Per Curiam
SUPREME
COURT OF THE UNITED
STATES
ON APPLICATION FOR
STAY AND ON PETITION
FOR WRIT OF
CERTIORARI TO THE
UNITED STATES COURT
OF APPEALS
FOR THE FOURTH
CIRCUIT
ON APPLICATION FOR
STAY OR INJUNCTION
AND ON PETITION FOR
WRIT OF CERTIORARI
TO THE UNITED STATES
COURT OF APPEALS FOR
THE FOURTH CIRCUIT
ON APPLICATION FOR
STAY AND ON PETITION
FOR WRIT OF HABEAS
CORPUS
ON APPLICATION FOR
TEMPORARY
RESTRAINING ORDER OR
PRELIMINARY
INJUNCTION AND ON
MOTION FOR LEAVE TO
FILE A BILL OF
COMPLAINT
[April 14, 1998]
Per Curiam.
Angel Francisco
Breard is scheduled
to be executed by
the Commonwealth of
Virginia this
evening at 9:00 p.m.
Breard, a citizen of
Paraguay, came to
the United States in
1986, at the age of
20. In 1992, Breard
was charged with the
attempted rape and
capital murder of
Ruth Dickie. At his
trial in 1993, the
State presented
overwhelming
evidence of guilt,
including semen
found on Dickie’s
body matching
Breard’s DNA profile
and hairs on
Dickie’s body
identical in all
microscopic
characteristics to
hair samples taken
from Breard. Breard
chose to take the
witness stand in his
defense. During his
testimony, Breard
confessed to killing
Dickie, but
explained that he
had only done so
because of a Satanic
curse placed on him
by his father-in-law.
Following a jury
trial in the Circuit
Court of Arlington
County, Virginia,
Breard was convicted
of both charges and
sentenced to death.
On appeal, the
Virginia Supreme
Court affirmed
Breard’s convictions
and sentences,
Breard v.
Commonwealth,
248 Va. 68, 445
S. E. 2d 670 (1994),
and we denied
certiorari, 513 U.S.
971 (1994). State
collateral relief
was subsequently
denied as well.
Breard then
filed a motion for
habeas relief under
28 U.S.C. § 2254 in
Federal District
Court on August 20,
1996. In that motion,
Breard argued for
the first time that
his conviction and
sentence should be
overturned because
of alleged
violations of the
Vienna Convention on
Consular Relations (Vienna
Convention), April
24, 1963, [1970] 21
U.S. T. 77, T.I.A.S.
No. 6820, at the
time of his arrest.
Specifically, Breard
alleged that the
Vienna Convention
was violated when
the arresting
authorities failed
to inform him that,
as a foreign
national, he had the
right to contact the
Paraguayan Consulate.
The District Court
rejected this claim,
concluding that
Breard procedurally
defaulted the claim
when he failed to
raise it in state
court and that
Breard could not
demonstrate cause
and prejudice for
this default.
Breard v.
Netherland, 949
F. Supp. 1255, 1266
(ED Va. 1996). The
Fourth Circuit
affirmed. Breard
v. Pruett,
134 F.3d 615, 620
(1998). Breard has
petitioned this
Court for a writ of
certiorari.
In September
1996, the Republic
of Paraguay, the
Ambassador of
Paraguay to the
United States, and
the Consul General
of Paraguay to the
United States (collectively
Paraguay) brought
suit in Federal
District Court
against certain
Virginia officials,
alleging that their
separate rights
under the Vienna
Convention had been
violated by the
Commonwealth’s
failure to inform
Breard of his rights
under the treaty and
to inform the
Paraguayan consulate
of Breard’s arrest,
conviction, and
sentence. In
addition, the Consul
General asserted a
parallel claim under
42 U.S.C. § 1983
alleging a denial of
his rights under the
Vienna Convention.
The District Court
concluded that it
lacked subject-matter
jurisdiction over
these suits because
Paraguay was not
alleging a
“continuing
violation of federal
law” and therefore
could not bring its
claims within the
exception to
Eleventh Amendment
immunity established
in Ex parte Young,
209 U.S. 123 (1908).
Republic of
Paraguay v.
Allen, 949 F. Supp.
1269, 1272—1273
(ED Va. 1996). The
Fourth Circuit
affirmed on Eleventh
Amendment grounds.
Republic of
Paraguay v.
Allen, 134 F.3d
622 (1998). Paraguay
has also petitioned
this Court for a
writ of certiorari.
On April 3,
1998, nearly five
years after Breard’s
conviction became
final, the Republic
of Paraguay
instituted
proceedings against
the United States in
the International
Court of Justice (ICJ),
alleging that the
United States
violated the Vienna
Convention at the
time of Breard’s
arrest. On April 9,
the ICJ noted
jurisdiction and
issued an order
requesting that the
United States “take
all measures at its
disposal to ensure
that Angel Francisco
Breard is not
executed pending the
final decision in
these proceedings
… .” The ICJ set a
briefing schedule
for this matter,
with oral argument
likely to be held
this November.
Breard then filed a
petition for an
original writ of
habeas corpus and a
stay application in
this Court in order
to “enforce” the
ICJ’s order.
Paraguay filed a
motion for leave to
file a bill of
complaint in this
Court, citing this
Court’s original
jurisdiction over
cases “affecting
Ambassadors … and
Consuls.” U.S.
Const., Art. III,
§2.
It is clear that
Breard procedurally
defaulted his claim,
if any, under the
Vienna Convention by
failing to raise
that claim in the
state courts.
Nevertheless, in
their petitions for
certiorari, both
Breard and Paraguay
contend that
Breard’s Vienna
Convention claim may
be heard in federal
court because the
Convention is the
“supreme law of the
land” and thus
trumps the
procedural default
doctrine. Pet. for
Cert. in
No. 97—8214,
pp. 15—18; Pet. for
Cert. in
No. 97—1390, p. 14,
n. 8. This argument
is plainly incorrect
for two reasons.
First, while we
should give
respectful
consideration to the
interpretation of an
international treaty
rendered by an
international court
with jurisdiction to
interpret such, it
has been recognized
in international law
that, absent a clear
and express
statement to the
contrary, the
procedural rules of
the forum State
govern the
implementation of
the treaty in that
State. See Sun
Oil Co. v.
Wortman, 486 U.S.
717, 723 (1988);
Volkswagenwerk
Aktiengesellschaft
v. Schlunk,
486 U.S. 694, 700
(1988); Société
Nationale
Industrielle
Aérospatiale v.
United States
Dist. Court for
Southern Dist. of
Iowa, 482 U.S.
522, 539 (1987).
This proposition is
embodied in the
Vienna Convention
itself, which
provides that the
rights expressed in
the Convention
“shall be exercised
in conformity with
the laws and
regulations of the
receiving State,”
provided that “said
laws and regulations
must enable full
effect to be given
to the purposes for
which the rights
accorded under this
Article are intended.”
Article 36(2),
[1970] 21 U.S. T.,
at 101. It is the
rule in this country
that assertions of
error in criminal
proceedings must
first be raised in
state court in order
to form the basis
for relief in
habeas.
Wainwright v.
Sykes, 433 U.S.
72 (1977). Claims
not so raised are
considered defaulted.
Ibid. By not
asserting his Vienna
Convention claim in
state court, Breard
failed to exercise
his rights under the
Vienna Convention in
conformity with the
laws of the United
States and the
Commonwealth of
Virginia. Having
failed to do so, he
cannot raise a claim
of violation of
those rights now on
federal habeas
review.
Second, although
treaties are
recognized by our
Constitution as the
supreme law of the
land, that status is
no less true of
provisions of the
Constitution itself,
to which rules of
procedural default
apply. We have held
“that an Act of
Congress … is on a
full parity with a
treaty, and that
when a statute which
is subsequent in
time is inconsistent
with a treaty, the
statute to the
extent of conflict
renders the treaty
null.” Reid
v. Covert,
354 U.S. 1, 18
(1957) (plurality
opinion); see also
Whitney v.
Robertson, 124
U.S. 190, 194 (1888)
(holding that if a
treaty and a federal
statute conflict,
“the one last in
date will control
the other”). The
Vienna Convention–which
arguably confers on
an individual the
right to consular
assistance following
arrest–has
continuously been in
effect since 1969.
But in 1996, before
Breard filed his
habeas petition
raising claims under
the Vienna
Convention, Congress
enacted the
Antiterrorism and
Effective Death
Penalty Act (AEDPA),
which provides that
a habeas petitioner
alleging that he is
held in violation of
“treaties of the
United States” will,
as a general rule,
not be afforded an
evidentiary hearing
if he “has failed to
develop the factual
basis of [the] claim
in State court
proceedings.” 28 U.S.
C. A. §§ 2254(a),
(e)(2) (Supp. 1998).
Breard’s ability to
obtain relief based
on violations of the
Vienna Convention is
subject to this
subsequently-enacted
rule, just as any
claim arising under
the United States
Constitution would
be. This rule
prevents Breard from
establishing that
the violation of his
Vienna Convention
rights prejudiced
him. Without a
hearing, Breard
cannot establish how
the Consul would
have advised him,
how the advice of
his attorneys
differed from the
advice the Consul
could have provided,
and what factors he
considered in
electing to reject
the plea bargain
that the State
offered him. That
limitation, Breard
also argues, is not
justified because
his Vienna
Convention claims
were so novel that
he could not have
discovered them any
earlier. Assuming
that were true, such
novel claims would
be barred on habeas
review under
Teague v.
Lane, 489 U.S.
288 (1989).
Even were
Breard’s Vienna
Convention claim
properly raised and
proven, it is
extremely doubtful
that the violation
should result in the
overturning of a
final judgment of
conviction without
some showing that
the violation had an
effect on the trial.
Arizona v.
Fulminante, 499
U.S. 279 (1991). In
this case, no such
showing could even
arguably be made.
Breard decided not
to plead guilty and
to testify at his
own trial contrary
to the advice of his
attorneys, who were
likely far better
able to explain the
United States legal
system to him than
any consular
official would have
been. Breard’s
asserted prejudice–that
had the Vienna
Convention been
followed, he would
have accepted the
State’s offer to
forgo the death
penalty in return
for a plea of guilty–is
far more speculative
than the claims of
prejudice courts
routinely reject in
those cases where an
inmate alleges that
his plea of guilty
was infected by
attorney error. See,
e.g., Hill
v. Lockhart,
474 U.S. 52, 59
(1985).
As for
Paraguay’s suits (both
the original action
and the case coming
to us on petition
for certiorari),
neither the text nor
the history of the
Vienna Convention
clearly provides a
foreign nation a
private right of
action in United
States courts to set
aside a criminal
conviction and
sentence for
violation of
consular
notification
provisions. The
Eleventh Amendment
provides a separate
reason why
Paraguay’s suit
might not succeed.
That Amendment’s
“fundamental
principle” that “the
States, in the
absence of consent,
are immune from
suits brought
against them … by a
foreign State” was
enunciated in
Principality of
Monaco v.
Mississippi, 292
U.S. 313, 329—330
(1934). Though
Paraguay claims that
its suit is within
an exemption dealing
with continuing
consequences of past
violations of
federal rights, see
Milliken v.
Bradley, 433
U.S. 267 (1977), we
do not agree. The
failure to notify
the Paraguayan
Consul occurred long
ago and has no
continuing effect.
The causal link
present in
Milliken is
absent in this case.
Insofar as the
Consul General seeks
to base his claims
on §1983, his suit
is not cognizable.
Section 1983
provides a cause of
action to any
“person within the
jurisdiction” of the
United States for
the deprivation “of
any rights,
privileges, or
immunities secured
by the Constitution
and laws.” As an
initial matter, it
is clear that
Paraguay is not
authorized to bring
suit under §1983.
Paraguay is not a
“person” as that
term is used in
§1983. See Moor
v. County of
Alameda, 411 U.S.
693, 699 (1973);
South Carolina
v. Katzenbach,
383 U.S. 301,
323—324 (1966); cf.
Will v.
Michigan Dept. of
State Police,
491 U.S. 58 (1989).
Nor is Paraguay
“within the
jurisdiction” of the
United States. And
since the Consul
General is acting
only in his official
capacity, he has no
greater ability to
proceed under §1983
than does the
country he
represents. Any
rights that the
Consul General might
have by virtue of
the Vienna
Convention exist for
the benefit of
Paraguay, not for
him as an
individual.
It is
unfortunate that
this matter comes
before us while
proceedings are
pending before the
ICJ that might have
been brought to that
court earlier.
Nonetheless, this
Court must decide
questions presented
to it on the basis
of law. The
Executive Branch, on
the other hand, in
exercising its
authority over
foreign relations
may, and in this
case did, utilize
diplomatic
discussion with
Paraguay. Last night
the Secretary of
State sent a letter
to the Governor of
Virginia requesting
that he stay
Breard’s execution.
If the Governor
wishes to wait for
the decision of the
ICJ, that is his
prerogative. But
nothing in our
existing case law
allows us to make
that choice for him.
For the
foregoing reasons,
we deny the petition
for an original writ
of habeas corpus,
the motion for leave
to file a bill of
complaint, the
petitions for
certiorari, and the
accompanying stay
applications filed
by Breard and
Paraguay.
Statement of
Justice Souter.
I agree with the
Court that the lack
of any reasonably
arguable causal
connection between
the alleged treaty
violations and
Breard’s conviction
and sentence
disentitle him to
relief on any theory
offered. Moreover, I
have substantial
doubts that either
Paraguay or any
official acting for
it is a “person”
within the meaning
of 42 U.S.C. § 1983
and that the Vienna
Convention is
enforceable in any
judicial proceeding
now underway. For
these reasons, I
believe the stay
requests should be
denied, with the
result that
Paraguay’s claims
will be mooted.
Accordingly, I have
voted to deny
Paraguay’s and
Breard’s respective
petitions for
certiorari (Nos.
97-1390 and
97-8214), Paraguay’s
motion for leave to
file a bill of
complaint (No. 125
Orig.), Breard’s
application for an
original writ of
habeas corpus (No.
97-8660), and the
associated requests
for a stay of
execution.
Justice
Stevens, dissenting.
The Court of
Appeals’ decision
denying petitioner’s
first application
for a federal writ
of habeas corpus
became final on
February 18, 1998.
Under this Court’s
Rules, a timely
petition for a writ
of certiorari to
review that decision
could have been
filed as late as May
19, 1998. See Rule
13.1 (“[A] petition
for a writ of
certiorari to review
a judgment in any
case, civil or
criminal, entered by
. . . a United
States court of
appeals . . . is
timely when it is
filed with the Clerk
of this Court within
90 days after entry
of the judgment”).
Ordinary review of
that petition
pursuant to our
Rules would have
given us additional
time thereafter to
consider its merits
in the light of the
response filed by
the Commonwealth of
Virginia. We have,
however, been
deprived of the
normal time for
considered
deliberation by the
Commonwealth’s
decision to set the
date of petitioner’s
execution for today.
There is no
compelling reason
for refusing to
follow the
procedures that we
have adopted for the
orderly disposition
of noncapital cases.
Indeed, the
international
aspects of this case
provide an
additional reason
for adhering to our
established Rules
and procedures. I
would therefore
grant the
applications for a
stay, and I
respectfully dissent
from the decision to
act hastily rather
than with the
deliberation that is
appropriate in a
case of this
character.
Justice
Breyer, dissenting.
In my view,
several of the
issues raised here
are of sufficient
difficulty to
warrant less speedy
consideration.
Breard argues, for
example, that the
novelty of his
Vienna Convention
claim is sufficient
to create “cause”
for his having
failed to present
that claim to the
Virginia state
courts. Pet. for
Cert. in
No. 97—8214, at
pp. 20—22. He might
add that the nature
of his claim, were
we to accept it, is
such as to create a
“watershed rule of
criminal procedure,”
which might overcome
the bar to
consideration
otherwise posed by
Teague v.
Lane, 489 U.S.
288, 311 (1989). He
additionally says
that what the
Solicitor General
describes as
Virginia’s violation
of the Convention
“prejudiced” him by
isolating him at a
critical moment from
Consular Officials
who might have
advised him to try
to avoid the death
penalty by pleading
guilty. Pet. for
Cert. in
No. 97—8214, at
p. 22; see Brief of
United States Amicus
Curiae 12 (“[T]he
Executive Branch has
conceded that the
Vienna Convention
was violated”). I
cannot say, without
examining the record
more fully, that
these arguments are
obviously
without merit. Nor
am I willing to
accept without
fuller briefing and
consideration the
positions taken by
the majority on all
of the sometimes
difficult issues
that the majority
addresses.
At the same
time, the
international
aspects of the case
have provided us
with the advantage
of additional
briefing even in the
short time available.
More time would
likely mean
additional briefing
and argument,
perhaps, for example,
on the potential
relevance of
proceedings in an
international forum.
Finally, as
Justice Stevens
points out, Virginia
is
now pursuing an
execution schedule
that leaves less
time for argument
and for Court
consideration than
the Court’s rules
provide for ordinary
cases. Like Justice
Stevens, I can find
no special reason
here to truncate the
period of time that
the Court’s rules
would otherwise make
available.
For these
reasons taken
together I would
grant the requested
stay of execution
and consider the
petitions for
certiorari in the
ordinary course.