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Christopher
James BECK
VADP.org
Christopher Beck - In August, 1996 Christopher
Beck pleaded guilty to three counts of capital murder in the deaths
of his cousin, Florence Marie Marks, and her two housemates, William
Miller and David Kaplan. An Arlington County judge sentenced Beck to
death for each of the three convictions. Beck was 20 years old at
the time of the crimes.
The evidence at trial was largely derived from
statements Beck made to the police after his arrest. Beck stated
that he planned to kill Miller, his former employer.
On June 6, 1995
Beck broke into the house shared by the victims and waited for them
to return home. Marks returned home first and Beck shot her in the
basement of the house.
Beck stated that he tried to make it look as
if she had also been raped, but a medical examiner asserted that she
had actually been raped. Later that afternoon, Beck shot Miller and
placed his body in Kaplan's apartment. When Kaplan returned home,
Beck shot him and stabbed him in the head.
The trial court accepted Beck's guilty pleas and,
after a sentencing hearing, sentenced him to death in each of the
three murders. Between the time of the guilty pleas and the
sentencing hearing, the trial judge received numerous victim impact
letters from the family and friends of the victims.
On appeal, the Supreme Court of Virginia affirmed
the convictions and sentences. The court held that victim impact
evidence from persons other than family members of the victims is
admissible, and that the record showed that the trial judge did not
abuse his discretion in considering the statements.
In 1997, the
United States Supreme Court denied Beck's petition for a writ of
certiorari.
In May, 1999 Beck was involved in an incident at
Sussex I State Prison culminating in his being tied down in four-point
restraints. Prison officials allege that Beck was restrained after
he became disruptive and verbally abused the staff. Another inmate,
however, claims that the staff assaulted Beck in his cell after he
argued with a nurse.
Christopher Beck has been on death row since
August 15, 1996.
Statement by Governor Gilmore Regarding the
Execution of Christopher James Beck:
"On June 6, 1995, Christopher James Beck
repeatedly shot and killed Florence Marks, William Miller, and David
Kaplan in their home. Beck pleaded guilty to the murders and, after
reviewing all of the evidence, the judge imposed death sentences for
each of these brutal murders. The convictions and death sentences
were upheld on multiple appeals and there never has been any
question as to his guilt or the brutality of his crimes."
"Upon a thorough review of the Petition for
Clemency, the numerous court decisions regarding this case, and the
circumstances of this matter, I decline to intervene."
Christopher Beck received the death penalty for
the murders of his cousin, Florence Marie Marks, and her 2
housemates, William Miller and David Kaplan.
Beck confessed to the police after his arrest and
stated that he planned to kill William Miller, his former employer.
On June 6, 1995 Beck broke into the house shared
by the victims and waited for them to return home.
Florence returned home first and Beck shot her
twice in the head in the basement of the house. Beck stated that he
tried to make it look as if she had also been raped, but a medical
examiner asserted that she had actually been raped, after she was
shot.
Later that afternoon, Beck shot William several
times in the head and placed his body in David's apartment.
When David returned home, Beck shot him seven
times in the head and upper chest and stabbed him in the head after
he survived the gunshots to the head and lay dying on the floor.
Beck stole several guns, cash and two bicycles
from the victims, then left the house, waving to a next-door
neighbor as he drove off in William's car. Beck confessed to the
murders but maintained he did not rape Florence.
He told police he mistook her for William and
shot her when she walked through the door, then staged the rape to
make it look like she was killed by a stranger. He was given three
death sentences and four life terms, plus 53 years in prison for the
rampage.
Choking back sobs and casting hurt, angry eyes
towards the defendant, the daughter of one of the three murder
victims confronted her mother's killer in a packed Arlington Circuit
courtroom. "Do you understand what you did? Do you feel sorry for
what you did?" asked Helen Macdonald, daughter of the slain Florence
Marie Marks. "Yes, I do," replied Beck. "I think his main goal in
life was to kill someone," MacDonald testified. "He's never going to
contribute anything but pain."
MacDonald's mother, Florence Marks, was the first
person killed on June 6, 1995, when Beck broke into a rooming house,
police and prosecutors said. Beck intended to lie in wait for the
homeowner, William Miller, with whom he had argued, police said.
But
Florence, 54, came home first. Florence was a distant cousin of
Beck's, and had offered him a place to stay off and on while Beck
looked for a job. Beck admitted shooting her in the basement, then
raping her and finally stabbing her. Beck, of Philadelphia, pled
guilty to three counts of capital murder, robbery, burglary and
firearms offenses.
Prosecutor Richard Trodden called the slayings "vile
and full of torture" and said Beck admitted that he "loved killing."
Trodden said after his arrest Beck made morbid jokes about the
murders. Florence, a mother of four and a grandmother, worked for
Arlington County as a bookkeeper.
During the sentencing hearing, Beck sat stone-faced
and snatched only a few quick, awkward glances around the tearful
courtroom.
He briefly closed his eyes when pictures of the victims'
bodies passed before him. According to Arlington Commonwealth's
Attorney Richard E. Trodden's opening statements: "Finally, and most
chillingly, the defendant admits `I love killing,'" Trodden said,
referring to a note police found in Beck's jail cell.
Friends of the victims said William had hired
Beck as a "handyman" and invited him to different social events.
They say he wanted to help Beck.
William was a statistician at the
U.S. Labor Department and David was an editor with Congressional
Quarterly. "Bill had an immense capacity to give to other people,"
his friend Carol Stroebel said during the hearing. "Ours was a
friendship that can never be replaced. It's all over. He's been
taken."
Defense attorney William McCue argued that Beck
was abused as a child and should not get the death penalty. "There
is no doubt whether Chris will spend the rest of his life in prison,"
McCue said. "There is a question if Chris will die at a date
designated by his maker or arbitrarily designated by the state."
After the sentencing hearing a friend of William Miller attacked the
defense attorney's comment. "Bill, Dave or Flo would have loved to
have God decide their fate," Kirk Daubenspeck said in an interview.
He said Beck deserves the death penalty for society's sake. "Do you
want to see that guy at your doorstep?" he asked. "It's not for
revenge, it's for protection."
Florence's daughter said she saw little reason to
spare Beck: "He's never going to contribute anything to anybody but
pain and suffering." As a youth, Beck was charged and convicted of
assaulting his teacher and making terroristic threats, and reckless
endangerment. Since his incarceration, he has hit and tried to
poison other inmates.
While in jail, Beck put disinfectant in a
mouthwash bottle and gave it to another inmate, a deputy sheriff
testified. During the sentencing hearing, a court psychologist said
Beck never said he was sorry for the act or expressed other signs of
remorse. Last year, Beck said Miller made sexual advances towards
him, triggering his wrath. But the court psychologist said Beck
later recanted that accusation, saying it wasn't true.
JARRATT, Va. (Reuters) - A man who confessed to ambushing and
killing his former boss and two other people in a 1995 rampage was
put to death by lethal injection in a Virginia prison on Thursday,
the second execution in the state this year.
Christopher James Beck, who defense attorneys
argued should have been spared the death sentence because of
physical, sexual and emotional abuse he suffered as a child, was
executed after last-ditch pleas for clemency were rejected. Beck,
26, was pronounced dead at 9:03 p.m. EDT.
Prison spokesman Larry Traylor said Beck made a
lengthy final statement before he was injected with lethal chemicals
at the Greensville Correctional Center in Jarratt, Virginia, about
50 miles south of the state capital in Richmond. "I'm sorry for
everything I've done. The burden I carry is greater than any ... .
This (execution) is nothing compared to what is on my shoulders,''
Traylor quoted Beck as saying.
Beck confessed to laying in wait at the Arlington,
Virginia, home of William Miller, 52, a former employer who had
fired him from a job. Miller died from several gunshots to the head.
Beck also was convicted of raping and murdering Florence Marks, 54,
who was shot twice in the head, and killing David Kaplan, 34, who
was shot seven times in the head and upper chest. Marks and Kaplan
rented rooms from Miller in his home.
According to a court summary of the case, Beck
raped Marks after she was shot, and stabbed Kaplan in the head after
he survived the gunshots to the head and lay dying on the floor.
Beck stole several guns, cash and two bicycles from the victims,
then left the house, waving to a next-door neighbor as he drove off
in Miller's car.
Beck confessed to the murders but maintained he did
not rape Marks. He told police he mistook her for Miller and shot
her when she walked through the door, then staged the rape to make
it look like she was killed by a stranger. He was given three death
sentences and four life terms, plus 53 years in prison for the
rampage.
Defense attorneys had sought clemency for Beck,
saying he had been sexually assaulted as a child by an older boy.
When he was 11, his face was cut by a broken bottle during a fight
over a toy, leaving him with a scar he carried for life.
Beck, who declined to have the contents of his
last meal released, spent his last day visiting with his family, his
lawyers and his spiritual adviser, prison officials said. He was the
82nd person executed in Virginia, which trails only Texas in the
number of executions since the U.S. Supreme Court allowed executions
to resume in 1976.
18.10.2001 - Virginia: Christopher Beck Executed
Christopher Beck apologized for killing his
cousin and 2 of her housemates before he was executed Thursday
night, declaring "the burden I carry is greater than any." Beck, 26,
was put to death by injection at the Greensville Correctional Center.
He was pronounced dead at 9:03 p.m.
As he shuffled into the execution chamber, Beck
appeared wide-eyed and pale, and the prison-issued shirt and denim
jeans appeared too large for his small frame. In a final statement,
he accepted responsibility for his crimes. "I understand the
fullness of my crime," Beck said. "I understand there were more than
3 victims, that there are many that are not even born yet that
became victims ... the loss of security, of neighbors and so forth.
"I'm sorry for everything I've done."
Beck, who lived in Philadelphia, told police he
came to Arlington to kill his former employer, William Miller. He
broke into the rooming house shortly before noon on June 5, 1995,
and waited in the basement.
Beck's cousin, Florence Marks, 54, came
home before Miller, and Beck shot and raped her. He then killed
Miller, 52, and David Kaplan, 34, who happened upon the bloody scene.
Marks and Kaplan rented rooms from Miller. All 3 victims were shot
in the head.
Gov. Jim Gilmore denied clemency about 1 hour
before the scheduled execution. Gilmore's intervention was Beck's
last hope for reprieve after the U.S. Supreme Court on Tuesday
rejected his appeal in a 7-2 vote.
Beck was the 2nd person executed
in Virginia this year. Last year, the state executed 8. In July, a
3-judge panel of the 4th U.S. Circuit Court of Appeals unanimously
rejected Beck's claims that he was brain-damaged and suffered from
bipolar disorder. The court said tests showed no mental defects.
As a child, Beck was bounced around between
family members when he was not with his mother, who abused drugs and
alcohol, according to the clemency petition. His father hanged
himself when Beck was 6 years old.
Beck becomes the 83rd condemned inmate to be put
to death in Virginia since the state resumed capital punishment in
1982. Only Texas, with 252 executions, also carried out since 1982,
has more. Beck becomes the 52nd condemned inmate to be put to death
this year in the USA and the 735th overall since America resumed
executions on January 17, 1977.
Sources: Associated Press & Rick Halperin
Christopher Beck told
police that several days before the murders he formulated a plan to
kill William Miller, 52, his former employer.
On Monday, June 5, 1995,
Beck traveled by bus from his home in Philadelphia, Pennsylvania, to
Washington, D.C., arriving there at 6 p.m. The following morning
Beck went to Arlington to the house shared by Miller, Florence Marks,
54, Beck's cousin, and David Kaplan, 34.
He arrived at the house at
11 a.m., "walked around the perimeter," and then broke in through a
basement window under the porch. Wrapping a sledge hammer he found
in the basement with a cloth to "muffle the sound," he used the
sledge hammer to batter a hole in a door to the first floor of the
house.
Beck then went to Miller's
apartment and chose a .22 caliber semi-automatic pistol from several
loaded guns Miller kept in the house; he rejected another larger
caliber weapon because its report would be too loud. After loading a
spare magazine for the pistol, Beck went to the basement and waited
for Miller to return home. As Beck waited he became "nervous," but
finally concluded, "I guess I'll go through with it."
Later that afternoon, Beck
heard the sound of someone entering the basement. Beck raised the
pistol to "arm level," and, as the door opened, he closed his eyes
and fired two shots. Beck said that when he opened his eyes, he saw
Florence on the basement floor. Beck said, "you stupid bitch, why
did you have to come home?"
In an attempt to make it
appear that Florence had been raped and robbed, Beck cut off most of
her clothes and stabbed her in the right buttock. He threw a condom
he had found in the washer onto the floor and, in a further effort
to make it appear that Marks had been sexually assaulted, he kicked
her and penetrated her vagina with a hammer. Beck reasoned that
sexual assault evidence would lead the police to believe that the
crime had been committed by a stranger and not by a family member.
Beck then went back upstairs
to the first floor. However, the condom had both his and Florence's
genetic markers, indicating that he had truly raped Florence.
About one hour later, Miller
returned home. Beck was on the stairs leading to the second floor
and hid behind the bannister. Miller remained downstairs for a while
and then started up the stairs.
Beck shot Miller in the face
as he mounted the stairs. Miller fell down the stairs as Beck
continued to shoot him, firing a total of five rounds at him. Beck
put Miller's body in Kaplan's apartment and threw a blanket over the
body, "because I got sick and tired looking" at it.
Later that evening, but
while it was still light outside, Kaplan returned home to find
Miller's body lying in his room, Beck with a gun in his hand, and
blood "all over." As Kaplan stared at the scene, Beck shot Kaplan in
the back of the head. Beck fired "several times and [Kaplan] just
wouldn't die." As Kaplan lay on the floor, he talked to Beck, saying,
"hello, I'm awake, hello."
Beck fired what he believed
was a full magazine at Kaplan and then stabbed him in the head. Beck
stated that he "just wanted [Kaplan] to stop having the pain." After
he was stabbed, Kaplan appeared to have a "seizure" and then died.
Beck went back through the
house taking several guns and two bicycles. He also took cash from
each of the victims. He took the keys to Miller's car, changed his
clothes, loaded the car with the guns and bicycles, and drove to
Washington, D.C., to see a girl. As he left the house, Beck waved to
the next door neighbor.
After a parking mishap in
the District of Columbia in which Beck parked the car but neglected
to engage the parking brake, and the car rolled into another vehicle,
Beck drove home to Pennsylvania.
Once there he hid the guns
and "stashed" the bicycles with a friend. He "cleaned the car of all
prints[,] wiped it all down," and abandoned it after covering the
license plates. Beck was initially interviewed by Arlington County
Police officers at his mother's home in Philadelphia.
Beck at first claimed to
have been transporting bicycles from Tennessee at the time of the
murders. When a friend failed to corroborate Beck's alibi, Beck
admitted to police that he had killed Marks, Miller and Kaplan.
After his arrest, Beck was returned to Arlington, where he gave a
full statement concerning the murders to police.
During his statement to the
police, Beck was given a chance to say something for himself; he
said: That ah I know what is like to kill somebody, its one of the
worst feelings you can live with that I don't know that it is pretty
painful that is one of those things that you can't go to sleep and
I'm so sorry that I did, I'm so sorry that I had all that anger
built up, I should had went to a counselor or something could have
prevented it. I don't know, I'm sorry but I know this is going to be
pretty hard for people to believe what happened.
In addition to giving that
statement, Beck assisted the police in the recovery of the stolen
car, guns, and bicycles. When Beck was 14, he was charged with
aggravated assault after he pushed his high school teacher as he
left her class.
Beck subsequently was
committed to the Pennsylvania Department of Welfare in 1991 after an
incident in which he threatened to harm his former girlfriend and
her parents.
While in the jail
segregation unit awaiting the present trial, Beck substituted
disinfectant for mouthwash belonging to one inmate and struck
another inmate.
In addition, Beck wrote a
document describing his feelings in which he incorporated the phrase:
"I'm sorry but I love killing."
United States Court of Appeals for the Fourth Circuit
No. 00-13
CHRISTOPHER JAMES BECK, Petitioner-Appellant,
v.
RONALD ANGELONE, Director of the Virginia Department of Corrections,
Respondent-Appellee.
July 23, 2001
Appeal from the
United States District Court for the Eastern
District of Virginia, at Norfolk. Jerome B. Friedman,
District Judge.
Before WIDENER and
MOTZ, Circuit Judges, and HAMILTON, Senior Circuit
Judge.
Dismissed by
published opinion. Senior Judge Hamilton wrote the
opinion, in which Judge Widener and Judge Motz
joined.
OPINION
HAMILTON, Senior
Circuit Judge:
On May 15, 1996,
in the Circuit Court for Arlington County, Virginia,
Christopher James Beck (Beck) pled guilty to four
counts of capital murder, Va. Code Ann. S 18.2-31,
one count of rape, id. S 18.2-61, three counts of
robbery, id. S 18.2-58, one count of burglary, id. S
18.2-90, and seven offenses involving the use of a
firearm, id. S 18.2-53.1.1
Following a sentencing hearing in which the state
trial court sat as trier of fact, the state trial
court sentenced Beck to death on the capital murder
counts. After exhausting his state remedies, Beck
filed a petition for writ of habeas corpus in the
United States District Court for the Eastern
District of Virginia, 28 U.S.C. S 2254,2
which the district court dismissed.3
Beck seeks a certificate of appealability granting
permission to appeal the district court's order
dismissing his petition for writ of habeas corpus.
Because Beck has failed to make a substantial
showing of the denial of a constitutional right, 28
U.S.C. S 2253(c)(2), we deny his application for a
certificate of appealability and dismiss the appeal.
* As found by the
Virginia Supreme Court on direct appeal, the facts
of this case are as follows:
Beck told police
that several days before the murders he formulated a
plan to kill [William] Miller, Beck's former
employer. On Monday, June 5, 1995, Beck traveled by
bus from his home in Philadelphia, Pennsylvania, to
Washington, D.C., arriving there at 6 p.m. The
following morning Beck went to Arlington to the
house shared by [Florence Marie] Marks, Miller, and
[David Stuart] Kaplan. He arrived at the house at 11
a.m., "walked around the perimeter," and then broke
in through a basement window under the porch.
Wrapping a sledge
hammer he found in the basement with a cloth to "muffle
the sound," he used the sledge hammer to batter a
hole in a door to the first floor of the house. Beck
then went to Miller's apartment and chose a .22
caliber semi-automatic pistol from several loaded
guns Miller kept in the house; he rejected another
larger caliber weapon because its report would be
too loud. After loading a spare magazine for the
pistol, Beck went to the basement and waited for
Miller to return home. As Beck waited he became "nervous,"
but finally concluded, "I guess I'll go through [with]
it."
Later that
afternoon, Beck heard the sound of someone entering
the basement. Beck raised the pistol to"arm level,"
and, as the door opened, he closed his eyes and
fired two shots. When Beck opened his eyes, he saw
Marks on the basement floor. Beck said, "you stupid
bitch, why did you have to come home?"
In an attempt to
make it appear that Marks had been raped and robbed,
Beck cut off most of her clothes and stabbed her in
the right buttock. He threw a condom he had found in
the washer onto the floor and, in a further effort
to make it appear that Marks had been sexually
assaulted, he kicked her and penetrated her vagina
with a hammer. Beck reasoned that sexual assault
evidence would lead the police to believe that the
crime had been committed by a stranger and not by a
family member. Beck then went back upstairs to the
first floor.
About one hour
later, Miller returned home. Beck was on the stairs
leading to the second floor and hid behind the
bannister. Miller remained downstairs for a while
and then started up the stairs. Beck shot Miller in
the face as he mounted the stairs. Miller fell down
the stairs as Beck continued to shoot him, firing a
total of five rounds at him. Beck put Miller's body
in Kaplan's apartment and threw a blanket over the
body, "because I got sick and tired looking" at it.
Later that evening,
but while it was still light outside, Kaplan
returned home to find Miller's body lying in his
room, Beck with a gun in his hand, and blood "all
over." As Kaplan stared at the scene, Beck shot
Kaplan in the back of the head. Beck fired "several
times and [Kaplan] just wouldn't die." As Kaplan lay
on the floor, he talked to Beck, saying, "hello, I'm
awake, hello." Beck fired what he believed was a
full magazine at Kaplan and then stabbed him in the
head. Beck stated that he "just wanted[Kaplan] to
stop having the pain." After he was stabbed, Kaplan
appeared to have a "seizure" and then died.
Beck went back
through the house taking several guns and two
bicycles. He also took cash from each of the victims.
He took the keys to Miller's car, changed his
clothes, loaded the car with the guns and bicycles,
and drove to Washington, D.C., to see a girl. As he
left the house, Beck waved to the next door neighbor.
After a parking
mishap in the District of Columbia in which Beck
parked the car but neglected to engage the parking
brake, and the car rolled into another vehicle, Beck
drove home to Pennsylvania. Once there he hid the
guns and "stashed" the bicycles with a friend. He "cleaned
the car of all prints[,] wiped it all down," and
abandoned it after covering the license plates.
Beck was initially
interviewed by Arlington County Police officers at
his mother's home in Philadelphia. Beck at first
claimed to have been transporting bicycles from
Tennessee at the time of the murders. When a friend
failed to corroborate Beck's alibi, Beck admitted to
police that he had killed Marks, Miller and Kaplan.
After his arrest, Beck was returned to Arlington,
where he gave a full statement concerning the
murders to police. During his statement to the
police, Beck was given a chance to say something for
himself; he said:
That ah I know
what is like to kill somebody, it[']s one of the
worst feelings you can live with that I don't know
that it is pretty painful that is one of those
things that you can't go to sleep and I'm so sorry
that I did, I'm so sorry that I had all that anger
built up, I should had went to a counselor or
something could have prevented it. I don't know, I'm
sorry but I know this is going to be pretty hard for
people to believe what happened.
In addition to
giving that statement, Beck assisted the police in
the recovery of the stolen car, guns, and bicycles.
* * *
Autopsies of the
three victims revealed that each had suffered
multiple gunshot wounds to the head which had
resulted in rapid, if not immediate death. Dr.
Frances Patricia Field, an assistant chief medical
examiner, testified that Marks had sustained two
gunshot wounds to the head. Dr. Field concluded that
either of these gunshot wounds could have been
lethal. In addition, the autopsy revealed that Marks
had sustained multiple bruises on her body, a stab
wound in the right buttock, and "hyperemia or
redness in the left back part of the entrance to the
vagina."
Miller's autopsy
revealed bruises and abrasions of the lower
extremities and several gunshot wounds to the face.
Dr. Field concluded that the bullet which entered
the left side of the head would have caused death "relatively
quick[ly] if not instantaneously."
Kaplan's autopsy
revealed the presence of seven gunshot wounds.
Kaplan had sustained wounds to the left side of the
head, the left and right sides of the face, the left
side of the chin, the top and right side of the nose,
and the left upper chest. In the medical examiner's
opinion, only the bullets which entered the chest
and the head below the ear would have been
immediately or rapidly fatal. Dr. Field was unable
to determine the order in which the wounds had been
inflicted.
At the time the
plea was taken, in addition to referring the trial
court to Beck's statements, the Commonwealth made
the proffer that a used condom found in the house
was analyzed and that genetic material of both Marks
and Beck was found. This evidence was in direct
conflict with Beck's statement concerning the rape
of Marks.
Beck v.
Commonwealth, 484 S.E.2d 898, 901-02 (Va. 1997).
On August 21,
1995, an Arlington County grand jury charged Beck,
in separate indictments, with the following offenses:
(1) the capital murder of William Miller (Miller) in
the commission of a robbery while armed with a
deadly weapon, Va. Code Ann.S 18.2-31(4); (2) the
capital murder of David Stuart Kaplan (Kaplan) in
the commission of a robbery while armed with a
deadly weapon, id.; (3) the capital murder of
Florence Marie Marks (Marks), Miller, and Kaplan as
part of a single act or transaction, id.S
18.2-31(7); (4) the robbery of Marks, id. S 18.2-58;
(5) the robbery of Miller, id.; (6) the robbery of
Kaplan, id.; (7) the burglary of the dwelling of
Marks, Miller, and Kaplan, id. S 18.2-90; (8) use of
a firearm during the commission of the robbery of
Marks, id. S 18.2-53.1; (9) use of a firearm during
the commission of the murder of Marks, id.; (10) use
of a firearm during the commission of the robbery of
Miller, id.; (11) use of a firearm during the
commission of the murder of Miller, id.; (12) use of
a firearm during the commission of the robbery of
Kaplan, id.; and (13) use of a firearm during the
commission of the murder of Kaplan, id. On February
20, 1996, an Arlington County grand jury charged
Beck with three more offenses: (1) the capital
murder of Marks in the commission of the robbery or
rape of Marks while armed with a deadly weapon, id.
S 18.2-31(4), (5); (2) the rape of Marks, id. S
18.2-61; and (3) use of a firearm during the
commission of a rape, id. S 18.2-53.1.
Prior to trial,
Beck moved to suppress all of the statements he made
to the police, as well as all of the evidence
obtained as a result of those statements. Following
a hearing on the motion, the state trial court
denied the motion.
On May 15, 1996,
Beck pled guilty to all counts.4
At the plea hearing, the state trial court found
that Beck's pleas of guilty were made knowingly,
voluntarily, and intelligently.5
At sentencing, the
state trial court heard evidence in aggravation and
mitigation of the capital murder counts. Based on
findings of Beck's future dangerousness and the
vileness of the murders, the state trial court
sentenced Beck to death on each of the capital
murder counts. On the remaining counts, Beck was
sentenced to four life terms plus fifty-three years'
imprisonment.
On direct appeal,
the Virginia Supreme Court affirmed the state trial
court's judgment. Beck v. Commonwealth, 484 S.E.2d
at 908.6
On December 8, 1997, the United States Supreme Court
denied Beck's petition for writ of certiorari. Beck
v. Virginia, 522 U.S. 1018 (1997).
On February 6,
1998, Beck filed a state petition for writ of habeas
corpus in the Virginia Supreme Court.7
Beck's state habeas petition was then supplemented
on July 13, 1998. Because the supplemental state
habeas petition violated the Virginia Supreme
Court's rule on page limitations, on August 4, 1998,
the Virginia Supreme Court ordered Beck to file a
state habeas petition in accordance with the court's
rule on page limitations. On September 3, 1998, Beck
filed a state habeas petition that complied with the
rules of the Virginia Supreme Court.8
On February 28,
1999, in a one-paragraph order, the Virginia Supreme
Court dismissed Beck's state habeas petition.9
With respect to claims I, II, and III, the Virginia
Supreme Court dismissed them under the authority of
Anderson v. Warden, 281 S.E.2d 885, 888 (Va. 1981)
(holding that a petitioner is not permitted to
challenge on state habeas the truth and accuracy of
representations made by him as to the adequacy of
his court-appointed counsel and the voluntariness of
his guilty plea unless the petitioner offers a valid
reason why he should be permitted to controvert his
prior statements). With respect to claims I, II, III,
VI, VII, and VIII, the Virginia Supreme Court
dismissed them under the authority of Slayton v.
Parrigan, 205 S.E.2d 680, 682 (Va. 1974) (holding
that a claim that could have been raised at trial or
on direct appeal, but was not, is not cognizable on
state habeas). With respect to claims IV and V, the
Virginia Supreme Court dismissed these claims on the
basis that they lacked merit. On April 16, 1999, the
Virginia Supreme Court denied Beck's petition for
rehearing. His execution was then set for June 10,
1999.
On June 7, 1999,
the United States District Court for the Eastern
District of Virginia stayed Beck's execution pending
consideration of a federal habeas petition. On July
23, 1999, the district court granted Beck's motion
for the appointment of experts (a neurologist and a
psychiatrist). As a result, Dr. Paul Mansheim and
Dr. Thomas Pelligrino were appointed.
On October 1,
1999, Beck filed a petition for writ of habeas
corpus in the district court.10
That same day, Beck filed a motion to expand the
record, a request for discovery, and a request for a
hearing. Thereafter, the case was transferred to a
United States Magistrate Judge for the preparation
of a report and recommendation. 28 U.S.C. S
636(b)(1)(B).
On January 3,
2000, the magistrate judge recommended that the
three motions filed by Beck simultaneous with his
federal habeas petition, Beck's motion to expand the
record, Beck's request for discovery, and Beck's
request for a hearing be denied. On March 29, 2000,
the district court overruled Beck's objections to
the magistrate judge's recommendation of January 3,
2000.
In the interim
period, on February 4, 2000, Beck filed a second
petition for writ of habeas corpus with the Supreme
Court of Virginia, challenging the validity of his
arraignment in the Arlington County Circuit Court.
On April 28, 2000, the Supreme Court of Virginia
denied the petition, finding that Beck had been
properly arraigned in Arlington County Circuit Court.
Additionally, the Supreme Court of Virginia found
that the petition was untimely filed.
On May 5, 2000,
the magistrate judge reported and recommended that
Beck's petition for writ of habeas corpus be denied
and dismissed. On May 30, 2000, Beck filed his
objections to the magistrate judge's report and
recommendation. Additionally on May 30, 2000, Beck
filed a request for an "Evidentiary Hearing on the
Issue of Ineffective Assistance of Counsel," a
second request to expand the record, a "Request for
Hearing on the Issue of Mr. Beck's Competency at the
Time of the Sentencing Hearing," and a request for
oral argument. The Commonwealth did not file
objections to the magistrate judge's report and
recommendation, but it responded to Beck's
objections. Additionally, the Commonwealth filed an
opposition to Beck's motions filed on May 30, 2000.
In an opinion and
order dated September 27, 2000, the district court
overruled Beck's objections to the magistrate
judge's report and recommendation and dismissed
Beck's habeas petition. Beck v. Angelone, 113 F.
Supp.2d 941, 967 (E.D. Va. 2000). In the same
opinion and order, the district court denied Beck's
requests for evidentiary hearings, his second
request to expand the record, and his request for
oral argument. Id.
On November 28,
2000, Beck noted an appeal. On March 12, 2001, Beck
filed an application for a certificate of
appealability in this court.
II
To be entitled to
a certificate of appealability, the petitioner must
make "a substantial showing of the denial of a
constitutional right." 28 U.S.C. S 2253(c)(2). In
Slack, the United States Supreme Court clarified S
2253's requirements. Slack, 529 U.S. at 483-84. To
make the required showing, the petitioner must
demonstrate that "reasonable jurists could debate
whether (or, for that matter, agree that) the
petition should have been resolved in a different
manner or that the issues presented were `adequate
to deserve encouragement to proceed further.'" Id.
at 484 (quoting Barefoot v. Estelle, 463 U.S. 880,
893 & n.4 (1983)).
* Beck raises
three claims related to his competency. The first
two claims are substantive competency claims, one
contending he was incompetent to appear in court to
plead guilty on May 15, 1996, the other contending
he was incompetent to appear at the sentencing phase
of his case. The third claim is an ineffective
assistance of counsel claim, wherein Beck argues
that his trial counsel were constitutionally
ineffective for failing to alert the state trial
court regarding his incompetence. We shall address
the two substantive competency claims first and then
proceed to the claim of ineffective assistance of
counsel.
* Beck argues that
he was incompetent to appear in court to plead
guilty on May 15, 1996 and/or at the sentencing
phase of his case. The district court held that
these claims were procedurally barred because they
were not raised in state court. Beck v. Angelone,
113 F. Supp.2d at 966.11
As established in
Slack, to secure a certificate of appealability on a
claim that the district court denied pursuant to
procedural grounds, Beck must demonstrate both (1) "that
jurists of reason would find it debatable whether
the petition states a valid claim of the denial of a
constitutional right" and (2) "that jurists of
reason would find it debatable whether the district
court was correct in its procedural ruling." Slack,
529 U.S. at 484. In conducting this two-prong test,
we may proceed first "to resolve the issue whose
answer is more apparent from the record and
arguments." Id. at 485.
The Due Process
Clause of the Fourteenth Amendment prohibits states
from trying and convicting mentally incompetent
defendants. Pate v. Robinson, 383 U.S. 375, 384-86
(1966). The test for determining competency is
whether "[a defendant] has sufficient present
ability to consult with his lawyer with a reasonable
degree of rational understanding . . . and whether
he has a rational as well as a factual understanding
of the proceedings against him." Dusky v. United
States, 362 U.S. 402, 402 (1960). Competency claims
can raise issues of both procedural and substantive
due process.
For example, a
petitioner may make a procedural competency claim by
alleging that the trial court failed to hold a
competency hearing after the petitioner's mental
competency was put in issue. To prevail, the
petitioner must establish that the trial court
ignored facts raising a "bona fide doubt" regarding
the petitioner's competency to stand trial. Pate,
383 U.S. at 384-86. Even if a petitioner is mentally
competent at the beginning of the trial, the trial
court must continually be alert for changes which
would suggest that he is no longer competent. Drope
v. Missouri, 420 U.S. 162, 180 (1975). Although
there are "no fixed or immutable signs which
invariably indicate the need for further inquiry to
determine fitness to proceed," proof "of a
defendant's irrational behavior, his demeanor at
trial, and any prior medical opinion on competence
to stand trial are all relevant." Id.
On the other hand,
a petitioner may make a substantive competency claim
by alleging that he was, in fact, tried and
convicted while mentally incompetent. Pate, 383 U.S.
at 384-86; Dusky, 362 U.S. at 402. In contrast to a
procedural competency claim, however, a petitioner
raising a substantive claim of incompetency is
entitled to no presumption of incompetency and must
demonstrate his incompetency by a preponderance of
the evidence. Burket v. Angelone, 208 F.3d 172, 192
(4th Cir.), cert. denied, 530 U.S. 1283 (2000). "`Not
every manifestation of mental illness demonstrates
incompetence to stand trial; rather, the evidence
must indicate a present inability to assist counsel
or understand the charges.'" Id. (quoting United
States ex rel. Foster v. DeRobertis, 741 F.2d 1007,
1012 (7th Cir. 1985)). Similarly, "neither low
intelligence, mental deficiency, nor bizarre,
volatile, and irrational behavior can be equated
with mental incompetence to stand trial." Burket,
208 F.3d at 192. "Moreover, the fact that the
petitioner has been treated with anti-psychotic
drugs does not per se render him incompetent to
stand trial." Id.
After carefully
reviewing the record, we harbor no doubt that Beck
was competent to appear in court to plead guilty on
May 15, 1996 and at the sentencing phase of his
case. First, the circumstances surrounding Beck's
statements to the police do not suggest that Beck
was incompetent. Id. (circumstances surrounding
petitioner's confession relevant to competency
determination). A review of the circumstances
surrounding his statements to the police reveals
that Beck gave rational, responsive answers to the
police's questions and was cooperative and able to
recall and describe events in detail. As the state
trial court found with respect to Beck's statements
to the police, "he obviously was aware of exactly
what he was doing."
Second, throughout
the proceedings, Beck "acted in a manner exhibiting
competence." Burket, 208 F.3d at 192. For example,
prior to his pleas of guilty, Beck executed a plea
memorandum, which outlined the contours of his plea.
At the plea hearing, the state trial court conducted
an extensive colloquy with Beck concerning the
voluntariness and intelligence of his guilty pleas.
Beck's replies to the state trial court's questions
were clear and responsive. Beck repeatedly
demonstrated his understanding of the charges and
the trial proceedings. Indeed, in the colloquy with
the state trial court, Beck acknowledged that he had
discussed the entire plea memorandum with his
attorneys, that he understood the nature of the
charges against him, that he had discussed the
elements of each of the offenses with his attorneys,
that his counsel had explained the elements of each
of the offenses to him, that he was pleading guilty
to all of the charges except two because he was in
fact guilty, that he was entering an Alford plea
with respect to two of the charges because it was in
his best interest to plead guilty to these two
charges, that he was waiving certain constitutional
rights, and that he understood the possible
sentences he could receive. His responses,
especially his ones concerning his Alford pleas,
reflect "a sophisticated understanding of the
proceeding." Burket, 208 F.3d at 192.
Third, throughout
the time leading up to Beck's guilty pleas and the
sentencing phase of the case, Beck did nothing to
lead his counsel or the state trial court to
question his competency. Id. at 192-93 (that counsel
did not raise the issue of competency provided
powerful evidence that petitioner was competent).
Indeed, Beck did not express any uncertainty as to
what was then occurring and did not act incoherently.
Fourth, neither of
Beck's mental health experts nor the Commonwealth's
mental health expert indicated that Beck was
incompetent to stand trial or assist in his defense.
Id. at 193-94 (that the petitioner and prosecution's
mental health experts did not indicate that
petitioner was incompetent was probative of the fact
that petitioner was competent). In preparation for
trial, Beck's counsel retained the services of Dr.
James Sydnor-Greenberg (Dr. Sydnor-Greenberg) and
Dr. Evan Stuart Nelson (Dr. Nelson)
Dr. Sydnor-Greenberg,
a clinical psychologist specializing in
neuropsychology, administered a full battery of
tests which noted certain deficits in particular
testing activities, but concluded with a diagnostic
impression of attention deficit/hyperactivity
disorder (ADHD), dyslexia, and arithmetic learning
disability. Dr. Sydnor-Greenberg's report contained
no suggestion that these learning disorders rendered
Beck in any way unable to understand the proceedings
and assist counsel. On the contrary, Dr.
Sydnor-Greenberg found that Beck was "alert and
oriented," with "no abnormal behaviors noted," and
"no severe psychopathology such as severe
depression, anxiety, or psychosis."
Dr. Nelson, a
licensed clinical psychologist specializing in
forensic psychology, conducted nine hours of
interviews with Beck, meeting with him in September
and October 1995 and February 1996. In June 1996,
Dr. Nelson prepared a report of his evaluation of
Beck. In his report, Dr. Nelson did not describe
Beck as one who was incompetent to stand trial or
unable to assist with his defense. Rather, Dr.
Nelson described Beck as
oriented to the
date, time, place, and purpose of the evaluation.
His ideas were rational and his train of thought was
logical. There were no indications of psychosis at
any of the interviews. During the first two
interviews his mood was somewhat labile, ranging
from fear and anxiety to anger and then
hopelessness. His emotions were intense and sudden
but then subsided or switched almost as abruptly as
they appeared. He also spoke rapidly, rambled on,
and occasionally wandered off topic. However, Chris
was started on a mood stabilizing medication by the
jail mental health staff and this was highly
beneficial. By the last interview his mood had
markedly improved and was stable. There were never
any indications of severe depression or suicidal
thoughts.
The defendant
articulated his words clearly and his speech was
easy to understand. He had a low average vocabulary
but was able to express himself adequately. His
short-term and long-term memory as well as
concentration were within normal limits. Because of
some peculiarities in the results of his
psychological tests with this examiner he was
referred for neuropsychological and neurological
examinations. While a learning disability and
Attention Deficit/Hyperactivity Disorder (ADHD) were
diagnosed, no severe abnormalities were noted.
* * *
Chris was able to
recollect his actions at the time of the offense and
explain many of his thoughts and feelings, but not
all of them. He denied being under the influence of
drugs or alcohol, denied being physically
illness[sic], and denied symptoms of mental illness
when they were described to him. From the data
available at this time, it is the opinion of the
undersigned that the defendant was not experiencing
an extreme mental or emotional disturbance at the
time of the offense, nor was his capacity to
appreciate the criminality of his conduct or to
conform his conduct to the law significantly
impaired.
In his report,
with respect to the topic of mitigating
circumstances, Dr. Nelson did not state, let alone
imply, that Beck was incompetent; rather Dr. Nelson
simply recognized that several factors were
potentially mitigating:
In the opinion of
the undersigned, there are other factors in
mitigation relating to the history or character of
the defendant which should be considered at the time
of sentencing. Chris Beck is a highly immature,
undersocialized youth who is the product of an
exceptionally poor family situation. His father
committed suicide when Chris was 9 years old, his
mother was an alcoholic and drug user during Chris'
youth, he was shuttled between multiple homes, and
there were numerous episodes of physical, emotional,
and sexual abuse as well as parental neglect. The
consequence of this history of poor parental
supervision and inconsistent nurturance is a youth
who wants to be liked but feels inadequate, insecure,
and has low self-esteem. When he is criticized or
rejected Chris responds with intense anger and
emotional pain because his pride is fragile and
easily wounded. Virtually all of the fights during
his youth and his arrests are the consequence of
either rejection in a relationship or his feeling
emotionally wounded when his self-worth is
challenged. He was only 20 years old at the time of
the offense and not emancipated from the poor
influence of his family evident in his personality
at the time. This defendant's sensitivity to
rejection and difficulty modulating his emotions was
further eroded by ADHD and a learning disability.
There are positive
aspects of Chris' personality and history which may
be mitigating. For example, the use of mood
stabilizing medication while at the jail has been
successful in reducing his emotional lability and
has improved his capacity to control his emotions
when rejected by others. The only significant
incident of misbehavior while in the jail awaiting
trial was during a time when Chris had stopped his
medication. Furthermore, his history in the
VisionQuest program for delinquent youths in
Pennsylvania clearly documented that with intense
supervision and structure Chris can improve his self-esteem,
form good relationships, be taught to control his
emotions and moderate his response to rejection.
This suggests that the structure of prison combined
with medication could lead to a well-adapted inmate
with a comparatively low risk of significant
aggression. As Chris grows older . . . and gets
beyond the angst of adolescence his risk of
aggression will attenuate even further. When Chris
excels at something (thus far only sailing and
biking) he works with intensity and dedication.
Unlike many other defendants he has no history of
significant alcohol or drug use, has consistently
sought out employment, is not known to have
regularly carried weapons nor to have been engaged
in crime as a means of earning his income. He has
lowaverage intelligence and the capacity to be
educated to make a positive contribution to the
prison environment.
Furthermore, in
his testimony at the sentencing hearing, Dr. Nelson
did not describe Beck as one who was incompetent or
unable to assist with his defense. Rather, Dr.
Nelson opined that Beck has a fairly severe learning
disability with an IQ in the low average range. Dr.
Nelson also opined that Beck has ADHD. According to
Dr. Nelson, a person suffering from ADHD has a
history of difficulties maintaining attention and a
history of hyperactivity. Dr. Nelson further opined
that Beck suffers from dysthymia, a "very mild, low
level enduring depression." Finally, Dr. Nelson
opined that Beck suffers from a personality disorder.
Like the evidence
from Beck's mental health experts, the report and
testimony of the Commonwealth's mental health expert,
Dr. Dewey Cornell (Dr. Cornell), does not indicate
that Beck was incompetent to stand trial or unable
to assist in his defense. Dr. Cornell is a clinical
psychologist and an associate professor at the
University of Virginia, who, at the time of his
testimony at the sentencing hearing, had conducted
over 500 forensic evaluations of criminal defendants.
Dr. Cornell met with Beck for seven hours on June
20, 1996. In his report, Dr. Cornell wrote the
following concerning Beck's mental status:
On mental status
exam during this evaluation, Mr. Beck presented as
an attentive, alert individual not experiencing
symptoms of a serious mental disturbance. He did not
present noteworthy indications of psychotic thought
processes, delusional ideas, or hallucinations. Mr.
Beck seemed to enjoy talking to me and had no
apparent difficulty communicating and engaging in
the evaluation throughout seven hours of
interviewing. He even asked if I would come back and
talk with him some more. He was somewhat restless
and moved quickly from topic to topic, but did not
appear to be manic. Others have reported that he
enjoys talking about himself and telling stories, so
this appeared to be a typical presentation. Although
he reported some distress and depression over his
current legal situation, he denied active suicidal
ideation and in fact laughed and joked during the
interview. He claimed to be doing 300 push-ups a day
to keep himself in shape and protect himself from
inmates. He described a recent fight in great detail,
expressing no fear during the confrontation.
Dr. Evan Nelson
reported labile mood during his first interviews on
9/21/95 and 10/25/95, but found that Mr. Beck was
much more stable after he started mood stabilizing
medication. If anything, medication appears to be
holding Mr. Beck in the higher range of normal mood.
Given his lifelong history of short-tempered and
impulsive behavior, it is probably characteristic of
Mr. Beck to be somewhat moody and emotionally
unstable, but medication still can be helpful.
Thus, neither of
Beck's mental health experts nor the Commonwealth's
mental health expert indicated that Beck was
incompetent at the time of his guilty pleas and/or
at the sentencing phase of his case.12
In summary, we
have carefully reviewed all of the evidence
pertaining to Beck's competency at the time of his
guilty pleas and at the sentencing phase of his
case. The record reflects that Beck was competent at
the time of his guilty pleas and at the sentencing
phase of his case.13
Accordingly, because we cannot conclude that "reasonable
jurists" would find the question of whether Beck was
competent at the time of his guilty pleas and/or at
the sentencing phase of the case "debatable," Slack,
529 U.S. at 484, we deny Beck's request for a
certificate of appealability on his substantive
competency claims.14
2
Beck also argues
that his trial counsel were constitutionally
ineffective for failing to raise the issue of
competency before the state trial court. This
argument has no merit.15
The Sixth
Amendment provides in relevant part: "[i]n all
criminal prosecutions, the accused shall enjoy the
right . . . to have the Assistance of Counsel for
his defence." U.S. Const. amend. VI. The Supreme
Court has held that the Sixth Amendment guarantees
to all criminal defendants the right to effective
assistance of counsel. Strickland v. Washington, 466
U.S. 668, 686 (1984).
In general, claims
of ineffective assistance of counsel are covered by
the familiar two-part test established in Strickland.
Under that test, the petitioner first must show that
his counsel's performance fell below an objective
standard of reasonableness. Id. at 687. Second, the
petitioner must establish prejudice by showing "a
reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding
would have been different." Id. at 694.
Beck's claim fails
under both prongs of Strickland. With respect to the
reasonableness of counsels' performance, the record
reflects that counsels' performance was more than
reasonable. First, Beck's counsel were aware of the
medications Beck was taking and, in view of the
close contact they maintained with Beck, were able
to assess his capacity to understand the proceedings
and assist in his defense. Indeed, in their joint
affidavit submitted on state habeas, Beck's trial
counsel, Richard McCue and Robert Tomlinson, II,
state:
Soon after being
appointed to represent Christopher James Beck,
Richard McCue met with Beck at the Arlington Jail.
At that time Beck was anxious and upset, as he began
to realize the seriousness of the charges against
him. We knew that Beck was prescribed medications at
the jail for his anxiety. We spoke several times
with staff at the jail about Beck's adjustment to
his circumstances.
Throughout our
contact with Beck, we had no reason to question
Beck's competence to stand trial or plead. He
understood the circumstances of the charges, the
nature of the various proceedings, what role we
played in defending him, and the role of the
prosecutor and the court. He was able to assist us
in the investigation of his case and he participated
fully in discussions about the charges, strategies
for trial, and the decision to plead guilty. We did
not request a hearing on competency because Beck
clearly was competent.
Beck did not have
family or friends visiting often at the jail. We saw
Beck at least once a week, and, as the guilty plea
and sentencing approached, every day, to give him
some contact with the outside. Throughout our
contact with Beck, he remained alert and aware of
all matters we discussed. He exhibited no signs of
confusion or disorientation. Rather, he complained
only of an upset stomach and some sleepiness after
taking his medications. On at least one occasion, he
refused to take one medication because of his upset
stomach.
Second, Beck's
counsel explored a potential competency defense
through two mental health experts. However, each
report negated a claim of incompetence. As Beck's
counsels' affidavit notes, Dr. Nelson, a clinical
psychologist who was appointed to assist the defense,
was aware of Beck's medications and suggested no
cause for concern or further inquiry as a result of
the medications. Our own observations of and
interactions with our client gave no signal that
Beck's ability to understand and assist in his
defense was compromised in any way.
Prior to trial, we
obtained the assistance of Dr. Nelson, and
additional evaluations from Dr. James Sydnor-Greenberg
and his staff. We worked primarily with Dr. Nelson
to assist us with the defense. We spoke with him
often as matters developed and consulted with him
before he prepared his final report. As the report
and investigations note, we had no evidence of brain
injury or other mental health disorders that would
have provided a defense at a trial.
In short, the
record leaves no doubt that counsels' performance
concerning Beck's competency was more than
reasonable.
With respect to
the prejudice prong, Beck was not prejudiced by
counsels' decision not to raise the issue of Beck's
competency. As discussed herein, the record
indisputably demonstrates that Beck was competent at
the time of his guilty pleas and at the sentencing
phase of his case and, therefore, was not prejudiced
by counsels' decision not to raise the competency
issue. Accordingly,"reasonable jurists" could not
disagree with the district court's determination
that Beck's counsel were not constitutionally
ineffective for failing to raise the issue of
competency before the state trial court. Slack, 529
U.S. at 484. Therefore, we deny Beck's request for a
certificate of appealability on his claim that his
trial counsel were constitutionally ineffective for
failing to raise the issue of competency before the
state trial court.
B
Beck also argues
that his trial counsel were constitutionally
ineffective in that they failed to "explain the
elements of any crime" to him. According to Beck,
had his counsel explained the elements of his crimes
to him, he would not have pled guilty and would have
insisted on going to trial. This argument has no
merit.16
The Strickland
ineffective assistance of counsel standard is
somewhat different in the context of a guilty plea.
In the context of a guilty plea, the petitioner must
demonstrate that his trial counsel's performance
fell below an objective standard of reasonableness
and "that there is a reasonable probability that,
but for counsel's errors, he would not have pleaded
guilty and would have insisted on going to trial."
Hill v. Lockhart, 474 U.S. 52, 59 (1985).
The standard for
determining whether a guilty plea is
constitutionally valid is whether the guilty plea
represents a voluntary and intelligent choice among
the alternative courses of action open to the
defendant. Alford, 400 U.S. at 31. In applying this
standard, courts look to the totality of the
circumstances surrounding the guilty plea, Brady v.
United States, 397 U.S. 742, 749 (1970), granting
the defendant's solemn declaration of guilt a
presumption of truthfulness. Henderson v. Morgan,
426 U.S. 637, 648 (1976) (plurality opinion). The
Constitution requires the circumstances to reflect
that the defendant was informed of all of the direct
consequences of his plea. Brady, 397 U.S. at 755. A
plea may be involuntary if the defendant does not
understand the nature of the constitutional rights
he is waiving, or unintelligent if the defendant
does not understand the charges against him.
Henderson, 426 U.S. at 645 n.13.
With respect to
counsels' performance, the record indicates that
Beck was adequately informed of the nature and
consequences of his guilty pleas and understood the
charges against him. According to the affidavit
submitted by Beck's trial counsel on state habeas,
counsel
discussed the
guilty plea with our client, repeatedly, at length,
and in great detail. We both have experience with
Arlington juries and serious crimes and we both felt
it highly likely that an Arlington jury would
convict our client and sentence him to death. We
discussed the advisability of a jury versus a judge
sentencing with other attorneys in the areas, and
they concurred that a jury was likely to sentence
Beck to death. We knew from the outset that Judge
Newman would try this case, that he had no prior
capital case experience, and that he was fair in
sentencing in other serious felony cases. We also
believed that the evidence in mitigation we intended
to present would be more favorably received by a
judge than a jury. We recommended to Beck that he
plead guilty and have judge sentencing as presenting
only a better likelihood of avoiding a death
sentence. The decision to plead guilty and have
Judge Newman sentence was ultimately Beck's decision,
after our recommendation and numerous discussions of
the pros and cons of the different options.
We discussed, at
length, with Beck the elements of all offenses
charged and in detail what the Commonwealth would
have to prove to convict him. We discussed the
possibility that Beck could avoid a rape conviction,
based on his denials of that offense, and the
possible effort to defeat the robbery charges on the
theory that the taking of property was independent
of the killings. We discussed with Beck the fact
that his statements included remarks indicating that
he intended to take property from the Miller house.
The evidence of the taking of Florence Marks' purse
and David Kaplan's wallet, easily could be seen as
robbery plain and simple and not as an effort to
make it "look like robbery." Beck's tearing the
wallet from Kaplan's trousers and collecting items
to steal as Kaplan arrived, along with other
circumstances, made it likely that his conduct would
meet the Virginia Supreme Court's definition of
robbery in capital murder cases.
We also discussed
with Beck the fact that even if we somehow could
defeat the robbery and rape components of the
charges, we still would be left with a capital
murder/multiple murders, where the jury had heard
all the same evidence, and still likely would
sentence him to death.
Beck participated
in the discussions about the offenses, asking
relevant and intelligent questions concerning the
elements and possible defenses, and clearly
understood the issues involved in pleading guilty.
He refused to acknowledge guilt in the rape of
Florence Marks or the related firearms charge for
rape. He pleaded guilty to the capital murder of
Florence Marks, understanding that the underlying
felony charged was rape or robbery.
Prior to the plea
hearing, Beck executed a plea memorandum. The plea
memorandum detailed Beck's understanding of his
trial rights and the advice he received regarding
his pleas, including advice about the charges:
My attorneys have
explained to me what the Commonwealth (the
prosecutor) must prove in order to convict me of the
crime that I am pleading guilty to. I have told my
attorneys everything I know about the charges
against me. I have discussed with my attorneys any
possible defenses I might have to the charges
against me.
According to
Beck's trial counsel,
[t]he plea
memorandum that was executed in connection with the
guilty pleas accurately sets out the offenses and
the discussions we had with our client. We had the
memorandum several days before the date the pleas
were entered and thoroughly discussed it with Beck.
Because we knew of our client's difficulty in
reading, we read the agreement memorandum to him and
discussed the provisions over and over to make sure
he understood everything. At the time he pleaded
guilty, Beck knew the significance of his pleas of
guilty, he understood the rights he waived, and he
made the decision to plead.
At the plea
hearing, the state trial court conducted an
extensive colloquy with Beck concerning the
voluntariness and intelligence of his guilty pleas.
Beck's replies to the state trial court's questions
were clear and responsive, and Beck repeatedly
demonstrated his understanding of the charges and
the trial proceedings. Indeed, in the colloquy with
the state trial court, Beck acknowledged that he had
discussed the entire plea memorandum with his
attorneys and that he understood everything
contained in it, that he understood the nature of
the charges against him, that he had discussed the
elements of each of the offenses with his attorneys,
that his counsel had explained the elements of each
of the offenses to him, that he was pleading guilty
to all of the charges except two because he was in
fact guilty, that he was entering an Alford plea
with respect to two of the charges because it was in
his best interest to plead guilty to these two
charges, that he was waiving certain constitutional
rights, and that he understood the possible
sentences he could receive.
In the face of the
overwhelming evidence that Beck's plea was knowingly,
voluntarily, and intelligently made, Beck relies on
an affidavit he submitted on state habeas. In the
affidavit, Beck states that his counsel "did not
explain the elements of any crime to me." Beck
further states:
My lawyers did not
explain to me that capital murder was different than
murder. I did not understand that. If I had
understood there was a difference, I would not have
pled guilty to the capital murder of Florence Marks,
because I did not rape her, and I told my lawyers
that I didn't rape her. I would not have pled guilty
to any of the capital murder charges if I had
understood that taking property by itself was not
robbery.
Beck's reliance on
his affidavit is misplaced. "Absent clear and
convincing evidence to the contrary," Beck "is bound
by the representations he made during the plea
colloquy." Burket, 208 F.3d at 191; see also Fields
v. Attorney General of State of Maryland , 956 F.2d
1290, 1299 (4th Cir. 1992). Beck has presented no
evidence of sufficient evidentiary force to
demonstrate that his representations were untruthful
or involuntary. Cf. Brady, 397 U.S. at 755 (holding
that a guilty plea is made knowingly and
intelligently if the defendant is fully aware of the
"direct consequences" of his guilty plea and was not
induced "by threats (or promises to discontinue
improper harassment), misrepresentation (including
unfulfilled or unfulfillable promises), or perhaps
by promises that are by their nature improper as
having no relationship to the prosecutor's business
(e.g. , bribes)") (citation and internal quotation
marks omitted). Beck is, therefore, bound by his
representations. Burket, 208 F.3d at 191.
In any event,
there is no "reasonable probability" that, but for
counsels' alleged errors, Beck "would not have
pleaded guilty and would have insisted on going to
trial." Hill, 474 U.S. at 59. In trial counsels'
opinion, Beck's chances of receiving a life sentence
were better if a judge, rather than a jury, sat as
the trier of fact. Obviously, if trial counsel had
done all that Beck now says they should have, trial
counsels' view of the case would not have changed.
And, given the overwhelming evidence of guilt, the
circumstances of the crime, and the lack of
available defenses, we believe that, even absent the
alleged errors of counsel, Beck would not have
insisted on going to trial.
In summary, "reasonable
jurists" could not disagree with the district
court's determination that Beck's counsel were not
constitutionally ineffective in connection with
Beck's pleas of guilty. Slack, 529 U.S. at 484.
Therefore, we deny Beck's request for a certificate
of appealability as to this issue.17
III
For the reasons
stated herein, we deny Beck's application for a
certificate of appealability and dismiss the appeal.18
Beck named Ronald Angelone,
Director of the Virginia Department of
Corrections, as respondent. For ease of
reference, we will refer to respondent as "the
Commonwealth" throughout this opinion.
Because Beck's petition for
writ of habeas corpus was filed after the April
24, 1996 enactment of the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA),
Pub. L. No. 104-132, 110 Stat. 1214, the
amendments to 28 U.S.C. S 2254 effected by
section 104 of the AEDPA govern the resolution
of this case. Slack v. McDaniel, 529 U.S. 473,
481 (2000).
Because he maintained that he
did not rape Marks, Beck entered a plea of
guilty pursuant to North Carolina v. Alford, 400
U.S. 25, 33, 37 (1970) (A guilty plea is not
inconsistent with a claim of innocence because
reasons other than the fact that he is guilty
may induce the defendant to plead guilty; thus,
the defendant "may voluntarily, knowingly, and
understandably consent to the imposition of a
prison sentence even if he is unwilling or
unable to admit his participation in the acts
constituting the crime."), to the count charging
him with the rape of Marks and the count
charging him with the use of a firearm during
the commission of a rape.
Subsequently, the count
charging Beck with the capital murder of Marks,
Miller, and Kaplan as part of a single act or
transaction was nolle prossed, and Beck was
permitted to withdraw his plea of guilty on that
count.
On direct appeal, Beck raised
the following claims:
I. The trial court erred in
denying defendant's motion to prohibit the
imposition of the death penalty;
II. The trial court erred in
receiving victim impact evidence from
individuals who were not related to the victims;
III. The trial court erred in
receiving recommendations concerning the
imposition of the death penalty from the
victims' friends and family members;
IV. There was insufficient
evidence to support the trial court's finding of
vileness;
V. There was insufficient
evidence to support the trial court's finding of
future dangerousness;
VI. The sentences of death
were imposed under the influence of passion,
prejudice or other arbitrary factors and are
excessive and disproportionate to the penalty
imposed in similar cases.
The Virginia Supreme Court
has exclusive original jurisdiction over habeas
corpus petitions filed by prisoners "held under
the sentence of death." Va. Code Ann. S
8.01-654(c)(1).
Beck's state habeas petition
alleged the following claims:
I. Petitioner's plea was not
knowingly, intelligently, and voluntarily
entered.
A. The trial court did not
inquire into petitioner's psychiatric and
emotional deficits.
B. The trial court did not
adequately inquire into petitioner's
understanding of the charges against him.
C. The trial court failed to
inquire into petitioner's psychiatric
medication.
II. The trial court erred by
accepting petitioner's Alford pleas.
III. Counsel rendered
ineffective assistance regarding petitioner's
guilty plea.
A. Counsel unreasonably
failed to investigate and litigate petitioner's
competency or to obtain any determination of
petitioner's competency.
B. Counsel unreasonably
failed to move timely for preservation of
evidence.
C. Counsel unreasonably
failed to request necessary expert assistance.
D. Counsel unreasonably
failed to pursue mental health defenses.
E. Counsel unreasonably
stipulated to evidence in government's proffer.
F. Counsel unreasonably
failed to ensure that the court conducted a
proper colloquy.
1. Counsel unreasonably
failed to alert the court to petitioner's
educational, emotional, and psychiatric
deficits.
2. Counsel failed to inform
petitioner of elements of offenses.
3. Counsel unreasonably
failed to alert the court to petitioner's
medication.
G. Counsel unreasonably
advised petitioner to plead guilty.
H. Counsel unreasonably
failed to move to withdraw petitioner's guilty
pleas. IV. Counsel rendered ineffective
assistance regarding sentencing phase.
A. Counsel provided
ineffective assistance with respect to
petitioner's medications.
1. Counsel failed to seek the
appointment of a psychiatrist.
2. Counsel unreasonably
failed to request expert assistance under Ake v.
Oklahoma, 470 U.S. 68 (1985).
3. Counsel failed to object
to the court's conclusions regarding medication.
4. Counsel failed to obtain
and/or provide information of additional
medication prescribed following the plea to the
court or the court appointed experts.
5. Counsel unreasonably
failed to advise petitioner of the possible
legal ramifications of his medication.
B. Counsel unreasonably
failed to develop and present a coherent theory
of mitigation.
C. Counsel unreasonably
failed to object to the Commonwealth's comment
on petitioner's failure to testify.
D. Counsel failed to object
to prosecutor's use of facts not in evidence.
E. Counsel unreasonably
failed to object to the Commonwealth's
misstatement of the record.
F. Counsel unreasonably
failed to object to the trial court's findings
of fact regarding petitioner's post-arrest
conduct.
G. Counsel unreasonably
failed to object to Dr. Cornell's hearsay
testimony.
H. Counsel unreasonably
failed to object to court's finding of intent.
I. Counsel unreasonably
failed to object to the court's refusal to
consider petitioner's cooperation and guilty
pleas as mitigating.
V. Counsel rendered
ineffective assistance on appeal.
VI. Petitioner's court
appointed experts were not qualified and/or
performed incompetently.
VII. The death penalty is
unconstitutional.
VIII. Petitioner is actually
innocent of rape, robbery, and capital murder.
On state habeas, no
evidentiary hearing was provided. Sections
8.01654(c)(1) and (2) of the Virginia Code
permit an evidentiary hearing in the circuit
court only by order of the Virginia Supreme
Court, and then only on the issues enumerated in
the order of the Virginia Supreme Court.
In his federal habeas
petition, Beck sets forth the following claims:
I. Petitioner was denied his
rights to due process under the Fourteenth
Amendment by failure of the Commonwealth to
prove each and every element of the crimes
beyond a reasonable doubt.
II. Petitioner's plea was not
knowingly, intelligently and voluntarily
entered.
A. The trial court did not
adequately inquire into petitioner's
understanding of the charges against him.
B. Trial counsel was
ineffective in that they failed to explain the
elements of the crimes charged and unreasonably
stipulated to their admission.
C. The trial court erred in
accepting petitioner's Alford plea because it
was constitutionally flawed.
III. Petitioner's sentencing
abrogated his constitutional rights in that the
trial court did not receive evidence of
petitioner's psychiatric and emotional deficits.
A. The trial court failed to
inquire into petitioner's psychiatric
medication.
B. Counsel failed to provide
the trial court with information enabling it to
inquire into petitioner's psychiatric
medication.
IV. Trial counsel rendered
ineffective assistance by failing to request
necessary expert assistance pursuant to Ake v.
Oklahoma, 470 U.S. 68 (1985).
A. The trial counsel rendered
ineffective assistance by failing to request a
psychiatrist to explain the effect of
petitioner's medications to the court and their
ramifications.
B. The trial counsel failed
to pursue the issues of petitioner's brain
damage.
V. Petitioner was incompetent
to appear in court and participate in the
proceedings on May 15, 1996 and at the
sentencing proceedings; and counsel was
ineffective in not bringing this to the court's
attention and requesting a competency hearing;
and the court did not hold the required hearing.
In support of his competency
claim, Beck relies on the affidavits of Drs.
Pelligrino and Mansheim. These affidavits are of
no help to Beck because they fall far short of
suggesting that Beck was incompetent at the time
of his guilty pleas and/or at the time of his
sentencing.
Beck argues that he was
rendered incompetent at the time of his guilty
pleas and at the sentencing phase of his case
because of brain damage, the medications he was
taking, and bipolar disorder. This argument has
no merit. First, the argument ignores the
overwhelming evidence that Beck was competent at
the time of his guilty pleas and at the
sentencing phase of his case. Second, Beck's
allegation of brain damage is refuted by medical
testing performed on his brain. An EEG disclosed
"right posterior temporal slow activity" but
otherwise"no abnormalities." A "CT Scan" showed
completely normal results. Third, with respect
to the medications Beck was taking, there is no
evidence that Beck suffered injurious side
effects other than an upset stomach and some
sleepiness. Further, Dr. Nelson viewed Beck's
medications as a positive, potentially
mitigating circumstance, "the use of mood
stabilizing medication while at the jail has
been successful in reducing his emotional
lability and has improved his capacity to
control his emotions when rejected by others."
Fourth, with respect to Beck's allegations of
bipolar disorder, Beck relies on a note
allegedly written by a jail doctor on August 15,
1996. The note contains the words "Bipolar D/O."
According to Beck, this note suggests that he
was incompetent because of bipolar disorder.
This note cannot form the basis of a claim of
incompetency. This is especially true since the
note itself appears to negate such a claim.
According to the note, Beck was "smiling
appropriately," was "concerned about comments
made about his character in court," and "knows
all . . . but painful to relive feelings about
abuse."
Having concluded that Beck
has failed to establish the first prong of the
Slack test, we need not address whether the
district court was correct in its procedural bar
ruling. Slack, 529 U.S. at 484-85.
To the extent that Beck
continues to press his claim attacking the
adequacy of the state trial court's plea
colloquy, this claim is procedurally barred
because it could have been raised on direct
appeal but was not and Beck has not demonstrated
cause for his state-court default and prejudice
resulting therefrom or that our failure to
consider the claim will result in a fundamental
miscarriage of justice. Edwards v. Carpenter,
529 U.S. 446, 451 (2000) (absent cause and
prejudice or a miscarriage of justice, a federal
habeas court will not review any federal claims
defaulted in state court); Slayton, 205 S.E.2d
at 682 (holding that a claim that could have
been raised at trial or on direct appeal, but
was not, is not cognizable on state habeas). In
any event, we are satisfied that the state trial
court's plea colloquy satisfied constitutional
minimums. 18 We also conclude that Beck is not
entitled to an evidentiary hearing on any of his
claims.