Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Glenn I. Wright, Wilson & Wright, Memphis, for
Appellant.John Knox Walkup, Attorney General & Reporter, Michael E.
Moore, Solicitor General, Kenneth W. Rucker, Assistant Attorney
General, Nashville, At Trial: John W. Pierotti, District Attorney
General, Thomas D. Henderson, John Wheeler Campbell, Assistant
District Attorney Generals, Memphis, for Appellee.
OPINION
The defendant, Kevin Burns, was convicted of two
counts of felony murder and two counts of attempted felony murder.
The jury imposed the death penalty for one of the felony murder
convictions after finding that evidence of an aggravating factor-that
the defendant knowingly created a great risk of death to two or more
persons other than the victim murdered-outweighed the evidence of
mitigating factors beyond a reasonable doubt. The jury imposed a
life sentence for the other felony murder conviction.
On direct appeal, the Court of Criminal Appeals
affirmed the convictions and the sentences for the felony murder
convictions, but reversed the attempted felony murder convictions.
After the case was docketed as a death penalty appeal in this Court
pursuant to Tenn.Code Ann. § 39-13-206(a)(1) (1997), we reviewed the
Court of Criminal Appeals' decision, the record, and the applicable
law, and we entered an order specifying three issues for oral argument.1
We have determined that none of the alleged errors
claimed by the defendant affected the convictions for felony murder or
the sentences imposed by the jury. We have further concluded that
the evidence supports the jury's findings as to the aggravating and
mitigating circumstances, and the sentence of death is not arbitrary
or disproportionate to the sentence imposed in similar cases,
considering the nature of the crime and this defendant. Accordingly,
the judgment of the Court of Criminal Appeals is affirmed.
BACKGROUND
Guilt Phase
On April 20, 1992, four young men, Damond Dawson,
Tracey Johnson, Eric Thomas, and Tommie Blackman, were sitting in a
car in Dawson's driveway in Memphis. Dawson was in the driver's seat,
Johnson was in the front passenger seat, Thomas was in the back seat
behind Dawson, and Blackman was in the back seat behind Johnson.
The defendant, Kevin Burns, and Carlito Adams, who
knew Blackman, walked up to the passenger side of the car. Adams
pulled out a handgun and told Blackman to get out of the car. When
Blackman refused, Burns pulled out a handgun and went around to the
driver's side of the car. Blackman got out of the car and fled.
Adams said “get him,” and three or four more men appeared from behind
hedges and fired at Blackman.
Eric Jones, age fourteen, was playing basketball at
Dawson's house with three friends. Jones saw the men in the car
removing jewelry and pulling money from their pockets. Seconds later,
Jones saw Blackman running toward him. Amidst gunshots, Jones and
Blackman escaped to the back of the house; Jones' three friends ran
to an adjacent yard. Once inside the house, Jones heard seven or
eight more gunshots.
Mary Jones, Eric Jones' mother, lived across the
street from the Dawsons. She saw Adams shoot Johnson once in the
chest. She saw Kevin Burns shoot Dawson several times, walk to the
front of the car, and then shoot Dawson again. Ms. Jones
unequivocally identified Burns and stated that she got “a real good
look in his face” as he ran toward her after the shootings.
Tracey Johnson died at the scene. Damond Dawson,
who suffered five gunshots to his arm, buttocks, chest, and hip was
alive when police arrived but died after being transported to the
hospital. Eric Thomas, who sustained gunshots to his chest and
stomach, survived and made a photo identification of Kevin Burns two
days after the incident. Thomas testified that Burns and the others
had “opened fire” after robbing him and his friends of their jewelry
and money. Thomas said that he initially told police he had been
shot by Adams, but explained that he believed he was going to die and
gave police the only name he knew, which was Adams.
On June 23, 1992, Burns was found in Chicago and
arrested. After being advised of his rights and signing a waiver,
the defendant gave a statement in which he admitted his role in the
killings. He said that he had received a telephone call from Kevin
Shaw, who told him that four men had “jumped” Shaw's cousin. Burns,
Shaw, and four others intended to fight the four men, and Shaw gave
Burns a .32 caliber handgun. As the others approached a car with
four men sitting in it, Burns stayed behind. He heard a shot, saw a
man running across the yard, and fired three shots. He then left the
scene with the other men.
After the guilt phase of the trial, the jury
deliberated and returned verdicts of guilty for two counts of felony
murder and two counts of attempted felony murder. The trial moved
into the penalty phase of the proceedings for the jury to determine
the punishment for each of the felony murder convictions.
Penalty Phase
Jonnie Dawson, mother of Damond Dawson, testified
that Damond was the youngest of her three children and seventeen years
of age when he was killed. She said he was a good son who was very
good at athletics. The neighborhood had changed after the killings;
people locked their doors and were afraid. Ms. Dawson testified
that she no longer knew what it was like to be happy.
Brenda Hudson, mother of Tracey Johnson, testified
that Tracey was the oldest of her three children and twenty years of
age when he was killed. He had been working at Wal-Mart and saving
money for his four-month-old daughter. Tracey's death had greatly
affected Ms. Hudson' other two children, Tracey's grandfather, and
Tracey's young daughter:
When you go over to her house to see her, she has a
picture in a frame and she will show you. She'll say, ‘this is my
father-this is my daddy, Tracey. He lives in God's house up in
heaven.’ And it's hard for me to go see her a lot because it breaks
my heart to hear her say that.
In mitigation, Leslie Burns, the defendant's mother,
testified that the defendant was twenty-six years of age and had
twelve brothers and sisters. He had graduated from high school and
had presented no disciplinary problems while in school. The
defendant's father, Reverend Obra Carter, testified that his son had
always been obedient and well-mannered. Phillip Carter, the
defendant's brother, testified that the defendant had been active in
the church and had always tried to avoid trouble.
Norman McDonald, the defendant's Sunday School
teacher, testified that he had known Kevin Burns for several years.
According to McDonald, Burns was a “faithful” young man who had always
attended church regularly. Mary Wilson, a Captain with the Shelby
County Sheriff's Department, and Bennet Dean, a volunteer chaplain,
both testified that Burns had actively participated in religious
services while in custody for these offenses.
The prosecution relied on two aggravating
circumstances to seek the death penalty for the felony murder
convictions-that the defendant knowingly created a great risk of death
to two or more persons, other than the victim murdered, during the act
of murder, and that the murder had been committed for the purpose of
avoiding, interfering with, or preventing a lawful arrest or
prosecution of the defendant or another. Tenn.Code Ann.
§ 39-13-204(i)(3) and (6) (1997 & Supp.1998).
With regard to the felony murder of Damond Dawson,
the jury imposed the death penalty after finding that the evidence
supported the “great risk of death” aggravating circumstance and that
this factor outweighed the evidence of mitigating factors beyond a
reasonable doubt. With regard to the felony murder of Tracey Johnson,
the jury imposed a sentence of life imprisonment.
The trial court entered judgment in accordance with
the jury's verdict. The Court of Criminal Appeals affirmed the
convictions and sentences for the offenses of felony murder, but
reversed the convictions for attempted felony murder based on our
opinion in State v. Kimbrough, 924 S.W.2d 888 (Tenn.1996).2
After our review of the record and applicable authority, we affirm
the Court of Criminal Appeals.
AGGRAVATING CIRCUMSTANCE
The defendant argues that the Court of Criminal
Appeals' reversal of the attempted felony murder convictions requires
a finding that the evidence failed to support the single aggravating
circumstance found by the jury-that the defendant knowingly created a
great risk of death to two or more persons, other than the victim
murdered. Tenn.Code Ann. § 39-13-204(i)(3). The State maintains
that the evidence overwhelmingly supported the jury's finding,
notwithstanding the reversal of the attempted felony murders.
We begin by observing that the Court of Criminal
Appeals properly reversed the attempted felony convictions. In
Kimbrough, supra, we noted that the statutes governing attempted
crimes require a defendant to intend the commission of a specific
crime or result, while the offense of felony murder requires “a
reckless killing of another” in the course of certain enumerated
felonies. Tenn.Code Ann. §§ 39-12-101 (1997) & 39-13-202(a)(2) (1997
& Supp.1998). Like nearly every jurisdiction that has addressed the
issue, we concluded that the offense of attempted felony murder does
not exist:
[I]t is illogical that someone could intend to
cause someone else's death through negligence or even recklessness.
While one may reasonably conclude that a defendant intentionally
behaved in a reckless manner and may have intended to kill the victim,
it does not make sense to say that a defendant intended to kill the
victim by being reckless.
We conclude that one cannot intend to accomplish
the unintended. Consequently, the offense of attempted felony-murder
does not exist in Tennessee.
Kimbrough, 924 S.W.2d at 892.
Aggravating circumstance (i)(3) “contemplates
either multiple murders or threats to several persons at or shortly
prior to or shortly after an act of murder upon which the prosecution
is based.” State v. Cone, 665 S.W.2d 87, 95 (Tenn.), cert. denied,
467 U.S. 1210, 104 S.Ct. 2400, 81 L.Ed.2d 357 (1984). It most often
has been applied where a defendant fires multiple gunshots in the
course of a robbery or other incident at which persons other than the
victim are present. State v. McKay, 680 S.W.2d 447 (Tenn.1984), cert.
denied, 470 U.S. 1034, 105 S.Ct. 1412, 84 L.Ed.2d 795 (1985) (defendants
killed two victims during robbery and shot at and threatened two other
persons inside store); State v. Workman, 667 S.W.2d 44 (Tenn.), cert.
denied, 469 U.S. 873, 105 S.Ct. 226, 83 L.Ed.2d 155 (1984) (during a
shoot out with police, the defendant killed one officer, wounded a
second, and narrowly missed a third); State v. Johnson, 632 S.W.2d
542 (Tenn.), cert. denied, 459 U.S. 882, 103 S.Ct. 183, 74 L.Ed.2d 148
(1982) (three shot and injured inside store; two shot and killed in
the parking lot as defendant fled).
The defendant's argument is that the prosecution
relied upon the attempted felony murder convictions to establish this
aggravating circumstance, and that the reversal of the convictions
renders the aggravating circumstance inapplicable. The defendant
cites the following excerpts from the prosecutor's closing argument:
We haven't proven a risk of death to two or more
people? My God, you've returned a verdict that he attempted to
murder two other people. It is established, beyond a reasonable
doubt, and already been found as a verdict that there was a risk of
death to two or more people.
․
So, how anybody can say those [the aggravators]
weren't proven when the verdict proves one of them and going back and
shooting him again proves the other.
․
If you look at the evidence, you know the
aggravating circumstances are there, and one of them has already been
found.
The transcript reveals, however, that the above
statements were made in the context of the prosecution's detailed
argument as to the evidence which supported this aggravating
circumstance. In its initial argument, for example, the prosecutor
said:
Now, what we're talking about is when Mr. Blackman
was running from the car, Eric Jones was in the way of the shooting.
Eric Jones confronted Tommie Blackman as he ran from the car and was
caught in this gunfire․ But also there were three other young men
playing basketball on the side of the yard. All three of those young
men were also caught in the gunfire of the individual shooting at
Tommie Blackman. That is risk of death or great bodily injury to
persons other than the intended victims in this case․ In addition to
Tommie Blackman, there were four persons that were in the line of fire.
That is one of the aggravating factors․
These points were reiterated in the prosecutor's
rebuttal argument as well:
There wasn't a risk of death to two or more people.
How about ․ Eric Thomas who caught three rounds in his body fired
not by one of [the] codefendants but by that man [defendant] right
there. He shot him and shot him and shot him. That's a pretty good
risk of death. How about Tommie Blackman who's running? There's a
risk of death to two people right there, not even counting the
children playing basketball.
․
He went with other armed men. He robbed. He
shot and wounded an unarmed teenager. He helped others shoot at and
kill other unarmed teenagers. With others, he shot in the direction
of children playing basketball; and he personally shot two people
repeatedly.
Of even greater significance, however, is that the
evidence in this record overwhelmingly supports the prosecutor's
argument and the jury's finding that the defendant knowingly created a
great risk of death to two or more persons other than the victims
murdered. The defendant, while armed and acting in concert with
others, approached a car containing four unarmed men. The defendant
fired his weapon inside the car where Dawson, Johnson, and Thomas were
seated, killing Dawson and wounding Thomas. He admitted firing shots
at the fleeing Blackman, which, according to testimony, directly
imperiled Eric Jones and the three individuals who were playing
basketball in the Dawson's driveway.
Accordingly, the evidence overwhelmingly supports
the prosecutor's argument and the jury's finding that the defendant
knowingly created a great risk of death to two or more persons other
than the victim during the act or murder. The reversal of the
attempted felony murder convictions, which under Kimbrough was
predicated upon a matter of statutory law, does not affect the jury's
finding regarding the aggravating circumstance.
VICTIM IMPACT EVIDENCE
The defendant argues that the trial court erred in
admitting testimony of the victims' mothers during the penalty phase
of the trial and by allowing the prosecutor to emphasize this evidence
during its closing argument. The defendant contends that so-called
“victim impact” evidence and argument is inflammatory, irrelevant to
the sentencing determination in a capital proceeding, inadmissible
under our death penalty statutes, and violative of Article I, §§ 8 and
16 of the Tennessee Constitution and the Eighth and Fourteenth
Amendments to the United States Constitution. The State maintains
that the evidence is relevant and admissible in the penalty phase of a
capital trial.
In State v. Nesbit, 978 S.W.2d 872 (Tenn.1998), we
recently held that victim impact evidence and argument is not per se
improper under either statutory or constitutional law. Our analysis
of the sentencing statutes began with Tenn.Code Ann. § 39-13-204(c),
which states:
In the sentencing proceeding, evidence may be
presented as to any matter that the court deems relevant to the
punishment and may include, but not be limited to, the nature and
circumstances of the crime; the defendant's character, background
history, and physical condition; any evidence tending to establish or
rebut the aggravating circumstances enumerated in subsection (i); and
any evidence tending to establish or rebut any mitigating factors.
Any such evidence which the court deems to have probative value on the
issue of punishment may be received regardless of its admissibility
under the rules of evidence; provided, that the defendant is accorded
a fair opportunity to rebut any hearsay statements so admitted.
However, this subsection shall not be construed to authorize the
introduction of any evidence secured in violation of the constitution
of the United States or the constitution of Tennessee.
(emphasis added).
This statute delineates a procedure which enables
the sentencing jury to be informed about the presence of statutory
aggravating circumstances, the presence of mitigating circumstances,
and the nature and circumstances of the crime. As we said in Nesbit,
“the impact of the crime on the victim's immediate family is one of
those myriad factors encompassed within the statutory language ‘nature
and circumstances of the crime.’ ” 978 S.W.2d at 889. The statute,
therefore, allows the sentencing jury to be reminded that “just as the
murderer should be considered as an individual, so too the victim is
an individual whose death represents a unique loss to society and in
particular to his family.” Payne v. Tennessee, 501 U.S. 808, 825, 111
S.Ct. 2597, 2608, 115 L.Ed.2d 720 (1991).3
We also, in Nesbit, recognized that the United
States Supreme Court has held that Eighth Amendment to the United
States Constitution does not constitute a per se bar to the admission
of victim impact evidence and argument:
We are now of the view that a State may properly
conclude that for the jury to assess meaningfully the defendant's
moral culpability and blameworthiness, it should have before it at the
sentencing phase evidence of the specific harm caused by the defendant.
Nesbit, 978 S.W.2d at 889 (quoting Payne, 501 U.S.
at 825, 111 S.Ct. at 2608). Our recent decisions have followed Payne
and have held that victim impact evidence and argument is likewise not
precluded by the Tennessee Constitution. E.g., Nesbit, 978 S.W.2d at
889.
Not all victim impact evidence and argument,
however, is appropriate. It should be limited to “information
designed to show those unique characteristics which provide a brief
glimpse into the life of the individual who has been killed, the
contemporaneous and prospective circumstances surrounding the
individual's death, and how those circumstances financially,
emotionally, psychologically or physically impacted upon members of
the victim's family.” Id. at 891 (citing, Payne, 501 U.S. at 822, 111
S.Ct. at 2607) (footnote omitted).
Moreover, any evidence that threatens to render the
trial fundamentally unfair or poses a risk of unfair prejudice may
violate the due process provisions of the United States and Tennessee
Constitutions and must be excluded. Id. The trial court should also
exclude any evidence where its probative value is substantially
outweighed by its unfair prejudice. Tenn. R. Evid. 403. Finally,
the prosecutor and the trial court should ensure that the
prosecution's argument is restrained and reasoned, fairly based on the
evidence, and not merely an appeal to the bias or emotional responses
of the jury. Nesbit, 978 S.W.2d at 891.
Here, the victims' mothers testified during the
penalty phase. Each related a few details about their deceased sons.
Ms. Dawson testified that the shootings had a negative effect on her
own life: she had divorced, moved to another house, and no longer
knew what it was like to feel happy. Johnson's mother, Ms. Hudson,
testified that “it had been hard to let go” of the killings, and she
cried every day. She also testified that the killing affected her
other two children, her father, and the victim's young daughter.
Although evidence regarding the emotional impact of
the murder “should be most closely scrutinized,” Nesbit, 978 S.W.2d at
891, nearly all of this evidence was limited in scope to a glimpse
into the lives of Dawson and Johnson and the effects of the killings
on their immediate families. This testimony was reserved in nature
and not inflammatory, and its admission was not barred by the capital
sentencing statutes or the Constitutions of the United States and
Tennessee. Moreover, the prosecutor did not extensively discuss or
emphasize this evidence in summation. Accordingly, neither the
admission of this evidence nor the prosecution's argument was improper.
Ms. Dawson also testified, however, that the
killings had adversely affected the entire community-for instance,
people were afraid and kept their doors locked. The prosecutor
emphasized this testimony during closing:
Do you remember the testimony of Miss Dawson?
Stay home. Get back over here on David Street. Stay in your own
driveway. Stay in your own yard. You'll be safe there. I never
thought anybody would come up in the yard. It reminds me of the old
anonymous African proverb: It takes a whole village to raise a child.
And that's what this village was. That's what David street was.
This wasn't a street. You've heard it described here. This is the
neighborhood we all wish America really had. And that was part of
the impact evidence in this case. They didn't just kill a couple of
more Memphis teenagers and try to kill a couple more. They killed an
entire village. They killed an entire neighborhood. They destroyed
the very backbone of this community when they do things like that․
․
You've heard what it did to this part of Orange
Mound-not just to families and not just to individuals, but what it
did to Orange Mound.
This evidence and argument went beyond “information
designed to show those unique characteristics which provide a glimpse
into the life of the individual who has been killed, the
contemporaneous and prospective circumstances surrounding the
individual's death, and how those circumstances financially,
emotionally, psychologically or physically impacted upon member's of
the victim's family.” Nesbit, 978 S.W.2d at 891 (footnote omitted)(emphasis
added). The testimony was not objected to by the defendant, however,
and the prosecutor's argument was based on this evidence. Although
beyond the scope of Nesbit, neither the evidence nor the argument was
inflammatory, and it did not render the proceedings fundamentally
unfair or unduly prejudicial to the defendant. See Darden v.
Wainwright, 477 U.S. 168, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986).
Thus, we conclude the defendant is not entitled to relief on this
issue.
PROPORTIONALITY
A comparative proportionality review must be
undertaken in capital cases pursuant to Tenn.Code Ann.
§ 39-13-206(c)(1) (1997). The analysis is designed to identify
aberrant, arbitrary or capricious sentences by determining whether the
death penalty in a given case is “disproportionate to the punishment
imposed on others convicted of the same crime.” State v. Bland, 958
S.W.2d 651, 662 (Tenn.1997) (quoting, Pulley v. Harris, 465 U.S. 37,
42, 104 S.Ct. 871, 875, 79 L.Ed.2d 29 (1984)). If a case is “plainly
lacking in circumstances consistent with those in cases where the
death penalty has been imposed,” then the sentence is disproportionate.
Bland, 958 S.W.2d at 668.
As we discussed in Bland, we have consistently
employed the precedent seeking method of comparative proportionality
review, which compares the case at issue with other cases in which
defendants were convicted of the same or similar crimes. Since no
crimes are precisely alike, the precedent seeking method of review is
not a rigid, mechanical formula. Instead we consider numerous
factors regarding the offense itself: (1) the means of death; (2)
the manner of death; (3) the motivation for the killing; (4) the
place of death; (5) the victims' age, physical and psychological
condition; (6) the absence or presence of premeditation; (7) the
absence or presence of provocation; (8) the absence or presence of
justification; and (9) the injury to and effects on nondecedent
victims. Id. at 667. We also consider numerous factors about the
defendant: (1) age, race and gender; (2) prior criminal record; (3)
mental, emotional, or physical condition; (4) role in the murder;
(5) remorse; (6) cooperation with authorities; (7) the defendant's
knowledge of a victim's helplessness; and (8) the defendant's
potential for rehabilitation. Id.
Here, the defendant shot the victim Dawson, walked
around the side of the car, and then returned to shoot Dawson again.
Acting in concert with others, the defendant shot and killed Dawson,
shot and wounded Thomas, and shot at the fleeing Blackman. One
apparent motivation for the killing was robbery; another, offered in
the defendant's own statement, was to assist in a revenge scheme.
There was no evidence to suggest the defendant was provoked or
justified in his actions. The defendant's main argument with regard
to the nature of the offense is that he did not know that the victims
were unarmed.
The defendant was twenty-three years of age when
the offense was committed. He had prior criminal convictions for
burglary and theft. There is no evidence that he suffered from any
emotional, mental, or physical conditions. There is no evidence that
the defendant showed remorse for these crimes or that he assisted the
authorities; indeed, the proof shows that the defendant fled to
Chicago after committing these crimes. The defendant played a major
role in the commission of the crimes, killing Dawson, wounding Thomas,
and firing at Blackman. There is extensive evidence of the
defendant's religious faith and activities both before and after the
offenses, but no other evidence as to his rehabilitative potential.
Our review reveals numerous cases similar to this
one in which the death penalty was upheld. In Bland, supra, the
defendant was convicted of premeditated murder for shooting an
unresisting victim. As in this case, Bland and several co-defendants
had planned to rob the victims. When one of the victims tried to
flee, Bland shot him in the leg, pursued him a considerable distance,
and then shot him several more times as the victim tried to hide under
a truck. In addition to the similarities in how the killings
occurred, Bland, age nineteen, was the same approximate age as Burns,
and he had no prior adult criminal record. Also like the present
case, only a single aggravating circumstance found by the jury-that
the “murder was especially heinous, atrocious, or cruel in that it
involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn.Code Ann. § 39-13-204(i)(5).
In State v. Van Tran, 864 S.W.2d 465 (Tenn.1993),
the defendant killed a seventy-four-year-old victim in the course of a
robbery. The victim had been shot once and was lying on the floor
when the defendant shot her in the head. The defendant was age
nineteen and had no prior record. Mitigating evidence included the
defendant's good work record, cooperation with law enforcement,
remorse, and educational problems. The jury imposed the death
sentence after finding only one aggravating circumstance-that the
“murder was especially heinous, atrocious, or cruel in that it
involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn.Code Ann. § 39-13-204(i)(5).
In State v. McKay, 680 S.W.2d 447 (Tenn.1984), co-defendants
McKay and Sample were convicted of two counts of felony murder for
shooting to death two store clerks in the course of a robbery. The
defendants and victims were the same race, gender and approximate age.
For Sample, the jury found three aggravating circumstances: great
risk of death to two or more persons, murder was committed to prevent
prosecution, and the killing occurred in the perpetration of a felony.
Tenn.Code Ann. § 39-2-203(i)(3), (6), and (7) (1982) [now Tenn.Code
Ann. § 39-13-204(i)(3), (6), and (7) ]. McKay had these same
aggravators in addition to a prior conviction for a violent felony. Tenn.Code
Ann. § 39-2-203(i)(2) (1982) [now Tenn.Code Ann. § 39-13-204(i)(2) ].
See also State v. Johnson, 632 S.W.2d 542 (Tenn.1982) (defendant and
co-defendant shot three people during a robbery and shot and killed
two people in the parking lot).
In State v. King, 694 S.W.2d 941 (Tenn.1985), the
defendant and a codefendant entered a tavern, fired a shot into the
ceiling and ordered everyone to lie on the floor. After robbing each
individual and taking money from the cash register, the defendant shot
and killed the owner of the tavern. The defendant was convicted of
felony murder and was sentenced to death based upon three aggravating
circumstances: previous convictions for violent felonies; risk of
death to two or more persons; and felony murder. Tenn.Code Ann.
§ 39-2-203(i)(2), (3), and (7) (1982) [now Tenn.Code Ann.
§ 39-13-204(i)(2), (3), and (7) ].
In State v. Hurley, 876 S.W.2d 57 (Tenn.1993), cert.
denied, 513 U.S. 933, 115 S.Ct. 328, 130 L.Ed.2d 287 (1994), the
defendant killed the victim by shooting him once in the head. The
jury found the defendant guilty of premeditated murder and imposed the
sentence of death upon finding that the murder was committed while the
defendant was engaged in committing a felony-robbery. Tenn.Code Ann.
§ 39-2-203(i)(7) (1982) [now Tenn.Code Ann. § 39-13-204(i)(7) ].
In State v. Cooper, 718 S.W.2d 256 (Tenn.1986),
cert. denied 479 U.S. 1101, 107 S.Ct. 1332, 94 L.Ed.2d 183 (1987), the
thirty-three-year-old defendant shot his estranged wife four times
while she was trapped inside a cashier's booth. After shooting the
victim once, he walked away, then turned back and resumed firing at
her. The jury imposed the death penalty, as in this case, upon
finding that the murder was especially heinous, atrocious, or cruel in
that it involved torture or depravity of mind. Tenn.Code Ann.
§ 39-2-203(i)(5) (1982) [now Tenn.Code Ann. § 39-13-204(i)(5) ].
These cases, although not identical, contain
numerous similarities to both the offense and the defendant before us.
In each case, the defendant shot and killed unarmed victims, with
robbery being the apparent motive. In four of the cases, Bland, Van
Tran, Hurley, and Cooper, the death penalty was imposed based upon a
single aggravating circumstance found by the jury. In two of the
cases, King and McKay, one of the aggravating circumstances was, as in
this case, that the defendant knowingly created a great risk of death
to two or more persons other than the victim murdered. In two of the
cases, Bland and Van Tran, mitigating circumstances included the youth
of the offender and their minimal criminal records as adults. In all
of these cases, this Court upheld the death penalty after finding that
it was neither arbitrary nor disproportionate.
The defendant argues that unlike the defendants in
these prior cases, he did not know that the victims were unarmed. He
argues that the case is similar to State v. Jack Jay North, No.
02C01-9512-CC-00369, 1996 WL 711473 (Tenn.Crim.App., Jackson, Dec. 12,
1996), and State v. Horace Jones, No. 117 (Tenn.Crim.App., Jackson,
Dec. 4, 1980)-first-degree murder cases in which the defendants
received sentences of life imprisonment.
In North, the defendant and a co-defendant entered
the victim's home and shot the victim several times with a shotgun.
The evidence showed that the killing was committed for the defendants
to prove their worthiness to other members of a gang. In mitigation,
North was only twenty years of age, had received a G.E.D, did not have
a lengthy prior criminal record, and testified in a “tearful,
emotional manner.” The jury found three aggravating circumstances
were proven but returned a verdict of life imprisonment.
In Jones, the defendant shot the victim several
times in a pool hall. After the gun misfired and the defendant
stopped to reload, the victim attempted to flee and was shot and
killed. The defendant, who was twenty-four, was apprehended and
arrested one month later. There was extensive mitigating evidence
including the defendant's rehabilitative potential, extreme emotional
disturbance, and threatening actions by the victim. The jury
returned a life sentence for the offense.
Although not cited by the defendant or the State,
we observe that the present case bears obvious similarities to Burns'
co-defendants, Carlito Adams and Derrick Garrin, who were tried
separately and received life sentences. Garrin had given a statement
admitting he was present at the scene and fired shots at Blackman; but,
he denied firing shots inside the car. State v. Derrick K. Garrin,
No. 02C01-9501-CR-00028, 1996 WL 275034 (Tenn.Crim.App., Jackson, May
24, 1996). Adams testified that he and Blackman had a prior
altercation in which Blackman pulled a gun. He admitted being at the
scene but denied shooting anyone. In the sentencing phase, his
family members and other witnesses testified about his employment
history, character, and rehabilitative potential. His family members
asked the jury to spare his life. State v. Carlito Adams, No.
02C01-9608-CR-00267 (Tenn.Crim.App., Jackson, Dec. 11, 1997).
Despite these similarities to the present case, our
function is not to invalidate a death sentence merely because the
circumstances of the offense are similar to those in which another
defendant or even a co-defendant received a life sentence. See State
v. Cauthern, 967 S.W.2d 726 (Tenn.1998) (defendant's death sentence
not disproportionate merely because co-defendant received life
sentence). Instead, we must review factors about the crimes and the
defendant and, in comparing these factors with prior cases, determine
whether the case plainly lacks circumstances found in similar cases in
which the defendant received the death penalty. Bland, 958 S.W.2d at
665. Our review in this case reveals numerous comparable cases in
which the death penalty was upheld. Thus, we conclude that the death
sentence was not disproportionate or arbitrary as applied in this
case.
CONCLUSION
In accordance with Tenn.Code Ann. § 39-13-206(c)
and the principles adopted in prior decisions, we have considered the
entire record and conclude that the sentence of death was not imposed
arbitrarily or capriciously, that the evidence supports the jury's
finding of the statutory aggravating circumstance, and that the
evidence supports the jury's finding that the aggravating circumstance
outweighed evidence of mitigating circumstances beyond a reasonable
doubt.
We have reviewed all of the issues raised by the
defendant and conclude that they are without merit. With respect to
issues not specifically addressed in this opinion, we affirm the
decision of the Court of Criminal Appeals authored by Judge John Peay
and joined in by Judges Joe B. Jones and Joe Riley. Relevant
portions of that opinion are attached as an appendix. The
defendant's sentence of death by electrocution is affirmed and shall
be carried out on the 9th day of February, 1999, unless otherwise
ordered by this Court or proper authority.
Costs of the appeal are taxed to the defendant, for
which execution shall issue if necessary.
APPENDIX
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
DECEMBER SESSION, 1993
State of Tennessee, Appellee, v. Kevin B. Burns,
Appellant.
C.C.A. NO. 02C01-9605-CR-00170
Shelby CountyHon. Joseph B. Brown, Jr., Judge(First-degree
murder death penalty; attempted felony murder)
For the Appellant:
Glenn I. Wright
200 Jefferson Ave.
Suite 800
Memphis, TN 38103
William L. Johnson
N. Front St.
Suite 1150
Memphis, TN 38103
For The Appellee:
John Knox Walkup
Attorney General & Reporter
Darian B. Taylor
Asst. Attorney General
450 James Robertson Pkwy.
Nashville, TN 37243-0493
John W. Pierotti
District Attorney General
Thomas D. Henderson
-and-
John Wheeler Campbell
Asst. District Attorneys General
201 Poplar Ave.
Memphis, TN 38103
OPINION FILED: July 25, 1997
CONVICTIONS FOR FIRST-DEGREE MURDER AND DEATH PENALTY AFFIRMED; CONVICTIONS
FOR ATTEMPTED FELONY MURDER REVERSED AND REMANDED
JOHN H. PEAY,
Judge
OPINION
ANALYSIS
SUFFICIENCY OF THE EVIDENCE
The defendant first challenges the sufficiency of
the evidence on which his murder convictions are based. When a
defendant challenges the sufficiency of the convicting evidence, we
must review the evidence in the light most favorable to the
prosecution in determining whether “any rational trier of fact could
have found the essential elements of the crime beyond a reasonable
doubt.” Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61
L.Ed.2d 560 (1979). We do not reweigh or re-evaluate the evidence
and are required to afford the State the strongest legitimate view of
the proof contained in the record as well as all reasonable and
legitimate inferences which may be drawn therefrom. State v. Cabbage,
571 S.W.2d 832, 835 (Tenn.1978).
Questions concerning the credibility of witnesses,
the weight and value to be given to the evidence, as well as factual
issues raised by the evidence are resolved by the trier of fact, not
this Court. Cabbage, 571 S.W.2d 832, 835. A guilty verdict rendered
by the jury and approved by the trial judge accredits the testimony of
the witnesses for the State, and a presumption of guilt replaces the
presumption of innocence. State v. Grace, 493 S.W.2d 474, 476 (Tenn.1973).
These murders were committed on April 20, 1992.
At that time, the form of first-degree murder known as “felony murder”
consisted of “[a] reckless killing of another committed in the
perpetration of, or attempt to perpetrate any first degree murder,
arson, rape, robbery, burglary, theft, kidnapping or aircraft piracy.”
T.C.A. § 39-13-202(a)(2) (1991 Repl). In this case, the murders
were committed in the perpetration of a robbery. Robbery is “the
intentional or knowing theft of property from the person of another by
violence or putting the person in fear.” T.C.A. § 39-13-401(a) (1991
Repl). Furthermore, a person is criminally responsible for the
conduct of another when the person, “[a]cting with intent to promote
or assist the commission of the offense, or to benefit in the proceeds
or results of the offense, ․ solicits, directs, aids, or attempts to
aid another person to commit the offense.” T.C.A. § 39-11-402(2)
(1991 Repl).
In his statement to agent Harbaugh, the defendant
indicated that he had accompanied Shaw and three other men to the
scene of the crime and that their intent had been to confront the
people who had “jumped” Shaw's cousin. Once they arrived in the
general proximity, Shaw gave the defendant a handgun. Nothing in the
record demonstrates that the defendant refused the weapon or was
forced to carry it. The defendant further indicated in his statement
that he had willingly walked toward Dawson's car and that he
subsequently shot three times in the direction of the fleeing occupant.
Thus, since there appears to be no doubt that the defendant was
present at the scene of the crime, the pivotal question becomes
whether the proof was sufficient to support a finding that he killed
Dawson and Johnson in the perpetration of a robbery and/or that he was
criminally responsible for the conduct of another in this respect.
The record establishes that Johnson, Dawson and
Thomas were robbed as they sat in Dawson's car, and that they were all
shot as soon as the robbery was complete. Thomas testified that
Carlito Adams and several other individuals had surrounded the car,
“[p]ulled out their pistols, had their pistols aimed at us. Took
money from me; took jewelry from [Johnson]; took jewelry from [Dawson].”
Upon being asked what happened next, he testified, “they opened fire,
and they started shooting us.” Shortly after the shootings, Thomas
identified one of the assailants from a photo spread. He testified
at trial that this had been the man who had taken his property and
then shot him. Although Thomas did not make an in-court
identification of the defendant, this photo spread was provided to the
jury members and they were able to determine with their own eyes
whether or not the photo was of the defendant. Moreover, agent
Harbaugh testified that the photo appeared to be of the defendant.
Thus, the jury could properly have concluded from Thomas' testimony
alone that the defendant participated in the robbery and shot at the
car's occupants. However, the jury also had before it Mary Jones'
testimony that she had seen the defendant shoot Dawson, that she had
been “looking right at him” and that “[a]s [the defendant] was running
down the driveway, after he finished shooting [Dawson], that's when I
got a real good look in his face.” And Eric Jones' testimony
corroborated Thomas' testimony that Thomas, Johnson and Dawson had all
been robbed and then fired upon. Johnson's mother testified that she
had seen her son wearing a jewelry chain the morning of his murder.
When he was found by the police, immediately after the shooting
occurred, there was no jewelry.
Taken in the light most favorable to the State,
this proof was more than sufficient to establish beyond a reasonable
doubt that the defendant had participated in a robbery of Thomas,
Johnson and Dawson and that, immediately following the robbery, he
shot and killed Dawson. And although there was no direct proof that
the defendant shot at and killed Johnson, the evidence established
that Johnson had been shot while in the car following the robbery in
which the defendant participated. Thus, although one or more of the
other men surrounding the car and robbing its occupants may have
actually fired the bullet that killed Johnson, the defendant remains
responsible for Johnson's murder:
The Tennessee offense [of felony murder during the
perpetration of a robbery] extends both to the killer and his
accomplices. A defendant who is a willing and active participant in
a robbery becomes accountable for all of the consequences flowing from
the robbery and may be convicted of first-degree murder where a co-perpetrator
of the felony is the actual killer.
State v. Middlebrooks, 840 S.W.2d 317, 336 (Tenn.1992).
The felony murder statute dealt with in
Middlebrooks was slightly different from the one at issue in this
case, providing, “Every murder ․ committed in the perpetration of, or
attempt to perpetrate, any murder in the first degree, arson, rape,
robbery, burglary, larceny, kidnapping, aircraft piracy, or the
unlawful throwing, placing or discharging of a destructive device or
bomb, is murder in the first degree.” T.C.A. § 39-2-202(a) (1982).
In 1989, the statute was amended to provide that the killing in the
perpetration of the enumerated felonies be “reckless.” T.C.A.
§ 39-13-202(a)(2) (1989 Supp). “Reckless” in turn refers to a person
who, although aware of a substantial and unjustifiable risk that a
person or persons will be killed as a result of his conduct,
nevertheless consciously disregards that risk and engages in the
conduct. See T.C.A. § 39-11-106(31) (1991 Repl). This Court has
previously held that this addition of the word “reckless” to the
felony murder statute “does not alter the principle that an accomplice
to the underlying felony may also be guilty of felony murder even
though the killing has been committed by a co-felon. The jury need
only find that the defendant was a participant in the perpetration of
the underlying felony and that his conduct as to the killing was ‘reckless.’
“ State v. Timothy D. Harris, C.C.A. No. 02C01-9211-CR-00258, Shelby
County, 1994 WL 123647 (Tenn.Crim.App. filed April 13, 1994, at
Jackson), rev'd on other grounds (1996). And, as our Supreme Court
noted in Middlebrooks, “one who purposely undertakes a felony that
results in a death, almost always can be found reckless.” 840 S.W.2d
at 345.
In this case, the strongest legitimate view of the
proof in favor of the State is that the defendant approached Dawson's
car with a loaded pistol, participated in a robbery in which other
armed individuals were also participating, and then shot several times
into the car. The defendant's actions satisfy the statutory
definition of “reckless.” Accordingly, the proof at trial was
sufficient to prove beyond a reasonable doubt that the defendant
murdered Dawson in the perpetration of a robbery, and that he was
criminally responsible for Johnson's murder in the perpetration of the
same robbery. Both convictions are supported by the evidence and
this issue is therefore without merit.
SUPPRESSION OF DEFENDANT'S STATEMENT
The defendant next complains that the trial court
erred when it denied his motion to suppress his statement. The
defendant was apprehended in Chicago by FBI agents. He testified at
the suppression hearing that he had been read his rights when he was
first arrested and handcuffed. He also testified that he had
understood his rights before making his statement, that he had not
been promised anything in return for his statement, and that he had
not been threatened into making his statement. However, when asked
at the suppression hearing, “you knew you didn't have to talk to [the
agent]?”, the defendant responded, “I didn't really understand, but I
did because he was asking me questions.” This is the crux of the
defendant's contention that he did not waive his constitutional rights
freely and voluntarily.
It is the duty of the trial judge to determine the
voluntariness and the admissibility of a defendant's pre-trial
statement. State v. Pursley, 550 S.W.2d 949, 952 (Tenn.1977).
Moreover, the trial court's determination that a confession was given
knowingly and voluntarily is binding on the appellate courts unless
the appellant can show that the evidence preponderates against the
trial court's ruling. State v. Odom, 928 S.W.2d 18, 23 (Tenn.1996).
In the instant case, the defendant has failed to demonstrate how the
evidence preponderates against the trial court's ruling.
At the conclusion of the testimony at the
suppression hearing, the trial court stated the following:
The defendant says the person that handcuffed him
gave him his rights on the scene-he didn't read them from a card, but
he said them to him. He said he understood his rights. He doesn't
remember all of them, but he knows that he was advised, ‘You have a
right to remain silent and anything you say can and will be used
against you.’
He doesn't recall the one about right to counsel,
as is complained of in the motion; but he, too, does not deny that he
was not [sic] told this. He admits, freely, that he was advised of
his rights when he was initially handcuffed. Through his own
statement, he was advised of his rights; he understood them; he's a
high-school graduate; he was not coerced; he was not pressured; he
was not threatened; nobody promised him anything.
․
But from what the court has ․ seen here, it would
appear that, on all fours, the defendant freely and voluntarily,
understandingly, knowingly, advisedly, and intelligently waived his
rights free from any coercion, threats, pressures of any kind that
would have induced him or caused him to have abandoned his rights.
He claims he understood them, and from his
testimony, the court would have to find that even if his recall is
more accurate than that of Agent Landman, through his own evidence,
the statement that is purportedly given by the defendant to Agent
Landman would be admissible into evidence. The motion to suppress,
respectfully, will be denied.
This ruling by the trial court was proper.
Although he claims in his brief that he “did not understand his rights,”
the defendant admitted during the suppression hearing that he had
understood the waiver form and that he had freely and voluntarily
talked to the agents. There is nothing before this Court which
preponderates against the trial court's findings. Accordingly, this
issue is without merit.
INSTRUCTION ON FLIGHT
In his next issue, the defendant contends that the
trial court erred when it instructed the jury on flight. He further
contends that this error was not harmless because of the “heavy
emphasis” the prosecutor placed on it during closing argument. We
disagree and find this issue to be without merit.
Agent Harbaugh testified that, in his statement,
the defendant had admitted to leaving the crime scene immediately
after the shootings. Later, he heard something about a shooting in
East Memphis and thought it might be the one in which he had been
involved. He then left his residence and went to Chicago where he
remained until he was apprehended by the FBI in June 1992. He now
contends that a jury instruction on flight was not warranted because
he “never committed any act of hiding out, evasion or concealment of
his person in the community.”
The defendant misapprehends the circumstances
necessary to justify a jury instruction on flight. This Court has
previously recognized that there is evidence sufficient to support a
jury instruction on flight where there is proof of “ ‘both a leaving
the scene of the difficulty and a subsequent hiding out, evasion, or
concealment in the community, or a leaving of the community for parts
unknown.’ “ State v. Payton, 782 S.W.2d 490, 498 (Tenn.Crim.App.1989)
(citations omitted) (emphasis added). And the trial court in this
case charged the jury accordingly, stating, inter alia,
The law makes no nice or refined distinction as to
the manner or method of a flight; it may be open, or it may be a
hurried or concealed departure, or it may be a concealment within the
jurisdiction; however, it takes both the leaving the scene of the
difficulty and a subsequent hiding out, evasion, or concealment in the
community, or a leaving of the community for parts unknown, to
constitute flight.
(emphasis added). Here, the defendant both ran
from the crime scene and subsequently left his home in West Memphis
for Chicago. Such evidence supported a jury instruction on flight,
and the trial court did not err in so instructing the jury. This
issue is without merit.1
ATTEMPTED FELONY MURDER
In addition to being convicted of two counts of
felony murder, the defendant was convicted of two counts of attempted
felony murder. The State correctly concedes that attempted felony
murder does not constitute a crime in Tennessee. State v. Kimbrough,
924 S.W.2d 888, 892 (Tenn.1996). Accordingly, we reverse and dismiss
those two convictions. However, we are left with the issue of
whether the defendant may now be retried on the charges of attempted
premeditated murder. The precise issue is whether a defendant may be
retried under an alternative count on which the jury made no finding
where the count of which the defendant was convicted fails to state an
offense. We find this issue to be a matter of first impression in
Tennessee.
A defendant may be retried for an offense when his
conviction is set aside because of an error in the proceedings rather
than because the State failed in its effort to prove him guilty. Burks
v. United States, 437 U.S. 1, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978); State
v. Hutcherson, 790 S.W.2d 532, 535 (Tenn.1990). For instance,
retrial is appropriate where the conviction is reversed due to the
“incorrect receipt or rejection of evidence, incorrect instructions,
or prosecutorial misconduct.” Burks v. United States, 437 U.S. 1, 15,
98 S.Ct. 2141, 57 L.Ed.2d 1 (1978). Similarly, a defendant may be
reindicted and tried on other offenses where his conviction is
reversed because the underlying statute is later deemed
unconstitutional. State v. Hale, 840 S.W.2d 307, 308 (Tenn.1992).
In the instant case, the defendant's convictions for attempted felony
murder are being reversed because our Supreme Court has ruled that no
such offense exists. That is, due to a fundamental error in the
proceedings, the defendant was tried for a crime which is impossible
to commit. Obviously, he cannot be retried for attempted felony
murder. We must determine, then, whether he can be retried for
attempted premeditated first-degree murder. We hold that Burns has
been neither convicted nor acquitted of these crimes and principles of
double jeopardy do not therefore prohibit his retrial.
Burns was indicted for both attempted felony murder
and attempted premeditated first-degree murder, and both counts were
sent to the jury. However, the trial court instructed the jury in
this case to first consider Count 1 of the indictments which charged
the offense of attempted felony murder. The jury was instructed that
if they found the defendant guilty of attempted felony murder, they
would so report. The jury was further instructed that if they found
the defendant not guilty of that offense, they would then proceed to
inquire as to his guilt of attempted premeditated first-degree murder
as charged in Count 2 of the indictments. In other words, the jury
was not to consider attempted premeditated first-degree murder if they
found the defendant guilty of attempted felony murder.
Typically, when a jury is given a multi-count
charge and returns a special verdict convicting the defendant of one
of the charges but which is silent as to the other charges, the
defendant is deemed acquitted of the other charges. See, e.g.,
Conner v. State, 531 S.W.2d 119, 126 (Tenn.Crim.App.1975). The State
is then prohibited from retrying the defendant on the acquitted
charges even if the conviction is later reversed. Id. As this Court
held in State v. Arnold, however, “we are of the opinion that this
rule is not applicable to the situation involved in the present case.”
637 S.W.2d 891, 895 (Tenn.Crim.App.1982).
In Arnold, each of the defendants had been charged
with a conspiracy to engage in the protracted and repeated sales of
controlled substances, with being a habitual drug offender, and with
specific drug transactions as separate and additional offenses. The
controlling statute (and the jury instructions) limited the jury to
finding the defendants guilty of either being habitual drug offenders
or of committing the specific drug deals, but not both. The jury
found each of the defendants guilty of being a habitual drug offender.
On appeal, this Court found the evidence to have been insufficient
to support the habitual drug offender convictions. Nevertheless, the
case was remanded for a new trial on the specific drug transactions.
In so holding, this Court acknowledged the general
rule that “a special verdict upon one count of an indictment operates
as an acquittal upon the other counts to which the jury did not
respond.” Arnold, 637 S.W.2d at 895. In distinguishing the case
before it, this Court reasoned that
[i]mplicit in the jury's verdict finding the
appellants guilty under the first count of being habitual drug
offenders is a finding of their guilt of the transactions separately
charged in the fourth and fifth counts; yet, because of the
restrictions in the statute, the jury, once it found the appellants
guilty under the first count, was precluded from reporting a verdict
of guilt on the separate offenses charged in the fourth and fifth
counts.
Therefore, we conclude that because of the
restrictive language contained in the habitual drug offender statute,
the jury's failure to report a verdict on the fourth and fifth counts
did not operate as a verdict of acquittal on those charges, and a
remand for trial on those counts would be in order.
Arnold, 637 S.W.2d at 895. Although we are not
dealing with a statutory restriction in the case sub judice, we find
the trial court's instructions to the jury to have operated to the
same effect. Once the jury found Burns guilty of attempted felony
murder, its instructions were to move on and make no report on the
charges of attempted premeditated murder and its lesser offenses.
Yet, implicit in the convictions for attempted felony murder was a
finding that the defendant had indeed attempted to kill two people.
While we cannot know whether the jury would have convicted the
defendant of attempted premeditated murder or one of its lesser
offenses had it been given the opportunity to consider those charges,
the evidence was certainly sufficient for it to have done so.
The United States Supreme Court has also spoken on
implied acquittals, finding them to bar retrial under the federal
Double Jeopardy Clause 2
when the jury has been given “a full opportunity to return a verdict”
on a charge and instead found the defendant guilty of a lesser charge.
Price v. Georgia, 398 U.S. 323, 329, 90 S.Ct. 1757, 26 L.Ed.2d 300
(1970)(footnote omitted). See also Green v. United States, 355 U.S.
184, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957). That is, “[o]nly where the
jury is given the full opportunity to return a verdict either on the
greater or, alternatively, on the lesser included offense does the
doctrine of implied acquittal obtain.” United States v. Reed, 617
F.Supp. 792, 800 (D.C.Md.1985) (emphasis in original). While we
realize that attempted premeditated murder is not a lesser offense of
attempted felony murder, we are convinced that the same analysis is
appropriate. See Schiro v. Farley, 510 U.S. 222, 236, 114 S.Ct. 783,
792, 127 L.Ed.2d 47 (1994) (“The failure to return a verdict does not
have collateral estoppel effect ․ unless the record establishes that
the issue was actually and necessarily decided in the defendant's
favor.”) Here, the jury was not given the full opportunity to return
a verdict either on attempted felony murder or, alternatively, on
attempted premeditated murder and its lesser offenses. Because the
jury was not given that opportunity, its verdict did not necessarily
resolve in Burns' favor the issue of his guilt of the alternative
crimes and the doctrine of implied acquittal should not apply.3
Finally, our Supreme Court has made it clear that a
defendant may be retried for lesser offenses following reversal of his
or her conviction for the greater offense. State v. Maupin, 859 S.W.2d
313, 317 (Tenn.1993). In Maupin, the defendant had been charged in a
single count indictment with aiding and abetting first-degree murder
of a child resulting from repeated child abuse. The jury was charged
with the indicted offense as well as with the lesser offenses of
aiding and abetting second-degree murder, aiding and abetting
aggravated child abuse and aiding and abetting child abuse. nThe jury
convicted the defendant of the aiding and abetting first-degree murder
charge. However, the statute creating that grade of first-degree
murder, T.C.A. § 39-2-202(a)(2)(Supp.1988), was later found
unconstitutional. State v. Hale, 840 S.W.2d 307 (Tenn.1992).
Accordingly, our Supreme Court reversed Maupin's conviction but ruled
that she could be retried on the lesser offenses. In so holding, the
Court stated:
Maupin was not acquitted of any of the lesser
offenses as the jury was not required to pass judgment upon them.
․
[D]ouble jeopardy should not bar a retrial when the
trier of fact does not pass upon lesser offenses one way or the other.
There having been no factual resolution of Maupin's guilt or
innocence on the lesser offenses, she can be tried for those offenses
without violating double jeopardy.
․
We find no double jeopardy impediment in allowing
Maupin, like Hale, to be tried for lesser offenses simply because she
was convicted of the greater offense under a flawed statute.
859 S.W.2d at 318-19.
Similarly, in the case at bar, the jury was not
required to pass on the alternative counts of attempted premeditated
murder and its lesser offenses and there has therefore been no factual
resolution of the defendant's guilt or innocence of those crimes.
Indeed, the only factual resolution made by the jury on the attempted
murder counts was that the defendant did attempt to murder two people.
Analogously to Maupin, the defendant in this case was convicted of
an offense under a flawed legal interpretation of the attempt and
felony murder statutes. The jury was not given an opportunity to
convict Burns of the cognizable crimes of attempted premeditated
murder or its lesser offenses. Double jeopardy should not, therefore,
bar his retrial for these offenses. Accordingly we hold that this
matter is to be remanded for the defendant to be retried on two counts
of attempted premeditated murder.
SPECTATOR DISPLAY
The defendant also contends that he should be given
a new trial because of an “outburst” by members of the victims'
families during testimony. He argues that this “outburst” was
“prejudicial and designed to gain the jurors' sympathy.” However,
upon his lawyer's objection, the trial court found as follows:
What you have here is two individuals involved-the
mothers of the deceased two individuals. It was not a great outburst.
It was something the court would characterize more as a sob, and
that was closely contiguous with testimony that the deceased, [Johnson],
somehow got out of the car; he stopped to see if traffic was coming-car
was coming; he got across the street; he was holding his hands out.
The witness demonstrated saying “Help me, help me,” then he stumbled
and fell. At that point, I believe one of the ladies, who was a
parent of that deceased, and one other who was the parent of the other
deceased, got up and left the courtroom. They didn't slam the door
or anything like that. I wouldn't say there was a great hubbub or
anything like that. One of them sobbed. I would not say it was a
particularly loud one. It was noticeable, but that's about it.
․
I don't think it's unexpected by any of the jurors
that someone would not have some emotional reaction to a description
of their child.
․
Under the circumstances, as they exist right now,
the court does not think it's something that's going on, on an on-going
basis. It does not appear to be any calculated display of
histrionics or anything like that for the purpose of influencing the
jury or soliciting or eliciting their passions.
․
It was not anything that was done overtly. It was
a sob, and the parties immediately removed themselves without undue
display when their emotions got out of control. Now, I don't believe
there are going to be any other witnesses that would testify to being
eyewitnesses to these events. So, I don't think the problem is going
to rise again.
․
I don't think that the behavior exhibited by the
two ladies in question is outrageous or anything like that or
particularly offensive. I don't think it's likely to happen again,
so I don't think we will have any further problem. But in any event,
looking at the jury's reaction-I always do that-it did not appear that
they were unduly disturbed by the thing.
We first note that defense counsel did not move for
a mistrial at the time this incident occurred. Rather, he objected
and requested that the mothers remove themselves from the courtroom if
the testimony was “going to be too painful for them to sit [there]
without an outburst.” Defendant then raised for the first time in
his motion for new trial the argument, again presented here, that the
trial court should have sua sponte granted a mistrial.
We disagree. As this Court has stated earlier,
The entry of a mistrial is appropriate when the trial cannot
continue, or, if the trial does continue, a miscarriage of justice
will occur.
Whether an occurrence during the course of a trial
warrants the entry of a mistrial is a matter which addresses itself to
the sound discretion of the trial court; and this Court will not
interfere with the exercise of this discretion absent clear abuse
appearing on the face of the record.
State v. McPherson, 882 S.W.2d 365, 370 (Tenn.Crim.App.1994).
In McPherson, the defendant was on trial for aggravated rape. In
recounting the crime on the witness stand, the victim became upset.
The court called a recess, but before the jury had left the room, the
victim-witness coordinator for the district attorney's office came
into the courtroom and began hugging the victim. The defendant
requested a mistrial, which the trial court denied on the grounds that
it was “ ‘satisfied beyond a reasonable doubt that it did not change
the outcome of [the] trial.’ “ Id. This Court affirmed the trial
court's decision, finding no abuse of discretion. Similarly, in
State v. Adkins, the minor victim became upset and cried while on the
witness stand in an aggravated sexual battery case. The jury was not
sent out of the courtroom until two to four minutes had passed. On
appeal, the defendant contended that he was entitled to a mistrial and
new trial on this basis. Our Supreme Court held, “We do not believe
the behavior of the witness was so prejudicial that the defendant
could not receive a fair trial․ The granting of a mistrial is within
the discretion of the trial court. A reviewing court will not
disturb that action absent a finding of abuse of that discretion.”
786 S.W.2d 642, 644 (Tenn.1990).
In the instant case, although no motion for
mistrial was made, it is clear from the court's remarks in response to
defense counsel's objection that it had determined the defendant
suffered no prejudice from the victims' mothers' conduct. Defense
counsel declined to request a curative instruction and appeared
satisfied with the trial court's response to his objection. No abuse
of discretion has been demonstrated in the trial court's refusal to
declare a mistrial sua sponte. This issue is without merit.
ADMISSION OF PHOTOGRAPH
In his next issue, the defendant contends that the
trial court erred by admitting into evidence a photograph of the
driver's seat in which Dawson had been sitting. The photograph
depicts bloodstains on the seat as well as a small amount of
unidentified material which the defendant describes as “what could be
considered guts.” He argues that the photograph was not probative of
any issue and that it was prejudicial and served merely to “inflame
the jury.” The State responds that the photograph was offered in
order to prove that Dawson “did not have a weapon in the front seat,
and to show the force from the close range shots that threw [him] over
to the armrest, where he bled considerably.” At trial and upon the
defendant's objection to the introduction of this photograph, the
trial court found,
There is some smearing of blood. I don't believe-well,
in the court's opinion, looking at that, it's not unduly prejudicial.
It doesn't elicit any particular revulsion in light of what's
commonly on television for adult viewing these days․ It's not
particularly bloody. Now, I don't think any adults or any ordinary
jury is going to get particularly revolted or so distressed by looking
at some moderate to small amount of dried blood on a front seat.
Under our rules of evidence, the test for
determining whether evidence is “relevant” is easy to pass: “evidence
having any tendency to make the existence of any fact that is of
consequence to the determination of the action more probable or less
probable than it would be without the evidence” is relevant. Tenn. R.
Evid. 401. As the State points out in its brief, the defendant had
been charged with premeditated firstdegree murder. In order to prove
this offense, the State had to prove that the defendant killed Dawson
intentionally, deliberately and with premeditation. See T.C.A.
§ 39-13-202(a)(1) (1989 Supp). The amount of blood depicted in the
photograph, together with the implied position of the victim's body,
satisfies the definition of relevant evidence insofar as tending to
prove that the defendant shot Dawson intentionally and/or deliberately.
That is, the photograph was probative as to the effect of the
gunshots upon Dawson's body and, therefore, as to the issue of whether
the defendant shot him accidentally or intentionally and/or
deliberately. The photograph was also probative as to the State's
theory of how the victim was killed. Therefore, we disagree with the
defendant that the photograph was not relevant.
While relevant, a photograph may be excluded “if
its probative value is substantially outweighed by the danger of
unfair prejudice.” Tenn. R. Evid. 403. However, this balancing test
is committed to the sound discretion of the trial court, and its
decision will not be disturbed on appeal absent a showing of clear
abuse of discretion. State v. Stephenson, 878 S.W.2d 530, 542 (Tenn.1994).
No such showing has been made here. This issue is accordingly
without merit.4
TRIAL COURT'S RESPONSE TO JUROR QUESTIONS
In his next issue, the defendant asserts that the
trial court erred in its response to the jury when the jury asked
certain questions during its deliberations in the penalty phase of the
trial. Those questions propounded by the jury to the trial court
were as follows:
(1) How many years for life?
(2) What does ‘life sentence’ mean?
(3) Can we ask for life without parole? Can we
stipulate life plus so many years?
(4) Can we ask for consecutive life sentences?
(5) What does it mean if you're sentenced to death
and life?
In response to these questions, the trial court
stated, “All right. You're directed to refer to the charges and
instructions that are contained in the jacket. Thank you. You may
retire to continue your deliberations.” The defendant contends that
the questions posed indicated that the jury was considering improper
matters, and that the trial court “should have directed the jury that
the questions posed were not proper considerations in the
determination of the sentence.” The defendant concedes that there is
no authority for the requirement that the trial court give this
direction prior to referring the jury to the charge and instructions
given initially. The State responds, first, that this issue is
waived because the defendant did not object to the trial court's
response to the jury's questions at the time it was given, and second,
that the trial court's response was proper and that this issue is
therefore without merit even if we should consider it.
We agree with the State on both counts. As a
general rule, “[a] party cannot witness misconduct on the part of the
court, await the result of the verdict, and then, if it is against him
or her, object to the alleged misconduct.” State v. Tune, 872 S.W.2d
922, 930 (Tenn.Crim.App.1993). The trial court in this case took the
questions from the jury after recalling counsel, the defendant, the
court reporter and the jury back into open court in order to take the
matter up on the record. Thus, defense counsel had every opportunity
to object at the time the trial court gave its response. Defense
counsel chose not to do so. The defendant will not now be heard to
complain. See T.R.A.P. 36(a) (“Nothing in this rule shall be
construed as requiring relief be granted to a party responsible for an
error or who failed to take whatever action was reasonably available
to prevent or nullify the harmful effect of an error.”)
Even if the defendant had not waived this “error,”
however, this issue has no merit. As the defendant acknowledges, the
trial court followed the proper method of fielding the jury's
questions. See State v. Mays, 677 S.W.2d 476, 479 (Tenn.Crim.App.1984)
(“The proper method of fielding questions propounded by the jury
during deliberations is to recall the jury, counsel, the defendant(s),
and the court reporter back into open court and to take the matter up
on the record.”) Additionally, contrary to the defendant's
contention, the trial court responded properly to the jury's inquiry.
See, e.g., State v. Johnson, 698 S.W.2d 631 (Tenn.1985). In
Johnson, a capital case, our Supreme Court addressed a situation in
which one of the jurors had asked questions regarding parole during
voir dire. The Court stated, “the preferable response to a juror's
inquiry about parole is to instruct the jury to limit their
deliberations to the instructions given them at the close of the
evidence.” Id. at 633. That is exactly what the trial court did in
this case. In State v. Smith, 857 S.W.2d 1 (Tenn.1993), another
capital case, our Supreme Court again addressed the proper response to
jury inquiries about sentencing and parole. The trial court had
refused to supplement its original instructions. The defendant
argued that information about parole eligibility might operate as
mitigating evidence and the trial court's refusal to give additional
instructions “somehow create [d] a non-statutory aggravating factor of
future dangerousness.” 857 S.W.2d at 11. The Court rejected this
argument, opining “that to provide a jury with the sort of information
requested by defendant could result in sentences of death based on
sheer speculation and on factors other than those enumerated in T.C.A.
§ 39-2-203 and sanctioned under either [the Tennessee or United States]
Constitution.” Id. The trial court did not err in its response to the
jury's questions in this case, and this issue is therefore without
merit.
PROPRIETY OF DEATH SENTENCE
The defendant next contends that “his role was
minor in this case, and as such, requires reversal of the death
sentence.” We first note that the death penalty in this case was
imposed for the defendant's felony murder of Damond Dawson. We also
note, as set forth above, that the evidence was sufficient to support
the jury's verdict that the defendant murdered Dawson in the
perpetration of a robbery. The defendant's role in this crime, as
determined by the jury, was hardly “minor.”
The defendant argues that, since he was under the
impression he was joining the other assailants to participate in a
fight, and that he had no knowledge of the robbery or intent to commit
it, the sentence imposed is disproportionate to his culpability,
relying on Enmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d
1140 (1982), and State v. Branam, 855 S.W.2d 563 (Tenn.1993). In
Branam, our Supreme Court outlined the controlling law addressing the
defendant's claim, construing Enmund in the process:
In Enmund v. Florida, ․ the United States Supreme
Court held that death is a disproportionate penalty and, therefore,
constitutes cruel and unusual punishment under the Eighth Amendment,
where it is imposed against a defendant ‘solely for participation in a
robbery in which another robber takes life,’ without proof that the
defendant himself attempted or intended to kill, or intended that
lethal force be used. This constitutional standard was refined by
the Court in Tison v. Arizona [481 U.S. 137, 107 S.Ct. 1676, 95 L.Ed.2d
127] ․ in which it was held that the Eighth Amendment does not
prohibit the death penalty in the case of a defendant whose
participation in a felony that results in murder is major and whose
mental state at the time is one of reckless indifference to the value
of human life-even though the proof fails to show intent to kill.
855 S.W.2d at 570.
The defendant's argument on this issue assumes that
the evidence was insufficient to prove that he is guilty of felony
murder. As is seen above, however, the evidence does sufficiently
prove his guilt. Even if the defendant did not actually shoot Dawson,
as the evidence indicates, the defendant's own statement that he shot
several times at Blackman demonstrated that he “attempted or intended
to kill, or intended that lethal force be used.” At the very least,
this represents a “reckless indifference to the value of human life.”
This issue is therefore without merit.
We deem it appropriate to consider within the
context of this issue the propriety of the defendant's death sentence
in light of the determinations which our legislature requires this
Court to make in every direct appeal of death penalty cases. That is,
we must determine whether the defendant's sentence of death was
imposed in any arbitrary fashion; whether the evidence supports the
jury's finding of the aggravating circumstance; whether the evidence
supports the jury's finding that the aggravating circumstance
outweighs the mitigating circumstances; and whether the defendant's
death sentence is excessive or disproportionate to the penalty imposed
in similar cases, considering both the nature of the crime and the
defendant. T.C.A. § 39-13-206(c)(1) (1996 Supp).
As set forth above, we have determined that the
evidence supports the jury's finding of the aggravating circumstance
that the defendant knowingly created a great risk of death to two or
more persons, other than Dawson, during his murder of Dawson. The
evidence also supports the jury's finding that this aggravating
circumstance outweighed the mitigating circumstances offered during
the penalty phase of the trial.5
We further find, based upon our review of the entire record of this
cause, that the sentence of death was not imposed in any arbitrary
fashion. Finally, we have determined that the death sentence in this
case is neither excessive nor disproportionate to the penalty imposed
in similar cases, considering the nature of this felony murder and the
defendant.6
CONSTITUTIONALITY OF DEATH PENALTY
In his last contention, the defendant maintains
that Tennessee's death penalty statutes are unconstitutional. He
acknowledges that his challenges have been rejected by our Supreme
Court, but reserves the issues for later review. This Court is, of
course, bound by our Supreme Court's prior holdings that Tennessee's
death penalty statutes are constitutional. Accordingly, we hold
without further discussion these issues to be meritless. See, e.g.,
State v. Smith, 893 S.W.2d 908 (Tenn.1994), cert. denied, 516 U.S.
829, 116 S.Ct. 99, 133 L.Ed.2d 53 (1995); State v. Brimmer, 876 S.W.2d
75 (Tenn.1994), cert. denied, 513 U.S. 1020, 115 S.Ct. 585, 130 L.Ed.2d
499 (1994); State v. Cazes, 875 S.W.2d 253 (Tenn.1994), cert. denied,
513 U.S. 1086, 115 S.Ct. 743, 130 L.Ed.2d 644 (1995); State v. Smith,
857 S.W.2d 1 (Tenn.1993), cert. denied, 510 U.S. 996, 114 S.Ct. 561,
126 L.Ed.2d 461 (1993); State v. Black, 815 S.W.2d 166 (Tenn.1991); State
v. Boyd, 797 S.W.2d 589 (Tenn.1990), cert. denied, 498 U.S. 1074, 111
S.Ct. 800, 112 L.Ed.2d 861 (1991); State v. Teel, 793 S.W.2d 236 (Tenn.1990),
cert. denied, 498 U.S. 1007, 111 S.Ct. 571, 112 L.Ed.2d 577 (1990); State
v. Thompson, 768 S.W.2d 239 (Tenn.1989), cert. denied, 497 U.S. 1031,
110 S.Ct. 3288, 111 L.Ed.2d 796 (1990).
The defendant's convictions for attempted felony
murder are reversed and dismissed and this cause is remanded for
further proceedings on the two counts of attempted premeditated murder.
The judgment below is otherwise affirmed.
FOOTNOTES
1. “Prior
to the setting of oral argument, the Court shall review the record and
briefs and consider all errors assigned. The Court may enter an
order designating those issues it wishes addressed at oral argument.”
Tenn. Sup.Ct. R. 12.
2. The
Court of Criminal Appeals remanded the cases to the trial court for
possible retrial for attempted premeditated murder.
3. In
Nesbit, we also observed that Cozzolino v. State, 584 S.W.2d 765 (Tenn.1979),
in which this Court had said that evidence must be relevant to an
aggravating circumstance or mitigating circumstance, had not been
applied so as to preclude evidence that is relevant to the “nature and
circumstances of the offense.” 978 S.W.2d at 889. We also note that
the legislature has since enacted 1998 Pub. Acts, ch. 916, which
expressly allows the State to introduce victim impact evidence and
argument. This provision became effective July 1, 1998.
1. Our
ruling that the trial court's instruction to the jury on flight was
not error renders moot the defendant's contention that the “error” was
not harmless.
3. Cf.
Saylor v. Cornelius, 845 F.2d 1401 (6th Cir.1988). In Saylor, the
defendant had been indicted on one count of murder, which count
encompassed murder as a principal, as an accomplice, and by conspiracy.
The trial court instructed the jury only on the theory of the
defendant's involvement as a conspirator. The prosecution did not
object to the instructions nor request a charge on accomplice
liability. The jury convicted the defendant and the conviction was
later reversed for insufficient evidence. Although there was
“considerable evidence” supporting the defendant's role as an
accomplice, the 6th Circuit Court of Appeals held that double jeopardy
principles barred retrial on that ground. The Court stated, “Once
the jury returned its verdict, the failure to instruct on the
accomplice liability theory terminated Saylor's jeopardy․ To deny
this proposition would mean that the prosecution could proceed on
several theories of liability throughout a trial, and, simply by
withholding instructions on any one of them, reserve that theory for
retrial at a later date.” 845 F.2d at 1404. The Court later limited
its holding in Saylor, stating that its significance was “limited by
the unusual situation we were addressing in that case: because of
prosecutorial absent-mindedness, Mr. Saylor's trial ended without an
acquittal or a conviction on a charge that had been properly presented
in an indictment and emphasized at trial.” U.S. v. Davis, 873 F.2d
900, 906 (6th Cir.1989). This case is clearly distinguishable from
Saylor, although both cases involve unfortunate jury instructions.
In Saylor, the trial court's action was the functional equivalent of a
dismissal of the accomplice theory, in which the prosecution
acquiesced. The defendant, on the other hand, had objected to
proceeding on the conspiracy theory. In the present case, the trial
court did submit the alternative count to the jury but, in effect,
relieved it of its duty to consider that count upon its finding Burns
guilty of attempted felony murder. The prosecution was in no way
trying to “reserve a theory” for later use in the event the jury
acquitted the defendant of attempted felony murder.
4. Even if
the photograph were not relevant, we deem its admission to have been
harmless error in light of the other evidence against the defendant.
5. The
mitigation proof consisted of the defendant's parents' testimony that
he was a “good son” and that they loved him; his brother's testimony
that the defendant had been a good employee and that he had never
known the defendant to be violent; testimony that the defendant had
attended church services regularly; and that he had been well behaved
in jail.
6. The
statutorily required determination that the death penalty was not
imposed in an arbitrary fashion was made without the benefit of the
“Report of Trial Judge in Capital Cases” as required by our Supreme
Court in its Rule 12. The absence of this report does not prevent us
from conducting the required review. See State v. Cazes, 875 S.W.2d
253, 270 (Tenn.1994).