Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Wilford Lee BERRY Jr.
Revenge - Robbery
Wilford Lee Berry Jr. killed his new boss less than a week after he was hired to wash
dishes and floors at Charles Mitroff's Cleveland bakery.
Just before
midnight on Nov. 30, 1989, Mr. Berry and an accomplice, Anthony
Lozar, ambushed Mr. Mitroff at the bakery as he returned from a
delivery run.
Mr. Lozar shot him
once in the torso with a Chinese-made semi-automatic assault
rifle. As the baker struggled to reach a telephone to call for help,
Mr. Berry shot him again at point-blank range in the back of the
head.
Mr. Berry and Mr.
Lozar cleaned up the blood and drove Mr. Mitroff's van near a bridge
in Cleveland, where they dumped his body in a shallow grave.
When the normally
punctual Mr. Mitroff broke his routine by failing to come home, his
family suspected something was wrong.
They asked a family
friend, Brecksville private detective William Florio, to investigate.
"The last person who saw him alive was his new employee, a guy who
went by the name of Ed Thompson," Mr. Florio said. "I called him
up, posing as a guy who helps Charlie out, and asked him to come in
early the next day."
"Ed Thompson" never
showed up. Shortly after the call, Mr. Berry (a k a Ed Thompson),
and Mr. Lozar sloppily repainted Mr. Mitroff's blue, late-model
Chevrolet van with black spray paint and fled south.
Charles Voorhees,
then a Kenton County patrolman, spotted the van being driven
erratically 3 days later outside Walton, Ky.
Although he didn't
know it belonged to a murder victim, a radio check of the license
plate showed it didn't belong to the vehicle, so he decided to pull
the driver over.
It was dark, but Mr.
Voorhees thought it was odd that somebody had painted over the
chrome on a van that still had the new-car sticker in the window.
He grew more
suspicious after noticing the butt of a rifle between the front
seats, and ordered the 2 men to lie face down outside the van.
"The vehicle
identification number came back to Charlie Mitroff, so I called up
to Cleveland," Mr. Voorhees said. "The dispatcher asked me if Mr.
Mitroff was there because they were looking for him."
It didn't take too
long for Mr. Voorhees and Duane Rolfsen, then a Kenton County
detective, to pin the murder on the 2 men they had in custody.
Mr. Lozar, who
later was sentenced to life in prison for his role, told the
officers that Mr. Berry wanted him to shoot Mr. Voorhees after the
traffic stop.
Then he let loose
with the story of how Mr. Berry had planned the robbery, obtained
the guns and enlisted him to help kill Mr. Mitroff. He also told
police where they could find the baker's body.
When Mr. Berry
confessed a week later, he still was wearing shoes soaked with Mr.
Mitroff's blood.
As part of his plan to murder
Mitroff, Berry supplied his accomplice and co-worker,
Anthony Lozar, with a gun and kept a gun for himself.
When Mitroff returned to the bakery after making
deliveries, Lozar shot him in the torso. When
Mitroff fell to the floor injured, Berry walked up
to him and shot him in the head. Berry and Lozar
buried Mitroff in a shallow grave near a bridge and
stole his van. After he was arrested in Kentucky
driving the stolen delivery van while driving drunk,
Berry confessed to police and bragged about the
murder to his fellow jail inmates.
At times, Berry offered two
different explanations for his actions. One was that
he killed Mitroff for revenge for nearly running
down Berry's sister with the van, while the other
was that he killed him for no special reason.
Based upon his confessions and
significant amounts of circumstantial forensic
evidence linking him to the crime, a jury found
Berry guilty of aggravated murder with the death
penalty and firearm specifications, aggravated
robbery and aggravated burglary.
After his direct appeal in 1997,
Berry represented to the state courts that he wished
to forgo any further challenges to his conviction
and sentence and that he desired to submit to the
execution of his death sentence. The Ohio Public
Defender, who had mandatorily represented Berry in
his direct appeal, claimed that he was not mentally
competent to make such a decision. The State of Ohio
filed a motion for a competency hearing with the
Supreme Court of Ohio, and that Court ordered an
evaluation of Berry's competence.
Psychiatrists appointed by the
court diagnosed a mixed personality disorder with
Schizotypal, borderline and antisocial features but
found him to be competent to waive his rights. The
Public Defender called two witnesses at the
competency hearing. One found Berry incompetent to
waive his rights, concluding that Berry suffered
from schizotypal disorder, a rigid thought process,
a tendency toward extreme isolation and withdrawal,
and a tendency to have psychotic episodes under
stress. The second witness, a psychologist who never
examined Berry and had no opinion as to his
competence, testified generally regarding
schizotypal personality disorder and its relevance
in determining a person's competence.
After hearing the evidence, the
trial judge issued an Order on July 22, 1997, which
found that, while he suffers from a mixed
personality disorder with schizotypal, borderline
and antisocial features, Berry "is competent to
forego [sic] any and all further legal
challenges."
On September 5, 1997, Berry was
assaulted by inmates housed in his cell block who
had gained control in a riot. He was targeted
because his fellow death row inmates felt that his "volunteer
status" would negatively effect their efforts to
delay their own executions. Berry's jaw and facial
bones were badly broken during the assault and
required surgery and metal implants to repair the
damage. Berry's right hand was also heavily damaged
because he used it in an attempt to protect the back
of his head from blows inflicted by a heavy padlock
swung on a chain. Berry also suffered several broken
ribs, bruised internal organs and required staples
in his head.
His supporters unsuccessfully
sought to use those injuries to establish that Berry
was no longer competent, but the state and federal
courts repeatedly rejected that argument. On
February 19, 1999, his execution was carried out via
lethal injection.
Berry's accomplice, Lozar, was
convicted of murder and is serving a life term. He
can be considered for parole in December 2036.
Berry scheduled to die Friday
By Michael Hawthorne -
Enquirer Columbus Bureau
COLUMBUS — A federal appellate court could decide as early as today
whether convicted killer Wilford Lee Berry Jr. should die by lethal
injection Friday.
Against Mr. Berry's wishes, the Ohio public
defender's office is seeking to delay the execution pending another
round of tests to gauge his mental competency.
Ohio Attorney General Betty Montgomery is pushing
for the execution to go forward as planned. In court papers, her
office contends the U.S. Court of Appeals for the 6th Circuit in
Cincinnati already has rejected argu ments similar to those brought
by defense attorneys.
“Now is the time for the court system to take the
law they have and apply it fairly,” Ms. Montgomery said in an
interview. “At some point, you need to have a decision.”
Mr. Berry, dubbed “The Volunteer” because he has
chosen to drop his appeals, would be the first person executed in
Ohio since 1963.
Defense attorneys accuse Ms. Montgomery's office
of withholding documents related to a September 1997 death row riot,
during which Mr. Berry suffered a skull fracture and other serious
injuries.
“We have enough meaningful evidence of
incompetence to justify further psychiatric and psychological
evaluation,” said Greg Meyers, chief of the state public defender's
death penalty section.
Despite Mr. Berry's history of schizophrenia,
delusions and suicide attempts dating to childhood, state and
federal courts have repeatedly rejected arguments that he is incom
petent.
However, the evaluations those decisions were
based upon were conducted long before the prison riot, Mr. Meyers
said.
Ms. Montgomery denied her office withheld any
documents.
The issue is not whether the beatings diminished
Mr. Berry's competence, the attorney general wrote in documents
filed with the appellate court. “The only question is whether Berry
was competent when he waived his right to further appeals.”
Berry case timeline
Enquirer.com
The legal maneuvering in the Berry case — focused
almost exclusively on whether he is competent to waive appeals —
underscores why it takes so long to execute someone in Ohio.
Nov. 30, 1989: Wilford Berry kills his
employer, baker Charles Mitroff Jr., during a robbery in Cleveland.
Arrested a few days later in Kenton County driving Mr. Mitroff's
van.
Aug. 13, 1990: Mr. Berry convicted of
aggravated murder and sentenced to death.
April 1991: Mr. Berry refused to meet with
public defender's office after it was appointed to represent him in
appeals.
Oct. 21, 1993: State appeals court upholds
conviction and death sentence.
June 28, 1995: Ohio Supreme Court upholds
conviction and sentence. Mr. Berry wants no further appeals.
Sept. 12, 1995: Ohio attorney general's
office asks Ohio Supreme Court to appoint psychiatrist to evaluate
Mr. Berry's competence to waive further appeals.
June 22, 1997: After three days of
hearings, trial judge determines Mr. Berry was competent to waive
appeals.
Sept. 5, 1997: Mr. Berry suffers head and
face injuries in beating by other inmates.
Dec. 3, 1997: After hearing arguments from
public defender, Ohio Supreme Court affirms that Mr. Berry remained
competent to waive appeals. Schedules an execution for 9 p.m. March
3.
Feb. 19, 1998: Mr. Berry's mother and
sister, with public defender as lawyer, challenge in federal court
the standard used to determine Mr. Berry's competency.
Feb. 27, 1998: Federal Judge Algenon
Marbley rules the state incorrectly followed the standard and issues
a stay of execution. Judge wants a new competency procedure. State
appeals.
March 2, 1998: Judges of the U.S. Court of
Appeals for the 6th Circuit in Cincinnati schedule oral arguments
for March 24 — three weeks after scheduled execution date.
March 3, 1998: Attorney general's office
appeals directly to Justice John Paul Stevens of the U.S. Supreme
Court. State says federal courts misapplied the law and asks that
execution be allowed to proceed. Justice Stevens refers request to
full court. Court denies state's request to allow the execution.
May 22, 1998: Three judges of the appeals
court throw out the stay of execution, saying Judge Marbley erred
and that the Ohio court was right in deciding Mr. Berry was
competent to give up his right to appeals.
Aug. 19, 1998: The full appeals court says
it finds no reason to reconsider the May 22 ruling.
Aug. 24, 1998: State public defenders
again appeal to the U.S. Supreme Court.
Nov. 9, 1998: The U.S. Supreme Court
refuses to hear an appeal and allows a new execution date to be set.
Jan. 29, 1999: Judge Marbley rules he does
not have the authority to order a new competency test.
Feb. 3: Public defender appeals.
Feb. 5: Public defender asks appeals court
to stop execution pending hearing.
The
State of Ohio v .
Berry.
State v. Berry
(1997), ___ Ohio St.3d
___.
No.
93-2592
Submitted September 24,
1997
Decided December 3,
1997.
On
Motion to Adopt Findings
of Fact and Opinion and
to Issue Execution
Warrant.
Wilford Lee Berry, Jr.,
was convicted of the
aggravated murder of
Charles Mitroff and
sentenced to death. His
conviction and death
sentence were affirmed
by the court of appeals
and, in June 1995, by
this court. State v.
Berry (1995), 72
Ohio St.3d 354, 650 N.E.2d
433. Berry desires to
submit to execution of
his death sentence, and
therefore to terminate
further challenges to
his conviction and
sentence. The Ohio
Public Defender, who has
been representing Berry,
claims that he is not
mentally competent to
make such a decision.
The state contends that
Berry is competent.
After
repeated representations
by Berry to this court
and others that he
desired to discontinue
this litigation, the
state filed a motion in
this court for a
competency hearing. We
ordered an evaluation of
Berry’s competence and
appointed Dr. Phillip J.
Resnick to conduct the
evaluation. See State
v. Berry (1995), 74
Ohio St.3d 1460, 656 N.E.2d
1296; 74 Ohio St.3d
1470, 657 N.E.2d 511;
(1996), 74 Ohio St.3d
1492, 658 N.E.2d 1062.
Dr. Resnick examined
Berry in April 1996.
We
articulated the standard
by which Berry’s
competence is to be
evaluated as follows: "A
capital defendant is
mentally competent to
abandon any and all
challenges to his death
sentence * * * if he has
the mental capacity to
understand the choice
between life and death
and to make a knowing
and intelligent decision
not to pursue further
remedies. The defendant
must fully comprehend
the ramifications of his
decision, and must
possess the ‘ability to
reason logically,’
i.e ., to choose
‘means which relate
logically to his ends.’
" (Citations omitted.)
State v. Berry
(1996), 74 Ohio St.3d
1504, 659 N.E.2d 796.
Subsequently, we
remanded the cause to
the Court of Common
Pleas of Cuyahoga County
with directions to hold
a hearing on the issue
of Berry’s competence,
render findings of fact,
and return the case to
this court for further
proceedings. State v.
Berry (1996), 77
Ohio St.3d 1439, 671 N.E.2d
1279.
The
state called two
witnesses: Dr. Resnick
and Dr. Robert W. Alcorn,
a psychiatrist agreed
upon by the state and
the Public Defender and
appointed by the common
pleas court, who
examined Berry in 1997.
Drs. Resnick and Alcorn
found Berry to be
competent. The Public
Defender also called two
witnesses: Dr. Sharon L.
Pearson, a psychologist
who examined Berry in
1995 at the Public
Defender’s request and
found him incompetent,
and Dr. Jeffrey L.
Smalldon, a psychologist
who never examined Berry
and had no opinion as to
his competence, but who
testified generally
regarding schizotypal
personality disorder and
its relevance to
determining a person’s
competence. (The Public
Defender also proffered
the testimony of
attorney Alan Freedman,
a specialist in appeals
of capital cases, who
gave an opinion of
Berry’s chances of
prevailing on federal
habeas corpus; however,
that testimony was not
admitted.)
After
hearing the evidence,
the trial judge found
that Berry "is competent
to forgo any and all
further legal
challenges." She found
that Berry understands
the choice between life
and death, has the
capacity to make a
knowing and intelligent
decision not to pursue
further remedies and the
capacity to reason
logically, and fully
comprehends the
ramifications of his
decision.
She
further found that Berry
suffers from a mixed
personality disorder
with schizotypal,
borderline, and
antisocial features, and
that he has no mental
disease. Berry’s
disorder does not
prevent him from
understanding his legal
position and the options
available to him, or
from making a rational
choice between those
options. He understands
that abandoning his
appeals will result in
his being put to death,
and he considers death
preferable to life in
prison.
The
judge found that the
view of Resnick and
Alcorn that Berry was
competent is "more
credible and convincing"
than Pearson’s view that
he was not. The judge
noted that Resnick is
highly experienced and "nationally
recognized for his work."
The judge regarded
Pearson as "sincere" and
her conclusions as "thoughtful,"
but noted her "minimal
experience in the area
of forensic psychiatry."
She also found it
curious that Berry’s
rigidity of thought,
which Pearson had
testified was the
primary factor in her
conclusions, was not
mentioned in her written
report. The judge also
based her conclusions on
her own "opportunity to
carefully observe the
demeanor of Mr. Berry."
Finally, after an
extensive colloquy with
Berry, the judge found
that Berry has in fact
voluntarily, knowingly,
and intelligently
decided to forgo any
future challenges to his
conviction and death
sentence, and that he is
aware of his
constitutional right to
counsel and the dangers
and disadvantages of
self-representation.
The
hearing record was filed
in this court on July
25, 1997. The cause is
now before us pursuant
to our order of November
18, 1996, reported at 77
Ohio St.3d 1439, 671 N.E.2d
1279, supra , and
upon the state’s motion
for the issuance of an
execution warrant.
Per Curiam .
We have reviewed the
record and considered
the arguments of the
state and the Public
Defender. Based on our
review, we find that
Berry is competent to
forgo all further
reviews of his
conviction and sentence.
I.
Jurisdiction
The
Public Defender argues
that the Ohio
Constitution gives us no
jurisdiction to
determine Berry’s
competence. Section
2(B)(1)(f), Article IV,
Ohio Constitution,
grants this court
original jurisdiction "[i]n
any cause on review as
may be necessary to its
complete determination."
However, the Public
Defender argues that,
because this court has
decided Berry’s direct
appeal, Berry’s case is
not presently a "cause
on review" before this
court.
State v. Steffen
(1994), 70 Ohio St.3d
399, 639 N.E.2d 67,
demonstrates that the
term "cause on review"
is not limited to cases
currently pending on
direct appeal. In
Steffen , we issued
an order prohibiting
other Ohio courts from
granting further stays
of execution to ten
condemned prisoners.
Each of the ten had
completed his direct
appeal to this court and
at least one motion for
delayed reconsideration
and/or reinstatement of
his appeal. Nine had
also completed one round
of postconviction relief
under R.C. 2953.21. Not
one had any litigation
then pending before this
court. See 70 Ohio St.3d
at 399-405, 639 N.E.2d
at 69-72. In Steffen
, we specifically
cited Section 2(B)(1)(f)
to support our exercise
of jurisdiction, even
though the capital cases
were not then before us
on appeal. Id .
at 407-408, 639 N.E.2d
at 74.
Similarly, we have
regularly set execution
dates and granted stays
of execution well after
issuing our mandate in
capital appeals. Were
the Public Defender
correct, we could do
neither.
II.
The Test of Competence:
Rees v. Peyton
In
Rees v. Peyton
(1966), 384 U.S. 312, 86
S.Ct. 1505, 16 L.Ed.2d
583, one Rees (a
condemned prisoner)
filed a petition for
certiorari in the United
States Supreme Court
seeking review of a
federal court judgment
denying habeas corpus
relief. Subsequently,
Rees directed his
counsel to withdraw the
petition and forgo any
further attacks on his
conviction and sentence.
Counsel had Rees
examined by a
psychiatrist, who
concluded that Rees was
incompetent.
The
Supreme Court, while
retaining jurisdiction
over the cause, directed
the federal district
court to determine
Rees’s mental competence,
framing the question as
follows: "[W]hether he
has capacity to
appreciate his position
and make a rational
choice with respect to
continuing or abandoning
further litigation or on
the other hand whether
he is suffering from a
mental disease, disorder,
or defect which may
substantially affect his
capacity in the premises."
384 U.S. at 314, 86 S.Ct.
at 1506, 16 L.Ed.2d at
584-585.
The
Public Defender contends
that under Rees ,
if there exists even a
possibility that Berry’s
mental disorder has
affected his
decisionmaking capacity
in any way and to any
degree, this court must
find him incompetent.
See Rumbaugh v.
Procunier (C.A.5,
1985), 753 F.2d 395, 405
(Goldberg, J.,
dissenting). We disagree.
If a
mere possibility were
enough to render a
defendant incompetent,
there would have been no
need in Rees for
a competency
determination by the
federal district court.
Rees had been "examined
by a psychiatrist who
filed a detailed report
concluding that Rees was
mentally incompetent."
384 U.S. at 313, 86 S.Ct.
at 1506, 16 L.Ed.2d at
584. Thus, before
the decision in Rees
, there was already
a strong possibility
that Rees’s decision was
substantially affected
by his mental condition.
In
Smith v. Armontrout
(C.A.8, 1987), 812 F.2d
1050, the court
expressly considered
this issue. The
"next-friend
petitioners" in that
case, like the Public
Defender here, focused
on the word "may" in the
second half of the
Rees test. " Rees
, they maintain,
indicates through its
use of the word ‘may’
that an inmate must be
found incompetent where
the evidence establishes
even a mere
possibility that a
mental disorder
substantially affected
the decision." (Emphasis
sic .) Id
. at 1057.
The
Smith court
rejected that analysis:
"[T]he petitioner’s
literal
interpretation of
the half of the
Rees test which
asks whether the
prisoner suffers
from ‘a mental
disease, disorder,
or defect which may
substantially affect
his capacity,’ would
conflict with a
similarly literal
interpretation of
the other half of
the test, which asks
whether the prisoner
has, rather than
absolutely,
certainly, or
undoubtedly has, the
capacity to
appreciate his
position and make a
rational choice.
Though Rees
recites these two
portions of the
standard as
disjunctive
alternatives, there
is necessarily an
area of overlap
between the category
of cases in which at
the threshold we see
a possibility that a
decision is
substantially
affected by a mental
disorder, disease,
or defect, and that
of cases in which,
after proceeding
further, we conclude
that the decision is
in fact the product
of a rational
thought process.
"Furthermore,
we think it very
probable * * * that
in every case where
a death-row inmate
elects to abandon
further legal
proceedings, there
will be a
possibility that the
decision is the
product of a mental
disease, disorder,
or defect. Yet,
Rees clearly
contemplates that
competent waivers
are possible * * *
and there is little
point in conducting
a competency inquiry
if a finding of
incompetency is
virtually a foregone
conclusion." 812
F.2d at 1057.
We
agree with the Smith
court’s analysis and
therefore reject the
notion that the bare
possibility of a mental
disorder’s substantially
affecting the
condemned’s
decisionmaking capacity
is enough to require a
finding of incompetence.
Ultimately, the question
is not whether a
defendant "may" lack the
capacity to make a
rational choice, but
whether he in fact has
that capacity.
As
for the standard we
enunciated earlier in
this case, it is wholly
consistent with Rees
, and in fact
reflects a more specific
definition of the
general terms used in
Rees . Thus, in our
view, a defendant "has
capacity to appreciate
his position," Rees
, supra , if
he understands the
choice between life and
death, see Franz v.
State (1988), 296
Ark. 181, 189, 754
S.W.2d 839, 843;
State v. Dodd
(1992), 120 Wash.2d 1,
23, 838 P.2d 86, 97, and
he fully comprehends the
ramifications of his
decision to waive
further legal
proceedings, see Cole
v. State (1985), 101
Nev. 585, 588, 707 P.2d
545, 547. And a
defendant has the
capacity to "make a
rational choice with
respect to continuing or
abandoning further
litigation," Rees
, supra , if he
can make a voluntary,
knowing, and intelligent
decision, Franz ,
supra , at
189-190, 754 S.W.2d at
844; Dodd ,
supra , at 23, 838
P.2d at 97; and he has
the "ability to reason
logically," i.e
., to choose "means
which relate logically
to his ends," see
State v. Bailey
(Del.Super.1986), 519
A.2d 132, 137-138.
In
Whitmore v. Arkansas
(1990), 495 U.S. 149,
110 S.Ct. 1717, 109 L.Ed.2d
135, when a condemned
prisoner refused to
pursue an appeal to the
state supreme court, the
issue was whether a "next
friend" could seek a
writ of certiorari on
his behalf from the
United States Supreme
Court. Whitmore
held that the would-be "next
friend" could not
establish standing
unless he could at least
show that the prisoner "is
unable to litigate his
own cause due to mental
incapacity * * * or
other similar disability."
Id. at 165, 110
S.Ct. at 1728, 109 L.Ed.2d
at 151. Whitmore
further held that a "next
friend" may not proceed
on a prisoner’s behalf "where
an evidentiary hearing
shows that the defendant
has given a knowing,
intelligent, and
voluntary waiver of his
right to proceed, and
his access to court is
otherwise unimpeded."
Id.
In
Whitmore , the
Arkansas trial court had
held an evidentiary
hearing and found the
defendant to have the
capacity to understand
the choice between life
and death and to
knowingly and
intelligently waive any
and all rights to appeal
his sentence. See
Simmons v. State
(1989), 298 Ark. 193,
194, 766 S.W.2d 422,
423. That being so, the
would-be "next friend"
could not make the
required showing of
incapacity, and thus
could not establish
standing to litigate the
prisoner’s case against
his will.
It
appears, then, that the
standard used to
determine competence in
Arkansas — capacity to
understand the choice
and to make a knowing
and intelligent waiver —
has been accepted by the
United States Supreme
Court. See Dodd ,
120 Wash.2d at 22-23,
838 P.2d at 97, citing
Whitmore , 495
U.S. at 165, 110 S.Ct.
at 1728, 109 L.Ed.2d at
151-152; Grasso v.
State (Okla.Crim.App.1993),
857 P.2d 802, 806. Cf
. Gilmore v. Utah
(1976), 429 U.S. 1012,
1013, 97 S.Ct. 436, 437,
50 L.Ed.2d 632, 633.
III.
Berry’s Mental
Evaluations
Dr.
Sharon L. Pearson
conducted the most
extensive interviews.
She saw Berry three
times during July and
August 1995, not long
after this court
affirmed his convictions
and sentence. Dr.
Pearson spent 4.5 hours
administering
psychological tests,
including the Minnesota
Multiphasic Personality
Inventory. She also
interviewed Berry for a
total of 7.5 additional
hours. Finally, Dr.
Pearson reviewed an
impressive amount of
background material on
Berry’s mental health
history.
Dr.
Pearson found in Berry
symptoms of a "schizotypal
personality disorder," a
"rigid thought process,"
a tendency toward
"extreme isolation and
withdrawal," and a
tendency to have
psychotic episodes under
stress. She concluded
that Berry was not
competent to waive his
rights. Her conclusion
was reached with
reference to what she
called a "clinical"
definition of "competence,"
not a legal one.
Dr.
Philip J. Resnick
interviewed Berry for
2.75 hours and reviewed
extensive materials on
his mental health
history, as well as Dr.
Pearson’s report.
Dr.
Robert W. Alcorn
interviewed Berry for
1.5 hours. He did not
review any materials on
Berry’s mental health
history, but he did
discuss Berry’s history
with Berry himself, and
he also reviewed the
reports of Drs. Pearson
and Resnick; those
reports related Berry’s
history to such an
extent that Alcorn did
not find it necessary to
review the materials.
Drs.
Resnick and Alcorn
diagnosed a mixed
personality disorder
with schizotypal,
borderline, and
antisocial features. Dr.
Alcorn explained that a
"mixed personality
disorder" means that a
patient exhibits
features of more than
one type of disorder,
but is "not clearly in
one category or
another." Both
psychiatrists concluded
that Berry was competent
to decide against
pursuing further
remedies, measured by
the legal standard
established by this
court.
None
of the three experts
found Berry to be
psychotic. Dr. Resnick
testified that
"psychosis is a major
mental disorder in which
a person is out of touch
with reality * * *."
While
imprisoned in Texas in
the 1980s, Berry
reported hallucinations,
was diagnosed with
schizophrenia, and was
placed on antipsychotic
medication. However,
when he stopped taking
the medicine, his
hallucinations did not
recur, leading Dr.
Resnick to question the
accuracy of the Texas
diagnosis. In 1990, Dr.
Robert W. Goldberg
diagnosed Berry with "psychotic
disorder not otherwise
specified." The 1990
diagnosis was made in
connection with Berry’s
then-upcoming aggravated
murder trial, in which
Dr. Goldberg was a
defense witness. Dr.
Resnick testified that
Berry may have been
malingering in 1990, but
Resnick could give no
opinion on that point.
Drs. Alcorn and Pearson
testified that Berry may
have brief psychotic
reactions under stress.
However, Dr. Resnick
pointed out that the
consistency of Berry’s
desire to drop his
appeals and be executed
indicates that this
desire is not the result
of any transitory mental
state.
Berry
believed that when he
died, he would be judged
by God and go to heaven
or hell. The psychiatric
profession does not
regard this sort of
commonly held religious
belief as a sign of
mental illness,
according to Dr. Alcorn.
Berry had no unusual or
delusional beliefs about
the afterlife. He has
considered donating his
organs. Both Dr. Resnick
and Dr. Alcorn concluded
that he understood the
difference between life
and death and the
permanence of death.
(Dr. Pearson was not
asked her opinion on
this point.)
Berry
told all three doctors
that he would prefer
freedom to death if he
thought it a reasonable
possibility. Dr. Pearson
did not believe that he
was being deceptive
about that, even though
she also believed Berry
had a compulsive desire
to be dead. Given the
evidence, it seems clear
that Berry understands
the difference between
life and death.
The
Public Defender’s chief
contention at the
evidentiary hearing was
that, due to his mental
disorder, Berry does not
fully comprehend
the ramifications of his
decision. Although he
clearly understands that
abandoning his legal
remedies will lead to
his death, he does not
understand that pursuing
them may mean freedom,
which he says he prefers
to death. This lack of
understanding, according
to Dr. Pearson, results
from the rigid thinking
caused by his mental
disorder. Having formed
the fixed notion that he
has little chance of
freedom, he refuses to
listen to his attorneys
when they try to tell
him otherwise.
Berry’s "rigid thought
process" was crucial to
Dr. Pearson’s conclusion
that Berry was
incompetent. According
to Dr. Pearson, rigid
thinking is a result,
and a symptom, of
Berry’s schizotypal
disorder. Pearson
believed that Berry’s
rigidity rendered him
psychologically unable
to absorb information
from his attorneys if it
conflicted with his
preconceptions as to his
chance of succeeding in
further litigation.
Pearson testified that
Randy Ashburn of the
Public Defender’s
Office, one of Berry’s
attorneys, told her
Berry had a fairly good
chance of success. She
testified that she
relayed that information
to Berry, and she found
him "very closed to that
[idea] and very
committed to the way he
thought, which was he
did not have any chance
of prevailing." Berry’s
attorneys told Pearson
that they had tried to
convey the same
information to Berry.
Dr.
Pearson believed that
Berry was "unable to
take in" that
information. However,
her conclusion is
undermined by her
concession that Berry
understands that the
public defenders think
his litigation can be
successful. Furthermore,
Dr. Pearson conceded
that it is "possible"
that the rejection of
his appeals by this
court and the court of
appeals may have
contributed to Berry’s
attitude, and when
asked, "Isn’t he taking
in information?" she
replied, "Yes."
Moreover, Berry’s
unwillingness to receive
this information from
Dr. Pearson does not
necessarily support her
belief that he was
unable to absorb
information that
conflicted with his
preconceptions. There
was no evidence that Dr.
Pearson was giving Berry
any new information; she
was merely passing along
the opinion of Berry’s
attorneys, of which
Berry was already aware
and which he had already
rejected.
Moreover, Berry has
not rejected the
possibility of having
his conviction
overturned. Berry told
Dr. Resnick that he
knows he is guilty of
the Mitroff murder, and
that " even if he had
a second trial, he would
be found guilty again
, sentenced to death
again and ultimately
executed." (Emphasis
added.) He told Dr.
Alcorn that "the
confession of Lozar [Berry’s
co-defendant] would lead
to his own conviction
and inevitable execution
for the crime."
Thus,
Berry does not want his
conviction overturned,
as he believes that will
lead to a result he
finds undesirable, as he
told Dr. Resnick, "to
wait around on death row
for 20 years" only to be
executed anyway. Drs.
Resnick and Alcorn
stated that this was a
rational choice.
According to Dr.
Resnick, it is common
for condemned inmates to
at least "weigh whether
they would prefer to be
executed" because of the
"misery" associated with
life in prison.
Pearson said that people
with schizotypal
disorder "latch onto one
issue" which becomes
"the focus of the
obsessive thinking and
the compulsive
behavior." Yet she then
said that Berry’s desire
to waive further review
of his case was his
"most significant issue"
— implying that there
might be others.
When
asked on what other
issues Berry had shown
rigidity, Dr. Pearson
said, "I have no way of
knowing." Despite that,
she offered other
examples of Berry’s
rigidity.
Many
of her examples were
unpersuasive. For
instance, Dr. Pearson
testified that "there
was some report of him
writing threatening
notes to a woman. * * *
It may represent a rigid
perception that was
inaccurate that he would
be acting on." However,
Dr. Pearson conceded on
cross-examination that
she did not know whether
Berry had rejected any
information or advice
from anyone with regard
to that situation so
that his perception
could fairly be called
"rigid."
According to Dr. Pearson,
Berry was "adamant" in
his belief that a lung
condition he had
suffered from would come
back and kill him, even
though it had been
surgically corrected.
Berry told Dr. Pearson
that his surgeon had
told him that "he was a
corpse looking for a
place to die." Dr.
Pearson testified that
she consulted "medical
people" and medical
literature and found
that "once corrected [the
condition] was pretty
much corrected." She
told Berry this at a
later interview, but he
"did not * * * take it
in."
However, Dr. Pearson is
not a medical doctor.
Berry’s refusal to
consider her opinion on
a medical subject, as
against the opinion of
his surgeon, does not
seem to be persuasive
evidence of a disabling
degree of rigidity. In
any case, he told Drs.
Resnick and Alcorn he
was not worried about
his lung; while he did
believe his lung
condition might kill
him, he seemed more
worried about living a
long time on death row.
Dr.
Pearson said Berry was
rigid in his belief that
"people can’t be
trusted"; yet she
conceded that he did
trust Cynthia Yost, one
of his attorneys.
Dr.
Pearson said Berry is
rigid in his lifelong,
compulsive desire to be
dead. But Berry told Dr.
Pearson he would rather
be free than dead, and
Dr. Pearson conceded
that Berry was not lying
or being deceptive about
this. Moreover, although
Berry has a history of
suicide attempts, it has
been nine years since
Berry’s last such
attempt, and he told Dr.
Resnick he thought
suicide was "stupid."
And Dr. Pearson agreed
with Drs. Resnick and
Alcorn that Berry does
not suffer from clinical
depression, although he
has so suffered in the
past. (Dr. Resnick noted
that the consistency of
Berry’s desire for
execution indicates that
his desire is not
attributable to changes
in his mood.)
"Defensiveness" or
"minimization" occurs
when a patient tries to
conceal symptoms and
appear healthier than he
is. All three experts
detected defensiveness
on Berry’s part. For
instance, in the Alcorn
and Pearson interviews,
Berry initially denied
ever having had
hallucinations. However,
he ultimately admitted
to all three doctors
that he had
suffered hallucinations
in the past.
Dr.
Pearson testified that,
particularly when
defensiveness is
suspected, it is
important to spend
enough time with the
patient to "wear the
person down," because "[a]nybody
can keep themselves [
sic ] together for a
couple of hours."
However, according to
Dr. Resnick, prolonging
the interview is not
helpful in detecting
defensiveness. In fact,
as noted, all three
experts were able to
detect Berry’s
defensiveness and
evaluate his mental
condition.
Dr.
Pearson administered an
IQ test. Berry’s IQ was
one hundred, placing him
"in the average level of
intellectual functioning,"
according to Dr.
Pearson’s report. Dr.
Pearson testified that "Wilford
is very bright and
Wilford has a lot of
intellectual ability."
She also conceded that
Berry was engaging in
logical thought
processes.
Dr.
Resnick described Berry
as "articulate"; "his
speech showed clear,
logical thinking and no
confusion or
disorganization of
thoughts." He showed "adequate
concentration, attention
and memory" and
exhibited "fair"
judgment. He further
demonstrated reasoning
ability by explaining to
Dr. Resnick why he
preferred electrocution
to lethal injection and
giving a specific,
rational reason for his
preference. Dr. Alcorn
noted that Berry did
well on tests measuring
concentration. None of
the three experts found
any evidence of organic
brain damage.
All
three experts were in
agreement on many
issues: that Berry has a
disorder, but not a
psychosis; that he is
defensive; that he would
prefer freedom to death;
that he is logical and
moderately intelligent.
To the extent that they
differed, we find the
conclusions of Dr.
Resnick and Dr. Alcorn
more credible than those
of Dr. Pearson.
Dr.
Resnick, the Director of
the Cuyahoga County
Court Psychiatric Clinic
since 1976, is an
eminent authority in the
field of forensic
psychiatry. He is a
professor of psychiatry
at the Case Western
Reserve University
School of Medicine. He
is also a lecturer in
law and psychiatry at
the Case Western Reserve
University Law School
and has held "distinguished
visiting professorships"
at four other
institutions. He serves
as Director of the
Fellowship in Forensic
Psychiatry and Director
of the Division of
Forensic Psychiatry at
the University Hospitals
of Cleveland.
Dr.
Resnick is a past
president of the
American Academy of
Psychiatry and the Law,
chairman of the Ohio
Psychiatric Association
Forensic Committee, vice-president
of the Cleveland
Psychiatric Society, a
fellow of the American
Psychiatric Association,
and a member of the
Council on Accreditation
for Fellowships in
Forensic Psychiatry. He
is certified by the
American Board of
Psychiatry.
Dr.
Resnick has given
numerous lectures on
such subjects as the
detection of malingering,
the insanity defense,
and the psychiatric
prediction of violence.
His curriculum vitae
reflects fourteen
major international
presentations and ninety-five
major American
presentations. He has
written or co-authored
one book, twenty-five
book chapters and
contributions, and fifty
articles in professional
journals. He has
testified before the
Judiciary Committees of
the Ohio House of
Representatives and
Senate and the National
Commission on the
Insanity Defense.
Finally, he has
testified numerous times
in criminal cases, in
Ohio and other
jurisdictions.
Dr.
Alcorn is also highly
experienced in forensic
psychiatry. After
completing his residency
in 1974, Dr. Alcorn
worked for the Cuyahoga
County Court Psychiatric
Clinic between 1979 and
1995. He is Medical
Director of Mental
Health Services, Inc.,
and assistant clinical
professor in the
psychiatry department of
the Case Western Reserve
School of Medicine. He
has received specialized
education in criminal
law and "psychiatry and
the law," and he is
certified by both the
American Board of
Psychiatry and Neurology
and the American Board
of Forensic Psychiatry.
His curriculum vitae
indicates extensive
teaching experience and
lists eight scientific
presentations on
subjects including
malingering in criminal
cases, the insanity
defense, and depression.
He has testified
numerous times on
competency and sanity
issues.
While
Dr. Pearson is certainly
qualified, her
experience in forensic
matters is limited. Dr.
Pearson has been a self-employed
clinical psychologist
since 1988. About twenty-five
percent of her practice
consists of forensic
examination, and she has
testified in
approximately twenty
cases, about a third of
which were criminal. Dr.
Pearson is also a
clinical assistant
professor at the Wright
State University School
of Professional
Psychology. Her
curriculum vitae
lists several workshops
and presentations,
although none seems to
have specifically dealt
with forensic psychology.
In
our view, Dr. Pearson’s
crucial testimony on the
subject of "rigidity"
was unpersuasive.
Moreover, we note Dr.
Pearson’s failure to
make any reference to
Berry’s rigidity of
thought in her written
report, given her
testimony that Berry’s
rigidity was "the
primary factor in my
decision that he was not
able to waive his rights
* * *."
We
note that Dr. Pearson
was brought into the
case by the Public
Defender; the other two
experts were court-appointed.
Dr. Pearson did not
apply any legal standard
of competence. Instead,
she used the following "clinical"
definition of "competence":
"If someone has the
capacity, ability to do
something. If someone is
competent that means
they are functional,
they are capable, able."
This definition is
logically circular, and
therefore analytically
useless.
Dr.
Pearson did spend over
twice as much time with
Berry as Drs. Resnick
and Alcorn combined. But
Dr. Resnick testified
that one need not spend
a great deal of time
with a patient to detect
defensiveness — and both
he and Dr. Alcorn did
detect it in Berry
and take it into account.
Moreover, Drs. Resnick
and Alcorn had the
benefit of reading Dr.
Pearson’s report before
making their own
evaluations. It is
difficult to conclude
that Drs. Resnick and
Alcorn failed to spend
an adequate amount of
time with Berry,
especially since their
conclusions were, in
many pertinent respects,
the same as Dr.
Pearson’s.
IV.
Application of the
Rees Standard
We
find that Berry
possesses the mental
capacity to appreciate
his position and to make
a rational choice with
respect to continuing or
abandoning further
litigation. While Berry
does have a mental
disorder, it does not
substantially affect his
capacity in this respect.
Rees v. Peyton ,
supra .
Berry
is unquestionably a
moderately intelligent
man with demonstrated
reasoning ability. He
suffers from a mental
disorder, but is in
touch with reality, and
his mental disorder is
not of such a nature as
to preclude him from
considering his options
and making a voluntary,
rational choice between
them.
Specifically, we find
that Berry’s rejection
of his counsel’s advice
is not attributable to
his mental disorder.
Berry is not using his
death sentence to
fulfill a death wish
produced by his disorder,
as the Public Defender
argues. Instead, he
prefers freedom to death,
but prefers a speedy
execution to
incarceration on death
row during a protracted
legal struggle. Moreover,
he believes that, even
if his lawyers succeed
in having his conviction
overturned, he will
simply be retried and
resentenced to death. We
find that this belief of
Berry’s, whether well
founded or not, is not
the product of his
mental disorder.
We
find that Berry
understands the
difference between life
and death and fully
comprehends the
ramifications of his
decision to forgo
further legal
proceedings. We find
that he has the ability
to choose means that
relate logically to his
ends. We find that he is
capable of making a
voluntary, knowing, and
intelligent decision to
forgo further legal
proceedings, and that
his decision to do so is
in fact voluntary,
knowing, and intelligent.
Pursuant to the standard
enunciated in Rees v.
Peyton , supra
, we find Berry
competent to decide for
himself whether to
pursue or forgo further
legal challenges to his
conviction and death
sentence.
V.
Claim of Judicial Bias
The
Public Defender claims
that the trial judge who
conducted the
evidentiary hearing was
predisposed to find
Berry competent. The
portions of the record
cited by the Public
Defender do not, in our
view, support this
accusation. We reject
this claim and find that
the trial judge
conducted a full and
fair evidentiary hearing.
VI.
Exclusion of Testimony
The
Public Defender further
contends that the trial
judge erred in excluding
the testimony of
attorney Alan Freedman
regarding Berry’s
chances to succeed in
federal habeas corpus.
We cannot agree. The
actual strength of
Berry’s possible federal
claim is not at issue.
The question is whether
Berry has the capacity
to decide for himself
whether to pursue those
claims. It is relevant
to that determination
whether Berry is able to
listen to and consider
his attorneys’ opinion,
but whether their
opinion is right, wrong,
or arguable is not
relevant at all. A
competent person may
choose to forgo even the
strongest legal claim.
Cf. State v. Torrence
(1994), 317 S.C. 45,
47, 451 S.E.2d 883, 884,
fn. 2: "The test is not
* * * whether the
defendant in fact
cooperates with counsel,
but whether he has
sufficient mental
capacity to do so."
VII.
Claim that
Postconviction Review Is
Mandatory
Finally, the Public
Defender argues that
Section 9, Article I of
the Ohio Constitution
requires collateral
review of all
capital cases,
irrespective of the
defendant’s wishes and
whether he is mentally
competent or not.
The
clause cited states: "Excessive
bail shall not be
required; nor excessive
fines imposed; nor
cruel and unusual
punishments inflicted
." (Emphasis added.)
We think it
extraordinary to contend
that this clause, part
of Ohio’s basic law
since 1802, mandates the
use of a form of action
that did not exist until
the General Assembly
created it one hundred
and sixty-three years
later. Even if the
clause does give rise to
procedural rights, there
is surely nothing in the
plain English of the
clause that forbids a
mentally competent
person to waive those
rights.
The
Public Defender’s
reading of the clause
reflects a radical
paternalism outside the
mainstream of American
law and inconsistent
with the human dignity
of a competent adult. A
competent criminal
defendant may plead
guilty to a charge even
though he believes
himself to be innocent.
North Carolina v.
Alford (1970), 400
U.S. 25, 91 S.Ct. 160,
27 L.Ed.2d 162. He may
testify on his own
behalf, or refuse to do
so, against the advice
of counsel. Jones v.
Barnes (1983), 463
U.S. 745, 751, 103 S.Ct.
3308, 3312, 77 L.Ed.2d
987, 993. He may choose
to do without counsel
altogether, and
represent himself.
Faretta v. California
(1975), 422 U.S.
806, 95 S.Ct. 2525, 45
L.Ed.2d 562. He may
decide not to present
any mitigating factors
on his behalf in the
penalty phase of a
capital case. State
v. Tyler (1990), 50
Ohio St.3d 24, 27-29,
553 N.E.2d 576, 583-586;
People v. Lang
(1989), 49 Cal.3d 991,
1029-1031, 264 Cal.Rptr.
386, 411-412, 782 P.2d
627, 652-653; People
v. Silagy (1984),
101 Ill.2d 147, 175-181,
77 Ill.Dec. 792,
806-809, 461 N.E.2d 415,
429-432. However wise or
foolish his decisions,
they are his.
Our
law generally refuses "to
imprison a man in his
privileges and call it
the Constitution."
Adams v. United States
ex rel. McCann
(1942), 317 U.S. 269,
280, 63 S.Ct. 236, 242,
87 L.Ed. 268, 275.
Therefore, absent a
clear textual warrant
for doing so — and we
have none here — we
cannot insert such a
philosophy into the Ohio
Constitution. "The same
value that guarantees a
defendant a right to
present mitigating
evidence — ‘the right of
the defendant to be
treated with dignity as
a human being’ * * * —
also gives him the right
to decide what is in his
own best interest."
State v. Tyler ,
supra , 50 Ohio St.3d
at 29, 553 N.E.2d at
585, quoting Bonnie, The
Dignity of the Condemned
(1988), 74 Va. L.Rev.
1363, 1383.
Nothing in the Ohio
Constitution requires us
to make Berry "a pawn to
be manipulated on a
chessboard larger than
his own case."
Lenhard v. Wolff
(1979), 443 U.S. 1306,
1312, 100 S.Ct. 3, 7, 61
L.Ed.2d 885, 890 (Rehnquist,
Circuit Justice) (continuing
stay of execution).
Since he is mentally
competent to decide for
himself, "To deny him
that would be to
incarcerate his spirit —
the one thing that
remains free and which
the state need not and
should not imprison."
Lenhard v. Wolff (C.A.9,
1979), 603 F.2d 91, 94 (Sneed,
J., concurring).
VIII. Conclusion
We
conclude, based on the
hearing record, that
Berry is competent, in
that he has the capacity
to appreciate his
position and make a
rational choice with
respect to continuing or
abandoning further
litigation. Rees
, supra .
Furthermore, we hold
that the Ohio
Constitution does not
compel us to force
postconviction review
upon a competent
individual who has
decided, for reasons of
his own, not to seek it.
We
therefore order that the
sentence of death
heretofore imposed on
Wilford Lee Berry, Jr.,
be carried into
execution on March 3,
1998. An execution
warrant will issue
immediately.
We
note that Berry engaged
in some disruptive
conduct during status
conferences that
preceded the evidentiary
hearing, but not during
the hearing itself.
The
Public Defender cites
In re Heidnik (C.A.3,
1997), 112 F.3d 105, in
support of his position,
but Heidnik
simply recites the
Rees standard,
without expressly
considering whether a
defendant must be deemed
incompetent upon a mere
possibility that
a mental disorder
substantially affects
his capacity.
The
Public Defender
questions the value of
Whitmore and
Gilmore, asserting
that those cases turned
on the issue of a next
friend’s standing to
press a condemned
prisoner’s claims in
federal court. But the
standing issue itself
turns on the question of
competence, and the
Public Defender does not
explain why the
constitutional standard
of competence used in
state court should
differ from that used in
federal court.
The
Public Defender’s
assertion that "Dr.
Pearson * * * evaluated
Berry under the Rees
v. Peyton standard"
is incorrect.
The
Public Defender asserts
that Drs. Resnick and
Alcorn based their
findings of competence
wholly upon the absence
of an active psychosis.
They did not, however;
indeed, Dr. Resnick
testified that the
absence of psychosis "isn’t
the only issue in
determining whether or
not he is competent."
Dr.
Pearson seemed to doubt
Berry’s account of what
his surgeon had told
him, but there was no
evidence one way or the
other.
According to Freedman’s
proffered testimony,
Berry’s confession, and
perhaps other evidence
as well, should have
been suppressed on the
ground that he was
detained longer than
forty-eight hours after
his arrest without being
brought before a
judicial officer for a
probable-cause
determination. See
County of Riverside v.
McLaughlin (1991),
500 U.S. 44, 111 S.Ct.
1661, 114 L.Ed.2d 49.
Even
if the strength of
Berry’s McLaughlin
claim were relevant,
we would place little
credence in Freedman’s
opinion. First, it is
far from clear that the
exclusionary rule will
be applied to
freestanding
McLaughlin claims.
See Powell v. Nevada
(1994), 511 U.S. 79,
85, 114 S.Ct. 1280,
1284, 128 L.Ed.2d 1, 8,
fn.* (expressly
reserving question); 3
LaFave, Search and
Seizure (3 Ed.1996) 48,
Section 5.1(f). Moreover,
although McLaughlin
is retroactive, see
Powell , supra
, the application of
the exclusionary rule to
McLaughlin claims
"remain[ed] an
unresolved question,"
511 U.S. at 85, 114 S.Ct.
at 1284, 128 L.Ed.2d at
8, fn.*, when Berry’s
conviction became final
in 1995; therefore, the
exclusionary rule may
not be retroactively
applicable to
McLaughlin claims in
habeas corpus. See,
generally, Teague v.
Lane (1989), 489 U.S.
288, 109 S.Ct. 1060, 103
L.Ed.2d 334.
Finally, the court of
appeals expressly held
that Berry had waived
his McLaughlin
claim by failing to
raise it in the trial
court. See State v.
Berry (Oct. 21,
1993), Cuyahoga App. No.
60531, unreported, at
27, 1993 WL 425370. We
subsequently rejected
the claim without
specific explanation. 72
Ohio St.3d at 358, 650
N.E.2d at 438. A federal
court would "look
through" our unexplained
decision to the last
explained state-court
decision. Ylst v.
Nunnemaker (1991),
501 U.S. 797, 111 S.Ct.
2590, 115 L.Ed.2d 706.
Here, the last explained
state-court decision
explicitly found a
procedural default; such
a finding generally
precludes federal habeas
review of a claim. See,
e.g ., Engle
v. Isaac (1982), 456
U.S. 107, 129, 102 S.Ct.
1558, 1572, 71 L.Ed.2d
783, 801.
See
Section 13, Article VIII,
1802 Constitution.
144 F.3d 429
No.
98-3187
May 22, 1998
OPINION
SILER, Circuit Judge.
This is a suit for habeas corpus
relief, pursuant to 28 U.S.C. 2254, filed on behalf
of Wilford Lee Berry, Jr., who has received a death
sentence for murder from the State of Ohio. The
petitioners are Jennie Franklin, his birth mother,
and Elaine Quigley, his sister, acting as next
friends for Berry. Suit was brought against Rodney
L. Francis, the Warden of the Corrections Medical
Center, where Berry is currently incarcerated. Upon
the completion of two direct appeals through the
Ohio state court system, the Ohio Supreme Court set
an execution date for March 3, 1998.
Although Berry asserts that he
waives his legal rights for further appeals, the
petitioners filed this claim for relief a short time
before the execution date. The district court
granted a temporary stay of the execution. For
reasons stated hereinafter, we will vacate the stay
of execution.
I. BACKGROUND
Berry was convicted in 1990 for
the aggravated murder during the robbery of his
employer, Charles Mitroff, the owner of a bakery in
Cleveland, Ohio. An accomplice, Anthony Lozar, shot
Mitroff in the torso with an SKS assault rifle. When
Mitroff fell to the floor, he looked at Berry and
said, "You shot me." When he begged for Berry to
call for help, Berry shot Mitroff in the head. The
two men took Mitroff's wallet and delivery van and
buried the body. More details of the crime are
outlined in State v. Berry, 72 Ohio St.3d 354, 650
N.E.2d 433 (1995), cert. denied,
516 U.S. 1097 , 116 S.Ct. 823, 133 L.Ed.2d 766
(1996). After a trial by jury, Berry was
sentenced to death.
The conviction and sentence were
affirmed on appeal by the Ohio Court of Appeals in
State v. Berry, No. 60531, 1993 WL 425370 (Oct. 21,
1993), and the Ohio Supreme Court in Berry, 72 Ohio
St.3d 354, 650 N.E.2d 433. Throughout his appeals,
Berry repeatedly indicated his preference to waive
his rights on appeal. He wrote to his attorneys and
to other officials asking that he be allowed to
waive his appellate rights and to receive the death
penalty.
Thereafter, in 1995, the State
asked the Ohio Supreme Court to appoint a
psychiatrist to evaluate Berry's competence to waive
collateral review of his sentence. The court granted
the motion, State v. Berry, 74 Ohio St.3d 1470, 657
N.E.2d 511 (1995), and appointed Dr. Phillip J.
Resnick, a psychiatrist, to evaluate Berry's
competence under the following standard:
A capital defendant is mentally
competent to abandon any and all challenges to his
death sentence, including appeals, state-post
conviction collateral review, and federal habeas
corpus, if he has the mental capacity to understand
the choice between life and death and to make a
knowing and intelligent decision not to pursue
further remedies.
State v. Berry, 74 Ohio St.3d
1504, 659 N.E.2d 796 (1996). In directing Dr.
Resnick, the court cited, inter alia, Whitmore v.
Arkansas, 495 U.S. 149, 110 S.Ct. 1717, 109 L.Ed.2d
135 (1990); Gilmore v. Utah,
429 U.S. 1012 , 97 S.Ct. 436, 50 L.Ed.2d 632
(1976); and Rees v. Peyton, 384 U.S. 312, 86
S.Ct. 1505, 16 L.Ed.2d 583 (1966).
After Dr. Resnick submitted his
assessment to the Ohio Supreme Court, the matter was
remanded to the state trial court (Court of Common
Pleas) to hold an evidentiary hearing on the issues
of competency and waiver. Upon remand, the Ohio
trial court appointed Dr. Robert Alcorn, another
psychiatrist, who later submitted his report.
Counsel for Berry called Dr. Sharon Pearson, a
psychologist.
At the hearing on competency,
Drs. Resnick and Alcorn found Berry to be competent
to waive his rights. Drs. Resnick and Alcorn
diagnosed a mixed personality disorder with
schitzotypal, borderline and antisocial features.
However, Dr. Pearson found that Berry was not
competent. She concluded that Berry suffered from
schitzotypal disorder, a rigid thought process, a
tendency toward extreme isolation and withdrawal,
and a tendency to have psychotic episodes under
stress.
The Public Defender also called
Dr. Jeffrey L. Smalldon, a psychologist, who never
examined Berry and had no opinion concerning his
competence. He testified generally regarding
schitzotypal personality disorder and its relevance
in determining competence.
After hearing the evidence, the
trial court on July 22, 1997, found that while Berry
suffers from a mixed personality disorder with
schitzotypal, borderline and antisocial features, he
" 'is competent to forgo any and all further legal
challenges.' " State v. Berry, 80 Ohio St.3d 371,
686 N.E.2d 1097, 1099 (1997). It further found that
although Berry had no mental disease, his mixed
personality disorder "does not prevent him from
understanding his legal position and the options
available to him, or from making a rational choice
between those options." Id.
In making the determination that
Berry was competent, the trial court found that the
testimony of Drs. Resnick and Alcorn was more
credible and convincing than Dr. Pearson's
conclusion that Berry was not competent. Id. The
Ohio Supreme Court affirmed the trial court's
determination of Berry's competence and further
found that the trial court followed the criteria set
out in Rees, 384 U.S. at 314, 86 S.Ct. 1505:
"Whether he has capacity to
appreciate his position and make a rational choice
with respect to continuing or abandoning further
litigation or on the other hand whether he is
suffering from a mental disease, disorder, or defect
which may substantially affect his capacity in the
premises."
Berry, 686 N.E.2d at 1101.
Between the time that the trial
court ruled on Berry's competency and the time that
the Ohio Supreme Court affirmed, Berry was involved
in an incident at the penal institution where he was
then being held, on September 5, 1997. He was
assaulted by other inmates during a riot. His jaw
and facial bones were broken, resulting in surgery
and metal implants to repair the damage. He also
hurt his right hand and had several broken ribs and
bruised his internal organs. He was rendered
unconscious by the beating.
None of this information related
to the beating was considered by the psychiatrist or
psychologist who had examined Berry. The Public
Defender's request for an additional evaluation
after the beating was denied by the Ohio Supreme
Court. State v. Berry, 80 Ohio St.3d 1402, 684 N.E.2d
335 (1997). Counsel has never filed an affidavit
from a treating physician that this injury caused
brain damage to Berry.
Thereafter, the Ohio Supreme
Court set an execution date, and the petitioners
applied for a writ of habeas corpus. The district
court held that it was not bound by the
determination of competency from the Ohio Supreme
Court, because the Ohio Supreme Court did not
properly interpret the Rees case. When the Ohio
Attorney General appealed to this court to set aside
the stay of execution granted by the district court,
we declined to rule on the motion until after a
hearing on March 24, 1998. On March 3, 1998, the
Warden applied to the United States Supreme Court to
vacate the stay of execution, but that was denied.
After hearing argument of counsel in court, we now
rule on the motion to set aside the stay of
execution.
II. JURISDICTION
The petitioners have moved the
court to dismiss the appeal by the Warden for want
of jurisdiction. First, they assert that there is no
final order from which the appeal is taken, as the
district court has not entered an order determining
the competency of Berry nor whether his mother and
sister can proceed as next friends. See In re Moser,
69 F.3d 695 (3d Cir.1995).
However, we have jurisdiction to
consider this matter, as the effect of a stay is
injunctive in nature. Therefore, there is
jurisdiction under either 28 U.S.C. 1292(a)(1) or
the All Writs Act. In re Moser, 69 F.3d 690, 691 (3d
Cir.1995); see In re Sapp, 118 F.3d 460, 464 (6th
Cir.1997); In re Parker, 49 F.3d 204, 213 (6th
Cir.1995).
The petitioners have filed
another motion to dismiss, primarily on the basis
that the United States Supreme Court denied the
application to vacate the stay of execution. They
argue that this denial constitutes res judicata or
the law of the case. Second, they assert the case is
moot, due to the fact that there is currently no
execution date set for Berry. These arguments have
no merit. First, the denial of the application to
set aside the stay is not a ruling on the merits of
the case. See Hughes Tool Co. v. Trans World
Airlines, 409 U.S. 363, 365 n. 1, 93 S.Ct. 647, 34
L.Ed.2d 577 (1973). Second, the appeal is not moot,
because the stay currently precludes the Ohio
Supreme Court from setting another execution date.
If the stay is lifted, then the state could set
another execution date. Therefore, finding that this
court has jurisdiction, we proceed to rule on the
merits.
III. MERITS
As the district court observed,
the Supreme Court has stated:
We realize that last minute
petitions from parents of death row inmates may
often be viewed sympathetically. But federal courts
are authorized by the federal habeas statutes to
interfere with the course of state proceedings only
in specified circumstances. Before granting a stay,
therefore, federal courts must make certain that an
adequate basis exists for the exercise of federal
power.
Demosthenes v. Baal, 495 U.S.
731, 737, 110 S.Ct. 2223, 109 L.Ed.2d 762 (1990). In
this case, the court must first decide whether the
petitioners have standing to proceed as next friends.
If they do not, then Berry may waive his legal
rights. In order for the petitioners to proceed as
next friends, they must show that Berry is unable to
litigate his own cause due to mental capacity and
that the next friend is dedicated to the best
interests of Berry. Whitmore v. Arkansas, 495 U.S.
149, 163-65, 110 S.Ct. 1717, 109 L.Ed.2d 135 (1990).
Here, there is no dispute that
the mother and sister are dedicated to the best
interests of Berry. However, there is a conflict on
whether Berry is incompetent to proceed. The burden
is on the next friend "clearly to establish the
propriety of his status and thereby justify the
jurisdiction of the court." Id. at 164, 110 S.Ct.
1717. The district court recognized these criteria
but found that the Ohio Supreme Court did not follow
the competency requirements from Rees, 384 U.S. at
314, 86 S.Ct. 1505.
The district court concluded that
the language from Rees suggests that a competency
decision "necessarily requires two inquiries." It
found that the court must first determine the
capacity of the person in question. Then, if the
person has the capacity to make the decision, the
court must proceed to determine whether the person
is "suffering from a mental disease, disorder, or
defect which may substantially affect his capacity."
Id. We realize the difficulty the district court had
in interpreting Rees due to the expedited nature of
the proceeding, but we disagree with its conclusion.
The Ohio Supreme Court properly followed the test of
competence from Rees.
The test is not conjunctive but
rather is alternative. Either the condemned has the
ability to make a rational choice with respect to
proceeding or he does not have the capacity to waive
his rights as a result of his mental disorder. This
conclusion is in line with all of the Supreme Court
decisions and other court decisions since Reeswas
decided in 1966. In Demosthenes, 495 U.S. at 734,
110 S.Ct. 2223; Whitmore, 495 U.S. at 165, 110 S.Ct.
1717; and Gilmore, 429 U.S. at 1016-17, 97 S.Ct.
436, the Court has asked only if the waiver was
knowing, intelligent and voluntary. The best
explanation of the Rees test is found in Smith v.
Armontrout, 812 F.2d 1050 (8th Cir.1987), relied
upon significantly by the Ohio Supreme Court in its
decision. In Smith, experts agreed, and the district
court found, that Smith suffered from mental
disorders. Id. at 1055.
However, some experts concluded
that he was incompetent because of his mental
disorders and others disagreed, finding that he was
competent to waive his rights to further appeal. Id.
As the Smith case decided:
[W]e think it very probable,
given the circumstances that perforce accompany a
sentence of death, that in every case where a death-row
inmate elects to abandon further legal proceedings,
there will be a possibility that the decision is the
product of a mental disease, disorder, or defect.
Yet, Rees clearly contemplates that competent
waivers are possible ... and there is little point
in conducting a competency inquiry if a finding of
incompetency is virtually a foregone conclusion.
Id. at 1057 (citation omitted).
This is the same conclusion that is implicitly
reached in Lonchar v. Zant, 978 F.2d 637 (11th
Cir.1992); and Rumbaugh v. Procunier, 753 F.2d 395
(5th Cir.1985), where the defendant in both cases
was suffering from a mental disorder but was able to
rationally choose between his options of pursuing an
appeal or waiving further legal rights.
Therefore, pursuant to 28 U.S.C.
2254(d), because the Ohio Supreme Court decision was
not contrary to or did not involve an unreasonable
application of clearly established federal law, we
are bound by the determination of the Ohio Supreme
Court that Berry was competent. Because he is
competent, the petitioners herein do not have
standing to pursue a writ of habeas corpus on
Berry's behalf. Thus, the district court did not
have jurisdiction to entertain the petition and the
stay should not have been granted.
In conclusion, the stay is
vacated, and this matter is remanded to the district
court for further proceedings consistent with this
decision.