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AUSTIN - Texas Attorney General John Cornyn
offers the following information on James Lee Beathard, who is
scheduled to be executed after 6
p.m., Thursday, December 9th
FACTS OF THE CRIME
James Lee Beathard and Gene Hathorn, Jr., became
acquainted while working at the State Hospital at Rusk, Texas. The
men continued their friendship after Beathard left his job at the
hospital. Recurrent topics of conversation included Hathorn's desire
to commit "the perfect murder" and his wish to kill his father,
stepmother, and half-brother, a wish motivated by animosity and the
prospect of an inheritance.
Hathorn, whose parents lived in a trailer located
in an isolated and wooded area of Trinity County, Texas, planned to
shoot everyone in the trailer using a number of different weapons,
take several items that would be missed, and plant African-American
hairs and cigarette butts that had been smoked by African-Americans.
In addition to his plan for the scene of the
crime, Hathorn wanted to have an accomplice. The accomplice was to
provide an alibi as well as to help with the shootings. Hathorn
proposed his plan to a few different people, but Beathard was the
only interested party. Beathard requested $12,500 from the proceeds
of the estate for his participation in the murders.
On October 9, 1984, Beathard and Hathorn left
Rusk and went to Nacogdoches, ostensibly for Beathard to check some
books out of the library at Stephen F. Austin University, where
Beathard had formerly been a student. The two went to Nacogdoches by
way of Gallatin, in Cherokee County. Beathard had relatives who
owned property near Gallatin. There, Beathard and Hathorn conducted
some target practice with Hathorn's shotgun. When finished, they
went on to Nacogdoches. While in Nacogdoches, the two went to
several highly visible places in addition to the library. When
finished, they drove on to Hathorn's parents' home in rural Trinity
County.
Hathorn testified that when he and Beathard
arrived at his parents' home he gave Beathard a .380 pistol, a Ruger
Mini-14 rifle, and cellophane packets containing the hair and
cigarettes butts that they were going to leave at the scene. Hathorn
kept the shotgun. Thus armed, the men cut through the woods until
they got to the driveway leading to the Hathorns' trailer. The two
followed the driveway until they reached the clearing around the
trailer.
At this point, they followed the tree line around
the clearing to the trailer. Hathorn went behind the trailer, and
Beathard went to the back door. Once positioned, Hathorn fired a
shot through a large back window. When the shot was fired, Mr. Gene
Hathorn Sr. was sitting with his back to the window with his head
visible above the top of the sill. Upon hearing the shot, Beathard
was to enter the back door with the remaining two weapons in order
to finish any job that the shotgun blast failed to do, plant the
evidence, and remove agreed upon items of property. Hathorn said
that he heard shots fired from inside the trailer. A few minutes
later, Beathard came out the front door of the trailer carrying a
video cassette recorder, a video disk player, and a number of the
Hathorn family's guns. They both loaded the items into the car.
Hathorn drove a van belonging to the victims, and Beathard drove the
car in which they had arrived.
Hathorn drove to an area of town which was
predominantly occupied by African-Americans. There, he left the van
on a residential street and joined Beathard in the car they had
brought. Next, they drove to Nacogdoches, stopping twice to drop the
items removed from the trailer, the pistol, and the rifle off of two
different bridges into two different rivers. Arriving in Nacogdoches,
they returned to the library to check out an additional book.
Completing this, they returned home.
Crime scene investigators and a forensic
pathologist testified about the physical evidence discovered. The
evidence and testimony of these witnesses corroborated Hathorn's
version of the facts. The forensic pathologist testified that all
three victims had wounds from a shotgun blast or blasts. In addition,
Mr. and Mrs. Hathorn had fragments of glass and other debris in
their wounds which would be consistent with a shotgun being fired
through a window. He went on to say that, based on his examinations,
the shotgun wounds of the victims were the first gunshot wounds to
be inflicted.
Assuming that the shotgun wounds occurred
simultaneously, the additional gunshots to Mr. and Mrs. Hathorn,
whose bodies were found in the living room, were inflicted next, and
the additional wounds to Marcus, the Hathorns' son, whose body was
discovered in a bathroom, were inflicted last. Investigators at the
crime scene stated that the pattern of buckshot which hit the
ceiling and opposite wall of the trailer was consistent with Hathorn
having fired his shotgun from the position he testified to at trial.
The locations of shell casings found inside the trailer and the
projected trajectory of the shots fired would be consistent with an
individual entering through and firing from the trailer's back door.
Ballistics tests matched the bullets recovered from the bodies to
bullets known to have been fired by Hathorn's pistol and rifle.
Beathard testified at trial and denied his
complicity in the murders. He admitted that he accompanied Hathorn
to Gallatin and to Nacogdoches. However, he said that he agreed to
leave Nacogdoches with Hathorn because he was offered an opportunity
to make $2,000 by participating in a drug transaction. Beathard's
account of the trip to the Hathorn residence coincided with that of
Hathorn until the two arrived at their destination.
Beathard said that the two drove all of the way
up the driveway and to the trailer. He said that Hathorn instructed
him to stay outside while he went into the trailer to conduct his
transaction. Hathorn went to the door, knocked, and entered the
trailer for a short while. After leaving the trailer, Hathorn went
to the car and retrieved the shotgun. Hathorn, who was now wearing
rubber gloves, then went to Beathard, who was standing away from the
mobile home near a camper trailer parked in the yard, and told him,
"I don't want to have to do it this way." Hathorn then rapidly
turned and fired the shotgun through the back window "as if he were
shooting skeet" and shouted "Mommy and Daddy get down somebody's
shooting at us." He then said to [Beathard] "If I go down you go
down. Shoot anything that moves" and handed Beathard the shotgun.
According to Beathard, Hathorn then ran off, but
Beathard did not see where Hathorn ran because he laid down on the
ground. At this point, Beathard said that he did not see Hathorn in
possession of any other weapons and had not seen any weapon, other
than the shotgun, during the evening. "A few seconds later,"
Beathard heard three or four shots fired rapidly, a pause, and a
similar group of shots. Unsure of what was happening, Beathard said
that he crept into the edge of the woods and hid. After a while,
Beathard worked his way back to the camper and shouted for Hathorn.
Hathorn shouted back for Beathard to get back in the car. From the
point Beathard returned to the car, the two men's stories again
coincide.
In addition to his own testimony, Beathard also
presented the testimony of numerous family members, friends, and co-workers
who told the jury that Beathard's character simply was not
consistent with the commission of the capital murders of Hathorn's
family. Co-workers testified to his competence on the job, honesty,
reputation for nonviolence, and above-average intelligence. Several
of his co-workers who were psychiatrists and psychologists at Rusk
State Hospital testified that Beathard did not exhibit traits of an
antisocial personality. One co-worker testified, however, that
Beathard exhibited some signs of an antisocial personality. Some of
Beathard's co-workers were aware of his drug use, but others were
not.
Many witnesses also testified to the bad
reputation of Gene Hathorn. Some co-workers were afraid of Hathorn,
and described him as short-tempered, dishonest, and violent. Hathorn
also had a history of abusing patients. Some co-workers
characterized Hathorn as having an antisocial personality.
PROCEDURAL HISTORY
On November 15, 1984, a grand jury in Trinity
County, Texas, indicted Beathard for the capital offense of
murdering Marcus Hathorn in the course of committing burglary, which
occurred on October 9, 1984. Beathard was tried before a jury upon a
plea of not guilty, and on March 4, 1985, the jury found him guilty
of the capital offense. Later the same day, following a separate
punishment hearing, the jury answered affirmatively the two special
sentencing issues submitted pursuant to former Article 37.071 of the
Texas Code of Criminal Procedure. In accordance with state law, the
trial court assessed Beathard's punishment at death.
Because he was sentenced to death, appeal to the
Texas Court of Criminal Appeals was automatic. The Court of Criminal
Appeals affirmed Beathard's conviction and sentence on March 8,
1989, and denied rehearing on May 10, 1989. Beathard did not file a
petition for writ of certiorari in the United States Supreme Court.
After the convicting court scheduled Beathard's
execution for February 13, 1991, Beathard filed an application for
state writ of habeas corpus with that court. On May 3, 1993,
following an evidentiary hearing, the trial court recommended that
relief be denied. On May 26, 1993, the Court of Criminal Appeals
denied relief.
On October 14, 1994, Beathard, with the
assistance of new counsel, filed a motion for the appointment of
counsel in order to assist him with preparing a federal petition for
writ of habeas corpus to be filed in the United States District
Court for the Eastern District of Texas, Sherman Division. The
federal district court granted Beathard's motion, and Beathard
thereafter filed his federal petition on April 20, 1995. The
district court denied relief on January 29, 1996, and denied
Beathard permission to appeal on August 9, 1996. On May 26, 1999,
the United States Court of Appeals for the Fifth Circuit granted
Beathard permission to appeal but affirmed the district court's
denial of habeas corpus relief. The United States Supreme Court
denied Beathard's petition for writ of certiorari on October 18,
1999.
On or about November 30, 1999, Beathard filed a
second application for state writ of habeas corpus. The Court of
Criminal Appeals dismissed that application as an abuse of the writ
on December 3, 1999. A clemency petition is pending before the Texas
Board of Pardons and Paroles.
PRIOR CRIMINAL HISTORY
No evidence was presented at trial reflecting
that Beathard had previous criminal convictions.
DRUGS AND/OR ALCOHOL
No evidence was presented at trial reflecting
that drugs or alcohol were used during the commission of the instant
offense.
James Beathard
Executed 12/9/99
James Lee Beathard received the death sentence
for his role in the 1984 murder of Gene Hathorn Sr., 45, his wife,
Linda Sue, 34, and their 14-year-old son, Marcus, while they were
watching television in their mobile home outside Groveton, a small
town in East Texas.
There was no physical evidence to link Mr.
Beathard to the crime -- no fingerprints, no footprints, no blood.
After giving investigators several different versions of what
happened on the murderous night, Mr. Beathard finally admitted he
had been at the mobile home, that he had accompanied Gene Hathorn Jr.
on what he thought was a drug deal. When Mr. Hathorn began shooting
his family, Mr. Beathard said he ran into the woods and hid.
Mr. Beathard was convicted largely on the
testimony of Gene Hathorn Jr., who had wanted his family killed in
order to collect a modest inheritance; after the murders, he
discovered he had been written out of his father's will.
At Mr. Beathard's trial, Mr. Hathorn testified
that he had stood outside the trailer and fired a blast through the
window with a shotgun; that had killed his father. Then, Mr. Hathorn
-- who hoped that the state would go easier on him if he helped
convict Mr. Beathard -- told the jury, Mr. Beathard, 24, a quiet,
pot-smoking man who worked at the state mental hospital and had no
experience with guns and no record of violence, had gone inside,
brandishing a semi-automatic rifle and a semi-automatic pistol, and
had finished off the victims.
"Hathorn might be a cold-blooded killer, but
there hasn't been any evidence in this courtroom that says he is a
liar," the prosecutor, Joe L. Price, told the jurors. "He is telling
the truth." Mr. Beathard was convicted and sentenced to die.
Then, several months later, Mr. Price tried Mr.
Hathorn, who testified only at the punishment phase of his trial,
hoping to avoid execution. Now Mr. Price in speaking to the jurors
said that if they believed he was telling the truth, "I'm a one-eyed
hunting dog."
In his cross-examination of Mr. Hathorn, a man
with a violent past and experience with guns, the prosecutor
ridiculed the notion that Mr. Beathard, and not Mr. Hathorn, had
gone inside and killed the family.
"O.K., and here was this ol' boy that had never
shot that pistol before, was not near as familiar as you with
weapons, going into a house he had never been in before in his life,
to attack two people that had some advance warning that he was
coming," the prosecutor said to Mr. Hathorn. "Does that seem a
little bit strange to you, Gene?" Mr. Hathorn was also convicted and
sentenced to die. He remains on death row.
A year after the trial, Mr. Hathorn recanted his
testimony. He said that he had acted alone, that Mr. Beathard had
been present but that he had hidden in the woods and had not
participated in the killings. Based on this, Mr. Beathard's lawyers
asked for a new trial. But the Texas Court of Criminal Appeals
turned down the request because a criminal defendant has only 30
days after a judgment is entered against him to present new evidence
that might justify a new trial.
That 30-day period in Texas is longer than the
21-day deadline for the introduction of new evidence in Virginia,
but it is still one of the shortest time periods in the country.
Many states have no deadline.
In a recent interview on death row at Livingston,
Tex., Mr. Hathorn did not want to talk about the case. He put most
of his answers "off the record," even one on whether he still stuck
to his recantation. He left no doubt, however, that he had been the
one to go inside the trailer.
Sixteen years after the Beathard trial, Mr.
Price, the prosecutor, is still uncertain about what happened on the
night of the crime.
"I'll be honest with you," he said, talking in
his office in Groveton. "I've vacillated on that one over the
years." But he said that it did not matter what roles Mr. Hathorn
and Mr. Beathard had played that evening since both were present --
under Texas "law of parties" they were equally guilty -- or even
that Mr. Hathorn may have lied on the stand. "Under Texas law my
duty is to seek justice, and there is no question in my mind that
these two people murdered the family," Mr. Price said.
Not everyone agrees that justice was served.
"Beathard should not have been put to death,"
said Mr. Burwell, a parole board member who voted with two others to
have Mr. Beathard's sentence commuted to life in prison. Mr. Burwell
explained why by getting out the Texas Code of Criminal Procedure
and reading Article 2.0.1: "It shall be the primary duty of all
prosecuting attorneys, including any special prosecutors, not to
convict, but to see that justice is done." He made a copy and handed
it to a visitor. He had underlined the section, and
double-underlined the word "not."
Mr. Burwell believes that overzealous prosecutors
are at the core of the problem with the Texas criminal justice
system. "If the prosecutor doesn't have integrity, there won't be
justice," he said. Another member of the board, Linda Garcia, also
voted for clemency. "I don't believe anything improper happened with
Beathard," said Ms. Garcia, a former prosecutor. "My doubt is
whether he deserved the death penalty."
Two jurors in the case recalled in recent
interviews that they had been impressed by Mr. Price -- and less
impressed by Mr. Beathard's court-appointed lawyer. "It didn't seem
to me like he was very forceful," one of the jurors, Dorothy Cates,
said of Mr. Beathard's lawyer.
Heber Taylor covered the Beathard and Hathorn
trials for The Lufkin Daily News. Mr. Taylor asked Mr. Hathorn if
Mr. Beathard had fired the shot from outside the trailer.
"He just snorted in complete contempt," recalled
Mr. Taylor, who is now editor of The Galveston Daily News. Mr.
Beathard was too much of a patsy to kill anyone, Mr. Hathorn told Mr.
Taylor.
Steven Losch, a lawyer who does death penalty
appellate work, said that when he first began working on Mr.
Beathard's case he was uncertain whether he was innocent. But by a
week before the execution, Mr. Losch had become convinced by Mr.
Beathard's version of events.
"This is the type of case that illustrates the
risk of innocent people being executed in Texas,' Mr. Losch said.
Mr. Sutton said that Governor Bush "felt there
was no reason" not to execute Mr. Beathard. A jury had found that he
participated in the murders, the appellate courts had determined
that he had a fair trial, and there was "no mitigation" that would
warrant not putting him to death, Mr. Sutton said.
A former state hospital worker was executed in the Texas death
chamber Thursday for his part in a 1984 shooting rampage that left 3
members of a family dead in their East Texas home.
James Beathard, 42, a former psychiatric technician and substance-abuse
counselor at the Rusk State Hospital, was pronounced dead at 6:21
p.m. He was the 33rd Texas inmate put to death this year.
In a lengthy final statement, Mr. Beathard expressed love for his
family, criticized the death penalty and the government, rebuked his
prosecutor and repeated his long-held assertion that his co-defendant's
lies led to Mr. Beathard's conviction.
"The United States has gotten to the point now where there is zero
respect for human life," he said. "My death is just a symptom of a
bigger illness."
After expressing love to his family and questioning the trial
evidence, he added: "I'll see you all on the other side."
Then he looked at members of his family watching through a window a
few feet away and, smiling, said: "Remember this? 'Help, Mr. Wizard!
Help!'"
His unexplained exclamation drew chuckles from his family. As the
executioner administered the lethal drugs, Mr. Beathard said, "It's
starting. It's finished."
Eight minutes later, he was pronounced dead.
Mr. Beathard was convicted in the death of 14-year-old Marcus
Hathorn in an Oct. 9, 1984, shooting rampage that also left the
boy's parents, Gene and Linda Hathorn, dead.
Another son, Gene Hathorn Jr., also was convicted in the Trinity
County killings and sentenced to death. His case is on appeal.
"I've had 15 years to prepare," Mr. Beathard said in an interview.
"I know whatever I have to go to has got to be better than this."ç
But he said he worried about his mother, his wife and the
20-year-old daughter he saw this year for the 1st time since she was
an infant.
The younger Mr. Hathorn and Mr. Beathard worked together at Rusk
State Hospital until Mr. Beathard went to college in Nacogdoches at
Stephen F. Austin State University.
Court records indicated that Mr. Hathorn supplied Mr. Beathard with
illegal drugs that he could sell on commission. During their
friendship, Mr. Hathorn talked about his desire to kill his father,
stepmother and half-brother.
Mr. Hathorn hoped to collect an inheritance from his father and
offered to share it with Mr. Beathard, court documents show. Mr.
Hathorn later learned that he would receive nothing from his
father's will.
Mr. Beathard acknowledged that he was at the family's mobile home in
a remote area near Groveton the night of the slayings but said he
did not participate.
"I didn't know anybody was killed," Mr. Beathard said. "I was
expecting a drug deal."
Mr. Beathard said that after learning of the deaths, he initially
lied to investigators because he feared for the safety of his own
family.
Mr. Hathorn testified against Mr. Beathard, saying he had fired the
shots and planted false clues to deceive police.
After Mr. Hathorn was convicted, he recanted his testimony, saying
Mr. Beathard was innocent.
Trinity County District Attorney Joe Price, who prosecuted both men,
said this week he was certain that both were guilty and that the
convictions were solid.
"Not one of us has ever questioned this for a moment," he said.
"Everything raised now has been raised for years and has been spoken
for in the state and federal courts."
Yesterday convicted death row inmate James Beathard was put to death
in Texas. To most, just another routine execution in a long assembly
line of those being put to death. At least for me, this particular
execution was painful. Painful because I believe Mr. James Beathard
could have very well been factually innocent.
James' co-defendant at a hearing in Trinity County (Groveton, Texas)
admitted that his testimony implicating James Beathard was perjured
-- motivated by a promised "deal" by Trinity County Officials not to
seek the death penalty against Mr. Gene Hathorn in exchange for
testimony implicating a 2nd gunman. Mr. Beathard's purported
accomplice therefore testified at Mr. Beathard's trial that he
(James Beathard) aided and abetted in the commission of the crime.
The crime was the murder of Mr. Gene Hathorn's family members.
This sad and tragic case illustrates what is wrong with capital
punishment in America. ALl that is required to put someone in fear
of a conviction and sentence of death is the legal jargon "beyond a
reasonable doubt." While the United States Supreme Court has
previously ruled in Herrera vs. Collins that it is no longer
unconstitutional to execute an innocent person provided they were
given a "fair and impartial trial," to untangle oneself from a
wrongful conviction, "Clear and compelling evidence" is required.
Indeed, in the ultra conservative appellate system, an almost
impossible threshold to reach. In other words, the same evidence
that was able to put Mr. Beathard on death row and take his life,
undone and shown to be false could not free him from it.
The public cheers the death penalty, but if they only knew the truth
of what really goes on. I wonder if such extraordinary support would
exist. Fortunately for me, after having spent 21 years on Texas
death row innocent for a crime I did not commit (with recent DNA
test results further echoing my innocence and exoneration), I won't
have to anguish with that nightmare any longer.
Unfortunately, the Beathards of America's death rows do.
(source: Kerry Cook)
Texas Kills Another Innocent Man
by Jonathan Wallace
Spectacle.org
In March 1995 I published a piece entitled Texas
Kills An Innocent Man, describing how Texas executed Jesse Dewayne
Jacobs for firing a bullet that the state also convicted his sister
of firing. Since they both could not have fired the same bullet, and
the sister was convicted after him, I wrote that Texas had killed an
innocent man.
I suggested in that article that convicting
multiple people of the same act was probably business as usual for
Texas prosecutors. In the New York Times for May 14, 2000, in an
article on Texas executions, I found another example ("A Closer Look
at Five Cases That Resulted in Executions of Texas Inmates," p. 30).
In 1984, a man named Gene Hathorn Jr. took a
friend named James Lee Beathard to visit the Hathorn family.
Hathorn's father, mother and brother ended up dead of shotgun blasts.
Beathard was tried first and Hathorn took the
stand to testify that after Hathorn fired the initial blast through
a window, Beathard went inside and finished the victims off.
Beathard testified that he thought he was accompanying Hathorn on a
drug deal and that when he fired into the house, Beathard ran away
and hid in the woods. For the record, the name of the ingenious
prosecutor in Beathard's case and Hathorn's was Joe L. Price, who
told the jury:
"Hathorn might be a cold-blooded killer, but
there hasn't been any evidence in this courtroom that says he is a
liar. He is telling the truth."
Beathard was convicted and sentenced to die.
There was no physical evidence connecting him to the crimes; he was
sentenced entirely on Hathorn's testimony.
Several months later, the ingenious Joe L. Price
tried Hathorn, who took the stand in the penalty phase of the trial
and testified again that Beathard had finished off the victims. Now
Price told the jurors, if Beathard was telling the truth, "then I'm
a one-eyed hunting dog."
He cross-examined Hathorn with extreme sarcasm,
attacking his story about Beathard: "Ok, and here was this ol' boy
that had never shot that pistol before....going into a house he had
never been in before in his life, to attack two people that had some
advance warning he was coming....Does that seem a little bit strange
to you, Gene?"
Hathorn was also convicted and sentenced to die.
A year later he recanted and supported Beathard's account, that
Beathard had run into the woods when the shooting started. But
Beathard couldn't get a new trial because Texas has a rule that new
evidence can only be introduced up to thirty days after the original
conviction.
James Beathard was executed last December 9 and
Hathorn remains on death row.
I find little moral distinction between the
ingenious Joe L. Price and Gene Hathorn when it comes to their
regard for the truth. Hathorn tossed Price a lie and Price ran it
into the end zone. That Price knew it was a lie became evident at
Hathorn's trial when he told the jury it was. Both Hathorn and Price
killed people; Hathorn used a gun, Price used the state of Texas to
do it.
The governor of Illinois recently declared a
moratorium on executions, though he is not against the death penalty.
He saw too many flaws in his state's process, too many innocents
convicted. Contrast Governor Bush, who says, "I'm confident that
every person that has been put to death in Texas, under my watch"--that's
an incredible 127--"has been guilty of the crime charged, and has
had full access to the courts." But in his great state, the death
penalty resource center was defunded by the Republican congress in
1996 and never replaced with anything by the state.
Few Texas counties have public defenders; instead,
defense attorneys are local lawyers, often inexperienced and
incompetent, who are appointed on a patronage basis by the judge.
Such lawyers rarely give the accused an aggressive defense. On three
occasions, Texas courts have refused to grant death row inmates a
new trial even when it was proved that their attorneys slept through
the proceedings. Last year, Governor Bush vetoed a bill which would
have given counties authority to set up public defender offices and
would have curtailed the patronage system of appointments. On a
recent episode of Meet the Press, the governor said he did
not remember vetoing the bill and said he was for public defenders.
Texas specializes in killing marginal people who
get themselves into ambiguous circumstances. And it does so with
little regard for the truth.
James Beathard, Petitioner-appellant,
v.
Gary L. Johnson, Director, Texas Department of
Criminal Justice,
Institutional Division, Respondent-appellee
No. 96-40760
United States Court of Appeals,
Fifth Circuit.
May 26, 1999
Appeal from the United States
District Court for the Eastern District of
Texas.
Before JONES, DeMOSS and PARKER, Circuit
Judges.
ROBERT M. PARKER, Circuit Judge:
I. MOTION FOR CERTIFICATE
OF PROBABLE CAUSE
Appellant-Petitioner
James Beathard ("Beathard") seeks a
Certificate of Probable Cause1
to appeal the district court's grant of
summary judgment in favor of Respondent Gary
Johnson ("the State") in Beathard's federal
writ of habeas corpus attacking his Texas
capital murder conviction. We grant the
Certificate of Probable Cause to Appeal. See
Barefoot v. Estelle, 463 U.S. 880, 893, 103
S.Ct. 3383, 77 L.Ed.2d 1090 (1983). Because
both Beathard and the State have briefed and
argued the merits of Beathard's appeal, we
proceed directly to disposition of the
appeal.
II.
FACTS AND PROCEDURAL HISTORY
On March
4, 1985, Beathard was convicted for the
capital murder of Marcus Lee Hathorn in the
course of burglary after a jury trial in the
258th Judicial District Court of Trinity
County, Texas. The jury affirmatively
answered the two special sentencing issues
submitted pursuant to former TEX.CRIM.
PROC.CODE ANN. § 37.071(b)(West 1984), and
the state trial court assessed Beathard's
punishment at death. The Texas Court of
Criminal Appeals affirmed the conviction and
sentence on direct appeal. See Beathard v.
State, 767 S.W.2d 423 (Tex.Crim.App.1989).
Beathard
filed an application for writ of habeas
corpus in state court, pursuant to TEX.CRIM.
PROC.CODE ANN. § 11.07 (West 1984), which
was denied by order dated May 26, 1993. On
October 17, 1994, Beathard filed an
application for federal habeas corpus relief
pursuant to 28 U.S.C. § 2254. The district
court granted summary judgment for the State,
denying that application. We affirm.
A.
Beathard's trial
The
following version of the facts was developed
by the evidence, including codefendant Gene
Hathorn, Jr.'s ("Hathorn") testimony, at
Beathard's trial.
Beathard
became friends with his accomplice, Gene
Hathorn, Jr., when they were employed as
psychiatric security technicians at Rusk
State Hospital in Rusk, Texas. In January
1984, Beathard left Rusk State Hospital and
enrolled in classes at Stephen F. Austin
University in Nacogdoches, Texas. Gene
Hathorn, Jr. supplied Beathard, now
unemployed, with small quantities of
marijuana and cocaine to sell for a
commission. During the spring and summer of
1984, they spent many evenings together,
often discussing Gene Hathorn, Jr.'s desire
to kill his father, stepmother, and
half-brother.
Gene
Hathorn, Sr., his wife, Linda Hathorn and
son Marcus Hathorn lived in a trailer on
eight acres in rural Trinity County, Texas.
In 1983, Gene Hathorn, Sr. received a
$150,000 settlement on an injury claim. Gene
Hathorn, Jr. decided to kill his family out
of animosity over a borrowed truck and
because he believed he would inherit the
settlement money. Gene Hathorn, Jr.
described to Beathard his plan to commit "the
perfect murder," which required an
accomplice who could provide a false alibi.
The plan included leaving clues to convince
the police that the family had been killed
during a burglary by "a bunch of drug crazed
niggers."
In July
1984, Gene Hathorn, Jr. offered to give
Beathard a $12,500 share of the expected
inheritance to help him murder his family.
Beathard agreed to do it because he needed
the money to pay off a child support
arrearage.
On October
9, 1984, Gene Hathorn, Jr. and Beathard left
Rusk at 3:00 p.m. in a borrowed Dodge Colt.
Gene Hathorn, Jr. supplied three murder
weapons, ammunition, gloves, some Negroid
hairs gathered from a barber shop and some
butts of cigarettes that had been "smoked by
black people." The two men went to the
library at Stephen F. Austin University and
stopped at other public places to create an
alibi. They then drove to a rural area to do
some target practice with the sawed-off
shotgun.
After
nightfall, they arrived at Gene Hathorn,
Sr.'s trailer house. Gene Hathorn, Jr. fired
the shotgun through a picture window,
hitting Gene Hathorn, Sr. and Marcus Hathorn.
Beathard entered through the back door and
shot all three victims with a pistol. Gene
Hathorn, Sr. was then shot in the head with
a rifle. They planted the Negroid hairs and
cigarette butts at the crime scene and stole
several items, including some guns, a video
cassette recorder and the family's van. The
van was driven to a nearby African American
community and abandoned. The other stolen
items and two of the murder weapons were
dumped into a river.
Beathard
returned to his girlfriend's house at
approximately 12:30 a.m. on October 10,
1984. Beathard was wearing overalls and was
visibly upset. Although law enforcement
officers requested that Beathard produce the
overalls several days later, they were never
recovered.
Beathard
testified at the guilt-innocence stage of
his trial that he was present at the scene
of the murders, but that he was tricked into
being there and that he hid outside while
Gene Hathorn, Jr. fired all of the shots.
B. Gene Hathorn, Jr.'s
trial
Gene
Hathorn, Jr. was separately tried, convicted
and sentenced to death for murdering his
father in the course of a burglary.
Hathorn's testimony at Beathard's trial was
read to the jury at his own trial and
Hathorn repeated the identical story on the
witness stand. Hathorn claimed that he only
fired one shot at his father through the
window and that Beathard repeatedly shot the
three victims in the house, stole their
property and planted the false clues to
deceive the police. When Trinity County
District Attorney Joe Price ("Price") cross-examined
Hathorn at Hathorn's trial, he accused
Hathorn of being the inside man while
Beathard fired the shotgun through the
window from outside the trailer.
C.
Beathard's Motion for New Trial
Beathard
filed an out-of-time motion for a new trial
after Hathorn was convicted and sentenced to
death, while his own direct appeal was
pending. Hathorn testified at the
evidentiary hearing on Beathard's motion for
new trial that Beathard was not involved in
the murder of his family, giving a version
of the facts that supported the version of
events given by Beathard at Beathard's trial.
The trial court denied Beathard's out-of-time
motion for new trial from the bench without
making any findings of fact or conclusions
of law.
D. State Habeas
Proceeding
Beathard
filed a petition for habeas corpus in state
court, setting out numerous claims for
relief. On August 29, 1991, the trial court
conducted an evidentiary hearing on
Beathard's state habeas application, limited
to Beathard's claims that his first attorney,
Hulon Brown ("Brown"), had a conflict of
interest that adversely affected his
performance and that Price, the prosecutor,
knowingly failed to correct Hathorn's false
testimony at Beathard's trial. The trial
court issued written findings of fact and
conclusions of law, but made no
recommendation to the Texas Court of
Criminal Appeals concerning whether Beathard
was entitled to habeas corpus relief.
The trial
court found that Brown withdrew shortly
after he became aware of the conflict of
interest growing out of representing both
Beathard and Hathorn. Concerning Hathorn's
allegedly false testimony at Beathard's
trial, the trial court found that Price took
three different positions about the roles
that Beathard and Hathorn played in the
murders: 1) Price argued at Beathard's trial
that Beathard "entered the trailer and
killed the family while Hathorn remained
outside;" 2) Price argued at Hathorn's trial
that Hathorn probably entered the trailer
and killed his family while Beathard
remained outside; and 3) at the state habeas
hearing, Price took the position that
Beathard fired one shot through the window
at Hathorn's father with a shotgun and both
men fired shots inside of the house. The
trial court found that Beathard "probably
was the person who fired the first shot from
outside the trailer into the head of Gene
Hathorn, Sr., with the shotgun."
The Texas
Court of Criminal Appeals held that all of
Beathard's claims for relief were without
merit in a one page order. Two judges
dissented without written opinion.
E.
Federal Habeas Proceeding
The
district court denied Beathard's requests
for discovery and a federal evidentiary
hearing and, finding no genuine issue of
material fact, granted the State's motion
for summary judgment. Beathard appealed.
III.
ISSUES PRESENTED
Beathard
presents nine issues in his request for
certificate of probable cause to appeal:
1. Whether a federal
evidentiary hearing on Beathard's attorney
conflict of interest claim is mandatory
because the state courts did not resolve
material questions of fact about the
credibility of witnesses who testified at
the state court hearing on that claim.
2. Whether Beathard is
entitled to habeas relief on his attorney
conflict of interest claim because the
prosecutor told the jury that his first
lawyer was the same "crooked" attorney who
intended to have him give perjured testimony
in his co-indictee's fraudulent civil rights
case.
3. Whether a federal
evidentiary hearing on Beathard's claim that
the prosecutor knowingly used his co-indictee's
false testimony about their roles in the
murder is mandatory under the first Townsend
v. Sain, 372 U.S. 293, 83 S.Ct. 745, 9 L.Ed.2d
770 (1963), circumstance because the state
courts did not decide whether the prosecutor
had knowledge of the lie.
4. Whether a federal
evidentiary hearing on Beathard's
unexhausted Brady v. Maryland, 373 U.S. 83,
83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), claim
is mandatory because the state courts did
not resolve a credibility contest between
his trial counsel and the district attorney
about whether the exculpatory statement of a
prosecution witness was suppressed.
5. Whether a federal
evidentiary hearing on Beathard's Giglio v.
United States, 405 U.S. 150, 92 S.Ct. 763,
31 L.Ed.2d 104 (1972), claim is mandatory
because the state courts did not resolve
material questions of fact about the claim
at the state court hearing.
6. Whether Beathard is
entitled to discovery on his Giglio claim.
7. Whether the federal
district court erroneously granted the
State's motion for summary judgment of five
of Beathard's claims without obtaining a
relevant part of the state court record.
8. Whether the trial
court's refusal to instruct the jury that no
adverse inference could be drawn from
Beathard's decision not to testify at the
punishment stage of his trial was not
harmless.
9. Whether the
prosecutors urged the jury to draw an
unconstitutional adverse inference from
Beathard's decision not to testify at the
punishment stage of his trial.
Beathard's
seven substantive claims have been properly
exhausted. At the direction of this court,
the State filed a reply brief focusing on
Points of Error Three and Five.
IV.
DISCUSSION
A. Attorney
conflict of interest
1. Background and
district court ruling
Beathard
was arrested for the triple murder of the
Hathorn family on November 3, 1984. Beathard
retained attorney Hulon Brown on November 5,
1994. Brown had been representing Hathorn
for several months in two separate criminal
charges and a civil rights action against
the local police department. Brown did not
represent Hathorn in connection with the
instant murder charges. Beathard was
indicted ten days later, on November 15,
1985. Brown realized that Beathard and
Hathorn had antagonistic positions and
therefore ceased to represent Beathard when
he was indicted. However, because he had
never made a notice of appearance in the
case, he never filed a motion to withdraw.
Beathard then retained David Sorrels, who
represented him throughout the remainder of
the trial proceedings. Beathard asserts that
Brown's representation of Hathorn in the
unrelated matters created a conflict of
interest which resulted in ineffective
assistance of counsel during the ten days he
represented Beathard and infected the entire
trial.
A
petitioner claiming ineffective assistance
of counsel must demonstrate:
first ... that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the "counsel"
guaranteed the defendant by the Sixth
Amendment. Second, the defendant must show
that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to
deprive the defendant of a fair trial, a
trial whose result is reliable. Unless a
defendant makes both showings it cannot be
said that the conviction or death sentence
resulted in a breakdown of the adversarial
process that renders the result unreliable.
Strickland
v. Washington, 466 U.S. 668, 687, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984). In some cases,
prejudice in ineffective assistance of
counsel claims is presumed. "One such
circumstance is present when counsel is
burdened by an actual conflict of interest."
Beets v. Collins, 986 F.2d 1478, 1483 (5th
Cir.1993). However, in the context of these
proceedings, when a claim of ineffective
counsel in based on an alleged conflict of
interest, "a defendant who raised no
objection at trial must demonstrate that an
actual conflict of interest adversely
affected his lawyer's performance." Cuyler
v. Sullivan, 446 U.S. 335, 348, 100 S.Ct.
1708, 64 L.Ed.2d 333 (1980).
The
district court identified the proper legal
inquiry, reviewed the proceedings of the
evidentiary hearing held in state court and
concluded: 1) Brown was not aware of a
conflict of interest until Beathard was
indicted for capital murder; 2) Brown became
aware that Hathorn and Beathard had
antagonistic positions only after Beathard
gave several conflicting statements against
Brown's advise, at which time Brown withdrew;
3) there is no evidence that Brown gave
advice inconsistent with Beathard's best
interests and Brown's representation of
Beathard was not adversely affected by any
conflict. Based on these conclusions, the
district court held that Brown's
representation did not amount to ineffective
assistance of counsel.
2. Denial of Federal
Hearing
(Point
of Error 1)
Beathard's
first point of error urges this court to
reverse the summary judgment entered in
favor of the State because he was entitled
to, but was denied, an evidentiary hearing
in federal court on his ineffective
assistance of counsel claim. We will reverse
for a federal evidentiary hearing if we find
1) that Beathard has alleged facts that
would entitle him to relief if they were
true, see Perillo v. Johnson, 79 F.3d 441,
444 (5th Cir.1996); 2) there is some basis
in the record to conclude that such facts
are disputed, see Koch v. Puckett, 907 F.2d
524, 530 (5th Cir.1990); and 3) the merits
of the factual dispute were not resolved in
the state hearing. See Townsend v. Sain, 372
U.S. 293, 313, 83 S.Ct. 745, 9 L.Ed.2d 770
(1963)(the first Townsend situation in which
a federal evidentiary hearing is mandatory).
Beathard
contends that the state court, although
presented with the question, did not decide
when Brown became subjectively aware of his
actual conflict of interest. The state
habeas trial court found that "Brown
withdrew from representing Mr. Beathard
shortly after learning that there was a
conflict." Ex parte Beathard, Writ. No. 22,
106-01, at 5-6 Texas Court of Criminal
Appeals, May 3, 1993 (unpublished). Beathard
contends that this finding of fact is
equivalent to no finding because it is too
indefinite and that the state court should
have found that Brown knew about the
conflict on November 5, 1984, after his
first meeting with Beathard. Further,
Beathard argues that he is entitled to an
evidentiary hearing to establish that Brown
chose to forego certain defense strategies
as a result of his conflict of interest, and
to explore whether the prosecutor would have
been receptive to a plea bargain during
Brown's ten days of representation but for
the fruits of Brown's conflict.
Beathard's
claim fails because he has not asserted
facts that, if established, entitle him to
relief. See Perillo, 79 F.3d at 444.
Assuming that Brown had an actual conflict
of interest beginning on November 5, 1984,
Beathard has not pleaded facts that meet the
adverse effect prong of Cuyler. See Cuyler,
446 U.S. at 348, 100 S.Ct. 1708. "[T]o show
adverse effect, a petitioner must
demonstrate that some plausible defense
strategy or tactic might have been pursued
but was not, because of the conflict of
interest." See Perillo v. Johnson, 79 F.3d
441, 449 (5th Cir.1996). Beathard proposes
in this appeal four defense strategies that
were not pursued: 1) Brown failed to advise
Beathard to try to make a deal to testify
against Hathorn; 2) Brown did not stay in
the room while District Attorney Price
interrogated Beathard on November 5, 1984;
3) Brown did not adequately prepare Beathard
to testify in the grand jury on November 14,
1984; and 4) Brown did not interview Hathorn
about the murders during his ten day
representation of Beathard.
It is
undisputed that, during the ten days between
arrest and indictment, Brown gave sound
advice to Beathard (do not talk to the law
enforcement authorities, but if you choose
to make a statement, tell the truth) which
Beathard ignored. It is also undisputed that
Beathard told conflicting stories to Brown,
to the police and to the grand jury during
this time period. Given the specific
circumstances of Brown's representation,
including Beathard's refusal to follow his
counsel's advise, his lying, the short
window of time Brown remained involved in
Beathard's representation and the pre-indictment
stage of the proceedings, we do not find
that Beathard has demonstrated any plausible
alternative defense strategy or tactics that
might have been pursued, but were not, due
to Brown's conflict of interest. We
therefore do not find it necessary to remand
this case to district court for further
evidentiary development.
3.
Guilt by association with Brown
(Point
of error 2)
Beathard,
in his second point of error, contends he is
entitled to habeas corpus relief even
without an evidentiary hearing because
Brown's conflict of interest left the jury
with the impression that Beathard was guilty
simply because of his association with Brown.
Evidence admitted during Beathard's trial
established that Beathard was involved as a
witness in the civil case Brown had filed
for Hathorn, that Hathorn believed Brown was
"crooked" and "money hungry," and that
Beathard met with Brown during the early
stages of the capital murder prosecution.
It is well
established that the government may not
attempt to prove a defendant's guilt by
showing that he associates with "unsavory
characters." See United States v.
Singleterry, 646 F.2d 1014, 1018 (5th Cir.
Unit A June 1981)(finding plain error where
the prosecutor asked the defendant whether
he associated with felons). Guilt-by-association
evidence is excludable because it lacks
relevance or is unduly prejudicial. See
United States v. Polasek, 162 F.3d 878, 884
n. 2 (5th Cir.1998). Normally, rulings
concerning the admissibility of evidence are
entrusted to the discretion of the trial
court, see id. at 883, and such errors do
not rise to the level of constitutional
violations.
Beathard
does not attempt to argue that the evidence
was inadmissible due to relevance or undue
prejudice, but rather that he received
ineffective assistance because the evidence
raises the specter of guilt simply by his
association with Brown. Beathard cites no
authority, and we are aware of none, for the
proposition that when the allegedly unsavory
person with whom one associated is one's
lawyer, that lawyer's assistance is per se
constitutionally ineffective.2
This contention is without merit.B.
Prosecutor's Use of Co-indictee's False
Testimony
1.
Which man entered the trailer?
(Point
of Error 3)
Beathard
urges this court to reverse the summary
judgment for the state and remand for a
federal evidentiary hearing on his claim
that the prosecutor knowingly failed to
correct Hathorn's false testimony at
Beathard's trial. In his third point of
error, Beathard alleges that his Fourteenth
Amendment right to due process of law was
violated when Hathorn testified that
Beathard was the "inside man" during the
murders and prosecutor Price not only failed
to challenge him, but also argued this
version of the facts to the jury in closing
argument in spite of Price's personal belief
that Beathard was the "outside man."
The record
from Beathard's trial reveals that the jury
heard Beathard's version of the facts (that
he remained outside, while Hathorn went into
the trailer) and Hathorn's version of the
facts (that Hathorn shot through the window
and Beathard entered the trailer.) Price
presented essentially the same two versions
of the facts at Hathorn's trial, with the
exception that he cross-examined Hathorn
concerning whether or not he entered the
trailer, rather than presenting Beathard's
live testimony to that effect. Hathorn
denied it, and stuck to his story presented
in Beathard's trial. Price's questions do
not amount to evidence. Beathard emphasizes
the fact that Price adopted one theory of
the case in closing argument at Beathard's
trial and a different theory in closing
argument at Hathorn's trial. Again, closing
arguments are not evidence. Moreover, a
prosecutor can make inconsistent arguments
at the separate trials of codefendants
without violating the due process clause.
See Nichols v. Scott, 69 F.3d 1255, 1274
(5th Cir.1995). Beathard's due process claim
is premised on the Fourteenth Amendment's
prohibition against the knowing use of
perjured testimony. See Giglio v. United
States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d
104 (1972). The record does not support such
a claim. Price had two live eyewitnesses to
the crime, both charged with capital murder
and both accusing the other of being the
most culpable. Each jury heard both stories.
Price, as well as every juror involved, knew
that both of the stories could not have been
true. Further development in a federal
evidentiary hearing of who Price personally
believed to be telling the truth will not
establish a violation of Beathard's due
process rights. In addition, Hathorn's
recantation of his earlier statements, made
after both trials were completed, which is
inconsistent with his own statements, with
Beathard's versions of the events and with
other evidence, does not raise a fact
question requiring a federal evidentiary
hearing on Beathard's due process claim.
2. Had
Hathorn been offered a deal in exchange for
testimony?
(Points
of error 5 and 6)
Beathard's
fifth and sixth points of error make the
related arguments that he is entitled to
discovery and to a federal evidentiary
hearing to establish that the prosecutor
allowed Hathorn to testify falsely that he
had not been promised anything for his
cooperation with the state. The prosecutor
testified in the state habeas evidentiary
hearing that there was no deal between
Hathorn and the State. During the state
habeas corpus hearing, Beathard offered the
affidavit of Walter Shiver, a felon and
former mental patient at Rusk State Hospital
and friend of Hathorn, stating that, at the
prosecution's direction, he had promised
Hathorn that Hathorn would not be charged
with capital murder if he testified at
Beathard's trial.3
The district court did not err in denying a
federal evidentiary hearing on the issue of
Hathorn's putative deal with the prosecution
when the only basis offered to establish a
disputed fact question was an inadmissible
affidavit.
C.
BRADY CLAIM
(Point
of error 4)
Beathard
contends that he is entitled to a federal
evidentiary hearing on his claim that Price
failed to disclose two pieces of Brady
material4
which could have been used to create a
reasonable doubt about whether his crime was
a capital offense. There is no dispute that,
prior to either trial, Price had garnered
statements from two individuals, Shiver and
Larry Brown.
Shiver
told Price that Hathorn called him on the
day after the murders because he was looking
for a place to hide from the police, and
confided that he "got a piece of the gold"
or "a piece of the money." Shiver stated
that he took this to mean that Hathorn stole
money from his father's wallet after the
murder. Beathard asserts that Price did not
disclose this statement prior to trial and
that the defense might have used the
statement to impeach Hathorn's testimony
that he never entered the trailer or saw his
father's wallet on the night of the murders
and in obtaining further evidence that
Hathorn was the inside man. See Giles v.
State of Md., 386 U.S. 66, 74, 87 S.Ct. 793,
17 L.Ed.2d 737 (1967)("[T]he defense might
have made effective use of the report at the
trial or in obtaining further evidence....")
Brown
testified at Beathard's trial that Hathorn
had attempted to recruit him as an
accomplice in his plan to kill his family
and that Hathorn planned "to shoot through
windows and walls" without indicating who
would do the shooting. Brown's pretrial
statement to Price was more specific,
stating that Hathorn had said, "all you have
to do is walk up and shoot through the
window," from which, according to Beathard's
argument, a juror could have inferred that
Hathorn planned for an accomplice to be the
outside man.
The
district court found this claim without
merit on three separate bases: 1) the
prosecution turned the statements over prior
to trial; 2) even if they were not turned
over, no habeas relief is warranted because
the statements were not favorable to the
accused; and 3) the statements were not
material and would have had no effect on the
results of the trial or the preparation or
presentation of the defendant's case.
Beathard
contends that he is entitled to a federal
evidentiary hearing because the state court
did not make a finding of fact concerning
whether or not Price turned the two
statements over to Beathard prior to trial.
However, we conclude that because the
statements were not favorable to Beathard
and would have had no effect on the outcome
of the trial, the district court did not err
in finding this claim with merit. Beathard
is therefore not entitled to remand for a
federal evidentiary hearing concerning
whether the statements were turned over to
Beathard prior to trial as Price testified
at the state habeas evidentiary hearing.
D. HATHORN'S TRIAL
RECORD
(Point
of Error 7)
Beathard
complains that the district court rejected
the factual allegations made in his federal
habeas petition without reviewing the record
of Hathorn's trial. Because of the
importance of reviewing capital sentences on
a complete record, see Dobbs v. Zant, 506
U.S. 357, 358, 113 S.Ct. 835, 122 L.Ed.2d
103 (1993), Beathard urges us to reverse the
order for summary judgment and remand this
case to the district court to reconsider in
light of the relevant part of Hathorn's
record. Beathard contends that his due
process claim on suppression of Brady
material and the conflicting positions taken
by the prosecutor can only be evaluated
after a detailed comparison of the
Beathard's trial and Hathorn's trial. Even
assuming the truth of the facts asserted
(i.e. that Price did not turn over two
witness statements and that Price argued in
Hathorn trial a theory of the case
inconsistent with the theory the State
relied on in Beathard's trial), we have
determined that there is no basis for
reversing the district court's decision. We
therefore find it unnecessary to remand this
case to the district court for review of
Hathorn's record.
E. RIGHT AGAINST SELF
INCRIMINATION
(Points
of Error 8 and 9)
Beathard
testified that he was innocent at the guilt
phase of his trial and exercised his Fifth
Amendment right not to take the stand at the
punishment phase. Beathard argues that the
penalty stage of his trial was tainted by a
double violation of his right against self
incrimination. The trial court declined,
over Beathard's objection, to instruct the
jury that no adverse inference could be
drawn from his silence at the penalty stage.
During closing arguments, the prosecution
referred to Beathard's failure to
demonstrate remorse or guilt and to his
perjury during the guilt phase.
Upon
request of a defendant, a trial court shall
instruct jurors that they may not draw any
adverse inference from a defendant's failure
to testify at the guilt-innocence stage of
trial. See Carter v. Kentucky, 450 U.S. 288,
101 S.Ct. 1112, 67 L.Ed.2d 241 (1981). This
rule also applies to the punishment phase if
a defendant requests the instruction. See
United States v. Flores, 63 F.3d 1342, 1376
(5th Cir.1995). However, failure to give the
instruction may be harmless error. See id.
On direct appeal, the Texas Court of
Criminal Appeals recognized that Beathard
was entitled to a no adverse inference
instruction at the punishment phase of his
trial. See Beathard v. State, 767 S.W.2d
423, 432 (Tex.Crim.App.1989). However, it
found the error to be harmless under Chapman
v. California, 386 U.S. 18, 87 S.Ct. 824, 17
L.Ed.2d 705 (1967). See Beathard, 767 S.W.2d
at 433. Beathard argues here that the
refusal to give the instruction was a
violation of his Fifth Amendment right
against self-incrimination and was not
harmless.
The
district court concluded that Beathard could
not demonstrate that he was in any way
harmed by the failure of the trial court to
issue a no adverse inference instruction
during punishment. Given the fact that
Beathard had testified at the guilt phase
and the fact that the trial court instructed
each juror individually prior to trial on
Beathard's right not to testify, the
district court held that the error in
failing to give the instruction was harmless.
We agree.
Finally,
Beathard contends that the prosecutor's
comments violated the Fifth Amendment
prohibition against a prosecutor commenting
either directly or indirectly on a
defendant's decision not to testify at trial.
See Griffin v. California, 380 U.S. 609, 85
S.Ct. 1229, 14 L.Ed.2d 106 (1965). In
determining if a comment made in closing
argument is a comment on the defendant's
decision not to testify, a court must
determine if the prosecutor's intention was
to comment on the defendants decision or was
of such a character that it would be
construed as such by the jury. See United
States v. Smith, 890 F.2d 711, 717 (5th
Cir.1989). The comments made by the
prosecutors do not show an intent to comment
on defendant's failure to testify nor were
they of such a character that they could be
construed as such by the jury. The comments
were directed at Beathard's various
statements given prior to trial and to his
testimony at trial. The comments could not
reasonably be construed as comments upon
Beathard's failure to testify during the
punishment stage. We therefore hold that
Beathard's claim that his Fifth Amendment
right to self incrimination was violated is
without merit.
V.
CONCLUSION
Based on
the foregoing, we grant Beathard's motion
for certificate of probable cause to appeal
and affirm the district court's grant of
summary judgment for the State.
Certificate of probable cause to appeal
GRANTED. Summary judgment AFFIRMED.
This case is governed by
the standards for federal collateral review
of state court convictions that applied
before the habeas corpus statutes were
amended by the Antiterrorism and Effective
Death Penalty Act of 1996 because Beathard's
federal habeas corpus petition was filed
before the effective date of the act. See
Lindh v. Murphy, 521 U.S. 320, 117 S.Ct.
2059, 138 L.Ed.2d 481 (1997)
Beathard cites Dawan v.
Lockhart, 31 F.3d 718 (8th Cir.1994), to
support his argument. In that case, Dawan's
attorney also represented a co-defendant who
implicated Dawan in a robbery and then
entered a plea bargain. That attorney
continued to represent Dawan, offering the
co-defendant's testimony (contradictory to
his prior statement) to exonerate Dawan. The
prosecutor cross-examined the co-defendant,
vilifying the still-mutual attorney. The
Eighth Circuit held that Dawan had shown
actual conflict and adverse effect,
sufficient under Cuyler to merit habeas
relief on the basis of ineffective
assistance of counsel. Dawan is factually
and legally distinguishable from the present
case. Beathard was only briefly associated
with Brown, and Brown never represented
Hathorn in this case. Further, the
statements at issue had nothing to do with
Brown's decisions in Beathard's case.
Further, the Eighth Circuit's grant of
relief was based on a classic conflict-and-adverse-effect
analysis of the ineffective assistance of
counsel claim rather than an "association-with-unsavory-characters"
claim. For these reasons, we do not find it
persuasive
The state trial court
initially sustained the state's hearsay
objections to the affidavit, but noted that
it would be included in the record forwarded
to the Court of Criminal Appeals as
Beathard's offer of proof. Later, the court
indicated that it would admit the affidavit.
However, in its final order, the court
stated that it had sustained the state's
objection to the Shiver affidavit
See Brady v. Maryland,
373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215
(1963)(requiring disclosure to defendant of
material in possession of the prosecution
that is favorable to the defense and
material to guilt or punishment)