examination, Dr. Harris did even more
damage to the defense. His response to several questions was to sit
speechless, and he was distracted by crime scene photos. He
continued to be confused and rambling. When the prosecutor asked Dr.
Harris what he would do for Bennett to prevent him from killing
again, he replied, "I'd give him Tylenol as needed for his headache
and I'd tell him to take -- to stay on Zantac for his hiatal hernia
. . . [and] I'd send him home with follow-up care." This evoked
laughter in the courtroom and the jury box.
Dr. Harris volunteered additional damaging
testimony after the prosecutor finished cross-examining him. The
colloquy went as follows:
Prosecutor: Thank you Dr. Harris.
Dr. Harris: Would it be appropriate for me to
make one more comment?
Prosecutor: . . . If you want to volunteer
something, tell the jury whatever you want them to hear; I'm sure
they'll listen.
Dr. Harris: This [pointing at a crime scene
photograph] looks like the work of a vicious maniac.
Prosecutor: Thank you Doctor. You know who did
that, don't you, Dr. Harris?
After Dr. Harris testified, Krontz turned to
Bennett and apologized to him. He believed that Dr. Harris had
"gutted" the insanity defense and destroyed the credibility of the
entire defense team. Accordingly, although Dr. Harris' "expert"
testimony was to be the lynchpin of Bennett's insanity defense,
defense counsel made no reference to it in closing argument.
When defense counsel returned to their office
they learned, through Dr. Harris' companion, that Dr. Harris was
suffering from AIDS. It was at that point that they realized Dr.
Harris had deceived them with regard to his ability to testify on
Bennett's behalf.
Defense counsel put forth no mitigating
psychiatric evidence during the penalty phase of the trial. And,
although they had requested a charge on Bennett's lack of future
dangerousness, they introduced no evidence along those lines because
they feared calling Dr. Harris back to the stand. Accordingly, the
trial court refused to give a lack of future dangerousness charge.
Defense counsel subsequently learned that, at the
time of trial, Dr. Harris had AIDS dementia. In fact, his illness
had become so severe that he had closed his office shortly before
the trial, and he died six months later. The cause of death was
viral encephalopathy.
Bennett filed a habeas corpus petition in which
he alleged that he was denied his right to effective assistance of a
mental health expert, as well as his right to effective assistance
of counsel. At the hearing, Bennett presented the testimony of
Krontz and McLeod, as well as Dr. Charles Barnett Nemeroff, the
chairman of the Department of Psychiatry at Emory University Medical
School. Dr. Nemeroff testified that, at the time of the murder,
Bennett suffered a brief reactive psychosis, and, possibly, an acute
delusional paranoid disorder; that Zantac was one of a number of
factors which could have contributed to Bennett's breakdown; and
that it was unlikely that the murder was the result of a jealous
rage. He also testified that Dr. Harris' performance at trial was "not
in any way, shape or form competent."
The habeas corpus court found that Bennett was
deprived of his due process right to a fair trial because the
testimony of his psychiatric expert completely undermined his
insanity defense. Accordingly, the habeas corpus court granted
Bennett's petition, overturned his conviction and death sentence,
and ordered a new trial. In passing, the habeas corpus court came to
the conclusion that defense counsel could not be faulted for putting
Dr. Harris on the witness stand without interviewing him.
The State appeals in Case No. S98A1993. Bennett
cross-appeals in Case No. S98X1995, asserting, primarily, that the
habeas corpus court erred in failing to find ineffectiveness of
trial counsel.
1. The due process clause ensures that a
defendant will be given access to a competent psychiatrist when the
defendant's mental state is in issue. Ake v. Oklahoma, 470 U. S. 68
(105 SC 1087, 84 LE2d 53) (1985). But this is not to say that a
defendant is entitled to the effective assistance of a psychiatrist
in addition to the effective assistance of counsel. On the contrary,
a defendant has no right to the effective assistance of a
psychiatrist, or any other expert. Waye v. Murray, 884 F2d 765 (4th
Cir. 1989) (per curiam).
In Waye, the defendant claimed that his
psychiatrist was ineffective because he failed to emphasize the
defendant's diminished capacity in his trial testimony. The court
rejected that claim and observed:
[i]t will nearly always be possible in cases
involving the basic human emotions to find one expert witness who
disagrees with another and to procure an affidavit to that effect
from the second prospective witness. To inaugurate a constitutional
or procedural rule of an ineffective expert witness in lieu of the
constitutional standard of an ineffective attorney, we think, is
going further than the federal procedural demands of a fair trial
and the constitution require.
Id. at 767. Other courts which have considered
this issue are in agreement with Waye. See, e.g., Wilson v. Greene,
155 F3d 396, 401 (4th Cir. 1998) (defendant not entitled to
effective assistance of expert); Harris v. Vasquez, 949 F2d 1497,
1517-1518 (9th Cir. 1990) (to allow psychiatrists to debate
psychiatric testimony on a collateral challenge to a death sentence
would place federal courts in a psycho-legal quagmire and result in
abuse of the habeas process); Silagy v. Peters, 905 F2d 986, 1013
(7th Cir. 1990) (courts should be reluctant to entertain battle of
the experts in a "competence" review); People v. Samayoa, 938 P2d 2,
31 (Cal. 1997) (no right to effective assistance of psychologist).
In this case, the habeas corpus court granted
Bennett's petition, ruling that Dr. Harris' testimony was
ineffective and deprived Bennett of a fair trial. The essence of
that ruling was to award habeas corpus relief on the basis of
ineffective assistance of an expert witness. In so doing, the habeas
corpus court erred. Waye v. Murray, supra.
2. Although a defendant is not entitled to
effective assistance of an expert witness, he is not without a
remedy when an expert witness is ineffective. As the court observed
in Poyner v. Murray, 964 F2d 1404, 1419 (4th Cir. 1992):
That there is no separately-cognizable claim of
ineffective assistance of expert witnesses does not mean that a
substandard performance by a psychiatrist at trial could never form
the basis for habeas corpus relief. However, the constitutionally
deficient performance must be that of counsel, in obtaining the
psychiatric examinations or presenting the evidence at trial, for
example.
Thus, we must examine Dr. Harris' psychiatric
assistance within an ineffective assistance of counsel framework.
See Alley v. State, 882 SW2d 810, 817-818 (Tenn. Cr. App. 1994) (although
performance of expert witness does not afford basis for post-conviction
relief, evidence concerning performance of expert witness is
relevant to establish ineffective assistance of counsel).
Appellate courts apply a two-pronged test to
determine if counsel's performance was ineffective as to require the
reversal of a conviction or a death sentence:
First, the defendant must show that counsel's
performance was deficient. This requires showing that counsel made
errors so serious that counsel was not functioning as the "counsel"
guaranteed by the Sixth Amendment. Second, the defendant must show
that the deficient performance prejudiced the defense. This requires
a showing that counsel's errors were so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable. Unless
a defendant makes both showings, it cannot be said that the
conviction or death sentence resulted from a breakdown in the
adversary process that renders the result unreliable.
Strickland v. Washington, 466 U. S. 668, 687 (104
SC 2052, 80 LE2d 674) (1984).
Bennett claimed that the performance of defense
counsel was deficient with regard to Dr. Harris' performance for a
number of reasons, including the failure to (1) interview Dr. Harris
and ascertain his mental fitness before putting him on the stand,
(2) alert the trial court that Dr. Harris was incompetent, (3)
request a continuance of the guilt-innocence phase of the trial to
secure other psychiatric expert assistance, and (4) request a
continuance of the sentencing phase of the trial for the same
purpose. Perhaps because the habeas corpus court vacated Bennett's
conviction and sentence, it saw no need to consider each and every
one of Bennett's claims that counsel were ineffective in presenting
Dr. Harris' testimony. However, as noted above, it did address
Bennett's first claim, finding that defense counsel were not
ineffective for having failed to interview Dr. Harris before he
testified. In this regard, the habeas corpus court determined that
defense counsel reasonably believed Dr. Harris' testimony was set on
the basis of the telephone conversation with Dr. Harris three months
before trial, and Dr. Harris' assurances at the time of trial that
he was prepared. Defense counsel could not be faulted, the habeas
corpus court reasoned, for having been deceived by Dr. Harris.
Bennett asserts that that ruling was erroneous. We cannot agree.
The reasonableness of counsel's conduct must be
viewed at the time of trial and under the circumstances of the case.
Berry v. State, 267 Ga. 476, 479 (4) (480
SE2d 32) (1997). Hindsight is irrelevant in determining
whether counsel acted reasonably. Smith v. Francis,
253 Ga. 782, 783 (1) (325
SE2d 362) (1985). Moreover, there is a "strong presumption"
that "counsel's conduct falls within the wide range of reasonable
professional conduct and that all significant decisions were made in
the exercise of reasonable professional judgment." Id.
Defense counsel needed Dr. Harris' testimony to
present their defense. They had spoken to him on the telephone only
three months before, and he assured them before he was to testify
that he was prepared and capable. Judging counsel's performance
under the circumstances which confronted them, and giving deference
to the "strong presumption" that counsel were effective, we believe
the evidence supports the conclusion that defense counsel acted
reasonably when they put Dr. Harris on the witness stand without
interviewing him further. See Henry v. State,
269 Ga. 851, 855 (5) (507 SE2d 419)
(1998) (counsel did not inadequately prepare psychologist who gave
expert testimony in mitigation).
This is not to say, however, that defense counsel
acted reasonably in failing to seek a continuance once Dr. Harris
began testifying. After all, at that point, it became apparent that,
despite his previous assurances, Dr. Harris was manifestly incapable
of assisting the defense. As the Eleventh Circuit Court of Appeals
observed in Clisby v. Jones, 960 F2d 925, 934, fn. 12 (11th Cir.
1992),
[W]e have difficulty envisioning a case in which
counsel's failure to alert the trial court to the manifest
inadequacy of an expert's psychiatric assistance would not violate
the defendant's right to effective assistance of counsel under the
Sixth Amendment.
Accordingly, we remand this case to the habeas
corpus court to determine whether defense counsel were ineffective
in presenting Dr. Harris' testimony once it became apparent that he
was incompetent, in failing to seek a continuance to procure the
assistance of another expert for the remainder of the guilt/innocence
and the penalty phases of the trial, and any other claims asserted
but not considered.
3. This Court will not reverse a trial court's
decision on discovery matters in the absence of a clear abuse of
discretion. Woelper v. Piedmont Cotton Mills,
266 Ga. 472, 473 (1) (467 SE2d 517)
(1996). We find no clear abuse of discretion in the habeas corpus
court's refusal to permit the discovery of Dr. Harris' medical
records.
King & Spalding, Stephen S. Cowen, Douglas W.
Gilfillan, James W. Boswell III, Michael M. Raiber, for appellee.
David McDade, District Attorney, Thurbert E.
Baker, Attorney General, Susan V. Boleyn, Senior Assistant
Attorney General, Christopher L. Phillips, Assistant Attorney
General, for appellant.