Walter J. Blair, Appellant,
v.
Bill Armontrout, Appellee.
Walter J. Blair, Appellee,
v.
Bill Armontrout, Appellant.
No. 86-2375, 86-2376
Federal Circuits,
8th Cir.
September 24, 1990
Before HEANEY
and FLOYD R. GIBSON, Senior Circuit Judges, and JOHN
R. GIBSON, Circuit Judge.
JOHN R. GIBSON, Circuit Judge.
Walter J. Blair, convicted of
capital murder and sentenced to death, appeals from
the district court's
denial of his petition for a writ of habeas corpus
under 28 U.S.C. Sec . 2254 (1989). Blair was
convicted of killing Kathy Jo Allen, who was
scheduled to testify as the victim in the rape trial
of Larry Jackson. Jackson had made offers to pay
Blair to kill Allen. On this appeal from denial of
the writ, Blair argues that the writ should be
granted for the following reasons: (1) the State
knowingly used perjured testimony at his trial; (2)
the exclusion from pretrial interrogation of an
attorney who had represented Blair on an unrelated
charge rendered Blair's waiver of his Miranda rights
ineffective; (3) the prosecutor's argument during
Blair's sentencing violated his eighth amendment
rights; (4) the jury in his trial was not given a
first-degree murder instruction; and (5) he had not
received effective assistance of counsel during this
habeas corpus case. On cross-appeal, the State
argues that the district court should not have
disqualified all attorneys affiliated with the
Office of the Attorney General of the State of
Missouri. We affirm the district court's denial of
Blair's petition and reverse its disqualification
order.
Evidence at Blair's trial
established the following facts in this case. While
incarcerated with Blair in the Jackson County Jail,
Larry Jackson, who had been charged with raping
Kathy Jo Allen, offered Blair $2,000 to keep Allen
from testifying against him. Later, after Blair had
been released, Jackson contacted Blair, told him
that he wanted Allen killed, and raised his offer to
$6,000, which Blair accepted.
On August 17, 1979, three days
before Allen was scheduled to testify against
Jackson in the rape trial, Blair told a friend,
Ernest Jones, that he was going to watch the "white
girl [Allen]" that evening and that he might "take
her out." The following day, Blair told Jones that
he had seen the girl and her boyfriend in her
apartment the previous evening and that if he had
had a gun he could have killed them both. Later that
day, between 8:00 p.m. and 9:00 p.m., Blair showed
Jones a .32 caliber handgun, which Blair said he had
stolen earlier that day. In the early morning hours
of August 19, at Ernest Jones' residence, Blair met
his girl friend, Sharon Jones, who is not related to
Ernest Jones, and together they went to his mother's
residence. There, Blair told Sharon Jones that he
was "going to kill the white bitch" and that he
would return before sunrise.
Blair then left his mother's home
and walked to Allen's apartment. He hid across the
street from the apartment and watched for suspicious
activity. Seeing none, Blair approached the
apartment, removed a screen window, and entered
Allen's bedroom. At that time, Allen and her
boyfriend, Robert Kienzle, were asleep on a mattress
in the living room.
Blair then covered the lower part
of his face with a pillow case he found on Allen's
couch. Blair sat and watched the couple until
Kienzle awoke at approximately 6:00 a.m. Blair
pointed his gun at Kienzle and warned him not to
move. Allen, hearing the men talking, then woke up.
Blair told the couple that he was just there to rob
them and that he would not harm them. Blair saw
Kienzle's diamond ring, which Kienzle had attempted
to hide under a pillow, and took it along with
Kienzle's watch and cash from Kienzle's wallet.
Blair told Allen to get dressed so that she could
drive him somewhere. Blair refused to take Kienzle's
car keys and also refused Kienzle's offer to act as
his driver. When Blair was leaving with Allen, he
told Kienzle that she would be back within seven to
ten minutes. As soon as Blair was gone, Kienzle
called the police. Kienzle testified that Allen's
abductor wore clothing similar to Blair's clothing
as described by Sharon Jones.
At about 6:30 a.m., Velma Moore,
who lived on E. 34th Street, heard screams, two
gunshots, another scream, and a third shot. At
around 7:00 a.m., the police found Allen's body next
to her abandoned Volkswagen in a vacant lot at 3406
Tracy Avenue, four blocks from the home of Blair's
mother. Allen was found nude from the waist up, had
sustained head injuries caused by being struck with
a blunt object, and had been shot in the head, chest,
and wrist.
Blair arrived, out of breath, at
his mother's house at around 7:00 a.m. Sharon Jones
was still at the house, and she saw Blair carrying a
pillow case. From the pillow case, she saw Blair
take a brown purse, a silver diamond ring, two
watches, his gun, and his gloves. Later that day,
Blair and Sharon Jones went to Ernest Jones'
residence. There, Blair passed around a diamond ring,
a man's watch, and Allen's driver's license. Blair
told Ernest Jones that he had abducted Allen and
that "he hit her with a brick and that she wouldn't
fall so he shot her." (Tr. V 1484). Blair also said
that Jackson's family would pay him when they saw
Allen's driver's license. That evening Blair burned
the brown purse, the pillow case, and a spent shell
casing.
On the day after the murder,
Blair and Ernest Jones attempted unsuccessfully to
pawn Kienzle's diamond ring. They then gave the ring
to Ernest's older brother, Frederick Jones, and he
pawned it for $50. Frederick gave the money to
Ernest, who in turn gave the money to Blair.
On August 21, Blair contacted the
Jackson family and showed them Allen's driver's
license. That same day Blair also talked to Larry
Jackson by telephone. Jackson told Blair that he
loved him like a brother for what he had done, and
that Blair would get the $6,000 he had been promised.
Later that day, the police found Frederick Jones'
name on the pawn ticket for Kienzle's ring and they
arrested him. Soon thereafter Ernest Jones was also
arrested.
When Blair learned of the arrests,
he instructed Ernest Jones' girl friend, Tina
Jackson, to have Ernest call a phone number and ask
for "Cody." When Tina Jackson was questioned by the
police later that day, she gave them the number
supplied by Blair. The police determined that the
phone number was for an apartment rented by Larry
Jackson's sister, Linda Robertson. The Police then
went to that apartment, but Linda Robertson told
them that Blair was not there, and they then drove
to the home of Blair's mother. The police were
admitted by Mrs. Blair and during their search they
found a hooded sweatshirt similar to the one
described by Kienzle as being worn by Allen's
abductor. Subsequent analysis of the sweatshirt
yielded paint chips consistent with the paint on the
outside of Allen's apartment and cat hair consistent
with Allen's cat.
On August 22, Ernest Jones, at
the behest of the police, called the number Blair
had given to Tina Jackson. After a man answered the
phone to the code name "Cody," the police entered
Linda Robertson's apartment and found Blair with
several members of the Jackson family. The police
searched the apartment and found a watch similar to
Kienzle's near Blair and a .32 caliber pistol in a
closet. Later analysis showed that the two expended
bullets found in and near Allen's body, as well as
the shell casing Blair had attempted to burn, had
all been fired by this weapon.
Blair was arrested and was read
his Miranda rights at least two times. See Miranda
v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d
694 (1966). Soon thereafter, Blair confessed to
abducting and killing Kathy Jo Allen. Blair first
confessed orally, then signed a written confession,
and finally gave a third confession on videotape.
Blair contended in each of these confessions that
although he had killed Allen, he had intended only
to kidnap her to keep her from testifying against
Jackson and that he had accidently shot her when she
tried to escape.
Blair was convicted of Allen's
murder and sentenced to death. The conviction and
death sentence were affirmed on direct appeal. State
v. Blair, 638 S.W.2d 739 (Mo.1982) (en banc), cert.
denied, 459 U.S. 1188, 103 S.Ct. 838, 74 L.Ed.2d
1030, reh'g denied,
459 U.S. 1229 , 103 S.Ct. 1240, 75 L.Ed.2d 472
(1983). After certiorari was denied, Blair
commenced a post-conviction proceeding in state
court under Missouri's Rule 27.26.
Relief was subsequently denied and that denial was
affirmed by the Missouri Court of Appeals for the
Western District. Blair v. State, 683 S.W.2d 269 (Mo.Ct.App.1984)
(per curiam).
Blair then brought this habeas
corpus proceeding under 28 U.S.C. Sec . 2254.
He argued that the prosecution: (1) called Ernest
Jones as a witness without disclosing that the State
had made explicit or implied promises to Jones with
respect to charges pending against him in exchange
for his testimony; and (2) failed to correct Jones'
false testimony concerning the existence of any "deals".
Relying on United States v. Bagley, 473 U.S. 667,
105 S.Ct. 3375, 87 L.Ed.2d 481 (1985), Blair
contended that these two factors prejudiced the jury
against him and gave Jones an incentive to alter his
testimony, thereby rendering Blair's trial
fundamentally unfair in violation of the due process
clause of the fourteenth amendment.
The district court found that a
prosecutor, James Bell, had discussed with Jones and
his attorney, Peter Sterling, the possibility of a
lenient disposition of Jones' case. Further, the
court noted that Sterling told Jones that he would
not go to the penitentiary if he testified in
Blair's case. Moreover, the court noted that both
Bell and Sterling testified that Jones had been
informed of a possible plea bargain with the State
in exchange for his testimony.
The court, however, concluded
that Jones had already been thoroughly impeached
with evidence which indicated that in exchange for
his testimony, he had not been charged with the
capital murder of Allen, his pending probation had
not been revoked, and he had received part of a
$2500 award. Accordingly, the court concluded that
any non-disclosure constituted harmless error,
because it was not reasonably probable that, had
this purported leniency agreement been disclosed,
the outcome of Blair's trial would have been
different. Blair v. Armontrout, 643 F.Supp. 785, 788
(W.D.Mo.1986).
In considering Blair's claim that
he was prevented from seeing his attorney, the
district court found that while Blair was in custody
he had seen Kevin Locke, an assistant public
defender, who had been assigned to defend Blair in
an unrelated charge, in the hallway of the
courthouse. When Blair saw Locke he said to one of
the men holding him, "That's my attorney," and one
of the prosecutors then took Locke into another
office and told him that he could not speak with
Blair. Nevertheless, the court held that Blair
knowingly waived his Miranda rights because he knew
at all times that he could refuse to speak with the
authorities, that he could request an attorney, and
that the State intended to use the videotaped
confession to secure his conviction. Id. at 789.
The court rejected Blair's claim
that the trial court erred by failing to instruct
the jury on first-degree murder as a lesser-included
offense of capital murder. It held that "the
evidence presented at the trial would have been
insufficient to support a conviction of first degree
murder." Id. at 790. The court rejected Blair's
argument that the conflict between these decisions
violated his rights under the equal protection
clause of the fourteenth amendment. Id. Looking to
Blair's ex post facto argument, the court held that
his case involved a procedural as distinguished from
a substantive change and hence the change did not
violate the ex post facto clause.
The court found that Blair had
clear notice of the possible degrees of the offense
under which he could be found guilty or not guilty.
Id. at 791. Further, the court stated that a
defendant could be convicted of capital murder both
before and after the amendment to the statute of
September 28, 1979. Id. The court next considered
Blair's claim that the prosecutor's closing argument
in the sentencing phase of Blair's trial, in which
the prosecutor argued that it would be more
financially efficient to sentence Blair to death,
violated his constitutional rights. The court
rejected this argument without detailed discussion.
Id. at 793-94.
On cross-appeal, the State argues
that the district court erred when it disqualified
all attorneys affiliated with the Attorney General's
office because an attorney, prior to joining that
office, had represented Blair in state post-conviction
proceedings. Blair v. Armontrout, 626 F.Supp. 512,
517 (W.D.Mo.1985). The court concluded that "the
scope of the disqualification properly extends to
the Attorney General's office as a whole," id. at
516, and that the disqualification was also required
to avoid the appearance of impropriety, id. at
516-17.
I.
Blair first argues that the
district court erred in employing the reasonable
probability standard in determining that the State's
knowing use of Ernest Jones' perjured testimony was
harmless. In order to be entitled to habeas corpus
relief on a claim that a conviction was premised on
perjured testimony, a defendant must show that the
prosecution knowingly used perjured testimony and
that "the false testimony could have affected the
judgment of the jury," United States v. Agurs, 427
U.S. 97, 103, 96 S.Ct. 2392, 2397, 49 L.Ed.2d 342
(1976). See also Johnson v. Trickey, 882 F.2d 316,
318 (8th Cir.1989). We conclude that Blair fails to
establish either of these requisite elements.
Jones testified on direct
examination by the prosecutor that the prosecutor's
office had told him that they would not press
charges for accessory to murder if he told the truth
about the case. His probation officer told him his
probation would not be revoked if he testified. He
had received a $500 reward and expected to receive
an additional $2,000 reward for his testimony. (Tr.
V at 1495, 1497-98). Then, the testimony turned to
pending cases (assault and drug possession) and
Jones stated that the prosecutor had not made any
deals with him on those cases.
Blair bases his claim that this
testimony was perjured on later testimony given by
the prosecutor, James Bell, in Jones' sentencing on
the two charges pending at the time of his
participation in Blair's trial,
and on statements made by Jones' attorney, Peter
Sterling, during Blair's post-conviction hearing
under Rule 27.26.
When this argument was made in
Blair's 27.26 hearing, the state circuit court noted
that Blair's own evidence "revealed that no deal was
made regarding Ernest Jones' pending cases." Blair
v. State, No. CV83-6637, slip op. at 9 (Jackson
Co.Cir.Ct. Div. 8 July 7, 1983) (unpublished).
Accordingly, the state circuit court concluded that
Blair had "failed to establish the existence of any
such deal, especially in light of the fact that the
person who was supposed to gain the benefit of the
deal, Jones, never knew of any such deal." Id. at
11. The Missouri Court of Appeals for the Western
District agreed with this conclusion, stating that
the "[m]ovant's contention that there existed an 'implied
contract' as between the prosecution and the witness
has no evidentiary basis." Blair v. State, No. WD
35053, memorandum at 3.
We review state court factual
determinations in federal habeas corpus actions
under 28 U.S.C. Sec . 2254(d).
Federal courts must presume that state court factual
determinations are correct unless the applicant can
either establish the existence of one of seven
conditions, Sec. 2254(d)(1)-(7), or show that state
court determinations are "not fairly supported by
the record," Sec. 2254(d)(8). See Woods v.
Armontrout, 787 F.2d 310, 313 (8th Cir.1986), cert.
denied, Y479 U.S. 1036, 107 S.Ct. 890, 93 L.Ed.2d
842 (1987). If the applicant is unable to establish
either alternative, "the burden shall rest upon the
applicant to establish by convincing evidence that
the factual determination by the State court was
erroneous." 28 U.S.C. Sec . 2254(d); see
Sumner v. Mata, 449 U.S. 539, 550, 101 S.Ct. 764,
770, 66 L.Ed.2d 722 (1981) (Sumner I ). This "standard
of review clearly places a heavy burden on the
appellant." Robinson v. Wyrick, 735 F.2d 1091, 1093
(8th Cir.), cert. denied,
469 U.S. 983 , 105 S.Ct. 390, 83 L.Ed.2d 324
(1984).
This standard applies in every
habeas case "in which a state court of competent
jurisdiction has made 'a determination after a
hearing on the merits of a factual issue.' " Sumner
I, 449 U.S. at 546, 101 S.Ct. at 768 (quoting 28
U.S.C. Sec . 2254(d)). The only other
requirements are "that the habeas applicant and the
State or its agent be parties to the State
proceeding," id., and that the state court ruling is
"evidenced by 'a written finding, written opinion,
or other reliable and adequate written indicia,' "
id. at 546-47, 101 S.Ct. at 769 (quoting 28 U.S.C.
Sec . 2254(d)). Congress enacted subsection
(d) in 1966 to alleviate friction between the state
and federal court systems. Id. at 550, 101 S.Ct. at
770. "This interest in federalism ... requires
deference by federal courts to factual
determinations of all state courts. This is true
particularly ... where a federal court makes its
determination based on the identical record that was
considered by the state appellate court...." Id. at
547, 101 S.Ct. at 769. See Townsend v. Sain, 372 U.S.
293, 318, 83 S.Ct. 745, 759, 9 L.Ed.2d 770 (1963).
We now consider Blair's arguments on this issue.
Blair first contends that section
2254(d) is inapplicable in this case because the
question presented, whether the state knowingly used
perjured testimony, is a mixed question of law and
fact.
It is well-established that
section 2254(d) applies only to factual
determinations and not to legal rulings or mixed
questions of law and fact. See Sumner v. Mata, 455
U.S. 591, 597-98, 102 S.Ct. 1303, 1306-07, 71 L.Ed.2d
480 (1982) (per curiam) (Sumner II ). Mixed
questions involve "the application of legal
principles to the historical facts of [a] case,"
Cuyler v. Sullivan, 446 U.S. 335, 342, 100 S.Ct.
1708, 1714, 64 L.Ed.2d 333 (1980), while factual
determinations, "termed basic, primary, or
historical," Townsend, 372 U.S. at 309 n. 6, 83 S.Ct.
at 755 n. 6, are more similar to "a recital of
external events and the credibility of their
narrators," id. (quoting Brown v. Allen, 344 U.S.
443, 506, 73 S.Ct. 437, 445, 97 L.Ed. 469 (1953) (Frankfurter,
J.)).
The state courts considering
Blair's argument on this point determined a deal did
not exist, which we believe is a factual
determination. See Miller v. Fenton, 474 U.S. 104,
106 S.Ct. 445, 88 L.Ed.2d 405 (1985);
cf. Nix v. Whiteside, 475 U.S. 157, 182, 106 S.Ct.
988, 1002, 89 L.Ed.2d 123 (1986) (Blackmun, J.,
joined by Brennan, Marshall, and Stevens, JJ.,
concurring) ("factual finding by the state court [that
the defendant's testimony would have been perjurious]
is entitled to a presumption of correctness under 28
U.S.C. Sec . 2254(d)").
This question was squarely before
the state circuit court in Blair's 27.26 proceeding.
There, Blair's attorney argued vigorously that a
deal had indeed existed. The court reviewed Jones'
testimony, considered the prosecutor's statement at
Jones' sentencing, and heard testimony from Jones'
attorney. At the close of the arguments, the judge
reviewed the record before him and wrote that:
[Blair's] own evidence at the
hearing held on June 20, 1983 revealed that no deal
was made regarding Ernest Jones' pending cases.
....
... The evidence of movant's
trial and at movant's evidentiary hering [sic] is
that Jones and Mr. Bell [the prosecutor] had not
reached an agreement on Jones' pending cases.
Blair v. State, No. CV83-6637,
slip op. at 9. Moreover, the Missouri Court of
Appeals for the Western District specifically found
that "[t]here exists no factual or evidentiary basis
to reveal any agreement or 'deal'." Blair v. State,
No. WD 35053, memorandum at 5. Accordingly, under 28
U.S.C. Sec . 2254(d), we must presume that
these determinations are correct.
Blair also argues, however, that
these determinations are not "fairly supported by
the record," citing 28 U.S.C. Sec .
2254(d)(8), and hence should not be presumed correct.
The record before the state
circuit court shows that the prosecutor, Bell,
stated that he had several conversations with Jones
and Sterling during which he had encouraged Jones to
cooperate with the prosecution in its case against
Blair. Bell told Sterling that in exchange for Jones'
cooperation he would recommend a lenient disposition
of the charges pending against Jones, and that "for
tactical reasons it would be better not to discuss
the specifics in this case." (Jones' Sentencing Tr.
4-5).
Sterling testified that he felt
he had an agreement that Jones would not be sent to
the penitentiary and that he had conveyed this
feeling to Jones. When asked whether an agreement
existed between his client and the prosecutor's
office, however, Sterling described his relationship
with prosecutor Bell as a working relationship, and
stated that any agreement in existence at that time
was unspoken. (Rule 27.26 Hearing Tr. 68-69).
Sterling testified that he told Jones that he
trusted Bell and that he believed that Bell would
treat Jones favorably at the conclusion of the Blair
case. (Rule 27.26 Hearing Tr. 68). Sterling also
stated that he told Jones that because Jones "was
testifying against a man who had to be presumed to
be dangerous, that it was standard practice that he
would not go to the penitentiary under those kinds
of circumstances, assuming he testified and
cooperated with Mr. Bell." (Rule 27.26 Hearing Tr.
68).
Sterling further testified,
however, that a specific plea agreement did not
exist with Bell until after Blair's trial. He stated
that Bell did not tell him that Jones would not go
to some penitentiary other than the Missouri
penitentiary. Finally, Sterling testified that it
was not until just before Jones' sentencing that the
specifics of a deal were outlined and that
discussions on the plea continued in the courtroom.
Sterling admitted that any understanding or
agreement that he thought existed prior to this time
was based on his individual opinion or feeling for
the case and not on any specific promise made by
Bell. (Rule 27.26 Hearing Tr. 81-84).
Based on the testimony of Bell
and Sterling, the state circuit court found that no
agreement existed.
In addition to the general statement containing its
conclusions, the state circuit court made the
following detailed findings of fact:
14. That the prosecutor, James
Bell, stated prior to trial on September 29, 1980
that no agreement had been "expressly or impliedly"
made with Jones regarding those pending charges and
his testimony.
15. Mr. Peter Sterling, attorney
for Ernest Jones, testified on June 20, 1983 that in
conversations with Mr. James Bell about Mr. Jones'
testimony prior to movant's trial, Mr. Bell told Mr.
Sterling that he did not want to enter into any
specifics concerning a deal with Mr. Jones on his
then pending charges.
16. Mr. Peter Sterling testified
on June 20, 1983 that prior to movant's trial, Mr.
Bell never told him that Jones would not go to the
penitentiary, but that Mr. Bell did say that there
would be no problems in working out Jone's [sic]
pending charges and that they would be taken care
of.
17. Mr. Peter Sterling further
testified that he did not believe until one or two
days before the date of Mr. Jones' guilty plea on
November 4, 1980, that he had a plea agreement as to
the specific number of years of imprisonment to be
imposed upon and of probation to be served by his
client Ernest Jones.
State v. Blair, No. CV83-6637,
slip op. at 2-3 (citation omitted).
In its review of Blair's 27.26
hearing, the Missouri Court of Appeals for the
Western District also concluded that no specific
agreement existed.
When the record before the state
courts is considered in detail, it is apparent that
there was no specific agreement concerning Jones'
plea when Jones testified at Blair's trial.
Since Blair has failed to refute
by convincing evidence the state courts'
determinations that no deal existed between Jones
and the prosecutor's office during Blair's trial,
and because these determinations are fairly
supported by the record, we presume under section
2254(d) that the state courts' findings that no deal
existed are correct. Therefore, Jones did not
perjure himself at Blair's trial when he testified
that he had made no deals with the prosecutor's
office. Accordingly, Blair has failed to establish
that a knowing use of perjured testimony affected
the judgment of the jury in his case.
Alternatively, Blair asks for an
evidentiary hearing concerning the truthfulness of
Jones' testimony. It is clear that the record before
us is complete. This fact differentiates this case
from Johnson v. Trickey, 882 F.2d 316, where we
remanded a case for an evidentiary hearing to
resolve the defendant's claim that perjured
testimony was knowingly used by the prosecution. Id.
at 319. We conclude that remand is unnecessary,
because the record before us thoroughly supports the
state courts' careful and detailed consideration of
Jones' testimony.
II.
Blair argues that the district
court erred by ruling, without an evidentiary
hearing, that Blair's waiver of his Miranda rights
was effective even though his attorney was excluded
from pretrial custodial interrogation. To support
this claim, Blair particularly relies on statements
in Moran v. Burbine, 475 U.S. 412, 106 S.Ct. 1135,
89 L.Ed.2d 410 (1986), indicating that its result
would have been different if the defendant in that
case had known of the public defender's efforts to
contact him. He also relies upon Escobedo v.
Illinois, 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d
977 (1964). Blair argues that, at a minimum, the
district court should have conducted an evidentiary
hearing to decide whether Blair validly waived his
Miranda rights.
The incident involving attorney
Kevin Locke, an assistant public defender who was
representing Blair on an unrelated charge, occurred
after Blair had made two detailed oral confessions,
one of which was transcribed and signed, and
immediately before he was to be interrogated before
a video camera. The incident with Locke thus cannot
affect the two earlier confessions; the second
confession was read, in its entirety, to the jury.
It is also true, although neither Locke nor Blair
knew it then, that Locke could not have represented
Blair in this capital murder charge, as the
defender's office had been appointed to represent
Larry Jackson, the man who had extended the offer to
Blair to kill Kathy Jo Allen.
The Supreme Court of Missouri, in
Blair's direct appeal, made a detailed recitation of
the facts concerning this incident. State v. Blair,
638 S.W.2d at 755. After Blair had given a written
statement, he was asked if he would make a
confession on video tape and was told that he could
have an attorney present if he desired. "Appellant
agreed to make a videotaped statement and repeatedly
stated that he did not want an attorney." Id. at
749. The Missouri Supreme Court stated:
As appellant was being
transported by officers to the grand jury room where
the videotaping would take place, they encountered
Kevin Locke, an assistant public defender who
represented appellant on an unrelated charge. As
appellant passed, Locke greeted him and appellant
made an unknown reply, whereupon appellant and the
accompanying officers continued on. Locke then
demanded to speak with appellant and was refused. Mr.
Locke did not represent appellant on the murder
charge. At the beginning of his videotaped statement,
appellant was again advised of his Miranda rights
and again waived them. Appellant then made his third
confession to the murder of Kathy Jo Allen.
Id. After pointing to the
repeated Miranda warnings and its conclusion that
the confessions were voluntary, the court further
stated:
Nor does the fact that Kevin
Locke requested to speak with appellant dictate
another result. Although Locke represented appellant
on an unrelated charge, appellant made no request
for any attorney and in fact repeatedly stated that
he did not want an attorney. The trial court did not
err in overruling appellant's motion to suppress his
confessions.
Id.
Consistent with the factual
findings made by the Missouri Supreme Court, the
district court stated that "Blair knew at all times
that he could refuse to speak and request a lawyer,
and that he was aware of the State's intention to
use the videotaped confession to secure a conviction."
Blair v. Armontrout, 643 F.Supp. at 789.
We observe that "state-court
findings [regarding subsidiary facts surrounding
interrogations] ... are conclusive on the habeas
court if fairly supported in the record and if the
other circumstances enumerated in Sec. 2254(d) are
inapplicable." Miller v. Fenton, 474 U.S. at 117,
106 S.Ct. at 453. Accordingly, since we believe that
the factual findings of the Missouri Supreme Court
are fairly supported in the record, these findings
are binding upon us. The district court conducting
the habeas hearings concluded that, given these
facts, Blair's waiver of his Miranda rights was
valid, and that his confessions were voluntary.
Blair v. Armontrout, 643 F.Supp. at 789. We agree
with that conclusion.
We do not read Moran v. Burbine,
475 U.S. 412, 106 S.Ct. 1135, 89 L.Ed.2d 410, as
aiding Blair's claim. In Moran, the defendant's
sister had contacted a local public defender, who
telephoned the police station and informed a
detective that she would represent the defendant.
Although the detective told the attorney that her
client would not be questioned that night, not only
was he questioned but he confessed to murder. The
defendant in Moran did not know when he was
questioned that the public defender had called for
him. The Supreme Court held the confession
admissible and stated that "deliberate deception of
an attorney could not possibly affect a suspect's
decision to waive [his] Miranda rights unless [the
defendant] [was] at least aware of the incident." Id.
at 423, 106 S.Ct. at 1142.
The situation before us is
different from that in Moran. Locke did not
represent Blair on the charge in question and could
not have done so, because the public defender's
office already represented Jackson. More
significantly, Blair had already given two detailed
confessions before he saw Locke. Finally, both
before and after this incident occurred, Blair
stated repeatedly that he did not want to see an
attorney.
Escobedo v. Illinois, 378 U.S.
478, 84 S.Ct. 1758, 12 L.Ed.2d 977, does not support
Blair's position. In Escobedo, the Supreme Court
held that a confession should have been excluded
when police told a suspect that his attorney did not
want to see him. Id. at 484, 84 S.Ct. at 1761. This
case is unlike Escobedo, because nothing in the
record indicates that the police ever misled Blair
concerning either his right to counsel or his right
against self-incrimination. Moreover, we note that
the Court in Moran stated that " 'the "prime purpose"
of Escobedo was not to vindicate the constitutional
right to counsel as such, but, like Miranda, "to
guarantee full effectuation of the privilege against
self-incrimination." ' " Moran, 475 U.S. at 429-30,
106 S.Ct. at 1145, (quoting Kirby v. Illinois, 406
U.S. 682, 689, 92 S.Ct. 1877, 1882, 32 L.Ed.2d 411
(1972) (Stewart, J.) (quoting Johnson v. New Jersey,
384 U.S. 719, 729, 86 S.Ct. 1772, 1778, 16 L.Ed.2d
882 (1966))).
Blair argues that the State's
conduct rendered his waiver of the Miranda rights
invalid because he believed that the assertion of
those rights would be futile. There is no support in
the record for this position. Furthermore, we are
not impressed with Blair's argument that the record
is silent in many respects which are material to
this issue. The record concerning this issue was
fully developed at both Blair's suppression hearing
and at his trial.
Since this issue was developed
fully in a suppression hearing before trial and was
aired in some detail before the jury during the
trial, we reject Blair's claim that the district
court erred by ruling, without an evidentiary
hearing, that Locke's exclusion did not render
Blair's waiver of his Miranda rights ineffective.
III.
Blair argues that the
prosecutor's plea for death during the sentencing
portion of Blair's trial violated his eighth
amendment rights. Blair points specifically to the
following passage from the prosecution's closing
argument:
[T]here are only two penalties in
this case, death or life without consideration of
parole for 50 years.
Why should we as taxpayers have
to house this man for fifty years? Why should we
have to feed him three meals a day for fifty years,
clothe him for fifty years, furnish him recreation,
medical care?
(Tr. VII 2317).
The district court recognized
Blair's argument that recent polls had shown that
cost was one reason for public support of the death
penalty, but concluded that the argument did not
violate his constitutional rights. Blair v.
Armontrout, 643 F.Supp. at 793-94.
Blair argues, citing Caldwell v.
Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d
231 (1985), that the sentencing portion of the trial
did not meet the standard of reliability that the
eighth amendment requires unless it can be said that
the prosecutor's argument "had no effect on the
sentencing decision." Id. at 341, 105 S.Ct. at 2646.
He points out that such arguments have been held
indefensible, particularly by the Eleventh Circuit.
See Tucker v. Kemp, 762 F.2d 1480 (11th Cir.) (en
banc), cert. granted and judgment vacated by
474 U.S. 1001 , 106 S.Ct. 517, 88 L.Ed.2d 452
(1985), on remand, 802 F.2d 1293 (11th
Cir.1986) (en banc) (per curiam), cert. denied,
480 U.S. 911 , 107 S.Ct. 1359, 94 L.Ed.2d 529
(1987); Brooks v. Kemp, 762 F.2d 1383 (11th
Cir.1985) (en banc), cert. granted and judgment
vacated by
478 U.S. 1016 , 106 S.Ct. 3325, 92 L.Ed.2d 732
(1986), on remand, 809 F.2d 700 (11th
Cir.1987) (en banc) (per curiam), cert. denied,
483 U.S. 1010 , 107 S.Ct. 3240, 97 L.Ed.2d 744
(1987).
In Brooks, the Eleventh Circuit
noted that it was clearly improper for the
prosecutor "to argue that death should be imposed
because it was cheaper than life imprisonment." 762
F.2d at 1412. Similarly, in Tucker, the Eleventh
Circuit admonished the prosecutor for making an
economic efficiency argument to support a death
sentence. 762 F.2d at 1488 (calling the reference
unprofessional and improper). In both cases, however,
the court concluded that the arguments did not have
enough adverse impact to render the sentencing
proceedings under review fundamentally unfair. See
Tucker, 762 F.2d at 1488; Brooks, 762 F.2d at 1416.
We have no hesitation in
condemning this argument.
There is simply no legal or ethical justification
for imposing the death penalty on this basis and it
is not a proper factor to be considered by the jury,
for it does not reflect the properly considered
circumstances of the crime or character of the
individual. See Zant v. Stephens, 462 U.S. 862,
878-79, 103 S.Ct. 2733, 2743-44, 77 L.Ed.2d 235
(1983). The question remains, however, whether Blair
has presented sufficient grounds for granting a writ.
The danger of a jury being swayed
by prosecutorial misbehavior in closing arguments in
the sentencing phase, especially in a capital murder
case, is obvious. However, "[i]t is axiomatic that
federal courts may intervene in the state judicial
process only to correct wrongs of a constitutional
dimension." Wainwright v. Goode, 464 U.S. 78, 83,
104 S.Ct. 378, 381, 78 L.Ed.2d 187 (1983) (per
curiam); see Wycoff v. Nix, 869 F.2d 1111, 1113 (8th
Cir.) (quoting Goode ), cert. denied, --- U.S. ----,
110 S.Ct. 179, 107 L.Ed.2d 135 (1989). "In a Sec.
2254 habeas corpus proceeding, a federal court's
review of alleged due process violations stemming
from a state court conviction is narrow." Hamilton
v. Nix, 809 F.2d 463, 470 (8th Cir.) (en banc), cert.
denied,
483 U.S. 1023 , 107 S.Ct. 3270, 97 L.Ed.2d 768
(1987).
Blair's trial was bifurcated.
Thus the prosecution's argument in the sentencing
phase, which came after the jury had already found
Blair guilty of capital murder, could not have
affected the determination of guilt. We will only
consider whether or not Blair was denied his due
process rights during the sentencing phase by the
prosecutor's comments.
In a recent Supreme Court case
involving an argument more vicious than that before
us today, Darden v. Wainwright, 477 U.S. 168, 106
S.Ct. 2464, 91 L.Ed.2d 144 (1986), the prosecutor
repeatedly referred to that defendant as an animal
and wished that the defendant had been shot and had
his "face" blown away. Id. at 183 n. 14, 106 S.Ct.
at 2472 n. 14. The Supreme Court rejected the
defendant's argument that the eighth amendment
standard in Caldwell, 472 U.S. 320, 105 S.Ct. 2633,
applied and instead evaluated the argument under the
due process standard. Id. In distinguishing Caldwell,
the Supreme Court observed that the comments there
were made at the guilt-innocence stage rather than
the sentencing stage, but went on to say that
Caldwell:is relevant only to certain types of
comment--those that mislead the jury as to its role
in the sentencing process in a way that allows the
jury to feel less responsible than it should for the
sentencing decision. In this case, none of the
comments could have had the effect of misleading the
jury into thinking that it had a reduced role in the
sentencing process.
Darden, 477 U.S. at 183-84 n. 15,
106 S.Ct. at 2473 n. 15. Darden deals with an
argument that is similar in nature to that before us
and one that we believe to be stronger and more
improper than the one in this case. As Darden
applied the due process standard, we are satisfied
that we are compelled to do so.
Booth v. Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96
L.Ed.2d 440 (1987), applying an eighth amendment
analysis to evidence of a victim impact statement,
and South Carolina v. Gathers, 490 U.S. 805, 109
S.Ct. 2207, 104 L.Ed.2d 876 (1989), dealing with a
prolonged argument based on the victim, are not to
the contrary.
We recently defined this due
process standard in Newlon v. Armontrout, 885 F.2d
1328 (8th Cir.1989), cert. denied sub nom. --- U.S.
----, 110 S.Ct. 3301, 111 L.Ed.2d 810 (1990), where
we stated that:
The petitioner must show that the
alleged improprieties were "so egregious that they
fatally infected the proceedings and rendered his
entire trial fundamentally unfair." Moore v. Wyrick,
760 F.2d 884, 886 (8th Cir.1985). Under this
standard, a petitioner must show that there is a "reasonable
probability that the error complained of affected
the outcome of the trial--i.e., that absent the
alleged impropriety, the verdict probably would have
been different." Hamilton [v. Nix], 809 F.2d at 470.
Id. at 1336-37.
Neither Blair's conclusory
arguments that the statement by the prosecutor
violated all standards of human decency and caused
the jury to abandon its duty to objectively apply
the death penalty nor our study of the record
convinces us that the sentencing phase was rendered
fundamentally unfair by the part of the prosecutor's
closing argument at issue.
This was not the strongest part
of the prosecutor's closing argument. The prosecutor
delivered a tough, hard-hitting argument which was
based on the hard facts presented by this case. His
main focus was on establishing at least one of four
aggravating circumstances which Missouri requires be
present before a jury in order to impose the death
penalty. He discussed the murder of Kathy Jo Allen,
called it a murder for hire, stressed Blair's
monetary gain from the murder, noted Blair's "tough
guy" image in prison, talked of the constitutional
right of the people of the State of Missouri to
sentence a man to death, and stressed that the jury
should not give Blair "mercy" just because he was
only 20 years old. (Tr. VII 2317-19). During his
argument, without pause or repetition, the
prosecutor made the challenged statement about the
cost of caring for Blair for the next fifty years,
which was the only alternative to a death sentence.
(Tr. VII 2317).
The argument in Darden branded
the defendant as an animal on repeated occasions,
see 477 U.S. at 179 n. 7, 106 S.Ct. at 2470 n. 7,
and had the capacity for producing far greater
prejudicial impact than the argument at issue in
this case. In Newlon, in which we affirmed the
granting of the writ based on the closing argument,
the prejudicial statements were repeated and
infected nearly the entirety of the argument. In
that case, we outlined the improper statements as
follows:
[T]he prosecutor (1) expressed
his personal belief in the propriety of the death
sentence and implied that he had special knowledge
outside the record; (2) emphasized his position of
authority as prosecuting attorney of St. Louis
County; (3) attempted to link petitioner with
several well-known mass murderers; (4) appealed to
the jurors' personal fears and emotions; and (5)
asked the jurors to "kill him now. Kill him now."
Newlon, 885 F.2d at 1335 (emphasis
added).
Arguments similar to the one made
in Blair's case were made in Tucker and Brooks, but
in both they comprised only a brief portion of the
prosecutor's closing argument, and in each case the
Eleventh Circuit concluded that the defendant's due
process rights had not been violated. We compare the
argument in this case with others to demonstrate the
level at which such behavior necessitates habeas
corpus relief.
We are satisfied that the
argument in question is not sufficiently prejudicial
to fatally infect the proceedings so as to render
Blair's sentencing hearing fundamentally unfair.
Accordingly, we conclude that the
district court did not err in its conclusion on this
issue.
IV.
Blair argues that, when the trial
court refused to instruct the jury on first-degree
murder,
it violated the due process clause of the fourteenth
amendment, the equal protection clause of the
fourteenth amendment, and the ex post facto clause
of article I, section 10, clause 1 of the United
States Constitution. These arguments are all
unpersuasive.
A.
As a threshold matter, we must
consider the State's contention that Blair is
procedurally barred from raising these arguments. We
believe that we should address the merits of Blair's
arguments because the cause and prejudice standard
of Wainwright v. Sykes, 433 U.S. 72, 87, 97 S.Ct.
2497, 2506, 53 L.Ed.2d 594 (1977), is satisfied in
this case.
Blair could not have made these
arguments until the Missouri Supreme Court decided
State v. Goddard, 649 S.W.2d 882 (Mo.) (en banc),
cert. denied,
464 U.S. 997 , 104 S.Ct. 495, 78 L.Ed.2d 689
(1983). Goddard was decided on April 26,
1983, shortly after Blair filed his state-court
collateral attack on his conviction pursuant to
Missouri's Rule 27.26, but before that claim was
decided. Thus, although Blair's arguments depend
only upon well-settled principles of federal law,
the factual basis for the claims "was not reasonably
available to counsel" before the default. Murray v.
Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 2645, 91
L.Ed.2d 397 (1986). Therefore, cause has been
established, see Amadeo v. Zant, 486 U.S. 214,
221-22, 108 S.Ct. 1771, 1776-77, 100 L.Ed.2d 249
(1988); Murray, 477 U.S. at 488, 106 S.Ct. at 2645,
and we believe that prejudice is sufficiently
apparent that an extended analysis is not required.
B.
After Beck v. Alabama, 447 U.S.
625, 100 S.Ct. 2382, 65 L.Ed.2d 392 (1980), states
may not force a jury to make a stark choice between
acquitting a defendant and imposing the death
penalty upon him.
In Beck, the Supreme Court reviewed an Alabama
statute that prevented trial judges from instructing
juries on lesser-included offenses of capital murder.
Relying upon the due process clause of the
fourteenth amendment, the Court held that Alabama
had to submit a "third option" to the jury.
Theoretically, Beck's jury would have acquitted him
unless the prosecution established every element of
capital murder beyond a reasonable doubt.
Nevertheless, the Court explained that a defendant
in a capital case:
"is entitled to a lesser offense
instruction ... precisely because he should not be
exposed to the substantial risk that the jury's
practice will diverge from theory. Where one of the
elements of the offense charged remains in doubt,
but the defendant is plainly guilty of some offense,
the jury is likely to resolve its doubts in favor of
conviction."
Id. at 634, 100 S.Ct. at 2388 (emphasis
in original) (quoting Keeble v. United States, 412
U.S. 205, 212-13, 93 S.Ct. 1993, 1997-98, 36 L.Ed.2d
844 (1973)).
This case is unlike Beck, because,
even after Blair was found guilty of capital murder,
the jury was given the option of sentencing him to a
prison term. Furthermore, the jury was instructed
concerning not only capital murder but also second-degree
murder and manslaughter. Blair argues that he was
also entitled to a first-degree murder instruction
because his offense involved kidnapping.
In effect, Blair argues that Beck
required the trial court in his case to instruct the
jury on every homicide offense defined by Missouri
law. This interpretation is incorrect. Beck does not
prescribe a first-degree murder instruction in this
case unless first-degree murder is a lesser-included
offense of capital murder, see id. at 627, 100 S.Ct.
at 2384; and the Missouri Supreme Court held, in the
appeal of Blair's conviction, that first-degree
murder was not a lesser-included offense of capital
murder, State v. Blair, 638 S.W.2d 739, 747 (Mo.1982)
(en banc), cert. denied,
459 U.S. 1188 , 103 L.Ed.2d 838, 74 L.Ed.2d
1030 (1983). Blair, however, challenges the
validity of that holding; he argues that, in a
series of cases, the Missouri Supreme Court has
answered that question inconsistently. We now turn
to this equal protection argument.
C.
Blair's equal protection claim is
based upon the treatment by several Missouri Supreme
Court decisions of statutory amendments dealing with
whether first-degree murder was a lesser-included
offense of capital murder. A statute declaring first-degree
murder a lesser-included offense of capital murder
was repealed effective January 1, 1979. See
Mo.Rev.Stat. Sec. 556.220 (repealed 1979).
After January 1, 1979, a new statute provided that:
1. A defendant may be convicted
of an offense included in an offense charged in the
indictment or information. An offense is so included
when
(1) It [was] established by
proof of the same or less than all the facts
required to establish the commission of the offense
charged; or
(2) It [was] specifically
denominated by statute as a lesser degree of the
offense charged....
....
2. The court shall not be
obligated to charge the jury with respect to an
included offense unless there is a basis for a
verdict acquitting the defendant of the offense
charged and convicting him of the included offense.
Mo.Rev.Stat. Sec. 556.046 (1979).
Although these modifications occurred in 1979, the
Missouri Supreme Court did not specifically address
them until State v. Baker, 636 S.W.2d 902 (Mo.1982)
(en banc), cert. denied,
459 U.S. 1183 , 103 S.Ct. 834, 74 L.Ed.2d 1027
(1983). See Goddard, 649 S.W.2d at 887-89; id.
at 890-92 (Welliver, J., dissenting).
The first case decided after the
amendments was State v. Gardner, 618 S.W.2d 40 (Mo.1981).
The crime in Gardner, however, occurred in 1978,
before the amendments. The defendant in Gardner, who
was charged with capital murder, claimed that the
trial court should have instructed the jury on first-degree
murder. The Missouri Supreme Court accepted the
defendant's argument and held that "[t]he failure to
instruct on first degree murder [in a capital murder
case] ... requires reversal of the judgment of
conviction." Id. at 41. In so holding, the court did
not acknowledge the amendments.
In Baker, 636 S.W.2d 902, the
issue was whether "it is error, when only capital
murder is charged, to fail to submit a first degree
murder instruction in a trial for capital murder
committed after January 1, 1979." Id. at 904 (emphasis
in original). The court distinguished Gardner,
because the crime in Gardner occurred in 1978. Id.
The court also recognized that under the amended
version of section 556.046, "an offense can be a
lesser included offense of another either: (1) when
its elements are necessarily included therein, or
(2) when by statute it is specifically denominated
as a lesser degree of the offense charged." Id.
The court concluded that "first
degree murder is not a lesser included offense of
capital murder on their elements," because one can
be convicted of first-degree murder only if he
commits an independent felony, while a capital
murder conviction requires no such proof. Id. Also,
first-degree murder was not specifically denominated
by statute as a lesser-included offense of capital
murder. Id. Therefore, the court held that, under
the new statutory scheme, the first-degree murder
instruction need not be given, since "first degree
murder is not a lesser included offense of capital
murder." Id.
The Missouri Supreme Court
decided Blair's appeal soon after it decided Baker.
Relying upon Gardner, Blair argued in his appeal
that "the trial court erred in failing to give an
instruction on first-degree murder because there was
evidence that the murder occurred during the
commission of kidnapping, burglary, and robbery."
Blair, 638 S.W.2d at 746-47 (citation omitted).
Since Blair was convicted of a crime which occurred
on August 31, 1979, the court relied upon Baker's
holding that first-degree murder was not a lesser-included
offense of capital murder and rejected Blair's
argument. See id. at 747.
Blair's argument that there is an
inconsistency in the Missouri Supreme Court
decisions on whether first-degree murder is a lesser-included
offense of capital murder arises primarily from
Goddard, 649 S.W.2d 882. The defendant in that case
had been charged with capital murder before Baker
was decided, but was convicted of first-degree
murder. He claimed that the trial court should not
have instructed the jury on first-degree murder for
two reasons: (1) he was not charged with first-degree
murder; and (2) Baker established that first-degree
murder was not a lesser-included offense of capital
murder. See id. at 887. The court rejected Goddard's
argument, holding that he "was on clear notice at
the time of the homicide and his trial that he could
be convicted of first degree murder even though he
was formally charged with [only] capital murder." Id.
at 889. This conclusion was supported by the fact
that Gardner, which had ruled that first-degree
murder was a lesser-included offense of capital
murder, was decided only a few months before the
trial in Goddard. See id. at 887.
The court recognized that
defendants cannot be convicted of any offense of
which the information or indictment did not give
them fair notice, but concluded that defendants who
were charged with capital murder before Baker were
aware that they might be convicted of first-degree
murder. Because defendants who were tried for
capital murder after Baker would not have such
notice, the court acknowledged that they could not
be convicted of first-degree murder. It stated that
the conviction of murder in the first-degree was a
mitigation of the offense charged, rather than a
conviction of something other than what was charged,
and that reversal was not required because the trial
court followed the long approved form of submission.
Id. at 889.
The court stated that while
Goddard, as a matter of due process, could not be
convicted of any offense of which he did not have
fair notice, "Baker is not retroactive, but
prospective, in its application and the trial court
did not commit reversible error in submitting first
degree murder." Id. This last statement is the root
of Blair's equal protection claim, because he argues
that Baker was applied retrospectively to him.
Shortly after Goddard, the
Missouri Supreme Court decided State v. Holland, 653
S.W.2d 670 (Mo.) (en banc). As in Goddard, the
defendant in Holland had been charged with only
capital murder but was convicted of first-degree
murder after the jury was instructed on both
offenses. The Missouri Supreme Court stated that the
issue was whether the defendant had adequate notice
that he might be convicted of first-degree murder.
Id. at 674. Because Holland had been tried before
Baker was decided, the court held that he "had an
abundance of notice that first degree murder was
going to be submitted to the jury." Id.
The court also indicated that its
decision did not "intrude upon the solution of State
v. Baker to the failure to instruct down to ...
first-degree murder." Id. These cases fall into two
distinct categories. In the first category,
exemplified by Baker and Blair, defendants who were
convicted of capital murder argued that the jury
should have been instructed on first-degree murder.
The second group consists of cases such as Goddard
and Holland, in which defendants had been charged
with only capital murder but had been convicted of
first-degree murder. The defendants in this second
line of cases argued that the jury should not have
been instructed on first-degree murder.
The first step in analyzing
Blair's equal protection challenge is to determine
the appropriate standard of scrutiny. The
distinction between these two groups of defendants
will be upheld if it is rationally related to a
legitimate state interest. See Evans v. Thompson,
881 F.2d 117, 121 (4th Cir.1989), cert. denied, ---
U.S. ----, 110 S.Ct. 3255, 111 L.Ed.2d 764 (1990);
Dickerson v. Latessa, 872 F.2d 1116, 1119-20 (1st
Cir.1989); Williams v. Lynaugh, 814 F.2d 205, 208-09
(5th Cir.), cert. denied,
484 U.S. 935 , 108 S.Ct. 311, 98 L.Ed.2d 270
(1987). For the reasons given below, we hold
that there is a rational distinction between the two
groups of defendants.
The Goddard-Holland line of cases
implicates the rule that a defendant's sixth
amendment " 'right to reasonable notice of the
charge against him ... is incorporated in the
Fourteenth Amendment to the United States
Constitution and thus cannot be abridged by the
states.' " Franklin v. White, 803 F.2d 416, 417 (8th
Cir.1986) (per curiam) (quoting Goodloe v. Parratt,
605 F.2d 1041, 1045 (8th Cir.1979)), cert. denied,
481 U.S. 1020 , 107 S.Ct. 1904, 95 L.Ed.2d 510
(1987).
However, the states are not bound
by the technical rules governing federal criminal
prosecutions; the crucial question in state
prosecutions is whether the defendant had sufficient
notice of the potential charges against him that he
could prepare to contest those charges. See Johnson
v. Trickey, 882 F.2d 316, 320 (8th Cir.1989); Wright
v. Lockhart, 854 F.2d 309, 312 (8th Cir.1988), cert.
denied, --- U.S. ----, 109 S.Ct. 2077, 104 L.Ed.2d
642 (1989); Franklin, 803 F.2d at 418; see also
Hulstine v. Morris, 819 F.2d 861, 864 (8th Cir.1987)
("Due Process requirements may be satisfied if a
defendant receives actual notice of the charges
against him, even if the indictment or information
is deficient.") (emphasis in original), cert. denied,
484 U.S. 1068 , 108 S.Ct. 1034, 98 L.Ed.2d 998
(1988); Williams v. Nix, 751 F.2d 956, 961
(8th Cir.) ("The omission of any express mention of
felony murder from the indictment ... did not affect
any of the [the defendant's] substantial rights....
In the federal courts such a de facto amendment of
an indictment might raise serious problems, but the
Supreme Court has held that the Fourteenth Amendment
does not require the states to use grand-jury
indictments at all, even to prosecute serious crimes."),
cert. denied,
471 U.S. 1138 , 105 S.Ct. 2681, 86 L.Ed.2d 699
(1985).
In Holland and Goddard, the
Missouri Supreme Court recognized these notice
requirements. However, in each case, the court held
that the trial court could submit a first-degree
murder instruction to the jury because, at the time
of the trials, the defendants had notice that anyone
who was charged with capital murder could be
convicted of first-degree murder.
Concerns about reasonable notice
are not implicated in the Baker-Blair category of
cases.
Rather, the question is whether either state law or
Beck v. Alabama, 447 U.S. 625, 100 S.Ct. 2382, 65
L.Ed.2d 392 (1980), requires the submission of a
first-degree murder instruction to the jury. We
cannot review the state law questions, Wainwright v.
Sykes, 433 U.S. 72, 81, 97 S.Ct. 2497, 2503, 53 L.Ed.2d
594 (1977) (stating that "a state decision resting
on an adequate foundation of state substantive law
is immune from review in the federal courts"); Woods
v. Solem, 891 F.2d 196, 199 (8th Cir.1989) (stating
that "these are conclusions of state law that we may
not reexamine"), cert. denied, --- U.S. ----, 110
S.Ct. 1952, 109 L.Ed.2d 314 (1990), and we have
already concluded that Beck is satisfied in this
case.
The two groups of cases are thus
derived from two distinct sets of legal principles.
The Missouri Supreme Court recognized the difference
between the two types of cases in both Holland and
Goddard. See Holland, 653 S.W.2d at 674; Goddard,
649 S.W.2d at 889 & n. 1. For example, the court
stated in Holland that its decision turned on the
issue of notice, and thus did not "intrude upon the
solution of State v. Baker to the failure to
instruct down to first degree murder." 653 S.W.2d at
674 (citation omitted). Although Judge Welliver,
dissenting in Goddard, said that the Missouri cases
had created a "classic catch-22" for defendants, 649
S.W.2d at 890 (Welliver, J., dissenting), he did not
address the differences between the two groups of
cases. Interestingly, in Holland, Chief Justice
Rendlen referred to "the dissenting opinion which
compares apples with oranges." 653 S.W.2d at 678 (Rendlen,
C.J., concurring).
Blair's argument, at its base,
must rest upon Goddard's holding that Baker would
apply only prospectively. However, that statement
was made in dealing with issues where due process
considerations of reasonable notice were involved
and would have mandated the result. We cannot
conclude that Blair was deprived of equal protection
by Goddard's holding, after Blair's appeal was
decided.
Nor do we believe that two pre-Baker
cases, State v. Fuhr, 626 S.W.2d 379 (Mo.1982), and
State v. Daugherty, 631 S.W.2d 637 (Mo.1982),
support Blair's argument. Although the crimes
involved in both Fuhr and Daugherty occurred after
January, 1979, neither case referred to the 1979
statutory change. Moreover, both cases relied upon
cases involving crimes that were committed before
January, 1979, see State v. Gardner, 618 S.W.2d 40 (Mo.1981),
and State v. Wilkerson, 616 S.W.2d 829 (Mo.1981) (en
banc), to support their holdings that convictions
should be reversed because of the failure to
instruct on first-degree murder. Goddard commented
that both Fuhr and Daugherty "appear to be
necessarily overruled by Baker." 649 S.W.2d at 888 (emphasis
not in original). Daugherty, it must also be added,
is a case that falls in the Goddard-Holland category.
These cases do not establish an equal protection
violation.
Because there is a rational
distinction between the two categories of cases, we
cannot conclude that there has been a violation of
Blair's equal protection interests. We also observe
that even if first-degree murder were a lesser-included
offense of capital murder, the district court held
that Blair's argument was untenable because the
state trial court had found that there was
insufficient evidence to support a separate charge
of first-degree murder. See 643 F.Supp. at 790.
D.
Blair claims that the Missouri
Supreme Court transgressed the ex post facto clause
of the United States Constitution by applying
Baker's holding retrospectively to him. This
argument is unpersuasive because, for the purposes
of the ex post facto clause, Baker's holding is
merely a procedural change that can be applied
retrospectively.
Technically, the ex post facto
clause does not proscribe the retrospective
application of judicial decisions, because "[t]he Ex
Post Facto Clause is a limitation upon the powers of
the Legislature, and does not of its own force apply
to the Judicial Branch of government." Marks v.
United States, 430 U.S. 188, 191, 97 S.Ct. 990, 992,
51 L.Ed.2d 260 (1977) (citation omitted). However,
the principles that underlie the ex post facto
clause operate through the due process clause of the
fourteenth amendment to prevent state courts from
making certain unforeseeable doctrinal changes. See
id. at 192, 97 S.Ct. at 993; Bouie v. City of
Columbia, 378 U.S. 347, 353-54, 84 S.Ct. 1697,
1702-03, 12 L.Ed.2d 894 (1964).
The ex post facto clause, however,
does not prohibit the retrospective application of
new procedural, as opposed to substantive, rules.
Dobbert v. Florida, 432 U.S. 282, 292-93, 97 S.Ct.
2290, 2297-98, 53 L.Ed.2d 344 (1977). Significantly,
the realm of changes which are considered procedural
for this purpose is quite large. See id. at 292-97,
97 S.Ct. at 2297-2300; Thompson, 881 F.2d at 120-21.
In Dobbert, the Supreme Court
held that a change in the sentencing powers of
judges and juries in death penalty cases was merely
procedural. Prior to the change, a defendant who was
convicted of capital murder was sentenced to death
unless a majority of the jury recommended leniency.
See 432 U.S. at 288 & n. 3, 97 S.Ct. at 2296 & n. 3.
After the change, the jury was relegated to the task
of rendering an advisory decision. See id. at 291,
97 S.Ct. at 2297. The Court concluded that the
modification was merely procedural because " '[t]he
crime for which the present defendant was indicted,
the punishment prescribed therefor, and the quantity
or the degree of proof necessary to establish his
guilt, all remained unaffected by the subsequent [change].'
" 432 U.S. at 294, 97 S.Ct. at 2298 (emphasis added)
(quoting Hopt v. Utah, 110 U.S. 574, 589-90, 4 S.Ct.
202, 209-10, 28 L.Ed. 262 (1884)).
We also believe that recent
decisions by the Fourth and Tenth Circuits provide a
valuable benchmark against which to measure Blair's
argument. See Evans, 881 F.2d 117; Coleman v. Saffle,
869 F.2d 1377 (10th Cir.1989), cert. denied, --- U.S.
----, 110 S.Ct. 1835, 108 L.Ed.2d 964 (1990). In
both cases, state law originally provided that if a
death sentence were declared invalid, the sentence
would be replaced automatically by a sentence of
life imprisonment. See Evans, 881 F.2d at 119;
Coleman, 869 F.2d at 1385. After the state laws were
modified, an invalid death sentence could be
followed by a valid death sentence. See Evans, 881
F.2d at 119; Coleman, 869 F.2d at 1385. Both courts
held that these changes, which increased the
probability that the defendant will be sentenced to
death, were merely procedural. See Evans, 881 F.2d
at 120; Coleman, 869 F.2d at 1387.
In light of these cases, we
reject Blair's ex post facto argument. Blair was
convicted of capital murder. Neither the definition
of that crime nor the accompanying punishment
changed between the murder and the trial.
V.
In Blair's pro se brief, he
argues that his constitutional right to effective
assistance of counsel was infringed when his court-appointed
counsel failed to raise all exhausted issues in the
district court and on appeal. We have considered and
rejected Blair's argument urged pro se with respect
to the first-degree murder instruction.
Blair in his pro se brief makes specific reference
to only one other issue, that the trial judge spoke
directly with the jury without his being present.
The state postconviction proceedings determined that
this discussion dealt only with whether court would
be held on Saturday and specifically rejected any
claim that there had been mention of any security
problems.
The issue raised by the dissent
as to failure to call two witnesses was considered
to be a question of trial strategy in the state
postconviction proceedings. This issue was not
specifically raised either in the pro se brief or by
counsel, either before the district court or this
court.
We find it difficult to see how
the exacting standards of Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984),
could be met in either of the latter two respects.
We must also recognize that it
has not heretofore been held that there is a
constitutional right to representation in a habeas
action. Johnson v. Avery, 393 U.S. 483, 488, 89 S.Ct.
747, 750, 21 L.Ed.2d 718 (1969); Hooks v. Wainwright,
775 F.2d 1433, 1438 (11th Cir.1985); 17A C. Wright,
A. Miller, & E. Cooper, Federal Practice and
Procedure Sec. 4268.4, at 524 (1988); cf. Murray v.
Giarratano, --- U.S. ----, 109 S.Ct. 2765, 2769-72,
106 L.Ed.2d 1 (1989) (holding that states are not
required to appoint counsel for prisoners who are
collaterally attacking their convictions and death
sentences in state court); Miller v. Keeney, 882
F.2d 1428, 1432 (9th Cir.1989) (rejecting an
ineffective assistance of counsel claim that was
based upon an attorney's decision not to file a
petition for a writ of certiorari).
As ineffective assistance of
counsel claims spring from the right to counsel
contained in the sixth amendment, Strickland, 466
U.S. at 684-86, 104 S.Ct. at 2062-64, it follows
that there is no constitutional underpinning for the
claimed right to effective assistance in this habeas
action. We recognize that Congress is now
considering legislation that would encourage states
to provide counsel in habeas and review of death
cases, but that does not assist us in considering
this case.
We cannot conclude that Blair's
most general argument that all unexhausted issues
should be raised justifies relief or requires
further consideration.
VI.
Finally, the State cross-appeals
from the district court's order disqualifying the
Missouri Attorney General's Office from appearing in
this case. The district court disqualified the
entire office because a member of the office, when
serving as a public defender, had represented Blair
during various attempts to attack his conviction.
In reaching its conclusion, the
district court primarily relied upon the decisions
in Arkansas v. Dean Foods Products Co., 605 F.2d 380
(8th Cir.1979), overruled on other grounds, In re
Multi-Piece Rim Products Liability Litigation, 612
F.2d 377, 378 (8th Cir.1980), and in State v. Croka,
646 S.W.2d 389 (Mo.Ct.App.1983). Neither decision
supports the continued disqualification of the
entire office.
In Dean Foods Products, this
court affirmed a district court order disqualifying
an Assistant Attorney General from taking part in an
antitrust action against a defendant that was being
represented by his former law firm. See 605 F.2d at
382, 384-86. Moreover, the court disqualified those
members of the Attorney General's staff who had
actively participated in the case under the
supervision of the disqualified attorney. See id. at
387. The court explicitly reserved judgment on
whether the conflict should have resulted in the
imputed disqualification of the entire Attorney
General's office. See id. at 387 n. 9.
The Missouri Court of Appeals in
Croka disqualified the entire Saline County
Prosecuting Attorney's Office because an attorney in
the office had obtained confidential information
from the defendant while representing the defendant.
646 S.W.2d at 392-93.
We do not think that Dean Foods
Products and Croka required the district court to
disqualify the entire Office of the Attorney General
in this case. The United States District Court for
the Western District of Missouri had adopted the
Missouri Code of Professional Responsibility, "as
amended from time to time" by the Missouri Supreme
Court. W.D.Mo.R. 2(D)(2). Rule 1.11 of the Missouri
Rules of Professional Conduct, which regulates
successive government and private employment,
disqualifies a government attorney from "participat[ing]
in a matter in which the lawyer participated
personally and substantially while in private
practice or nongovernmental employment." Rule
1.11(c)(1), reprinted in Missouri Supreme Court Rule
4. The commentary accompanying that section
explicitly states that "[p]aragraph (c) does not
disqualify other lawyers in the agency with which
the lawyer in question has become associated." Under
these rules, we believe that a screening mechanism
or Chinese Wall could be implemented to avoid
disqualifying the entire Attorney General's office.
This result is consistent with academic commentary.
See, e.g., Developments in the Law: Conflicts of
Interest in the Legal Profession, 94 Harv.L.Rev.
1244, 1367-70 (1981); Comment, The Chinese Wall
Defense to Law-Firm Disqualification, 128 U.Pa.L.Rev.
677 passim (1980).
VII.
We affirm the denial of the writ
and reverse the district court's order concerning
disqualification.
******
HEANEY, Senior Circuit Judge,
concurring and dissenting.
"[H]ard cases ... make bad law."
Northern Securities Co. v. United States,
193 U.S. 197 , 400, 24 S.Ct. 436, 468, 48 L.Ed.
679 (1903) (Holmes, J., dissenting). Capital
punishment, because it receives an attention far out
of proportion to its usefulness in the criminal law,
exerts a "hydraulic pressure" on courts. Cf. id. at
401, 24 S.Ct. at 468. This is a hard case because a
21-year old woman was murdered and society
rightfully insists that someone pay for the crime.
Justice demands, however, that constitutional
standards be followed in obtaining and sustaining a
conviction. Blair advances three meritorious reasons
why the district court's judgment denying the writ
of habeas corpus should be set aside.
First, the prosecution knowingly
introduced false testimony at trial to prevent the
impeachment of the state's chief witness, Ernest
Jones, violating Blair's due process rights under
the fourteenth amendment.
Second, the trial court erred by
not giving the jury an instruction on first-degree
murder as an alternative to the charge of capital
murder. This decision, as affirmed by the Missouri
Supreme Court, violated Blair's equal protection and
due process rights.
Third, Blair's sentencing hearing
was compromised by the prosecutor's inflammatory
closing argument: he told the jury that they should
sentence Blair to death because it was cheaper to
kill him than to incarcerate him; he improperly made
reference to Blair's assertion of his constitutional
rights; and he emphasized to the all-white jury,
from which he had struck four black candidates, the
difference in race between the "attractive"
sympathetic victim and "this black man." This
argument violated the eighth amendment and the equal
protection clause of the fourteenth amendment.I.
Walter Blair was convicted of
capital murder at age twenty. The jury found that he
accepted a contract to kill a witness expected to
testify in the rape trial of Larry Jackson. The
evidence of the formation of this contract came
exclusively from the testimony of Ernest and Sharon
Jones. The Joneses testified that Blair made
statements prior to the homicide evidencing
premeditation and that as further evidence of
premeditation, Blair kept the victim's driver's
license to show the Jackson family to collect his
money.
In his statements to the police,
however, Blair confessed to kidnapping the victim so
that she would not testify at Jackson's trial. In
the statements, Blair alleges that he killed her
when she later resisted and tried to escape. The
State introduced circumstantial evidence which
established that Blair was at the victim's house
when she was kidnapped. Forensic testimony
established that the shots were fired at close range.
The murder weapon was found at the apartment of
Blair's girlfriend. There was no evidence of any
change in Blair's net worth.
Blair's theory at trial was that
Ernest Jones killed the victim; that Ernest Jones
framed Blair; and that the police, believing that
Blair was the right man, engaged in questionable
tactics to get a conviction. In particular, Blair
was able to show that the murder weapon had been
stolen five years previously by Ernest Jones. Trial
transcript, vol. 6 at 2163-65.
The victim's boyfriend, who had
been with her when she was kidnapped, identified
Ernest Jones as the kidnapper in a police lineup. Id.,
vol. 4 at 1109-12. Ernest Jones and his brother,
Fred, pawned the boyfriend's ring, which was taken
at the time of the victim's abduction. Id. at 1430.
The police traced Fred Jones from the pawn shop.
Fred Jones was arrested and initially gave Ernest
Jones' name in connection with the ring; he did not
mention Blair. Id. at 1433. The police arrested
Ernest Jones for murder. It was only after the
lineup that Ernest Jones implicated Blair. Id., vol.
5 at 1519.
At trial, Blair testified that he
had signed the statements written by the police only
because of their interrogation tactics. There was
testimony that the police were angry about this case
because the victim had previously asked for their
protection and they had refused, leading to bad
publicity and public pressure after the homicide. Id.,
vol. 6 at 1850-52. Blair testified that after his
arrest, he repeatedly requested a lawyer, but the
police refused. Id. at 1994, 1997-98.
One police officer allegedly put
a gun to Blair's head. Id. at 1999-2001. A second
officer interceded and told Blair that they only
wanted him to implicate Jackson. Id. The same
officer said that they had seven witnesses who could
name Blair as the murderer if he would not talk. Id.
at 2002. They threatened charging his girlfriend
with murder. Id. at 2003-04. Finally, they offered a
deal for twelve years incarceration if he would
testify against Jackson and promised they would
draft a statement that would result in his being
incarcerated for twelve years. Id. at 2005. In the
statement, Blair confessed to felony murder. After
signing the prepared statement, but before giving a
similar video statement, Blair encountered his
attorney in a hallway. Blair identified his lawyer
to the prosecutor and the police, but Blair and his
lawyer were physically separated by the prosecutor
and the police.
The jury disbelieved Blair and
convicted him of capital murder. In a second stage
of the proceeding, the jury voted for the death
penalty. Blair's conviction was affirmed on appeal,
State v. Blair, 638 S.W.2d 739 (Mo.1982) (en banc),
and his conviction became final on January 24, 1983
with the denial of certiorari. Blair v. Missouri,
459 U.S. 1188 , 103 S.Ct. 838, 74 L.Ed.2d 1030
(1983). His state post-conviction petition
was denied after a hearing. The district court
denied Blair's habeas petition without a hearing.
Blair v. Armontrout, 643 F.Supp. 785 (W.D.Mo.1986).
I note that the jury did not have
all the relevant information before it at the guilt
stage. First, Blair's defense attorneys failed to
call two witnesses listed in police reports as
present near the homicide scene. One would have
given a description of a man fleeing the scene
consistent with that of Ernest Jones and a
description of the fleeing man's clothing
inconsistent with the State's evidence of Blair's
attire that day. Blair v. Missouri, No. CV83-6637,
27.26 hearing transcript at 163, 183-84 (Mo.Cir.Ct.
June 20, 1983) (post-conviction review).
Second, the jury did not know that some of the
testimony of the State's star witness, Ernest Jones,
was perjured. I begin by examining the perjured
testimony.
II.
The State's chief witness, Ernest
Jones, perjured himself at trial with the knowing
complicity of the prosecutor. He testified that no
deal had been made with respect to pending charges
against him in exchange for his testimony. In fact,
leniency promises were made to Jones before trial.
The state court reviewing Blair's post-conviction
petition, however, found that there was no "deal,"
and the majority accepts this "fact finding." Both
seem to accept the erroneous premise that promises
of leniency do not constitute a deal that must be
disclosed to the defense. Even where some of the
terms of a deal remain undecided, however, promises
of leniency must be disclosed. Moreover, there is
evidence that the prosecutor deliberately deceived
the trial court and the defense to minimize the
impeachment of Jones.
A.
Ernest Jones testified that Blair
had always planned to kill the victim. Trial
transcript, vol. 5 at 1472-73. This testimony
supplied the evidence of premeditation necessary for
capital murder. At the time of trial, Jones was on
probation for a prior burglary conviction and was
under indictment for assault in the first degree,
burglary, and drug possession. Id. at 1499. These
pending charges could have led to a sentence of
twenty years or life. Missouri v. Jones, No. Cr
80-02916, sentencing transcript at 2, 9-10 (Mo.Cir.Ct.
Nov. 24, 1980); Mo.Ann.Stat. Secs. 557.021, 565.050,
569.160, 195.202 (Vernon 1979 & Supp.1990).
The defense asked for disclosure
of any deals or promises made with respect to Ernest
Jones' pending charges. Trial transcript, vol. 1 at
346; 27.26 transcript at 128. No deals or promises
with respect to the pending charges were revealed
before or during trial. It was disclosed immediately
before trial that Jones would not be charged as an
accomplice for pawning the boyfriend's ring and that
his probation would not be revoked for this act. At
trial, Jones testified under questioning from the
prosecution that no deals were made with respect to
the charges for which he was under indictment. Trial
transcript, vol. 5 at 1498.
One month after Blair's trial
ended, a plea bargain was recorded in the pending
cases against Ernest Jones by one of the prosecutors
from Blair's trial, Bell, in front of the judge who
had presided over the Blair trial. The State
dismissed the narcotic charges, reduced the assault
charges to a class B felony with a recommendation of
three years probation, and recommended no revocation
of Jones' then current probation. Missouri v. Jones,
sentencing transcript at 2-3.
Bell explained to the court that his lenient
recommendation was motivated by the cost of
incarcerating Jones out of state and by Jones'
cooperation in the Blair case:
[H]e was one of the State's star
witnesses in State of Missouri versus Walter Blair.
I had several discussions with Mr.
Jones and his attorney prior to his testifying,
telling him that I thought for tactical reasons it
would be better not to discuss the specifics of a
plea bargain in this case, but that I would make
sure and recommend a lenient disposition of this
case in exchange for his probation--or words to that
effect--or in exchange for his cooperation. Words to
that effect.
... [T]he court will recall the
testimony and the cooperation of Mr. Jones in State
of Missouri versus Walter Blair.
THE COURT: I'm reluctant to do so
but except for what happened in the Blair case I
wouldn't be willing to go along. But I have intimate
knowledge of what took place in that case and I do
remember Mr. Jones' testimony.
Id. at 4-7 (emphasis added). The
court accepted the plea bargain and Jones did not
receive any jail time for any of the offenses.
Blair again raised the
possibility of an undisclosed deal between the State
and Jones at Blair's state post-conviction hearing.
Jones' attorney, Assistant Public Defender Peter
Sterling, testified that he discussed Jones'
situation with Bell before Blair's trial. When asked
if he reached an agreement with Bell, Sterling
replied "yes and no." 27.26 transcript at 63.
According to Sterling, Bell indicated:
that Mr. Jones was going to be a
witness against Walter Blair and therefore we
weren't, between us, going to have any certain
problems in the case working it out but that he did
not want to enter into any specific agreement at
that time because of Mr. Jones' status as a State's
witness.
Id. at 64. The State then
objected to any further references to a deal,
arguing that Sterling had testified that there was
none. The court asked Sterling: "Did you reach any
agreement?" Id. Sterling replied: "I would, Your
Honor, call it a tacit agreement based on my working
relationship with Mr. Bell and we have had numerous
serious cases together." Id. The Court asked for
clarification. "THE WITNESS: In other words, there
was no words spoken from which one could state that
there was a contract. It was unspoken understanding
that at the conclusion of, Mr. Bell--THE COURT: Well,
I'm going to sustain the objection at that point,
thank you." Id. at 65. The court did not let
Sterling finish his answer or let him describe upon
what elements of their working relationship Sterling
relied.
Sterling was allowed to testify
that he told Jones that Bell had not agreed to a
specific plea bargain, but that based on their
conversations regarding Jones and on Sterling's past
dealings with Bell, Jones could expect leniency and
no jail time. Id. at 67-68; accord id. at 71; (advice
given to Jones that he would not go to jail was not
"speculative" in Sterling's view) (offer of proof).
Sterling was asked: "Did you feel that you had an
understanding with Mr. Bell that your client would
not go to the penitentiary? A. Yes I did." Id. at
68; accord id. at 72 (offer of proof); id. at 81 ("I
believe there was an understanding. There was no
specific plea agreement until after the trial."); id.
at 88-89 (understanding that Jones would not go to
the penitentiary). When asked which factors
influenced his judgment, Sterling replied, "Well
there was what you might call custom and practice....
Probably the main thing that entered into my
impressions of what we were doing is my working
relationship with Mr. Bell based on experience
working with him through dozens of cases." Id. at
69-70. The court sustained the State's objection to
further questions exploring their working
relationship and their agreements in past cases. Id.
at 71.
Next, Blair attempted to offer
evidence of similar conduct by Bell in Missouri v.
Patterson, 618 S.W.2d 664 (Mo.1981) (en banc). In
Patterson, Bell had agreed to drop burglary charges
against the State's chief witness, Woodcox, but
refused to disclose the deal to the defense. The
court sustained the State's objection to the
introduction of the Missouri Supreme Court opinion
in Patterson, reversing the conviction for Bell's
failure to disclose the agreement, and sustained
objections to Woodcox's testimony about his dealings
with Bell. 27.26 transcript at 75, 119-20. Sterling,
it turns out, represented Patterson in that case and
later represented Woodcox in his burglary case. Id.
at 75, 77.
The court sustained the State's
objection to the cross-examination of Sterling with
respect to his dealings with Bell in the Patterson
case. Id. at 76. The court also excluded testimony
from Blair's trial lawyer, who had cross-examined
Jones, on how knowledge of the deal would have
affected his strategy, questioning, and presentation.
Id. at 94-95. The State called Jones, who testified
that he had never discussed with Sterling or Bell
exchanging his testimony for leniency. Id. at 160.
The state court found that it was
not until after Blair's trial that Bell entered into
a specific plea agreement with Jones' lawyer setting
forth the number of years of probation Jones would
receive. Blair v. Missouri, No. CV83-6637, 27.26
Order at 3 (Mo.Cir.Ct. July 7, 1983). The court
found that no deals were made in this case and that
there was no prejudice. Id. at 9-11. The Missouri
Court of Appeals accepted this conclusion. Blair v.
State, No. WD 35053, Mem.Op. at 2-4 (July 31, 1984).
The federal district court did
not adopt or reject the state court fact finding,
noting that Jones' testimony that he was unaware of
any leniency promises was contradicted by the sworn
statements of Bell and Sterling. 643 F.Supp at 787.
Instead the district court decided that, based on
the state court record, there was no prejudice. Id.
at 788. The majority criticizes this approach and
does not reach the issue of prejudice. Instead, the
majority adopts the state court fact finding and
concludes that there was no deal. Ante at 1317 n. 7.
B.
On collateral review, we accord a
rebuttable presumption of correctness to state court
factual determinations. 28 U.S.C. Sec .
2254(d) (1982). We do not accord this presumption to
a state court's legal rulings or to state court
conclusions on mixed questions of law and fact.
Sumner v. Mata, 455 U.S. 591, 597, 102 S.Ct. 1303,
1306, 71 L.Ed.2d 480 (1982) (per curiam). We also do
not accord a presumption of correctness to state
findings where the material facts were not
adequately developed at the state court hearing;
where the applicant did not receive a full, fair,
and adequate state hearing; or where the findings
are not supported by the record. 28 U.S.C. Sec .
2254(d)(3), (d)(6), (d)(8).
We should not accept the state
findings in this case. First, the finding that there
was no deal is a mixed question of law and fact. It
requires a legal conclusion as to what constitutes a
"deal" which must be disclosed to the defense.
Second, the evidentiary rulings at Blair's post-conviction
hearing deprived him of a full and fair hearing, and
crucial state findings are not supported by the
record. The evidence supports the view that Bell
deliberately conducted his negotiations with a wink
and a nod in order to avoid damaging impeachment.
Initially, I accept the
majority's description of the difference between
fact questions and mixed questions of law and fact.
Fact-finding involves deciding which events will
occur or have transpired in the past, while "[m]ixed
questions involve 'the application of legal
principles to the historical facts of [a] case....'
" Ante at 1318 (quoting Cuyler v. Sullivan, 446 U.S.
335, 342, 100 S.Ct. 1708, 1714, 64 L.Ed.2d 333
(1980)). In this case, the state post-conviction
court's finding that there was no deal rests on its
erroneous view that a deal must be a finalized and
specific agreement between the prosecution and a
witness before it must be disclosed to the defense.
27.26 transcript at 64-65 (rejecting notion of a
tacit agreement).
The state is usually in a far
better position than a defendant to collect evidence.
Because the state's primary interest is in justice,
not convictions, it must disclose material evidence
favorable to the defense. In Brady v. Maryland, 373
U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), the
prosecution withheld a statement by Brady's
companion wherein he confessed to the killing for
which they were both separately tried. The Supreme
Court elaborated on the prosecutorial disclosure
required by the due process of law. "We now hold
that the suppression by the prosecution of evidence
favorable to an accused upon request violates due
process where the evidence is material either to
guilt or to punishment, irrespective of the good
faith or bad faith of the prosecution." Id. at 87,
83 S.Ct. at 1196.
The state must disclose material
evidence tending to impeach any of its own witnesses.
Giglio v. United States, 405 U.S. 150, 154-55, 92
S.Ct. 763, 766, 31 L.Ed.2d 104 (1972); United States
v. Librach, 520 F.2d 550, 553 (8th Cir.1975) (concealment
of payments made to witness); accord United States
v. Kiszewski, 877 F.2d 210, 215-16 (2d Cir.1989);
United States v. Shaffer, 789 F.2d 682, 687-89 (9th
Cir.1986); see also Mo.R.Crim.Pro. 25.03(A)(9) (disclosure
required of any information which tends to negate
the guilt of the defendant or mitigate the degree of
the offense charged).
Giglio and its progeny firmly
establish that even leniency promises must be
disclosed, because such promises provide a strong
motive for witnesses to testify according to
government expectations. In Giglio, the government's
witness testified that he had not been promised
leniency in exchange for his testimony. The United
States Attorney who tried the case, however, told
the witness that he would definitely be prosecuted
if he did not testify and that if he did testify,
the witness would be obliged to rely on the good
judgment of the Government. Giglio, 405 U.S. at
152-53, 92 S.Ct. at 765-66.
The Court reversed Giglio's
conviction for the failure to disclose leniency
promises made by the United States Attorney and by
an assistant, noting that even the statement by the
United States Attorney supported the existence of a
leniency agreement. Id. n. 4. See also Napue v.
Illinois, 360 U.S. 264, 267-68, 79 S.Ct. 1173, 1176,
3 L.Ed.2d 1217 (1959) (holding that the prosecution
should have disclosed promise of some reduction in
sentence for favorable testimony). In United States
v. Bagley, 473 U.S. 667, 105 S.Ct. 3375, 87 L.Ed.2d
481 (1985), the prosecution promised two witnesses
payment if it was satisfied with their testimony.
The Supreme Court held that the promises should have
been disclosed even though the money was not "guaranteed."
The fact that the stake was not
guaranteed through a promise or binding contract,
but was expressly contingent on the Government's
satisfaction with the end result, served only to
strengthen any incentive to testify falsely in order
to secure a conviction. Moreover, the prosecutor
disclosed affidavits that stated that O'Connor and
Mitchell received no promises of reward.... [T]he
natural effect of these affidavits would be [to]
mislead....
Id. at 683-84, 105 S.Ct. at 3384.
These Supreme Court opinions have been repeatedly
understood to require disclosure of leniency
inducements strong enough to motivate false
testimony.
It was well established at the time of trial that
prosecutors could not avoid disclosure by softening
the edges of their promises with some vagueness.
In light of these cases, it is
clear that the state courts misunderstood the
prosecution's disclosure responsibility. There was
an understanding between the parties that should
have been disclosed, even if the probation terms
were left unspecified. Bell admits, and the majority
concedes, that he made promises of leniency to Jones
in exchange for his testimony against Blair. Ante at
1319; Missouri v. Jones, sentencing transcript at 4.
The state courts made no finding to the contrary.
The record also shows that the
prosecutor intentionally elicited perjury to bolster
Jones' credibility. At trial, Bell asked Jones if he
had made any deals with respect to these charges and
Jones said no. Moreover, Bell told the court and the
defense attorneys that "[n]o deals have been
expressly or impliedly made with him concerning
those charges." Trial transcript, vol. 1 at 348. At
Jones' sentencing hearing, however, Bell admitted to
promising Jones leniency in this case but to
deliberately leaving the fine print for later for "tactical
reasons" because Jones was still to be called as a
witness.
This establishes that Bell deliberately deceived the
trial court and the defense. Bell wanted to induce
Jones to give favorable testimony, and wanted not
only to minimize Jones' impeachment, but also to
bolster Jones' credibility by having Jones deny that
there was a deal.
I would reach the same conclusion
even if this issue could somehow be characterized as
a question of pure fact. The state post-conviction
court made its conclusive determination that there
was no deal during the early part of Sterling's
testimony in response to an evidentiary objection
made by the State. Thereafter, the court excluded
relevant evidence depriving Blair of the adequate
development of the facts and a full and fair hearing.
The state court excluded from its consideration
evidence of Bell's practices, Sterling's past
dealings with Bell generally and in the Patterson
case, and Blair's trial attorney's testimony
regarding his examination of Jones. See McBryar v.
McElroy, 510 F.Supp 706, 709 (N.D.Ga.1981) (exclusions
of testimony and the absence of witnesses led to the
absence of a full and fair state hearing). Moreover,
the state courts relied on Jones' testimony that he
never discussed his pending charges in connection
with his testimony against Blair, which was
contradicted by both Sterling and Bell. Accordingly,
even if I agreed with the majority that this is a
fact question, I would nevertheless reject the state
courts' fact-finding. Any presumption of correctness
has been rebutted in this case.
C.
We must next decide the
materiality of the state's knowing use of perjured
testimony. The district court found no prejudice but
erroneously applied the materiality standard for the
simple nondisclosure of evidence. The majority does
not decide this issue. I would remand this issue to
the district court for application of the
materiality test for the knowing use of false
testimony set forth in United States v. Agurs, 427
U.S. 97, 103-04, 96 S.Ct. 2392, 2397-98, 49 L.Ed.2d
342 (1976).
"[T]he knowing use of perjured
testimony involves prosecutorial misconduct and more
importantly involves 'a corruption of the truth-seeking
function of the trial process.' " Bagley, 473 U.S.
at 680, 105 S.Ct. at 3382 (plurality) (citing Agurs,
427 U.S. at 104, 96 S.Ct. at 2397). Where the State
knowingly offers perjured testimony and does not
correct it, it is material and prejudicial if there
is any reasonable likelihood that it affected the
jury's judgment or unless it is "harmless beyond a
reasonable doubt." Id. (quoting Agurs, 427 U.S. at
103-04, 96 S.Ct. at 2397-98).
While Bagley altered the
prejudice test for the simple nondisclosure of
favorable evidence by holding that any nondisclosed
evidence is material only where it undermines
confidence in the outcome, Bagley did not reconsider
the standard for cases involving false testimony.
United States v. Foster, 874 F.2d 491, 494-95 (8th
Cir.1988) (false testimony); Brown v. Wainwright,
785 F.2d at 1465-66.
While there is little doubt in my
mind that the knowing use of Jones' false testimony
was material in this case, the appropriate action is
to remand this matter to the district court for a
full evidentiary hearing and application of the
harmless beyond a reasonable doubt standard.
There clearly is sufficient
evidence to warrant a remand. The jury did not know
that the State and Jones had made a deal under which
Jones was to be given probation for offenses for
which he could have been imprisoned for twenty years
or more. This evidence certainly was of greater
materiality than the evidence that Jones pawned the
ring; that his probation, which had only a few
months left, was not revoked; or that he had
received a reward for turning in Blair.
See Brown v. Wainwright, 785 F.2d at 1459, 1466 (this
evidence not cumulative with other impeachment
evidence because it involves new facts not known by
the jury from any other evidence).
The jury's estimate of the
truthfulness and reliability of a given witness may
well be determinative of guilt or innocence, and it
is upon such subtle factors as the possible interest
of the witness in testifying falsely that a
defendant's life or liberty may depend....
Had the jury been apprised of the
true facts, however, it might well have concluded
that Hamer had fabricated testimony in order to
curry the favor of the very State who was
prosecuting the case in which Hamer was testifying,
for Hamer might have believed that such a
representative was in a position to implement (as he
ultimately attempted to do) any promise of
consideration.
Napue, 360 U.S. at 270, 79 S.Ct.
at 1177; see also Bagley, 473 U.S. at 676, 105 S.Ct.
at 3380 ("if disclosed and used effectively, it may
make the difference between conviction and acquittal.").
Finally, the court should also consider the effect
of this error on the jury's sentence. Sufficient
doubt may have been created in the jurors' minds
about the evidence of premeditation that they might
have shied away from imposing capital punishment
even if that would have been inconsistent with their
guilt verdict.
III.
Next, Blair argues that the trial
court's failure to instruct the jury on first-degree
murder as an alternative to capital murder, together
with subsequent inconsistent decisions of the
Missouri Supreme Court addressing this instruction
issue, have violated his equal protection and due
process rights. Blair argues that his confessions
support a conviction for first-degree murder, on a
felony-murder theory, for which an instruction
should have been given.
Instead, the court gave only capital murder, second-degree
murder, and manslaughter instructions.
A.
The Missouri Supreme Court held
that Blair was not entitled to a first-degree murder
instruction because first-degree murder was not a
lesser included offense of capital murder. State v.
Blair, 638 S.W.2d at 746-47. Blair argues that the
Missouri Supreme Court's reasoning in his case is
inconsistent with its other decisions on the same
issue, violating his equal protection rights. I
agree, and begin by reviewing the relevant Missouri
statutes and decisions.
1.
Effective January 1, 1979,
Mo.Rev.Stat. Sec. 556.046 was amended to define a
lesser included offense as (1) an offense whose
elements are included in a greater offense, or (2)
an offense so defined by statute. At the time of
this homicide, August 19, 1979, Missouri law
required that in every capital case the jury "ascertain,
whether the defendant is guilty of capital murder,
murder in the first degree, murder in the second
degree, manslaughter, or is not guilty of any
offense...." Mo.Ann.Stat. Sec. 565.006.1 (Vernon
1979) (amended 1979). On September 28, 1979, an
amendment to this section took effect prohibiting
instructions on lesser included offenses of capital
murder unless supported by the evidence. Id. (repealed
1984).
The Missouri Supreme Court
affirmed that first-degree murder was a lesser
included offense of capital murder and that first-degree
murder instructions should be given where supported
by the evidence in two decisions subsequent to this
amendment. In State v. Fuhr, 626 S.W.2d 379 (Mo.1982),
the court found that the jury could have concluded
that Fuhr killed his victim while committing a
robbery on February 6, 1980. The trial court,
however, instructed the jury only on capital murder,
murder in the second degree, and manslaughter.
The Missouri Supreme Court
reversed Fuhr's capital murder conviction for the
failure to instruct the jury on first-degree murder.
Id; see also State v. Gardner 618 S.W.2d 40, 41 (Mo.1981)
(failure to give first-degree instruction held to be
error for crime committed on August 31, 1978). In
State v. Daugherty, 631 S.W.2d 637, 645 (Mo.1982),
the court held that the giving of a first-degree
murder instruction for a crime committed September
29, 1979 was proper as a lesser included offense of
capital murder despite the prosecution's failure to
charge first-degree murder.
In State v. Baker, 636 S.W.2d
902, 904-05 (Mo.1982) (en banc), cert. denied,
459 U.S. 1183 , 103 S.Ct. 834, 74 L.Ed.2d 1027
(1983), the defendant was convicted of a
capital murder committed on June 19, 1980. He
appealed, arguing that he was entitled to a first-degree
murder instruction on the basis of Gardner. The
court concluded that due to the 1979 statutory
change in Sec. 556.046, first-degree murder was no
longer a lesser included offense of capital murder.
The court reasoned that felony murder required proof
of the commission of a felony while capital murder
did not, thus the elements of the two offenses were
dissimilar. Id. at 904. Moreover, under the
September 1979 amendment to Sec. 565.006.1, a first-degree
murder instruction was no longer required unless
supported by the evidence. Id. at 905.
Later that same year, the
Missouri Supreme Court heard Blair's direct appeal.
The court applied Baker's holding that first-degree
murder was not a lesser included offense of capital
murder and affirmed Blair's conviction. State v.
Blair, 638 S.W.2d at 746-47. The court did not
address whether there was sufficient evidence to
support a first-degree instruction.
Similarly, in State v. Woods, 639
S.W.2d 818, 819 (Mo.1982), the court applied Baker
to reject the defendant's claim that he was entitled
to a first-degree murder instruction as a lesser
included offense of capital murder for a murder
committed August 13, 1979. The following year, the
Missouri Supreme Court decided State v. Betts, 646
S.W.2d 94, 96 (Mo.1983) (en banc). Betts was
convicted of capital murder for a homicide committed
during a December 2, 1979 robbery. The court
rejected his claim that he was entitled to a first-degree
murder instruction, citing to Sec. 556.046, Baker,
Woods, and Blair. "[I]t is the holding of these
cases that no first degree murder instruction is
required in a trial for capital murder committed
after January 1, 1979. Baker was in effect at the
time of trial." Id. at 96 (emphasis added). Baker
was decided in 1982 and Betts' trial took place in
1980.
Later the same year, in State v.
Goddard, 649 S.W.2d 882, 884-89 (Mo.) (en banc),
cert. denied,
464 U.S. 997 , 104 S.Ct. 495, 78 L.Ed.2d 689
(1983), the Missouri Supreme Court decided
that Baker was only prospective. The defendant was
convicted of first-degree murder, after being
charged and acquitted of capital murder, for a
murder and robbery committed in October 1980. He
appealed, arguing that it was error to instruct the
jury on first-degree murder where he had not been
charged with it in light of Baker and Blair. The
Missouri Supreme Court rejected Goddard's claim,
holding that the rule announced in Baker was to be
applied prospectively to trials from the date of
that decision. Id. at 889.
The court did not mention Blair,
Woods, or Betts, in each of which the Missouri
Supreme Court applied Baker to affirm convictions
entered before Baker was decided. Three of the seven
judges dissented. They argued that Baker could not
be only prospective because it purported to apply
Sec. 556.046 respecting lesser included offenses
which became effective in 1979. Id. at 891 (Welliver,
J., dissenting); id. at 892 (Donnelly, J.,
dissenting).
Later the same year, the Missouri
Supreme Court completely ignored Goddard in
affirming a capital conviction from a 1981 trial for
a crime committed in 1980 in State v. Williams, 652
S.W.2d 102, 112 (Mo.1983) (en banc). Williams argued
that he was entitled to a first-degree murder
instruction, but the Missouri Supreme Court declined
his claim, citing Baker.
Finally, in State v. Holland, 653
S.W.2d 670, 673-74 (Mo.) (en banc) (plurality), the
defendant was charged with capital murder and
convicted of first-degree murder in a crime
committed September 29, 1979. A plurality of the
Missouri Supreme Court rejected his claim that the
inclusion of a first-degree murder instruction by
the trial court was error. Relying on Goddard, they
noted that Baker was only prospective and thus the
instruction was permissible at the time of the trial.
One judge concurred, reasoning
that Baker should apply from January 1, 1979, but
that instructing down was error only if it was
prejudicial. Id. at 679 (Rendlen, C.J., concurring).
Three judges dissented, arguing that Baker had been
applied "retroactively or prospectively solely to
affirm the conviction before the court at the moment
... a violation of both due process and equal
protection.... The majority ... has treated
similarly situated defendants differently in a
transparent effort to avoid giving them new trials."
Id. at 679-80 (Welliver, J., dissenting).
2.
Equal protection of the law
requires that all people similarly situated be
treated alike, absent a legitimate government
interest expressed in a rational manner. Cleburne v.
Cleburne Living Center, 473 U.S. 432, 439, 105 S.Ct.
3249, 3254, 87 L.Ed.2d 313 (1985). Judicial
decisions are judged by their consistency and state
courts must abide by their constructions of their
own law. Godfrey v. Georgia, 446 U.S. 420, 432, 100
S.Ct. 1759, 1767, 64 L.Ed.2d 398 (1980).
The Missouri decisions are
inconsistent. Despite the passage of Sec. 556.046
and the amendment of Sec. 565.006.1, the Missouri
Supreme Court recognized first-degree murder as a
lesser included offense of capital murder in two
subsequent decisions, Fuhr and Daugherty. In Baker,
the court reversed itself and declared that first-degree
murder was not a lesser included offense of capital
murder. Baker was then applied retroactively in
Blair, Woods, and Betts. In Goddard, the court
changed course and announced that Baker was only
prospective, declining to apply it in Goddard's
case. Next, the court applied Baker retroactively in
Williams. Finally, the court refused to apply Baker
in Holland because Baker was only prospective. See
Rumble v. State, 741 S.W.2d 283, 284 n. 2 (Mo.Ct.App.1987)
(these decisions cannot be reconciled).
By shifting back and forth
between prospective and retrospective application of
Baker, the Missouri Supreme Court managed to affirm
the conviction in every one of these cases beginning
with Daugherty. This inconsistent application of the
law treated similarly situated defendants
differently, and unless there is a reasonable
explanation for the inconsistency, Blair's equal
protection rights were violated. "Blair's trial
occurred before Baker was decided, and thus, under
Goddard, Blair should have received an instruction
on first degree murder." Holland, 653 S.W.2d at 681
n. 1 (Welliver, J., dissenting).
Missouri argues on appeal that
there is no equal protection violation because "...
the Missouri Supreme Court was free to draw the line
in applying the new law at whatever point it
concluded to be most consistent with judicial
economy.... The court reasonably decided ... that
all appellate decisions after Baker would be held to
the Baker ruling." Brief of Respondent at 37.
I agree that the Missouri Supreme
Court may decide whether its decisions will be
prospective or retrospective. See Linkletter v.
Walker, 381 U.S. 618, 629, 85 S.Ct. 1731, 1737, 14
L.Ed.2d 601 (1965). Perhaps this remains true even
where a statute is at issue and the effect of the
court's decision is to alter the statute's effective
date. But this argument fails to come to grips with
the problem posed by these cases. While the Missouri
Supreme Court certainly can make Baker prospective,
it cannot apply its decision on the applicability of
Baker inconsistently. That is precisely what it has
done in violation of principles of equal justice and
neutral decision making. If Baker applied to every
case after the 1979 change in the statutory law, the
court would have had to reverse the convictions in
Goddard and Holland and recall the affirmance in
Daugherty. If Baker applied only prospectively to
future trials, the analysis used in affirming the
conviction in Williams was wrong, and the
affirmances in Blair, Woods, and Betts should have
been recalled.
In defending Blair's conviction,
the majority takes a different approach from the
State. The majority concludes that the court's
decisions are defensible because in some cases, a
first-degree murder instruction was given without
notice, such as Goddard and Holland. In other cases,
the defendant wanted a first-degree instruction and
was refused, such as Baker, Blair, Woods, Betts, and
Williams. In the majority's view, the first line of
cases implicates due process notice requirements,
and thus different treatment of those situations was
justified. Ante at 1328-1330. The distinction
recognized by the majority in the fact patterns of
these cases is real, but our inquiry must focus on
whether or not the legal analysis of the Missouri
Supreme Court in these cases is distinguishable. It
is not, and the majority has confused what were two
separate legal issues in Goddard and Holland.
The Missouri Supreme Court faced
two separate challenges to the first-degree murder
instructions given in Goddard and Holland: whether
the first-degree instruction violated Baker's
holding that first-degree murder was not a lesser
included offense of capital murder, Holland, 653 S.W.2d
at 673, Goddard, 649 S.W.2d at 887; and whether the
defendants' rights to notice of the charges against
them was violated when they were convicted of first-degree
murder although not charged with it. Holland, 653
S.W.2d at 673; Goddard, 649 S.W.2d at 889.
The court answered the first
claim by saying that Baker was only prospective. It
answered the notice argument by saying that because
the crimes were committed prior to Baker, there was
no prejudice from the failure to charge first-degree
murder because the defendants had notice from Fuhr
and Daugherty that the court could instruct down.
Holland, 653 S.W.2d at 673-74; Goddard, 649 S.W.2d
at 887, 889.
While the majority is correct
that the second challenge regarding notice was never
made in Baker, Blair, Woods, Betts, or Williams,
this sheds no light whatsoever on whether the
Missouri Supreme Court's decisions on the first
issue are inconsistent. In Fuhr, the court held that
first-degree murder was a lesser included offense
for a crime committed in 1980. Baker held that first-degree
murder was not a lesser included offense of capital
murder. In Woods, the court said that Baker applied
to every murder committed after January 1, 1979.
Woods, 639 S.W.2d at 96. Goddard held that Baker
applied only after Baker's publication in 1982.
Goddard, 649 S.W.2d at 889.
In Williams the court applied
Baker retroactive and ignored Goddard. These
deliberate changes in the effective date of Baker
and of Sec. 556.046 have nothing to do with the
notice problems in Goddard and Holland. Even if the
court had held that Baker was retroactive in Goddard
and Holland, it still could have rejected the notice
claim on the basis of Fuhr and Daugherty. The unique
benefit of concluding that Baker was prospective was
that the court did not have to agree with Goddard
and Holland's first challenge to the instruction,
that first-degree murder was not a lesser included
offense at the time of their trials.
Moreover, the Missouri Supreme
Court has been inconsistent in its analysis of the
notice issue. In Blair, the court rejected his
request for a first-degree instruction for the
additional reason that Blair had not been charged
with first-degree murder. "[I]t would have been
error for the trial court to have instructed on
first degree murder.... This is because due process
requires that a defendant may not be convicted of an
offense not charged in the information or indictment."
State v. Blair, 638 S.W.2d at 747. Yet in Goddard
and Holland, the court rejected this very reasoning
and held that it was not error to give the jury a
first-degree murder instruction although the
defendants had not been charged with first-degree
murder. Holland, 653 S.W.2d at 674; Goddard, 649 S.W.2d
at 889. While only one issue is before us, the
Missouri Supreme Court has been inconsistent on both.
Finally, I note that Missouri has
not been faithful to Baker in an important respect.
Under Sec. 556.046, first-degree murder instructions
were still required where supported by the evidence
even though not charged in the indictment. Yet in
Blair's case, the court never reviewed the
sufficiency of the evidence. Instead, the court
applied Baker as if Baker created the inflexible
rule that first degree could never be a lesser
included offense of capital murder. See Blair, 638
S.W.2d at 746-47.
B.
Blair was also entitled to a
first-degree murder instruction on due process
grounds, because there was sufficient evidence to
support such an instruction. There was no state
finding to the contrary.
Beck v. Alabama, 447 U.S. 625,
100 S.Ct. 2382, 65 L.Ed.2d 392 (1980), and its
progeny establish that the failure to give the jury
meaningful choices in its verdict consistent with
the evidence violates a defendant's due process
rights. In Beck, the defendant confessed to entering
the victim's home with an accomplice to commit a
robbery. He claimed that he intended to tie up the
victim, but his accomplice struck the man and killed
him. The jury was instructed only on capital murder
and convicted the defendant, sentencing him to death.
Id. at 629-30, 100 S.Ct. at 2385-86.
The Court reversed, reasoning
that the inclusion of lesser offense instructions is
necessary to insure "that the jury will accord the
defendant the full benefit of the reasonable-doubt
standard" where the defendant is clearly guilty of
some offense, but where doubt may exist as to an
element of the highest offense charged. Id. at
633-34, 100 S.Ct. at 2387-88 (citing Keeble v.
United States, 412 U.S. 205, 208, 93 S.Ct. 1993,
1995, 36 L.Ed.2d 844 (1973)).
The Court rejected Alabama's
argument that the option of a mistrial provided
adequate due process protection against improper
verdicts. Id. at 644, 100 S.Ct. at 2393. The Court
distinguished Beck in Hopper v. Evans, 456 U.S. 605,
102 S.Ct. 2049, 72 L.Ed.2d 367 (1982), where, under
the same Alabama law, the defendant did not receive
a lesser offense instruction in a capital case. The
defendant confessed to intentionally killing his
victim and requested the death penalty. Id. at
607-08, 102 S.Ct. at 2050-51. The Court affirmed his
conviction because there was no evidence to support
a conviction for any lesser offense, stressing that
Beck required other instructions only when supported
by the evidence. Id. at 610, 102 S.Ct. at 2052.
Similarly, in Spaziano v. Florida, 468 U.S. 447,
455, 104 S.Ct. 3154, 3159, 82 L.Ed.2d 340 (1984),
the Court rejected the view that Beck always
required lesser included offense instructions in
every case, where a conviction for the lesser
offense was unavailable because of the statute of
limitations.
The majority interprets Beck and
its progeny to require merely that sometimes the
jury have a "third option" in addition to conviction
or acquittal. Ante at 1326. Because Blair's jury
received second-degree murder and manslaughter
instructions, the majority finds no due process
violation. Id. It does not suffice, however, to give
second-degree murder or manslaughter instructions
when there is no support for giving the instructions
in the record. Where the alternative instructions do
not correspond to the evidence, they are of no more
benefit in avoiding the jury's dilemma than the
possibility of a mistrial. Cf. Spaziano, 468 U.S. at
455-56, 104 S.Ct. at 3159-60 ("Requiring that the
jury be instructed on lesser included offenses for
which the defendant may not be convicted, however,
would simply introduce another type of distortion
into the fact-finding process."). Nor would giving
the jury a second-degree murder or manslaughter
instruction be sufficient even if they are supported
by the evidence, if the evidence also supports a
first-degree murder instruction. Due process
requires that a jury be given all the meaningful
verdict options supported by the evidence. Spaziano,
468 U.S. at 455, 104 S.Ct. at 3159; Hopper, 456 U.S.
at 610, 102 S.Ct. at 2052; Beck, 447 U.S. at 636,
100 S.Ct. at 2389.
Accordingly, we must decide if
the evidence supported a first-degree murder
instruction. Under Missouri law, there is sufficient
evidence to support an instruction where the jury
could reasonably find the elements of the offense on
the basis of the evidence submitted. Daugherty, 631
S.W.2d at 639; Fuhr, 626 S.W.2d at 379. ("Instructions
must be supported by substantial evidence and
reasonable inferences to be drawn therefrom.").
First-degree murder under Missouri law was a
homicide committed in the course of enumerated
felonies without premeditated intent. Mo.Ann.Code
Sec. 565.003 (Vernon 1979) (repealed 1984).
The victim's boyfriend testified
that Blair told him when Blair kidnapped the victim
that he was not going to harm her. Trial transcript,
vol. 4 at 1079. Blair left the boyfriend unharmed,
and told the boyfriend, as he left with the victim
in her car, that he was not going to tie the
boyfriend up or rip out the phone. Id. at 1088.
Blair's confessions recited that he told the victim
in the car that he was going to hold her for a few
days to prevent her from testifying. Id., vol. 6 at
1980; video statement at 24. When they exited the
car, she tried to escape and he killed her. Id. at
25.
The State introduced these
confessions as evidence of Blair's guilt but argued
that, in fact, he had always intended to kill her,
relying on Jones' testimony. The physical evidence
established only that Blair was at the victim's
apartment and at the scene of the murder. The
forensic testimony indicated that she was killed at
close range. In light of the impeachment that was
made of the State's witnesses (and could have been
even more effectively but for the perjured
testimony), the jury could have reasonably decided
to credit the confessions fully. Compare Gardner,
618 S.W.2d at 41 (first-degree murder instruction
required where defendant kidnapped and raped the
victim, then had her killed without provocation).
Moreover, the trial court did
give second-degree murder and manslaughter
instructions. If there was sufficient evidence to
support these instructions, there was sufficient
evidence to believe that the killing was not
premeditated and that kidnapping was the original
plan. Accordingly, there was sufficient evidence to
support a first-degree murder instruction. Such an
instruction might have recited that Blair was guilty
of first-degree murder if the jury found that Blair
shot and killed her, that he did so in the course of
a kidnapping, and that he did so to prevent
detection of the kidnapping or to prevent the escape
of the victim. The penalty for first-degree murder
at the time of Blair's trial was life imprisonment.
Mo.Ann.Stat. Sec. 565.008.2 (Vernon 1979) (repealed
1984).
Had the jury credited the
confessions, it might not have found that the crime
was adequately defined by the second-degree murder
instruction. Second-degree murder was defined as all
other kinds of murder, including reckless killings,
murder in the heat of passion, and homicides
committed during crimes other than those listed as
predicates for first-degree murder. Mo.Ann.Stat. Sec.
565.004 (Vernon 1979) (repealed 1984). Second-degree
murder was punishable by not less than ten years in
prison. Mo.Ann.Stat Sec. 565.008.2 (Vernon 1979) (repealed
1984).
The jury was instructed that they
could find second-degree murder if they found that
Blair caused the victim's death by shooting her,
that he intended to shoot her, and that he did not
do so in fear of her actions. Instruction 8. There
was no reference to the kidnapping or to the attempt
to prevent her from testifying. This instruction did
not capture the idea that the killing occurred in
furtherance of another crime or that Blair killed
her to prevent detection or escape.
If a juror had reasonable doubts
about the State's evidence of premeditation, but
believed that Blair killed her in the course of a
kidnapping, there was no appropriate verdict that
described this conduct. The second-degree
instruction failed to describe a criminal purpose
for the killing, and the capital instruction
required premeditation that preceded the kidnapping.
In this case, due process required that the jury be
given the option of choosing first-degree murder
consistent with the confessions. It is not necessary,
nor does Blair request, that every lesser included
offense of murder have an instruction in every case.
IV.
Finally, I agree with Blair that
the prosecution's closing argument at the penalty
stage was improper and prejudicial.
The initial jury panel of ninety-seven
had seventeen African-American jurors. Twelve were
excluded because of their reservations about the
death penalty. One knew the defendant. The last four
were struck by the prosecution. Trial transcript,
vol. 6 at 1986. The jury, drawn from Kansas City,
was thus all white. In his closing statement at the
penalty phase, the prosecutor focused on the
personal characteristics of the white victim and the
race of the defendant. He told the jury:
I want to talk with you for just
a few minutes about the two principal actors in this
case. Kathy Jo Allen, an attractive, 21-year-old
girl, striving to be an artist, going to the Kansas
City Art Institute, working part time to help
support herself and pay for her education. And she
was viciously raped while in the supposed safety of
her own home last April, as we all heard. She was
nearly killed in that rape, but she had the courage
to come forward....
Then, again, the supposed safety
of her own home was invaded by this defendant,
Walter Junior Blair. Can you imagine her state of
mind when she woke up at 6 o'clock that morning,
staring into the muzzle of a gun held by this black
man?
Trial transcript, vol. 7 at
2314-15. After reviewing the crime, the prosecutor
explained that the jury could choose execution or
life imprisonment for fifty years. The prosecutor's
first argument for choosing between them was: "Why
should we as taxpayers have to house this man for
fifty years? Why should we have to feed him three
meals a day for fifty years, clothe him for fifty
years, furnish him recreation, medical care?" Id. at
2317. The prosecutor then immediately made negative
reference to Blair's assertion of his constitutional
rights during trial.
In three respects, the
prosecutor's closing argument violated the rule that
the sentencing decision focus on the characteristics
of the defendant and the circumstances of the crime.
First, the prosecution's "taxpayer" argument was
designed to inflame the jury and was unrelated to
the personal characteristics of the defendant. It
also relied on facts not in evidence. Next, the
prosecution is not permitted to make adverse comment
on the defendant's assertion of his constitutional
rights. Finally, the prosecutor impermissibly
focused the all-white jury's attention on the race
of the defendant. Each of these prejudicial
arguments violated constitutional principles clearly
established before Blair's conviction became final.
A.
The Supreme Court has time and
again declared that the eighth amendment prohibits
arbitrariness in the imposition of the death penalty
and that sufficient reliability can be attained only
through the jury's individualized consideration of
the defendant. Individualized consideration has long
meant a focus on the characteristics of the offender
and the circumstances of the offense, together with
an avoidance of arguments that play upon
undifferentiated fears of the jury. "[W]e cannot
avoid the conclusion that an individualized decision
is essential in capital cases. [Each defendant is
entitled to] that degree of respect due the
individual. [I]ndividualized consideration [is] a
constitutional requirement in imposing the death
sentence." Lockett v. Ohio, 438 U.S. 586, 605, 98
S.Ct. 2954, 2965, 57 L.Ed.2d 973 (1978) (plurality
opinion of Burger, J.); accord Zant v. Stephens,
462 U.S. 862 , 879, 103 S.Ct. 2733, 2744, 77
L.Ed.2d 235 (1982) (collecting cases);
Pennsylvania v. Ashe, 302 U.S. 51, 55, 58 S.Ct. 59,
60, 82 L.Ed. 43 (1937).
In reviewing death sentences, the
Supreme Court has acted to "ensure that the prisoner
sentenced to be executed is afforded process that
will guarantee, as much as is humanly possible, that
the sentence was not imposed out of whim, passion,
prejudice, or mistake." Eddings v. Oklahoma, 455 U.S.
104, 118, 102 S.Ct. 869, 878, 71 L.Ed.2d 1 (1982) (O'Connor,
J., concurring). All the evidence submitted to the
jury during sentencing must have "some bearing on
the defendant's 'personal responsibility and moral
guilt.' " Booth v. Maryland, 482 U.S. 496, 502, 107
S.Ct. 2529, 2532, 96 L.Ed.2d 440 (1987) (quoting
Enmund v. Florida, 458 U.S. 782, 801, 102 S.Ct.
3368, 3379, 73 L.Ed.2d 1140 (1982)).
The majority concedes that the
prosecutor's argument that Blair should be put to
death rather than imprisoned at the public's expense
violated Blair's eighth amendment rights by
deflecting focus from the crime and the defendant.
Ante at 1322, 1323 (citing Zant ). The prosecutor's
argument was improper because it included
generalized and inflammatory sentiments about
incarceration that have little to do with the
propriety of selecting Walter Blair in particular
for death. Zant, 462 U.S. at 879, 103 S.Ct. at 2744;
see State v. Muskus, 158 Ohio St. 276, 109 N.E.2d 15
(1952) (taxpayer argument violates the Constitution).
Cost is not accepted as a constitutional
justification for the death penalty. Gregg v.
Georgia, 428 U.S. 153, 183-87, 96 S.Ct. 2909,
2929-31, 49 L.Ed.2d 859 (1976). The prosecutor's
subsequent statement, pointing out that Blair was
represented by counsel and had fully asserted his
rights, buttressed his costs argument and adversely
commented on Blair's assertion of his rights. See,
e.g., Griffin v. California, 380 U.S. 609, 85 S.Ct.
1229, 14 L.Ed.2d 106 (1965) (adverse comment
prohibited).
The majority insists, however,
that despite having used eighth amendment standards
to determine the propriety of the argument, we
cannot use eighth amendment standards to judge the
legal consequence of the prosecutor's argument. Ante
at 1323. Instead, it employs the weaker due process
standard described in Newlon v. Armontrout, 885 F.2d
1328, 1336-37 (8th Cir.1989), cert. denied, --- U.S.
----, 110 S.Ct. 3301, 111 L.Ed.2d 810 (1990).
There is a substantial difference
between the two legal standards. Under the eighth
amendment, we must decide if the type of statement
made at sentencing is "inconsistent with the
reasoned decision-making we require." Booth, 482 U.S.
at 508-09, 107 S.Ct. at 2536 ("the formal
presentation of this information by the state can
serve no other purpose than to inflame the jury and
divert it from deciding the case on the relevant
evidence."). Instead, the majority would place the
burden on the defendant to prove that the
prosecutor's deliberate misconduct made the entire
sentencing proceeding unfair and, absent the error,
the outcome would have been different. Ante at 1324.
This places the risk of our uncertainty as to the
jury's thinking on the defendant. It also risks
continuing intentional misconduct by prosecutors. I
disagree with the majority's analysis, and I believe
that it is unsupported.
The eighth amendment governs not
only the permissible scope of the penalty proceeding,
it also provides the consequences for errors during
the penalty proceeding. Three recent Supreme Court
decisions have evaluated the legal effect of closing
arguments at the penalty phase under the eighth
amendment. South Carolina v. Gathers, 490 U.S. 805,
109 S.Ct. 2207, 2210, 104 L.Ed.2d 876, 882 (1989);
Booth, 482 U.S. at 501-03, 107 S.Ct. at 2532-33;
Caldwell v. Mississippi, 472 U.S. 320, 329-30, 105
S.Ct. 2633, 2639-40, 86 L.Ed.2d 231 (1985). The
majority focuses on only Caldwell. Comparing
Caldwell with Darden v. Wainwright, 477 U.S. 168,
106 S.Ct. 2464, 91 L.Ed.2d 144 (1986) (due process
standards applied to prosecutorial statements at
guilt phase), the majority concludes that the eighth
amendment determines the legal consequences of a
misstatement only where the statement misleads the
jury into thinking that they are not ultimately
responsible for imposing the death penalty. Ante at
1323-1324.
The majority neglects to consider
that Gathers and Booth also applied the eighth
amendment to errors that did not mislead the jury as
to its role in the sentencing process. In Booth, the
Court held that the use of victim impact statements
was unconstitutional under eighth amendment
standards. 482 U.S. at 508-09, 107 S.Ct. at 2535-36.
The Court did not shift the onerous burden of proof
proposed by the majority onto the defendant to prove
the effect of the error on the jury's thinking.
Instead, the Court reversed
Booth's sentence, concluding that the type of error
at issue "creates an impermissible risk that the
capital sentencing decision will be made in an
arbitrary manner." Id. at 505, 107 S.Ct. at 2534.
Similarly, in Gathers, the Court reversed a
conviction on eighth amendment grounds where the
prosecutor read from a religious tract the victim
happened to be carrying at the time of his death.
490 U.S. at ---- - ----, 109 S.Ct. at 2210-11, 104
L.Ed.2d at 882-83.
In neither case did the error mislead the jury as to
its role.
The due process clause, rather
than the eighth amendment, controls the content of
prosecutorial statements made at the guilt phase.
Darden, 477 U.S. at 178-82, 106 S.Ct. at 2470-72.
This court's opinion in Newlon, relied upon by the
majority, properly noted that in considering a
closing argument at the penalty stage, both clauses
of the Constitution must be considered.
We cannot agree with the State's
argument that the district court's use of both
eighth amendment and fourteenth amendment analysis
somehow renders its decision improper. Rather, we
find that the eighth amendment analysis bolstered
the district court's finding of a due process
violation. As the Tenth Circuit has stated, "[a]
decision on the propriety of a closing argument must
look to the Eighth Amendment's command that a death
sentence be based on a complete assessment of the
defendant's individual circumstances...."
Newlon, 885 F.2d at 1337 (quoting
Coleman v. Brown, 802 F.2d 1227, 1239 (10th
Cir.1986), cert. denied,
482 U.S. 909 , 107 S.Ct. 2491, 96 L.Ed.2d 383
(1987)).
The impropriety of the standard
urged by the majority, that Blair prove that the
jury would not have given him the death penalty
absent the improper argument, is further
demonstrated by the type of judgment that must be
made in a capital case. It is difficult, if not
impossible, in any type of case for us to be certain
which factors influenced a jury's verdict. We do not
know the individual jurors. We do not know what went
through their minds as each heard the arguments of
counsel.
We are nevertheless frequently
called upon to assess what effect more or less
evidence would have had on a jury's deliberations
with respect to a civil verdict or a defendant's
guilt or innocence. We review the evidence and
arguments and weigh the probable effect of additions
and subtractions. We decide whether there was more
than enough evidence of guilt. There are sometimes
hard cases, but our review of the sufficiency of the
evidence in many cases is not prohibitively
difficult because we must decide only how a
reasonable juror would view the evidence.
These difficulties are compounded,
however, when we are called upon to decide why
twelve individuals decided to impose the death
penalty. We are not reviewing the sufficiency of
tangible evidence. "[A] wider range of
considerations enters into" this judgment. Zant, 462
U.S. at 883, 103 S.Ct. at 2746. In no other decision
are the individual cultural differences among jurors
more apparent. In no other type of judgment are the
influential factors so likely to be personal,
unstated, and at times unrelated to the particular
evidence. We do not know how many jurors thought
this was a close case before finally voting for
capital punishment.
We can never be sure that the
stated aggravating factors were the decisive ones;
nor are we entitled to presume that they were. While
the aggravating circumstances considered by the jury
are seemingly substantial in differentiating between
murderers, we know that a prosecutor's appeals to
public prejudices are also powerful. Even in the
face of aggravating circumstances, we must not
underestimate the effect of these prejudices--prejudices
proscribed from the jury's consideration by law, but
summoned into Blair's hearing by this prosecutor.
Under eighth amendment standards,
the prosecution's argument regarding incarceration
expense and the defendant's constitutional rights
was prejudicial. These arguments introduce a real
danger of arbitrariness into sentencing hearings and
are inconsistent with the type of decision making
required. Blair recites polling information that the
cost of incarceration is a significant reason why
many people in this country support the death
penalty. Appellant's Brief at 30.
Moreover, many citizens have
never visited a prison and mistakenly believe that
criminals are coddled. In light of the prejudice
these types of argument evoke, Blair need not assume
the impossible task of proving that this jury would
have reached a different conclusion absent this
argument. We are unable to know what the jury would
have done, and Blair should not bear the risk of our
uncertainty. "[A]n appellate court ... is wholly ill-suited
to evaluate the appropriateness of death in the
first instance. Whatever intangibles the jury might
consider in its sentencing determination, few can be
gleaned from an appellate record." Caldwell v.
Mississippi, 472 U.S. at 330, 105 S.Ct. at 2640.
Because "the penalty of death is
qualitatively different from a sentence of
imprisonment ... there is a corresponding difference
in the need for reliability in the determination
that death is the appropriate punishment in a
specific case." Woodson v. State of North Carolina,
428 U.S. 280 at 305, 96 S.Ct. 2978 at 2991, 49 L.Ed.2d
944 (1976) (plurality); accord Zant, 462 U.S. at
884-85, 103 S.Ct. at 2746-47;
Eddings, 455 U.S. at 117, 102 S.Ct. at 878 (O'Connor,
J., concurring).B.
The prosecutor also introduced
racial prejudice into the sentencing process by
discussing the race of the defendant and speculating
on the victim's fear at seeing "this black man" with
a gun.
His argument carefully played upon white fear of
crime and the tendency of white people to associate
crime with blacks. This is an exceedingly powerful
image in our society. It is perpetrated by the media
and perpetuated by manipulative politicians. It
leads white people to cross the street when they see
an African-American coming and to speed up when they
walk nearby. It reinforces racial stereotypes that
reverberate in employment decisions, housing
decisions, and in the minds of African-Americans who
feel that they will never live to see a better day
in this country.
Race plays an especially
influential role in capital sentencing decisions. In
McCleskey v. Kemp, 481 U.S. 279, 286, 107 S.Ct.
1756, 1763, 95 L.Ed.2d 262 (1987), the defendant
introduced evidence that "the death penalty was
assessed in 22% of the cases involving black
defendants and white victims; [and] 8% of cases
involving white defendants and white victims." The
Court rejected the defendant's fourteenth amendment
equal protection claim only because he was unable to
produce any indicia that race was a factor in his
own case. Id. at 292-93, 107 S.Ct. at 1766-67. The
Court did not refute the claim that even without any
direct comment on race, juries are three times
likelier to impose the death penalty on a black who
kills a white as they are to give the same penalty
to a white defendant.
In this case, the prosecution did
explicitly comment on the defendant's race,
massaging the conscious and subconscious thoughts of
the jury. It does not take much to summon such a
powerful image. Indeed, the effectiveness of his
appeal might have been compromised had it been more
forthright. Moreover, while Batson challenges to a
prosecutor's use of peremptory strikes against black
jurors cannot be made retroactively,
the prosecution's exclusion of all of the qualified
black jurors in this case is strong circumstantial
evidence of discriminatory purpose. See Batson v.
Kentucky, 476 U.S. 79, 93-94, 106 S.Ct. 1712,
1721-22, 90 L.Ed.2d 69 (1986) (prima facie case of
equal protection violation established by exclusion
of the four qualified black jurors).
Any invitation to racial
prejudice in the criminal process is clearly
prohibited by the fourteenth amendment. Rose v.
Mitchell, 443 U.S. 545, 555-56, 99 S.Ct. 2993,
2999-3000, 61 L.Ed.2d 739 (1979).
[A] prosecutor 'should not be
permitted to summon that thirteenth juror, prejudice.'
Racial prejudice can violently affect a juror's
impartiality and must be removed from the courtroom
proceeding to the fullest extent possible....
Thus, the purpose and spirit of
the fourteenth amendment requires that prosecutions
in state courts be free of racially prejudiced slurs
in argument. The standard for state prosecution in
this regard is thus as high as the rigorous standard
required of the federal courts by the fifth
amendment's due process clause.
United States v. McKendrick, 481
F.2d 152, 157-59 (2d Cir.1973) (quoting United
States v. Antonelli Fireworks,
155 F.2d 631, 659 (2d Cir.1946) (Frank,
J., dissenting), cert denied,
329 U.S. 742 , 67 S.Ct. 49, 91 L.Ed. 640
(1946)). "Even if brief, use of race as a
factor in a closing argument obviously would be
improper ..." Brooks v. Kemp, 762 F.2d 1383, 1413
(11th Cir.1985) (en banc), cert. granted and
judgment vacated,
478 U.S. 1016 , 106 S.Ct. 3325, 92 L.Ed.2d 732
(1986), on remand, 809 F.2d 700 (11th Cir.)
(en banc) (per curiam), cert. denied,
483 U.S. 1010 , 107 S.Ct. 3240, 97 L.Ed.2d 744
(1987). A reversal of Blair's sentence is
required if race played any part in his trial. See
Rose, 443 U.S. at 556-59, 99 S.Ct. at 3000-02 (reversing
the defendant's conviction because of discrimination
in the selection of grand jury foreman despite the
defendant's subsequent conviction by a separate jury).
V.
In criminal cases, the government
must wear two hats. The prosecutor must act as an
advocate, although he or she is repeatedly cautioned
to put ahead of partisan success observance of the
law--not the law as it might be stretched in one
direction, but the law as it is interpreted with
considerations of justice and fairness. Courts must
act as a neutral and sometimes unpopular check and
balance against the weight of unrestrained
prosecutorial partisanship. When neither do their
job, justice and law are not left on speaking terms.
The failure to give a first-degree
murder instruction and the inconsistent treatment of
this issue by the Missouri Supreme Court require
that Blair be given a new trial. Even if it were
assumed that there was no instructional error, the
concealment of the perjured testimony, together with
the prosecution's deliberate elicitation of it to
bolster Jones' credibility, require that this matter
be remanded to the district court to determine
whether the concealment and perjury were harmless
beyond a reasonable doubt. Finally, even if it were
assumed that the perjury was not grounds for a
remand, the prosecutor's appeals to social and
racial prejudice justify a new sentencing hearing.
For the reasons stated, I dissent.
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