Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
ANGOLA — Convicted child rapist and murderer Gerald
J. Bordelon died Thursday night by lethal injection after expressing
remorse for his crimes and apologizing profusely to the victim’s
family, Louisiana State Penitentiary Warden Burl Cain and media
witnesses said. Bordelon, 47, was pronounced dead at 6:32 p.m., a few
minutes after being administered three drugs to put him to sleep, stop
his breathing and stop his heart, Cain said.
A Livingston Parish jury convicted Bordelon of
first-degree murder and sentenced him to death in 2006 for kidnapping,
molesting and killing his 12-year-old stepdaughter, Courtney LeBlanc,
in November 2002.
Bordelon was a two-time sex offender on parole when
he kidnapped LeBlanc from his estranged wife’s mobile home on Linder
Road north of Denham Springs on Nov. 15, 2002. He said in a taped
confession that he took the girl to Mississippi, where he said he
forced her to perform oral sex on him. Investigators found LeBlanc’s
body 11 days later when Bordelon led them to a wooded area on the East
Baton Rouge side of the Amite River near Denham Springs. She had been
strangled to death.
Associated Press reporter and execution witness
Melinda Deslatte said Bordelon specifically addressed LeBlanc’s mother,
sister and uncle before they witnessed the execution. “I’m sorry. I
don’t know if that brings any closure or peace. It should have never
happened, but it did and I’m sorry,” Deslatte quoted Bordelon as
saying.
Livingston Parish News Managing Editor Mike Dowty,
another execution witness, said Bordelon seemed more focused about the
“things between the family and his family” than on his death.
Bordelon was the 28th person executed for murder in
Louisiana since executions resumed in 1983 following a 1972 U.S.
Supreme Court decision that threw out all existing death penalty laws
in the nation. Bordelon was the eighth executed by lethal injection
and the first in modern times to die without exercising his
constitutional rights to appeal his conviction and sentence. Before
Bordelon’s death, Louisiana’s last execution occurred in May 2002.
Angola spokeswoman Cathy Fontenot said 81 prisoners
remain on Death Row at Angola, and two women condemned to die are
housed at Louisiana Correctional Institute for Women at St. Gabriel.
Television reporter Chris Nakamoto, who also witnessed the execution,
said Bordelon wore a gold cross on a chain that his daughter had given
him. Bordelon gave his daughter a necklace with a cross made by an
Angola inmate.
In a written statement read by his attorney, Jill
Craft, Bordelon said the murder “shouldn’t have happened.” “Courtney’s
family suffered; my family has suffered. I feel like I am doing the
right thing by standing up and taking responsibility,” Bordelon wrote.
Craft said Bordelon confessed to other criminal activity during her
visits with him, but she said she was not at liberty to disclose them.
Bordelon spent the earlier part of his last day at
Angola visiting with family members until 3 p.m., and then ate his
last meal of fried sac-a-lait, crawfish étouffée, a peanut butter and
jelly sandwich and cookies, sharing the meal with Cain, his attorney
and spiritual adviser and several other Angola officials.
Cain described Bordelon as “very upbeat, cheerful
and very remorseful” during the meal. “He ate. Most other (prisoners
facing execution) just play with their food. He ate heartily,” the
warden said. Bordelon watched out a window as his family left the area
to stay at a chapel at another part of the prison, Cain said.
Cain said Bordelon talked about LeBlanc during his
meeting with him near the death chamber. “All he said about Courtney
is, ‘I did it, I’m guilty and nobody else had anything to do with it,’
” Cain said.
The state Supreme Court ruled in October that
Bordelon was competent to waive his appeals in state and federal
courts, saying testimony from psychiatrists who examined him excludes
the possibility that his waiver was influenced by brain damage, mental
retardation or personality disorders that impair cognitive function.
The testimony also excludes the possibility that Bordelon’s decision
was the “product of despair and suicidal ideation,” the high court’s
opinion says.
At the same time, the Supreme Court reviewed the
death sentence, finding that it was not excessive because the jury
found that the girl was killed during the commission of aggravated
rape and second-degree kidnapping.
When he married Jennifer Kocke, the victim’s mother,
in 2001, Bordelon’s parole terms prohibited him from having contact
with minors. The state Parole Board, however, modified the terms of
his parole to allow unsupervised contact with minors as long as the
parent or guardian knew of his sex crime history.
He was sentenced to 10 years in prison after
pleading guilty in 1982 to sexual battery, and he was sentenced to 20
years in prison for his 1990 conviction for forcible rape and two
counts of aggravated crime against nature.
Bordelon and Kocke soon separated after LeBlanc and
her sister told their mother that Bordelon touched them
inappropriately, but Kocke remained in contact with Bordelon after the
split, the state Supreme Court’s opinion says.
Kocke was convicted of child abuse by a Mississippi
jury for failing to keep Bordelon away from her children. Kocke
received a suspended five-year sentence, with five years of probation.
State v. Bordelon, 2009 WL 3321481 (La.
October 16, 2009) (Direct Appeal).
Background: Defendant was convicted in the 21st
Judicial District Court, Parish of Livingston, Bruce C. Bennett, J.,
of first degree murder and was sentenced to death. Defendant, in his
own right and through counsel, filed motion to waive direct appeal.
The Supreme Court deferred action and remanded with instructions. On
remand, the district court convened a sanity commission and found
defendant competent to waive his appellate rights and to proceed to
execution.
Holdings: The Supreme Court held that: (1) a
capital defendant possesses the right to make a knowing and
intelligent waiver of his right to direct appeal; (2) a capital
defendant's right to intelligently waive his right of review does not
discharge Supreme Court's independent duty to review every death
sentence for excessiveness; (3) clear and convincing evidence
supported finding that defendant was competent to make a knowing and
intelligent waiver of his right to appeal; and (4) imposition of death
penalty was warranted under the circumstances of the case.
Appeal dismissed; case remanded for execution of
sentence.
On Appeal from the 21st Judicial District Court
Parish of Livingston, Honorable Bruce C. Bennett, Judge.
PER CURIAM.
The Court has before it a motion by defendant, in
his own right and through counsel, to waive direct review of his
conviction for first degree murder and sentence to death in accord
with his expressed desire to forego any and all post-verdict and post-conviction
remedies and to proceed directly to execution. Although well over 100
defendants have to one extent or another waived direct review of their
convictions and death sentences in the other 35 state jurisdictions
providing for capital punishment,FN2 Gerald Bordelon is only the
second defendant in this state to assert a waiver of his right to
appeal in a capital case since Louisiana adopted the bifurcated
capital sentencing procedures approved by the Supreme Court in Gregg
v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976). He is
also the first to do so from the day that the district court formally
sentenced him to death.FN3 The question of whether, to what extent,
and under what circumstances, a defendant may waive appellate review
of his conviction for a capital crime and sentence to death in
Louisiana is squarely before the Court.
The state charged defendant by grand jury
indictment returned on January 9, 2003, with first degree murder
following discovery of the body of his 12-year-old stepdaughter,
Courtney LeBlanc, in a wooded area by the Amite River west of Denham
Springs, Louisiana. The state alleged that she had died during the
commission of an aggravated or forcible rape, or second degree
kidnapping. She had disappeared from the trailer in which she lived
with her mother and a younger sister outside of Denham Springs, in
Livingston Parish, on the morning of November 15, 2002, and the police
did not find her body until the late afternoon of November 26, 2002,
when defendant led them to a riverside location across the parish line
in East Baton Rouge Parish. Defendant subsequently confessed in the
Detective Unit of the East Baton Rouge Parish Sheriff's Office that he
had entered the trailer on the morning of November 15, 2002, abducted
Courtney with the aid of a knife he had grabbed in the kitchen,
transported her in his car to Mississippi where he forced her to have
oral sex, then drove back to Louisiana and strangled her to death on
the banks of the Amite River, concealing her body in the heavy
underbrush.
After trial by jury in June, 2006, defendant was
found guilty as charged. The penalty phase that followed began with a
waiver by defendant of his right to present mitigating evidence,
although the defense had actively contested the state's case at the
guilt stage on the premise that Courtney's mother, Jennifer Kocke,
defendant's wife, had actually committed the murder and then given him
directions to find where she had hidden the body of her child, and
that defendant had then confessed to the crime to spare his wife.
Following a brief penalty phase, the jury returned a sentence of death
following deliberation of less than an hour. The jury found as an
aggravating circumstance that the victim had died during the
commission or attempted commission of aggravated rape or second degree
kidnapping. La.C.Cr.P. art. 905.4(A)(1).
On November 6, 2006, the date set for formal
sentencing, defendant filed his first of several motions to waive
direct appeal. In that pro se motion, defendant asserted his right to
waive direct appeal and any subsequent post-conviction proceedings but
acknowledged that he could not waive this Court's Rule 28 review and
he therefore asked the trial court to lodge the record on appeal in
this Court solely for that purpose. In support of his motion,
defendant personally addressed the court as follows:
I don't think I'm wrong according to what the
Louisiana Code of Criminal Procedure states. The right of an appeal
provided by the capital defendants in the Louisiana Code of Criminal
Procedure, Article 912.1, it's just that. It's a right. Rights can be
waive[d], just like I had the right to remain silent throughout the
whole trial. Just like I had the right not to put up mitigating
evidence at the sentencing phase of the trial. I had those rights.
That's my right. And my right is also to waive any right of appeal.
The Louisiana Criminal Code of Procedure clearly
states that. Article 5, as I'm sure you're aware of, ‘shall,’ is
mandatory, ‘may,’ is permissive. The word, ‘may,’ is used in article
912.1. It states, ‘The defendant may appeal to the Supreme Court from
a judgement in a capital cases in which a sentence of death actually
has been imposed. ‘Shall,’ is mandatory. ‘May,’ is not....
905.9 and 905.9.1 require a review for excessive
sentence of a death sentence by the Louisiana Supreme Court. That's
mandatory, but it's mandatory that they review the excessive sentence,
not an appeal. That's the only thing that's mandatory is for them to
rule whether or not the sentence is excessive or not.... I don't think
I'm wrong on that. I think I have a right to waive it, and that's what
I'd like to do.
After considering and denying a motion for a new
trial filed and argued by the Capital Appeals Project of Louisiana
over defendant's objection, and after formally sentencing defendant to
death, the trial court then addressed the motion to waive appeal and
denied it. “[I]t's my understanding and belief that the law in
Louisiana requires an appeal,” the trial judge informed defendant,
“and so an appeal you shall get.” The court then signed a motion for
appeal filed by the Capital Appeals Project.
The record on appeal was lodged in this Court on
March 13, 2007. On the following day, this Court received a motion
from Jill Craft, a private attorney in Baton Rouge representing
defendant's interests, asserting his right to waive the appeal. The
motion attached defendant's pro se motion to waive his appeal filed in
the district court and an affidavit by defendant attesting that he
persisted in his desire to waive appeal and articulating the reasons
why he wished to terminate appellate review of his conviction and
sentence, namely, that he is guilty of the crime for which he has been
convicted, that he has no desire to prolong the pain he has inflicted
on the victim's family and his own family, and that he would commit
the same crime again if ever given the chance. Craft's motion also
conceded that despite defendant's waiver of his appellate rights,
“pursuant to La.C.Cr.P. art. 905.9, the Court is obligated to perform
an excessiveness review.”
Shortly thereafter, the Court received a motion
from the Capital Appeals Project seeking to enroll formally as counsel
of record on appeal for defendant and requesting that this Court refer
defendant's motion to waive appeal to the merits of the appeal. This
Court deferred acting on defendant's motion to dismiss his appeal,
denied the Capital Appeal Project's request to refer defendant's
motion to the merits, and deferred acting on the Project's motion to
enroll as counsel for defendant. The Court remanded the case to the
district court with instructions that the court convene a sanity
commission for purposes of determining the defendant's competency to
make a knowing and intelligent waiver of his capital appeal. State v.
Bordelon, 07-0525 (La.5/7/07) (unpub'd).
In compliance with this Court's remand order, the
trial court appointed a sanity commission composed of Drs. Jose
Artecona and Herbert W. LeBourgeois, both psychiatrists employed by
the Tulane University School of Medicine. The court also enlarged the
scope of our remand order by directing the psychiatrists to determine
whether defendant is competent to proceed to execution, i.e., whether
he understands that he is to be executed and the reason why he is to
suffer that penalty. See La.R.S. 15:567.1; Ford v. Wainwright, 477 U.S.
399, 106 S.Ct. 2595, 91 L.Ed.2d 335 (1986). The psychiatrists
conducted a wide-ranging investigation including extensive interviews
with defendant and reported to the court that defendant is competent
to make a knowing and intelligent waiver of his appeal and otherwise
competent to act in his own interest although he fully understands he
is to be executed for the murder of Courtney LeBlanc. After a hearing
conducted on July 3, 2007, at which both psychiatrists testified, the
district court found defendant competent to waive his appellate rights
and to proceed to execution, and ordered the record of the competency
proceedings lodged in this Court as a supplemental record on appeal.
Defendant was represented at that hearing by Ms. Craft. The court had
formally enrolled her in April, 2007, as counsel of record for
defendant, thereby relieving the Capital Appeals Project of any duty
to represent him on appeal.
On December 10, 2008, this Court then issued an
order directing counsel for the state and defendant to brief specific
questions raised by defendant's stated desire to waive his appellate
rights and post-conviction remedies to the fullest extent permitted by
law. State v. Bordelon, 07-0525 (La.12/10/08)(unpub'd). In particular,
the Court directed the parties to address: (1) whether the record
supports the finding of the trial court that defendant is competent to
waive his appeal; and (2) whether a defendant in Louisiana may waive
his right to appellate review of his conviction and sentence in a
capital case and, if so, whether defendant expressly waived his right
to appellate review of his conviction and sentence. The Court further
directed the parties to file sentence review memoranda pursuant to
La.S.Ct. Rule 28. On January 14, 2009, this Court then denied the
motion of the Capital Appeals Project to enroll as appellate counsel
of record for defendant.
In compliance with this Court's directive of
December 10, 2008, the state and counsel for defendant have filed
briefs addressing the specific questions raised by the Court and
sentence review memoranda in compliance with Rule 28. The parties
agree on the analytical framework for addressing defendant's motion to
waive appeal, on the findings of the sanity commission and the trial
court with respect to defendant's capacity to make a knowing and
intelligent waiver of his appeal, and on the ultimate result in this
case: that death is the appropriate punishment of defendant for his
crime. For the reasons that follow, we grant defendant's motion and
dismiss the appeal.
The right to waive appeal in a capital case in
Louisiana
The United States Supreme Court has not expressly
held whether the Eighth Amendment does or does not permit a defendant
to waive appellate review in a capital case. The Court has held that
third parties may not intervene in a competent defendant's decision to
terminate further legal proceedings in his case after he has been
sentenced to death. Whitmore v. Arkansas, 495 U.S. 149, 110 S.Ct.
1717, 109 L.Ed.2d 135 (1990); Gilmore v. Utah, 429 U.S. 1012, 97 S.Ct.
436, 50 L.Ed.2d 632 (1976). The Court has thereby pretermitted the
question of whether the Eighth Amendment allows the execution of death
row inmates who had not had their convictions and sentences reviewed
by any appellate court on grounds that the third party interveners
have no standing to assert an Eighth Amendment claim that a defendant
may not waive state appellate review in a capital case in which the
state courts have expressly determined that defendant has the capacity
to make a knowing and intelligent waiver of his right to appellate
review. See Whitmore, 495 U.S. at 155, 110 S.Ct. at 1723 (“Our
threshold inquiry into standing in no way depends on the merits of the
[petitioner's] contention that a particular conduct is illegal, and we
thus put aside for now Whitmore's Eighth Amendment challenge ....”)(internal
quotation marks and citation omitted). The majority in Whitmore
thereby rejected the view of the dissent that “[g]iven the
extraordinary circumstances of this case ... consideration of whether
federal common law precludes Jonas Whitmore's standing as Ronald
Simmons' next friend should be informed by a consideration of the
merits of Whitmore's claim.... Our cases and state courts' experience
with capital cases compel the conclusion that the Eighth and
Fourteenth Amendments require appellate review of at least death
sentences to prevent unjust executions.... The core concern of all our
death penalty decisions is that States take steps to ensure to the
greatest extent possible that no person is wrongfully executed.”
Whitmore, 495 U.S. at 167-71, 110 S.Ct. at 1729-32 (Marshall, J .,
dissenting).
However, although it has not resolved the larger
Eighth Amendment question and has thus left the states free to provide
their own answers, the Supreme Court has also recognized at least in
principle that a competent defendant's decision to forego appellate
review in a capital case may reflect a rational act of self-determination
despite its potential consequences. Rees v. Peyton, 384 U.S. 312, 314,
86 S.Ct. 1505, 1506, 16 L.Ed.2d 583 (1966)(in aid of its certiorari
jurisdiction, Court remands the case to the district court to
determine Rees' mental condition and to report back to the Court on
the question of “whether he has capacity to appreciate his position
and make a rational choice with respect to continuing or abandoning
further litigation or on the other hand whether he is suffering from a
mental disease, disorder, or defect which may substantially affect his
capacity in the premises.”).
In the present case, we need not resolve the Eighth
Amendment question left open in Whitmore whether a defendant may
entirely forego appellate review of his capital conviction and
sentence because the Louisiana legislature has provided for sentence
review in every capital case in which a defendant has actually been
sentenced to death and has thereby provided the appropriate procedure
for cases in which the defendant otherwise waives his right to appeal
his conviction and sentence. As an initial matter, we agree with
defendant that while La. Const. art. I, § 19 guarantees that “[n]o
person shall be subjected to imprisonment or forfeiture of rights or
property without the right of judicial review,” the article also
provides without qualification that this right “may be intelligently
waived.” The right of waiver is personal to the defendant, State v.
Marcell, 320 So.2d 195, 198 (La.1975), and the waiver “must be an
informed one.” State v. Simmons, 390 So.2d 504, 506 (La.1980). Thus,
while a defendant “ may appeal to the supreme court from a judgment in
a capital case in which a sentence of death actually has been imposed,”
La.C.Cr.P. art. 912.1(A) (emphasis added), he is not required to do
so. In this respect, Louisiana does not follow the law in other
capital jurisdictions in which an appeal is mandatory. See, e.g.,
Deering's California Codes, Penal Code Ann.2008 § 1239(b)(“When upon
any plea a judgment of death is rendered, an appeal is automatically
taken by the defendant without any action by him or her or his or her
counsel.”); Fla.Stat.Ann. § 921.141(4)(West 2006)(“The judgment of
conviction and sentence of death shall be subject to automatic review
by the Supreme Court of Florida and disposition rendered within 2
years after the filing of a notice of appeal.”). Thus, in a capital
case as in any other case, a defendant in Louisiana possesses the
right to make a knowing and intelligent waiver of his right to direct
appeal as he may waive any other constitutional right relating to the
trial of criminal cases.FN4 See Illinois v. Rodriguez, 497 U.S. 177,
183, 110 S.Ct. 2793, 2798, 111 L.Ed.2d 148 (1990)(“We have been
unyielding in our insistence that a defendant's waiver of his trial
rights cannot be given effect unless it is ‘knowing’ and ‘intelligent.’
”)(citing Colorado v. Spring, 479 U.S. 564, 574-75, 107 S.Ct. 851,
857-58, 93 L.Ed.2d 954 (1987); Johnson v. Zerbst, 304 U.S. 458, 58
S.Ct. 1019, 82 L.Ed. 1461 (1938)); see also Whitmore, 495 U.S. at 165,
110 S.Ct. at 1728 (prerequisite for “next friend” standing, that the
“real party in interest is unable to litigate his own cause due to
mental incapacity, lack of access to court, or other similar
disability .... is not satisfied where an evidentiary hearing shows
that the defendant has given a knowing, intelligent, and voluntary
waiver of his right to proceed, and his access to court is otherwise
unimpeded.”)(citing Gilmore ); cf. Franz v. State, 296 Ark. 181, 754
S.W.2d 839, 843 (1988)(waiver of capital appeal valid only if
defendant has “the capacity to understand the choice between life and
death and to knowingly and intelligently waive any and all rights to
appeal his sentence.”); Geary v. State, 115 Nev. 79, 977 P.2d 344, 346
(Nev.1999)(defendant's decision to waive review of his capital
sentence must be shown to be “intelligently made and with full
comprehension of its ramifications.”); State v. Sagastegui, 135 Wash.2d
67, 83, 954 P.2d 1311, 1320 (1998)(valid waiver of capital appeal if
defendant has the capacity to understand the choice between life and
death and to knowingly and intelligently forgo any and all rights to
appeal his sentence)(citing Whitmore ).
However, as defendant acknowledged in arguing his
motion before the trial court at formal sentencing, his unqualified
right to intelligently waive his right of review as a matter of La.
Const. art. I, § 19, does not encompass or discharge this Court's
independent duty imposed by La.C.Cr.P. art. 905.9 to review every
death sentence returned in Louisiana for excessiveness according to
rules adopted by the Court “as necessary to satisfy constitutional
criteria for review.” Article 905.9 originated in 1976 La. Acts 694,
and the legislature thereby placed on this Court the duty to review a
sentence of death for excessiveness nearly three years before this
Court decided as a general matter that La. Const. Art. I, § 20, which
prohibits “cruel, excessive or unusual punishment,” made “the
excessiveness of a sentence ... a question of law reviewable under the
appellate jurisdiction of this court.” State v. Sepulvado, 367 So.2d
762, 764 (La.1979).
Pursuant to art. 905.9, this Court adopted its Rule
28 providing for criteria for reviewing a death sentence for
excessiveness, including consideration of whether the sentence was
imposed under the influence of any arbitrary factors, see State v.
Thibodeaux, 98-1673, p. 15 (La.9/8/99), 750 So.2d 916, 928 (“In the
context of Rule 28 review, the existence of an arbitrary factor
requires this court to find an error of such magnitude that it
undermines confidence in the jury's sentencing verdict.”), and whether
the evidence supports the jury's finding of at least one aggravating
circumstance. The latter inquiry that will invariably entail a finding
of whether the evidence also supported the jury's finding of guilt
because of Louisiana's procedure of “double counting” aggravating
factors at the guilt and sentencing stages. See Lowenfield v. Phelps,
484 U.S. 231, 108 S.Ct. 546, 98 L.Ed.2d 568 (1988)(Louisiana's scheme
of duplicating aggravating circumstances in the guilt and sentencing
states of a capital trial does not violate the Eighth Amendment
because it sufficiently narrows the class of offender eligible for
capital punishment). The criteria in Rule 28 provide this Court with
the means of satisfying Eighth Amendment concerns raised by a
defendant's waiver of appellate review of his conviction and sentence
of death in this state by “safeguard[ing] a defendant's right not to
suffer cruel and unusual punishment,” and by “protect[ing] society's
fundamental interest in ensuring that the coercive power of the State
is not employed in a manner that shocks the community's conscience or
undermines the integrity of our criminal justice system.” Whitmore,
495 U.S. at 171-72, 110 S.Ct. at 1731-32 (Marshall, J., dissenting).
Louisiana thus belongs in the overwhelming majority
of other state capital jurisdictions in which some measure of
appellate review is accorded a defendant in every capital case,
including Arkansas, which changed its rule after Whitmore to require
review of both the guilt and sentencing stages of trial for
fundamental error despite defendant's waiver of his appeal. Newman v.
State, 350 Ark. 51, 84 S.W.3d 443 (2002); State v. Robbins, 339 Ark.
379, 5 S.W.3d 51 (1999); see U.S. Dept. of Justice, Bureau of Justice
Statistics, Bull., Capital Punishment, 2005 (Dec.2005). Within that
consensus in capital jurisdictions are states, such as California and
Florida, in which an appeal is automatic, and other states which
permit waiver of direct appeal and confine appellate review to the
equivalent of Rule 28 review. See, e.g., Patterson v. Commonwealth,
262 Va. 301, 551 S.E.2d 332, 335 (2001)(“While a defendant may waive
his rights of appellate review and instruct his attorneys to refrain
from seeking a commutation of his death sentence, a defendant may not
waive the review process mandated by Code § 17.1-313(C),” the purpose
of which “is to assure the fair and proper application of the death
penalty statutes in this Commonwealth and to instill public confidence
in the administration of justice.”)(internal quotation marks and
citation omitted); see also State v. Pennell, 604 A.2d 1368, 1375
(Del.1992)(knowing and intelligent waiver of appellate rights in
capital case did not forego review of death sentence); State v.
Sagastequi, 135 Wash.2d at 82-83, 954 P.2d at 1319 (competent
defendant may waive appellate review but not mandatory sentence review
under Wash. Rev.Code Ann. § 10.95.130 (West 2002)).
While a defendant convicted of first degree murder
and actually sentenced to death has the same right as any other
defendant to waive direct appeal of his conviction and sentence, the
unique severity of capital punishment requires unique procedures for
assuring that any waiver is made knowingly and intelligently. In
Whitmore, the Court noted that the Supreme Court of Arkansas required
a competency hearing as a matter of state law and that the court had
affirmed the trial court's finding that the capital inmate had “ ‘the
capacity to understand the choice between life and death and to
knowingly and intelligently waive any and all rights to appeal his
sentence.’ “ Whitmore, 495 U.S. at 165, 110 S.Ct. at 1728 (citation
omitted). The Supreme Court further observed, consistent with its
decision in Rees, that “[a]lthough we are not here faced with the
question of whether a hearing on mental competency is required by the
United States Constitution whenever a capital defendant desires to
terminate further proceedings, such a hearing will obviously bear on
whether the defendant is able to proceed on his own behalf.” Whitmore,
495 U.S. at 165, 110 S.Ct. at 1728.
When this Court remanded this case in May, 2007,
for a determination of defendant's competency to waive appeal, we
explicitly cited to Rees and Whitmore in support of finding that the
sanity commission authorized by La.C.Cr.P. art. 644, although designed
primarily to determine a defendant's competency to stand trial, also
provides a suitable vehicle for determining whether a defendant is
competent to waive his direct appeal rights in a capital case in which
he has been sentenced to death or whether he suffers from “a mental
disease, disorder, or defect which may substantially affect his
capacity,” to make a knowing and intelligent waiver of appellate
review. Rees, 384 U.S. at 314, 86 S.Ct. at 1506; cf. State v. Dunn,
07-0878 (La.1/25/08), 974 So.2d 658 (retaining procedures set out in
State v. Williams, 01-1650 (La.11/1/02), 831 So.2d 835, including
appointment of a sanity commissions, for resolving claims raised in a
post-verdict, post-sentencing stage of a capital case that defendant
is mentally retarded and so exempt from capital punishment under
Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335
(2002)). When a defendant asserts that he is eligible for execution
because he has terminated all further legal proceedings, the
consequences of an erroneous determination of his competency to make
that decision are so severe that the record of the proceedings
conducted on the sanity commission's findings must show by clear and
convincing evidence that he has the capacity to make a knowing,
intelligent, and voluntary waiver of his right to appellate review of
his capital conviction and sentence of death.
Defendant's Competency to Waive Appeal
Following their appointment to the sanity
commission by the trial court, Drs. Artecona and LeBourgeois
interviewed defendant on four occasions in the Livingston Parish Jail:
twice on June 13, 2007; and twice on June 25, 2007. The total
interview time exceeded eight hours and Dr. Artecona estimated that he
and Dr. LeBourgeois spent approximately 30 to 40 hours overall in
conducting the evaluation. The psychiatrists also reviewed defendant's
medical records including prison mental health care documentation from
East Baton Rouge Parish Prison, the Livingston Parish Jail, and the
penitentiary at Angola, as well as earlier records from Greenwell
Springs Hospital, located just north of Denham Springs, where
defendant spent several months as an adolescent. They also interviewed
relatives of defendant, including his mother and sister. In addition,
the psychiatrists engaged Dr. David Hales, a psychologist, to conduct
neuropsychological testing to determine whether defendant suffers from
any organic brain impairments and whether he is mentally retarded. The
psychiatrists further consulted with Dr. Marc Zimmerman who had
performed some psychological testing of defendant in preparation for
the sentencing stage of the trial. As Dr. Artecona explained at the
hearing conducted on the sanity commission's reports on July 3, 2007,
the psychiatrists conducted their wide-ranging inquiry to evaluate
defendant's “psychiatric state and his present mental capacity ...
whether a mental disease or defect exists that would impair his
ability to reason ... his capacity to make a knowing, intelligent and
voluntary waiver of his right to appellate review and also further, to
see whether there was a mental disease or defect that would impair his
ability to understand that he is to be executed and the reasons for
which he is to suffer that penalty.” The psychiatrists were well
qualified for the task. Both are professors of forensic psychiatry at
Tulane Medical School and in particular, Dr. LeBourgeois is the
director of forensic psychiatric training at the medical school, which
he described as the only training program in the state to qualify
physicians for board certification in forensic psychiatry.
The psychiatrists submitted their findings to the
court in separate 30-page reports. As summarized by Dr. Artecona at
the hearing:
One of the things that we had concerns about is to
ensure that there wasn't any mental illness influencing his present
course of action. So we specifically focused on whether there existed
any type of disorder that would affect his ability to think thorough a
problem or to reason. We also noted that early on in his incarceration
he was placed on suicide watch, allegedly because he told an FBI agent
... that he would rather be dead than to face his situation.
Thereafter, after his incarceration, he also experienced tearfulness,
despondency, anxiety, as well as recurrent nightmares. So we focused
on that to ensure that that wasn't present and influencing his current
decision-making. As I described here in his ‘Adjustment in Jail’
section [of the report], he was treated for a while at the Livingston
Parish Jail and thereafter at Angola, and symptoms completely
disappeared and he's no longer receiving any psychotropic medication
nor is he complaining of nightmares or any of the symptoms that he
complained at that time. Based on that we gave him a diagnosis of
adjustment disorder with depressed and anxious; but it is now fully in
remission. I focused a lot on that because that would be a disease or
a disorder that would affect or impair his ability to reason. But
there's been no signs of any of that now for quite a number ... for at
least two years now....
After we determined psychiatric diagnosis, we also
looked at other diagnoses that may be present. Namely .... sexual
sadism and antisocial personality disorder. And, in my opinion, with
reasonable degree or medical certainty, those are current diagnoses,
but in my experience these are not diagnoses that would affect one's
ability to reason or to make a logical choice. We corroborated a lot
of our information with communications with the family who know him
and who talked to him on a regular basis, with people who work at
Angola. We talked to the social worker who has been assigned to death
row and who interacts with Mr. Bordelon on a regular basis. We talked
to the warden, and we talked to a lot of people that have come in
contact with him, to ensure that what we saw in our clinical interview
was what was there. We also saw him for a very long period of time
which would also indicate if somebody was trying to ‘mask’ or ‘put on
a face,’ it's very hard to maintain it for eight hours, or for a
prolonged period of time. So we really wanted to be sure that there
wasn't something that we were missing.
On the basis of all of that information, including
a report from Dr. Hales that defendant does not suffer from organic
brain damage and that his intelligence measures in the normal range,
and discussions with Dr. Marc Zimmerman, whose findings agreed with
those of Dr. Hales that defendant is not mentally retarded, Dr.
Artecona concluded “with a reasonable degree of medical certainty”
that defendant “is not suffering from a mental disease or defect that
significantly affect[s] his ability to make a knowing, intelligent and
voluntary waiver of his right to appellate [review].” The psychiatrist
further concluded that defendant “is not suffering from a mental
disease or defect that prevents him from understanding that he is to
be executed and the reasons he is to suffer that penalty for.” Finally,
Dr. Artecona addressed whether, in fact, defendant was making a
knowing and intelligent waiver of the appellate process:
Besides the psychological evaluation and testing,
we spent a lot of time asking about his ... understanding of the crime
that he's been convicted of, his understanding of the death penalty,
what happens at the point of death, what the plans have been, and, in
our opinion, he's making a well-reasoned choice, he's making a logical
choice. He feels that he confessed to his crime, that he did so in a
voluntary and non-coerced manner. He stated at the time he was not
under the influence of drugs. He was not suffering from any mental
retardation.
He further stated that he feels that the death
penalty is just punishment for his crimes and he also often reiterated
that he feels that the right to appellate review is a right and not a
mandate. So that's why.... He's presenting that motion, or he feels
very strongly that way. Mr. Bordelon also understands that the
decision, whether he can waive this, is up to the Supreme Court, and
he's aware of that. He's aware that if he's not allowed to do so, he
plans to waive his postconviction remedies.
Thus, in the final analysis, Dr. Artecona concluded
that defendant “understands why he's making the decision that he's
making and that he's able to so, and, furthermore, that there is no
disease or defect that's influencing or preventing him from being able
to do so.” The psychiatrist had also addressed the possibility that,
although he had ruled out a diagnosis of clinical depression,
defendant was nevertheless motivated by suicidal ideation:
We needed to assess suicidality: is this some kind
of hidden attempt to commit state-assisted suicide? ... I felt that
that was simply not the case. Mr. Bordelon ... told us that there's
been times in his life where he felt that he wonders ... if it was all
worth it.... And there's been times in his life when he's felt down.
But it's never gotten to a point where he actually either planned
suicide or attempted suicide.
This was corroborated.... He was on suicide watch
shortly after his arrival at East Baton Rouge [lock-up] but ever since
he's not been on suicide watch. This is corroborated by Angola State
Penitentiary where he's been doing fine. And furthermore, he tells us,
you know, every time I go to a shower, I check out a double-edged
razor. I have sheets in my bed. I could easily, if I were suicidal, I
have plenty and ample opportunities to carry out the task, if that's
what I chose. And we asked both Mr. Midkiff [a social worker at
Angola], as well as the warden, and that was true, he has access to a
blade and he has access to sheets....
Furthermore, we also asked him what happens if you
don't succeed in your quest and the Supreme Court does not allow you
to waive, or if they give you a life sentence? And he said, well, if
they give me a life sentence, that's what I'll do. I think his quote
was, ‘I'm not going to go to the Supreme Court and demand that they
give me the death penalty.’
In his testimony, Dr. LeBourgeois, who fully agreed
with the conclusions of his colleague on the sanity commission,
amplified on Dr. Artecona's account of defendant's stated reasons for
waiving appellate review, attributing to them a mixture of hard
realism and a measure of altruism. He testified that defendant freely
conceded that he had committed the crime and that, for the death of
his stepdaughter, he deserved the death penalty, and that if he
succeeded in overturning his conviction and setting himself free there
was a “99.9 percent sure” possibility he would commit a similar crime
again. “Look at my record,” defendant informed the psychiatrists,
“It's got worse and worse every time.” As for defendant's altruism,
Dr. LeBourgeois testified that defendant “felt that the end of this
case, through the carrying out on the death sentence, would give [his
wife's] family some peace” and that:
if he did appeal and was granted either a new
sentencing phase or a new trial, that a lot of things that happened
before would happen again. His family might have to testify, his ex-wife's
family might have to testify. He said that he understood that the
trial, the first trial, the first penalty phase were stressful enough
for them and he didn't want them to go back through that again. He
understood the high-profile nature of his case and the stress it
caused....
He attained the overall belief that the greatest
likelihood is that with continued appeals the same outlook would occur,
that is, either he would remain ... with a life sentence or get the
death penalty once again. So he sort of felt like it was somewhat
futile to put everybody back through the same situation and cause more
stress to his family when he really believes that the likelihood is
the same outlook would occur.
Thus, Dr. LeBourgeois concluded that defendant “may
not be making a decision that most people in his circumstance would,
and I or other people may not agree with his decision, but I think
when he lays out his pattern of reasoning it starts to support that
there's not a major mental illness or mental defect that substantially
detracts from his ability to make a knowing, intelligent and voluntary
waiver.” Prompted by defendant's attorney, Ms. Craft, to explain the
impact of the personality disorders that he and Dr. Artecona did
diagnose in defendant, i.e., sexual sadism and anti-social personality
disorder, Dr. LeBourgeois elaborated:
Sexual sadism is not a major mood cognitive anxiety
or psychotic disorder; will not typically detract from somebody's
ability to make these types of decisions. [Anti-] social personality
disorder, it can be associated with someone making impulse decisions.
It doesn't seem to be the case here. Family members
report that Mr. Bordelon was saying before, when he was pretrial, that
if I end up on [death row], then I would like to waive my appeals.
Furthermore, he's had a lot of time to think and to reflect on the
consequences of his actions and his decisions. I don't think he came
up with this on the spur of the moment. At least that's not what the
records and collateral information supports.
In addition to his principal diagnosis of sexual
sadism and anti-social personality, Dr. LeBourgeois had also noted
secondary features of marijuana abuse and adjustment disorder with
mixed anxiety. However, while the psychiatrist entertained the
possibility that defendant might still have access to the drug
notwithstanding his incarceration, Dr. LeBourgeois found no evidence
that defendant suffered from the residual effects of long-term chronic
intoxication which could have an effect on cognition. The adjustment
disorder was in remission and in the psychiatrist's opinion was “not
currently impacting on his ability to make the decisions he's making
at the present time.”
The trial court brought the hearing to a close by
asking Dr. LeBourgeois to address specifically the question of whether
defendant may be mentally retarded. The psychiatrist indicated that
from his own interactions with defendant, he fully subscribed to the
report of Dr. Hale that defendant's measured IQ of 104 placed him in
the normal range of intelligence, while his performance IQ in the 77th
percentile placed him in the high average range. His report had also
noted that Dr. Marc Zimmerman's independent tests conducted pretrial
indicated that defendant's IQ is 87 still in the normal range, and
that the psychologist had found no evidence of cognitive impairment.
It thus remained Dr. LeBourgeois's view, shared with Dr. Artecona and
based on his professional opinion formed during the eight hours of
personal interviews with defendant, that defendant is not mentally
retarded.
On the basis of the psychiatrists' reports and
testimony provided by Drs. LeBourgeois and Artecona, the trial court,
after noting the exceptional thoroughness with which the psychiatrists
had conducted their inquiry, made the following specific findings:
(1) By “the strong weight of evidence and beyond a
reasonable doubt,” defendant possesses the capacity to proceed; he
does not suffer from a mental disease or defect “which may
substantially or as a matter of fact, in any way affect his capacity
to make a knowing, intelligent and voluntary waiver of his right to
appellate review;”
(2) Defendant possesses the capacity to understand
the choice between life and death and possesses the capacity “to
knowingly and intelligently waive his right to appeal his capital
conviction and his sentence;”
(3) For purposes of R.S. 15:567.1(B), governing
execution of inmates on death row, defendant is competent to proceed
to execution because he possesses the “competency to understand that
he is to be executed and the reason for which he is to suffer that
penalty;”
(4) Defendant exhibits no signs of mental
retardation and beyond a reasonable doubt does not have a subnormal
IQ;
(5) Defendant shows no signs of suicidal ideation
or clinical depression, or any other mental disease or defect, and his
waiver of appeal “is not an attempt on [his] part to simply commit
legally assisted suicide.”
Although we are mindful that defendant was
represented at the hearing by counsel who supports his right to waive
direct appeal and that the proceedings were therefore not adversarial
in the sense that the psychiatrists were subjected to searching cross-examination
with respect to the bases for their opinions, the record in this
matter overwhelmingly supports the trial court's finding that
defendant is competent to waive appellate review of his conviction and
capital sentence. We have before us not only the reports and testimony
of Drs. Artecona and LeBourgeois at the hearing conducted on July 7,
2007, but also the internal evidence provided by the pro se motions
defendant has filed in this Court asserting his waiver of direct
appeal. Those motions included not only his original pro se motion
filed in the district court at sentencing but also subsequent motions
filed in this Court in November, 2008, and June, 2009, restating his
desire to waive his appeal. The motions make clear that from the
outset, defendant grasped the difference between his personal right of
appeal as a matter of La. Const. art. I, § 19 and this Court's
independent duty as a matter of La.C.Cr.P. art. 905.9 to review every
death sentence in Louisiana for excessiveness, and that his waiver of
the former does not necessarily preclude the latter. In addition, his
statement to the court at formal sentencing in support of his motion
to waive appeal offers this Court ample evidence that he is capable of
making a cogent and knowledgeable legal argument in support of his
position. The testimony of the psychiatrists at the hearing excludes
the reasonable possibility that defendant's waiver has been influenced
by organic brain impairment, mental retardation, or personality
disorders that directly impair cognitive functioning. The testimony
also excludes the reasonable possibility that defendant's waiver is
the product of despair and suicidal ideation. As Dr. LeBourgeois
emphasized at the hearing, the sheer persistence with which defendant
has pursued waiver of his appeal, a persistence that his continued in
this Court for the past two years, indicates that his decision
reflects a considered and consistent course of action according to
what Dr. Artecona described as a “cost benefit” analysis that included
defendant's expressed willingness to accept life imprisonment if his
present motion were denied and appellate review eventually led to
reversal of his death sentence.
The record of proceedings in the district court on
remand of the case thus clearly and convincingly demonstrates that
defendant is competent to make a knowing, intelligent, and voluntary
waiver of his right to appeal his conviction and sentence of death and
that he does waive direct appeal of his conviction and sentence.
Accordingly, his motion is granted.
Rule 28 Sentence Review
As previously held, a defendant's assertion of his
personal right under La. Const. art. I, § 19 to waive judicial review
does not encompass this Court's independent duty to review a capital
sentence according to the criteria established in Rule 28 to discharge
the Court's duty under La.C.Cr.P. art. 905.9, i.e., that it review
every sentence of death to determine: (1) whether the sentence was
imposed under the influence of passion, prejudice or any other
arbitrary factor; (2) whether the evidence supports the jury's finding
of a statutory aggravating circumstance; and (3) whether the sentence
is disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. As required by Rule 28
to facilitate our review for excessiveness, the state and counsel for
defendant have filed sentence review memoranda, the trial court has
completed its Uniform Capital Sentence Report, and the Department of
Probation and Parole has submitted a Capital Sentence Investigation
Report. Our review of all of the available materials including the
trial transcript reveals that defendant's sentence is not excessive
for reasons that follow.
Aggravating Circumstances
The jury returned as the aggravating circumstances
in the penalty phase that Courtney LeBlanc died during the commission
of or attempted commission of an aggravated rape and second degree
kidnapping, crimes enumerated in La.C.Cr.P. art. 905.4(A)(1). The
state resubmitted the evidence presented in the guilt stage in the
sentencing stage under the authority of La.C.Cr.P. art. 905.2(A), and
in this respect, Rule 28 review of the evidence supporting the jury's
return of the aggravating circumstance at the sentencing stage is also
a review of the evidence supporting defendant's conviction for first
degree murder in the guilt phase.
The evidence presented in the guilt phase showed
the following. On November 7, 2002, defendant nearly died of
electrocution while he worked on the electrical box of a trailer his
estranged wife, Jennifer Kocke, had rented in the Highland Village
Mobile Home Park on Linder Road in Denham Springs. Defendant and Kocke
had met over the internet in 2000 and then married in the summer of
2001, moving from Louisiana to Mississippi with Kocke's children,
including Courtney LeBlanc. They lived in a trailer on land owned by
defendant's parents outside of Gloster, Mississippi, but separated
after Kocke learned over the Christmas holidays from Courtney and
another of her daughters that defendant had touched them
inappropriately. Kocke had immediately alerted Mississippi child
protection services and defendant was ordered to leave the residence.
However, defendant and Kocke remained in contact after she moved back
to Louisiana, first to Donaldsonville and then to Denham Springs,
where she rented the trailer in the Highland Park Mobile Home in
October, 2002.
Although the trailer had appeared in good condition
from the outside, Kocke described its interior as an “absolute
disaster,” and defendant began working on various repairs to the
trailer, including its electrical wiring which led to the accident on
November 7, 2002. A neighbor recalled hearing a loud “pop” and when
she looked out of her own trailer she saw defendant lying on the
ground. Courtney LeBlanc had been helping him out that day and after
calling her mother at work in a panic she then phoned 9-1-1, leading
to the dispatch of medical personnel to the scene. They revived
defendant and took him to the hospital for additional treatment,
although he soon checked himself out against medical advice and went
to the home of his sister, Cindy Landry, in Denham Springs.
One week later, on the morning of November 15,
2002, Courtney LeBlanc disappeared from the trailer on Linder Road and
was never seen alive again. On the previous day, Courtney had gone
with her mother to the Our Lady of the Lake Hospital in nearby Baton
Rouge where Jennifer Kocke's brother had been taken in critical
condition following a traffic accident. Kocke stayed overnight with
her brother in the hospital but Courtney decided to return to the
trailer, although she had never before spent the night there alone. A
friend of Kocke's took Courtney back to the trailer and they spoke
with each other on their cellular phones several times over the course
of the evening as Courtney continued to insist that she could spend
the night alone. On the following afternoon, when Jennifer Kocke
returned to the trailer from the hospital, Courtney was gone. The
police were called at first with a report that Courtney may have run
away from home. She had done so previously with the daughter of Cindy
Landry, with whom Kocke had stayed for one week following her return
to Louisiana.
Investigation into Courtney LeBlanc's disappearance
mushroomed almost immediately when F.B.I. agents, who were in the area
to assist a multi-parish investigation into the serial killings that
were plaguing Baton Rouge and its surrounding parishes at that time,
joined to determine whether Courtney's disappearance had any
connection to the serial killings ultimately attributed to Derrick
Todd Lee. See State v. Lee, 05-2098 (La.1/16/08), 976 So.2d 109. In
the course of ensuing investigation, the police interviewed defendant
several times and the F.B.I. agents sent a questionnaire he had filled
out to the Bureau's Behavior Analysis Unit. The results of the
analysis led the agents to focus their investigation on defendant and
on November 22, 2002, they placed him under surveillance, following
him that night into Mississippi, where he visited a graveyard close to
his parents' property in Gloster, but then lost contact with him in
the darkness. Defendant was on parole at the time he travelled to
Mississippi and the officers knew that he had violated the terms of
his parole by paying a visit to the graveyard. However, they did not
take defendant into custody to avoid jeopardizing the on-going
investigation into Courtney LeBlanc's disappearance and on November
26, 2006, F.B.I. Agent Glen Methvien asked defendant to come to the
Denham Springs Police Department. He arrived in his own car which was
later impounded and searched after his arrest later that afternoon.
The agent also requested that Jennifer Kocke and defendant's sister
Cindy come to the station house to confront defendant according to a
script prepared by the F.B.I. The women followed the script and
individually informed defendant that if he wanted to have anything to
do with them again that he should disclose whatever he knew about
Courtney's disappearance. After the women left the station house,
defendant met with Agent Methvien and F.B.I. profiler Mary Ellen
O'Toole. Defendant informed the agents that he wanted to speak with
his sister Cindy once more and that afterwards he would take them
where they needed to go.
The agents placed defendant under arrest for the
parole violation and then transported him to the home of Cindy Landry,
where he spoke to his sister from the back of a patrol unit while she
stood at the opened window outside of the vehicle. Finally, after
approximately 20 minutes, Cindy Landry leaned inside the vehicle and
hugged her brother goodbye. He then directed the agents to where the
body of Courtney LeBlanc lay in the thick underbrush along the banks
of the Amite River only minutes from his sister's home. To reach the
location, they crossed the Amite River and then looped back to its
west bank inside East Baton Rouge Parish. When the officers found her
body, the 12-year-old girl had on only a pair of shorts and a single
tennis shoe. Nearby, the police found a tee-shirt partially buried in
a tire track cut into the muddy access road leading to the riverbank
and farther away, some four hundred feet from her body, a pair of red
panties clinging to a clump of weeds. Not recovered on the scene but
delivered to the police on that evening by Michael Cuchinelli was a
large knife with a green handle. Cuchinelli had found it when he went
fishing in the area two days earlier. He had picked the knife up
because it looked useful for cutting bait but when he learned that the
police had found a young girl's body on the riverbank he returned to
the area where he gave it to the police officers investigating the
crime scene. A few days later, he went back with the police and
retraced his steps to show exactly where he had found the knife in one
of the water filled pot holes cut into the access road leading to the
riverbank. The pothole was only 15 feet away from where the police had
discovered Courtney LeBlanc's body but Cuchinelli never saw it in the
thick underbrush. Jennifer Kocke identified the knife found by
Cuchinelli as one that had been in a block of knives she kept in the
kitchen of the trailer. She had discovered the knife missing after the
disappearance of her daughter.
The circumstances of when and how Courtney LeBlanc
came to lie on the banks of the Amite River were sharply disputed at
trial. Defendant gave a videotaped statement on the night of November
26, 2002 to F.B.I. Agent Methvien, in the Detective Unit of the East
Baton Rouge Parish Sheriff's Office, where he had been taken because
the victim's body had been found across the parish line. FN5 In his
statement, defendant related that he had called his employer, Delta
Concrete, at 6:00 a.m. on November 15, 2002, and learned that he would
be on stand-by for the day. He decided to drive over to the Highland
Village trailer park to spend a few hours at Jennifer Kocke's trailer
and when he walked inside through the back door, he was surprised to
find Courtney alone and asleep on the couch. Defendant went back
outside, drove out of the trailer park and left his car on a side road,
and then walked back through the woods to Kocke's trailer. He woke
Courtney and told her to come with him. Defendant took a large butcher
knife from the kitchen when they left the trailer and informed
Courtney that he would kill her if she screamed or tried to run.
Defendant then drove with the victim into
Mississippi where he turned into the woods off a gravel road near
Gloster, got Courtney out of the car, and told her to take off her
clothes. Defendant then had the naked victim kneel in front of him and
perform oral sex, ejaculating in her mouth. He had left the knife
behind in the car and did not hold it to Courtney or threaten to kill
her during the oral sex. When he was finished, Courtney put back on
her tee shirt and shorts but carried her underwear back to the car.
Defendant then drove back to Louisiana and to the Amite River, where
he got her out of the car, walked her toward the river bank, pushed
her down, straddled her chest, and strangled her to death. In the
struggle, Courtney's tee shirt came off and the knife, which defendant
had put in his back pocket when he got his stepdaughter out of his car,
fell to the ground where Michael Cuchinelli later found it. When he
left the scene, defendant discarded Courtney's underwear which had
been lying of the floorboard of his car. In this statement, defendant
repeatedly denied that he had raped his stepdaughter vaginally or
anally, although he eventually admitted that in the ride to
Mississippi he had rubbed Courtney in both places but never penetrated
her.
The state corroborated defendant's confession with
the results of the autopsy on Courtney LeBlanc, which found that the
hyoid bone in her neck had been broken, a telltale sign of
strangulation. The state also introduced climatological data for the
middle of November, 2002, collected from an automated weather station
at Ryan Airfield in Baton Rouge, and testimony from Jeanie Tessmer, a
forensic entomologist working for the Livingston Parish Mosquito
Abatement District, who had examined fly larvae collected from the
victim's body. Tessmer testified that given the relatively cold and
wet conditions that prevailed at the time of the victim's
disappearance, and the stage of development of the insect larvae, the
postmortem interval from the time the body came to lie on the banks of
the Amite River until it was discovered by the police on November 26,
2002, was somewhere between eight to 13 days, with November 16, 2002,
as the highest probability for the date of death. That time line
corresponded to the circumstances described by defendant in his
confession. In addition, the state presented DNA evidence from Natasha
Poe, a criminalist with the Louisiana State Police Crime Lab, who had
examined various samples taken from the victim and from defendant's
car after the police impounded the vehicle. Poe did not find
defendant's DNA inside his stepdaughter but she did find evidence of
seminal fluid in the girl's cervix, although not in her vagina. Poe
found that a sample removed from a large stain found on the
transmission hump of the vehicle contained a high concentration of
defendant's DNA, “a lot of sperm,” according to the criminalist, at
the highest level on her measurement scale, but not so great that it
masked a second DNA donor mixed in the sample. The official laboratory
report of the findings indicated that Courtney LeBlanc could not be
excluded as the second donor but Poe expressed her firm opinion that
the DNA belonged to Courtney and in a concentration which indicated
that it had come from either her vagina or her mouth. In closing
argument, the state suggested to jurors that defendant had not been
entirely forthcoming about the circumstances under which he abducted
Courtney LeBlanc and that a second sexual assault had occurred in the
car, either vaginal penetration, accounting for the presence of
seminal fluid in the girl's cervix, or a second act of oral sex in
which he ejaculated into her mouth and she then spat out the fluid
onto the transmission hump of the vehicle.
The defense attacked the time line provided by
defendant in his statement on the premise that if he were wrong about
the date on which Courtney LeBlanc's body was deposited by the Amite
River, then jurors could not find any part of his confession worthy of
belief. Called by the defense, Karl Kretser, a former Lieutenant in
the East Baton Rouge Sheriff's Office, acknowledged that information
the police had received from the pathologist who performed the autopsy
indicated that the post mortem interval had been only three to five
days, placing the victim's death well after the date provided by
defendant. Kretser testified that after receiving the coroner's
opinion, he interviewed defendant on November 30, 2002, to account
specifically for his whereabouts during the 11 days Courtney LeBlanc
had been missing in attempt to confirm the time line provided by his
videotaped statement. Kretser satisfied himself that defendant's time
line, not the coroner's, represented an accurate accounting of the
victim's murder. However, he could not account for the red panties
found at the scene. Given the cold, wet, and windy conditions which
prevailed at the time, Kretser testified that the panties “could have
been there a day or two but I wouldn't have thought any longer than
that.” In fact, when Jim Churchman from the state police crime lab
attempted to photograph the panties on November 26, 2002, as part of
the crime scene investigation, the underwear fell off the clump of
weeds. Kretser speculated that defendant, who had stayed at the Budget
Inn on the night of November 23, 2002, only a quarter of a mile from
the victim's body, may have revisited the scene and dropped the
panties at that time.
However, the defense had another theory, keyed to
the testimony of its own forensic entomologist, Dr. Erin Watson, an
assistant professor at Southeastern Louisiana University, who had once
studied under Jeanie Tessmer and had taught at the University of
Tennessee forensic anthropology facility known as the “Body Farm,”
after its open field maintained for the purpose of investigating how
human remains decompose under a variety of circumstances. According to
Dr. Watson, based on the pertinent climatological data and the
developmental stage of the fly larvae collected from the victim's body,
the post mortem interval appeared far shorter than calculated by
Tessmer. Dr. Watson estimated that the most probable date for the
victim's death was either November 21 or 22, 2002. In addition, Dr.
Phillip Cenac, a psychiatrist in Baton Rouge, testifying purely as a
medical doctor, informed jurors that based on all of the pertinent
data he had reviewed, Courtney LeBlanc “was dead four to five days”
before the police found her body.FN6
The defense called witnesses to establish that
Jennifer Kocke had appeared hysterical after the electrical accident
which nearly claimed defendant's life but seemed unnaturally calm
during the disappearance of her daughter, that Courtney had often
acted as if she had been afraid of her mother, and that one witness,
defendant's niece, had, in fact, observed Jennifer Kocke on one
occasion grab her daughter by her throat and choke her in a dispute
over doing the laundry. In addition, the autopsy results indicated
that acetone was present in the victim's blood which defense counsel
suggested may have been caused by starvation she experienced in the
unaccounted-for days after she disappeared on November 15, 2002,
before her death (by defense reckoning) on November 21 or 22, 2002.
The defense theory of the case was that Jennifer
Kocke killed her own daughter and that defendant had confessed to the
crime to spare his estranged wife whom he still loved. She had given
him the details of the crime to relate to the police in his confession,
the reason why, counsel suggested, defendant referred in his
videotaped statement to the underwear found on the scene as boxers,
not panties, a mistake that no man would make unless he was merely
relying information given to him from another source, namely Jennifer,
who testified at trial that her daughter occasionally slept in blue or
burgundy boxers. The crime scene was staged, counsel theorized, in
such a way that defendant could find it after Jennifer gave him
directions to that location, marked by the red panties which served as
a “red flag” pointing the way.
The trial transcript shows that the defense had a
fair opportunity to present its theory of the case to the jurors. It
also appears that jurors rationally rejected that theory in favor of
the state's case which, overall accounted for almost all of the
evidence in the case, including the seminal fluid found in Courtney
LeBlanc's cervix for which the defense had no explanation consistent
with its theory that Jennifer Kocke alone had killed her daughter.
That defendant led the authorities to the body, hidden in a location
so obscured by underbrush that Michael Cuchinelli never saw it,
although he was only 15 feet away when he recovered the knife that had
been removed from the kitchen of Jennifer Kocke's trailer, constituted
powerful evidence corroborating defendant's confession, as did the
recovery of the knife itself. It also clearly appears from the
videotaped statement viewed by jurors that it was F.B.I. Agent
Methvien conducting the interview, and not defendant, who initially
and repeatedly referred to Courtney's underwear as boxers, not panties,
a description the agent continued to use at trial in his testimony. At
only one moment in his statement and in a response prompted by a
specific question by the agent did defendant refer to the “boxers” in
his car.
At the time of the offense in November, 2002, the
definition of aggravated rape had come to include oral sexual
intercourse. See 2001 La. Acts 301. On the basis of the evidence at
trial, any rational trier of fact could find that defendant killed his
stepdaughter during the commission of an aggravated rape when she
submitted to his demand for oral sex after he had armed himself with
the knife from Jennifer Kocke's kitchen and threatened to kill her if
she did not do what he demanded. Jackson v. Virginia, 443 U.S. 307, 99
S.Ct. 2781, 61 L.Ed.2d 560 (1979); La. R.S. 14:42(A)(2) and (3). FN7
Similarly, any rational trier of fact could find that defendant had
committed the offense of second degree kidnapping by forcibly
abducting Courtney from the trailer and taking her into Mississippi
for purposes of facilitating the commission of a felony offense
involving a sexual assault. R.S. 14:44.1(A)(2) and (3). Thus,
defendant's death sentence rests on an aggravating circumstance fully
supported by the evidence presented at trial. It further appears that
wholly apart from his post-verdict statements confessing to the crime,
the risk that defendant has been erroneously convicted and will be
executed for a crime committed by his wife is so remote that it does
not implicate the Eighth Amendment.
Arbitrary Factors
The sentencing hearing began with defense counsel
informing the trial court that defendant had instructed him not to
present a defense case in mitigation. Counsel expressed his strong
dismay and informed the court that he might have to bind and gag his
own client to go forward with the evidence that he intended to present.
For the record, counsel stated that he had retained the services of a
mitigation expert who conducted a social history for defendant as the
basis for anticipated testimony from Dr. Sarah Deland, a psychiatrist,
that defendant suffered from an impulse control disorder. He further
indicated that defendant's sister, Cindy Landry, was prepared to
testify in his behalf but that he had also instructed her not to do
so.
The trial court conducted an extensive colloquy
with defendant, in which it explained his right to present mitigating
evidence and stressed the importance of that right in view of the
potential consequences of the sentencing hearing. Defendant remained
steadfast in his decision not to present the mitigating evidence
prepared by counsel. On the basis of his colloquy with defendant, the
trial court determined that he made a knowing and intelligent waiver
of his right to present mitigating evidence. The jury therefore heard
only from the state's witnesses during the sentencing phase.
Defendant's decision implicated bedrock principles
that have shaped evolving capital jurisprudence over the past 30 years.
A defendant in a capital case has the Sixth Amendment right to
reasonably effective counsel “acting as a diligent, conscientious
advocate for his life.” State v. Myles, 389 So.2d 12, 30 (La.1980)(on
reh'g) (citations omitted). He also has an Eighth Amendment right to
have his jury “consider and give effect to mitigating evidence
relevant to [his] character or record or the circumstances of the
offense.” Penry v. Lynaugh, 492 U.S. 302, 327-28, 109 S.Ct. 2934,
2951, 106 L.Ed.2d 256 (1989). The sentencer in a capital case
therefore must be allowed to consider “ ‘as a mitigating factor, any
aspect of a defendant's character or record and any of the
circumstances of the offense that the defendant proffers as a basis
for a sentence less than death.’ “ Blystone v. Pennsylvania, 494 U.S.
299, 304-05, 110 S.Ct. 1078, 1082, 108 L.Ed.2d 255 (1990)(quoting
Lockett v. Ohio, 438 U.S. 586, 604, 98 S.Ct. 2954, 2964, 57 L.Ed.2d
973 (1978))(emphasis in original; footnote omitted). Thus, reasonably
competent counsel acting as a diligent advocate for his client's life
in a capital case must investigate, prepare, and present, even without
the active cooperation of the defendant, relevant mitigating evidence
at a capital sentencing hearing. Rompilla v. Beard, 545 U.S. 374, 125
S.Ct. 2456, 162 L.Ed.2d 360 (2005); Wiggins v. Smith, 539 U.S. 510,
123 S.Ct. 2527, 156 L.Ed.2d 471 (2003).
However, in the present case, the limitations on
the defense at the sentencing phase were self-imposed by defendant. We
addressed a similar situation in State v. Felde, 422 So.2d 370
(La.1982), in which the defendant, on trial for taking the life of a
police officer who had arrested him for public intoxication, took the
stand during the sentencing phase and asked the jury to return the
death penalty, advising jurors that he would be unable to control his
future actions and that other deaths would occur if he received a life
sentence. Counsel further informed jurors during closing argument that
he could not think of a single reason why jurors should spare the
defendant's life. Counsel thus abided by an agreement with defendant,
as a condition of employment, that he would not attempt to secure any
verdicts other than not guilty by reason of insanity or guilty as
charged with capital punishment. This Court held that counsel did not
render ineffective assistance when he followed defendant's
instructions because “a defendant can limit his defense consistent
with his wishes at the penalty phase of trial.” Felde, 422 So.2d at
395; accord State v. Dodd, 120 Wash.2d 1, 838 P.2d 86 (1992); cf.
Schriro v. Landrigan, 550 U.S. 465, 127 S.Ct. 1933, 167 L.Ed.2d 836
(2007)(a defendant who has expressly instructed counsel not to present
mitigating evidence at capital sentencing hearing cannot satisfy
prejudice prong of the test for ineffective assistance of counsel set
forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984), by showing the counsel failed to investigate and
prepare relevant mitigating evidence for the sentencing hearing). The
premise of our holding in Felde was that “there is clear and
convincing evidence in this record ... that the defendant knowingly
and voluntarily waived the right to have his counsel plead for his
life.” Id., 422 So.2d at 398 (Dennis, J., concurring).
In the present case, as Felde, there is clear and
convincing evidence in the record of the sanity commission proceedings
involving Drs. Arcetona and LeBourgeois that defendant had the
capacity to make a knowing and intelligent waiver of his right to
present mitigating evidence and that he did so explicitly during his
colloquy with the trial judge at the outset of the sentencing phase.
Given our holding in Felde, we do not consider that the decision of
defendant not to present the mitigating evidence counsel had prepared
for the penalty phase interjected an arbitrary factor into the
proceedings that now serves as a basis for vacating his sentence of
death.
In conducting this aspect of Rule 28 review, we
have also considered the observation of the trial judge in completing
the Uniform Capital Sentence Report that “[t]here was extensive
publicity in the community concerning this case in the form of
television and newspaper coverage,” although the court also expressed
its opinion that the jury had not been influenced by passion,
prejudice or any other arbitrary factor in returning its sentence of
death. Defense counsel filed a motion to change venue before trial
alleging that because of extensive media coverage of the case,
defendant's trial could not take place in Livingston Parish or any
adjoining parish within the 21st Judicial District. The trial court
deferred ruling on the motion to jury selection at trial. At the close
of voir dire examination, after selection of the panel of 12 jurors
and four alternates, counsel renewed the motion, stating for the
record that “[v]irtually every person that we questioned had an
opinion of varying degrees concerning this case and, more specifically,
the guilt or innocence of the defendant.” Counsel also observed that
“the venom was palpable” in the courthouse lobby as the prospective
jurors were milling about, and that he had “never encountered that in
the parish before.” The trial court denied the motion, observing that
jury selection had taken only three days, although the court had
expected to spend six to seven days selecting the panel, that only
half of the prospective jurors had been questioned, and that, in the
end, “[t]he proof is always in the pudding and now we have a jury.”
Our independent review of jury selection indicates
that a total of 82 prospective jurors in six panels were called for
voir dire examination over the course of three and one-half days from
June 19, 2006, to midday on June 22, 2006. The trial court initially
questioned the jurors with regard to their exposure to media coverage
of the crime and about their attitudes towards capital punishment. The
court then provided counsel for the state and defendant with the
opportunity to address the same concerns with the prospective jurors,
after which it entertained cause challenges on those two grounds
before permitting the state and defense to questions the prospective
jurors generally. The record shows that the court granted a total of
24 cause challenges, many of them by stipulation of both sides, on the
basis that the jurors had expressed fixed opinions as to the
defendant's guilt or innocence, or 29.3% of the prospective jurors
called for voir dire examination.
The responses of the jurors during voir dire show
that nearly all of the prospective jurors had heard about the case to
one extent or another and that many of them had formed at least an
initial opinion of the defendant's guilt or innocence, although a
substantial number of the jurors indicated a willingness to set aside
their opinions and to decide the case on the evidence presented at
trial. This expressed willingness accounted for the final tally of
less than one-third of the questioned jurors excused for cause on
grounds of their fixed opinions as to defendant's guilt. In that
regard, the trial court noted when it denied the motion to change
venue that “unless we have a bunch of bal[d]-faced liars on this jury
and I have carefully evaluated the credibility of each one ... they
can be fair and impartial.”
As a general rule, a trial court shall change the
venue of a prosecution “when the applicant proves that by reason of
prejudice existing in the public mind or because of undue influence
... a fair and impartial trial cannot be obtained in the parish where
the prosecution is pending.” La.C.Cr.P. art. 622. In making that
determination, the court shall consider whether “the prejudice, the
influence, or the other reasons are such that they will affect the
answers of jurors on the voir dire examination or the testimony of
witnesses at the trial.” Id. However, a defendant cannot meet his
burden under art. 622 “merely by showing that there exists public
knowledge of the facts surrounding the offense or the alleged offender....
[T]he defendant must prove more than mere public knowledge or
familiarity with the facts of the case to be entitled to have his
trial moved to another parish; rather, the defendant must show the
extent of prejudice in the minds of the community as a result of such
knowledge or exposure to the case before trial.” State v. Frank,
99-0553, p. 14 (La.1/17/01), 803 So.2d 1, 14-15. Thus, “ ‘[t]o hold
that the mere existence of any preconceived notion as to the guilt or
innocence of an accused, without more, is sufficient to rebut the
presumption of a prospective juror's impartiality would be to
establish an impossible standard. It is sufficient if the juror can
lay aside his impression or opinion and render a verdict based on the
evidence present in court.’ “ Murphy v. Florida, 421 U.S. 794, 800, 95
S.Ct. 2031, 2036, 44 L.Ed.2d 589 (1975)(quoting Irvin v. Dowd, 366 U.S.
717, 723, 81 S.Ct. 1639, 1642-43, 6 L.Ed.2d 751 (1961)).
In the present case, defense counsel did not
introduce any evidence before trial or during voir dire examination in
support of the motion to change venue to establish the nature, content,
and scope of the media coverage. At formal sentencing, when the
Capital Appeals Project argued the grounds asserted in its motion for
a new trial, including the court's denial of the motion to change
venue, counsel introduced an exhibit containing 126 news articles
about the case that were published before trial. However, counsel did
not argue that the articles, either individually or collectively, were
prejudicial or inflammatory, or that they reflected anything more than
factual accounts of the investigation into Courtney LeBlanc's
disappearance and murder and defendant's arrest for the crime. The
exhibit thus confirmed only what had already been made clear during
voir dire examination, that the case had been the focus of
considerable pre-trial publicity.
In the absence of any allegation by the Capital
Appeals Project (arguing the motion over defendant's opposition) that
the trial atmosphere had been utterly corrupted by the extent of the
media exposure, see Murphy, 421 U.S. at 799, 95 S.Ct. at 2036 (discussing
Estes v. Texas, 381 U.S. 532, 85 S.Ct. 1628, 14 L.Ed.2d 543 (1965) and
Sheppard v. Maxwell, 384 U.S. 333, 86 S.Ct. 1507, 16 L.Ed.2d 600
(1966)), the lengths to which the trial court had to go to impanel a
jury appears of paramount concern. That the court had to excuse less
than 30% of the jurors questioned during voir dire examination on
grounds of a fixed opinion as to the guilt or innocence of the
defendant indicates that a fair trial for defendant was not impossible
in Livingston Parish. See Murphy, 421 U.S. at 803, 95 S.Ct. at 2037-38
(that 20 of the 78 venire persons were excused because of their
opinion about defendant's guilt [26%] “may indeed be 20 more than
would occur in the trial of a totally obscure person, but it by no
means suggests a community with sentiment so poisoned against
petitioner as to impeach the indifference of jurors who displayed no
animus of their own.”); see also State v. Lee, 05-2098, p. 40
(La.1/16/08), 976 So.2d 109, 137 (“[C]onsidering that less than one-third
[32%] of the prospective jurors were excused because of their
inability to put aside their pre-trial exposure .... [d]efendant fails
to show the existence of pretrial publicity was such that it would
color the jurors' voir dire responses to the point of making them
unreliable and that he was therefore deprived of his right to trial by
a fair and impartial jury.”); State v. Frank, 99-0553 at 18, 803 So.2d
at 17 (cause challenges to 20-25% of prospective jurors on the basis
of fixed opinions as to guilt “not so high or outrageous as to justify
any presumption of community-wide prejudice.”); compare Irvin v. Dowd,
366 U.S. at 728, 81 S.Ct. at 1645 (when 268 of 430 venirepersons, or
62%, were excused for cause, “it is not requiring too much that
petitioner be tried in an atmosphere undisturbed by so huge a wave of
public passion and by a jury other than one in which two-thirds of the
members admit, before hearing any testimony, to possessing a belief in
his guilt.”) (citations omitted). In this respect, we accord due
weight to the trial court's determinations as to the credibility of
jurors who acknowledged initial opinions about defendant's guilt but
professed a willingness to decide the case on the basis of the
evidence introduced at trial. See State v. Carmouche, 01-0405, p. 17
(La.5/14/02), 872 So.2d 1020, 1033 (A trial judge is accorded broad
discretion in ruling on the fitness of jurors to serve on the panel
because “the judge has the benefit of seeing the facial expressions
and hearing the vocal intonations of the members of the jury venire as
they respond to questioning by the attorneys.... Such expressions and
intonations are not readily apparent at the appellate level where
review is based on a cold record.”) (citation omitted). Our
independent review of the record discloses no basis to set aside the
trial court's ruling on the motion to change venue.
We thus find that the jury's recommendation of the
death penalty was not influenced by passion, prejudice, or any other
arbitrary factor.
Proportionality
Although the federal Constitution does not require
proportionality review, Pulley v. Harris, 465 U.S. 37, 104 S.Ct. 871,
79 L.Ed.2d 29 (1984), comparative proportionality review remains a
relevant consideration under Rule 28 in determining the issue of
excessiveness in Louisiana. State v. Burrell, 561 So.2d 692, 710
(La.1990); State v. Wille, 559 So.2d 1321, 1341 (La.1990). However,
this Court has set aside only one death penalty as disproportionately
excessive under the post-1976 statutes, finding in that one case,
inter alia, a sufficiently “large number of persuasive mitigating
factors.” State v. Sonnier, 380 So.2d 1, 9 (La.1979); cf. State v.
Weiland, 505 So.2d 702, 707-10 (La.1987)(reversing on other grounds
but suggesting that the death penalty was disproportionate). As
required by Rule 28, this Court reviews death sentences to determine
whether the sentence is disproportionate to the penalty imposed in
other similar cases, considering both the offense and the offender, on
the premise that if the jury's recommendation of death is inconsistent
with sentences imposed in similar cases in the same jurisdiction, an
inference of arbitrariness arises. Sonnier, 380 So.2d at 7. For
purposes of effectuating that review, Rule 28 also requires the state
to submit a sentence review memorandum listing all first degree murder
prosecutions instituted in the district in which sentence, whether
death or a lesser penalty, was imposed after January 1, 1976. However,
comparative proportionality review does not require uniformly
consistent results which are not possible in any system that counts on
juries to make individualized decisions. Pulley, 465 U.S. at 54, 104
S.Ct. at 881 (“As we have acknowledged in the past, there can be no
perfect procedure for deciding in which cases governmental authority
should be used to impose death.”)(internal quotation marks and
citations omitted). Proportionality review serves as another aid to
this Court in identifying the truly aberrant case in which, despite
the channeling of the jury's sentencing discretion, the verdict
appears nothing more than the “wanton and freakish” imposition of
capital punishment akin to the strike of lightening. Furman v.
Georgia, 408 U.S. 238, 92 S.Ct. 2726, 2762-63, 33 L.Ed.2d 346 (1972)(Stewart,
J., concurring). As a general matter, appellate review of sentences
for excessiveness in Louisiana under the authority of La. Const. art.
I, § 20 is a cumulative process which “focuses on a combination of ...
factors ... [including] the nature of the offense and the offender
.... [and] comparison of the defendant's punishment with the sentences
imposed for similar crimes by the same court and other courts.” State
v. Telsee, 425 So.2d 1251, 1253-54 (La.1983) (citations omitted).
The state's Sentence Review Memorandum reveals that
since 1979, 21 cases have originated as first degree murder
prosecutions in Livingston Parish, including the defendant's. Of those
cases, juries have recommended the death penalty for only four
defendants. The first, George Brooks, participated with his co-defendant
James Copeland in the repeated rape and eventual murder of an 11-year-old
boy. After initially remanding his case to the trial court for a
hearing on a motion for a new trial, this Court affirmed Brooks's
conviction and sentence on direct appeal. State v. Brooks, 505 So.2d
714 (La.1987). However, in post-conviction proceedings, the Court then
granted Brooks a new trial on grounds that he had received ineffective
assistance of counsel at both stages of his first trial. State v.
Brooks, 94-2438 (La.10/16/95), 661 So.2d 1333. The disposition of this
case on remand remains unknown. The second defendant, Thomas Sparks,
a/k/a Abdullah Hakim el-Mumit, shot and killed a Tangipahoa Parish
Sheriff's deputy. El-Mumit was convicted and sentenced to death.
However, his appeal in this case, State v. Sparks, 88-0017, has been
in abeyance for years after the Court remanded the case for
evidentiary proceedings related to the defendant's new trial motion
and the appeal has only recently been revived. Thus, neither case is
useful in proportionality review. As for Copeland, he was tried and
convicted in Tangipahoa Parish, also a part of the 21st Judicial
District, and sentenced to death. Copeland's first appeal to this
Court resulted in reversal of his conviction and sentence. State v.
Copeland, 419 So.2d 899 (La.1982). Following retrial, Copeland was
again convicted of first degree murder and sentenced to death. On
appeal, this Court affirmed both the conviction and sentence. State v.
Copeland, 530 So.2d 526 (La.1988). The fourth defendant, Michael Weary,
along with several co-defendants, brutally murdered a classmate after
he delivered pizza at a nearby residence. The jury found him guilty of
first degree murder and the court sentenced him to death on April 17,
2002. This Court affirmed his conviction and sentence. State v. Weary,
03-3067 (La.4/24/06), 931 So.2d 297.
Thus, of the death sentences meted out by juries in
the 21st Judicial District, only the cases of Copeland and Brooks
appear similar to defendant's, as they kidnapped, sexually assaulted,
and then murdered an 11-year-old boy, and only Copeland's has resulted
in a final sentence of death that may be reliably compared to the
present case. The other first degree murder prosecutions which
resulted in life sentences or less in the 21st Judicial District do
not appear remotely similar.
Given a paucity of cases within a district to
compare, this Court has either concluded proportionality review
without further analysis, Felde, 422 So.2d at 398 (“Thus, there are no
similar cases, and this sentence cannot be held disproportionate to
sentences in other cases.”), or, far more frequently, conducted
proportionality review on a state-wide basis. See, e.g., State v.
Reeves, 06-2419, p. 87 (La.5/5/09), 11 So.3d 1031, 1087; State v.
Davis, 92-1623, pp. 34-35 (La.5/23/94), 637 So.2d 1012, 1030-31. Over
the course of the past 30 years, death sentences returned in capital
cases based primarily on the jury's finding that the defendant killed
the victim in the course of an aggravated rape or attempted aggravated
rape which may also have involved the kidnapping of the victim have
not been uncommon. State v. Thibodeaux, 98-1673, p. 31 (La.9/8/99),
750 So.2d 916, 939 (“Cases are legion in which this court has affirmed
capital sentences based primarily on the jury's finding that the
defendant killed during the perpetration or attempted perpetration of
an aggravated rape.”)(collecting cases).FN8 For example, expanding the
review over the parish line from Livingston Parish into the 19th
Judicial District, with its major metropolitan center of Baton Rouge,
encompasses 78 capital cases, four of which involved the death of the
victim during an aggravated rape, and three of which resulted in
sentences of death. See State v. Cosey, 97-2020 (La .11/28/00), 779
So.2d 675; State v. Miller, 99-0192 (La.9/6/00), 776 So.2d 396; State
v. Jones, 474 So.2d 919 (La.1985). Thus, the pool of similar cases
involving the murder of the victim during the commission of an
aggravated or forcible rape which resulted in death sentences has
become sufficiently large that, even assuming the pool of similar
cases which did not result in death is also significant, it appears
that juries generally throughout the state have imposed the death
penalty for similar crimes. Cf. State v. Frost, 97-1771, p. 27
(La.12/1/98), 727 So.2d 417, 438 (“[A]lthough counsel argues correctly
in his Sentence Review Memorandum that proportionality review should
include all similar first-degree murder prosecutions including those
which resulted in non-capital verdicts and/or sentences, the relevant
pool of capital sentences based in part or entirely on armed robbery
murder is now so large that this defendant's sentence does not reflect
the wanton and freakish infliction of capital punishment, no matter
how large the relevant pool of similar non-capital cases.”).
Accordingly, the death sentence returned in the present case does not
appear simply by its own terms a truly aberrational result that is
grossly disproportionate to the crime. State v. Bonanno, 384 So.2d
355, 358 (La.1980)(“To determine whether the penalty is grossly
disproportionate to the crime we must consider the punishment and the
crime in light of the harm to society caused by its commission and
determine whether the penalty is so disproportionate to the crime
committed as to shock our sense of justice.”) (citation omitted).
Rule 28 sentence review for excessive in the
present case thus retains its focus on the character of the offender
and the circumstances of the crime. The Uniform Capital Sentence
Investigation Report reveals that defendant is a white male born on
February 19, 1962. Defendant was 40 years old at the time of the
offense and is now 47 years old. He attended Baton Rouge area schools
through the ninth grade but was considered impaired and placed in
special resource classes. Upon entering high school, defendant's
mother removed him from school on the advice of the principal.
Defendant then attended trade school where he became an automotive
mechanic specializing in diesel engines. He gained employment in a
SAAB dealership and also worked as a gas station attendant. Following
his release on parole in 2000 on his second felony conviction, he
began working with Delta Concrete, and was employed by Delta at the
time of his arrest. As indicated by the reports of Drs. Arcetona and
LeBourgeois, defendant claimed to have obtained his GED while in
prison and completed several college level correspondence business
courses. As an adult, he has two prior felony convictions which also
involved sexual assault. FN9 Drs. Arcetona and LeBourgeois agree that
defendant suffers from anti-social personality disorder and sexual
sadism disorder but that he has an IQ in the normal range and does not
appear to have any organic brain impairments that would result in
abnormal mental functioning.
In the sentencing hearing, the state placed before
jurors documentary evidence relating to defendant's prior convictions.
It thereby established that in 1982, defendant pleaded guilty to
sexual battery in violation of La.R.S. 14:43.1, and received a
sentence of 10 years at hard labor. In 1990, defendant was convicted
of forcible rape in violation of La.R.S. 14:42.1, and on two counts of
aggravated crime against nature in violation of La.R.S. 14:89.1. He
received a total sentence of 20 years imprisonment at hard labor and
was on parole for those crimes at the time he killed Courtney
LeBlanc.FN10
In addition, the state called the victims of his
prior crimes at the sentencing stage to inform jurors of the
circumstances surrounding the sexual assaults. Cynthia Renee Cullivan
(Sustrom) testified that on March 17, 1982, as she walked home in
Baton Rouge, defendant stopped and offered her a ride in his car.
After she got into his vehicle, defendant pulled out a knife and held
it to her as he abducted her and drove her to a residence in which, in
the back bedroom, he forced her to have oral sex twice as he continued
to hold the knife against her. In response to a specific question by
the prosecutor, she testified that defendant ejaculated in her mouth
both times. He then drove her home. Cullivan was 18 years old at the
time. Kathryn Brown (Miller) testified that on June 14, 1990, as she
was walking past a field on Florida Avenue in East Baton Rouge Parish
near the Amite River, defendant jumped out, grabbed her at knife point,
and dragged her across the field by her throat to his car. He then
pushed her into the vehicle and drove to an abandoned building where
he got her out and forced her to perform oral sex on him and then
performed oral sex on her. He then raped her vaginally against the
wall of the building. On this occasion, defendant did not drive his
victim home. As Miller walked away from the scene she fortuitously
caught a ride from Cindy Landry, defendant's sister. According to
Miller, when she described what had happened to her, Landry exclaimed,
“That's my brother.” When they arrived at the apartment of Miller's
mother, the victim got out of Landry's car as fast as she could.
Miller was 22 years old at the time.
In addition, jurors also heard from Jennifer Kocke,
called as a victim-impact witness to describe what the loss of her
daughter meant to her and to express the bitter irony at the heart of
daughter's death. “Even after the misuse of her trust in Mississippi,”
Kocke told jurors, “she still attempted to save Gerald's life when he
was electrocuted, only for him to come back in a week and rape and
murder her.”
Although defendant has a diagnostic profile of
sexual sadism, the circumstances of Courtney LeBlanc's murder were not
nearly as repellant as those in State v. Brogden, 457 So.2d 616, 621
(La.1984), which we described as of “unparallel savagery and brutality”
on the basis of evidence that the defendant and his companion
repeatedly raped the victim and forced her to perform multiple acts of
oral sex as they pummeled her with their fists, gouged her body with
the jagged edges of broken glass bottles, beat her with a brick until
they thought she was dead, and at some point during the ordeal shoved
one or two pointed sticks up and through her vagina and into her
abdominal cavity. Brogden, 457 So.2d at 621. Nor were the
circumstances of Courtney LeBlanc's death comparable to those in State
v. Sawyer, 422 So.2d 95 (La.12982), aff'd after remand, 442 So.2d 1136
(La.1983), in which defendant and his companion, in the course of
raping the victim, dunked her body into scalding water, beat her, and
set fire to her genitals with lighter fluid. In the present case,
defendant's crime thus does not fall into the class of similar cases
constituting the most serious violations of the charged crime. State
v. Quebedeaux, 424 So.2d 1009, 1014 (La.1982)(as a general rule,
maximum sentences are reserved for the worst offenders and the most
serious violations of the charged offense).
On the other hand, a jury in East Baton Rouge
Parish returned a verdict of death in State v. Jones, 474 So.2d 919
(La.1985), under circumstances strikingly similar to the present case
in which the defendant abducted the 11-year-old daughter of his
estranged girlfriend, raped her and choked her to death, and left her
partially nude body in a drainage canal. Jones has been executed for
that crime. In the present case, all of defendant's crimes involved a
similar pattern involving the forcible abduction of his victims in the
course of sexually assaulting them after he had armed himself with a
knife, and, as he pointed out to the sanity commission doctors, an
escalating pattern of violence which culminated in the strangulation
death of his stepdaughter, an act of particular heartlessness in view
of her role in reviving him only one week before in the electrical
accident at the trailer. Defendant's conduct in the present case and
in his prior crimes stamped him as a particularly dangerous and
ruthless sexual predator who had preyed upon young women for most of
his adult life and then turned at the last to an adolescent girl
within his wife's family. Given all of the circumstances, we cannot
say that this jury's verdict does not represent the community's
reasoned judgment of his moral and legal culpability for his crime but
constitutes a grossly disproportionate response that shocks the sense
of justice.
Accordingly, because we have granted defendant's
motion to waive his direct appeal, and because our Rule 28 review
reveals that the death penalty imposed on defendant is not excessive,
the appeal of his conviction for first degree murder and sentence of
death is hereby dismissed. We do not anticipate that defendant will
seek rehearing of our decision or pursue any other avenue of review,
including an application for certiorari to the United States Supreme
Court. Therefore, upon finality of this decision 15 days after it is
rendered, and thus upon finality of defendant's conviction and
sentence, the district court shall, in conformity with La.R.S. 15:567,
forward to the secretary of the Department of Public Safety and
Corrections a certified copy of the indictment, verdict, sentence, and
judgment of this Court dismissing defendant's appeal and thereby
rendering the verdict and sentence final. The district court shall
also issue a warrant commanding the secretary to cause the execution
of the defendant specifying a date upon which he is to be put to death,
not less than 60 days nor more than 90 days from the date the warrant
is issued.
APPEAL DISMISSED; CASE REMANDED FOR EXECUTION OF
SENTENCE
FN1. Judge Benjamin Jones, of the Fourth Judicial
District Court, assigned as Justice Pro Tempore, participating in the
decision.
FN2. The current total is apparently 133 or 12% of
the appeals. See Criminal Justice Project of the NAACP Legal Defense
and Educational Fund, Inc., Death Row U.S.A. (Winter 2009).
FN3. In the case of Scott Judge Bourque, this Court
initially affirmed his conviction for first degree murder but vacated
his death sentence and remanded the case to the district court for a
second penalty hearing. State v. Bourque, 622 So.2d 198 (La.1993).
Bourque was resentenced to death and appealed. He then made his
request to dismiss his second capital appeal after briefs on the
merits had already been filed. This Court issued an order directing
the trial court to determine Bourque's competency to waive his appeal
but specifically provided that the proceedings below would not affect
the progress of the appeal, which the Court then decided in due course.
State v. Bourque, 96-0842 (La.7/1/97), 699 So.2d 1. Our opinion issued
some three months before the district court conducted its hearing in
November, 1997, and determined that Bourque in fact was not competent
to waive direct review of his capital sentence. This Court accordingly
dismissed further proceedings on the motion and committed Bourque to
post-conviction proceedings represented by new counsel. State ex rel.
Bourque v. State, 96-2752 (La.3/17/00), 760 So.2d 308; see State ex
rel. Bourque v. Cain, 03-0602 (La.1/7/05), 892 So.2d 1237 (remanding
for a hearing on Bourque's claim that he is not competent to proceed
to execution).
FN4. In State v. Felde, 422 So.2d 370, 395
(La.1982), this Court observed in dicta that “[a] defendant cannot
waive his right to appeal a death sentence.” However, the Court cited
to La.C.Cr. art. 905.9, mandating this Court's Rule 28 review of
sentence only, and to cases from jurisdictions in which appeal of a
capital conviction and sentence of death is by statute automatic,
i.e., California and Florida. In any event, we herewith resolve any
ambiguity in Felde by holding that a defendant may waive direct appeal
of his capital conviction and sentence of death, subject to this
Court's Rule 28 review of his sentence.
FN5. For its Rule 28 review, this Court had the
record on appeal supplemented with a DVD copy of the confession.
FN6. Counsel had also called Dr. Cenac for another
purpose. He had proffered for introduction into evidence several
printed letters ostensibly sent to the defendant in the Livingston
Parish jail. These letters, profane in language and filled with
threats against defendant, were, at least in counsel's view, evidence
that Jennifer Kocke was urging defendant to “stick to the plan” to
accept in court responsibility for a crime she committed, although the
letters also contained threats if he persisted in offering a defense
that Kocke had killed her own daughter.
Dr. Cenac proposed to testify that based on the
content of the letters, the author was a female and someone with
direct knowledge of the circumstances of the crime and with intimate
knowledge of defendant's various family members. The psychiatrist was
prepared to testify that within the small subset of women who could
have written the letters, Jennifer Kocke was the most likely author.
The state objected, and the trial court agreed, that Dr. Cenac's
purported technical knowledge in identifying the author of anonymous
death threat letters did not meet the criterial established by Daubert
v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786,
125 L.Ed.2d 469 (1993) and Kumho Tire Co. v. Carmichael, 526 U.S. 137,
119 S.Ct. 1167, 143 L.Ed.2d 238 (1999), for admitting opinions based
on scientific or technical knowledge.
Defendant has waived direct review of the trial
court's ruling excluding the letters and although the defense
proffered them again at the sentencing stage, we do not consider that
exclusion of the evidence had any bearing on the reliability of jury's
sentencing verdict. FN7. Venue of prosecution is not an element of the
offense but a jurisdictional matter for the court to decide in advance
of trial. La.C.Cr.P. art. 615. Although Courtney LeBlanc had almost
certainly been killed where the police found her, across the parish
line in East Baton Rouge Parish, venue of the prosecution was proper
in Livingston Parish, where, according to defendant's confession, she
had been abducted at the outset of a continuous chain of events which
led to her death at the Amite River. La.C.Cr.P. art. 611(A)(“If acts
constituting an offense or if the elements of an offense occurred in
more than one place, in or out of the parish of state, the offense is
deemed to have been committed in any parish in this state in which any
such act or element occurred.”); cf. State v. Anthony, 427 So.2d 1155,
1158 (La.1983)(“When ‘res gestae’ has been used to determine whether
the homicide was committed in the perpetration of a certain felony, it
seems to have been a short way of saying that the underlying felony
and the homicide form part of one continuous transaction which
occurred without a significant break in the chain of events.”). FN8.
See, e.g., State v. Reeves, 06-2419 (La.5/5/09), 11 So.3d 1031; State
v. Hoffman, 98-3118 (La.4/11/00), 768 So.2d 542; State v. Connolly,
96-1680 (La.7/1/97), 700 So.2d 810; State v. Comeaux, 93-2729
(La.7/1/97), 699 So.2d 16; State v. Martin, 93-0285 (La.10/17/94), 645
So.2d 190; State v. Wille, 595 So.2d 1149 (La.1992); State v. Lee, 559
So.2d 1310 (La.1990); State v. Eaton, 524 So.2d 1194 (La.1988); State
v. Carmouche, 508 So.2d 792 (La.1987); State v. Williams, 490 So.2d
255 (La.1986); State v. Brogdon, 457 So.2d 616 (La.1984); State v.
Watson,, 449 So.2d 1321 (La.1984); State v. Rault, 445 So.2d 1203
(La.1984); State v. Celestine, 443 So.2d 1091 (La.1983); State v.
Willie, 436 So.2d 553 (La.1983); State v. Sawyer, 422 So.2d 95
(La.1982), aff'd after remand, 442 So.2d 1136 (La.1983); State v.
Moore, 414 So.2d 340 (La.1982).
Excluded from this list of similar crimes are cases
in which the defendant's death sentence was eventually vacated and he
was resentenced to life imprisonment at hard labor. See State v. Loyd,
489 So.2d 898 (La.1986), rev'd Loyd v. Whitley, 977 F.2d 149 (5th
Cir.1992)(remanded for new trial, defendant subsequently resentenced
to life imprisonment at hard labor); State v. Flowers, 441 So.2d 707
(La.1983), rev'd Flowers v. Blackburn, 779 F.2d 1115 (5th Cir.1986)(remanded
for new trial), State v. Flowers, 509 So.2d 588 (La.App. 5th Cir.1987)
(conviction and life sentence affirmed). FN9. The report indicates
that defendant has no juvenile record. However, the sanity commission
reports of Drs. Arcetona and LeBourgeois indicate that in February,
1979, when defendant was 17 years old, he faced charges of aggravated
rape and simple kidnapping of an 18-year-old girl, whom he accosted at
work and raped her anally after forcing her to perform oral sex. He
was adjudicated delinquent but as an alternative to incarceration went
to the Greenwell Springs Hospital for psychiatric treatment and
rehabilitation. However, his stay ended only a few months later after
the staff discovered that he had smoked marijuana in the hospital.
Defendant was remanded to the Louisiana Training Institute for
vocational education but released on probation approximately one year
later. In July, 1981, his probation was terminated. Shortly thereafter,
defendant was charged as an adult for the sexual assault of Cynthia
Cullivan, leading to his first conviction in 1982 for sexual battery.
The discrepancy between the reports of Drs.
Artecona and LeBourgeois and the Uniform Capital Sentence
Investigation Report is unexplained and unresolved but has no material
bearing on our Rule 28 review because jurors were not in any event
informed of the juvenile adjudication (if it occurred), cf. State v.
Jackson, 608 So.2d 949, 956-57 (La.1992)(juvenile adjudications of
delinquency for felony-grade acts admissible as character and
propensity in capital sentencing hearings), and we will assume that
defendant, in fact, had no prior serious juvenile record. FN10. The
state had also proposed to introduce evidence that out of frustration
over the failure of prison authorities in the Livingston Parish jail
to transfer him to the penitentiary at Angola, defendant set fire to
his jail cell on October 14, 2004, forcing the removal of some of the
other inmates from the hallway. The state argued that defendant had
thereby committed the crime of aggravated arson in violation of La.R.S.
14:51 because he had created a foreseeable risk to human life and that
the offense therefore constituted character and propensity evidence
under this Court's decision in State v. Jackson, 608 So.2d 949
(La.1992). However, apparently agreeing with the defense that the fire
had not in fact endangered the other inmates or jail personnel because
it had been extinguished immediately, the trial court found that the
offense constituted at most simple arson, La.R.S. 14:52, and excluded
it from the sentencing phase.