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Thomas
BROOKS Jr.
Case Facts:
On December 1, 1993, Cassidy Senter, a ten year old girl, returned home
from school.
She and her mother,
Rhonda Senter, lived in the lower half of Michael Goldbeck’s home on
Tall Tree Court in Hazelwood, St. Louis County.
When Cassidy arrived at
home, she visited briefly with Mr. Goldbeck. Mr. Goldbeck tested
Cassidy’s personal alarm to make sure it was functioning properly before
Cassidy left the house. Cassidy then headed up Tall Tree Court to a
friend’s house at about 3:30 p.m. She was last seen at an intersection
where Tall Tree Court became Spring Forest Lane.
Also at around 3:30
p.m., Mr and Mrs. Hanneke, who resided on Spring Tree Forest Lane next
door to Cassandra Quinn, Brooks sister, heard a noise and followed the
sound to identify it. The Hannekes found a yellow alarm and a pen near
their property line. The alarm was buzzing.
A few minutes after
5:00 p.m., Rhonda Senter returned from work. When she telephoned
Cassidy’s friend’s house, she learned that Cassidy had never arrived.
After Ms. Senter and Mr. Goldbeck searched in vain for Cassidy, Mr
Goldbeck telephoned the police.
Around the same time,
Mr. Goldbeck received word that Cassidy’s personal alarm was found on
the Hannekes’ lawn. When Mr. Goldbeck told this to the police, the
police instituted a ground and air search almost immediately. The search
continued for days.
On December 7, 1993, a
detective began to re-interview people who lived in the neighborhood
where the alarm was found. At this time, the detective spoke to Brooks’
sister and learned where Brooks could be found.
On December 9, 1993,
two persons walking in the city of St. Louis discovered Cassidy Senter’s
body in an alley. The child was wrapped in two bed comforters and a pink
curtain. Her jacket and sweater were pulled above her chest. Her jeans
were pulled down over her ankles, inside out. A sheet was looped around
each of her ankles and then tied in the middle to hold the ankles
together.
The autopsy revealed
decomposition on the upper portion of her body. There were at least four
tears to the scalp and multiple fractures in the skull. There were
bruises on Cassidy’s chin, right check, right shoulder, breast bone,
abdomen each side of her chest wall, and on the upper back at the base
of the neck. Numerous other bruises were found over her body.
The condition of
Cassidy Senter’s scalp indicated that she was alive when she received
many of her injuries. The physician who performed the autopsy opined
that there were at least five blows to the head and that the blows were
significant enough to have caused her death.
The physician concluded
that Cassidy died from the head injuries. It appeared that Cassidy lived
less that an hour after the blows were sustained. Examination of the
tire tracks revealed and concluded to a U-haul truck.
On December 9, a
neighbor of Cassandra Quinn, Brooks’ sister, saw a U-Haul truck backing
out of the driveway at Cassandra Quinn’s home. The body was discovered
that day. A comparison of the tire tracks left where the body was
discovered to the tires on the U Haul truck that Brooks rented revealed
a positive match.
Brooks was arrested on
February 3, 1993. Brooks testified to a detective that he killed her and
then covered her body will the bedding and drapery, then left for work.
*****
Thomas Brooks, 33, died on May 16, 2000 at the
Moberly Prison, from an undisclosed illness.
Supreme Court of Missouri
Case Style: State of Missouri, Respondent, v. Thomas Brooks,
Jr., Appellant.
Case Number: 78396
Handdown Date: 12/23/97
Appeal From: Circuit Court of St. Louis County, Hon. James R.
Hartenbach
Opinion Summary:
Thomas Brooks, Jr., kidnapped a ten-year-old girl,
attempted to rape her, and as she attempted to fend off his attack, beat
her to death with blows from a wooden bed slat to her head. He left her
body to decompose behind a freezer in his sister's basement before
dumping her body in an alley. He admitted killing her, and additional
evidence included tracks near her body that matched a truck he rented,
wrappings around her body that matched those left in his sister's house,
and forensic evidence tying the wrappings and the house to the girl and
Brooks.
Brooks requested a change of venue from St. Louis
County, based principally on extensive media coverage, to a county with
a similar demographic make-up. Venue was changed to Greene County.
Brooks states St. Louis County bears a much larger percentage of African-Americans
in the community and on the venire panel.
Brooks was convicted of first-degree murder for which
he received a death sentence and the felonies of armed criminal action,
kidnapping, and attempted forcible rape. Brooks appeals his first degree
murder conviction, his sentence, and the overruling of his Rule 29.15
post-conviction motion.
AFFIRMED.
Court en banc holds:
(1) Brooks presented no proof of discriminatory
purpose in the transfer of venue to Greene County. He also failed to
prove that the transfer mechanism at issue in this case results in the
systematic exclusion of African-Americans on jury venires. Consequently,
no error in the change of venue occurred.
(2) In a Batson challenge, the chief
consideration should be the plausibility of the prosecutor's
explanations in view of the totality of the facts and circumstances
surrounding the case. Disparate impact alone does not convert a facially
race-neutral explanation into a per se violation of equal protection.
The prosecution struck the only African-American person remaining on the
venire after the other two African-American persons had been struck for
cause during the death penalty qualification process. The prosecutor
offered three factors upon which he based his strike: the venireperson
had no children; she had some knowledge of DNA about which the
prosecutor expressed concern that "a little knowledge" about DNA typing
methods could be even more harmful than none at all; and she gave a weak
response regarding her ability to impose the death penalty. No other
venirepersons were similarly situated. Brooks fails to show the only
reasons proffered by the prosecution were pretextual. The prosecutor was
able to observe the venireperson's demeanor throughout voir dire. Both
the demeanor of the venireperson and the person's stance on the death
penalty are proper factors to consider and reasonable grounds for
striking a venireperson. Brooks therefore fails to show the trial court
erred in overruling his Batson challenge.
(3) The trial court did not err in overruling Brooks'
motion for a mistrial when the victim's mother "screamed" from the
audience of the courtroom, in the presence of the jury, "You'll burn in
hell for this."
(a) No private communication with the jury occurred
in this case. Furthermore, the trial court in the present case was, at
the time of the outburst and the following day, able to determine the
circumstances of the mother's outburst, the impact upon the jury, and
whether the outburst was prejudicial, and it was able to do so with all
interested parties participating. Considering the nature of the
communication and the trial court's action in this case, no remand to
the trial court for a hearing to consider the issue of prejudice is
necessary.
(b) Emotional outbursts are to be prevented insofar
as possible Where outbursts occur, the trial court may exercise broad
discretion in minimizing or eliminating the prejudicial impact of an
hysterical witness or gallery member. In determining whether to declare
a mistrial, the trial court may consider the spontaneity of the outburst,
whether the prosecution was at fault, whether something similar, or even
worse, could occur on retrial, and the further conduct of the trial The
trial court's thoughtful observations with respect to the spontaneous
occurrence in this case constituted a proper exercise of discretion.
Furthermore, in view of the overwhelming evidence against Brooks, any
prejudicial effect of the mother's outburst would not require the
extreme remedy of a mistrial
(4)(a) The trial court did not abuse its discretion
by refusing to grant a mistrial when, while the verdicts were being read,
the deputies handcuffed Brooks in the jury's view, per standard
operating procedure. Although shackling in the jury's presence should be
avoided if possible, not every incident in which a jury observes the
defendant in shackles requires a mistrial. In this case, the jury saw
Brooks only after the close of the guilt phase, observed him in shackles
only briefly, was dismissed shortly thereafter, and witnessed Brooks
appear without restraints the rest of the trial. The minimal threat of
prejudice in the penalty did not require the drastic remedy of a
mistrial.
(b) Brooks' counsel stated that he understood that
neither the trial court nor the state was responsible for the bailiffs'
conduct. His contention that trial court and the state acted in bad
faith because the trial court had earlier sustained a pre-trial motion
to appear without restraint is without foundation.
(5) The trial court did not err in overruling Brooks'
objections to the prosecution's use of Brooks' prison records to
cross-examine the defense expert witness about Brooks' mental
deficiencies. The prosecutor questioned the expert about an allegation
that Brooks sexually assaulted his cellmate. The expert responded that
he was not aware of any behavioral problems Brooks had in prison, other
than being victimized, and that such information might change his
opinion.
(a) There is no indication the state intended to
introduce the prison records into evidence. Because the state merely
cross-examined a defense expert regarding the information in the records,
the state was not required to disclose the prison records.
(b) An expert witness may be cross-examined regarding
facts not in evidence to test his qualifications, skills, and
credibility or to test the validity and weight of his opinion. The
sources of information used to cross-examine a witness can include
hearsay and do not need to be admissible as evidence. The expert offered
his opinion that Brooks' personality disorder would be controlled by the
structured environment of a prison and testified prison records were the
type of records members of his profession might rely upon in forming
their opinions. Therefore, the prosecution did not exceed the scope of
cross-examination in asking the expert about whether he had been
provided Brooks' prison records and whether his opinion would differ if
he knew about Brooks' prison conduct.
(c) If the state has a good faith basis for asking
about past misconduct, then the state can properly cross-examine a
witness about the alleged misconduct. Brooks' prison records establish
that the state acted in good faith in cross-examining the expert. The
records reflect Brooks was accused of attempting to sexually assault
another inmate and entered administrative segregation based on that
incident.
(d) The records relating to Brooks' segregation in
prison while he was awaiting trial were known to Brooks and were as
accessible to the defense as to the prosecution The prosecution has no
obligation to disclose evidence of which the defense is already aware
and that the defense can acquire.
(e) The duty to disclose documents extends only to
those documents that are material. Evidence is material if there is a
reasonable probability that the outcome of the proceedings would have
been different if the evidence had been disclosed to the defense. No
reasonable probability exists that the defense's use of the evidence
would have changed the outcome of the punishment phase of this trial.
(6) All the aggravating circumstances submitted to
the jury were valid. Furthermore, Missouri is a non-weighing state; only
one valid statutory aggravating circumstance need exist. Jurors need not
make a written finding of any mitigating circumstances, and they have
discretion to impose a life sentence irrespective of whether the
aggravating evidence outweighs the mitigating evidence.
(7) No evidentiary hearing is required where the rule
29.15 motion and the files and record of the case conclusively show that
movant is entitled to no relief.
(a) The motion court did not err in ruling that the
testimony of Brooks' mother would have been cumulative; his grandmother
and aunt testified concerning the same thing.
(b) Brooks submitted no sample questionnaire with his
amended rule 29.15 motion and failed to suggest that the court's ruling
would have differed had a questionnaire been submitted. The court did
not clearly err in finding that trial counsel preserved the issue; it
was a proper subject for direct appeal; and the claim was not cognizable
in the postconviction proceeding. There is no constitutional right to
written questions.
(c) Brooks' claims that one or more of the mental
health professionals or others with similar education and training would
have diagnosed a mental problem and presented this to the jury fails to
allege facts sufficient to warrant an evidentiary hearing. His claims
were entirely conclusions.
His motion for reconsideration was not properly
before the motion court and it is not properly before this Court. It was
filed more than five months after the amended motion was filed.
Supplementary Rule 29.15 pleadings that are filed outside of the valid
and mandatory time limits will not be reviewed.
(d) The facts of this case and the overwhelming
evidence against Brooks reflect that it is highly likely that the nature
of the murder of ten-year-old Cassidy Senter and the strength of the
state's case motivated the prosecutor's decision to seek the death
penalty, free from any discriminatory purpose.
(e) Brooks' claim that the state had in its
possession material, exculpatory evidence that the state failed to turn
over is patently frivolous and entirely speculative and conclusional.
(f) The motion court's findings and conclusions
relative to claims of ineffective assistance of counsel for failing to
object to various issues during the guilt phase are not clearly
erroneous. Brooks does not argue with the motion court's finding that
none of the claims in and of itself alleges sufficient prejudice. If
counsel's conduct is not constitutionally ineffective in any individual
instance, counsel cannot be held ineffective on the whole.
(g) Claims of instructional error are claims properly raised on direct
appeal, not in postconviction proceedings.
(8) The court did not abuse its discretion in
admitting photographs of the crime scene and victim at the morgue. The
court examined the state's photographs and limited the use of those that
might be cumulative or repetitive. Crime scene photographs assisted in
demonstrating how the victim's clothing was found on her body, which
relates to establishing the elements of attempted rape. The photographs
also helped explain the testimony with respect to discovery of Brooks'
pubic hair on the victim's jeans. The autopsy photographs display
different wounds inflicted on the victim and relate to establishing
deliberation, an issue appellant contested at trial. The photographs
were relevant in the penalty phase, as well, to show the victim died of
repeated and excessive acts of physical abuse, and the killing was
unreasonably brutal, an aggravating circumstance that the jury found to
exist. The trial court did not abuse its discretion in admitting any of
the photographs in question; they are relevant, and their probative
value outweighs any prejudicial effect.
(9) The death sentence was not imposed under the
influence of passion, prejudice, or other arbitrary factor. The
pertinent statute does not require this Court to include in its
proportionality review cases resulting in convictions for charges less
than first degree murder. Cases in which the death penalty is waived are
cases in which the sentencing authority has no discretion; therefore,
there can be no arbitrary and capricious sentencing in such cases.
Proportionality review is not constitutionally required. It is designed
as an additional safeguard against arbitrary and capricious sentencing
and to promote the evenhanded, rational, and consistent imposition of
death sentences. The sentence of death is not excessive or
disproportionate to the penalty imposed in similar cases.
Opinion Author: Ann K. Covington, Judge
Opinion Vote: AFFIRMED. All concur.
Opinion:
Appellant, Thomas Brooks, Jr., was convicted of the
class A felony of murder in the first degree, in violation of 565.020,
RSMo 1994, for which he was sentenced to death, and the felonies of
armed criminal action, section 571.015, RSMo 1994, kidnapping, section
565.110, RSMo 1994, and attempted forcible rape, section 566.030, RSMo
Supp. 1993. Appellant appeals his first degree murder conviction, his
sentence, and the overruling of his Rule 29.15 post-conviction motion.
Affirmed.
The evidence is viewed in the light most favorable to
the verdict. State v. Kreutzer , 928 S.W.2d 854, 859 (Mo. banc
1996), cert. denied , __ U.S. __, 117 S.Ct. 752 (1997). On
December 1, 1993, Cassidy Senter, a female child, ten years of age,
returned to her home from school. She and her mother, Rhonda Senter,
lived in the lower half of Michael Goldbeck's home on Tall Tree Court in
Hazelwood, St. Louis County. When Cassidy arrived at home, she visited
briefly with Mr. Goldbeck. Mr. Goldbeck tested Cassidy's personal alarm
to make sure it was functioning properly before Cassidy left the house.
Cassidy then headed up Tall Tree Court toward a friend's house at about
3:30 p.m. She was last seen at an intersection where Tall Tree Court
became Spring Forest Lane.
Also at around 3:30 p.m., Mr. and Mrs. Hanneke, who
resided on Spring Forest Lane next door to Cassandra Quinn, appellant's
sister, heard a noise and followed the sound to identify it. The
Hannekes found a yellow alarm and a pen near their property line. The
alarm was buzzing.
A few minutes after 5:00 p.m., Rhonda Senter returned
from work. When she telephoned Cassidy's friend's house, she learned
that Cassidy had never arrived. After Ms. Senter and Mr. Goldbeck
searched in vain for Cassidy, Mr. Golbeck telephoned the police. Around
the same time, Mr. Goldbeck received word that Cassidy's personal alarm
was found on the Hannekes' lawn. When Mr. Goldbeck told this to the
police, the police instituted a ground and air search almost immediately.
The search continued for days.
On December 7, 1993, a detective began to re-interview
people who lived in the neighborhood where the alarm was found. At this
time, the detective spoke to appellant's sister, Cassandra Quinn, and
learned where appellant could be found.
On December 9, 1993, two persons walking in the city
of St. Louis discovered Cassidy Senter's body in an alley. The child was
wrapped in two bed comforters and a pink curtain. Her jacket and sweater
were pulled up above her chest. Her jeans were pulled down over her
ankles, inside out. A sheet was looped around each of her ankles and
then tied in the middle to hold the ankles together.
The autopsy examination revealed decomposition in the
upper portion of Cassidy Senter's body. There were at least four tears
to the scalp and multiple fractures in the skull. There were bruises on
Cassidy's chin, right cheek, right shoulder, breast bone, abdomen, each
side of her chest wall, and on the upper back at the base of the neck.
Numerous other bruises were found over her body.
The condition of Cassidy Senter's scalp indicated
that she was alive when she received many of her injuries. The physician
who performed the autopsy opined that there were at least five blows to
the head and that the blows were significant enough to have caused her
death. The physician concluded that Cassidy died from the head injuries.
It appeared that Cassidy lived less than an hour after the blows were
sustained.
Examination of tire tracks left at the scene where
the body was found revealed a unique tire pattern that could have been
made only by a Goodyear Work Horse Light Tire Truck. Police
investigation revealed that appellant had arranged a local rental from a
U-Haul rental company in Hazelwood on December 8 for a twenty-four hour
period. On December 9, a neighbor of Cassandra Quinn, appellant's sister,
saw a U-Haul truck backing out of the driveway at Cassandra Quinn's home.
The body was discovered that day. A comparison of the tire tracks left
where the body was discovered to the tires on the U-Haul truck that
appellant rented revealed a positive match between several of the tires
and the tracks.
Police also discovered that Denise Johnson, who had
occupied Quinn's home prior to Quinn's occupancy, had left behind a pink
floral comforter and pink curtains similar to the ones found on
Cassidy's body when Ms. Johnson moved from the house.
Appellant was arrested on February 3, 1993. Police
conducted a search of appellant's sister's home. Hair and fiber evidence
taken from the home and from Cassidy's body and the wrappings in which
she was found revealed several matches. Fibers from the residence
matched fibers taken from morgue sheets, both comforters, the curtain,
and the victim's panties, socks, jacket ,and blouse. DNA testing
revealed that Cassidy's blood matched that found in stains on the
basement floor at Cassandra Quinn's home. A bed slat taken from the
basement of Quinn's home was consistent with having caused the injuries
suffered by Cassidy. Testing revealed that paint from the U-Haul dolly
matched paint samples taken from the sheets, comforters, and clothing
found on Cassidy in color, texture, chemical composition. The forensic
evidence recited here represents only a portion of the forensic evidence
presented at trial.
Appellant agreed to talk to a detective. Appellant
initially denied any involvement in Cassidy's death. Eventually, he
responded to certain questions from the detective. He changed his
statement more than once. Ultimately, he stated that he had been on the
telephone when he noticed Cassidy walking up the yard to his sister's
house. When he opened the door, Cassidy asked appellant if his nephews
were at home. Appellant stated that he grabbed her by the hand and
dragged her down the basement steps. Cassidy fell down the steps. The
fall activated the personal alarm, which appellant stated he picked up,
took back upstairs, and threw into the street. He then returned
downstairs where he told Cassidy to pull her pants down. She was
screaming and searching for a way out of the house. Appellant stated
that he decided to kill Cassidy because he realized that if he let her
go, she would say that he tried to rape her. He found a bed slat on the
floor and hit Cassidy in the head four times until she dropped. He
covered the body with bedding and drapery, then left for work.
Appellant stated that Quinn told him the next day
that she did not want to know anything about the body in her basement;
she just wanted him to get rid of it. Some time later, appellant
returned to Quinn's house and moved the body from where it had fallen to
behind the freezer, in an attempt to conceal it. On December 8,
appellant rented the U-Haul truck, drove it to work, worked his shift,
then went to Quinn's house where he removed the body with the two-wheel
dolly and drove it to the place where the body was later recovered.
The jury returned guilty verdicts on all counts
charged. In the penalty phase, the state introduced additional evidence
of prior convictions along with the testimony of Cassidy's mother and
Cassidy's elementary school principal.
Appellant did not testify at trial or at the penalty
phase. During the penalty phase, appellant's relatives testified
regarding abuse, neglect, and trauma he suffered as a child. Two
psychologists explained the manner in which childhood abuse and
appellant's low intelligence contributed to appellant's commission of
the crime.
The jury returned a verdict finding that the death
penalty was the appropriate punishment for the murder of Cassidy Senter.
Appellant brings this appeal from his conviction and
sentence of death, as well as from the motion court's denial without
evidentiary hearing of appellant's Rule 29.15 motions.
I.
Appellant alleges that the trial court erred in
ordering "change of venue" from St. Louis County to Greene County,
thereby depriving him of his rights under the Fifth, Sixth, Eighth, and
Fourteenth Amendments to the United States Constitution and art. I,
section 10, 18(a) and 22(a) of the Missouri Constitution. He contends
that as an African-American, he has a right to a venire that fairly
represents a cross-section of the community where the crime was
committed and that St. Louis County has a population with a much higher
percentage of African-Americans than Greene County. He alleges that
Jackson County, also available, has demographics that more closely
resemble St. Louis County and that no compelling reason required
transfer to Greene County.
Appellant filed a motion requesting that the court
change venue to another county or impanel a jury from another county.
His motion was based principally upon the fact of extensive media
coverage of the crime at the time the victim was found to be missing.
Appellant requested that venue be within a circuit having a demographic
make-up similar to that of St. Louis County. The trial court sustained
the motion and ordered venue changed to Greene County "under the
provisions of section 494.505 RSMo." Because Greene County is neither in
the same circuit as St. Louis County nor in the circuit adjoining St.
Louis County, "the chief justice of the supreme court of the state of
Missouri" is required to name the county from which the jury is drawn.
By order of May 16, 1995, the chief justice designated Greene County as
the county from which jurors would be summoned.
At the commencement of trial, as the general venire
panel was seated, appellant objected to the choice of Greene County as
the county from which the jurors were drawn. Appellant noted that Greene
County is not demographically the same as St. Louis County and that all
of the approximately ninety persons on the venire panel were white
except for three who appeared to be African-American.
It is well established that a criminal defendant has
a constitutional right to the unbiased selection of a jury drawn from a
fair cross-section of the community. Duren v. Missouri , 439 U.S.
357, 364 (1979). To establish a prima facie violation of the fair
cross-section requirement, the defendant must show (1) that the group
alleged to be excluded is a "distinctive" group in the community; (2)
that the representation of this group in venires from which juries are
selected is not fair and reasonable in relation to the number of such
persons in the community; and (3) that the under-representation is a
consequence of a systematic exclusion of the group in the jury-selection
process. Id .
Appellant argues that the transfer of venue from St.
Louis County to Greene County denied appellant his right to the
selection of a jury drawn from a fair cross section of the community.
Appellant points to the fact that the 1990 U.S. Census shows that St.
Louis County had a population that was fourteen percent African-American,
but Greene County had a population that was only one and seven-tenths
percent African-American. Appellant argues that this demographic
disparity resulted in the underrepresentation of African-Americans on
his jury venire. (FN1)
Appellant presents no proof of systematic exclusion.
His sole evidence of underrepresentation relates to the representation
of African-Americans on the venire in this case. Appellant has presented
no evidence, and does not claim, that the venue transfer mechanism used
in this case results in the systematic underrepresentation of African-Americans
on venires. "Evidence of the underrepresentation or nonrepresentation of
a distinctive group on a particular jury panel does not establish the
systematic exclusion of that group." State v. Vinson , 834 S.W.2d
824, 828 (Mo. App. 1992). Furthermore, contrary to appellant's assertion,
the mere proof of the statistical disparity of African-American
populations in St. Louis and Greene County does not establish any
purposeful discrimination in the change of venue to Greene County.
See Mallett v. State , 769 S.W.2d 77, 80 (Mo. banc 1989), cert.
denied , 494 U.S. 1009 (1990).
Appellant argues that this Court should find that the
transfer of venue to a county with "virtually no African-American"
population constitutes per se systematic exclusion. It is fundamental
that the requirement of systematic exclusion requires that the
underrepresentation be caused by a flaw in the jury system that is "systematic--that
is, inherent in the particular jury-selection process utilized."
Duren , 439 U.S. at 366. Holding that one act constitutes per se
systematic exclusion would be a contradiction in terms. Essentially,
appellant is asking this Court to abrogate the requirement of systematic
exclusion in venue-transfer cases similar to the instant one. Appellant
has presented no reason why this Court should do so and has cited no
cases from any jurisdictions that have; therefore, this Court declines
appellant's invitation. See State v. Mallett , 732 S.W.2d 527,
540 (Mo. banc), cert. denied , 484 U.S. 933 (1987); Mallett v.
State , 769 S.W.2d at 80.
Appellant has presented no proof of discriminatory
purpose in the transfer of venue to Greene County. Appellant also has
failed to prove that the transfer mechanism at issue in this case
results in the systematic exclusion of African-Americans on jury venires.
Consequently, the point is denied.
II.
Appellant contends that the trial court erred in
overruling his Batson (FN2) challenge to the state's use of a
peremptory strike against venireperson Pauline Diemer, the sole African-American
member of the venire remaining after other venirepersons were struck for
cause.
A claim that the state's strikes violate Batson
requires the trial court to conduct a three-step inquiry. First, the
defendant must raise a Batson challenge with regard to one or
more specific venirepersons struck by the state and must identify the
cognizable racial group to which the venireperson or persons belong. The
state then must present reasonably specific and clear race-neutral
explanations for the challenged strike. Assuming the prosecutor is able
to articulate an acceptable reason for the strike, the defendant then
needs to show that the state's proffered reasons for the strike were
merely pretextual and that the strikes were racially motivated. State
v. Parker , 836 S.W.2d 930, 939-40 (Mo. banc), cert. denied ,
506 U.S. 1014 (1992). The state's reasons for the strike need only be
facially race-neutral. Unless a discriminatory intent is inherent within
the explanation, the explanation will be deemed race-neutral, even if it
is not persuasive or even plausible. Purkett v. Elem , 514 U.S.
----765, 767-68 (1995).
The trial court's determination regarding purposeful
discrimination is a finding of fact that will not be overturned on
appeal unless clearly erroneous. Parker , 836 S.W.2d at 939, n.
7. The trial court takes into account a variety of factors in
determining whether the defendant has carried the burden to establish
the existence of purposeful discrimination. The chief consideration
should be the plausibility of the prosecutor's explanations in view of
the totality of the facts and circumstances surrounding the case.
Parker , 836 S.W.2d at 939.
Ms. Diemer, as appellant noted, was the only African-American
person remaining on the venire after the other two African-American
persons had been struck for cause during the death penalty qualification
process. The prosecutor offered three factors upon which he based his
strike: Ms. Diemer had no children; she had some knowledge of DNA about
which the prosecutor expressed concern that "a little knowledge" about
DNA typing methods could be even more harmful than none at all; and she
gave a weak response regarding her ability to impose the death penalty.
In response, appellant asserts that because the state
struck the sole remaining African-American member of the venire and
because there were similarly situated white members on the venire who
were not struck by the state, the trial court clearly erred in
sustaining the state's strike of Ms. Diemer.
First, as a matter of law, disparate impact alone
does not convert a facially race-neutral explanation into a per se
violation of equal protection. Parker , 836 S.W.2d at 934.
Although striking the sole remaining African-American member of the
venire is a relevant factor, it is not the only factor; it should be
taken into account by the court along with a multitude of other factors
in making a determination of whether a violation of equal protection has
occurred. Id .
The additional factors appellant raises are that
Sherry Smith and Sandy Wilson were similarly situated and were not
struck by the state. Appellant claims that venireperson Smith was a
similarly situated white member of the venire because she had no
children of her own. In this respect, appellant is correct. Not having
children, however, was only one of three reasons offered by the state
for striking Ms. Diemer. The other two reasons did not apply to Ms.
Smith; therefore, Ms. Smith was not similarly situated to Ms. Diemer.
State v. Kempker , 824 S.W.2d 909, 910 (Mo. banc 1992). A reason
given by the state for striking a venireperson is not necessarily pre-textual
simply because that reason by itself did not compel the prosecutor to
strike any members of the panel. Id.
Appellant asserts that venireperson Wilson was
similarly situated because she also had some knowledge of DNA. There is,
however, a distinction between Ms. Diemer and Ms. Wilson with respect to
the level of their knowledge about DNA typing. The prosecutor's concern
that "a little knowledge" about typing methods might be more harmful
than no knowledge is not completely without foundation. Ms. Wilson's
background as a nurse provided her with some familiarity with "general
principles." Ms. Diemer, in contrast, had more than a mere familiarity
with general principles of DNA typing. She supervised a section of the
clinical laboratory at a regional health center. Although her lab did
not perform DNA typing, she was familiar with it because she had to
teach her students about DNA, she stated. When questioned about her
familiarity with the PCR method of testing, Ms. Diemer stated that she
was familiar with it, but it did not mean "a lot" to her. The
distinction between Ms. Diemer and Ms. Wilson is evident on the issue of
DNA knowledge alone.
Appellant also responds that the state's explanation
that Ms. Diemer was weak regarding imposition of the death penalty was
pretextual. Appellant rests his contention in principal part, it appears,
upon appellant's observation that the prosecutor asked only general
questions of the Witherspoon panel of which Ms. Diemer was a part
and, after appellant's attorney finished her voir dire of the panel,
including a one-on-one session with Ms. Diemer, the prosecutor stated
that he had no other questions. When questioned by appellant's counsel,
Ms. Diemer stated that she believed that she could consider both
punishments. Appellant charges that it must necessarily follow that the
state's explanation was not acceptable.
Appellant's contention is without merit. The
prosecutor was able to observe Ms. Diemer throughout the voir dire. The
prosecutor conceded that Ms. Diemer responded that she could consider
either punishment. He stated that he nevertheless felt that her demeanor
in response to the questions reflected that she was hesitant and
uncomfortable with the idea. Both the demeanor of the venireperson and
the person's stance on the death penalty are proper factors to consider
and reasonable grounds for striking a venireperson.
Appellant fails to show that the only reasons
proffered by the prosecution were pretextual or that any of the other
venirepersons were similarly situated. Appellant's arguments, therefore,
fall far short of showing that the trial court clearly erred in
overruling appellant's Batson challenge.
III.
Appellant contends that the trial court erred in
overruling his motion for a mistrial when Rhonda Senter, Cassidy's
mother, "screamed" at appellant from the audience of the courtroom, in
the presence of the jury, "You'll burn in hell for this." Appellant
claims that the trial court's refusal to grant a mistrial violated his
rights under the Fifth, Eighth, and Fourteenth Amendments to the United
States Constitution and art. 1, sections 10, 18(a), 19, and 21 of the
Missouri Constitution.
During the state's case-in-chief, William Ostendorf,
a detective, took the stand to testify on behalf of the state. He
testified regarding his interviews with appellant after appellant was
taken into custody. He began to testify with respect to the initial
statement that appellant gave after appellant ceased to deny his
involvement in the murder. Detective Ostendorf testified:
I then asked him to tell me what happened. He
said that he was at his sister's house, Cassandra's house on the
telephone, he was going to telephone. He heard some noises
downstairs. This is a split level house. He went down to investigate
and as he did he saw Cassidy standing there. And as he approached
her he said that Cassidy pulled her pants down and asked him to have
sex with her.
At this time in the testimony, defense counsel asked
to approach the bench. He told the court that he wanted the record to
reflect that there was an outburst in the courtroom from Rhonda Senter
and other family or friends. The court responded that he heard only one,
that being from Rhonda Senter. Counsel responded that Rhonda Senter was
outside screaming at that very moment and, in addition, that when she
was in the courtroom screaming she said, "You are going to burn in hell."
Counsel moved for a mistrial on the basis that the outburst would
prevent the jury from listening to further evidence and deciding in any
objective fashion. The trial court denied the motion for mistrial and
ordered that Rhonda Senter not be allowed back in the courtroom.
Detective Ostendorf continued his testimony.
The following day, the trial court discussed in
chambers the outburst from Ms. Senter. First, the trial court summarized
the detective's testimony. Then, the trial court described his view of
the occurrence for the record. His recollection was essentially the same
as that described by appellant's counsel. For the record, the trial
court clarified that the entire incident took less than a minute, that
Ms. Senter was in the courtroom because of the rights afforded her under
the victim's rights statutes, and that she was removed almost
immediately after the outburst. Defense counsel agreed that the incident
was brief and even "understandable" in view of the chilling testimony,
but disagreed with the trial court's ruling in refusing to grant a
mistrial.
The trial court ordered the prosecutor to keep Ms.
Senter out of the courtroom during any testimony that might provoke
emotions. The court denied appellant's request for a mistrial,
particularly in view of the spontaneity and unprompted nature of the
outburst. The trial court then undertook an extensive discussion with
respect to controlling any further possibility for outbursts in the
remainder of the trial.
Appellant relies on Remmer v. United States ,
347 U.S. 227 (1954), in support of his assertion of what he denominates
extra-judicial communications with the jury. In Remmer , after
the jury had returned its verdict, the petitioner learned for the first
time that during the trial a person had communicated with a certain
juror, who afterwards became the jury foreman, and remarked to him that
he could profit by bringing in a verdict that was favorable to the
petitioner. Id. at 228. The juror reported the incident to the
judge, who informed the prosecuting attorneys and advised with them.
Id. An investigation took place, the report of which was considered
by the judge and the prosecutors alone, and they concluded that the
statement to the juror was made in jest and did nothing further. Id.
The petitioner in Remmer was never informed of the incident;
he learned of the matter by reading of it in the newspapers after the
verdict. Id. The United States Supreme Court held that any
private communication in a criminal case, direct or indirect, with a
juror during trial about the matter pending before the jury is deemed
presumptively prejudicial. Id. at 229. The burden rests heavily
upon the government to establish that the contact with the juror was
harmless to the defendant. Id . The defendant is to be afforded
notice and an opportunity to be heard. Id. In Remmer, the
Court remanded for the trial court to determine the circumstances, the
impact on the jury, and whether or not it was prejudicial, in a hearing
with all interested parties permitted to participate. Id. at
229-30.
Remmer is of no assistance to appellant. It is
both factually and legally distinguishable. No private communication
with the jury occurred in this case. The spontaneous outburst in the
instant case is different in both content and character from the
communication at issue in Remmer . Furthermore, the trial court
in the present case was, at the time of the outburst and the following
day, able to determine the circumstances of Ms. Senter's outburst, the
impact upon the jury, and whether the outburst was prejudicial, and it
was able to do so with all interested parties participating. Considering
the nature of the communication and the trial court's action in this
case, Remmer does not compel a remand to the trial court for a
hearing to consider the issue of prejudice.
Missouri courts have confronted claims such as
appellant's in determining the effect of outbursts during the course of
trial and the potential prejudice created by emotional behavior. It is
without cavil that emotional outbursts are to be prevented insofar as
possible. State v. Johnson , 672 S.W.2d 160, 163 (Mo. App. 1984).
Where outbursts occur, the trial court may exercise broad discretion in
minimizing or eliminating the prejudicial impact of an hysterical
witness or gallery member. Id . In determining whether to declare
a mistrial, the trial court may consider the spontaneity of the outburst,
whether the prosecution was at fault, whether something similar, or even
worse, could occur on retrial, and the further conduct of the trial.
See State v. Hamilton , 791 S.W.2d 789, 795 (Mo. App. 1990);
State v. Johnson , 672 S.W.2d at 163.
The trial court's thoughtful observations with
respect to the spontaneous occurrence in this case constituted a proper
exercise of discretion. Furthermore, in view of appellant's admission of
responsibility, excluding deliberation, and the overwhelming evidence
against appellant, any prejudicial effect of Rhonda Senter's outburst
would not require the extreme remedy of a mistrial. Point denied.
IV.
Appellant contends that the trial court erred in
denying his motion for a mistrial after the bailiffs handcuffed
appellant in front of the jury as the guilty verdicts were being read.
Appellant asserts that this conduct was prejudicial because the jury had
yet to determine the penalty and the handcuffing created the impression
that appellant was dangerous and needed to be restrained. Appellant
claims deprivation of his right to a fair and impartial jury, a fair and
impartial trial, and equal protection under the law.
Following the reading of the guilty verdicts on all
four counts into the record, and shortly before the jury was dismissed
for the day, defense counsel approached the bench. He noted that while
the verdicts were being read, the deputies had caused appellant to
stand, handcuffed him, then caused him to sit again in his chair, in
full view of the jury. Counsel requested a mistrial with regard to the
punishment phase. The trial court acknowledged that the deputies had
done as counsel stated, but denied appellant's request for a mistrial.
The following day counsel repeated his request for a mistrial, although
he acknowledged that he had learned that the procedures conducted by the
deputies constituted their standard operating procedure after the
rendering of a guilty verdict. Counsel stated that he understood that
neither the trial court nor the state was responsible for the bailiffs'
conduct. In response, the trial court noted that the incident had
occurred in a matter of seconds and further noted that the verdict had
been returned before the handcuffing took place. The trial court found
no prejudice and denied appellant's second motion for a mistrial.
Appellant's allegation of error is not meritorious.
Because the trial court observes first hand what occurs in the courtroom,
the trial court has considerable discretion in deciding whether to grant
a mistrial. The declaration of a mistrial is a drastic remedy and should
be employed only in the most extraordinary circumstances. State v.
Sidebottom , 753 S.W.2d 915, 919-920 (Mo. banc), cert. denied
, 488 U.S. 975 (1988). The trial court did not abuse its discretion by
refusing to grant a mistrial in this case. Although shackling in the
presence of the jury should be avoided if possible, see Illinois v.
Allen , 397 U.S. 337, 374 (1970), not every incident in which a jury
observes the defendant in shackles requires a mistrial. See e.g.,
State v. Beal , 470 S.W.2d 509, 515-16 (Mo. banc 1971); State v.
Clements , 849 S.W.2d 640, 646-47 (Mo. App. 1993); State v.
McMillian , 779 S.W.2d 670, 672 (Mo. App. 1989). In this case, the
jury saw appellant only after the close of the guilt phase, the jury
observed him in shackles only briefly, the jury was dismissed shortly
thereafter, and appellant appeared without restraints throughout the
remainder of the trial. The minimal threat of prejudice to appellant in
the penalty phase of this trial from his brief appearance in shackles
after the jury had just returned guilty verdicts of first degree murder,
kidnapping, attempted rape, and armed criminal action did not require
the drastic remedy of a mistrial. See McMillian , 779 S.W.2d at
672.
In connection with this point, appellant also accuses
the trial court and the prosecution of bad faith because the trial court
had earlier sustained appellant's pre-trial motion to appear without
restraint. Appellant's assertions of bad faith are utterly without
foundation. The point is denied.
V.
Appellant contends that the trial court erred in
overruling his objections and motions for mistrial when the prosecutor
cross-examined defense expert Dr. Eric Engum during the penalty phase of
the trial about a "page from an unmarked, unadmitted document that
contained a hearsay report of an alleged attempted sexual assault
committed by [appellant] while in prison awaiting trial, in violation of
the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States
Constitution and article I, sections 10, 18(a), 21, and 22 of the
Missouri Constitution."
The defense called Dr. Engum to testify in the
penalty phase with respect to appellant's mental deficiencies. On cross-examination,
the prosecutor asked Dr. Engum about the lack of structure in
appellant's life, which Dr. Engum had earlier testified affected
appellant's personality problems. The prosecutor asked Dr. Engum whether
he was provided with Mr. Brooks' prison records. Dr. Engum responded
that he was not. The prosecutor then inquired whether Dr. Engum was
aware of any of appellant's antisocial behavior in prison. Appellant's
counsel objected. The court overruled the objection. Dr. Engum responded
that he was not aware of any behavioral problems appellant had in prison,
other than being victimized.
The prosecutor then inquired of Dr. Engum whether he
was aware of anything in the information he had received that showed
appellant's aggressive and antisocial behavior while in prison. Defense
counsel again objected on the grounds that nothing had been provided in
discovery, that the state had never endorsed anyone to lay a foundation
for the admission of the records, and on additional grounds. The
prosecutor responded that he was testing the basis of the defense
expert's opinion and that he wanted to find out whether the expert's
diagnosis would be altered if he knew about appellant's aggressive
behavior in prison.
The trial court ruled that the prosecutor had a right
to inquire into aspects of appellant's life through recent information,
which could be used or not used to challenge the expert's diagnosis. The
prosecutor then continued to question Dr. Engum about whether or not he
had been given appellant's prison records. Dr. Engum responded that he
had not.
Over defense counsel's objections, the prosecutor
then questioned Dr. Engum specifically about an allegation that
appellant sexually assaulted his cell mate, and the prosecutor showed
Dr. Engum part of appellant's prison records, which Dr. Engum read to
himself. The prosecutor asked Dr. Engum if he was aware that in November
of 1994 appellant tried to sexually assault his cell mate. Engum
responded that he was not. The prosecutor also asked if such information
affected Dr. Engum's opinion about appellant's personality traits. Engum
replied that it might. Finally, the prosecutor asked whether Dr. Engum
had any more personal knowledge of the facts supporting his expert
opinion than he did of the allegation contained in appellant's prison
records. Engum responded that he did not.
A.
Appellant asserts that the trial court erred in
overruling his objections because the state failed to provide discovery
of the prison records pursuant to Rule 25. The rule requires, in
pertinent part, timely and continuing production of any books, papers,
and documents the state intends to introduce into evidence at the
hearing or trial. 25.03(A)(6). Rule 25 is of no assistance to appellant.
There is no indication whatsoever that the state intended to introduce
the prison records into evidence. Because the state merely cross-examined
a defense expert regarding the information in the records, the state was
not required to disclose the prison records upon which it relied. The
trial court did not err in overruling appellant's objections. See
State v. Brock , 778 S.W.2d 13, 14-15 (Mo. App. 1989) (finding that
Rule 25.03(A)(6) did not require disclosure of defendant's prior
convictions when state used information only to cross-examine defendant);
see also State v. Shurn , 866 S.W.2d 447, 463 (Mo. banc 1993),
cert. denied , 513 U.S. 837 (1994)(finding that state has no duty to
disclose a defendant's prior arrests before cross-examining about them).
B.
Appellant next asserts that the trial court erred in
overruling appellant's objections to the state's cross-examination
because no foundation was laid for admitting the documents into evidence
and portions of the documents constituted inadmissible hearsay.
Appellant's contentions regarding the admissibility of the prison
records are misplaced because the state never admitted the records as
evidence; the state used the records only to cross-examine appellant's
expert witness. See State v. Conrad , 719 S.W.2d 104, 106-07 (Mo.
App. 1986). It is well established that an expert witness may be cross-examined
regarding facts not in evidence to test his qualifications, skills, and
credibility or to test the validity and weight of his opinion. State
v. Goree , 762 S.W.2d 20, 23 (Mo. banc 1988); State v. Rowe ,
838 S.W.2d 103, 110 (Mo. App. 1992). Wide latitude is afforded the
cross-examination of witnesses to test qualifications, credibility,
skill or knowledge, and the value and accuracy of the expert's opinion.
See Callahan v. Cardinal Glennon Hosp. , 863 S.W.2d 852,
869 (Mo. banc 1993). The sources of information used to cross-examine a
witness can include hearsay and do not need to be admissible as evidence.
See Goree , 762 S.W.2d at 23; Conrad , 719 S.W.2d at 107.
Dr. Engum offered his opinion that appellant's
personality disorder would be controlled by the structured environment
of a prison. He also testified that prison records were the type of
records that members of his profession might rely upon in forming their
opinions; therefore, the prosecution did not exceed the scope of cross-examination
in asking Dr. Engum about whether he had been provided appellant's
prison records in making his determination and whether his opinion would
be different if he knew about appellant's conduct in prison. See
Goree , 762 S.W.2d at 23. The state had the right to rely on
appellant's prison records in cross-examining Dr. Engum, regardless of
the records' admissibility. See id.
C.- D.
Subpoints C and D are premised on appellant's
assertion that the prison records demonstrate that prison authorities
found that appellant did not attempt to assault his fellow inmate as
implied by the state. The documents in appellant's prison file reveal
the following: An inter-office communication dated November 21, 1994,
recited that Captain Kempker had been informed of trouble between
appellant and two other inmates. The communication stated that one of
the inmates told Kempker that appellant "entered his cell and attempted
to rape him." Based on this information and the threat of retaliation
against appellant, Captain Kempker placed appellant on Temporary
Administrative Segregation Confinement (TASC) for investigation of "Rule
#7 - Forcible Sexual Misconduct."
The form filed pursuant to appellant's placement on
TASC was marked to indicate the grounds upon which appellant was
confined. Three criteria for confinement were marked: inmate is an
immediate security risk, inmate is violent or creating a sufficient
disturbance to indicate he is not in control, and an urgent need exists
to separate inmate from others for his safety or the safety of others.
In the statement of facts portion, a pre-printed line states "Conduct
Violation for Rule Number ___." Added to the line is the notation "#7
FORCIBLE SEXUAL MISCONDUCT." The blank in front of this line, however,
was not checked.
A classification hearing form was completed on
November 23, 1994, in which a summary of the hearing section included
the line "11-19-94 rule 7 Forcible sexual misconduct." Also in that
section, were the words "no violation written." The classification
hearing resulted in appellant's confinement. A second classification
hearing form was completed on December 21, 1994. In this form, the
summary section recites that appellant was assigned to administrative
segregation for "RULE 7." The section also indicates "no violation" and
"no violation since last review."
Appellant's first argument is that the state should
not have been allowed to ask questions that implied that appellant had
been "found guilty" of a conduct violation when, appellant argues, the
record shows otherwise. He argues that "the false testimony" could have
affected the judgment of the jury. Appellant principally relies upon
cases that relate to the state's introduction of false evidence. See
Napue v. Illinois , 360 U.S. 264, 269-270 (1959).
Initially, this Court notes that the cases related to
the introduction of false evidence are innapposite to the instant case
because the state never introduced any evidence related to appellant's
alleged misconduct in prison. Because the state used the prison records
only for cross-examination, the relevant law regarding the state's
ability to use the records is that relating to cross-examination. See
State v. Selle , 367 S.W.2d 522, 529 (Mo. 1963)(setting out
different rules for proof of commission of crime and for cross-examination
of witness); Conrad , 719 S.W.2d at 107 (same).
The prosecution is authorized to cross-examine a
defense witness about alleged prior acts of misconduct on the part of
the defendant if the state acts in good faith. State v. Hastings
, 477 S.W.2d 108, 113 (Mo. 1972); see Goree , 762 S.W.2d at 23.
The state cannot fabricate allegations or rely on alleged acts that are
known never to have occurred. See Hastings , 477 S.W.2d at 113
. If the state has a good faith basis for asking about past
misconduct, then the state can properly cross-examine a witness about
the alleged misconduct. See Goree , 762 S.W.2d at 23. A court
will not presume that the prosecution acted in bad faith. State v.
Terry , 928 S.W.2d 879, 883 (Mo. App. 1996).
Contrary to appellant's assertion, appellant's prison
records, read in their entirety, establish that the state acted in good
faith in cross-examining Dr. Engum. The records reflect that appellant
was accused of attempting to sexually assault another inmate and was
placed in administrative segregation based on that incident. Although
the records reveal no official finding that appellant committed the
attack, they also fail to show that he was exonerated of it. Put another
way, the records suggest that no ultimate finding was made on the issue.
What is undisputed, however, is the fact that appellant's segregation
for over a month was premised solely on the occurrence of that attack
and the threat of retaliation for it. In light of the record as a whole,
the state had a good faith basis to cross-examine Dr. Engum about the
appellant's alleged assault on a fellow inmate. See Goree , 762
S.W.2d at 23 (finding cross-examination proper because document
supported prosecutor's questions); see also Terry , 928 S.W.2d at
884 (refusing to find prosecutorial bad faith based on erroneous
interpretation of documents due to ambiguity therein).
Appellant's next argument is that the state violated
its duty to disclose the allegedly exculpatory prison records to the
defense. The authority upon which appellant principally relies under
this subpoint is United States v. Bagley , 473 U.S. 667 (1985).
This Court will analyze the subpoint, therefore, as a Bagley
claim.
Appellant's claim that the state had a duty to
disclose appellant's allegedly exculpatory prison records under
Bagley fails for several reasons. First, the records related to
appellant's segregation in prison while he was awaiting trial were known
to appellant and were as equally accessible to the defense as to the
prosecution. These records were completed in appellant's presence; in
fact, he signed some of them. The prosecution has no obligation to
disclose evidence of which the defense is already aware and which the
defense can acquire. See State v. Sykes , 628 S.W.2d 653, 656 (Mo.
1982).
Second, the duty to disclose documents extends only
to those documents that are material. Brady v. Maryland , 373 U.S.
83, 87 (1963). Evidence is material if there is a reasonable probability
that the outcome of the proceedings would have been different if the
evidence had been disclosed to the defense. Bagley , 473 U.S. at
676. In this case, the prison records to which appellant refers would
serve, at best, merely to rebut the state's effort to impeach a defense
expert's testimony. Even if such evidence had been disclosed, no
reasonable probability exists that the defense's use of it would have
changed the outcome of the punishment phase of this trial. Considering
the limited use of the documents to the defense and the otherwise
substantial evidence supporting the imposition of the death penalty in
this case, the state's failure to disclose appellant's prison records
does not undermine confidence in the outcome of the punishment phase of
appellant's trial. See State v. Weaver , 912 S.W.2d 499, 515 (Mo.
banc 1995), cert. denied , __ U.S. __,117 S.Ct. 153 (1996).
Appellant's point is denied. (FN3)
VI.
Appellant asserts that the trial court erred in four
respects in overruling his motion to strike the aggravating circumstance
instruction, Instruction No. 18, submitted by the state in the penalty
phase.
Instruction No. 18, patterned after MAI-CR3d 313.40,
was accepted by the court and submitted to the jury as follows:
In determining the punishment to be assessed
under Count I against the defendant for the murder of Cassidy Senter,
you must first unanimously determine whether one or more of the
following statutory aggravating circumstances exist:
1. Whether the defendant was convicted of robbery first degree on
October 22, 1985, in the Circuit Court of the City of St. Louis of
the State of Missouri.
2. Whether the murder of Cassidy Senter involved torture and
depravity of mind and whether, as a result thereof, the murder was
outrageously and wantonly vile, horrible, and inhuman. You can make
a determination of depravity of mind only if you find:
1. That the defendant committed repeated and
excessive acts of physical abuse upon Cassidy Senter
and the killing was therefore unreasonably brutal; and
2. That the defendant's selection of the person
he killed was random and without regard to the victim's
identity and that defendant's killing of Cassidy Senter
thereby exhibited a callous disregard for the sanctity of
all human life.
3. Whether the murder of Cassidy Senter was committed while the
defendant was engaged in the perpetration of kidnapping.
4. Whether the murder of Cassidy Senter was committed after the
defendant had engaged in the perpetration of attempted rape of
Cassidy Senter.
You are further instructed that the burden rests upon the state to
prove at least one of the foregoing circumstances beyond a
reasonable doubt. On each circumstance that you find beyond a
reasonable doubt, all twelve of you must agree as to the existence
of that circumstance.
Therefore, if you do not unanimously find from the evidence beyond a
reasonable doubt that at least one of the foregoing statutory
aggravating circumstances exist, you must return a verdict fixing
the punishment of the defendant at imprisonment for life by the
Department of Corrections without eligibility for probation or
parole.
The jury found the existence of all four of the statutory aggravating
circumstances.
Appellant complains that robbery is not an assaultive
crime; therefore, robbery could not be submitted under section
565.032(2)(1) as an assaultive criminal conviction.
Appellant's argument disregards that first degree
robbery is defined in part as a robbery that causes serious physical
injury to any person or that involves a "deadly weapon" or a "dangerous
instrument." Section 569.020.1. See State v. Amrine , 741 S.W.2d
665, 672 (Mo. banc 1987), cert. denied , 486 U.S. 1017 (1988).
Appellant asserts that the two limiting constructions
for depravity of mind should not have been submitted. Subpart one of the
second aggravating circumstance contained in Instruction No. 18 was that
the defendant committed repeated and excessive acts of physical abuse
upon Cassidy Senter and the killing was therefore unreasonably brutal.
Appellant claims that this subfactor was not supported by the evidence.
Appellant is incorrect. Cassidy Senter, after appellant tried to rape
her, was repeatedly beaten by appellant with a board. The evidence
demonstrates that she attempted to defend herself. The evidence, recited
more fully in the portion of this opinion that delineates the details of
the crime, was sufficient to support a finding that appellant's conduct
was extremely brutal and involved serious physical abuse of Cassidy
Senter.
Appellant complains also of subparagraph two. He
alleges that the factor "that the defendant's selection of the person he
killed was random and without regard to the victim's identity . . ."
does not narrow the aggravating circumstance sufficiently for the jury.
Appellant's claim in this respect is also without foundation. The
construction narrows the depravity of mind aggravating circumstance to
those murders that involve an absence of any substantive motive. See
State v. Preston , 673 S.W.2d 1, 11 (Mo. banc), cert. denied
, 469 U.S. 893 (1984); see also State v. Griffin , 756 S.W.2d
475, 489-90 (Mo. banc 1988), cert. denied , 490 U.S. 1113 (1989);
MAI-CR 3d 313.40, Notes on Use 7.
The fourth aggravating circumstance submitted to the
jury required the jury to find whether the murder of Cassidy Senter was
committed after the defendant had engaged in the perpetration of
attempted rape of Cassidy Senter. Appellant asserts that the wording of
the instruction deviates from the wording set forth in section
565.032(2)(11), which requires that the murder be committed "while" the
defendant was engaged in certain felony offenses. The deviation,
appellant reasons, renders the circumstance a non-statutory aggravating
circumstance, rather than a statutory aggravating circumstance.
The foregoing allegation of error was not made at
trial; therefore, it is not preserved. At the same time, however, the
giving of an instruction in violation of the MAI-CR is error, the
prejudicial effect of which must be judicially determined. State v.
Isa , 850 S.W.2d 876, 902 (Mo. banc 1993). There is no prejudice
here; the crimes were committed in a continuing course of conduct, and
the jury specifically found that the murder occurred during attempted
rape.
Appellant concludes his argument on this point by
calling to this Court's attention the fact that section 565.030(3)(4),
RSMo 1993, specifically directs the jury to weigh aggravating and
mitigating evidence. He claims that Instruction No. 20 told the jurors
that they were to weigh the aggravating and mitigating circumstances in
the case. He contends that since the jury was instructed to weigh
factors that were invalid as aggravating circumstances, the verdict was
unguided and based on arbitrariness.
Because all of the aggravating circumstances
submitted to the jury were valid, appellant's point lacks merit.
Furthermore, Missouri is a non-weighing state. Sidebottom v. Delo
, 46 F.3d 744 (8th Cir.), cert. denied , 116 U.S. 144 (1995);
LaRette v. Delo , 44 F.3d 681, 687 n. 4 (8th Cir.), cert. denied
, 116 U.S. 246 (1995). This Court has stated repeatedly that only
one valid statutory aggravating circumstance need exist. Weaver ,
912 S.W.2d at 522. The Missouri scheme provides that jurors are not
required to make a written finding of any mitigating circumstances and
that jurors have discretion to impose a life sentence irrespective of
whether the aggravating evidence outweighs the mitigating evidence.
See State v. Petary , 790 S.W.2d 243, 245-46 (Mo. banc), cert.
denied , 498 U.S. 973 (1990); see also Zant v. Stephens , 462
U.S. 862, 870-72 (1983); State v. Shaw , 636 S.W.2d 667, 675 (Mo.
banc), cert. denied , 459 U.S. 928 (1982). (FN4)
VII.
Appellant contends that the trial court erred in
refusing to grant an evidentiary hearing on his Rule 29.15 motion for
postconviction relief because both his pro se and amended motions
pleaded facts that, if proven, would entitle him to relief.
An evidentiary hearing is not required where "the
motion and the files and record of the case conclusively show that
movant is entitled to no relief." Rule 29.15(g) (1988). The Rule 29.15
motion must be substantially in the form provided by Form 40. Rule
29.15(b)(1988). Once counsel is appointed, if the motion does not assert
sufficient facts, counsel shall file an amended motion that sufficiently
alleges the additional facts and grounds. Rule 29.15(e). No evidentiary
hearing will be required unless the motion meets three requirements: (1)
the motion must allege facts, not conclusions, warranting relief; (2)
the facts alleged must raise matters not refuted by the files and
records in the case; and (3) the matters of which movant complains must
have resulted in prejudice. State v. Starks , 856 S.W.2d 334, 336
(Mo. banc 1993). With respect to claims related to ineffective
assistance of counsel, to obtain an evidentiary hearing, the movant must
allege facts, not refuted by the record, showing that counsel's
performance did not conform to the degree of skill, care, and diligence
of a reasonably competent attorney and that movant was thereby
prejudiced. See Hill v. Lockhart , 474 U.S. 52, 60 (1985);
Strickland v. Washington , 466 U.S. 668, 687 (1984). Because none of
appellant's allegations satisfies the standards set forth above, his
motion was properly overruled without an evidentiary hearing.
A.
In his pro se motion, appellant asserted that counsel
did not call his mother as a witness. He alleged that his mother would
have told the jury that he was abused as a child. Appellant claims the
trial court's finding that his allegation was insufficient on its face
was clearly erroneous. Appellant also claims that the trial court's
finding that the mother's testimony would have been merely cumulative to
testimony at trial was clearly erroneous because the motion court did
not know what the testimony would be or how it would be used.
An evidentiary hearing is not a means by which to
provide movant with an opportunity to produce facts not alleged in the
motion. White v. State , 939 S.W.2d 887, 904 (Mo. banc), cert.
denied , __ U.S. __, 118 S.Ct. 365 (1997). Appellant failed in his
motion to allege that his mother was available to testify and that
counsel was aware of the witness and her testimony. Appearing to admit
the deficiency in his pleading, appellant complains that Form 40,
designated by this Court to be used in postconviction relief proceedings,
does not provide sufficient room to develop facts. Apart from the
obvious problem with appellant's allegation of insufficient space in
which to plead, appellant disregards the fact that once counsel is
appointed, if the motion fails to assert sufficient facts, counsel is
required to file an amended motion that sufficiently alleges the
additional facts and grounds. Rule 29.15(e). The claim was not developed
in the amended motion. Had the claim been more fully stated, however,
this Court notes gratuitously that the motion court did not clearly err
in ruling that the testimony would have been cumulative; appellant's
grandmother and his aunt testified concerning his relationship with his
mother and concerning his abusive childhood. This claim is without merit.
B.
Prior to trial, appellant's attorneys moved to submit
a jury questionnaire to the venirepersons. The trial court overruled the
motion. Appellant asserted in his amended Rule 29.15 motion that trial
counsel was ineffective for failing to submit a sample questionnaire
along with his motion before the trial court and for failing to present
expert testimony to the effect that venirepersons would answer written
questions more truthfully than they would answer questions posed orally.
The motion court found that appellant failed to submit a sample
questionnaire with the amended Rule 29.15 motion or to suggest that the
trial court's ruling would have been different had a questionnaire been
submitted. The motion court further found that trial counsel had
preserved the issue, that it was a proper subject for direct appeal, and
that the claim was not cognizable in the postconviction proceeding.
The motion court did not clearly err. There is no
constitutional right to submission of written questions to the venire
panel. The "facts" appellant alleges constitute mere speculation that
the voir dire proceedings did not provide appellant sufficient latitude
to inquire of the venire panel and to select and to disqualify potential
jurors. His argument fails.
C.
Appellant's amended motion alleged that trial counsel
was ineffective for failing to investigate appellant's mental health for
purposes of mitigation evidence in the penalty phase and that counsel
was ineffective for failing to obtain one or more mental health
professionals who could have performed a battery of psychological tests
and might have testified to some mental disease or defect that would
have negated appellant's guilt, found him incompetent to go to trial,
reflected inability to deliberate, or persuaded the jury that life in
prison was the appropriate punishment.
The motion court made exhaustive findings and
conclusions. Appellant nevertheless takes issue with the motion court's
finding that the jury was made aware of appellant's home life, character,
and the abuse he suffered while growing up and that the evidence was
sufficient to have the court submit each mitigating circumstance
requested by appellant. Appellant contends that the mitigation evidence
that he would submit to a jury is more than that which would support a
mitigating circumstance. He points out that any evidence may be
considered by the trier of fact.
The motion court did not clearly err. Appellant's
claims were entirely conclusional. They were, as the motion court put it,
"barren of the proposed substance of any testimony." In addition, the
allegation in the amended motion that one or more of the mental health
professionals or others with similar education and training would have
diagnosed a mental problem and presented this to the jury fails to
allege facts sufficient to warrant an evidentiary hearing. See State
v. Harris , 870 S.W.2d 798, 815 (Mo. banc), cert. denied ,
513 U.S. 953 (1994).
In connection with this claim, appellant seeks on
appeal to argue facts contained in a "Motion for Reconsideration" filed
by motion counsel. The motion covers more than five hundred pages in the
motion legal file presented to this Court. The motion contains
affidavits and other materials and alleges what the movant claims to be
facts.
The motion for reconsideration was not properly
before the motion court and it is not properly before this Court. It was
filed more than five months after the amended motion was filed. The Rule
29.15 motion is subject to requirements of timely filing and limitations
on amendments. Rule 29.15(b)(f) (1988). The trial court is without
authority to give additional time beyond that provided by Rule 29.15(f).
State v. Six , 805 S.W.2d 159, 170 (Mo. banc), cert. denied
, 502 U.S. 871 (1991). Supplementary Rule 29.15 pleadings that are
filed outside of the valid and mandatory time limits will not be
reviewed. See Weaver , 912 S.W.2d at 520.
D.
In his amended motion, appellant alleged that trial
counsel was ineffective for failing to assert that the St. Louis County
prosecuting attorney purposefully discriminates against African-American
persons who kill white persons, in violation of the Fourteenth Amendment
of the United States Constitution and art. I, section 2, of the Missouri
Constitution. Appellant points to statistical evaluations of the
charging practices in St. Louis County, and other jurisdictions, to
demonstrate what he believes is systematic discrimination in St. Louis
County and in the state of Missouri. He alleges as proof of
discrimination that he is African-American, that the victim was white,
and that the prosecuting attorney refused to take a negotiated plea for
life.
Appellant's allegation of motion court error must
fail. He does not allege any facts that pertain to the prosecutor's
alleged discrimination in his own case. To prevail, a defendant must
offer clear proof of discrimination in his own case. Recently, this
Court confronted a similar claim in State v. Taylor , 929 S.W.2d
209, 221 (Mo. banc 1996), cert. denied , ___ U.S. ___, 117 S.Ct.
1088 (1997):
A prosecutor's broad discretion does not extend
to decisions deliberately based on unjustifiable standards such as
race or some other entirely arbitrary factor. Wayte v. United
States , 470 U.S. 598, 608, 105 S.Ct. 1524, 1531, 84 L.Ed.2d 547
(1985). To show an equal protection violation, [defendant] must
prove both the prosecutor's decision had a discriminatory effect on
him and it was motivated by discriminatory purpose. Id . 'Because
discretion is essential to the criminal justice process, we would
demand exceptionally clear proof before we would infer that the
discretion has been abused.' McCleskey v. Kemp , 481 U.S.
279, 297, 107 S.Ct. 1756, 1770, 95 L.Ed.2d 262 (1987).
Only one of [defendant]'s allegations pertains to
decisions made in his case. The Jackson County and Missouri studies,
assuming arguendo they are valid and reliable, apply to
discriminatory effect of decisions, but do no show purposeful
discrimination or any effect on his case, specifically. 'To prevail
under the Equal Protection Clause [defendant] must prove that the
decisionmakers in his case acted with discriminatory purpose.'
Id . at 292, 107 S.Ct. at 1767 (emphasis in original).
***
The allegation of discrimination specific to this
case is the prosecutor's refusal to exchange a recommendation of
life without parole for [defendant]'s guilty plea to first degree
murder. [Defendant] charges the race of defendant and victim must be
the reason for the prosecutor's decision. More likely, the unique
circumstances of [the victim]'s murder and the strength of the
State's case motivated the prosecutor's decision. 'Where the
discretion that is fundamental to our criminal process is involved,
we decline to assume that what is unexplained is invidious.' Id
. at 313, 107 S.Ct. at 1778.
The particular facts of this case and the
overwhelming evidence against appellant, much of which is recited
elsewhere in this opinion, reflect that it is highly likely that the
nature of the murder of ten-year-old Cassidy Senter and the strength of
the state's case motivated the prosecutor's decision to seek the death
penalty, free from any discriminatory purpose. The argument is without
merit.
E.
Appellant contended in his amended motion that the
state had in its possession material, exculpatory evidence that the
state failed to turn over to the defense. He sought to establish a claim
of violation of Brady v. Maryland , 373 U.S. 83 (1963).
Appellant's claim is patently frivolous. It is entirely speculative and
conclusional. There is no authority in law for the proposition that a
defendant may simply make a general allegation of a Brady
violation so as to require the motion court to grant an evidentiary
hearing and to order that the state disclose its entire file so that a
criminal defendant may cast about, attempting to discover whether or not
a Brady violation may have occurred. Appellant's claim requires
no further discussion.
F.
Appellant contends that the motion court clearly
erred in denying his postconviction relief motion claims of ineffective
assistance of counsel for failing to object to various issues during the
guilt phase of the trial. Appellant's amended motion contained over
fourteen pages alleging a multitude of instances in which trial counsel
failed to object during the guilt phase of trial, a substantial number
of which addressed instances where the prosecutor was alleged to have
led the witnesses.
The motion court found no prejudice, found that not
one of the suggested objections concerned evidence that directly
incriminated movant, and noted the nature of the defense, a denial of
deliberation to constitute first degree murder. The motion court found
that the claims either did not allege prejudice or were not outcome
determinative.
Appellant argues that the trial court failed to apply
the test of "totality" regarding counsel's performance. Even though an
individual allegation of ineffective assistance might not rise to the
level of a due process violation, he contends, the cumulative effect of
all of counsel's errors can rise to the level of a denial of due process.
Review of the numerous claims of ineffective
assistance in this regard reveals that the motion court's findings and
conclusions are not clearly erroneous. It is notable that appellant does
not argue with the motion court's finding that none of the claims in and
of itself alleges sufficient prejudice. His argument on appeal consists
simply of the "totality" test. His argument on appeal is deficient in
the same manner as his pleading below. If counsel's conduct is not
constitutionally ineffective in any individual instance, counsel cannot
be held ineffective on the whole. See State v. Whitfield , 939
S.W.2d 361, 372 (Mo. banc), cert. denied , ___ U.S. ___, 118 S.Ct.
97 (1997). The motion court's ruling was not clearly erroneous.
G.
Appellant alleged in his amended motion that the
penalty phase jury instructions were unconstitutional because jurors do
not understand the instructions. He says on appeal that he was prepared
to offer testimony on this issue at the postconviction hearing. Claims
of instructional error are claims properly raised on direct appeal, not
in postconviction proceedings, State v. Brown , 902 S.W.2d 278,
295 (Mo. banc), cert. denied , ___ U.S. ___, 116 S.Ct. 679
(1995). Appellant's point is denied.
VIII.
Appellant alleges that the trial court abused its
discretion in admitting certain photographs of the crime scene and
morgue photographs of the victim because they were gruesome, cumulative,
and unduly inflammatory and because their prejudicial effect outweighed
their probative value. The photographs are identified by exhibit numbers.
Two of them, exhibits 75 and 81, were not introduced or admitted at
trial. As a consequence, this Court will address only state's exhibits
59, 62-64, photographs of the body at the site where the body was
discovered, and exhibits 70-74, together with 76-79, autopsy photographs.
The trial court is vested with broad discretion in
the admission of photographs. State v. McMillin , 783 S.W.2d 82,
101 (Mo. banc), cert. denied, 498 U.S. 881 (1990). Photographs
are relevant if they show the scene of the crime, the identity of the
victim, the nature and extent of the wounds, the cause of death, or
otherwise assist the jury in understanding the testimony or help in
proving an element of the crime. See State v. Feltrop , 803 S.W.2d,
1, 10-11 (Mo. banc), cert. denied , 501 U.S. 1262 (1991). "A
photograph is not rendered inadmissible because other evidence may have
described what is shown in the photograph; nor is the state precluded
from introducing a photograph because the defendant expresses a
willingness to stipulate to some of the issues involved." State v.
Schneider , 736 S.W.2d 392, 403 (Mo. banc 1987), cert. denied
, 484 U.S. 1047 (1988). "If a photograph is relevant, it should not be
excluded because it may be inflammatory, unless the situation is so
unusual that the extent of the prejudice outweighs the photograph's
probative value." State v. Murray , 744 S.W.2d 762, 772 (Mo. banc),
cert. denied , 488 U.S. 871 (1988).
The record reflects that the experienced trial court
carefully examined the state's photographic evidence and limited the use
of photographs that might be cumulative or repetitive. State's exhibits
62 through 64 assisted in demonstrating to the jury facts with respect
to how the victim's clothing was found on her body, which is relevant to
establish the elements of the crime of attempted rape. The exhibits also
helped to explain the testimony with respect to discovery of appellant's
pubic hair on the victim's jeans. State's exhibits 70-74 and 76-80,
autopsy photographs, display different wounds inflicted upon the victim.
In addition, the photographs were relevant to establish the element of
deliberation, an issue appellant contested at trial. The types of wounds
Cassidy Senter suffered and the appearance of her body when found are
relevant to establishing deliberation. State v. Storey , 901 S.W.2d
886, 895 (Mo. banc 1995). The photographs were relevant in the penalty
phase, as well, to show that the victim died of repeated and excessive
acts of physical abuse and that the killing was unreasonably brutal, an
aggravating circumstance that the jury found to exist.
Appellant's complaint about exhibit 59 is that it
shows again the position and condition of the victim's body, which was
already before the jury by admission of exhibit 58. Appellant appears to
be claiming that admission of exhibit 59 was erroneous because it was
cumulative, unnecessary. Even if an additional photograph of the
position and the condition of the victim's body may have been
unnecessary, this Court cannot say that the admission of the exhibit was
prejudicial. The trial court did not abuse its discretion in admitting
any of the photographs in question; they are relevant, and their
probative value outweighs any prejudicial effect.
In connection with this point, appellant appears to
attack the foundation for the admission of state's exhibits 70-74 and
76-80. Appellant's failure to preserve the issue defeats his claim on
appeal, and, in any event, there is no error.
IX.
Under section 565.035.3, RSMo 1994, this Court is
required to review the sentence of death.
Appellant asserts that the death verdict in this case
was imposed as a result of the passion and prejudice that was engendered
through Rhonda Senter's outburst in the courtroom and by the bailiffs'
handcuffing of appellant when the guilty verdict was returned.
Appellant's contentions are without merit, as discussed above. The death
sentence in this case was not imposed under the influence of passion,
prejudice, or any other arbitrary factor.
The record also reflects that the four statutory
aggravating circumstances found by the jury are supported by the
evidence.
Appellant asserts that the proportionality review
undertaken by this Court as required by section 565.035.3(3) and .5 is
inadequate because this Court fails to consider all similar cases and
reviews only those cases that resulted in the death penalty and because
this Court does not engage in a "frequency approach."
Appellant's claims and those similar to his have been
repeatedly rejected both because proportionality review is not
constitutionally required and because this Court's practices do not
violate rights to due process. See State v. Carter, No. 78625 (Mo.
banc 1997), slip op. at 23; State v. Simmons , 944 S.W.2d 165,
190 (Mo. banc), cert. denied , __ U.S. __, 118 S.Ct. 376 (1997);
State v. Basile , 942 S.W.2d 342, 361 (Mo. banc), cert. denied
, __ U.S. __, 118 S.Ct. 213 (1997); Taylor , 929 S.W.2d at
223 ; Weaver , 912 S.W.2d at 522; Ramsey , 864 S.W.2d at
327-28; State v. Whitfield , 837 S.W.2d 503, 514-15 (Mo. banc
1992); State v. Schneider , 736 S.W.2d at 398.
Appellant alleges that this Court's proportionality
review fails because the court has "refused" to compare cases in which
the state chose not to charge the defendant with capital murder, the
state agreed to a plea bargain whereby a defendant pled guilty to a
lesser charge, the defendant was convicted for an offense less than
capital murder, or the state waived the death penalty.
The pertinent statute does not require this Court to
include such cases in its proportionality review. Cases resulting in
convictions for charges less than first degree murder are not cases in
which the "sentence of death or life imprisonment without probation or
parole was imposed . . . ." Section 565.035.6. Cases in which the death
penalty is waived are cases in which the sentencing authority has no
discretion; therefore, there can be no arbitrary and capricious
sentencing in such cases. They are not similar cases because the focus
of such cases is the prosecutor's exercise of discretion, not the
sentencing authority's choice between life or death.
Proportionality review is not constitutionally
required. It is designed as an additional safeguard against arbitrary
and capricious sentencing and to promote the evenhanded, rational, and
consistent imposition of death sentences. Ramsey , 864 S.W.2d at
328. That this Court construes Missouri's statute in a different manner
from that urged by appellant does not result in a federal constitutional
violation. Furthermore, counsel's argument on behalf of appellant in
this respect fails to cite applicable and available authority contrary
to the position urged in his brief. Counsel has an obligation to cite
all relevant authority, including authority contrary to his position.
The sentence of death in this case is not excessive
or disproportionate to the penalty imposed in similar cases, considering
the crime, the strength of the evidence, and the defendant. Appellant's
crime consisted of kidnapping Cassidy Senter, a ten-year-old child,
attempting to rape her, and, in the course of that, abusing and
seriously injuring her before murdering her. The child attempted to fend
off the repeated, deadly blows from the wooden bed slat that appellant
used to beat her head. He left her body to decompose behind a freezer in
his sister's basement. Ultimately, appellant dumped her body in an alley.
Similar cases include State v. Taylor , 929 S.W.2d 209 (Mo. banc
1996), cert. denied , __ U.S. __, 117 S.Ct. 1088 (1997); State
v. Kreutzer , 928 S.W.2d 854 (Mo. banc 1996), cert. denied ,
__ U.S. __, 117 S.Ct. 752 (1997); State v. Nunley , 923 S.W.2d
911 (Mo. banc 1996), cert. denied , __ U.S. __, 117 S.Ct. 772
(1997); State v. Brown , 902 S.W.2d 278 (Mo. banc), cert.
denied , __ U.S. __, 116 S.Ct. 679 (1995); State v. Lingar ,
726 S.W.2d 728 (Mo. banc), cert. denied , 484 U.S. 872 (1987);
and State v. Mercer , 618 S.W.2d 1 (Mo. banc), cert. denied
, 454 U.S. 933 (1981), in which sentences of death were imposed.
The evidence against appellant was strong--he
admitted killing Cassidy. This Court has affirmed sentences of death
where the defendant had a history of prior convictions for serious
assaultive crimes. See State v. Chambers , 891 S.W.2d 93 (Mo.
banc 1994); State v. Reuscher , 827 S.W.2d 710 (Mo. banc),
cert. denied , 506 U.S. 837 (1992); State v. Sidebottom , 753
S.W.2d 915 (Mo. banc), cert. denied , 488 U.S. 975 (1988);
State v. Parkus , 753 S.W.2d 881 (Mo. banc), cert. denied ,
488 U.S. 900 (1988).
Although appellant suffered an extremely difficult
childhood, the jury's recommendation and the court's imposition of the
sentence of death in this case were not disproportionate under all the
facts and circumstances presented at trial.
X.
The judgments are affirmed.
*****
Footnotes:
FN1. Although appellant relies exclusively
upon the fair cross-section analysis set out in Duren, it is
questionable whether this analysis should apply in the instant case.
Normally, the Duren analysis is applied to determine whether a
venire drawn from community "A" fairly represents that community. Here,
appellant is asking this Court to apply the Duren analysis to
determine whether a venire drawn from community "A" fairly represents a
different community, one from which appellant asked that venue be
transferred.
FN2. Batson v. Kentucky , 476 U.S. 79
(1986).
FN3. Throughout his argument on Point V,
appellant complains about the prosecutor's "testifying" about
appellant's alleged misconduct in prison. Appellant's complaints
implicate the rules that "it is improper to propound hypothetical
questions which assume supposed facts" and "'[c]ross-examination should
not be permitted to covertly convey to the minds of jurors suspicion and
prejudice as to a defendant by a recital as facts of supposed matters
not appearing in evidence and wholly outside of the case.'" Selle
, 367 S.W.2d at 530 (quoting Pittman v. United States , 42 F.2d
793, 797 (8th Cir. 1930)). This ground for error, however, was not
stated in appellant's point relied on. Rule 84.04(d). Consequently, this
Court need not address it. See Thummel v. King , 570 S.W.2d 679,
685-690 (Mo. banc 1978). Assuming, however, that the form of the
prosecutor's cross-examination was improper, appellant was not
prejudiced by the court's failure to sustain appellant's objections. The
prosecutor was entitled to question Dr. Engum about the alleged sexual
assault. In view of the weight of the evidence supporting the jury's
imposition of punishment, any erroneous "testimony" regarding
appellant's alleged misconduct in prison did not result in prejudice.
FN4. The state properly observes that
definitions of '"rape" and "attempt" and "substantial step" should have
been included in Instruction No. 18. MAI-CR 3d, Notes on Use 8. (Both
the third and fourth aggravating circumstances were submitted without a
definition of the underlying felony of kidnapping or attempted rape as
required by MAI-CR 3d 313.40.) Appellant could not have suffered
manifest injustice, however, because the jury had already determined
these elements beyond a reasonable doubt, having deliberated and found
appellant guilty of both kidnapping and attempted rape - all elements of
which were properly set forth and defined in the guilt phase
instructions.