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Gregg Francis BRAUN
Robberies
Gregg Braun - Executed July 20, 2000.
(Compiled and
Edited by Robert Peebles)
Gregg Francis Braun, 39, was put to death by lethal
injection at Oklahoma State Penitentiary in McAlester. He was pronounced
dead at 12:17am. His execution was witnessed by 39 members of the five
persons he had killed in 1989.
Twelve of the witnesses watched the
execution from a viewing room in the death chamber, while 27 watched
through close-circuit television. Braun had requested only one witness,
Rev Chi Peter Phung, a Catholic priest. Braun had asked his family
members not to witness his execution.
Braun was the 10th man put to death by the state this
year and the 29th since the state resumed capital punishment in 1977. He
was also the 55th person executed in the United States this year and the
653rd since the reinstatement of capital punishment.
Background
On July 19, 1989, Barbara Kochendorfer, 27, and Mary
Rains, 28, both of Garden City, Kansas, were murdered. Each of the women
worked in convenience stores in Garden City. They were abducted from
their respective places of work in two separate incidents. Both women
were shot in the head and their bodies were dumped in ditches three
miles apart outside of town.
The next day EP "Pete" Spurrier was murdered in his
Pampa, Texas, photo processing shop. He had been shot in the head.
One day after Spurrier's murder, Gwendolyn Sue Miller,
31, was shot to death. Miller was working at Dodson's Flower Shop in
Ardmore, Oklahoma. She and two other women, JoAnn Beane (who also worked
there) and Mary Mannings (apparently a customer), were forced to lie
face down on the floor and then all three were shot in the back of the
head. Beane and Mannings both survived.
Two days later Geraldine Valdez, 48, a convenience
store clerk in Springer, New Mexico, was shot and killed. All five
murder victims were shot with a .25-caliber pistol.
On Sunday, July 23, 1989, Michael Frank Greene, 37,
of Inola, Oklahoma, was arrested in a Lawton, Oklahoma, hospital for the
murder of Gwen Miller.
He was also suspected of killing Kochendorfer and
Rains in Kansas and Spurrier in Texas. Greene had been identified from a
photo lineup by one of the survivors of the Ardmore shooting.
Within hours of Greene's arrest, Gregg Francis Braun,
28, was arrested in New Mexico for the murder of Valdez. At the time of
his arrest, Braun, of Garden City, Kansas, allegedly implicated himself
in the murder of Miller. On Wednesday, July 26, the murder charge
against Greene for the slaying of Miller was dropped.
By August 3rd Braun was the primary suspect in the
murders of Kochendorfer and Rains in Kansas, Spurrier in Texas, and
Miller in Oklahoma.
On August 18 Braun was charged with first-degree
murder for the shooting death of Miller.
In April, 1990, Braun pled guilty but mentally ill to
the New Mexico charge of the capital murder of Valdez.
In September, 1991, Braun was sentenced to life in
prison for the murder after jurors could not reach a consensus on the
sentencing. Braun would have to serve a minimum of 36.5 years behind
bars for the murder and robbery before being eligible for parole.
Braun
was sentenced to four life sentences and two sentences of 15 years to
life for the murders/robberies in Kansas. The court ruled that these
sentences must be served consecutively, meaning Braun would have to live
past 100 to be eligible for parole.
In August, 1993, Braun pled no contest to the robbery
and murder charges against him in Ardmore. It was a "blind" plea (i.e.
there was no deal with the prosecutor for a particular sentence in
exchange for the plea.)
On August 23, Judge Thomas Walker sentenced
Braun to death for the 1989 murder of Miller. On August 27, Braun's
attorneys filed a motion to withdraw the plea, but this motion was
refused by Walker.
Clemency Denied
The Oklahoma Pardon and Parole Board held a clemency
hearing for Gregg Braun on Tuesday, June 27, in Oklahoma City. Braun was
represented by Benjamin McCullar and Jim Rowan. Rowan was Braun's trial
attorney. Braun's mental illness, Borderline Personality Disorder, was
raised by his attorneys as an issue worthy of clemency. Braun did not
attend the hearing.
The Board voted 4-0 to deny a recommendation of
clemency to Governor Keating. Since capital punishment was reinstated in
Oklahoma, this was the 22nd clemency hearing held for a death row inmate.
There has never been a vote in favor of clemency.
Gregg Braun was sentenced to die for the 7/21/89
murder of Gwendolyn Sue Miller in an $80 flower shop robbery in Ardmore,
Oklahoma. A customer was shot in the head and robbed of $600 and the
bookkeeper was also shot.
He also murdered four other people in a multi-state
crime spree. Each of the five murder victims was found shot in the back
of the head with a .25-caliber handgun.
Miller's husband, Dusty, and their 3 children planned
to watch Braun die on the eve of the anniversary of her July 21, 1989,
death. "After all the pain and being helpless to protect my kids and
family, this is the only thing I can do," Miller said.
On July 19, 1989, Braun, a 28-year-old college
graduate with a degree in criminal justice, kidnapped Barbara
Kochendorfer, 27 and Mary Raines, 28, during a robbery of two different
convenience stores, on opposite sides of town in Garden City, Kansas.
Both women were shot and dumped on the side of the same rural road.
Between them they left eight young children. Braun later told police
that just after the first murder he felt he had to kill again. The next
day, July 20, 1989, he also murdered 54-year-old Pete Spurrier, the
owner of the One Hour Photo store in Pampa, Texas.
On July 23, 1989, Braun killed Geraldine Valdez, 48,
by shooting her twice in the head during a gas station robbery in
Springer, New Mexico. He was caught 40 minutes after her murder with the
gun still in his car. "You guys must be proud," he told police. "You
don't know what kind of famous criminal you caught."
Braun told a deputy
of his murderous spree, "it wasn't as good as shooting craps in Vegas,
but it was all right." Lelyn Braun says he didn't know this Gregg Braun.
Yes, the son he raised had his troubles with drugs. Yes, the youngest
Braun ran with the wrong crowd.
But he had seemed ready to get his life
on track when he came to live with his parents. Lelyn Braun blames the
murder spree on a combination of drugs and alcohol. He said he wrote the
victims' families to tell them that he wished Gregg had never been born.
Lelyn Braun doesn't defend his son's actions.
But says "They're going to
kill a good man. And they're going to do it illegally." Braun's father
was a prominent Garden City lawyer at the time of the crimes. Mr. Braun
wanted to have his son returned to New Mexico to serve a life sentence
there.
Dusty Miller understands why a father would fight for
his child. He raised 3 children to adulthood alone. But Mr. Miller can't
comprehend how a 28-year-old Mr. Braun could walk into an Ardmore, Okla.,
floral shop and shoot his sweet-natured wife, Gwendolyn Sue Miller. And
Mr. Miller doesn't believe that a man like that can change as Lelyn
Braun claims. "I don't understand how he could meet somebody like Gwen
and still make a decision that the world didn't need her anymore," Mr.
Miller said Monday.
Dolores Spurrier doesn't want to see the execution
of Braun, who pleaded guilty to the shooting death of her husband, Pete.
"Any delay would be too much," Dolores said Tuesday before the execution.
"I'll handle it better here (in Pampa). I just want it over with," she
said of the execution.
The victim's son, Bill Spurrier of San Antonio,
said he will attend the execution, but the coming event invoked painful
memories. "The execution brought everything back like it was yesterday,
and it's not only for me, but for my wife and my mother," Spurrier said
Tuesday. Bill Spurrier said the execution will bring him a sense of
closure. "I know he'll never be able to commit another murder," he said.
Dolores Spurrier said she went to every one of
Braun's trials and got to know relatives of the other victims. "I think
everybody is just glad that it's going to happen," she said. "It will be
some closure. But I don't think you would ever really get over it."
Other representatives of the victims' families are planning to be at the
execution.
The families have stayed in touch and said they always
planned to attend the execution, no matter how long it took. 39 family
members of Braun's 5 murder victims came to witness the execution, but
only 12 of them were able to witness it from inside the death chamber.
The remaining 27 watched from a nearby room on closed-circuit television.
"I'm glad to get this over with," said Dusty Miller, Gwendolyn Miller's
husband. "I feel sorry for him (Braun) that he's chosen to take his life
and do something like this, . . . but I'm still very angry that he's
taken my wife and my children's mother away. I can't forgive him tonight.
Maybe I can sometime down the line."
Thursday's execution of Gregg Francis Braun brought a
sense of justice to Bill Spurrier but will not completely mend the
emotional rips and tears from his father's murder. "I've been asked
several times whether I feel that watching the execution would be
revenge for me," Spurrier said Thursday. "My answer is after 11 years,
there is no revenge; that is justice."
Braun was pronounced dead at
12:17 a.m. Thursday, 6 minutes after receiving a lethal injection at the
Oklahoma State Penitentiary in McAlester, Okla. "I think that the
execution was very humane," said Bill Spurrier, a San Antonio resident.
"It looked like he just went to sleep."
Spurrier thanked the Oklahoma
Department of Corrections personnel and everybody who was there for the
victims. "They handled a very tough situation in a professional manner,"
he said. "I feel very sorry for Braun's family, but they did get the
opportunity to say goodbye, which I never got that opportunity. I had to
say goodbye to my dad at the grave."
Spurrier said there is never
complete closure to the loss of his father. "When my son was born in
Sicily when I was stationed there, my dad traveled all the way to Sicily
to hold his grandson," Spurrier said. "He'll never have the chance to
hold my grandson."
In 1983, Pope John Paul II stepped into a cell in an
Italian prison and embraced Mehmet Ali Agca, the man who had attempted
to assassinate him two years earlier. When asked in 1999 by a group of
children gathered at a Rome church why he forgave him, the pope replied,
"I forgave him because that's what Jesus teaches. Jesus teaches us to
forgive."
In December 1999, a Tennessee family of four fought
to keep the escaped mental patient who kidnapped and killed their mother
from facing the death penalty -- because that's they way they felt their
mother would have wanted it.
During his mother's funeral, Father Charles
Strobel told the mourners, "Why speak of anger and revenge? Those words
were not compatible with the very thought of our mother. So, I say to
everyone, we are not angry or vengeful, just deeply hurt. "We know the
answers are not easy and clear, but we still believe in the miracle of
forgiveness. And we extend our arms in that embrace."
Closer to home, Ruth and Bob Hessman of Dodge City
work every day to forgive the man who, on July 19, 1989, killed their
daughter, Mary Rains, a few miles from a Garden City convenience store
where she had been working early that morning. Devout Catholics, the
couple had long been opposed to the death penalty, a stance that didn't
change after their daughter was murdered.
Approximately four years before Gregg Braun was
executed July 20, the couple began writing to their daughter's killer.
At first he expressed a bitterness that reflected a belligerence he
displayed in court.
After a time, though, he seemed to release his
bitterness and replace it with humility; several letters expressing
regret and apologizing for killing the Hessmans' daughter.
In a Dodge
City Daily Globe article by Eric Swanson published soon after Braun was
executed, Ruth Hessman commented, "Knowing that he had reconciled
himself with his Maker and worked on that - that was our main intent."
Sister Jolene Geier, O.P., a Dominican Sister of Great Bend, helped
organize a prayer vigil for Braun the night before his execution in
Oklahoma. The vigil was attended by the Hessmans.
At the vigil an introductory prayer read, in part, "We
are gathered here in the presence of God who is full of compassion and
mercy to pray for Gregg Braun who is scheduled to be executed before the
night is over. We are here, also, to pray for his family and his victims
and their families.
We especially need to pray for those who cannot
forgive Gregg, who has asked for forgiveness for his crimes." Sister
Geier told the Register that she admired the Hessmans because they were
able to "overcome their own hatred and lack of forgiveness.
They began
to pray for him - for his soul - that he would be saved. ...We think
that these people who do so much bad can turn around and be saved. You
just think about the scripture passage, about the good shepherd going
after the one lost sheep.
That depicts what happened to Gregg. He was so
lost and he responded to all the love and tenderness that his family,
and especially Ruth and Bob, gave him, and it was through this love that
God forgave him. "[The Hessmans] are a model to us on the struggle to
forgive," she added. "We Sisters not only walked with the Hessmans but
we walked with Gregg's family. We want the greater diocese to know that
we Sisters encourage people to take a stand against the death penalty,
and really let it be known that it is not a way to respond to evil."
In an article in "Grains of Wheat," a publication of
the Dominican Sisters of Great Bend, Ruth Hessman wrote of the killing,
"This news devastated our family - the shock, the disbelief, the pain,
and yes, the anger.
The thing that stands out in my mind from that awful
time was what our pastor, Father (John) Maes told me after the funeral:
'Ruth, before this is over you may even be angry at God, and I just want
you to know that he will understand.' "...We didn't find forgiveness
just by saying, 'We forgive' and moving on. We found we needed to start
each day with a prayer of forgiveness for [Gregg].
Even after the 10
years that have passed there can still be the temptation to be
unforgiving, but with prayer we are trying to eliminate that feeling and
to realize that her death was the beginning of her journey to her
heavenly father! "Peace comes to us now from watching our children and
grandchildren as they learn to follow us on the journey of forgiveness.
For if we are to believe we can be forgiven, we must first be able to
forgive."
As the first 50 years in the life of the Diocese of
Dodge City comes to a close, Bishop Ronald M. Gilmore is inviting all
people of the diocese to feel an integral part of the anniversary
celebration.
For some, especially those who have faced the closure of
their church or parish over the years, this may first require
forgiveness and reconciliation within the diocese. Whether an
individual, a community or a country, reconciliation does not come easy.
As Bob Hessman told the Register, it takes effort, and the process
leading to forgiveness can be a painful one.
At the prayer vigil for Gregg Braun, the following
was also read: "We are here tonight to remember the stories that have
been told over and over during these 10 years since those horrible
events took place.
It is through telling our stories that reconciliation
can happen within ourselves first of all and then with others who are
involved. Reconciliation is the work of God, who initiates and completes
in us reconciliation through Jesus. Reconciliation is not a human
achievement, but the work of God within us."
Gregg Braun was a murderer. During a five-day spree
in July 1989, he killed four women and one man in Kansas, Texas,
Oklahoma and New Mexico. When captured by New Mexico law officers, he
belligerently told them: “You guys must be proud. You don’t know what
kind of famous criminal you caught.”
But 11 years later, Brother Jeremiah contends, the
state of Oklahoma killed a man of prayer, a man who extensively studied
Western monasticism and often said that if his life could’ve been
different, he thought he may have become a monk.
A man filled with self-loathing
and remorse, who struggled with the belief that his sins were too great
for even God’s forgiveness. A man who corresponded regularly with Bob
and Ruth Hessman, the parents of Mary Rains, one of Braun’s victims.
The
Hessmans believed so sincerely in his transformation that they pleaded
for his life. They attended a prayer vigil the night of his execution
where Ruth read aloud their last letter from Braun. “What a remarkable
testimony to forgiveness,” Brother Jeremiah says.
Brother Jeremiah’s correspondence began through a
friend, Dominican Sister Renee Dreiling. She was the condemned man’s
fifth- and sixth-grade teacher and had corresponded with him since his
arrest.
Brother Jeremiah was intrigued when Sister Renee told him of
Braun’s fascination with monastic life. Braun even viewed his life on
death row in a monastic way, committing himself to prayer and spiritual
reading.
Braun’s letters were full of questions. He fleshed
out his scholarly knowledge of monasticism with questions about every
day life at Conception Abbey. What was it like to pray in community?
What was the silence like? He inquired about Brother Jeremiah’s journey
from simple vows toward solemn vows (see Solemn profession...), which he
professed in August, six weeks after Braun’s death.
As they grew closer,
Brother Jeremiah read of Braun’s fears and remorse. “His letters were
filled with so much pain,” Brother Jeremiah recalls. “He would vacillate.
One letter would be full of self-hatred. He didn’t think God’s mercy
could surpass the wrong that he’d done.” The next letter would radiate
with hope. “He had a great devotion to Mary,” Brother Jeremiah reveals.
“He knew that Jesus listened to his mother and that was a source of hope
for him. In that way, God was approachable.”
In late June Braun’s execution date was set for July
20. It was then that he asked if Brother Jeremiah would come to Oklahoma
for a visit. After much wrangling with red tape and prison rules, the
monk found himself at the doors of H-Unit two weeks to the day before
the execution date. As he entered the visiting chamber, he saw Braun for
the first time, through reinforced glass and heavy metal bars. They
talked by telephone for two hours.
“He talked briefly about his upcoming execution,”
Brother Jeremiah recounts. “He was torn between whether he should hold
out hope for his appeals or begin preparing for his death.” Braun
tentatively discussed his crimes, referring to the times of the murders
as “when the madness started.”
Then he caught himself and was silent for
a moment. “I can’t describe the look that came over his face,” Brother
Jeremiah says. “It was a look of sadness the likes of which I’d never
seen before.” The two hours went quickly. When Brother Jeremiah stood to
leave, Braun pressed his palm to the glass and the monk did the same.
“There was a moment when the bars and the glass
seemed to disappear and we touched,” Brother Jeremiah says, his voice
cracking. “Gregg said he loved me and thanked me for coming. I told him
I was proud and honored to call him my brother and friend.” Shortly
after that, Brother Jeremiah said goodbye. Braun corrected him. “I’ll
see you later,” he said.
July 19, 2000
Dusty Miller says when he watches the execution of
his wife's killer, he will be honoring the wedding vows he made to her
for the final time. "I took an oath to love, honor and protect my wife.
I wasn't allowed to do it. Gregg Braun took that away from me. Making
sure he pays for what he did -- it's the last thing I can do to honor
those vows," Miller said.
Barring an unforeseen stay of execution, Braun is
scheduled to die by lethal injection at 12:01 a.m. Thursday for the 1989
slaying of Gwendolyn Sue Miller. The local florist was one of five
victims who died during the Garden City, Kan., man's five-day killing
rampage that raged through four states.
Two other women, JoAnn Beane,
formerly of Ardmore, and Mary Manning, Marietta, were wounded but
survived Braun's murderous stop in Ardmore. Miller, who previously
hesitated to discuss Braun's pending execution, changed his mind Tuesday.
"We were afraid we would jinx it. But the attorney general's office has
encouraged me to talk about it. Those who are trying to prevent it are
talking," Miller said.
Miller, his family and Manning will travel to
Oklahoma State Penitentiary at McAlester this afternoon. They will be
joined by survivors of Braun's other victims: Mary Rains and Barbara
Kochendorfer, both Garden City; P.E. "Pete" Spurrier, Pampa, Texas; and
Geraldine Valdez, Springer, N.M. The group will meet with members of the
attorney general's staff, who will brief them on the execution process.
They will also tour the prison and some will give interviews. Braun
asked to be served a last meal of a chef salad with Italian dressing,
barbecue beef or pork and a hot fudge brownie sundae. He didn't want his
family to witness the execution.
They planned to be in McAlester,
however, for a memorial service at a local Catholic church, his father,
Lelyn Braun said. About 11:30 p.m., Braun will be escorted into the
execution chamber.
Approximately 31 minutes later, the victims'
survivors and other witnesses will listen to any final words Braun might
offer and watch as the State of Oklahoma takes his life in exchange for
ending life of the 31-year-old Ardmore woman.
Miller doesn't expect to hear apologies or words of
remorse from Braun. "I haven't heard from him in 11 years. He could sit
and write letters to others, but not to us. Some say he has expressed
remorse, but every time he has had an opportunity to say something
publicly he has used it to wisecrack.
At one point he told a reporter, 'Tell
your editor thanks for the publicity,' That's just like a slap in the
face," Miller said. "At this point I don't care. I don't need him to
tell me he's sorry now."
While Braun has never attempted to contact any of the
victims' survivors, Miller said his family did receive a letter of
regret and sympathy from the killer's parents.
Shortly after Braun was
arrested, Miller started carrying a photograph of his wife's murderer in
his wallet. "I didn't want to forget him. After the shock, the grief,
anger and depression I finally got tired of being reminded. It got to
the point where it wasn't healthy anymore and I stopped," he said. Now
Miller says all he wants is justice. "I feel it (execution) needs to be
done. It closes a chapter in our lives. It won't be a complete closure,
naturally we don't have Gwen any more," Miller said. "This person did
not care for Gwen, her life or her future. He deserves to pay for what
he did."
July 21, 2000
THE ISSUE : The execution of Gregg Braun
THE ARGUMENT
Now he has dragged others into hell. It is early yet.
Gregg Francis Braun only died at 17 minutes past midnight Thursday
morning at the hands of the state of Oklahoma. But, so far, there have
been no reports that any of the people he killed 11 years ago, in a
crime spree that spanned four states and took five lives, have returned
to the land of the living.
There is evidence, however, that the
survivors of some of Braun's victims, cruelly misled by cravenly
opportunistic politicians, did get to taste of the hell known only to
those who wish the death of others.
Braun, son of a prominent Garden City, Kan., lawyer,
who began life with every advantage and earned a college degree in
criminal justice, fell into hell in July of 1989 when he kidnapped a
clerk from a convenience store he had just robbed, took her to a country
road and killed her.
Then he felt compelled to do it again, and again,
in other towns. The killing that led to his own death was that of a
florist from Ardmore, Okla. Braun also had been sentenced to life in
prison in Kansas, New Mexico and Texas, and his family had tried to get
one of those states to take him back and exact justice in their less
violent way. But the states declined, and the Supreme Court would not
intervene.
So now Braun has been killed. And some of the loved
ones of those he killed got to watch, to taste a bit of the hell that
Braun has lived all those years and -- perhaps -- still will.
The desire
to see another person die is cruelty beyond description, no matter how
cruel that person may have been. That desire is also quite natural,
quite human, in circumstances such as these, as widowed wives and
motherless children grasp for any peace, any balance, any (to use the
currently en vogue term) closure they can find.
The point of the law, though, is to help us rise
above our natural human urges and decide that we will not emulate the
behavior of those we so rightly despise. That is why the state, not the
widow or the orphan, is the officially aggrieved party in a murder case.
That is why the cold, soulless state, not the emotionally wounded loved
ones left behind, determine the facts, apply the law and search for
something resembling justice.
But, somewhere along the way, those loved ones, and
all who are hurt by vicious and senseless crime, were sold a bill of
goods. We were told that killing the killer would bring us peace. We
were told it would balance the unbalanceable, right the unrightable,
soothe the unsoothable.
It does not. It will not. And to tell the most
innocent victims of the most heinous crimes that it will do those things
is a crime in itself. A crime committed by those who should know better.
May 2, 2000
McALESTER, Okla. (AP) -- Gregg Francis Braun named
his five victims one by one in the order he killed them in 1989 and said,
"I'm sorry," just before being put to death early Thursday.
Braun, 39,
strained against the straps that held him to a gurney in Oklahoma's
death chamber as his apologies rolled forth like a chant. "I'm sorry I
murdered you. I'm sorry I took your lives. I pray for our Lord Jesus
Christ to bless your lives and to save you. I'm so sorry I killed you,"
the Kansas man said. He was pronounced dead at 12:17 a.m., six minutes
after receiving a lethal mix of drugs.
Braun received the death sentence
for killing an Ardmore, Okla., florist. His execution came on the eve of
the 11th anniversary of her murder. His last statement rambled over 3
minutes and was sometimes slurred.
He apologized to his victims'
families, also naming them one by one. He also apologized to the people
he injured in his four-state murder spree. "What I did was unforgivable,
but I ask you to forgive me," he said, as three dozen family members of
his victims watched inside a witness room or via closed circuit
television.
Braun shot and killed Gwendolyn Sue Miller, 31, while
robbing her parents' Ardmore flower shop. Two other women shot at the
same time survived. Miller's husband, Dusty, and their three children
traveled to the Oklahoma State Penitentiary to witness the execution.
"It's never going to go away," Miller said, "but at least we're not
going to have to deal with him on an ongoing basis." When New Mexico law
officers caught up with Braun on July 23, 1989, he told them, "You guys
must be proud. You don't know what kind of famous criminal you caught."
His killing spree had begun five days earlier after
he robbed a convenience store in his hometown of Garden City, Kan. Braun
took the clerk to a rural road and shot her. He would later tell police
he felt he had to kill again and chose another store clerk. Their bodies
were found on the same road. Mary Rains left behind three young children.
Barbara Kochendorfer left behind five. "The youngest was 2," said Angie
Bentley, Kochendorfer's sister, who also came to witness the execution.
"He's affected a lot of families, not just hers. Babies. They're not
going to grow up with their mothers."
On July 20, Braun killed E.P.
"Pete" Spurrier while robbing his one-hour photo store in Pampa, Texas.
Two days after the Oklahoma slaying, he killed Geraldine Valdez at the
Springer, N.M., convenience store where she worked. Braun was captured a
short time later. He received life sentences for the murders in Kansas,
New Mexico and Texas.
Braun graduated college with a degree in criminal
justice. His father, Lelyn, a lawyer in Garden City at the time of the
murders, blamed drugs for turning his youngest son into a murderer.
"He's found peace with God," Lelyn Braun said in the
days before the execution. Braun apologized to his own family in his
last statement. Then, he let out a long deep sigh before saying, "Save
me Mother Mary from the eternal damnation I deserve." "I'm not an
animal. I'm so sorry," he said. "I'm so sorry," Braun's defense had
sought to have him returned to New Mexico to serve the life sentence
there.
But New Mexico courts rejected extradition efforts Wednesday, and
the U.S. Supreme Court denied his final appeal just hours before the
execution. Spurrier's son, Bill, lamented that his father would never
meet his great-grandson. He said he felt sorry for Braun's family, too.
"But they do get the opportunity to say goodbye," he said. "I had to go
to my father's grave and say goodbye to the headstone."
1995 OK CR 42
909 P.2d 783
GREGG
FRANCIS BRAUN, PETITIONER, v.
THE STATE OF OKLAHOMA,
RESPONDENT.
Case No.
C-93-993.
August 7, 1995
Rehearing Denied September 12,
1995.
Appeal from
the District Court, Carter
County, Thomas S. Walker, J.
OPINION
LUMPKIN, Judge.
1 Petitioner
Gregg Francis Braun pled nolo
contendere to Count I, Murder in
the First Degree (21 O.S.Supp.
1989 701.7 [21-701.7](A or
B)); Count II, Shooting with
Intent to Kill (21 O.S.Supp.
1987 652 [21-652]); Count III,
Shooting with Intent to Kill (21 O.S.Supp. 1987 652 [21-652]);
Count IV, Robbery with Firearms
(21 O.S.Supp. 1982 801
[21-801]); and Count V, Robbery
with Firearms (21 O.S.Supp. 1982 801 [21-801]) in Carter County
Case No. CRF-89-332. The
Honorable Thomas S. Walker,
District Judge, sentenced
Petitioner to twenty-five (25)
years on each robbery count and
life on each count of Shooting
with Intent to Kill. After
finding the presence of three
aggravating circumstances, the
trial court sentenced Petitioner
to death for the murder. The
trial court ordered each
sentence to be served
consecutively. Petitioner
subsequently filed a motion to
withdraw his guilty plea, which
the trial court denied. We
affirm that denial.
1
I.
2 The
charges arose from the July 21,
1989, robbery of Dodson Floral
shop in Ardmore. After taking
money from the shop's cash
register and money from customer
Mary Manning's purse, Appellant
calmly herded Ms. Manning and
shop employees Jo Ann Beane and
Gwendolyn Miller into a room in
the back of the shop, ordered
them to lie on the floor, then
shot each woman in the head with
a .25 caliber pistol. Although
temporarily blinded and made
deaf by the shot, Ms. Beane
managed to crawl to the
telephone, pull it off the
counter, and notify authorities
by shouting into the telephone
after giving them what she
thought would be time to answer
the call. Ms. Beane and Ms.
Manning survived; Ms. Miller did
not.
3 In
addition to an eventual
eyewitness identification from a
photographic lineup, authorities
found shell casings in the
flower shop; a firearms expert
later determined the casings
were fired from the same pistol
Petitioner had when he was
apprehended in New Mexico.
Braun's fingerprint was also
found on a receipt from Ms.
Manning's purse. When Appellant
was apprehended in New Mexico,
he told authorities of the
Ardmore homicide, as well as
homicides in Kansas and Texas.
When he was asked how he could
shoot someone in the back of the
head like he did, he chuckled
and said "It wasn't as good as
shooting craps in Vegas, but it
was all right."
4 Other
evidence produced at
Petitioner's sentencing hearing
showed the Ardmore murder was
one in a series of murders
across four states. Petitioner
started in Garden City, Kansas,
where he killed two convenience
store clerks after robberies. He
then drove to Pampa, Texas,
where he killed a man in a
photograph development store.
The murder in Ardmore followed.
The last one was in New Mexico,
where he again killed a
convenience store clerk. As of
the date of his Oklahoma plea,
he had received a life sentence
(in addition to thirteen (13)
years for another crime) in New
Mexico; and four consecutive
life sentences (in addition to
two 15-year terms) in Kansas.
Those victims time were also
shot by a .25 caliber pistol,
and casings recovered from the
scenes were fired from the
pistol Petitioner had in his
possession when he was arrested.
There was no evidence indicating
the disposition of any crimes in
Texas.
5 Based on
the evidence presented during
the sentencing hearing, the
court found the existence of
three aggravating circumstances:
that Petitioner knowingly
created great risk of death to
more than one person (21 O.S.
1981 701.12 [21-701.12](2));
the murder was committed for the
purpose of avoiding or
preventing a lawful arrest or
prosecution (21 O.S. 1981
701.12 [21-701.12](5)); and the
existence of a probability that
the defendant would commit
criminal acts of violence that
would constitute a continuing
threat to society (21 O.S. 1981 701.12 [21-701.12](7)). The
court did not find a fourth
aggravating circumstance alleged:
that Petitioner was previously
convicted of felony involving
use of threat or violence to
person (21 O.S. 1981 701.12
[21-701.12](1)).
II.
6 For his
first proposition, Petitioner
contends he was denied the
assistance of counsel in the
hearing on his motion to
withdraw his nolo contendere
plea to the charge of murder.
2
To fully understand this
proposition, some background is
necessary.
7 James T.
Rowan of the capital defense
litigation team was appointed to
represent Petitioner. Petitioner
also had local counsel, Phil
Hurst. Counsel filed several
motions. Pursuant to a local
court rule, the trial court
ordered counsel to submit a
brief in support of each motion,
in addition to the motion itself.
Although counsel filed a
memorandum brief in support of a
motion for change of venue, the
record does not reflect an
actual motion for change of
venue was filed; nor does it
indicate affidavits by county
residents were filed, as
required by 22 O.S. 1991 561
[22-561]. The trial court
ordered stricken the motions not
supported by brief; apparently (though
never specifically stated), the
brief not supported by motion
for change of venue was stricken
at the same time.
8 After the
plea, Mr. Rowan signed and filed
on Petitioner's behalf a "Motion
to Withdraw Nolo Contendere Plea
and Have Attorney Appointed to
Represent Him." The motion
alleged the plea was involuntary.
New counsel was requested "in
order to allow the Defendant
full latitude in exploring any
grounds he may have to in
support of his motion to
withdraw his Nolo Contendere
plea."
9 At the
September 21 hearing, Mr. Rowan
was present, but not as
Petitioner's counsel. According
to the court, the Indigent
Defense System had made
arrangements for another
attorney to represent Petitioner
at the hearing; however, that
attorney was not present, and
the record is otherwise silent.
Petitioner then elected to
proceed pro se. He now claims
the record was insufficient to
show his decision to proceed pro
se was voluntarily or knowingly
made. We disagree.
10 A waiver
of counsel is valid only if it
is done knowingly and
voluntarily. See Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct.
1019, 82 L.Ed. 1461 (1938). A
record of the knowing and
voluntary waiver is mandatory,
and absent a sufficient record,
waiver will not be found.
Lineberry v. State, 668 P.2d
1144, 1145-46 (Okl.Cr. 1983). We
have held repeatedly that the
record must show the trial court
advised the defendant of the
dangers and disadvantages of
self-representation to establish
a record sufficient to support
valid waiver of counsel. See
Stevenson v. State,
11 In Swanegan, we said that before an
accused may represent himself or
herself, the trial court is
required to determine whether
the accused has the capacity to
make a valid waiver of right to
counsel. The court must then
examine the defendant and
determine whether the waiver is
voluntary, knowing and
intelligent. In doing this, the
trial judge must clearly explain
to the defendant the inherent
disadvantages in such a waiver.
Id; see also Coleman v. State,
617 P.2d 243, 245-46 (Okl.Cr.
1980).
12 Whether
there has been a valid waiver of
right to counsel is to be
determined from the total
circumstances of the individual
case including background,
experience and conduct of the
accused. United States v. Warledo, 557 F.2d 721 (10th Cir.
1977). Further, where a
defendant elects self-representation,
he may not later be heard to
complain that he was denied
effective assistance of counsel.
Green v. State, 759 P.2d 219,
221 (Okl.Cr. 1988), citing
Faretta v. California, 422 U.S.
806, 95 S.Ct. 2525, 45 L.Ed.2d
562 (1975), and Johnson, 556
P.2d at 1297.
13 An
examination of the record before
this Court shows the trial court
began with the observation
Petitioner had the right to
represent himself, adding a
caveat the court must be
satisfied Petitioner understood
what he was doing and was not
coerced, pressured or threatened
into doing so. He then asked
Petitioner if he wanted to
represent himself. Petitioner
responded:
Well,
at this hearing because
the lawyer that was
appointed to represent
me I haven't heard
from him. I haven't met
him. He didn't show up
today, and I don't want
to be brought back here
again and go through all
this again, so I'm ready
to represent myself at
this hearing today.
(WD Tr. 4).
Petitioner then reaffirmed he
knew another attorney had been
appointed for him, but that
attorney had not contacted him.
So
today when I showed up,
I assumed he would be
here; and he's not. So
I'm I don't even want
to deal with the guy,
and I'm prepared to
represent myself at this
hearing.
(WD Tr. 5).
The court then said:
If
you want, I will
entertain your request
to reset the hearing
whenever this lawyer,
whether it's Mr. Payne
or somebody else, can be
here. If you want to
represent yourself as I
told you earlier, I
cannot deny you that as
long as I am convinced
that you know that
you're doing, and some
prosecution person
didn't give force you
to do it.
(WD Tr. 5);
to which Petitioner responded:
Yes.
I'll represent myself,
and I've already
discussed I know
what's going on with
this hearing and what
it's about, and I'm
prepared to represent
myself.
(WD Tr. 5-6).
He added he was under no
pressure, and no promises had
been made. In response to yet
another question from the court,
Petitioner said he wanted to
represent himself at that time.
The court then repeated his
offer of a delay, saying he
would "put this hearing off in a
second attempt, if you will, to
have an attorney here to
represent you." Petitioner said
he understood that, adding he
would prefer to proceed pro se (WD
Tr. 6). The court again pressed
the question, stating:
So if
there is any question in
your mind or there is
something else about
these circumstances that
I need to know about,
this is the time to tell
me. I mean, this isn't
I hesitate to use the
word, "game," given the
circumstances. But this
isn't a situation of
just going through the
motions. Even though
it's not my life that's
on the line, I'm taking
this just as seriously
as you are. And so if
there's something else I
need to know, Mr. Braun,
today at this hearing is
the time to tell me
about it. Is there some
other circumstance that
I don't know about
that's causing you to
tell me you're going to
represent yourself?
THE
DEFENDANT: Well, in a
way; but then again, uh,
I'm really tired of
being moved around, you
know, here in this jail,
being stuck in a holding
cell and things like
this for a day or two;
and to come in here, and
some lawyer who I don't
even know isn't here.
And then they say, "Well,
we'll put it off again."
And, you know, they'll
take me back to prison,
and they'll drag me up
here in a few more days,
and blah, blah, blah.
And I just want to do it
now, and I understand
what's going on. I know
what this is about, and
I've discussed it with
Jim prior to today; and
I am prepared to do it
today regardless of the
outcome or the
consequences because
basically, I know I'm
here to tell my side of
the story of why I plead
nolo contendere, and I
don't need a lawyer to
do that.
(WD Tr. 7-8).
After being warned he could be
cross-examined if he took the
stand, Petitioner replied:
I I
wouldn't need one to
consult on cross-examination
because basically, I
know I know what I'm gonna testify to, and
it's all fact, and it's
all true. So I'm not
worried about being
cross-examined.
THE
COURT: Well, but there's
a little bit more to it
than that. Just as I
can't read your mind, I
can't read [the
prosecutor's] mind. He
may call witnesses too,
which will mean you
would be in the position
of having to
cross-examine [the
prosecutor's] witnesses;
and again, you would be
doing that without a
lawyer. Do you
understand that?
THE
DEFENDANT: Yes, sir, I
do.
THE
COURT: And you're
prepared to do that?
THE
DEFENDANT: Yes, sir.
Based on this
exchange, the court found the
waiver was knowing and voluntary
(WD Tr. 9).
14 This
record shows Petitioner was
offered counsel but
intelligently and
understandingly rejected the
offer, that he knew what he was
doing and his choice was made "with
eyes open." Adams v. United
States ex rel. McCann, 317 U.S.
269, 279, 63 S.Ct. 236, 87 L.Ed.
268 (1942). The waiver of
counsel was both knowing and
voluntary.
15 It is
clear Petitioner was impatient
as well as dissatisfied with his
jail cell. However, that does
not mean he did not knowingly
and intelligently waive his
right to counsel at the hearing.
As we said in Johnson,
The
test whether a defendant
has intelligently
elected to proceed pro
se is not the wisdom of
the decision or its
effect upon the
expeditious
administration of
justice. It is only
necessary that a
defendant be made aware
of the problems of self-representation
so the record
establishes that he
understands that his
actions in proceeding
without counsel may be
to his ultimate
detriment.
Johnson, 556
P.2d at 1294. Or, put another
way:
[T]his
court recognize[s] that
the defendant cannot use
his right to counsel "to
play a `cat and mouse'
game with the court, or
by ruse or stratagem
fraudulently seek to
have the trial judge
placed in a position
where, in moving along
the business of the
court, the judge appears
to be arbitrarily
depriving the defendant
of counsel."
United States
v. Willie, 941 F.2d 1384, 1390
(10th Cir. 1991), cert. denied,
502 U.S. 1106, 112 S.Ct. 1200,
117 L.Ed.2d 440 (1992) (quoting
United States v. Allen, 895 F.2d
1577, 1578 (10th Cir. 1990)).
16
Accordingly, this proposition is
without merit under the total
circumstances of this case.
3
III.
17 For his
second proposition, Petitioner
claims his trial counsel was
ineffective. He claims that but
for counsel's improper handling
of the motion for change of
venue, he would not have pled nolo contendere and would have
insisted on going to trial. In
addition to his own testimony,
Petitioner called Mr. Rowan, who
said he should have properly
filed the motion for change of
venue, but did not, and had no
strategic reason for not doing
so.
A.
18
Petitioner correctly cites Hill
v. Lock-hart, 474 U.S. 52, 106
S.Ct. 366, 88 L.Ed.2d 203 (1985)
as the proper law for
ineffective assistance of
counsel in guilty plea cases.
Under that standard, in order to
obtain relief for ineffective
counsel after a guilty plea, a
petitioner must show first "counsel's
representation fell below an
objective standard of
reasonableness." Id., 474 U.S.
at 57, 106 S.Ct. at 369 (citing
Strickland v. Washington, 466
U.S. 668, 687-88, 104 S.Ct.
2052, 2064-65, 80 L.Ed.2d 674
(1984)). Second, a petitioner
must show prejudice, which in
the context of a guilty plea "focuses
on whether counsel's
constitutionally ineffective
performance affected the outcome
of the plea process." Id. 474
U.S. at 59, 106 S.Ct. at 370. Or,
as the Court rephrased the
requirement, a petitioner "must
show that there is a reasonable
probability that, but for
counsel's errors, he would not
have pleaded guilty and would
have insisted on going to trial."
Id. See also Medlock v. State,
19 For
reasons stated below, we need
not address whether counsel's
representation fell below an
objective standard of
reasonableness, as we find
nothing in the record showing
that but for any alleged
substandard representation,
Petitioner would not have pled nolo contendere and would have
insisted on going to trial.
B.
20 Initially,
although he had ample
opportunity to do so, Petitioner
at no time during his nolo plea
complained of his counsel's
performance. To the contrary,
when asked, Petitioner said he
was satisfied with his counsel's
representation. He qualified
this statement during the
hearing on the application to
withdraw the plea by saying he
felt representation was good and
pleading was his best option of
the options available to him at
the time, after the court
refused to consider his motion
for change of venue. He also
admitted he made no mention of
his complaint against counsel at
the sentencing hearing, saying
he did not think there would be
any point in doing so.
21 More
telling is Petitioner's response
to the prosecutor's question
concerning the sentence received.
During cross-examination, the
following exchange occurred:
Q.
Did I hear you just
telling Judge Walker
that had he imposed a
life without parole
sentence, you wouldn't
be up there today,
asking to withdraw?
A.
No, sir. I'd be back in
Santa Fe.
Q. So
your basic burr is the
sentence you got.
A.
Well, yes and
Q.
Yes or no?
A.
The basic? Yes, that is
the basic.
(WD Tr.
19-20; see also statement by
counsel at WD Tr. 50).
Petitioner also admitted his
plea was not involuntary.
22 Also
entering into Petitioner's
calculus was his wish to
personally speak to the jury.
Petitioner testified that, even
after the change of venue was
stricken, Petitioner asked his
counsel to file a motion to
allow him to argue before the
jury during the penalty phase
for ten or fifteen minutes. If
that was successful, Petitioner
testified he would "go with the
jury." (WD Tr. 13). On the other
hand, if the motion was denied,
Petitioner said he would "go
ahead with the plea" (WD Tr. 13,
48).
23 This
evidence, combined with his
failure to complain of counsel
during two earlier hearings
despite opportunities to do so,
and his prior experiences with
the judicial system, negates
Petitioner's testimony that but
for counsel's errors, he would
have not pleaded nolo contendere
and would have insisted on going
to trial. See Wilhite v. State,
845 S.W.2d 592, 595 (Mo. Ct. App.
1992). From this, it seems clear
Petitioner pled nolo contendere
not because he failed to get a
change of venue, but because he
would not be allowed to speak to
the jury and he received the
death penalty.
24
Petitioner admitted he elected
to plead in front of the judge
because he thought he had a
better chance of receiving life
without parole. Under the
circumstances, this seems a
sound strategic choice. Medlock,
887 P.2d at 1345; Estell, 766
P.2d at 1382. 4
C.
25
Dissatisfaction with sentence
aside, Petitioner has failed to
show prejudice as it is defined
in Hill. This Court has never
discussed extensively the "prejudice"
prong of incompetent counsel in
guilty pleas. Here, such a
discussion is beneficial to
further show why reversal is not
warranted.
26 A
petitioner in most instances
must do more than simply testify
that but for counsel's errors,
he would not have pled guilty or nolo contendere and would
instead have insisted on going
to trial. We do not think it
would surprise courtroom
observers to know most
defendants who received a death
sentence after a plea would seek
to withdraw that plea.
Accordingly, any court would
tend to cast a suspicious eye
toward testimony from a person
whose credibility on the subject
is at best suspect.
27 The
Supreme Court, too, requires
more than a simple assertion by
a defendant.
In
many guilty plea cases,
the "prejudice" inquiry
will closely resemble
the inquiry engaged in
by courts reviewing
ineffective assistance
challenges to
convictions obtained
through a trial. For
example, where the
alleged error of counsel
is a failure to
investigate or discover
potentially exculpatory
evidence, the
determination whether
the error "prejudiced"
the defendant by causing
him to plead guilty
rather than go to trial
will depend on the
likelihood that
discovery of the
evidence would have led
counsel to change his
recommendation as to the
plea. This assessment,
in turn, will depend in
large part on a
prediction whether the
evidence likely would
have changed the outcome
of a trial. Similarly,
where the alleged error
of counsel is a failure
to advise the defendant
of a potential
affirmative defense to
the crime charged, the
resolution of the "prejudice"
inquiry will depend
largely on whether the
affirmative defense
likely would have
succeeded at trial. See,
e.g., Evans v. Meyer,
742 F.2d 371, 375 (CA7
1984) ("It is
inconceivable to us . .
. that [the defendant]
would have gone to trial
on a defense of
intoxication, or that if
he had done so he either
would have been
acquitted or, if
convicted, would
nevertheless have been
given a shorter sentence
than he actually
received"). As we
explained in Strickland
v. Washington, supra,
these predictions of the
outcome at a possible
trial, where necessary,
should be made
objectively, without
regard for the "idiosyncrasies
of the particular
decisionmaker." Id., 466
U.S., at 695, 104 S.Ct.
at 2068.
Hill, 474 U.S.
at 59-60, 106 S.Ct. at 370-71;
see also State v. Soto, 121
Idaho 53, 822 P.2d 572, 574 (Idaho
Ct.App. 1991). Here, we must
therefore examine the evidence
to determine if the motion for
change of venue would have
succeeded; and if such a motion
would have changed the outcome
of a trial.
1.
28 We begin
by addressing Petitioner's
complaint his trial counsel did
not file the three affidavits in
support of a motion as required
by 22 O.S. 1991 � 561 [22-561].
We have "held as early as 1916,
and consistently since, that the
affidavits raise a question just
as any other question of fact
that might be submitted to the
trial judge, and unless it is
clear that he has abused his
discretion, or committed error
in his judgment, his finding and
judgment will not be disturbed
by this Court." Walker v. State,
723 P.2d 273, 278 (Okl.Cr.),
cert. denied, 479 U.S. 995, 107
S.Ct. 599, 93 L.Ed.2d 600 (1986)
(quoting Johnson, 556 P.2d at
1289). Therefore, although
statutorily required, the act of
filing the affidavits do not in
and of themselves dispose of the
issue.
2.
29 We then
observe the rebuttable
presumption an accused can
receive a fair trial in the
county in which the offense
occurred and the burden of
persuasion is on the accused,
who must show actual exposure to
the publicity and resulting
prejudice by clear and
convincing evidence. Brown v.
State, 871 P.2d 56, 62 (Okl.Cr.),
cert. denied, ___ U.S. ___, 115
S.Ct. 517, 130 L.Ed.2d 423
(1994); Shultz v. State, 811
P.2d 1322, 1329-30 (Okl.Cr.
1991). Merely showing that pre-trial
publicity was adverse to him is
not enough. Id.; Bear v. State,
30 In those
instances, we have applied a two-pronged
test to determine whether juror
knowledge and pre-trial
publicity violated due process.
Shultz, supra. We have adopted
the two-part test set forth by
the United States Supreme Court
to aid an appellate court in
reviewing allegations of due
process violations arising from
prior knowledge by jurors and
pre-trial publicity. See Murphy
v. Florida, 421 U.S. 794, 95
S.Ct. 2031, 44 L.Ed.2d 589
(1975).
31 First,
there are cases in which
prejudice will be presumed, if
the fact pattern reveals "the
influence of the news media,
either in the community at large
or in the courtroom itself,
pervaded the proceedings." Id.
at 799, 95 S.Ct. at 2035. The
key to this standard appears to
be the "solemnity and sobriety
to which a defendant is entitled
in a system that subscribes to
any notion of fairness and
rejects the verdict of the mob."
Id. If the facts are not
sufficiently egregious to give
rise to the presumption, the "totality
of circumstances" will be
examined to determine whether
the defendant received a trial
which was "fundamentally fair."
Id. At a trial, a review of the
case should focus on the voir
dire statements of the
individual jurors, voir dire
statistics, and the community
atmosphere as reflected in the
news media. Id. at 800-08, 95
S.Ct. at 2036-40.
32 In the
present case, we find nothing in
the record to indicate the
influence of the news media
pervaded the proceedings,
nothing to show a "barrage of
inflammatory publicity or that
the jurors were predisposed to
convict." Shultz, 811 P.2d at
1330. We recognize we have
previously denied Petitioner's
attempts to supplement the
record with Exhibits A through FFF, consisting of newspaper
articles from the Daily
Ardmoreite and The Daily
Oklahoman which relate to
Petitioner's case. See Order
Denying Motion to Supplement
filed July 28, 1994, and Order
Denying Motion to Reconsider
filed August 31, 1994. We find
now, as we did then, the mere
fact pretrial publicity was
adverse to him is not enough.
See Gregg v. State, 844 P.2d
867, 871 (Okl.Cr. 1992).
Petitioner did not assert that
although the details in the
articles may not have been
flattering, they were not
factual and were invidious or
inflammatory in nature. See
Rojem v. State, 753 P.2d 359,
365 (Okl.Cr.), cert. denied,
Mere
exposure to publicity
surrounding a criminal case
simply does not demonstrate
prejudice. Media coverage
extends to most homicides,
particularly capital cases.
As stated many times by this
Court, a defendant is not
entitled to jurors ignorant
of his case. Wooldridge v.
State, 659 P.2d 943 (Okl.Cr.
1983). "It is sufficient if
the juror can lay aside his
impression or opinion and
render a verdict based on
the evidence presented."
Irvin v. Dowd, 366 U.S. 717,
723, 81 S.Ct. 1639, 1643, 6
L.Ed.2d 751, 756 (1961).
Id. We also
find it somewhat dispositive
that the publicity occurred over
a four-year period. See Hayes v.
State, 738 P.2d 533, 538 (Okl.Cr.
1987), vacated on other grounds,
486 U.S. 1050, 108 S.Ct. 2815,
100 L.Ed.2d 916 (1988) (of 27
news articles presented, all
were published one and one-half
years before trial). Accordingly,
we see nothing to indicate the
news media pervaded the
proceedings.
33 In the
absence of allegations of such
egregious publicity, we refuse
to apply the presumption that a
due process violation occurred
in this case. Bear, 762 P.2d at
953; Harvell v. State, 742 P.2d
1138, 1141 (Okl.Cr. 1987).
34 If the
facts are not sufficiently
egregious to give rise to a
presumption of prejudice, the
totality of the circumstances
will be examined to determine
whether the accused received a
trial which was fundamentally
fair. Murphy, 421 U.S. at 799,
95 S.Ct. at 2035-36. Again, we
observe "[q]ualified jurors need
not . . . be totally ignorant of
the facts and issues involved."
Id. at 799-800, 95 S.Ct. at
2036. As this Court has observed:
It is
not required, however,
that the jurors be
totally ignorant of the
facts and issues
involved. In these days
of swift, widespread and
diverse methods of
communication, an
important case can be
expected to arouse the
interest of the public
in the vicinity, and
scarcely any of those
best qualified to serve
as jurors will not have
formed some impression
or opinion as to the
merits of the case. This
is particularly true in
criminal cases. To hold
that the mere existence
of any preconceived
notion as to the guilt
or innocence of an
accused, without more,
is sufficient to rebut
the presumption of a
prospective juror's
impartiality would be to
establish an impossible
standard. It is
sufficient if the juror
can lay aside his
impression or opinion
and render a verdict
based on the evidence
presented in court.
Rowbotham v.
State, 542 P.2d 610, 615-16 (Okl.Cr.
1975), modified on other grounds,
428 U.S. 907, 96 S.Ct. 3218, 49
L.Ed.2d 1215 (1976) (quoting
Irvin v. Dowd, 35 In the past,
we have rejected claims that
extensive publicity necessitated
reversal. See e.g., Dutton v.
State, 674 P.2d 1134, 1137 (Okl.Cr.
1984) (Despite fact a co-defendant
was granted a change of venue,
Appellant failed to overcome the
presumption that he was able to
receive a fair trial); Stafford
v. State, 669 P.2d 285, 290 n. 1
(Okl.Cr. 1983), vacated on other
grounds,
36 Having
determined that a change of
venue, even if properly
presented, would in all
probability not have been
successful, we examine whether,
even if one had been granted,
Petitioner would have been
assessed a penalty of life or
life without parole. We have set
out the evidence in aggravation
below. Based on this evidence,
we do not find error, and find
it was not imposed under the
influence of passion or
prejudice.
D.
37
Petitioner also argues he should
be allowed to withdraw his plea
because he was misled by the
trial court into believing he
would get life without parole.
This is not supported by the
record.
38
Petitioner claims co-counsel
Phil Hurst had a telephone
conversation with the judge, who
reportedly said he could not
believe the prosecutor was not
pleading out the case for a life
without parole sentence, given
the fact Petitioner was required
to serve a total of 126 years on
his sentences in New Mexico and
Kansas before he would be
eligible for parole. The judge
also reportedly mentioned the
economics of sentencing someone
to death during the telephone
conversation. Based on these
comments, Petitioner claims he
and his attorneys believed he
would receive life without
parole if he pled nolo
contendere.
39 Other
evidence weakens his argument,
however. During the plea and
sentencing hearings, no mention
was made of this reported
conversation, even though
Petitioner was given an
opportunity to speak. The
transcript makes it clear
Petitioner was told he could
receive the death penalty, even
on a plea of nolo contendere;
and that the prosecutor would
seek the death penalty on a plea
(P Tr. 11). The judge also
informed Petitioner what
evidence must be presented
before the court could consider
the death penalty; and if the
death penalty were assessed, an
appeal would be automatic (P Tr.
12).
40 In
addition to that evidence,
Petitioner admitted on cross-examination
during the hearing on his
application to withdraw his plea
his attorneys told him he would
have a "fifty-fifty shot" of
receiving life or life without
parole, compared to only about a
"ten percent shot" with a jury (WD
Tr. 18). That Petitioner knew he
could possibly receive the death
penalty even after the purported
telephone conversation between
defense counsel and the judge
together with his admission he
was aware of the possibility he
could receive the death penalty
(WD Tr. 21); his admission he
"rolled the dice" and took his
chances (WD Tr. 37); and the
belief of counsel the judge was
"more insulated from public
opinion than a jury would be"
(WD Tr. 48) indicates he was
not misled by anything that may
have been said in that
conversation.
41 It is
this factual difference which
renders Petitioner's sole
authority on this point invalid.
In Porter v. State, 58 Okl.Cr.
54, 49 P.2d 234 (1935),
statements by the prosecutor
actively misled the defense
attorney to advise his client to
plead guilty. Here, the
prosecutor did not mislead
Petitioner. Nor did the trial
court. Nowhere did Petitioner
allege the court promised a life
without parole sentence on a
guilty plea; indeed, there was
no evidence at all to even
indicate the court intended the
private, ex parte conversation
even if made to be taken as an
indication of what the court
would do if faced with a guilty
plea. It is because there was no
action by the State, either by
the prosecutor or the court,
that Petitioner's allegation
here fails.
42 The
record before us indicates
Petitioner relied on his
attorneys' knowledge of the law,
and their instincts. That is not
improper, and does not warrant
allowing the plea to be
withdrawn.
43 In Brady
v. United States, 397 U.S. 742,
90 S.Ct. 1463, 25 L.Ed.2d 747
(1970), the petitioner had been
charged under federal statutes
with kidnapping. He entered a
knowing and voluntary plea of
guilty. Nine years after the
plea, the Court held federal
provisions providing for the
death penalty only upon the
recommendation of the jury was
unconstitutional. Based on this,
Brady sought to withdraw his
plea. The Court held the new
ruling was of no avail to Brady.
In addition the possibility that
his plea might have been
influenced by an erroneous
assessment of the sentencing
consequences if he had proceeded
to trial did not render his plea
invalid. The Court observed:
Often
the decision to plead
guilty is heavily
influenced by the
defendant's appraisal of
the prosecution's case
against him and by the
apparent likelihood of
securing leniency should
a guilty plea be offered
and accepted.
Considerations like
these frequently present
imponderable questions
for which there are no
certain answers;
judgments may be made
that in the light of
later events seem
improvident, although
they were perfectly
sensible at the time.
The rule that a plea
must be intelligently
made to be valid does
not require that a plea
be vulnerable to later
attack if the defendant
did not correctly assess
every relevant factor
entering into his
decision. A defendant is
not entitled to withdraw
his plea merely because
he discovers long after
the plea has been
accepted that his
calculus misapprehended
the quality of the
State's case or the
likely penalties
attached to alternative
courses of action. . . .
Id., 397 U.S.
at 756-57, 90 S.Ct. at 1473.
Similarly, the Court held in
McMann v. Richardson, 397 U.S.
759, 90 S.Ct. 1441, 25 L.Ed.2d
763 (1970), that a counseled
defendant may not make a
collateral attack on a guilty
plea on the allegation that he
misjudged the admissibility of
his confession. "Waiving trial
entails the inherent risk that
the good-faith evaluations of a
reasonably competent attorney
will turn out to be mistaken
either as to the facts or as to
what a court's judgment might be
on given facts." Id. at 770, 90
S.Ct. at 1448. See also Tollett
v. Henderson, 411 U.S. 258,
267-68, 93 S.Ct. 1602, 1608, 36
L.Ed.2d 235 (1973), where the
Court observed:
The
principal value of
counsel to the accused
in a criminal
prosecution often does
not lie in counsel's
ability to recite a list
of possible defenses in
the abstract, nor in his
ability, if time
permitted, to amass a
large quantum of factual
data and inform the
defendant of it.
Counsel's concern is the
faithful representation
of the interest of his
client and such
representation
frequently involves
highly practical
considerations as well
as specialized knowledge
of the law. Often the
interests of the accused
are not advanced by
challenges that would
only delay the
inevitable date of
prosecution, . . . or by
contesting all guilt. .
. . A prospect of plea
bargaining, the
expectation or hope of a
lesser sentence, or the
convincing nature of the
evidence against the
accused are
considerations that
might well suggest the
advisability of a guilty
plea without elaborate
consideration of whether
pleas in abatement, such
as unconstitutional
grand jury selection
procedures, might be
factually supported.
Id. (citations
omitted). See also Wellnitz v.
Page, 420 F.2d 935, 936-37 (10th
Cir. 1970) (While a reckless
promise by counsel may
necessitate relief, an attorney
may offer a prediction, "based
upon his experience or instinct,"
of the sentence possibilities a
defendant should weigh in
determining upon a plea. "An
erroneous sentence estimate by
defense counsel does not render
a plea involuntary. And a
defendant's erroneous
expectation, based on his
attorney's erroneous estimate,
likewise does not render a plea
involuntary." (citations omitted)).
44
Accordingly, this subproposition
is without merit.
E.
45
Petitioner also claims his plea
was invalid because he did not
voluntarily and intelligently
waive his right to a trial by a
fair and impartial jury. For the
reasons given above, this is
without merit. Petitioner has
failed to show that a change of
venue would have been successful;
or, if it had, the outcome would
have been different, given the
overwhelming evidence against
him. Additionally, the record
before this Court shows the
trial court painstakingly
inquired of Petitioner as to all
his rights, and that Petitioner
waived each and every right
afforded to him, including the
right to a trial by jury.
F.
46 For the
reasons stated above, we find
that, even if his attorney had
properly lodged his motion for
change of venue, the outcome of
the proceedings would have not
changed. Accordingly, we find no
merit to Petitioner's second
proposition of error.
IV.
47 For his
third proposition, Petitioner
argues there was insufficient
evidence to support two
aggravating circumstances: the
murder was committed for the
purpose of avoiding or
preventing a lawful arrest or
prosecution; and the existence
of a probability that the
defendant would commit criminal
acts of violence that would
constitute a continuing threat
to society. Petitioner does not
contest the evidence in support
of the aggravating circumstance
he knowingly created a great
risk of death to others. We
shall address them in that order.
A.
48
Concerning the aggravating
circumstance the murder was
committed to avoid a lawful
arrest or prosecution,
Petitioner is correct in stating
this Court requires more
evidence than simply showing a
potential witness was killed
during a robbery. The
prosecution must prove evidence
of the defendant's intent at the
time of the murder. Stouffer v.
State, 738 P.2d 1349, 1361-62 (Okl.Cr.),
cert. denied, 484 U.S. 1036, 108
S.Ct. 763, 98 L.Ed.2d 779
(1987); Banks v. State,
49 After
Petitioner obtained the money
from the shop's cash register,
he was ordering the shop workers
into the back room when Ms.
Manning came in through the
shop's front door. At that point,
Petitioner hesitated, then told
Ms. Beane to call the customer
to the rear of the store. Ms.
Beane implored him not to have
her called back there, as there
was no evidence she knew
Petitioner was there. In
response, Petitioner momentarily
hesitated "as if this was a
thought" (S.Tr. 16). He quickly
changed his mind, however,
ordering the woman back. In the
light most favorable to the
prosecution, Brown, 871 P.2d at
76, this shows he did not want
to be detected by someone else
after the robbery, or run the
risk the sounds of gunshots
would draw attention from
someone in the front of the
store.
50
Petitioner argues the evidence
by his psychological experts
shows he wanted to kill the
women to experience some kind of
emotional or psychological
release; and it was this, not to
avoid arrest or prosecution,
which was the motive for the
murder. Even if this were true,
it does not preclude the
likelihood he killed to avoid
arrest for the robberies. Had
Petitioner been caught, he would
be unable to kill again and
would be unable to attain the
emotional release he points to
on appeal.
51 This subproposition is without merit.
B.
52
Petitioner next argues there was
insufficient evidence to support
the court's finding there
existed a probability the
defendant would commit criminal
acts of violence that would
constitute a continuing threat
to society. Petitioner
acknowledges the murder not only
in Oklahoma, but also two in
Kansas and one in New Mexico. He
argues his four life sentences (together
with an additional consecutive
30 years) in Kansas, which will
run consecutive not only to the
life (and 15-year) sentence in
New Mexico but also to each
other, preclude the possibility
of his ever being a threat to
the citizens of Oklahoma.
53 There is
also evidence presented by
Petitioner himself that he
suffers from a severe borderline
personality (or even antisocial
personality) disorder, a
disorder for which there is no
cure but only therapy to lessen
its effects. Petitioner points
to evidence his experts said
there was a possibility the
disorder's effects would lessen
over time. These same experts
also admitted there was a
possibility Petitioner would be
dangerous for the rest of his
life, even with treatment.
Moreover, the evidence showed
there was no way to accurately
predict when his outbursts would
occur.
54
Petitioner acknowledges the
disorder, but argues it should
be viewed as mitigation, not
evidence in aggravation. We need
not draw a "bright line" on the
use of this evidence, as
Petitioner urges; because in
addition to this disorder, the
evidence showed Petitioner
harbored a deep-seated
bitterness and hostility toward
authority figures. This makes
him a danger not only to other
inmates, but also prison
officials and employees. This
was reenforced by evidence
showing that, even while
incarcerated and therefore not
likely on illicit drugs or
alcohol, Petitioner had
assaulted a guard in the New
Mexico prison system; and Kansas
officials twice found homemade
weapons in his jail cell.
55 We have
previously held "society" can
apply to a prison population.
See Berget v. State, 824 P.2d
364, 374 (Okl.Cr. 1991), cert.
denied, 506 U.S. 841, 113 S.Ct.
124, 121 L.Ed.2d 79 (1992); see
also Brown, 871 P.2d at 77 n. 9
("[W]e are not able to ascertain
how many others in society
Appellant could threaten should
they become an irritant to him.
It is the attitude and actions
of Appellant himself, not the
number of people threatened,
which determines whether he
might commit future acts of
violence and be a threat to
society.") And despite
Petitioner's assertions to the
contrary, there does exist the
possibility, however small,
Petitioner could one day be
returned to Oklahoma even if his
death sentence were to be set
aside. This possibility,
together with his past crimes
and his attitude toward
authority figures, more than
amply supports the court's
finding Petitioner would be a
continuing threat to society.
56 In light
of our holding, we need not
address Petitioner's third subproposition, that there is
insufficient evidence in
aggravation to survive
reweighing.
57 This
proposition is without merit.
V.
58
Petitioner alleges in his fourth
proposition of error the
aggravator that the murder was
committed for the purpose of
avoiding or preventing a lawful
arrest or prosecution has been
interpreted in an
unconstitutionally vague manner.
We have previously held this
aggravating circumstance
requires that there be a
predicate crime, separate from
the murder, for which the
appellant seeks to avoid arrest
or prosecution. Barnett, 853
P.2d at 233. There, we explained:
[W]here
such crimes are not
separate and distinct
from the murder itself,
but rather significantly
contribute to the death,
they may not be used as
the predicate crime for
purposes of this
aggravating circumstance.
To hold otherwise would
undermine the clear
purpose of this
aggravating circumstance.
Id. at 234.
See also Castro v. State, 844
P.2d 159, 175 (Okl.Cr. 1992),
cert. denied, ___ U.S. ___, 114
S.Ct. 135, 126 L.Ed.2d 98
(1993), where we held our
interpretation of this
aggravating circumstance was not
unconstitutional.
59 This
proposition is without merit.
VI.
60 Appellant
next contends the aggravating
circumstance of continuing
threat is constitutionally vague
and overbroad. We have
repeatedly addressed this
complaint and have repeatedly
found it lacking. See Brown, 871
P.2d at 73, and cases cited
therein. We do so again. This
fifth proposition is wholly
without merit.
VII.
61 In his
sixth proposition, Petitioner
contends his death sentence must
be vacated because the "great
risk of death" aggravating
circumstance 7 is
being interpreted in an
unconstitutional manner.
62
Petitioner concedes this issue
has been addressed and disposed
of in the past. See Cartwright
v. Maynard, 802 F.2d 1203,
1221-22 (10th Cir. 1986), rev'd
on other grounds on rehg., 822
F.2d 1477, aff'd, 486 U.S. 356,
108 S.Ct. 1853, 100 L.Ed.2d 372
(1988), and cases cited therein;
see also Smith v. State, 727
P.2d 1366, 1373 (Okl.Cr. 1986),
cert. denied,
MANDATORY
SENTENCE REVIEW
63 This
Court is required by 21 O.S.
1991 701.13 [21-701.13](C) to
determine whether (1) the
sentence of death was imposed
under the influence of passion,
prejudice or any other arbitrary
factor, and (2) whether the
evidence supports the factfinder's finding of
aggravating circumstances as
enumerated in 21 O.S. 1981
701.12 [21-701.12]. Pursuant to
this mandate, we shall first
determine whether the evidence
was sufficient to support the
imposition of the death penalty.
64 The court
found the existence of three
aggravating circumstances: that
Petitioner knowingly created
great risk of death to more than
one person (21 O.S. 1981 701.12 [21-701.12](2)); the
murder was committed for the
purpose of avoiding or
preventing a lawful arrest or
prosecution (21 O.S. 1981
701.12 [21-701.12](5)); and the
existence of a probability that
the defendant would commit
criminal acts of violence that
would constitute a continuing
threat to society (21 O.S. 1981
701.12 [21-701.12](7)). The
court did not find a fourth
aggravating circumstance
alleged: that Petitioner was
previously convicted of felony
involving use of threat or
violence to person (21 O.S. 1981
701.12 [21-701.12](1)).
65 We have
discussed the evidence
supporting the arrest-or-prosecution
and continuing threat
aggravators in section IV, above.
We noted there the evidence more
than amply supported the finding
of both of those aggravators.
66
Concerning the aggravating
circumstance that Petitioner
knowingly created a great risk
of death to more than one
person, there is sufficient
evidence to support that
allegation as well. Jo Ann Beane
testified that Petitioner forced
not only the victim, but also
herself and customer Mary
Manning into the back room of
the flower shop, ordered all
three to lie on the floor, and
shot each in the back of the
head. Had Ms. Beane not been
able to maintain consciousness
and call for help, it is likely
she and Ms. Manning would also
have died. Stafford v. State,
832 P.2d 20, 23 (Okl.Cr. 1992),
aff'd, 853 P.2d 223 (1993);
Cartwright v. State,
67 As
mitigation Petitioner presented
evidence showing he had suffered
from Borderline Personality
Disorder since childhood; he
received little or no support
from his family while growing
up; his parents, both of whom
had serious alcohol problems,
had a bitter divorce while
Petitioner was a teenager; he
had ingested large amounts of
cocaine and alcohol before
committing the murders;
Petitioner generally had
adjusted satisfactorily to
institutional life since he had
been incarcerated; he exhibited
deep remorse for his crimes; and
although Petitioner's
personality disorder cannot be
cured per se, it would likely
mellow over time, rendering him
less of a threat.
68 We agree
with the trial court these
mitigating factors do not
outweigh the aggravating
circumstances found.
MOTION TO
RECONSIDER SUPPLEMENTAL BRIEF
69
Petitioner previously had filed
an application to allow a
supplemental brief containing a
new proposition of error, based
on Pickens v. State, 885 P.2d
678 (Okl.Cr. 1994). We denied
that application on March 14,
1995, as the discussion in
Pickens dealing with wording of
an information was not an issue
of first impression, but was
based on pre-existing caselaw.
70
Petitioner on April 11, 1995,
filed what is styled a "Motion
to Reconsider Order Denying
Motion to File Supplemental
Brief," asking this Court to
reconsider its March 14 Order.
We feel that order was complete
and self-explanatory, and shall
not revisit the issue.
Accordingly, Petitioner's April
11 motion to reconsider is
hereby DENIED .
DECISION
71 Finding
no error warranting reversal or
modification, the judgments and
sentences of the trial court for
Murder in the First Degree, two
counts of Shooting with Intent
to Kill; and two counts of
Robbery with Firearms in Carter
County Cause No. CRF-89-332 are
AFFIRMED . Petitioner's
April 11, 1995, Motion to
Reconsider our March 14, 1995,
order denying Petitioner's
request to file a supplemental
brief containing a new
proposition of error is
DENIED .
JOHNSON, P.J.,
and LANE and STRUBHAR, JJ.,
concur.
CHAPEL, V.P.J.,
concurs in result.
*****
Footnotes:
1
In so doing, we note the
following: the Petition for Writ
of Certiorari in this case was
filed February 23, 1994; it was
fully briefed and at issue (Respondent's
brief-in-chief and Petitioner's
Reply Brief filed) October 31,
1994; oral argument was held
March 28, 1995, and the cause
ordered submitted to this Court
following that argument.
2
Petitioner did not seek to
withdraw his pleas of nolo
contendere to anything other
than the murder charge, for
which he received the death
penalty. Although he had
announced at the beginning of
the plea hearing he would plead
guilty to felony murder, he pled
guilty to both the charge of
murder and Robbery with a
Dangerous Weapon, the charge
which had been the basis for the
felony murder charge.
3
In light of this holding, we
need not address the assertion
by Respondent that Petitioner
actually had assistance of
counsel in the form of Mr. Rowan,
with whom Petitioner obviously
consulted both before and during
the hearing. This is discussed
in more detail below.
4
It is because of this we reject
Petitioner's contention on
appeal it was per se ineffective
assistance of counsel to allow
Petitioner to enter a blind plea
to the charge. Petitioner claims
this is at least partly true
because in Oklahoma, district
court judges are elected to
their positions, and are thus
more subject to the pressures of
the general population. We
refuse to indulge in such
fanciful speculation. Indeed,
Petitioner himself testified
during the hearing on his motion
to withdraw his plea that when
he worried the judge would be
under "a lot of pressure . . .
to give me a death sentence,"
his attorneys said "No, that's
not true . . . Judge Walker has
been a judge for twenty years.
He he doesn't even have
anybody who runs against him
during election. He's a veteran.
He won't feel pressure." (WD Tr.
12-13). Thus, Petitioner's own
words at the hearing belies his
assertions on appeal.
5
We recognize Appellant admitted
he understood he had waived his
right to appeal pre-trial errors
by entering his plea of nolo
contendere. See Transcript of
Motion to Withdraw Guilty Plea
at 40, where Appellant said: "But
I I knew that that once I
entered the plea, I lost my
right to appeal pretrial errors,
I guess you'd say." This would
appear to be an accurate
statement of the law. See
Hammons v. State, 6
Compare Ritter v. State, 7
That
statutory aggravating
circumstance reads: "The
defendant knowingly created a
great risk of death to more than
one person." 21 O.S. 1981
701.12 [21-701.12](2).
United States Court of Appeals for the Tenth Circuit
September 10, 1999
Appeal from the United States District Court for the Eastern District of
Oklahoma. D.C. No. CIV-97-313-B
Before BALDOCK, EBEL
and LUCERO, Circuit Judges.
EBEL, Circuit Judge.
In Oklahoma state
court, Gregg Francis Braun pled nolo contendere to
murder in the first degree, two counts of shooting with
intent to kill, and two counts of robbery with firearms.
The court sentenced him to death for the murder, life
imprisonment on each shooting count, and 25 years on
each robbery count. After direct and post-conviction
appeals in state court, Braun sought habeas relief in
federal district court under 28 U.S.C. § 2254. The
district court denied relief and denied a certificate of
appealability ("COA"). We granted a COA on (1) whether
Braun's waiver of assistance of counsel at the motion to
withdraw plea hearing was constitutionally infirm; and
(2) whether Braun's plea of nolo contendere was
voluntary rather than the result of ineffective
assistance of counsel. For the reasons set forth below,
we affirm the district court's denial of habeas relief.
BACKGROUND
On July 21, 1989,
Braun robbed a flower shop in Ardmore, Oklahoma, forced
three women in the shop to lie down in the stockroom,
and shot each in the back of the head with a .25 caliber
pistol. One of the victims died as a result. Braun was
arrested shortly thereafter in New Mexico, and while
being transported to the county jail, he voluntarily
stated that "he shot some women in a flower shop," and
that, "[i]t wasn't as good as shooting craps in Vegas,
but it was all right."
On August 17, 1993,
Braun pled nolo contendere to first degree murder (Count
I); shooting with intent to kill (Counts II-III); and
robbery with firearms (Counts IV-V). At the sentencing
hearing, conducted on August 19, 20, and 23, 1993, the
government introduced evidence that the Ardmore murder
was part of a killing spree involving four other murder
victims, clerks at various stores in Kansas, Texas, and
New Mexico.
Braun introduced
evidence regarding his personality disorders, though
both of Braun's experts indicated that he was not
legally insane during the homicides. The trial court
then found the existence of three aggravating
circumstances: (1) Braun knowingly created a great risk
of death to more than one person; (2) the murder was
committed for the purpose of avoiding or preventing a
lawful arrest or prosecution; and (3) a probability
existed that Braun would constitute a continuing threat
to society. The trial court sentenced Braun to death for
the murder, life imprisonment on each shooting count,
and twenty-five years on each robbery count.
On August 27, 1993,
Braun moved to withdraw the nolo contendere plea and
have new counsel appointed to represent him. On
September 21, 1993, the trial court denied the motion
after conducting a hearing at which Braun represented
himself.
Braun directly
appealed his conviction and sentence, both of which the
Oklahoma Court of Criminal Appeals ("OCCA") affirmed.
See Braun v. Oklahoma, 909 P.2d 783 (Okla. Crim. App.
1995) ("Braun I"). Subsequently, the OCCA denied his
application for post-conviction relief and request for
an evidentiary hearing and discovery. See Braun v.
Oklahoma, 937 P.2d 505 (Okla. Crim. App. 1997) ("Braun
II").
On October 24, 1997,
Braun filed a petition for writ of habeas corpus in the
district court under 28 U.S.C. § 2254. The complaint
stated ten claims, all of which the district court
denied under the Antiterrorism and Effective Death
Penalty Act of 1996, Pub. L. No. 104-132, tit. I, § 104
(1996) ("AEDPA" or "Act"). The court later denied COA on
all issues. We granted COA on whether Braun's waiver of
counsel at the motion to withdraw plea hearing was valid,
and whether his plea of nolo contendere was involuntary
as a result of ineffective assistance of counsel.
DISCUSSION
AEDPA applies to
Braun's case because he filed his § 2254 petition after
April 24, 1996, the effective date of the Act. See Hooks
v. Ward, 184 F.3d 1206 (10th Cir. 1999). AEDPA provides
for habeas relief if a claim adjudicated on the merits
in state court proceedings (1) "resulted in a decision
that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as
determined by the Supreme Court of the United States";
or (2) "resulted in a decision that was based on an
unreasonable determination of the facts in light of the
evidence presented in the State court proceeding." 28
U.S.C. § 2254(d).
I. Waiver of
Counsel at Hearing to Withdraw Nolo Contendere Plea
Braun argues that the
OCCA ruled contrary to clearly established federal law
as determined by the Supreme Court in finding that
Braun's waiver of counsel at the motion to withdraw plea
hearing was voluntary, knowing, and intelligent. See
Braun I, 909 P.2d at 787-89. We do not believe this
claim warrants relief under AEDPA.
To begin, we highlight
the relevant parts of the hearing. When Braun entered
his plea of nolo contendere, he was represented by James
Rowan of the Oklahoma Indigent Defense System (OIDS) and
Phil Hurst, local counsel. Shortly after sentencing,
Rowan filed on Braun's behalf a motion to withdraw the
plea of nolo contendere, and a hearing was set. Due to a
potential conflict of interest,1
OIDS arranged for another lawyer, a Mr. Payne, to
represent Braun at the hearing. However, Payne
inexplicably failed to contact Braun and did not show up
at the hearing. Rowan was present at the hearing, but
not in a representative capacity.
Having discussed the
matter beforehand with Rowan, Braun advised the court
that he wanted to proceed pro se. The court confirmed
Braun's wishes by asking: "Are you telling me you want
to represent yourself at this hearing?" Braun replied:
Well, at this hearing
because the lawyer that was appointed to represent me--I
haven't heard from him. I haven't met him. He didn't
show up today, and I don't want to be brought back here
again and go through all this again, so I'm ready to
represent myself at this hearing today.
When the judge
expressed his understanding that OIDS had appointed
Payne to represent Braun at this hearing, Braun replied:
". . . I never heard from him. So today when I showed
up, I assumed he would be here; and he's not. So I'm--I
don't even want to deal with the guy, and I'm prepared
to represent myself at this hearing."
The trial court then
informed Braun of his options:
If you want, I will
entertain your request to reset the hearing whenever
this lawyer, whether it's Mr. Payne or somebody else,
can be here. If you want to represent yourself as I told
you earlier, I cannot deny you that as long as I am
convinced that you know what you're doing, and some
prosecution person didn't give--didn't force you to do
it.
Braun replied: "Yes.
I'll represent myself, and I've already discussed--I
know what's going on with this hearing and what it's
about, and I'm prepared to represent myself."
The trial court asked
Braun a series of questions to ascertain that his waiver
of counsel was knowing and voluntary: (1) whether any
prosecutor or police officer had pressured Braun; (2)
whether Braun thought proceeding pro se was the best way
to proceed; (3) whether Braun understood that the trial
court would delay the hearing until Braun could get
another attorney; (4) and whether Braun would prefer
representing himself instead of waiting. Braun indicated
that no one had pressured him, that he understood the
hearing could be delayed for him to get another attorney,
and that he would rather represent himself than wait.
The trial court then
emphasized the seriousness of the situation because
Braun's life was at stake. To make certain Braun wanted
to represent himself and that his decision was valid,
the trial court stated:
[I]f there is any
question in your mind or there is something else about
these circumstances that I need to know about, this is
the time to tell me. . . . Is there some other
circumstance that I don't know about that's causing you
to tell me you're going to represent yourself?
Braun replied:
Well, in a way, but
then again, uh, I'm really tired of being moved around,
you know, here in this jail, being stuck in this holding
cell and things like this for a day or two; and to come
in here, and some lawyer who I don't even know isn't
here. And then they say, "Well, we'll put it off again."
And, you know, they'll take me back to prison, and
they'll drag me up here in a few more days, and blah,
blah, blah.
And I just want to do
it now, and I understand what's going on. I know what
this is about, and I've discussed it with [Rowan] prior
to today; and I'm prepared to do it today regardless of
the outcome or the consequences because basically, I
know I'm here to tell my side of the story why I plead
nolo contendere, and I don't need a lawyer to do that.
The trial court then
warned Braun that if he took the stand, the prosecution
would be able to cross-examine him, and that if the
prosecution calls witnesses, Braun may have to
cross-examine them, all without counsel to assist him.
After Braun indicated he understood, the court accepted
his waiver of the right to counsel.
In Faretta v.
California, 422 U.S. 806 (1975), the Supreme Court held
that a defendant has a right to self-representation, but
to invoke that right the defendant must waive his right
to counsel "voluntarily" and "knowingly and
intelligently." Id. at 835; see also United States v.
Silkwood, 893 F.2d 245, 248 (10th Cir. 1989) ("the
Supreme Court held in Faretta v. California that a
criminal defendant has the right to appear pro se if he
voluntarily, knowingly, and intelligently waives his
Sixth Amendment right to counsel") (internal citations
omitted). We review de novo whether a waiver of counsel
is voluntary, knowing and intelligent. See United States
v. Taylor, 183 F.3d 1199, (10th Cir. 1999).
Braun argues that his
waiver of counsel was involuntary under Silkwood because
it was a choice between no counsel and ineffective
counsel. In Silkwood, interpreting Faretta, we stated
that, "[f]or the waiver to be voluntary, the trial court
must inquire into the reasons for the defendant's
dissatisfaction with his counsel to ensure that the
defendant is not exercising a choice between incompetent
or unprepared counsel and appearing pro se." Silkwood,
893 F.2d at 248.
We are not persuaded
by Braun's argument. Here, Braun did not have to choose
between incompetent or unprepared counsel and appearing
pro se. Rather, as our review of the hearing shows,
Braun had a third choice open to him: the trial court
offered multiple times to reschedule the hearing to
ensure that Braun could have new counsel present. Braun
essentially refused this option because he was "really
tired of being moved around," and "being stuck in this
holding cell and things like this for a day or two."
However, Braun does not argue, and we do not find, that
the third alternative of waiting a few days for counsel
was unconstitutional. See United States v. Padilla, 819
F.2d 952, 955 (10th Cir. 1987) ("When a defendant is
given a clear choice between waiver of counsel and
another course of action, . . . the choice is voluntary
as long as it is not constitutionally offensive."); cf.
United States v. Conrad, 598 F.2d 506, 510 (9th Cir.
1979) (finding defendant knowingly and voluntarily
waived right to counsel at motion to withdraw plea
hearing and sentencing where "he knew he could have new
appointed counsel," but "[i]nstead he chose to represent
himself"). The Hobson's choice presented in Silkwood is
absent here. Braun makes no showing that, if he had
accepted the trial court's offer of a continuance, that
replacement counsel would have failed to appear at the
rescheduled hearing or that such replacement counsel
would have performed in a constitutionally deficient
manner. We decline to make any such assumptions. Thus,
we believe the OCCA's determination that Braun's waiver
was voluntary is in accord with clearly established
federal law as determined by the Supreme Court.
Braun also argues that
his waiver was not knowing and intelligent. He states
that the trial court's inquiry was "clearly inconsistent
with Faretta" because the court "failed to fully explain
the dangers of self-representation at that stage of the
proceedings, except for cross-examination." We disagree.
The Sixth Amendment
inquiry into waiver should be tailored to the particular
stage of the criminal proceeding. The Supreme Court has
adopted a
pragmatic approach to
the waiver question--asking what purposes a lawyer can
serve at the particular stage of the proceedings in
question, and what assistance he could provide to an
accused at that stage--to determine the scope of the
Sixth Amendment right to counsel, and the type of
warnings and procedures that should be required before a
waiver of that right will be recognized.
Patterson v. Illinois,
487 U.S. 285, 298 (1988). Thus, the necessary warnings
and procedures will vary according to the stage of the
proceedings. As the Court illustrated, "[a]t one end of
the spectrum, we have concluded that there is no Sixth
Amendment right to counsel whatsoever at a
postindictment photographic display identification,
because this procedure is not one at which the accused
requires aid in coping with legal problems or assistance
in meeting his adversary." Id. (internal quotation
omitted).
In contrast, "[a]t the
other extreme, recognizing the enormous importance and
role that an attorney plays at a criminal trial, we have
imposed the most rigorous restrictions on the
information that must be conveyed to a defendant, and
the procedures that must be observed, before permitting
him to waive his right to counsel at trial." Id. (citing
inter alia, Faretta, 422 U.S. at 835-36). In between
these extreme cases, the Court has "defined the scope of
the right to counsel by a pragmatic assessment of the
usefulness of counsel to the accused at the particular
proceeding, and the dangers to the accused of proceeding
without counsel." Id. If a defendant "is made aware of
these basic facts," then his waiver of the right to
counsel "is 'knowing.'" Id.
In this case, Braun
waived counsel at the evidentiary hearing on his motion
to withdraw plea. The issue presented at the hearing was
discrete--whether Braun's plea was involuntary. See
Motion to Withdraw Nolo Contendere Plea, filed Aug. 27,
1993. The proceeding would involve examining and cross-examining
witnesses and arguing whether the motion should be
granted. The role of counsel at such a hearing,
therefore, would be more limited than the role of
counsel at trial. Cf. Patterson, 487 U.S. at 294 n.6 (addressing
the attorney's limited role during postindictment
questioning); United States v. Salemo, 61 F.3d 214, 219
(3d Cir. 1995) ("[T]he inquiry at sentencing need only
be tailored to that proceeding and the consequences that
may flow from it. Therefore, it need not be as
exhaustive and searching as a similar inquiry before the
conclusion of trial."); United States v. Day, 998 F.2d
622, 626 (8th Cir. 1993) (same).
The trial court
informed Braun of the dangers of self-representation at
the motion to withdraw plea hearing by warning Braun
that he would be cross-examined if he took the stand and
that he might have to cross-examine the state's
witnesses. The trial court also conveyed to Braun that
his life was on the line. Braun made it clear that he
understood the objective of the hearing, and importantly,
Braun testified that he had consulted with counsel prior
to the hearing. Thus, he had a clear idea of the
strategy that he wished to pursue at the hearing.2
Under the circumstances, we believe Braun's waiver of
counsel was knowing and intelligent.3
The cases on which
Braun relies, Faretta, Silkwood, and United States v.
Willie, 941 F.2d 1384 (10th Cir. 1991), are inapposite.
Faretta and Willie both involve waivers of counsel for
trial rather than a post-conviction, post-sentencing
hearing on a motion to withdraw plea. And, in Willie we
concluded that the defendant had intelligently,
knowingly and voluntarily waived his right to counsel
even though the court did not fully discuss all of the
risks involved in proceeding to trial without counsel.
See Willie, 941 F.2d at 1388-89. As for Silkwood, which
involved a waiver of counsel for sentencing, the case is
distinguishable for several reasons. There, the trial
court initially granted "without inquiry or advisement"
a defendant's post-trial request to proceed pro se.
Silkwood, 893 F.2d at 247.
At two subsequent
hearings, including a sentencing enhancement hearing,
the court asked the defendant whether he wanted a new
appointed attorney, provided only "general statements
about the seriousness of sentence enhancement," and
grossly misinformed the defendant about the maximum
enhancement he could receive (the court mistakenly
quoted the figure for a minimum enhancement). See id. at
248 & n.4. In contrast, the trial court here gave Braun
specific warnings that, as part of the evidentiary
hearing, Braun would have to conduct cross-examination
and be cross-examined without the assistance of an
attorney, and Braun was specifically warned about the
seriousness of the hearing. Moreover, unlike Silkwood,
the trial court in Braun's case did not provide any
misinformation about the potential consequences of the
hearing.
We hold, in short,
that Braun voluntarily, knowingly, and intelligently
waived his right to counsel at the motion to withdraw
plea hearing. The OCCA's similar conclusion was neither
"contrary to, [n]or involved unreasonable application of,
clearly established Federal law, as determined by the
Supreme Court of the United States." 28 U.S.C. §
2254(d)(1). Consequently, we affirm the district court's
denial of habeas relief on this claim.4
II. Plea of Nolo
Contendere
Challenging the OCCA's
decision on direct appeal, see Braun I, 909 P.2d at
789-96, Braun claims that his blind plea of nolo
contendere was involuntary because it was "induced by
the ineffective assistance of trial counsel." Braun
argues that his attorneys were ineffective because they
earlier had failed to file properly a motion for change
of venue.5
Braun also claims that
his attorneys misled him into entering his plea when
they related to him an alleged conversation with the
trial judge indicating that the judge was surprised the
prosecutors were seeking the death penalty in Oklahoma
given that Braun already was subject to 126 years in
jail in New Mexico and Kansas before he would be
eligible for parole, and when they advised him that he
had a better shot in front of the judge than a jury of
getting life without parole. According to Braun, "[b]ut
for counsel's failure to pursue a change of venue and
their assurances that the sentencing judge would give
him a sentence less than death, Mr. Braun would have
maintained his plea of not guilty and would have
insisted on going to trial." Thus, Braun argues that he
received ineffective assistance of counsel, that counsel
gave misleading advice regarding the plea, and that he
was prejudiced thereby. We disagree.
"The Supreme Court has
set forth a two-part test for evaluating the claim of a
habeas petitioner who is challenging his guilty plea on
the ground that he was denied his Sixth Amendment right
to effective assistance of counsel." Miller v. Champion,
161 F.3d 1249, 1253 (10th Cir. 1998).6
"First, we must ask whether 'counsel's representation
fell below an objective standard of reasonableness.'" Id.
(quoting Hill v. Lockhart, 474 U.S. 52, 57 (1985)). If
this prong is met, then the petitioner must show that
his counsel's performance prejudiced him by
demonstrating (1) that "'there is a reasonable
probability that, but for counsel's errors, he would not
have pleaded guilty and would have insisted on going to
trial,'" Id. (quoting Hill, 474 U.S. at 59) and (2) that
"had he rejected the State's plea bargain, the outcome
of the proceedings 'likely would have changed.'" Id. at
1256-57 (quoting Hill, 474 U.S. at 59). In this case,
that requires Braun to establish a reasonable
probability that he would have pled not guilty and that
a jury either would not have convicted him of first
degree murder or would not have imposed the death
penalty. "Whether a plea is voluntary is a question of
federal law subject to de novo review." Miles v. Dorsey,
61 F.3d 1459, 1465 (10th Cir. 1995) (quotations omitted),
cert. denied, 516 U.S. 1062 (1996).
With regard to Braun's
claim that his plea was involuntary because counsel was
ineffective for failing to file properly the change of
venue motion, the OCCA concluded that Braun had failed
to establish prejudice both because a change of venue
motion, even if properly presented, "would, in all
probability, not have been successful" (thus leaving
Braun in exactly the same position in deciding how to
plead as if his attorneys had not been deficient in
pursuing a change of venue motion) and, further because
even if a change of venue had been granted, Braun failed
to show any reasonable probability that the outcome of
the death penalty would have been any different in a
different venue, given the "overwhelming evidence
against him," including evidence on the aggravating
favors. Braun I, 909 P.2d at 794, 796. The record fully
supports the OCCA's findings in both regards and the
OCCA correctly applied federal law as determined by the
United States Supreme Court in its analysis. Accordingly,
federal habeas relief is not warranted under AEDPA.
With regard to Braun's
claim that counsel improperly influenced him into
pleading nolo contendere by assuring him that the judge
would give him a sentence less than death, we recognize
that "[a] plea may be involuntary when an attorney
materially misinforms the defendant of the consequences
of the plea or the court's probable disposition." United
States v. Rhodes, 913 F.2d 839, 843 (10th Cir. 1990) (internal
quotation marks and citations omitted). However, we
agree with the OCCA that Braun's claim is not supported
by the record. See Braun I, 909 P.2d at 794-96.
The OCCA found that
Braun "relied on his attorney's knowledge of the law,
and their instincts," rather than any misleading
guarantees, in entering his plea. Id. at 795. Braun does
not adequately rebut this determination under the
standards imposed by AEDPA. In fact, the record makes it
abundantly clear that Braun knew he was taking his
chances by pleading nolo contendere and facing the judge,
and that his attorneys did not provide him with any
guarantees to the contrary, nor did they relate any such
guarantees from the judge.
At the motion to
withdraw plea hearing, Braun testified that, after his
attorneys failed to get a change of venue, they
counseled him to plead nolo contendere and to go before
the judge for sentencing rather than face a jury for
both trial and sentencing because a jury would give him
death "for sure." Braun further testified that Hurst
later told Braun that he had spoken with the trial judge
on the phone.
According to Braun,
Hurst told him that the judge had said he could not
understand why the prosecutor had not pleaded out the
case, "because of the economics of sentencing someone to
death and going through the appellate process, the cost
of incarcerating someone here in the Oklahoma State
Penitentiary, etcetera -- when he told me that, then I
started to listen to their arguments more, or not really
arguments, but to their philosophy, at least, of
pleading no contest." Braun said, even after hearing of
that conversation, that he told his attorneys, "there's
gonna be a lot of pressure on Judge Walker to give me a
death sentence."
Braun said his
attorneys responded by observing that the judge was a
veteran and would not feel the pressure, and they
predicted that the judge, in light of the economics,
would send Braun back to serve his life sentence in New
Mexico if he did not receive the death penalty in
Oklahoma. Braun therefore concluded that he "probably
stood a better chance with [the judge] than with a jury."
Notably, as OCCA
observed, Braun never testified that he believed the
judge promised to give him life, or that his attorneys
assured him the judge would do so. In fact, Braun
testified that his attorneys told him he had a "fifty-fifty
shot" in front of the judge of receiving a sentence less
than death, whereas he had only "about a ten percent
shot" in front of a jury. Braun acknowledged that his
attorneys' advice was "the best advice based on their
experience, knowledge, and qualifications." From that
advice, Braun admitted that he believed going before the
judge was his "best chance[, e]ven though it wasn't a
good one." Furthermore, Braun testified that he believed
the judge when the judge told him during the plea
hearing that he could receive the death penalty. Indeed,
Braun agreed with the prosecutor's characterization that
he "rolled the dice and took [his] chances" by entering
his plea.
For his part, Rowan
testified at the motion to withdraw plea hearing that
Hurst told Braun the judge would be more insulated from
public opinion than a jury. Rowan also stated that the
advice for Braun to plead nolo contendere was the best
advice he could give under the circumstances. Rowan did
not testify that he told Braun that the judge had
promised a life sentence, or that Hurst had given Braun
that impression. Additionally, in an affidavit appended
to Braun's habeas petition below, Rowan denied having
any ex parte conversation with the judge about Braun's
sentence. Rather, it was Rowan's understanding that when
Braun pled nolo, that was a "blind plea that carried no
assurances that Judge Walker would return a sentence of
less than death." Rowan's affidavit further stated that
Hurst did not attempt to persuade the judge either.
Taken together, Braun
and Rowan's testimony squarely refute Braun's contention
that his plea was involuntary because his attorneys
misled him into thinking the judge would give him a
sentence less than death if he pleaded nolo contendere.
Braun's attorneys made no guarantees regarding his
sentence. Based upon their experience and expertise,
they properly advised him that he had a better shot in
front of the judge. See McMann v. Richardson, 397 U.S.
759, 770 (1970) ("Waiving trial entails the inherent
risk that the good-faith evaluations of a reasonably
competent attorney will turn out to be mistaken either
as to the facts or as to what a court's judgment might
be on given facts. That a guilty plea must be
intelligently made is not a requirement that all advice
offered by the defendant's lawyer withstand
retrospective examination in a post-conviction hearing.");
Wellnitz v. Page, 420 F.2d 935, 936-37 (10th Cir. 1970)
("An erroneous sentence estimate by defense counsel does
not render a plea involuntary. And a defendant's
erroneous expectation, based on his attorney's erroneous
estimate, likewise does not render a plea involuntary.")
(citations omitted). Moreover, it is clear that Braun
knew when he was entering his plea that he was taking
his chances. His current claim to the contrary fails to
convince us.
The OCCA's decision
that Braun's plea was voluntary was not contrary to, or
an unreasonable application of, clearly established
federal law as determined by the Supreme Court, and it
did not involve an unreasonable determination of the
facts in light of the evidence. See 28 U.S.C. § 2254(d).
Accordingly, we reject Braun's claim that his plea was
involuntary, and affirm the district court denial of
habeas relief on this claim.7
CONCLUSION
The district court's
denial of Braun's petition for the writ of habeas corpus
is AFFIRMED.
We also note that Braun had had
extensive experience with the criminal justice
system including trials arising out of his murders
in New Mexico and Kansas.
Although Braun points out that
the trial court "failed to advise Mr. Braun that his
appeal would be circumscribed by the matters raised
in his application to withdraw his guilty plea,"
Braun fails to establish how this additional advice
would have changed the issues raised at the hearing.
As the district court noted, Braun's attorney,
before he withdrew, filed the application to
withdraw plea before the hearing, and thus the
issues for appeal were already circumscribed by
those raised in the application with advice of
counsel. Even if the trial court had informed Braun
at the hearing that issues on appeal would be
circumscribed by those raised in the application,
the issues raised in the application had already
been set with the assistance of counsel.
With little discussion, Braun
also contends that he was denied a full and fair
hearing on this claim in the Oklahoma courts and the
district court, and requests remand for an
evidentiary hearing. Again with little discussion,
Braun argues that the OCCA failed to follow
applicable state law that forbids defendants from
proceeding pro se without sufficient warnings about
the dangers of self-representation, thereby
resulting in a violation of federal due process. We
reject these arguments as without merit.
As Braun testified at the motion
to withdraw plea hearing, he was adamant about
seeking a change of venue, partly because of his
prior experience in New Mexico where he had received
a change of venue and a life sentence from a jury
rather than the death penalty; and partly because
Ardmore (Carter County), where the murder was
committed, was a small community and Braun feared
pre-trial publicity would prejudice him. Rowan
assured Braun that Hurst (local counsel) would file
the change of venue and collect "whatever evidence"
was needed for that purpose. However, by Rowan's
admission at the motion to withdraw plea hearing,
the attorneys "both procrastinated" and did not come
up with three affidavits as required by statute for
a motion to change venue. Thus, the district court
dismissed it because it was not accompanied by the
required affidavits.
The standard for a guilty plea is
appropriate since the legal effect of a nolo
contendere plea in Oklahoma is the same as that of a
guilty plea. See Okla. Stat. Ann. tit. 22, § 513.
In a subsidiary point, Braun
argues that it was per se ineffective assistance of
counsel to allow Braun to enter the plea "blind,"
that is, without a guarantee of the sentence. Braun
does not cite any case law for this proposition, but
rather relies on ABA Guidelines on guilty pleas,
which discourage blind pleas in death penalty cases.
The OCCA found this claim waived when Braun
attempted to raise it for the first time in his
state post-conviction proceeding. The OCCA also
ruled this claim barred by res judicata, because the
basis for the claim (ineffective counsel for
advising Braun to enter the plea) was raised on
direct appeal. See Braun II, 937 P.2d at 511. Braun
fails to address the state court findings of
procedural default and res judicata. Therefore, this
argument deserves no further comment, other than the
observation that Braun's recognition that he entered
his plea blind undercuts his claim that he pleaded
nolo contendere under the impression he would
receive a sentence less than death.
Additionally, as with his waiver
of counsel claim, Braun argues on the involuntary
plea claim that he was denied a full and fair
hearing in front of the Oklahoma courts and the
district court, and that Oklahoma failed to follow
its own law in denying Braun his motion to withdraw
plea. We dismiss these claims as without merit.