Jerome Bowden was a small, undernourished twenty-four-year-old when he was accused of robbing and murdering a fifty-five-year-old Georgia woman and badly beating her bedridden mother. Bowden's I.Q. was measured at 59, and he could not count to ten. His mental age was approximately nine.
Neighbors described Bowden "soft-spoken, pleasant, optimistic, and always smiling." One neighbor said:
Before I knew [Bowden], I heard boys talking about him in the neighborhood, calling him crazy and retarded. People used to tease him, but it didn't seem to bother him. He didn't understand. He thought they were paying him a compliment.... He would get lost and wander around for a long time.... One time he took some money from [his employer], but it seems like someone may have put him up to it, because he didn't seem to know what he was doing. He didn't try to hide it. I don't think he meant to keep it. I think maybe he just forgot to turn it in, because he was just standing around with it in his pocket when they came looking for it. This is why I don't think he made the decision by himself. He was easily influenced by others.
Bowden's sister, Josephine, recalled that "Jerome's mind just used to come and go." Once, while mowing his sister's lawn, the mower ran out of gas; Bowden filled the gas tank with water, then wandered off.137 When he was not working, Bowden would often just sit on his bed and rock himself back and forth for hours on end.138
When Jerome Bowden heard from his sister that the police had been looking for him, he went to them to find out how he could help. They confronted him about the crime, and he denied any involvement, but eventually he broke down, confessed, and signed a written statement acknowledging his guilt.139 James Graves, a sixteen-year-old boy, implicated Bowden in the crime; beyond Graves's statement and Bowden's confession, no physical evidence linked Bowden directly to the crime, although a great deal of evidence incriminated Graves.
1. A wig, allegedly used during the
crime, was found on a couch in Jamie Graves' house.
2. Jewelry, taken during the crime, was found in Graves'
house.
3. A pellet gun, used in the crime, was found under
Graves' house.
4. Pawnbroker Sammie Roberts testified that he received
a television set, taken during the crime, from Graves
and gave him $10 for it. He also testified that he had
never seen and did not know of Jerome Bowden.
5. The operator of a coin shop stated that he bought
some coins, taken during the crime, from Graves.
6. No fingerprints of either defendant were found in the
house where the crime occurred.
Graves, being a minor, received a life sentence. He was later found to be insane and sent to the state hospital for the criminally insane. Bowden, on the other hand, was sentenced to death just 56 days after his arrest. His conviction was based solely on a purported “signed confession” which was drafted and typed by police and which Bowden could neither have read nor understood if it had been read to him. Bowden was prosecuted for the crime even though all of the state’s physical evidence implicated Graves, not Bowden.
Bowden denied that he had played a role in the murder. When asked why he had made a false confession, Bowden struggled to find an answer: "Well, that I don't know. Only thing that I knew, since Detective Myles had told me this here.... Had told me about could help me, that he could, you know, which I knew that confessing to something you didn't take part in was-if you confess to something that you didn't do, as if you did it, because you are saying that you did." Apparently Detective Myles promised Bowden that he would help him stay out of the electric chair if he confessed. When his clemency attorney later asked him if he had even read his "confession" before signing it, Bowden said, "I tried."
Although Jerome Bowden could hardly read and could not count to ten, his trial lawyers did not raise his retardation during his defense. He was convicted of murder and sentenced to death. When the state granted a last-minute, ninety-day stay of execution to have his mental capacity evaluated, Bowden's lawyers rushed to his cell with the news, but Bowden did not understand the meaning of a "stay." He asked his attorney if the stay meant he could watch television that night. "Jerome has no real concept of death," his attorney ruefully concluded.
During the stay of execution, Irwin Knopf, a psychologist from Emory University, gave Bowden another I.Q. test at the request of the State Board of Pardons and Paroles. This time Bowden scored 65, higher than on his previous tests but still clearly within the definition of mental retardation. Knopf nonetheless concluded that Bowden was not sufficiently disabled to merit clemency.
Bowden's lawyers were devastated. Bowden, in contrast, was proud of his performance on the I.Q. test: I tried real hard," he told his lawyers. "I did the best I could."
Relying entirely on Knopf's test, the State Board of Pardons and Paroles refused to grant clemency for Jerome Bowden. Bowden was "scared," his lawyers said, but he told an interviewer that he was "going off to live on a little cloud," and he hoped a guard who had befriended him "would live on a cloud near him someday."
Despite a public outcry, Bowden was executed on June 4, 1986. The public outcry surrounding his execution led Georgia to become the first state in the U.S. to prohibit the execution of people with mental retardation.
733 F.2d 740
Jerome Bowden,
Petitioner-Appellant,
v.
Robert Francis, Warden, Georgia
Diagnostic and Classification Center,
Respondent-Appellee.
No. 83-8426
Federal Circuits, 11th Cir.
May 14, 1984
Appeal from the United States District Court for the Middle District of Georgia.
Before TJOFLAT and FAY, Circuit Judges, and WISDOM*, Senior Circuit Judge.
TJOFLAT, Circuit Judge:
Jerome Bowden, a Georgia death row inmate, appeals the district court's denial of his petition for habeas corpus relief. Bowden's principal constitutional claims concern his alleged mental incompetency and the failure of the trial court and his attorney to take appropriate steps to discover this fact. He contends that the trial court should have had him examined by a psychiatrist and determined his competency to stand trial before proceeding to trial and that his attorney should have introduced certain evidence regarding his mental state as a mitigating circumstance at the sentencing phase of his trial. Bowden's other claims concern the prosecutor's conduct during the trial. We do not find the constitutional error Bowden asserts. Accordingly, we affirm.
I.
A.
At 8:30 a.m. on October 11, 1976, Jerome Bowden, twenty-four, and James Lee Graves, sixteen, broke into the Columbus, Georgia home of Mrs. Kathryn Stryker, fifty-five. Mrs. Stryker, Graves' next door neighbor, lived with her paralyzed, bedridden, seventy-six-year-old mother, Mrs. Wessie Bell Jenkins. Bowden and Graves had been employed by Mrs. Stryker a week earlier, raking the fall leaves in her yard. It was then that they formulated a plan to burglarize her home. Bowden had twice previously been convicted of burglary.
Bowden and Graves entered the Stryker home armed with a pellet gun and disguised with wigs. When he discovered Mrs. Stryker, Bowden, using the pellet gun as a cudgel, attacked her. After bludgeoning her with sufficient force to crack open her skull,1 he thrust a butcher knife into her chest up to the hilt.
Bowden and Graves then ransacked the house and stole a television set, jewelry, and coins. When Bowden discovered Mrs. Jenkins in her bed, he beat her about the head. They then returned to Graves' house and disposed of the loot, joking about their successful adventure. They considered going to a shopping center to snatch purses, but decided against that course.
Three and one-half days later, prompted by the concerns of neighbors and friends, the police forced entry into the Stryker home. They discovered the dead body of Mrs. Stryker on the floor and the mortally wounded body of Mrs. Jenkins.2
Following an investigation, Graves confessed to his participation in these crimes and implicated Bowden. Bowden learned that the police were looking for him and surrendered to an officer on October 15, 1976. On October 17, after having been repeatedly given his Miranda warnings, he confessed. Bowden and Graves were indicted by a Muscogee County, Georgia grand jury and charged with burglary, armed robbery, aggravated assault of Mrs. Jenkins, and the murder of Mrs. Stryker. The case was severed for trial; Bowden was tried first.
Prior to trial, Bowden's counsel filed a special plea of insanity and moved the Muscogee County Superior Court for the appointment of a psychiatrist to evaluate Bowden. He sought to have a psychiatrist render opinions on whether Bowden was competent to stand trial and whether he was insane at the time he committed the crimes. At an evidentiary hearing on his motion, counsel presented evidence that, he contended, suggested that Bowden was incompetent to stand trial.
Bowden's sister and niece, with whom Bowden had lived for several months, testified to certain aspects of Bowden's behavior they considered bizarre: he would sometimes sit on the bed and rock for hours at a time; on other occasions he would "cuss out" the children in the family. His sister also stated that Bowden's mother once attempted to have him examined by a psychiatrist, after Bowden had gotten into trouble with the law. Bowden's lead trial counsel testified that he had been having difficulty eliciting a coherent story from Bowden concerning his activities on the day of the crime; counsel admitted, however, that Bowden had been cooperating with him in all other respects in his preparation of the case for trial. The court denied the motion for a psychiatric evaluation, and counsel withdrew Bowden's special plea of insanity.
Bowden went to trial on December 7, 1976. On December 9, at the conclusion of the guilt phase of the trial, the jury found Bowden guilty as charged. The sentencing phase of the trial followed for the purpose of determining whether Bowden should receive the death penalty for the murder of Mrs. Stryker. The jury found that the murder had been committed under aggravating circumstances and recommended that Bowden be sentenced to death.3 The court, being bound under Georgia law to follow the jury's recommendation, sentenced Bowden accordingly.
B.
On direct appeal,
the Georgia Supreme Court affirmed
Bowden's convictions and his death
sentence. Bowden v. State, 239 Ga.
821, 238 S.E.2d 905 (1977), cert.
denied,
On August 13, 1980, Bowden again petitioned the Superior Court of Butts County for a writ of habeas corpus. The court considered the petition successive and summarily rejected it on September 4, 1980. The Supreme Court of Georgia denied Bowden's application for a certificate of probable cause to appeal this disposition. Bowden then turned to the Superior Court of Muscogee County for relief, filing an extraordinary motion for a new trial on the basis of "newly discovered evidence."
The motion was heard by a different judge than the one who had tried Bowden's case (since the latter had retired) and was denied. That court then scheduled Bowden's execution for September 3, 1982, but stayed it pending Bowden's appeal of the court's order denying his motion for a new trial. The Supreme Court of Georgia affirmed that order on October 27, 1982, Bowden v. State, 250 Ga. 185, 296 S.E.2d 576 (1982), and a new execution date, December 16, 1982, was set.
On December 10, 1982, Bowden petitioned the district court for a writ of habeas corpus and moved for a stay of his execution, which was granted. On May 6, 1983, the district court denied Bowden's petition without an evidentiary hearing. On June 10, it granted Bowden's application for a certificate of probable cause to appeal, and this appeal followed.
C.
In this appeal, Bowden presents six federal constitutional claims.4 Each claim is exhausted, having been presented to the Georgia courts and disposed of on the merits. First, Bowden claims that the state trial court failed to order a psychiatric examination for the purpose of determining Bowden's competence to stand trial, in violation of the due process clause of the fourteenth amendment. Second, Bowden claims that the trial court's refusal to appoint a psychiatrist to examine him precluded him from presenting evidence of his mental illness in mitigation of sentence at the sentencing phase of his trial, in violation of the due process clause of the fourteenth amendment. Third, Bowden claims that the trial court prevented his attorney from arguing Bowden's mental condition to the jury as a mitigating circumstance during the sentencing phase of the trial, in violation of the eighth and fourteenth amendments. Fourth, Bowden claims that the prosecutor denied him due process of law, in violation of the fourteenth amendment, by failing to give him clear notice of the prior convictions the state planned to use against him as an aggravating circumstance at the sentencing phase of his trial. Fifth, Bowden claims that the trial court denied him his sixth and fourteenth amendments right of confrontation by allowing the prosecutor to introduce James Graves' confession into evidence without calling Graves to the witness stand to testify.5 Sixth, Bowden claims that his lead trial counsel rendered ineffective assistance, in violation of the sixth and fourteenth amendments, in failing to interview prosecution witnesses prior to trial and in failing to unearth readily available evidence of Bowden's low intelligence for use in mitigation during the sentencing phase of Bowden's trial.
Bowden contends that the record establishes each of these claims as a matter of law and that he is entitled to the issuance of the writ. If the record does not establish these claims as a matter of law, Bowden contends that he is entitled to an evidentiary hearing in the district court to prove them. We conclude that an evidentiary hearing in the district court is not necessary.
Bowden's first five claims must be determined on the basis of the record of the criminal proceedings, both pretrial and trial, against Bowden in the Superior Court of Muscogee County. That record demonstrates that Bowden is not entitled to relief on any of these claims. Bowden's sixth claim was fully and fairly litigated in the first habeas corpus proceeding that Bowden brought in the Superior Court of Butts County. That court's findings of fact on this claim, which we presume to be correct,6 demonstrate that Bowden's sixth claim must also be denied.
II.
A.
Bowden claims that the trial judge committed constitutional error by refusing to have him examined by a psychiatrist prior to trial for the purpose of determining whether he was competent to stand trial. It is of course a violation of due process to try a criminal defendant while he is mentally incompetent, incapable of understanding the nature of the proceedings pending against him and assisting his lawyer in the conduct of his defense. Hance v. Zant, 696 F.2d 940 (11th Cir.), cert. denied, --- U.S. ----, 103 S.Ct. 3544, 77 L.Ed.2d 1393 (1983).
When a court has a 'bona fide doubt' as to the defendant's competence [to stand trial], it must sua sponte conduct a hearing on his competence to stand trial. Pate v. Robinson, 383 U.S. 375, 385, 387, 86 S.Ct. 836, 842, 843, 15 L.Ed.2d 815 (1966); Scarborough v. United States, 683 F.2d 1323, 1324 (11th Cir.1982); Zapata v. Estelle, 588 F.2d 1017, 1020 (5th Cir.1979). This procedural guarantee, known as a "Pate hearing," protects the defendant's substantive constitutional right to a fair trial.
Hance v. Zant, 696 F.2d at 948.
Bowden claims that prior to trial he raised a bona fide doubt as to his competence to stand trial and that the trial court was accordingly obligated to conduct a Pate hearing. The court failed to do so. Consequently, Bowden contends, the district court, as instructed by Pate, should have held "a nunc pro tunc competency hearing [if] a meaningful inquiry into [his] competency [at the time of his trial] could still be made." Id. Bowden asserts that such a meaningful inquiry is no longer possible. Therefore, he must be retried, assuming he is now competent; if he is not, he must be released. Id. We disagree.
Our examination of the record of the proceedings in the state trial court, especially those which dealt with Bowden's suggestion that he was incompetent to stand trial, convinces us that a bona fide doubt as to Bowden's competence was not presented. Accordingly, the trial judge was not obligated to have Bowden examined by a psychiatrist to determine his competence and, after receiving the psychiatrist's report, to hold a hearing to adjudicate his competence to stand trial.
The only evidence Bowden presented to raise a bona fide doubt as to his competence was, as we have indicated supra, the testimony of his lead trial lawyer, his sister and his niece. The lawyer, Samuel Oates, testified that Bowden had been unable to give him a clear sequence of his activities on the day the crimes at the Stryker residence were committed. Oates added, however, that Bowden was concerned about his case and was attempting to assist him in the preparation of his defense.
For example, Bowden said that he had an alibi, he was with a friend watching television when the crimes were taking place, and that the confessions he had given the police had been coerced. Bowden's sister and niece testified that Bowden had lived with them (and the sister's husband and family) for several months following his release from prison in August 1975.
During that time, his niece observed Bowden sit on the bed and rock, often for several hours; he did this on days when he was not working. His sister said that the children sometimes complained that Bowden would "cuss" at them. She also testified that, years earlier, after Bowden had had several scrapes with the law, his mother thought he needed psychiatric help.
The trial judge concluded that the evidence suggesting Bowden's incompetency was, taken as a whole, insufficient to "warrant the expense of a psychiatric evaluation," and he denied Bowden's motion for the appointment of a psychiatrist. The court advised Bowden's counsel that it would proceed to summon a jury to try Bowden on the issue of competence to stand trial if Bowden wished to litigate his special plea of insanity. Counsel rejected the offer and withdrew the special plea.
Hance v. Zant instructs that, in determining whether a trial court has denied a defendant due process by refusing to obtain a psychiatric evaluation, we must "focus on what the trial court did in light of what it then knew," id., at 948, concerning, for example, the defendant's behavior, his demeanor at trial, and any prior medical opinion touching on his competence to stand trial.
In this case, the evidence of Bowden's past behavior and his behavior and demeanor before the trial judge plainly failed to create a bona fide doubt as to his competency to stand trial. Nor was there any evidence of a prior medical opinion that might have raised such a doubt. The trial judge therefore committed no pretrial error in denying Bowden's motion for a psychiatric evaluation.
Pate and its progeny hold or at least strongly intimate, however, that a trial court's proper pretrial disposition of a motion for a psychiatric examination may not end the matter. If subsequently during the trial proceedings a bona fide doubt should arise concerning the defendant's competency, the court would be obliged to resolve the issue and, to aid it in doing so, may be required to obtain an expert psychiatric opinion.
In this case, though, nothing that transpired after the denial of Bowden's motion for an examination raised such a doubt. On the contrary, any lingering uncertainty that may have existed concerning the defendant's competence disappeared. First, Bowden's counsel withdrew his special plea of insanity, a tacit admission that without expert psychiatric testimony he could not satisfy a jury, in a trial on the special plea, that his client was incompetent; that is, his lay testimony, which the judge had already considered and rejected, could not carry the day. Second, the events that transpired throughout the remainder of the trial suggested that Bowden was indeed competent. He took the stand in his own defense and testified coherently, responding to the questions put to him on both direct and cross-examination. He told about surrendering to the police after learning that the police had been looking for him and about confessing to the crimes. He said that the police coerced his confession, forcing him to adopt Graves' earlier confession, and he insisted that he was innocent.
A reading of Bowden's testimony indicates that Bowden was not very intelligent. It also indicates that he had consulted and cooperated fully with his attorney in the preparation of his defense and was well aware of the nature and consequences of the proceedings taking place. It is significant to note that Bowden was able to withstand the prosecutor's vigorous and lengthy cross-examination practically to the end, steadfastly professing his innocence and repudiating his confessions as coerced. He did not waiver until the prosecutor's final thrust; when asked if he had smoked marijuana after he and Graves had committed the crimes in question, he replied that he had, that it had been his idea to "get high" that morning. Even then, he attempted to rehabilitate himself; on redirect examination he said he had misunderstood the question.
Each Pate claim--that
the lack of a psychiatric evaluation
and subsequent competency
determination denied the defendant
due process--must of course be
decided on its own facts. No two
cases are alike. When we do compare
this case with the others in the
Pate jurisprudence, however, we are
well satisfied that Bowden "has
failed to meet his habeas burden of
producing facts that positively,
unequivocally and clearly generate a
real, substantial and legitimate
doubt as to his actual competency
during trial." Reese v. Wainwright,
600 F.2d 1085, 1091 (5th Cir.), cert.
denied,
B.
Bowden claims that the trial judge refused to appoint a psychiatrist to examine him for the purpose of presenting evidence of his mental illness to the jury at the sentencing phase of the trial and thereby denied Bowden due process of law. Bowden cites Westbrook v. Zant, 704 F.2d 1487 (11th Cir.1983), as authority for his position. We conclude that Westbrook is inapposite.
Westbrook was a habeas corpus proceeding; the petitioner, Westbrook, like Bowden, was a Georgia inmate attacking both his multiple convictions and his death sentence. Prior to trial, he moved the court for state funds so that he could employ a psychologist or psychiatrist to assist him in presenting mitigating evidence to the jury in the sentencing phase of his trial. The court denied his motion. On habeas review, we said that Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978), and Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976), placed "an affirmative duty on the state to provide the funds necessary for [a defendant's] production" of evidence in mitigation, that "[p]ermitting an indigent capital defendant to introduce mitigating evidence has little meaning if the funds necessary for compiling the evidence is unavailable." 704 F.2d at 1496 (emphasis in original).
We concluded that the state must "furnish the services of a psychologist or psychiatrist in those capital cases deemed appropriate by the state trial court." Id. Arguably, the foregoing statements are dicta because the Westbrook court, after observing that the mitigating evidence Westbrook sought to produce through the testimony of a psychological expert was available from Westbrook's "friends, relatives or neighbors," concluded that "the circumstances of this case provided an inappropriate setting for the appointment of psychological assistance," id., and that the state trial court had not abused its discretion in denying Westbrook's request for such assistance.
In this case, the defendant made no such request of the trial judge; Bowden's motion for the appointment of a psychiatrist was limited to the issues of his competence to stand trial and his sanity at the time of the offense. It said nothing about the appointment of a psychiatrist to testify in mitigation during the sentencing phase of the trial. In fact, the claim Bowden now presents was not submitted to the Georgia courts until his appeal to the Georgia Supreme Court from the Butts County Superior Court's denial of his first petition for a writ of habeas corpus.8 The Supreme Court rejected his claim out of hand, concluding that it was "without legal basis." Bowden v. Zant, 260 S.E.2d at 468.
To hold that the state trial judge denied Bowden due process of law by not providing him with a psychiatrist to testify in mitigation, when Bowden made no request therefore, would require us to find that a trial judge has a duty under the Constitution to make such provision sua sponte. This we refuse to do. Accordingly, we reject Bowden's second claim.
C.
Bowden argues that the trial judge violated his rights under the eighth and fourteenth amendments by preventing his lawyer from arguing Bowden's mental condition as a mitigating circumstance in his summation to the jury at the close of the sentencing phase of his trial. Bowden did not assign this claim as error in his direct appeal to the Supreme Court of Georgia following his conviction and sentence.9
This procedural default was cured, however, when that court disposed of Bowden's claim on the merits in considering his appeal from the Butts County Superior Court's denial of his first petition for a writ of habeas corpus. Bowden v. Zant, 260 S.E.2d at 467. Consequently, we address Bowden's claim without requiring him to satisfy the threshold "cause and prejudice" test of Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977).
In addressing, and disposing of, this claim, the Georgia Supreme Court stated that
Bowden erroneously asserts that the defense attorney was denied a full argument on the subject of mitigation. He was attempting to argue that Bowden was insane and that the state had denied him the right to prove it. That was untrue, and the trial court committed no error in sustaining an objection to that line of argument.
260 S.E.2d at 467. We draw the same conclusion from the transcript of Bowden's trial. The trial judge's curtailment of counsel's argument, which amounted to nothing more than a criticism of the court's ruling on Bowden's pretrial motion for the appointment of a psychiatrist,10 was entirely proper. Bowden's motion and the ruling thereon could not have constituted a relevant sentencing consideration.
The court did
permit counsel wide latitude,
however, to argue that the jury
should consider Bowden's mental
state as a mitigating circumstance
sufficient to spare him the death
penalty. Bowden points to nothing in
the trial judge's supervision of the
final summations in the sentencing
phase of the trial that prevented
his lawyer from commenting on "any
aspect of [Bowden's] proffer[ed]
evidence as a basis for a sentence
less than death." Lockett v. Ohio,
D.
Bowden claims that the prosecutor denied him due process of law by failing to give him clear notice of the prior convictions the state planned to use against him as an aggravating circumstance in the sentencing phase of the trial. Georgia law provides "that only such evidence in aggravation as the State has made known to the defendant prior to his trial shall be admissible." Ga.Code Ann. Sec. 27-2503(a) (1978). Bowden contends that due process requires this notice to be written and formal.
We agree with the Georgia Supreme Court, and the district court below, that there is no authority for this proposition. Before the trial proceedings began, the prosecutor gave Bowden's counsel actual and clear oral notice of the record of Bowden's prior convictions that he would seek to introduce into evidence at trial. There was no legislative or judicial requirement that the notice be written; all that was required was that the defendant have adequate, and timely, notice. As the High Court has observed, using the words of the Georgia Supreme Court:
"The purpose of Code Ann. Sec. 27-2503(a) is to allow a defendant to examine his record to determine if the convictions are in fact his, if he was represented by counsel, and any other defect which would render such documents inadmissible during the pre-sentencing phase of the trial." Herring v. State, 238 Ga. 288, 290, 232 S.E.2d 826 (1977).
Zant v. Stephens, --- U.S. ----, ---- n. 23, 103 S.Ct. 2733, 2748 n. 23, 77 L.Ed.2d 235 (1983). We therefore find no merit Bowden's due process claim of insufficient notice concerning his prior convictions.
E.
Bowden claims that the trial judge denied him his sixth and fourteenth amendments right of confrontation by allowing the prosecutor to introduce James Graves' confession in evidence without calling Graves to the witness stand to testify. To place this claim in proper context, it is necessary to review the events that led to the prosecutor's use of Graves' confession.
Prior to trial, Bowden's counsel knew that the state's case against Bowden was strong. Bowden had twice confessed11 to the police, and the police had uncovered some jewelry and a television set that Bowden and Graves had taken from the Stryker residence. The police had also found the pellet gun Bowden had used to bludgeon Mrs. Stryker.
Bowden's first confession took place spontaneously, shortly after Bowden had surrendered to the police, as he and Detective Warren Myles sat in a police car in front of Bessie McCrory's house.12 McCrory was Graves' girlfriend. The police believed that she could implicate Bowden and Graves in the Stryker murder, and they had gone to her house to question her. They had Bowden in their custody at the time. When they arrived at McCrory's house, Detectives C.E. Hillhouse and Arthur Hardaway went inside; Detective Myles remained in the police car with Bowden. Bowden knew that Graves had already given the detectives a complete written statement about the Stryker murder and the roles he and Bowden had played in the crimes at her residence. Bowden decided to clear his conscience; he told Myles that he had killed Mrs. Stryker and that he "couldn't lie about it."
After Detectives Hillhouse and Hardaway finished questioning McCrory they returned to the car and took Bowden to the police headquarters. There, Bowden saw some of Mrs. Stryker's jewelry the police had found in a stove on the back porch of Graves' house, and he volunteered that he had hidden the jewelry in the stove. Bowden then proceeded to give the police a detailed, signed statement of the crimes, the essence of which we have related in part I.A. supra.
Faced with this highly incriminating evidence, Bowden adopted the following trial strategy: he would deny that he had committed the crimes in question and he would explain away his signed confession by claiming that the police, using Graves' signed statement as a tool, had coerced it. The details of the crimes that he had provided the police, he would contend, actually came from Graves' statement, not originally from him.
This strategy first came into play during the State's case, in Bowden's cross-examination of Detective Hillhouse. Hillhouse, on direct examination, had introduced the detailed signed confession Bowden had given at the police headquarters, following the trip from McCrory's house. Hillhouse, in the presence of Detectives Myles and Hardaway, had typed Bowden's statement as Bowden gave it; then, after reading the statement, Bowden had signed it. His lawyer, on cross-examination, attempted to get Hillhouse to say that he had wrung the confession from Bowden by putting words in his mouth--Graves' words.
Hillhouse admitted that he knew Graves had given a full, signed confession but insisted that Bowden's statement came from Bowden alone. Nonetheless, by the time Hillhouse left the stand the question had been firmly planted in the jurors' minds whether Bowden's statement was actually his, or Graves'. To answer the question a close comparison of those statements might well be necessary. Bowden repeated this trial strategy in cross-examining Detective Myles. Myles, however, also maintained that the words in Bowden's statement originated with Bowden, not Graves'.
Detective Hardaway was the final police officer called to establish Bowden's signed confession. Hardaway was the officer in charge of the investigation. He was the one who took Graves' statement, and he was present with Hillhouse and Myles when Bowden gave the statement Hillhouse typed. On cross-examination, Bowden's lawyer again raised the question of whether Bowden had really confessed or merely succumbed to the pressure of the interrogation and adopted Graves' statement. Hardaway refused to budge, however, insisting that the words in Bowden's statement came only from Bowden.
Bowden made the detectives' credibility the central focus of the guilt phase of the trial when he took the stand in his own defense. He immediately undertook to explain away his signed statement, and the brief confession he had made earlier to Detective Myles. He said that he had surrendered to the police simply because he had heard that the police were looking for him.
He testified that when they initially told him about Mrs. Stryker's murder he denied any involvement in it. He admitted that he subsequently told Detective Myles that he had killed Mrs. Stryker; he confessed, he said, because Myles promised him that if he did Myles would "keep [him] from going to the electric chair." He thereafter signed a formal statement at the police headquarters because he was afraid. He said the words in that statement came from Graves' statement; they had been read to him by Detective Hardaway.13
On cross-examination, Bowden stood firm. He continued to profess his innocence and to claim that his signed confession was false, that it had been lifted from Graves' statement. It was in an effort to impeach this testimony, and, at the same time, to buttress the testimony of Detective Myles, Hillhouse and Hardaway, that the prosecutor engaged in the conduct Bowden now claims violated the confrontation clause.
The prosecutor asked Bowden a series of questions which contained information that appeared in Graves' signed statement but not in Bowden's. What the prosecutor was after, obviously, was Bowden's admission that his statement contained information that Graves had not given the police, that is, information that could only have come from him, from his independent recollection of what had taken place at the Stryker residence on the morning of October 11, 1976. The prosecutor's questions and Bowden's answers appear in the margin;14 we quote in the text the questions Bowden has selected, and cited in his brief, as the most egregious. The prosecutor asked Bowden:
If the statement of Graves should state that you snuck in and hit Mrs. Stryker on the back of the head while she was looking the other way, where did this part [in your signed statement] about her coming out and looking up and saying, "Oh my God, Jamie," where did that come from?
* * *
* * *
And if Jamie Lee Graves, in his statement, never mentioned anything about going in the house 8:00 or 8:30 in the morning, where did that [detail in your signed statement] come from?
* * *
* * *That part about Graves' suggesting that you go to Columbus Square and snatch some purses and you saying, no, let's lay low because it is too hot or wait till things cool off, if that is not in his statement, where did that [detail in your signed statement] come from?
Bowden's counsel objected to this line of questioning on the ground that Graves' statement was not in evidence, and, moreover, was inadmissible. The prosecutor sought to avoid this objection by arguing that his questions were merely "hypothetical," that he was not trying to introduce Graves' statement into evidence. Bowden's counsel responded that the jury would nevertheless treat the hypothetical questions as containing Graves' statement. The court sustained Bowden's objection and instructed the prosecutor not to read from Graves' statement in questioning Bowden.
Nevertheless, the prosecutor continued to preface his questions with obvious references to Graves' statement. After several of these questions were asked, and answered, Bowden's counsel again objected, asserting his previous ground that Graves' statement was not in evidence. The prosecutor, in response, reminded the court that Bowden was the one who had injected Graves' statement into the proceeding, by contending that his own confession was a coerced replication of that statement, and argued that Bowden ought not be permitted to use the inadmissibility of that statement to prevent the prosecutor from getting at the truth of that contention. This time the court overruled counsel's objection.
The prosecutor thereupon gave Bowden a copy of Graves' signed statement and asked Bowden four more questions presumably dealing with differences between Graves' and Bowden's statements. See supra note 14. Bowden responded to those questions as he had to the earlier ones; he refused to admit that his statement contained information foreign to Graves' statement and that it had been the product of his own independent recollection. After this brief exchange, the prosecutor abandoned this line of cross-examination.
In his closing argument to the jury, the prosecutor refrained from mentioning the portion of his cross-examination of Bowden in which he had referred to the contents of Graves' statement. Thus, any prejudice to Bowden that may have flowed from these references was derived from the prosecutor's questions alone.
Bowden claims that the trial court, in allowing the prosecutor to allude to portions of Graves' statement during cross-examination, denied him the right to confront Graves in violation of the sixth and fourteenth amendments. Bowden did not make this argument to the trial judge; he argued only that Graves' statement had not been placed in evidence and that it was inadmissible.
On direct appeal to the Georgia Supreme Court, Bowden claimed, apparently, that the admissibility of Graves' statement was foreclosed by the Georgia hearsay rule which states that "the confession of one joint offender or conspirator, made after the enterprise is ended, shall be admissible only against himself." Ga.Code Ann. Sec. 38-414 (1978).
The supreme court rejected Bowden's claim. Though Graves' statement had been uttered after the criminal enterprise at the Stryker residence had ended and thus would have constituted inadmissible hearsay under section 38-414 if offered to prove the truth of its contents, the court held it admissible, because Bowden, in his direct examination, had already introduced "the subject of the Graves' statement and said that [the police] officers had told him its content. He claimed that it was the sole source of his knowledge of the crime." Bowden v. State, 238 S.E.2d at 910. The court also added that the portions of Graves' statement utilized by the prosecutor were "relevant and material."
Graves' statement was clearly relevant. It bore directly on the critical issue of the detectives' and Bowden's credibility. If the statement was identical to or substantially the same as Bowden's, Bowden's assertions about the source of the words in his signed statement would become more plausible.
However, if it was not, Bowden's assertions would seem incredible and the detectives' assertions true. Graves' statement, when introduced on this issue of credibility and not to establish the truth of its contents, could not have constituted hearsay under the Georgia rule, section 38-414. For in this context the truthfulness of Graves' statement was not important. What was important was how Graves' statement compared with Bowden's.
There is no indication in the Georgia Supreme Court's opinion that suggests that Bowden contended, on appeal, that the trial judge, in allowing the prosecutor to proceed, denied him the right of confrontation. However, we do not have the benefit of Bowden's brief to that court on direct appeal,15 so we cannot be certain that Bowden, in presenting his section 38-414 hearsay argument, did not also present a claim under the confrontation clause. We will, therefore, give him the benefit of the doubt and address the claim he now makes, considering it to have been presented to and disposed of on the merits by the Georgia Supreme Court.16
Bowden contends that he was denied the right to confront an accomplice, Graves, just as the petitioners were in Douglas v. Alabama, 380 U.S. 415, 85 S.Ct. 1074, 13 L.Ed.2d 934 (1965), and Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968). In Douglas, the prosecutor called the petitioner's accomplice to the stand and, after the accomplice invoked the fifth amendment and refused to testify, read to him from his signed confession which implicated the petitioner, interspersing his reading with the question "did you make that statement?" The accomplice declined to answer. The petitioner objected, claiming a denial of confrontation.
The Supreme Court, observing that although the prosecutor's reading of the statement was not testimony the jury may have considered it as such, concluded that the petitioner had been denied the right of confrontation. In Bruton, in a joint trial of the petitioner and his accomplice, the prosecutor introduced the accomplice's confession into evidence through the testimony of a postal inspector. The confession explicitly incriminated the petitioner. He objected, claiming a denial of confrontation. The district court cautioned the jury that the confession was admissible only against the accomplice. The court of appeals affirmed. Evans v. United States, 375 F.2d 355 (8th Cir.1967). On certiorari, the Supreme Court reversed. It found a denial of the right of confrontation notwithstanding the trial court's cautionary jury instruction.
We are not faced with the situation portrayed in Douglas and Bruton. In Bruton, the accomplice's confession was introduced against the accomplice to prove the truth of its contents; as against the petitioner, the confession was rank hearsay. Moreover, as the Court emphasized, this "hearsay statement inculpating petitioner was clearly inadmissible against him [for any purpose] under traditional rules of evidence...." 391 U.S. at 128 n. 3, 88 S.Ct. at 1623 n. 3.
In the instant case, the accomplice's statement was plainly relevant, and admissible as nonhearsay, with respect to the critical credibility issue in the petitioner's case, an issue that the petitioner, himself, injected into the trial.17 Graves' statement could have been placed in evidence in the State's rebuttal through the testimony of Detective Hardaway, who took the statement,18 not to prove the truth of its contents but to prove who was telling the truth about the source of the words in Bowden's signed confession, Bowden or the detectives. The truthfulness of Graves' statement would not have been an issue; thus, the principal concern of the confrontation clause, the reliability of the out-of-court utterance sought to be introduced, would not have been implicated.
But the prosecutor did not choose this course. Instead, he chose to introduce portions of Graves' statement into evidence in the form of a preamble to questions he put to Bowden on cross-examination. In doing so, he denied Bowden the right to confront Hardaway. This denial did not operate to Bowden's prejudice, however. Bowden does not dispute that Graves gave Hardaway the statement in question or claim that the portions thereof the prosecutor used were stated incorrectly or out of context. He suggests nothing that he could have gained by cross-examining Hardaway on the subject.19
Even if we were to hold that the trial judge erred in a confrontation clause sense by allowing the prosecutor to cross-examine Bowden from Graves' statement, we would still reject Bowden's claim; for the error was harmless beyond a reasonable doubt. See Schneble v. Florida, 405 U.S. 427, 430-32, 92 S.Ct. 1056, 1059, 31 L.Ed.2d 340 (1972) (improper admission of codefendant's statement, harmless beyond a reasonable doubt). First, the evidence of Bowden's guilt was strong, if not overwhelming. Second, Bowden himself had already made the jury fully aware of Graves' statement and of the fact that that statement incriminated him, as well as Graves, in the Stryker crimes. Finally, the prosecutor made no mention of the objected to question in his closing argument to the jury.
F.
Bowden's final claim is that his lead trial lawyer, Samuel Oates, rendered him ineffective assistance of counsel, in violation of the sixth and fourteenth amendments, in failing to conduct pretrial interviews of prosecution witnesses and in failing to discover and present evidence of Bowden's low intelligence in mitigation at the sentencing phase of the trial. Bowden raised this claim initially in his first habeas corpus petition to the Superior Court of Butts County. That court held an evidentiary hearing on the claim and denied it. Bowden claims that the record of that hearing discloses that Samuel Oates was ineffective as a matter of law. Bowden claims, alternatively, that, if Oates' ineffectiveness is not plain from the record, we should remand the issue to the district court for an evidentiary hearing so that his claim can be resolved.
The Butts County Superior Court conducted "a full and fair hearing" on Bowden's ineffective assistance claim, 28 U.S.C. Sec . 2254(d) (1982), and the material facts were adequately developed. The court found those facts in its dispositive order, Bowden v. Zant, 260 S.E.2d at 470-71 (appendix to the Georgia Supreme Court opinion); accordingly, they "shall be presumed to be correct." 28 U.S.C. Sec . 2254(d). Hance v. Zant, 696 F.2d 940 (11th Cir.), cert. denied, --- U.S. ----, 103 S.Ct. 3544, 77 L.Ed.2d 1393 (1983) (footnote omitted).
Samuel Oates, as we have indicated, was Bowden's lead trial counsel. Four other lawyers assisted Oates in preparing and conducting Bowden's defense: D.L. Collins, Oates' law partner who specialized in criminal law; William S. Cain, also a criminal trial lawyer, who became the Public Defender sometime after Bowden was indicted; Frank Martin, a criminal law practitioner of considerable experience; and Millard Farmer, a specialist in death penalty cases.
Oates, Collins and Cain were present in court during the trial. Oates, as lead counsel, cross-examined some of the State's witnesses and put on Bowden's defense. Collins and Cain also cross-examined some of the State's witnesses. Collins delivered Bowden's closing argument to the jury at the conclusion of the guilt phase of the trial. All of these attorneys participated in the preparation of the case for trial. Both Oates and Collins interviewed Bowden and handled the pretrial hearing on Bowden's motion for a psychiatric examination. Martin and Farmer acted as consultants, giving Oates technical advice on various procedural problems and trial strategy.
In preparing Bowden's defense for both the guilt and sentencing phases of the trial, Oates conferred with Bowden on eight or ten occasions and pursued all the leads Bowden gave him. Some, according to Bowden, were alibi witnesses. Oates interviewed them but declined to put them on the stand because they could not account for Bowden's whereabouts when the crimes were being committed. Some were character witnesses who Bowden apparently thought might be helpful, particularly on the sentencing issue. Oates interviewed them, also, but in a pure judgment call chose not to call them to testify. He felt that they would hurt Bowden's case more than they would help it.
The state habeas court found that Oates provided Bowden a reasonably effective defense in the guilt phase of the proceedings. The court observed that "there was no serious contention that another lawyer could have produced a different result on the question of guilt or innocence. In fact, [Bowden's] own expert witness testified that he did not think there was any substantial question of ineffectiveness on the part of trial counsel in the guilt/innocence phase of the trial." Bowden v. Zant, 260 S.E.2d at 471 (appendix to the Georgia Supreme Court opinion). The record fully supports this conclusion.
Oates examined the prosecutor's files and formulated a strategy which but for the fact that it failed could hardly be faulted. Oates used every legal device possible to exclude or discredit Bowden's highly damaging statements to the police. He succeeded in excluding one of them, apparently the most incriminating one, on constitutional grounds. Then, before the jury, he launched a vigorous and pointed cross-examination of the police interrogators, followed by a careful examination of Bowden, to establish a basis for a closing argument that the details of Bowden's confession had been furnished by the police.
Bowden's present counsel asserts that Oates failed to interview critical state witnesses.20 We cannot determine in a vacuum whether a particular witness should have been interviewed or a particular inquiry made without first examining the likelihood that counsel's effort would have resulted in significant information useful to Bowden's defense. Bowden makes no proffer of what counsel would have discovered had he interviewed these witnesses, and nothing in the record indicates what he would have discovered. In fact, Bowden does not even suggest how counsel's failure to conduct these interviews prejudiced his case.
Turning to the sentencing phase of the case, Bowden contends that he is mentally deficient and that reasonably diligent defense counsel would have unearthed and presented more evidence of this in mitigation. Attorney Oates did present evidence, through Bowden's testimony, that Bowden had done poorly in school, finishing only the eighth or ninth grade, that much of his education had taken place in special education classes for slow learners, and that he was not able to read very well. Counsel also presented evidence that Bowden had left school because of a disagreement with his principal and that his mother had attempted to have a psychiatrist examine him several years earlier, apparently after he had gotten into trouble with the law.
Bowden contends Oates should have presented more evidence of this sort to the jury. For example, Oates should have established from readily available school records that Bowden had an I.Q. of fifty-nine; that he was easily distracted; that he had a tendency to act on impulse; and that a school psychologist had concluded after examining Bowden on November 14, 1966, that he was "not psychotic but definitely [had] several neurotic tendencies," and was "functioning within the lower limits of mild retardation."
Bowden also contends that reasonably effective counsel would have introduced into evidence certain Goodwill Industries records which showed that he had been employed in Goodwill's sheltered employment program in a position from which he was dismissed for stealing and drug abuse. Bowden claims that this evidence, considered with the evidence Oates did adduce, would have been a persuasive mitigating factor at the sentencing phase of the proceedings and that counsel's failure to present it constituted ineffective assistance. We are not persuaded.
Counsel's argument to the jury explored Bowden's history of mental deficiency and the difficulties he had experienced both in and out of the schoolhouse during his formative years. It is true that counsel did not introduce and cite to the jury the record evidence that supported his argument. But such evidence, as the Georgia courts have noted,21 would merely have been cumulative. The prosecutor never took issue before the jury with this defense line of argument.
Moreover, the jury had ample opportunity to observe Bowden and no doubt drew the same conclusion about his mental state as it would have drawn had it been given the additional evidence now before us. In sum, there is no reason to believe that the jury on the basis of this additional evidence of Bowden's low intelligence would have recommended a different sentence. We conclude, as the Georgia courts have, that "Bowden's trial counsel easily met the test of reasonably effective counsel." 260 S.E.2d at 466.
III.
Since we find no constitutional basis for the issuance of the writ of habeas corpus in this case, the judgment of the district court is
AFFIRMED.
*****
* Honorable John Minor Wisdom, U.S. Circuit Judge for the Fifth Circuit, sitting by designation
1 The physician who performed the autopsy on Mrs. Stryker testified that the force used to strike the blows was extreme and more consistent with a plane crash or a car accident
2 Mrs. Jenkins died several weeks later, after Bowden and Graves were indicted for the murder of Mrs. Stryker and the other crimes indicated in the text infra
3 To recommend that a defendant be sentenced to death for murder, Georgia law, in force when the offenses in this case were committed, required that the jury find that the murder was committed under one or more aggravating circumstances. Ga.Code Ann. Sec. 27-2534.1 (1978). In this case, Bowden was charged with having murdered Mrs. Stryker while he was engaged in the commission of another capital felony, i.e., armed robbery, and while he was engaged in the commission of burglary. Id. at (b)(2)
4 Bowden presented sixteen federal constitutional claims in his habeas petition to the district court. The ten claims which he does not press on appeal were as follows: (1) that the refusal of the state habeas court to provide petitioner with sufficient funds to present necessary evidence in his habeas appeal violated his rights under the fifth, sixth, eighth, and fourteenth amendments; (2) that his signed confession to the police (i.e., his second confession, see infra part II.E.) was involuntary in violation of his rights under the fifth, sixth, and fourteenth amendments; (3) that his jury failed the Witherspoon test in violation of his rights under the sixth and fourteenth amendments; (4) that the trial court's instruction to the jury that they could believe petitioner's confession in whole or in part violated his rights under the fourteenth amendment; (5) that the trial court's jury charge in the penalty phase of petitioner's trial failed adequately to define the relevant statutory aggravating circumstances, violating his rights under the eighth and fourteenth amendments; (6), (7), (8), (9), and (10) that the death penalty as administered in Georgia is arbitrary, discriminatory, lacks theoretical justification, does not provide for adequate appellate review, and involves a means of execution which is equivalent to torture in violation of his rights under the eighth and fourteenth amendments
Claims (1), (3), (4), and (5) were litigated on the merits in petitioner's state habeas proceedings. Claims (6) through (10) were raised and disposed of on the merits both in petitioner's direct appeal from his convictions and death sentence and in his state habeas proceedings. All of these claims were rejected by the district court on the merits.
Claim (2) has not been presented to any state court. The district court noting this fact refused to give this claim any consideration. At oral argument before this court counsel for Bowden stated that the insertion of this claim in Bowden's federal habeas petition was a clerical error. He further stated that he would accept it as having been decided adversely to his client on the merits by the district court and abandoned on appeal.
5 An argument could be made that this claim has not been exhausted. The argument would be (1) that Bowden failed to object at trial to the introduction of Graves' confession into evidence on sixth and fourteenth amendment confrontation grounds, (2) that Bowden failed to present such an objection to the Supreme Court of Georgia on direct appeal, and (3) that Bowden could still obtain an adjudication of his claim on the merits in the Georgia courts. See infra part II.E. Bowden did not pursue the first step. We cannot determine with certainty whether Bowden pursued the second step; the supreme court's dispositive opinion does not indicate whether Bowden presented a confrontation clause claim for review, and we have not been provided a copy of Bowden's brief to the supreme court so to enable us to ascertain precisely what claim Bowden may have raised. See infra note 8. Because the supreme court did consider Bowden's objection to the introduction into evidence of Graves' confession, albeit under Ga.Code Ann. Sec. 38-414 (1978) rather than the confrontation clause, and would probably decline to review that objection again, we treat this claim as exhausted. Engle v. Isaac, 456 U.S. 107, 125 n. 28, 102 S.Ct. 1558, 1570 n. 28, 71 L.Ed.2d 783 (1982); Darden v. Wainwright, 725 F.2d 1526 at 1533 (11th Cir.1984) (en banc) (Tjoflat, J., dissenting)
6 28 U.S.C. Sec . 2254(d) (1982)
7 In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir.1981) (en banc), this court adopted as binding precedent all decisions of the former Fifth Circuit handed down prior to October 1, 1981
8 We draw this conclusion because Bowden did not present this claim in his habeas petition to the Butts County Superior Court, and the claim was not mentioned in that court's order disposing of his petition. Bowden v. Zant, 260 S.E.2d at 470-74 (appendix to the Georgia Supreme Court opinion). The record before us does not contain the brief Bowden filed with the Georgia Supreme Court in his appeal from that order; thus we have no definitive means of determining precisely how the claim arose. We could make this determination if the Georgia Attorney General had complied with his duty under the federal habeas corpus rules to attach to his answer to Bowden's petition copies of Bowden's brief. See rule 5, Rules Governing Sec. 2254 cases, 28 U.S.C. foll. Sec. 2254 (1976): "If the petitioner appealed from the judgment of conviction or from an adverse judgment or order in a post-conviction proceeding, a copy of the petitioner's brief on appeal and of the opinion of the appellate court, if any, shall also be filed by the respondent with the answer."
9 We so conclude, even though the record, here, does not include the brief Bowden presented to the Georgia Supreme Court on direct appeal, see supra note 8, because that court did not mention this claim in its disposition of that appeal. We thus presume that Bowden first raised this claim in his initial habeas petition to the Butts County Superior Court
10 The court's interference with Bowden's closing argument occurred on two occasions, both after the prosecutor objected. The first occurred after counsel told the jury that "[t]his Court denied this man an opportunity of being examined to determine his intelligence or his sanity." The second occurred following a similar comment: "[t]he Court denied him an opportunity for being examined by a psychiatrist.... They would rather not know whether he is sane or insane or how smart he is." The trial court was correct in sustaining the prosecutor's objection to this line of argument
11 The record on appeal indicates that Bowden actually confessed three times, on the two occasions we recite in the text that follows and on a third occasion on which the record is not informative. The third confession was suppressed, on Bowden's motion, and its validity is not an issue in this appeal. This confession, and Bowden's lawyer's treatment of it, is, however, relevant to Bowden's ineffective assistance of counsel claim discussed in part II.F. infra
12 The State introduced this confession into evidence without objection. Detective Myles, who introduced it, testified that Bowden gave it after being advised of his Miranda rights. The admissibility of this confession has not been questioned in the instant habeas proceedings
13 The direct examination of Jerome Bowden contained the following colloquy
Q Tell us how the interrogation was conducted?
A Sir?
Q Did he ask you oral questions? Would he read from James Graves' statement?
A Yes, he would. He would read a paragraph from Graves' statement.
Q Which detective did this?
A Detective Hardaway.
Q Detective Hardaway? And you said Detective Hillhouse and Detective Myles were present?
A Right.
Q In the office at this time?
A Right.
Q And James Graves' written statement was there?
A Yes, it was.
Q And Sergeant Hardaway was reading from the James Graves' statement?
A Yes, sir.
Q As he took your statement?
A Yes. Detective Hillhouse was the one sitting behind the desk and Sergeant Hardaway was--
Q Who was typing?
A Detective Hillhouse was the one doing the typing.
Q Who was the one with the statement?
A Detective--Sergeant Hardaway had picked the statement up off the desk and began to--
Q You heard Detective Hillhouse testify that he had never seen James Graves' written statement, didn't you?
A Yes.
Q Your testimony is that written statement was in this office while your interrogation was being conducted?
A Yes.
Q While you were giving your statement?
A Yes, sir, it was.
Q Okay. Go on, tell us what you told the detectives, now.
A Then I told the detectives that I had once again killed Mrs. Stryker and took--
Q Jerome, that statement that Detective Hillhouse read into Court was somewhat detailed. Where did you get all these details? How did you know everything happened?
A The only way that I knew what had happened is from them reading the statement to me because before they read the statement to me I didn't know anything about any kind of statement. The only way I knew it was a statement that--
Q You are telling us that you confessed to that crime and inserted the contents of James Graves' statement?
A What was that?
Q I am sorry. In other words, you are telling us that you confessed to that crime again in that office and the details of that crime that you told them of your statement came from James Graves' statement?
A Yes, sir.
Q But you have not--you had not been allowed to read James Graves' statement at that time?
A No. It was always kept away from me where I couldn't reach it, where I--
Q Do you have any idea how much of James Graves' statement had been read to you?
A No, I don't.
14 The colloquy between the prosecutor and Bowden, the defense objections thereto, and the court's rulings thereon were as follows:
[PROSECUTOR]: You have testified that the details given you in this statement were provided from the statement of James Lee Graves, is that correct?
A That is correct.
Q All right. Now, if there are details in your statement that are not contained in the statement of Graves, where did they come from?
A It wasn't no under--only detail I know of that came from Graves' statement--
Q Did you make up anything just to tell them?
A No, I didn't.
Q Didn't just make up anything? Mr. Cain [one of Bowden's trial attorneys], I believe you have his original statement. May I have it, please? I will use a copy, that is all right. Mr. Cain has indicated that the original is at his home. I have a photographic copy that I would like to proceed from.
MR. OATES: We have no objection to that.
THE COURT: All right.
[PROSECUTOR]: Let me ask you this: Where did the way of entry--according to the way your statement reads, the two of you entered that house after Graves popped the front lock with a screwdriver, is that correct?
A Yes, it is.
Q Did you provide that information or did it come from the statement of Graves?
A Came from the statement of Graves.
Q Then if the statement of Graves does not say how that house was entered, somebody is not telling the truth, is that correct?
A That is true.
Q And if the statement of Graves should say--
MR. OATES: Your Honor, before he goes into this, now, am I to understand you are reading from the statement of Graves?
[PROSECUTOR]: I am not reading anything. I am asking him a hypothetical question, if it should say. He is on cross-examination, Your Honor.
THE COURT: All right. I will allow you to proceed.
MR. OATES: We will object to any reading of any statement.
[PROSECUTOR]: I am not reading the statement.
THE COURT: Yes, sir. I sustain the objection with respect to any reading of the statement.
[PROSECUTOR]: I don't intend to, Your Honor. If the statement of Graves should state that you snuck in and hit Mrs. Stryker on the back of the head while she was looking the other way, where did this part about her coming out and looking up and saying, "Oh my God, Jamie," where did that come from?
A That, I don't know, because that could have been in Graves' statement.
Q But if it is not, where did it come from?
A That, I can't verify.
Q And if the statement of Graves is silent about the beating of Mrs. Jenkins in the bed, where did that come from?
A That came from one of the detectives because the only way that I knew that there was a beating, that Detective Hillhouse mentioned it.
MR. CAIN: I would like to interpose an objection. There being numerous hypothetical questions asked by the [Prosecutor] regarding the statement of Graves, with him sitting there with printed material sitting on his desk, with many questions being asked, hypothetical about what if the statement of Graves did say, the only conclusion this jury could reasonably reach is that in fact he is raising these hypothetical questions from the statement of Graves, that he does have. I think the effect of him so doing is exactly the same effect as if the statement of Graves was being introduced, and for that reason we object.
[PROSECUTOR]: Your Honor, this witness brought up in his evidence that the only details that he was able to give for the--on the commission of this crime came from a statement of a co-defendant. We did not bring that up. We do not intend to read the statement but I think that we should be able to ask questions concerning what may or may not be in that, and to subsequently not read the statement, but to make proof or whether or not that statement covers simply certain areas and to do otherwise would give him a carte blanc to get up here, say whatever he wants to completely free from my cross-examination.
THE COURT: Yes, sir, I will overrule the objection and allow to continue.
[PROSECUTOR]: Let me ask you this: There are certain parts of your statement, for example, after you and Jamie Graves raked the yard, that you went to the Krystal. Did James Graves go to the Krystal with you?
A No, he didn't.
Q Did you tell him you went to the Krystal?
A Yes, I did.
Q All right, sir. You said in your statement that you stayed with Jamie every night from Thursday when you raked the yard until you went into the house, is that correct, in your statement.
A No, it is not correct.
Q But you told the detectives that?
A Yes, I did.
Q And if that should not be covered in Graves' statement, where did it come from?
A Probably came from one of the detectives, because they was asking me where was I staying, you know.
Q And if James Lee Graves, in his statement, never mentioned anything about going in the house about 8:00 or 8:30 in the morning, where did that come from?
A That, I don't know, because it was read from James Graves' statement by one of the detectives that he had said that--
Q Is that the statement they read from?
MR. OATES: I object to that. That statement has not been introduced into Court.
* * *
MR. OATES: I renew my objection that this statement has not been introduced in evidence and we object to any reading.
THE COURT: I will let the witness answer the question.
[PROSECUTOR]: Look at the statement--
MR. CAIN: We would also like to object to the fact that he says he will offer the statement of James Lee Graves in evidence. The [prosecutor] knows it is not admissible and that is an offer--
[PROSECUTOR]: Your Honor, I think at this point, that statement, since they have said that that statement was the one that was read by him, I think the statement is admissible. We do not tender it at this time but I want that man to look at that statement, to read it, to do whatever he wants to and find all those details he put in his statement that he said was in that statement.
MR. OATES: Your Honor, also on direct he testified that he was given oral information from those police officers and that information he put in his statement did not come from James Graves' statement, it came from the officers.
[PROSECUTOR]: The Court Reporter can read it back that they read that statement to him.
THE COURT: That is my recollection. I overrule the objection.
[PROSECUTOR]: All right. Would you examine that statement, please?
* * *
[PROSECUTOR]: Are you through looking at that?
A Yeah, I am through.
Q Is that the statement?
A I guess, because this is my first time seeing it.
Q All right.
A It could be changed for all I know.
Q That part about Graves' suggesting that you go to Columbus Square and snatch some purses and you saying no, let's lay low because it is too hot or wait till things cool off, if that is not in this statement, then where did it come from?
A That, I can't say, because I don't know.
Q And if the part about going over, smoking marijuana is not true, then where did it come from?
A The part about smoking the marijuana, that is--that was my idea about getting high, that was my idea, because I have already had some on me at that time.
Q All right. You are referring to that time, being when you were at the Graves' house?
A Right.
Q That was on the Monday morning after you went in and killed that woman and beat her mother, wasn't it?
A I guess it was.
(Emphasis added.)
15 See supra note 8
16 We note, in passing, that Bowden, in his first habeas petition to the Superior Court of Butts County, claimed that the prosecutor's use of Graves' statement during his cross-examination denied him "a fair trial" in violation of the Georgia Constitution, art. I, section 1, paragraph XI (Ga.Code Ann. Sec. 2-111 (1978)). The superior court denied this claim, holding: "The Supreme Court of Georgia specifically addressed this contention upon direct appeal and rejected it. Accordingly, this habeas court cannot review this issue further. See Bowden v. State, 239 Ga. 821, 827(5), 238 S.E.2d 905 (1977)." Bowden v. Zant, 260 S.E.2d at 471 (appendix to the Georgia Supreme Court opinion). On appeal, the Georgia Supreme Court affirmed. Id. at 466. Bowden did not present this denial of fair trial claim as a federal due process claim in his habeas petition below, and it is not an issue in this appeal
17 In this context, the contents of Graves' statement would not be offered for its truth. Therefore, it would not be hearsay. Nevertheless, the jury, especially in the absence of a limiting instruction, could use it for the truth of its contents, thereby prejudicing Bowden. It is a matter of common law, since embodied in Fed.R.Evid. 403, that the mere fact that a piece of evidence is prejudicial does not preclude its admission into evidence. The decision to admit it is within the discretion of the trial court and requires a balancing by the trial court of the probative value against the prejudicial effect. See, e.g., United States v. Kennedy, 291 F.2d 457, 459 (2nd Cir.1961) ("a trial court would have discretion to refuse such evidence where its usefulness ... was outweighed by its likely prejudicial effect on the jury, 31 C.J.S. Evidence, Sec. 159.")
18 On rebuttal the prosecutor called Detective Hardaway and had him examine Graves' statement. He asked Hardaway whether certain details of Bowden's statement were present in Graves' statement. Though Bowden objected to this mode of examination at trial on the same grounds as he objected to the prosecutor's earlier questions of him, Bowden has not made this objection the subject of a claim in these habeas corpus proceedings. We do note that in his closing argument to the jury at the conclusion of the guilt phase of the trial, Bowden's counsel admitted that the prosecutor's examination of Hardaway on rebuttal was relevant
19 Hardaway was called to the stand by the prosecution both in its case in chief and in its rebuttal case. See supra note 18. He was subjected to cross-examination on both occasions. Naturally, he was available to the defense for cross-examination about the genuineness of Graves' statement as well
20 Counsel asserts that:
Trial counsel never made any attempt to contact any of the following critical state's witnesses: John Weigal, Jr., the serologist from the state crime lab who identified blood on the pellet rifle seized from the home of appellant's co-indictee; Benny Blankenship, the microanalyst from the state crime lab who identified hair similar to the victim's hair on the pellet rifle; Joe Weber, the pathologist who conducted the autopsy on the victim; Sammie Charles Robert, who purchased from appellant's co-indictee the television stolen from the victim; Brian Bouts, the crime lab director who was in charge of the physical evidence submitted for scientific analysis.
21 Bowden presented this additional evidence to the Muscogee County Superior Court in his extraordinary motion for a new trial. See supra text at 744-745. The court denied Bowden's motion, concluding that the proffered evidence was cumulative of that introduced by Bowden at trial. The court observed "that Bowden testified before the jury ... that he had been placed in special education classes in school and that these classes were for people 'that were slow on learning and hard to learn and too hard to understand.' " The court also noted that Bowden's testimony consumed "approximately fifty pages of the trial transcript and that the jury had ample opportunity to observe Bowden, his mental condition and his intelligence as demonstrated by his ability to respond to questions and to express himself." On Bowden's appeal, the Supreme Court of Georgia affirmed. Bowden v. State, 250 Ga. 185, 296 S.E.2d 576, 577 (1982)
767 F.2d 761
Jerome Bowden,
Petitioner-Appellant,
v.
Ralph Kemp,
Warden, Georgia
Diagnostic and
Classification
Center,
Respondent-Appellee.
No. 83-8426
Federal Circuits, 11th Cir.
July 23, 1985
Appeal from the United States District Court for the Middle District of Georgia.
Before TJOFLAT and FAY, Circuit Judges, and WISDOM*, Senior Circuit Judge.
ON REMAND FROM THE SUPREME COURT OF THE UNITED STATES
TJOFLAT, Circuit Judge:
This case is before us on remand from the Supreme Court with instructions to reconsider our panel decision, Bowden v. Francis, 733 F.2d 740 (11th Cir.1984), in light of the Court's recent holdings in Ake v. Oklahoma, --- U.S. ----, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985). We have reconsidered our decision and find it to be entirely consistent with Ake. Accordingly, our affirmance of the district court's denial of habeas corpus relief remains undisturbed.
I.
Jerome Bowden is a Georgia death row inmate. Bowden stands convicted of the crimes of murder (for which he received the death sentence), burglary, armed robbery, and aggravated assault, all committed on October 11, 1976, as he and an accomplice were burglarizing a Columbus, Georgia residence. Prior to his trial in state court, Bowden's attorney filed a special plea of insanity and moved the court for the appointment of a psychiatrist to render an opinion as to both his competency to stand trial and his mental state at the time of the offense.
The court denied the motion for psychiatric evaluation, and Bowden withdrew his special plea of insanity. Thereafter, he was tried by a jury, found guilty as charged, and sentenced to death. After exhausting his state remedies,1 Bowden petitioned the district court for a writ of habeas corpus. The writ was denied, and Bowden appealed.
In his appeal, Bowden presented several federal constitutional claims. Ake v. Oklahoma is relevant to two of them: the claim that the state trial court failed to order a psychiatric examination for the purpose of determining Bowden's competence to stand trial, in violation of the due process clause of the fourteenth amendment, and the claim that the trial court's refusal to appoint a psychiatrist to examine Bowden precluded him from presenting evidence of mental illness in mitigation of sentence at the sentencing phase of his murder trial, in violation of the due process clause of the fourteenth amendment.2
We read Ake to require as a matter of due process that
when a defendant demonstrates to the trial judge that his sanity at the time of the offense is to be a significant factor at trial, the State must, at a minimum, assure the defendant access to a competent psychiatrist who will conduct an appropriate examination and assist in evaluation, preparation, and presentation of the defense.
--- U.S. at ----, 105 S.Ct. at 1097. In addition, a State's refusal to provide the defendant psychiatric assistance in presenting mitigating evidence at his sentencing proceeding, where the State presents psychiatric evidence against the defendant, also violates due process. Id. at ----, 105 S.Ct. at 1097. We do not, however, read Ake as counselling a result different from that we reached earlier.3
Bowden makes no claim here that he was denied the assistance of a psychiatrist in determining whether to present an insanity defense;4 therefore, Ake 's first holding, that speaks to such a claim, is inapplicable. Ake 's second holding is similarly inapplicable; as Justice O'Connor noted in her dissent to the Court's remand order, --- U.S. ----, ----, 105 S.Ct. 1834, 1834-35, 85 L.Ed.2d 135, Bowden never requested the state trial court to appoint a psychiatrist for the purpose of presenting mitigating evidence at sentencing.5 And, even if we were to read Bowden's habeas petition as alleging the denial of psychiatric assistance in developing an insanity defense, we would still find no constitutional error.
Ake requires a defendant to make some showing that sanity at the time of the offense will be a significant factor at trial in order to trigger the State's responsibility to afford him the assistance of a psychiatrist. The record here discloses no such showing. Our earlier decision details defense counsel's attempt, during the evidentiary hearing on Bowden's motion for the appointment of a psychiatrist, to show that Bowden was incompetent to stand trial. Bowden, 733 F.2d at 744.
Bowden's sister and niece testified that he would sit on the bed and rock back and forth for hours at a time while listening to the radio. On other occasions he would "cuss out" the children in the family. His sister also testified that Bowden's mother, in response to an earlier run-in with the law, attempted to have him examined by a psychiatrist. Bowden's lead trial attorney testified that he had difficulty communicating with Bowden but acknowledged that Bowden had cooperated with him in all other phases of the case. The trial court concluded that this evidence, and defense counsel's representations, demonstrated no need for the appointment of a psychiatrist.
Bowden's counsel did not challenge the correctness of the court's ruling. As counsel explained in testifying before the state habeas corpus court, he did not question the trial court's refusal to appoint a psychiatrist because "on the basis of the information we were able to provide the Court and from the witnesses we were able to come up with and the facts we were able to provide, we didn't feel as though the Court had erred in denying the motion." The record fully supports counsel's explanation and leads us to conclude that Bowden failed to make any showing that the question of insanity was to be a significant factor at trial.
As we have noted, Bowden chose not to interpose the insanity defense at the guilt phase of his trial. His counsel withdrew his special plea of insanity, not because the motion for the appointment of a psychiatrist was denied, but because he "didn't feel at the time that [the defense] had come forward with enough evidence to warrant" proceedings on that plea.6 At trial, Bowden showed no signs of mental disturbance. As we observed in our earlier decision, he testified coherently on his own behalf, withstanding a vigorous and lengthy cross-examination. Bowden, 733 F.2d at 748.
In Ake, the Court was presented with a series of facts clearly indicating that sanity would be not only a significant factor at trial, but the sole issue in the case.
For one, Ake's sole defense was that of insanity. Second, Ake's behavior at arraignment, just four months after the offense, was so bizarre as to prompt the trial judge, sua sponte, to have him examined for competency. Third, a state psychiatrist shortly thereafter found Ake to be incompetent to stand trial, and suggested that he be committed. Fourth, when he was found to be competent six weeks later, it was only on the condition that he be sedated with large doese of Thorazine three times a day, during trial. Fifth, the psychiatrists who examined Ake for competency described to the trial court the severity of Ake's mental illness less than six months after the offense in question, and suggested that this mental illness might have begun many years earlier.
Ake, --- U.S. at ----, 105 S.Ct. at 1098. No such factors existed in Bowden's case; there is no indication that he presented the trial judge with any evidence suggesting that sanity would play a significant role in the trial. Where a defendant offers "little more than undeveloped assertions that the requested assistance would be beneficial, we find no deprivation of due process in the trial judge's decision." Caldwell v. Mississippi, --- U.S. ----, ---- n. 1, 105 S.Ct. 2633, 2637 n. 1, 86 L.Ed.2d 231, (1985).7
In summary, since Bowden made no showing that sanity at the time of the offense would be a significant factor at trial and no request for a psychiatrist to aid in the presentation of mitigating evidence at sentencing, we view our previous decision in this case as entirely consistent with Ake. The judgment of the district court is, accordingly,
AFFIRMED.
*****
* Honorable John Minor Wisdom, U.S. Circuit Judge for the Fifth Circuit, sitting by designation
1 These proceedings are enumerated in our earlier decision. Bowden, 733 F.2d at 744-45
2 Bowden's additional claims included: (1) that the trial court prevented his attorney from arguing Bowden's mental condition to the jury as a mitigating circumstance during the sentencing phase of the trial, in violation of the eighth and fourteenth amendments; (2) that the prosecutor denied him due process of law, in violation of the fourteenth amendment, by failing to give him clear notice of the prior convictions the State planned to use against him as an aggravating circumstance at the sentencing phase of his trial; (3) that the trial court denied him his sixth and fourteenth amendments right of confrontation by allowing the prosecutor to introduce the confession of an accomplice into evidence without calling the accomplice to the witness stand to testify; and (4) that his lead trial counsel rendered ineffective assistance, in violation of the sixth and fourteenth amendments, in failing to interview prosecution witnesses prior to trial and in failing to unearth readily available evidence of Bowden's low intelligence for use in mitigation during the sentencing phase of Bowden's trial
3 The
Supreme Court's
decision in Ake,
which focuses on
the State's
responsibility
to provide the
defendant with
psychiatric
assistance in
presenting an
insanity defense
or evidence in
mitigation of
sentence, leaves
intact the
Court's prior
holdings
concerning
competency to
stand trial,
which require
the trial court,
when presented
with a bona fide
doubt as to the
defendant's
competency, to
conduct a
hearing thereon.
See Pate v.
Robinson, 383
U.S. 375, 385,
86 S.Ct. 836,
842, 15 L.Ed.2d
815 (1966);
Hance v. Zant,
696 F.2d 940,
948 (11th Cir.),
cert. denied,
4 In conjunction with a special plea of insanity, Bowden's attorney moved the court for appointment of a psychiatrist to determine Bowden's competency to stand trial as well as his mental state at the time he committed the crimes. At the evidentiary hearing the court convened to consider the motion, however, Bowden's attorney, focused mainly on the issue of competency to stand trial; he proffered little if any evidence on the mental state of the defendant at the time of the offense and gave no indication that he wished to pursue an insanity defense. This is hardly surprising given that counsel chose not to raise the insanity defense, believing instead, as the record shows, that the best defense strategy was to keep Bowden's confessions out of evidence and, failing that, to convince the jury that they were the products of improper police interrogation. The provision of psychological assistance during the guilt phase of the trial was not an issue presented to the habeas court below and, consequently, it is not properly before this court now
5 The Court emphasized the inequity of denying a defendant access to psychiatric evidence which may rebut the State's psychiatric evidence in the sentencing proceedings. In Ake, the State presented testimony concerning the defendant's future dangerousness, an aggravating sentencing factor under Okla.Stat. Tit. 21, Sec. 701.12(7) (1981). In the case at hand, Georgia law made the recommendation of the death penalty contingent on the existence of aggravating circumstances. Ga.Code Ann. Sec. 27-2534.1 (1978). Bowden was charged with murder while engaged in an armed robbery, another capital felony, and an aggravating circumstance. Id. at (b)(2). Unlike the sentencing situation in Ake, Bowden's prosecutor had no need to present psychiatric evidence to show an aggravating factor, and he presented none. The dangers and inequities which concerned the Court in Ake consequently did not exist
6 Defense counsel candidly admitted, before the state habeas court, that the motion was filed in part as a delay tactic to provide more time to prepare a defense
7 In Caldwell, the petitioner, who had been sentenced to death, argued that the State's refusal to appoint a criminal investigator, a fingerprint expert, and a ballistics expert violated his due process rights. Noting the absence of a showing of reasonableness or need, the Court rejected this challenge
774 F.2d 1494
Jerome Bowden,
Petitioner-Appellant,
v.
Ralph Kemp,
Warden,
Respondent-Appellee.
No. 85-8796
Federal Circuits, 11th Cir.
October 12, 1985
Appeal from the United States District Court for the Middle District of Georgia.
Before TJOFLAT, HILL and FAY, Circuit Judges.
BY THE COURT:
The United States District Court for the Middle District of Georgia has dismissed petitioner's successive petition for the writ of habeas corpus and denied petitioner a certificate of probable cause to appeal. Presently pending is his petition for a certificate of probable cause and for his stay of execution pending appeal.
The petition presents only one issue involved in Grigsby v. Mabry, 758 F.2d 226 (8th Cir.1985), cert. granted sub nom. Lockhart v. McCree, --- U.S. ----, 106 S.Ct. 59, 87 L.Ed.2d ---- (1985). In this Circuit, prior to and since Grigsby, we have rejected that contention. See Jenkins v. Wainwright, 763 F.2d 1390 (11th Cir.1985), Martin v. Wainwright, 770 F.2d 918 (11th Cir.1985), and Smith v. Balkcom, 660 F.2d 573, 575-84, (5th Cir. Unit B 1981), modified, 671 F.2d 858 (5th Cir. Unit B 1981), cert. denied, 459 U.S. 882, 103 S.Ct. 181, 74 L.Ed.2d 148.
Since granting certiorari in Grigsby, the Court has stayed executions in Celestine v. Blackburn, --- U.S. ----, 106 S.Ct. 31, 87 L.Ed.2d 707 (1985), and Moore v. Blackburn, 774 F.2d 97 (1985). It is asserted that these two stays by the High Court were granted because of the Grigsby issue involved in each of them; the orders granting those stays do not sufficiently advise us of the basis for them.
Under the precedent binding us in this Circuit, the District Judge's dismissal of the successive petition is correct and the petitions for certificate of probable cause and stay of execution are without merit. Were we to grant CPC and reach the merits of the proposed appeal on consideration of the petition for stay of execution, See Barefoot v. Estelle, 463 U.S. 880, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983), we should be bound to affirm the district court. The grant of the writ of certiorari in Grigsby is no authority to the contrary; any implications to be drawn therefrom may be discerned by application to the Supreme Court.
The petition for certificate of probable cause is DENIED.
The petition for stay of execution is DENIED.
793 F.2d 273
Jerome Bowden,
Petitioner-Appellant,
v.
Ralph Kemp, Warden, Georgia
Diagnostic and Classification Center,
Respondent- Appellee.
No. 86-8456
Federal Circuits, 11th Cir.
June 17, 1986
Appeal from the United States District Court for the Middle District of Georgia.
Before TJOFLAT, HILL and FAY, Circuit Judges.
PER CURIAM:
The petitioner, Jerome Bowden, is a Georgia prisoner, having been convicted of murder and sentenced to death. His execution is scheduled for 7:00 p.m. today.1 He seeks a certificate of probable cause to appeal from the district court's decision, handed down yesterday, denying his application for a writ of habeas corpus and a stay of his execution. Petitioner presented one claim to the district court: that the prosecutor, during the selection of petitioner's jury, denied him rights guaranteed by the sixth, eighth, and fourteenth amendments by using his peremptory challenges to strike every black person on the proposed panel and the sole black person tendered as an alternate juror, thus leaving an all-white jury to try petitioner, who is black.
The district court dismissed this claim, and hence petitioner's petition, on the ground that petitioner had abused the writ. See Rule 9(b), Successive Petitions, Rules Governing Section 2254 Cases, 28 U.S.C. fol. Sec. 2254 (1982). The district court held that petitioner "could have raised his contention that there was allegedly an unconstitutionally discriminatory use of peremptory strikes on the part of the prosecutor in this case at the time Petitioner filed the first application for federal habeas corpus relief in December of 1982."
The court further concluded that, assuming arguendo that petitioner's failure to raise the instant claim in the first federal habeas proceeding was excusable, petitioner could not be excused for failing to raise it in the second habeas corpus petition he presented to the district court on October 11, 1985, because the case he cites in support of his claim, Batson v. Kentucky, --- U.S. ----, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), was then pending before the Supreme Court.2 We affirmed the district court's dismissal of both of petitioner's previous petitions. See Bowden v. Francis, 733 F.2d 740 (11th Cir.), vacated and remanded, --- U.S. ----, 105 S.Ct. 1834, 85 L.Ed.2d 135 (1984), aff'd on remand sub nom. Bowden v. Kemp, 767 F.2d 761 (11th Cir.1985), and Bowden v. Kemp, 774 F.2d 1494 (11th Cir.1985) (per curiam).
We agree with the district court that the petitioner's present application for habeas relief constitutes an abuse of the writ. We note that, at trial, petitioner did not object to the manner in which the prosecutor exercised the State's peremptory challenges. Nor did petitioner question the prosecutor's exercise of such challenges on direct appeal or in any of the collateral attack proceedings he brought in state court until the one he instituted five days ago in the Superior Court of Butts County.
Petitioner contends that he cannot be viewed as having abused the writ because he had lacked the resources to raise his claim at trial or, until the Supreme Court decided Batson, in any of his previous collateral attacks on his conviction. He observes that Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965), which Batson partially overruled, required that he show that the prosecutor
in case after case, whatever the circumstances, whatever the crime and whoever the defendant or the victim may be, is responsible for the removal of Negroes who have been selected as qualified jurors ... and who have survived challenges for cause, with the result that no Negroes ever serve on petit juries.
Id. at 223, 85 S.Ct. at 837. Petitioner represents that, as an indigent defendant, he lacked the funds or personnel to amass such proof. Now that Batson, which prescribes a lesser burden of proof, has been decided, he should be given an opportunity to present his claim. We are not persuaded by petitioner's argument.
Petitioner's claim did not arise until the prosecutor actually exercised his peremptory challenges; up to that point, no purposeful discrimination could have occurred. Once the prosecutor struck the black veniremen, petitioner, if he thought the prosecutor was guilty of racial discrimination, should have objected and, if he needed time and resources to prove his claim of discrimination, should have moved the court for a continuance and the necessary resources.3
Other similarly situated defendants have made such objection, see, e.g., Batson and Willis v. Zant, 720 F.2d 1212 (11th Cir.1983), and petitioner has made no showing that he could not have done likewise. Nor has petitioner adequately explained why he could not have raised his claim in any of his previous state and federal collateral attacks--especially the one he commenced after the Supreme Court granted certiorari in Batson--prior to his most recent effort.4
For the foregoing reasons, petitioner's applications for a certificate of probable cause and a stay of his execution are DENIED.
*****
1 The court has been advised that the Georgia Board of Pardons and Paroles today stayed petitioner's execution for 90 days or until the Board announces its decision on petitioner's application for commutation of his death sentence, "whichever is earlier." This action has no bearing on our decision herein
2 Petitioner presented the instant claim to the Georgia courts for the first time five days ago, in his habeas petition to the Superior Court of Butts County. That court refused to consider the claim on its merits, concluding that the petition was successive. The Georgia Supreme Court granted petitioner leave to appeal and affirmed the Superior Court's denial of relief because the petition was successive
3 Had petitioner objected and the court indicated that it would grant him a brief continuance to gather the proof for his claim, the prosecutor may have reconsidered his decision to strike all of the black veniremen from the tendered jury panel, especially if he had exercised his peremptory challenges out of the hearing of the jury
4 As long ago as May 31, 1983,
five Justices of the Supreme Court,
writing in the context of the denial
of certiorari, expressed some doubt
as to the continuing vitality of
Swain. See McCray v. New York,