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James Michael
BRIDDLE
Robbery
February 25,
April 7,
Briddle, his ex-wife and another female companion,
Pamela Perillo, were hitchhiking near the Astrodome the night of
Feb. 24, 1980. They were picked up by Robert Banks, 30, an oil
company worker, who invited them to his apartment.
The next day, the trio robbed and strangled Banks
and his friend, Bob Skeens, 26. Briddle's ex-wife testified against
him, was convicted of robbery and received five years probation.
Perillo also was sentenced to death, but her sentence later was
reduced because her trial attorney was friends with and previously
represented the ex-wife.
Texas Executes Man for
Fatal '80 Robbery
The New York Times
December 13, 1995
A member of a
fearsome prison gang known as the Aryan
Brotherhood was executed by injection
today for his part in a 1980 robbery in
which two men were killed.
The man, James
Michael Briddle, 40, was strapped to the
death-chamber gurney about an hour after
the United States Supreme Court rejected
a final appeal.
"I love you," he told
two brothers standing in the death
chamber.
Mr. Briddle was
convicted of killing Robert Banks, one
of two men found strangled in Mr.
Banks's home in Houston. A companion of
Mr. Briddle, Pamela Perillo, was
convicted of killing the other man, Bob
Skeens, and was sentenced to death. Mr.
Briddle's wife, Linda, was found guilty
of robbery and placed on five years'
probation.
Mr. Briddle had
served time in prison in California for
theft and forgery. It was there that he
apparently joined the Aryan Brotherhood,
a white supremacist prison gang born in
California in the 1960's. Members wear a
tattoo of a swastika and lightning bolt.
In 1984, Mr. Briddle
and another condemned killer were
implicated in a death row firebombing in
which a black inmate was seriously hurt
in his cell.
James Michael BRIDDLE
In 1980 Robert Banks, 30,
of Houston innocently picked up three hitchhikers. The three
helped him move some items, spent two nights at his house, then
strangled him and his friend, Robert Skeens. The two were found
days later when Banks’ supervisor went to check on him.
After the murders, James
Briddle, Linda Briddle Fletcher, and Pam Perillo left in Skeens’
Volkswagen on the way to Denver. In Denver, Perillo became angry
with Briddle and on March 3, called the Denver police to confess
to the crime.
A Houston detective went
to Denver and took an oral confession from Briddle. He admitted
to taking $800 from Banks’ wallet and pulling the rope along
with Perillo to kill him.
Assistant District
Attorney, Joe Bailey, remembered that rope. “During the trial, I
got down on my knees and opened the grocery bag containing the
nylon rope used in the murder. It still had caked blood on it
that was chipping off and my hands were sweating the whole time.
“Briddle pulled on one side of Banks and Perillo pulled on the
other. It took around 12-13 minutes for Banks and Skeens to die.”
Briddle was convicted for
the murder of Banks and was given the death penalty. Perillo is
currently on death row and Fletcher was given five years
probation.
Early in the appeal
process, Briddle was represented by Ohio attorney, Alton
Stephens. Stephens read an article in the New York Times in 1988
about the Texas Resource Center not having funds for the post
conviction phases of Texas inmates. He called the Texas Resource
Center and by the time he got off the phone, he had been
persuaded to accept the file on Briddle. He lost around $40,000
in fees (some of which were reimbursed from Federal funds) but
was happy to take the case.
Stephens said that
Briddle had a glare like Charles Manson and when they would
enter the courtroom everyone was told to back up against the
walls. All persons, except for Stephens and several deputies,
were ordered to stay 15 feet away from Briddle.
“I never saw Briddle when
he wasn’t either in shackles or in a cage,” Stephens said. “I
was sure he had been sedated with Thorzine every time I visited
with him. But I was impressed with how articulate he was.”
J.K. Wilcox, Chaplain at
Huntsville, said Briddle was nicknamed Cosmo. “He walked a
different beat,” Wilcox said. “He could lead you out into the
ozone when you talked to him.”
Briddle had spoken with
Wilcox but told him he couldn’t believe he was doing it because
it wasn’t cool to be talking to the Chaplain. “I couldn’t even
begin to guess what condition Briddle’s spirit was in.” Wilcox
said.
Briddle didn’t have an
easy life. His early years were spent locked up in many places
including juvenile detention.
His death was not easy
either. The flow of solution was so low in his left arm that
after eight minutes the needle was removed and placed in his
left hand. Eight minutes later, the needle had to be placed into
his left forearm due to further complications. Twelve minutes
later, James Michael Briddle was pronounced dead.
Briddle had many tattoos
including teardrop tattoos. There are two schools of thought
about these tattoos, according to Bailey. “One is that the
person is void of tears and can only show them by a tattoo. The
other is that a member of your family had died.”
There is also a symbol of
remembrance that sits on Joe bailey’s desk. It’s a small boot
with an inscription that says, “Well done Joe.” It was a gift
from the families of Robert Banks and Robert Skeens to say they
too, have lost a family member.
63 F.3d 364
James Michael Briddle, Petitioner-appellant, v.
Wayne Scott, Director, Texas Department of Criminal Justice,
Institutional Division, Respondent-appellee
United States Court of Appeals, Fifth
Circuit.
Aug. 23, 1995
Appeal from the United
States District Court for the Southern
District of Texas.
Before GARWOOD, DAVIS and
WIENER, Circuit Judges.
GARWOOD, Circuit Judge:
Petitioner-appellant James Michael
Briddle (Briddle), a Texas death row
inmate, appeals the district court's
denial of his habeas corpus petition
under 28 U.S.C. Sec. 2254. We affirm.
Facts and
Procedural Background
Briddle was indicted by a Texas grand
jury on March 1980, and reindicted in
October 1980, on two counts of capital
murder committed in Harris County,
Texas, February 23, 1980, namely the
capital murder of Robert Skeens while
committing robbery and the capital
murder of Robert Banks while committing
robbery. The state elected to proceed
only on the count concerning Banks. Pre-trial
motions were heard on January 19 and 20,
1982, voir dire lasted from January 21,
1982, through February 10, 1982, and the
trial proper commenced February 17,
1982. The jury returned a verdict of
guilty of the capital murder of Banks on
February 24, 1982. On February 25, 1982,
after the separate punishment hearing,
the jury answered affirmatively the two
special issues submitted pursuant to
Tex.Code Crim.P.Ann. art. 37.071 as then
in effect,1
and thereafter the state district court
accordingly sentenced Briddle to death.
Judge Perry Pickett presided at all
trial proceedings.
In the
state trial court, Briddle was
represented by attorney Mark Vela until
approximately October 6, 1981, when his
representation was taken over by
attorneys Al Thomas and Jim Sims.2
On his direct appeal to the Texas Court
of Criminal Appeals, Briddle was
represented by attorney Allen Isbell.
On
September 23, 1987, the Court of
Criminal Appeals affirmed Briddle's
conviction and sentence without dissent.
Briddle v. State, 742 S.W.2d 379 (Tex.Crim.App.1987).
The opinion of the Court of Criminal
Appeals accurately describes the
circumstances of the offense as
reflected by the record evidence as
follows:
"The
State's chief witness was Linda Joyce
Fletcher, appellant's former wife. The
record reflects the couple married in
California. On February 14, 1980, the
couple began hitchhiking to Florida with
a few clothes and $30.00. They were
joined in Arizona by Pamela Perillo. On
February 22, 1980, after reaching
Houston the three were hitchhiking near
the Astrodome when they were picked up
by the alleged deceased, Robert Banks.
Banks was in the process of moving to
another house and the three hitchhikers
assisted him in moving some of his
belongings. Banks treated them to dinner.
When Banks paid for the meal, Fletcher
and Perillo observed he had several
hundred dollars in his wallet, and
Perillo told appellant about the money.
Appellant, his wife (Fletcher) and
Perillo spent the night at Banks' house
and then helped him move other
belongings the next day. In the process
the appellant discovered Banks had some
guns. When Banks took a shower appellant
telephoned a friend in California and
invited him to come to Texas as he (appellant)
'had a pigeon out here with lots of
money and guns.' Appellant proposed a
robbery, but the California friend
declined.
Banks
then took his three guests to a carnival
and rodeo at the Astrodome. There
Perillo told appellant she wanted to
kill Banks and appellant answered
'Okay.' He then went off to do some
'planning,' telling Perillo to relax
when she agitated to 'do it tonight.'
After the rodeo Banks and his guests
went to dinner and returned to Banks'
house where they met Bob Skeens, Banks'
friend from Louisiana, who had arrived
there in his green Volkswagen.
On
Sunday, February 24, Banks and Skeens
left the house to get coffee and
doughnuts for everyone. While they were
gone appellant armed himself with a
shotgun and Perillo got a handgun. While
awaiting the return of the two men
appellant jumped up and down with
excitement. When Banks and Skeens
returned Perillo hid in the bedroom and
appellant got inside a closet. He began
to make a tapping sound. When Banks
reached to open the closet door the
appellant jumped out announcing 'This is
a robbery.'
Skeens
got down on the floor and pleaded for
mercy. Banks came toward the appellant,
who struck him in the face with the butt
end of the shotgun. Perillo came out of
her hiding place and told Banks to get
on the floor, 'that it wasn't any joke.'
Perillo obtained a machete and cut up
some rope and then she and appellant
tied Banks and Skeens with rope. After
they were bound appellant and Perillo
took the wallets from the two. Appellant
took $800.00 from Banks' wallet and
waved it around saying 'he had it.'
Appellant ransacked the bedroom, taking
clothes and a backpack. Perillo found a
cassette recorder and camera. Appellant
took Skeens into the bedroom and told
Skeens that he (appellant) had killed
five people and two more didn't matter.
Fletcher, appellant's wife, did not see
what happened to Skeens, but she did see
appellant loop a rope around Banks' neck.
Fletcher was then ordered to wait in
Skeens' green Volkswagen. About 20
minutes later Perillo came to the car
with the shotgun wrapped in a blanket.
She also brought out a machete, handgun
and other items. Appellant brought out
the backpack and a rifle. They drove in
the Volkswagen to Dallas, where they
abandoned it and took a bus to Colorado.
When
Banks failed to appear for work for two
days, his supervisor went to Banks'
house to investigate. A man with the
supervisor looked in a window and saw a
body. The police who arrived at the
scene found the bodies of Banks and
Skeens, each bounded [sic] and with a
rope around the neck. Dr. Joseph
Jachimczyk, the Chief Medical Examiner,
testified that each died from asphyxia
due to strangulation with a rope.
On
March 3, 1980, Perillo gave a statement
to Denver, Colorado police and a
description of appellant. With her
consent they entered a room at a hotel
in Denver and found appellant, his wife
and two boys. The backpack was found in
the room.
A
Houston detective went to Denver and
interviewed appellant and obtained an
oral confession in which he told of his
participation in the alleged offense. He
admitted putting a rope around Banks'
neck and pulling on it with Perillo
until Banks was unconscious. He admitted
he took the wallets, several hundred
dollars, the machete and shotgun. He
maintained his wife (Fletcher) was
outside the house during the entire
incident." Id. at 381-82.
On
October 28, 1987, the Court of Criminal
Appeals granted Briddle's motion, filed
by attorney Isbell, to stay issuance of
the mandate for sixty days to allow for
the filing on Briddle's behalf of a
petition for writ of certiorari in the
United States Supreme Court. No such
petition having been filed, the Court of
Criminal Appeals issued its mandate
January 15, 1988. On February 1, 1988,
Briddle, whose representation had by
then been taken over by attorney Alton
Stephens, moved the Court of Criminal
Appeals to recall its mandate, so that a
petition for certiorari on Briddle's
behalf could be filed in the Supreme
Court, asserting an inability to locate
five volumes of the record. The Court of
Criminal Appeals denied the motion, and
thereafter, on February 4, 1988, the
Texas trial court scheduled Briddle's
execution for March 21, 1988. On March
11, 1988, Stephens, on behalf of Briddle,
moved the Court of Criminal Appeals for
a stay of execution pending filing of a
petition for certiorari, representing
that he had received the missing
portions of the record on February 26,
1988. On March 15, 1988, the Court of
Criminal Appeals granted the motion and
stayed Briddle's execution for sixty
days.
Nothing further having been filed in any
court by or on behalf of Briddle, the
state trial court, Judge C.V. Milburn,
on October 26, 1988, set Briddle's
execution for December 1, 1988. The next
day, October 27, 1988, Stephens, on
Briddle's behalf, filed a petition for
certiorari with the Supreme Court, and
moved the Supreme Court for stay of
execution. On November 22, 1988, Justice
White entered an order that Briddle's
execution was "stayed pending the
disposition by this Court of the
petition for a writ of certiorari.
Should the petition for a writ of
certiorari be denied, this stay
terminates automatically." On December
8, 1988, the Supreme Court denied the
petition for certiorari. Briddle v.
Texas, 488 U.S. 986, 109 S.Ct. 543, 102
L.Ed.2d 573 (1988).
On
December 15, 1988, the state trial court,
Judge Michael McSpadden, entered an
order resetting Briddle's execution date
for February 14, 1989, and ordering "that
Mr. Alton L. Stephens, counsel for James
Michael Briddle, file any Application
for Writ of Habeas Corpus concerning the
instant conviction on or before January
17, 1989, raising any and all arguable
claims known to counsel." However,
nothing was filed by or on behalf of
Briddle until February 2, 1989, when
Stephens, and co-counsel Foy, joined by
attorney Eden Harrington, filed, both in
the state trial court and in the Texas
Court of Criminal Appeals, Briddle's
petition for habeas corpus, request for
evidentiary hearing, and application for
stay of execution. On February 13, 1989,
Judge McSpadden reset Briddle's
execution date for April 21, 1989, and,
in a separate order, directed that the
state file its answer by not later than
March 8 and that by not later than March
5 Briddle's trial attorneys Thomas and
Sims file affidavits, with copies
thereof to counsel for Briddle and
counsel for the state, "summarizing
their actions taken to represent
Applicant, including trial preparation
... and responding to the allegations of
ineffective assistance of counsel
contained in the application for writ of
habeas corpus." On March 8, 1989, the
state filed its original answer; on
March 17, 1989, the affidavits of
attorneys Thomas and Sims were filed;
and, on March 27, 1989, the state filed
its amended answer.
Subsequently, on March 27, 1989, State
District Judge Ted Poe issued an order
stating that after reviewing the file,
including the habeas petition and
request for evidentiary hearing, the
affidavits of Thomas and Sims and the
state's amended answer, "there are no
controverted, previously unresolved
facts material to the legality of
Applicant's confinement which require an
evidentiary hearing" and directing each
of the parties to submit by not later
than April 5, 1989, "any findings of
fact and conclusions of law which they
wish to propose to this court for its
consideration."
The
state and Stephens on behalf of Briddle
each submitted their respective proposed
findings of fact and conclusions of law
on April 5, 1989, and on April 11, 1989,
Judge McSpadden adopted the state's
proposed findings of fact and
conclusions of law and recommended that
the Court of Criminal Appeals deny
relief. On April 14, 1989, the Court of
Criminal Appeals issued its order
denying relief "on the basis of the
trial court's findings of fact and
conclusions of law."3
Meanwhile, on February 10, 1989, Briddle,
through attorneys Stephens, Foy, and
Harrington, filed the instant petition
under section 2254 in the district court
below, together with a motion for stay
of execution and motion for evidentiary
hearing. After the state trial court, on
February 13, 1989, reset Briddle's
execution date for April 21, 1989,
Briddle, through Stephens, on March 3,
1989, moved the district court below to
"hold the matter in abeyance pending
subsequent reapplication," should that
be necessary. On April 17, the state
filed its answer to the federal habeas
petition, relying, among other things,
on the state habeas court findings and
conclusions, and also asserting
procedural bar. On April 18, 1989,
Briddle moved the district court below
for stay of the execution set for April
21, 1989, and to reinstate and
supplement the previously filed section
2254 petition. The same day the district
court below stayed Briddle's execution.
Also on April 18, 1989, the district
court below entered an order that
included the following provisions:
"1.
Counsel for Petitioner shall review the
state court records and interview the
Petitioner within twenty-one (21) days
of the date of this Order.
At
this conference, counsel will: (a)
advise the Petitioner that, if there are
grounds existing at the time of the
conference for the granting of a writ,
all such grounds must be forthwith
stated in appropriate pleadings and any
failure to do so will constitute a
waiver of omitted grounds; (b) review
with Petitioner the Rules Governing
Section 2254 Cases in the United States
District Courts; and (c) explore as
fully as possible all potential grounds
for relief. [emphasis added]
3.
Within thirty (30) days of the date of
this Order, counsel for Petitioner shall
file an Amended Petition for Writ of
Habeas Corpus, which shall include the
following:
a. All
claims, contentions, and arguments
asserted in previous state or federal
petitions, stating whether or not those
claims were exhausted or decided. If
counsel determines that there exists any
unexhausted claim for which a state
remedy is still available, counsel shall
immediately notify the Court and counsel
for Respondent of the claim and the
available remedy.
b. All current claims of a
constitutional violation or deprivation
upon which Petitioner bases his
application for writ of habeas corpus,
and
c.
Statement as to whether Petitioner is
entitled to an evidentiary hearing on
any issue concerning the ineffective
assistance of counsel.
Each
claim shall be set forth in a separately
numbered section of the amended petition.
All
claims not asserted in the Amendment
Petition for Writ of Habeas Corpus shall
be deemed and are forever waived, unless
predicated upon new evidence or changes
in the law [emphasis in original]."
On May
18, 1989, counsel Stephens and
Harrington reported that, pursuant to
the Court's April 18 order they had
personally met with Briddle, who had
reviewed the April 18 order, and advised
him concerning it and discussed with
Briddle "all potential grounds for
relief and fully advised him of the
present states of proceedings." Then, on
May 19, 1989, Briddle, through attorneys
Stephens, Foy, and Harrington, filed his
amended habeas petition with the
district court below and his request for
evidentiary hearing "to cross examine"
attorneys Sims and Thomas "on their
affidavits" and to inquire into "Linda
Briddle's [Linda Fletcher's] annulment"
in April 1981 of her marriage to Briddle.
The amended petition alleged that all
claims made in it had been presented and
exhausted in the state courts. It
further sought a stay pending the
Supreme Court's decision in Penry v.
Lynaugh, cert. granted, 487 U.S. 1233,
108 S.Ct. 2896, 101 L.Ed.2d 930 (1988).
The
state, on June 21, 1989, filed its
amended answer, motion for summary
judgment, and brief. It relied, among
other things, on the Court of Criminal
Appeals' opinion on direct appeal, the
findings and conclusions of the state
trial court and Court of Criminal
Appeals in the state habeas proceeding (including
the procedural bars found therein), the
affidavits of attorneys Thomas and Sims,
and the state record.
No
response to this motion for summary
judgment was ever filed.
The
district court below, on July 20, 1989,
entered an "interim order" denying the
requested evidentiary hearing. As to
attorneys Thomas and Sims, the court
noted that the state "process is
adequate and no allegation is made that
the process failed." As to Linda
Fletcher's annulment, the court found
that the annulment documents were
"regular on their face, and admitted so"
and that "[a]dequate opportunity to set
aside the alleged void judgment of
annulment between the petitioner and
Fletcher has existed."4
Thereafter, Stephens, on August 18,
1989, again moved for a stay until the
Texas Court of Criminal Appeals, in
another case then pending before it,
determined whether as a matter of law a
Penry claim would be waived by failure
to assert it at trial, where trial took
place before Penry was handed down. The
state filed an opposition thereto.
Nothing thereafter happened in the case
until August 3, 1990, when the district
court issued its memorandum opinion
denying all relief. It held that state
trial court habeas findings adopted by
the Court of Criminal Appeals were "entitled
to the statutory presumption of
correctness [28 U.S.C. Sec. 2254(d) ]."
It discussed and rejected each of
Briddle's asserted bases for relief. It
also noted that "the evidence of the
petitioner's guilt is overwhelming." The
court concluded that Briddle's claims
about failure to develop mitigating
evidence were appropriately rejected
based on the state habeas court's fact
findings adopted by the Court of
Criminal Appeals. The court further
noted "[n]othing that has been proffered
by the petitioner since the trial
indicates that the petitioner was or is
mentally ill or was unable to conform
his conduct or how, if at all, any drug
use the day before the murder was
committed prevented the petitioner from
conforming his conduct." It concluded
that Briddle's Penry type claims and his
similar challenges to the Texas
statutory sentencing scheme were
procedurally barred and were in any
event without merit, and that nothing in
the Texas statutes prevented Briddle
from offering the mitigating evidence he
claimed should have been offered.
On
August 15, 1990, Briddle, through
Stephens, filed a timely motion to
reconsider. This motion was entirely
directed to the district court's ruling
that the Penry claim was procedurally
barred, and sought in the alternative a
stay until disposition of the then
pending case of Selvage v. Collins, 897
F.2d 745 (5th Cir.1990), in which this
Court had, on March 6, 1990, certified
to the Texas Court of Criminal Appeals
the question whether, in a case tried
prior to Penry, the failure at the
punishment stage of trial to request
special instructions or to object to the
form of the special issues respecting
Penry-type evidence constituted a
procedural bar under Texas law. The
Texas Court of Criminal Appeals had not
then answered that question, although it
ultimately did so on May 29, 1991,
finding no procedural default. Selvage
v. Collins, 816 S.W.2d 390 (Tex.Crim.App.1991).
Thereafter, nothing further transpired
until on August 8, 1991,5
attorney Jane Disko filed a motion, also
signed personally by Briddle, to be
substituted for Stephens as Briddle's
counsel. On September 20, 1991, attorney
Disko, joined by attorney Schaffer of
the same firm, filed a motion entitled "Supplement
to Petitioner's Motion to Alter and
Amend Judgment," together with a
memorandum in support thereof. The
motion recited:
"Present counsel's
review of the record reveals additional
issues that are not presently before the
court. Intervening case law requires
that petitioner file this supplement to
protect his substantive and procedural
rights. McCleskey v. Zant, [499 U.S.
467, 111 S.Ct. 1454, 113 L.Ed.2d 517]
(1991)."
The
motion then summarized the reasons
assertedly supporting the relief it
requested into the following three:
"1.
Petitioner was denied due process
because the state district judge who
denied his request for an evidentiary
hearing and selected another judge to
decide the habeas corpus application was
initially his prosecutor. This court
should ... dismiss the petition without
prejudice and remand the proceedings to
state court to present all issues to an
unbiased judge.
2.
There are federal issues not previously
raised in state or federal court. In
light of McCleskey v. Zant, supra, this
court should ... allow petitioner to
properly raise all issues in his initial
federal petition, or in the alternative,
to dismiss the petition without
prejudice and remand the proceedings to
state court to present all issues to an
unbiased judge.
3.
This court declined to consider
petitioner's claim under Penry v.
Lynaugh, 492 U.S. 302 [109 S.Ct. 2934,
106 L.Ed.2d 256] (1989), ruling that it
was procedurally barred. In Selvage v.
Collins, [816 S.W.2d 390] (Tex.Crim.App.1991),
the Court of Criminal Appeals held that
a Penry claim such as petitioner's is
not barred. As a result, this court
should alter and amend its judgment and
consider the Penry claims on the merits."
The
motion concluded with a prayer for
relief:"that this court ... vacate the
judgment, dismiss the petition without
prejudice, and allow petitioner to
return to state court to present all
issues before an unbiased judge. In the
alternative, petitioner requests that
the court alter and amend its judgment,
... grant leave to amend the Petition
For Writ Of Habeas Corpus, grant an
evidentiary hearing regarding unresolved
issues of fact, and grant his Petition
For Writ Of Habeas Corpus."
The
memorandum in support of the motion was
in five parts (parts I through V). Part
I urges that in light of McCleskey v.
Zant, 499 U.S. 467, 111 S.Ct. 1454, 113
L.Ed.2d 517 (1991), the court should "allow
leave to amend the petition," asserting
that McCleskey indicated "all possible
issues must be raised in the initial
petition," that "[i]n view of McCleskey,
petitioner seeks to leave to redraft
certain issues ... and to add federal
constitutional issues." This part
concludes by stating that the court
should "alter and amend the judgment"
and "allow petitioner to amend his
petition."
Part
II of the memorandum contains the five "proposed
amendments." The first of these is that
the state habeas proceedings denied
Briddle due process because Judge Poe,
who signed the March 27, 1989, order
denying an evidentiary hearing in the
state habeas case, had been a prosecutor
in the original case until sometime in
September 1981, and that his said order
was thus void under state law. These
allegations were based on a copy of the
March 27, 1989, order and on copies of
portions of the state record attached to
the motion showing that Judge Poe, then
as prosecutor, announced the state ready
in March 1980 and January 1981,
presented the case to the grand jury in
October 1980, and agreed to a resetting
in August 1981.6
There is no allegation that any of these
facts were unknown, or unavailable, to
either Stephens (or Harrington) or
Briddle either at the time of the state
habeas proceedings or thereafter during
Stephens' (or Harrington's)
representation of Briddle. It was also
alleged that Judge Poe "asked Judge
Michael McSpadden to rule on the
[habeas] application." There is no
allegation of any factual basis for this
assertion, nor for the similar assertion
that Judge McSpadden was a "long time
friend of Judge Poe" and "Judge Poe
personally asked Judge McSpadden to rule
on this case, and Judge McSpadden agreed
as a favor," and no affidavit, or
tendered evidence, or any part of the
record, even tends to support any of
these assertions. It is also asserted
that because of the foregoing the
adoption by the court below of the state
court habeas findings "likewise denied
petitioner due process." No aspect of
this claim had ever previously been
raised either in state court or
previously in this federal habeas
proceeding.
The
next two proposed amendments consist of
a total of fourteen different assertions
of ineffective assistance of counsel at,
respectively, the guilt-innocence stage
and at the punishment stage of the trial.7
All of these are based on the face of
the state trial record, and none is
claimed to be supported by any matter
not previously before both the federal
district court and the state habeas
court. At least several of these claims
were never previously raised in either
this federal habeas or in the state
court at any stage.8
No claim of ineffective assistance of
counsel was made respecting any failure
to develop, present, or argue mitigating
evidence or any failure of counsel to
object to the punishment charge or to
request punishment phase instructions or
definitions.
The
fourth proposed amendment is a claim,
not previously raised in the instant
proceeding or in state court, that the
prosecutor intentionally violated the
trial court's order granting defense
counsel's motion in limine as to
evidence that Perillo had confessed so
as to implicate Briddle, by asking
Fletcher "is not it a fact that Pam
Perillo never said that you had anything
to do with any of these murders."9
The
fifth, and last, proposed amendment is
that the Texas statutory sentencing
procedure, by precluding consideration
of Briddle's diminished culpability "due
to an abnormal childhood and an absence
of the usual internal controls on
aggressive or impulsive behavior,"
deprived Briddle of his Sixth Amendment
right to the effective assistance of
counsel in that under "the law at the
time of petitioner's trial, a reasonably
competent lawyer could not risk
presenting evidence of this nature" and
deprived Briddle of his Eighth Amendment
right to have the jury consider any "mitigating
circumstances that may be relevant."
Nothing in the state trial record is
claimed to constitute evidence (either
offered, conditionally offered, or
admitted) of Briddle's abnormal
childhood or absence of usual internal
controls, and nothing outside of the
trial record is pointed to in this
respect. However, this contention is
somewhat similar to ineffective
assistance of counsel and counsel "chilling"
contentions raised in the state habeas
and previously in the federal habeas
which each relied on the same January
1989 affidavits of Briddle's mother,
father, and brother10
and the January 1989 affidavit of a
psychologist who (at the request of
Stephens) examined him for the first (and
only) time on January 20, 1989.11
Part
III of the September 20, 1991,
memorandum contends that the May 29,
1991, decision of the Texas Court of
Criminal Appeals in Selvage v. Collins
renders erroneous the district court's
holding that Briddle's Penry claim was
procedurally barred, and that the court
should thus "consider the Penry claim on
the merits."
The
memorandum's part IV, relying on the
cumulative error language in the panel
opinion in Derden v. McNeel, 938 F.2d
605 (5th Cir.1991),--which was
subsequently vacated when we took the
case en banc and affirmed the district
court's denial of habeas relief, Derden
v. McNeel, 978 F.2d 1453 (5th Cir.1992),
cert. denied, --- U.S. ----, 113 S.Ct.
2928, 124 L.Ed.2d 679 (1993),--contends
in entirely conclusory fashion, and
without identifying any one specific or
particular claimed error, that "the
combination of the errors is such that
petitioner was denied due process and a
fair trial." This claim had not
previously been made in the instant
federal habeas proceeding.12
The
part V of the memorandum is its
conclusion and prayer, which states:
"Petitioner requests
that the court alter and amend its order,
vacate the judgment, dismiss the
petition without prejudice, and allow
petitioner to return to state court to
present all issues to an unbiased judge.
In the alternative, petitioner requests
that the court alter and amend the
judgment, allow leave to amend the
petition, and grant an evidentiary
hearing to fully and fairly resolve all
fact issues in dispute."
In sum,
the motion and memorandum requested
vacation of the judgment and only two
other items of relief: (1) dismissal
without prejudice, or (2) amendment of
the petition to include the new claims
and have a hearing thereon.
Nowhere in either the motion or
memorandum of September 20, 1991, is
there any explanation of why it was not
sooner filed, or why any of the new
claims therein were not raised in the
amended federal habeas petition or in
the state habeas petition, nor is there
any factual allegation tending to show
that it could not reasonably have been
sooner filed, or that any of the new
claims therein could not have been
included in the amended federal habeas
petition and in the state habeas
petition, or that any of the contentions
raised therein were not known or
reasonably available both to Briddle and
his former counsel Stephens (and
Harrington).
In a
brief order dated September 26, 1991,
the district court, without stating
reasons, denied both the August 15,
1990, motion to reconsider and the
September 20, 1991, supplemental motion.13
In
this appeal Briddle, through counsel
Disko, presents a total of four points
of error. We discuss these seriatim.
Briddle's first point of error is that
"[t]he district court erred in denying
petitioner's supplemental motion to
alter and amend judgment because the
state district judge who denied
petitioner's request for an evidentiary
hearing and selected another judge to
decide the habeas corpus application was
initially his prosecutor." Briddle
contends in this connection that because
until September 1981 Judge Poe had been
Briddle's prosecutor, therefore his
March 27, 1989, order denying an
evidentiary hearing on Briddle's state
habeas was void under Texas law, as was
his asserted order assigning the case (at
an unspecified time) to Judge McSpadden,
and hence the district court erroneously
accorded the presumption of correctness
under 28 U.S.C. Sec. 2254(d) to the
state court findings on Briddle's state
habeas proceedings.15
We reject this contention.
Even
laying aside its unexcused belatedness,16
Briddle's contention is wholly without
merit. The April 11, 1989, findings were
made by Judge McSpadden, not by Judge
Poe. The only action taken by Judge Poe
in the habeas case was his order of
March 27, 1989. Prior to that time,
Judge McSpadden had already taken the
following actions in the case: on
December 15, 1988, he reset Briddle's
execution for February 14, 1989, and
ordered that Briddle file any habeas by
January 17, 1989; on February 13, 1989,
Judge McSpadden again ordered Briddle's
execution reset for April 21, 1989; and
in another February 13, 1989, order
Judge McSpadden directed that Briddle's
trial attorneys, Thomas and Sims, file
by March 5 affidavits explaining their
representation of Briddle and responding
to his allegations of ineffective
assistance of counsel, and that the
state file its answer by March 8. There
is absolutely nothing in the state
record, or otherwise, indicating or
tending to support the unverified
allegation that Judge Poe assigned the
habeas matter to Judge McSpadden.
Moreover, that allegation (made by an
attorney who did not come into the case
until sometime in 1991) is wholly
conclusory in that there is no
indication or statement of any facts
which have caused the pleader to believe
that Judge Poe so assigned the matter.
And, Judge McSpadden was clearly free to
order a full scale evidentiary hearing,
had he deemed such appropriate.17
Moreover, under Texas law the only
ultimate decision in a post-conviction
habeas case is that made by the Texas
Court of Criminal Appeals.18
The Court of Criminal Appeals "is not
bound by the findings, conclusions, or
recommendations of the trial court in
reaching decisions on post-conviction
applications for writ of habeas corpus
relief,"19
and can itself order an evidentiary
hearing.20
Here,
the Court of Criminal Appeals itself "reviewed
the record," determined that the trial
court's findings were supported thereby,
and denied relief on the basis of such
findings. The findings in substance
became those of the Court of Criminal
Appeals. There is simply nothing before
us to support the contention that Judge
Poe's having acted as prosecutor in the
early pre-trial stages of Briddle's
murder case in any way caused either the
April 11, 1989, order of Judge McSpadden
or the April 14, 1989, order of the
Court of Criminal Appeals to be void
under Texas law, or in any way affected
either such order, or deprived Briddle
of due process, or prevented application
of the section 2254(d) presumption of
correctness. We reject Briddle's first
point of error.
The
second point of error presented by
Briddle in this appeal is that "the
district court abused its discretion in
denying petitioner's motion to amend his
petition for writ of habeas corpus to
comply with McCleskey v. Zant," 499 U.S.
467, 111 S.Ct. 1454, 113 L.Ed.2d 517
(1991). The argument under this point
makes it clear that the contention is
that Briddle should have been allowed to
raise the new claims asserted for the
first time in his September 20, 1991,
motion, and either have his petition
dismissed without prejudice or amended
and the new claims addressed on the
merits, in order to avoid having to
raise such new claims in a subsequent
federal habeas that would be subject to
dismissal for abuse of the writ pursuant
to McCleskey (which Briddle's brief
describes as having "held that a
successive federal habeas corpus
petition may be denied for abuse of the
writ if the petitioner raises federal
claims that could have been raised in
the initial petition"). We reject this
point of error.
As of
September 20, 1991, Briddle had no
absolute right to dismiss his petition
without prejudice or to amend it. See
Fed.R.Civ.P. 15, 41(a).21
He had been represented by the same
counsel throughout his state and federal
habeas proceedings (and that counsel had
represented him on his application for
certiorari, and had had the full record
in his case since before October 1988),
and has never alleged that such counsel
was incompetent. Briddle had already
amended his federal habeas petition
once, following an order of the district
court expressly advising him that claims
not included would be deemed forever
waived; the state had already answered
and moved for summary judgment; and more
than a year previously the district
court had rendered judgment on the
merits dismissing the petition for writ.
Briddle presented absolutely nothing
below or on this appeal to explain--and
he has not even attempted to explain--the
thirteen-month delay in seeking
amendment or dismissal without prejudice.
All of the "new" issues were based on
matters reflected by the face of the
record and no change in the law was
asserted, apart from McCleskey itself.22
We
have ruled that "McCleskey is applied
retroactively." Hudson v. Whitley, 979
F.2d 1058, 1063 (5th Cir.1992). Thus,
McCleskey affords no valid basis for
Briddle's September 20, 1991, motion.
And, we have likewise held that
McCleskey may not be avoided by motions
under Fed.R.Civ.P. 60(b). Ward v.
Whitley, 21 F.3d 1355, 1360 & n. 4 (5th
Cir.1994) ("A habeas petitioner may not
add new constitutional claims to a
petition after the district court has
entered judgment").23
Moreover, we observe that McCleskey did
not change the law in this Circuit
applicable to Briddle's situation. Long
prior to Briddle's filing of either his
state or federal habeas, we had held
that a prisoner represented by counsel
(as Briddle has consistently been) was
bound to raise all available claims in
his initial federal habeas, or face Rule
9(b) dismissal in a subsequent habeas.
Moore v. Butler, 819 F.2d 517, 519-20
(5th Cir.1987); Jones v. Estelle, 722
F.2d 159, 167, 169 (5th Cir.1983) (en
banc), cert. denied, 466 U.S. 976, 104
S.Ct. 2356, 80 L.Ed.2d 829 (1984).24
Indeed, the district court here had
explicitly warned Briddle and his
counsel that the to-be-filed amended
petition would have to include all
claims, and those not included would be
waived.
We
reject the contention that McCleskey
required the district court to grant
Briddle's September 20, 1991, motion.25
Briddle's second point of error is
without merit.
We
turn now to Briddle's third point of
error, which asserts that "[t]he
district court abused its discretion in
denying petitioner's motion to alter and
amend the judgment because it failed to
apply Selvage v. Collins," 816 S.W.2d
390 (Tex.Crim.App.1991). Briddle's
argument under this point is that the
district court erred in applying the
procedural bar to Briddle's Penry-type
claim because Briddle's case was tried
before Penry, and in Selvage the Court
of Criminal Appeals held that in cases
tried before Penry, where Penry-type
mitigating evidence26
was presented at trial, the failure to
object to the punishment charge or to
request special instructions or issues
did not waive or bar a claim that the
punishment phase special issues were not
adequate to allow constitutionally-mandated
consideration of the mitigating evidence.
Briddle's claim in this respect presents
no reversible error, and we reject it.
To
begin with, while the district court did
apply the procedural bar in this respect,
it also, alternatively, considered and
rejected the Penry claim on the merits.
We agree that there was no valid Penry
claim to begin with.
Of all
the evidence introduced (or proffered)
at any stage of the trial, only two
items are claimed to constitute Penry
evidence. The first is the evidence that
Briddle and the others drank alcoholic
beverages, smoked marihuana, and became
intoxicated the night before the murders.
There is no evidence of the quantity of
alcohol or marihuana consumed, and no
evidence that Briddle was intoxicated
the next day when the murders were
committed. In any event, "evidence of
intoxication may be considered as
favorable to a negative answer to both
the first and second punishment special
issues, and hence is not Penry evidence.
See Nethery v. Collins, 993 F.2d 1154,
1161 (5th Cir.1993); James v. Collins,
987 F.2d 1116, 1121 (5th Cir.1993);
Cordova v. Collins, 953 F.2d 167, 170
(5th Cir.1992), cert. denied, 502 U.S.
1067, 112 S.Ct. 959, 117 L.Ed.2d 125
(1992)." Anderson v. Collins, 18 F.3d
1208, 1214-15 n. 5 (5th Cir.1994). See
also Lackey v. Scott, 28 F.3d 486, 487
(5th Cir.1994), cert. denied, --- U.S.
----, 115 S.Ct. 743, 130 L.Ed.2d 644
(1995). The second and only other
asserted item of Penry evidence is
testimony by a woman whose son knew
Briddle when both were confined in jail
while Briddle was awaiting trial on the
instant offense, that Briddle had
befriended and counseled her son and
effected "a complete change" for the
better in the son's "attitude toward
life," and, inferentially, indicating
remorse on Briddle's part for having "failed
in his life." We have repeatedly held
that evidence of this sort is not Penry
evidence. Crank v. Collins, 19 F.3d 172,
175 (5th Cir.), cert. denied, --- U.S.
----, 114 S.Ct. 2699, 129 L.Ed.2d 825
(1994); Graham v. Collins, 950 F.2d
1009, 1032-33 (5th Cir.1992) (en banc),
aff'd on other grounds, --- U.S. ----,
113 S.Ct. 892, 122 L.Ed.2d 260 (1993);
James v. Collins, 987 F.2d 1116, 1122
(5th Cir.), cert. denied, --- U.S. ----,
114 S.Ct. 30, 125 L.Ed.2d 780 (1993);
Barnard v. Collins, 958 F.2d 634, 640
(5th Cir.1992), cert. denied, --- U.S.
----, 113 S.Ct. 990, 122 L.Ed.2d 142
(1993); Wilkerson v. Collins, 950 F.2d
1054, 1061-62 (5th Cir.1992). See also
Johnson v. Texas, --- U.S. ----, ----,
113 S.Ct. 2658, 2669-72, 125 L.Ed.2d 290
(1993); Graham v. Collins, --- U.S.
----, ----, 113 S.Ct. 892, 902, 122 L.Ed.2d
260 (1993).
There
was no Penry evidence introduced or
offered (conditionally or otherwise) at
any stage of Briddle's trial.
Accordingly, there is no basis for any
Penry claim. "This Court has held that a
petitioner cannot base a Penry claim on
evidence that could have been, but was
not, proffered at trial." Anderson,
18 F.2d at
1214-15 (citing cases). To the
same effect are Allridge v. Scott, 41
F.3d 213, 223 (5th Cir.) ("... capital
defendants cannot base a Penry claim on
evidence that could have been, but was
not, proffered at trial"), cert. denied,
--- U.S. ----, 115 S.Ct. 1959, 131 L.Ed.2d
851 (1995); Crank, 19 F.3d at 176;
Callins v. Collins, 998 F.2d 269, 275
(5th Cir.1993), cert. denied, --- U.S.
----, 114 S.Ct. 1127, 127 L.Ed.2d 435
(1994). We have likewise consistently
rejected the related argument that the
Texas statutory capital sentencing
scheme is invalid as preventing or
chilling defense counsel's development
of mitigating evidence. Thus, in Lackey
we stated:
"Appellant argues
that the Texas capital sentencing
statute unconstitutionally interfered
with his trial counsel's ability to make
decisions about his defense.
Specifically, Lackey argues that because
mental health evidence could be
considered in aggravation of the second
special issue, the statutory scheme
prevented his trial counsel from
developing and presenting mitigating
evidence about his mental condition. We
have considered and rejected this
precise argument in previous cases. See
Black v. Collins, 962 F.2d 394, 407 (5th
Cir.), cert. denied, 504 U.S. 992, 112
S.Ct. 2983, 119 L.Ed.2d 601 (1992); May
v. Collins, 948 F.2d 162, 166-68 (5th
Cir.1991), cert. denied, 502 U.S. 1046,
112 S.Ct. 907, 116 L.Ed.2d 808 (1992)."
Id. 28 F.3d at 490.
Accordingly, there was no Penry error,
and hence application of the procedural
bar thereto was irrelevant. We thus
reject Briddle's third point of error.
The
fourth and final point of error
presented by Briddle is that "the
district court abused its discretion in
summarily denying petitioner's motion
and supplemental motion to alter and
amend judgment."
So far
as concerns the original motion to alter
and amend, filed by attorney Stephens
August 15, 1990, it was directed solely
to the district court's ruling that
Briddle's Penry claim was procedurally
barred (alternatively urging that the
case should be stayed until Selvage
resolved the procedural bar issue). As
previously discussed in connection with
Briddle's third point of error, as a
matter of law there was no valid Penry
claim, so the lack of procedural bar of
such a claim was immaterial and afforded
no valid basis on which to alter or
amend the judgment.
So far
as concerns the September 20, 1991,
supplemental motion to alter or amend
the judgment, Briddle's brief on appeal
presents no argument as to the merits of
any ground for relief raised in the
September 20, 1991, motion.28
Briddle merely argues in conclusory
fashion that "[c]ounsel's evaluation of
the record revealed that certain issues
were not raised in the district court,
nor did the court consider relevant
intervening case law. On September 20,
1991, pursuant to McCleskey v. Zant,
supra, petitioner filed a supplemental
motion to alter and amend to protect his
substantive and procedural rights" (emphasis
added), and "[p]etitioner's motions,
supported by memorandum of law, raised
significant issues, addressed
intervening and controlling case law,
and sought alternative forms of relief.
The motions did not seek reconsideration
of previously litigated issues " (emphasis
added).29
Briddle urges, again in conclusory
fashion, that the supplemental motion
should have been granted "in the
interest of justice and judicial economy."
What
Briddle is essentially arguing is that
the district court abused its discretion
by not vacating its judgment so as to
allow Briddle to amend his complaint to
assert new claims raised for the first
time more than a year after the judgment.
We reject this contention.
A
district court's decision to grant or
deny leave to amend after answer is
reviewed only for abuse of discretion.
See Little v. Liquid Air Corp., 952 F.2d
841, 846-47 (5th Cir.1992), aff'd on
this point en banc, 37 F.3d 1069, 1073 &
n. 8 (5th Cir.1994) (en banc) (no abuse
of discretion in denying leave to amend
to assert new theories after opposite
party filed motion for summary judgment);
6 Wright, Miller & Kane, Federal
Practice and Procedure: Civil 2d Sec.
1486 at 604 ("Rule 15(a) gives the court
extensive discretion to decide whether
to grant leave to amend after the time
for amendment as of course has passed").
Similarly, denial of a motion for
reconsideration is reviewed under an
abuse of discretion standard. See, e.g.,
Batterton v. Texas General Land Office,
783 F.2d 1220, 1225 (5th Cir.1986) ("A
district court's decision to deny a
motion to alter or amend judgment may be
reviewed only for an abuse of discretion");
Edward H. Bohlin Co. v. Banning Co., 6
F.3d 350, 355 (5th Cir.1993).
We
have consistently recognized undue delay
as justifying denial of leave to amend,
Little, particularly where leave to
amend is sought to raise new matters
after the trial court has ruled on the
merits or entered judgment. In such
circumstances, we have consistently
upheld the denial of leave to amend
where the party seeking to amend has not
clearly established that he could not
reasonably have raised the new matter
prior to the trial court's merits ruling.
This is explained in 6 Wright, Miller &
Kane, Federal Practice and Procedure,
Sec. 1489, as follows:
"Most courts faced
with the problem have held that once a
judgment is entered the filing of an
amendment cannot be allowed until the
judgment is set aside or vacated under
Rule 59 or Rule 60.... This approach
appears sound. To hold otherwise would
enable the liberal amendment policy of
Rule 15(a) to be employed in a way that
is contrary to the philosophy favoring
finality of judgments and the
expeditious termination of litigation....
The
fact that a party desiring to amend
after judgment has been entered is
obliged first to obtain relief from the
judgment imposes some important
restrictions on the ability to employ
Rule 15(a). For example, a judgment
generally will be set aside only to
accommodate some new matter that could
not have been asserted during the trial...."
Id. at 692-694 (footnotes omitted).
. . . . .
"A
number of courts, exercising their
discretion under Rule 15(a), have
refused to allow a postjudgment
amendment when the moving party had an
opportunity to assert the amendment
during trial but waited until after
judgment before requesting leave; these
courts based their conclusions on the
moving party's unreasonable delay. For
example, in Freeman v. Continental Gin
Company [381 F.2d 459 (5th Cir.1967) ],
a seller sued a buyer for the purchase
price under a contract of sale. The
district court granted summary judgment
for the seller.... Although the case was
substantially disposed of, a formal
judgment was not entered. Nine months
after the grant of summary judgment and
approximately eighteen months after the
filing of the original answer, defendant
attempted to amend to charge plaintiff
with fraud. The district court denied
leave to vacate the summary judgment and
amend. The Fifth Circuit affirmed the
lower court's decision, stating:
A busy district court
need not allow itself to be imposed upon
by the presentation of theories seriatim.
Liberality in amendment is important to
assure a party a fair opportunity to
present his claims and defenses, but 'equal
attention should be given to the
proposition that there must be an end
finally to a particular litigation.' * *
* Much of the value of summary judgment
procedure in the cases in which it is
appropriate--and we have held this to be
such a case--would be dissipated if a
party were free to rely on one theory in
an attempt to defeat a motion for
summary judgment and then, should that
theory prove unsound, come back long
thereafter and fight on the basis of
some other theory." Id. at 696-97 (footnotes
omitted).
We
have consistently followed Freeman. Thus
in Union Planters Nat. Leasing v. Woods,
687 F.2d 117 (5th Cir.1982), we
sustained a district court's denial of
leave to amend (to assert a new defense)
asserted in a motion for rehearing
directed to an order granting the
opposite party's motion for summary
judgment, stating:
" 'A
busy district court need not allow
itself to be imposed upon by the
presentation of theories seriatim.'
Freeman, 381 F.2d at 469. Further, after
summary judgment has been granted, the
court has "even more reason for refusing
to allow amendment." Id.; Gregory [v.
Mitchell], 634 F.2d at 203 [ (5th
Cir.1981) ]. "Then, the concerns of
finality in litigation become more
compelling, and the litigant has had the
benefit of a day in court, in some
fashion, on the merits of his claim,"
Dussouy v. Gulf Coast Investment Corp.,
660 F.2d 594, 598 n. 2 (5th Cir.1981).'
" Id. at 121.
In
numerous other instances we have applied
the same rationale. See, e.g., Waltman
v. International Paper Co., 875 F.2d
468, 473-74 (5th Cir.1989) (no abuse of
discretion in denying motion for
reconsideration of order granting
partial summary judgment where materials
relied on for reconsideration "were
available to" movant "when she opposed
... [the] summary judgment motion ...
and she did not give any explanation why
she did not include the materials with
her motion in opposition to summary
judgment"); Savers Federal Sav. & Loan
Ass'n v. Reetz, 888 F.2d 1497, 1508-09
(5th Cir.1989) (no abuse of discretion
in denying Rule 59(e) motion, seeking to
raise new theories why summary judgment
not proper, where facts were known to
movant in advance of summary judgment);
Southern Constructors Group v.
Dynalectric Co., 2 F.3d 606, 612 & n. 25
(5th Cir.1993) (no abuse of discretion
in denying Rule 59(e) motion that sought
to amend to raise new theory, noting
that denials of leave to amend are
sustained "when the moving party engaged
in undue delay or attempted to present
theories of recovery seriatim," citing
Union Planters ). See also Batterton at
1225.
Here,
when the district court rendered
judgment, the case had been pending for
nearly eighteen months; indeed, more
than a year had elapsed both since the
state's motion for summary judgment was
filed (no response thereto ever having
been made) and since Briddle had filed
his amended petition in response to the
district court's order to do so and to
be sure to raise all claims therein on
pain of waiving any not raised. Briddle
was represented by counsel throughout.
Yet it was not until over a year after
the district court's judgment that the
supplemental motion to alter or amend
was filed. No reasons are advanced in
the motion or in its supporting
memorandum why any of the new claims
raised therein could not have been
raised when the amended petition was
filed more than two years previously,
nor are any such reasons advanced on
appeal. It is obvious that there are no
such reasons, because everything relied
on in the supplemental motion to alter
or amend is reflected in the state
record (either the original record or
the state habeas record). Indeed, the
supplemental motion asserts (as does
Briddle on appeal) that "counsel's
review of the record reveals additional
issues that are not presently before the
court" (emphasis added). Plainly, there
was no abuse of discretion in denying
the supplemental motion to alter or
amend.
Briddle asserts that the district
court's order denying the supplemental
motion to alter or amend must be
reversed because it states no reasons.
There is no requirement that reasons be
stated for the denial of a motion for
reconsideration under Rule 59(e). Cf.
Addington v. Farmer's Elevator Mut. Ins.
Co., 650 F.2d 663, 666-667 (5th
Cir.1981) (sustaining purely implicit
denial of plaintiff's motion for leave
to amend which "attempted to establish a
new factual and legal theory" but was
not filed until "more than a year after
... institution of suit, after discovery
had been terminated and after the
defendant's motion for summary judgment").
Briddle relies on Midland West Corp. v.
Federal Deposit Ins. Corp., 911 F.2d
1141, 1145 (5th Cir.1990), where we
reversed the district court's denial of
a joint motion of the parties to modify
an agreed judgment "to reflect their
intent accurately," stating "because the
district court's order offers no reason
or basis for denying the timely filed
motion to reform for a conceded mutual
mistake and none is apparent to us, we
find error" (emphasis added). Plainly
Midland West is not remotely on point.
Here there is not only no joint motion
nor conceded mistake, but valid--indeed
compelling--reasons for denying the
motion are obvious and apparent on the
face of the record.
We
reject Briddle's fourth and final point
of error.
Conclusion
Having
fully considered and rejected each of
Briddle's points of error, the judgment
of the district court is accordingly
"(1) whether the
conduct of the defendant that caused the
death of the deceased was committed
deliberately and with the reasonable
expectation that the death of the
deceased or another would result;
"(2) whether there is
a probability that the defendant would
commit criminal acts of violence that
would constitute a continuing threat to
society;" Id.
Thomas has been
licensed to practice since May 1965,
served as a prosecutor in the Harris
County District Attorney's office until
1969, and since then had practiced as a
criminal defense attorney. Prior to
Briddle's trial, he had defended four
capital murder cases. Sims was licensed
to practice in May 1969. He was an
Assistant District Attorney in Harris
County until 1975, when he went into
private practice, primarily in criminal
law. He had defended two capital murder
cases, one with Thomas, before Briddle's
trial
"In the instant
cause, applicant presents nine
allegations in which he seeks to
challenge the validity of his conviction.
The trial court has entered findings of
fact and conclusions of law and
recommended the relief sought be denied.
This Court has reviewed the record with
respect to the allegations now made by
applicant and finds that the findings of
fact and conclusions of law entered by
the trial court are supported by the
record.
The relief sought is
denied on the basis of the trial court's
findings of fact and conclusions of law."
The order contains at
its foot the notation: "Clinton, J.,
would stay further proceedings pending
disposition of Penry v. Lynaugh, No.
87-6177, cert. granted 487 U.S. 1233
[108 S.Ct. 2896, 101 L.Ed.2d 930]
(1988)."
It also determined
that the request for stay pending Penry
was moot. Penry was handed down June 26,
1989. Penry v. Lynaugh, 492 U.S. 302,
109 S.Ct. 2934, 106 L.Ed.2d 256 (1989)
These documents are
the only documents or "evidence" offered
or submitted in support of the motion;
no affidavits or the like were submitted
with or in support of it, and neither
the motion nor the memorandum was
verified
These are: failures
to object to two different parts of
Fletcher's testimony; failure to object
to three different parts of the
prosecution's closing argument; failure
to request a mistrial after objection
was sustained to another portion of the
prosecutor's argument; failure to
properly object to Briddle's confession
as a whole on the grounds that it was
the product of an illegal arrest and to
object under state law to the part of it
stating it did not bother him (Briddle)
to get the death penalty because he had
not made much of his life; failure to
adequately show that the 1981 annulment
(which counsel challenged at trial) of
Fletcher's marriage to Briddle was "invalid"
under California law because some of the
grounds were not legally sufficient and
all had been waived by continued
cohabitation; advising Briddle that he
would waive his spousal privilege claim
if he testified (based solely on a
somewhat ambiguous passage in the state
record at which Briddle explains to the
judge, outside of the jury's presence,
why he was not going to testify; there
is no allegation of what Briddle's
testimony would have been); arguing to
the jury, after urging that the victims
may have been strangled by Fletcher and
Perillo, that Briddle "certainly may be
guilty of ordinary murder but not this
capital murder"; specific instances of
improper punishment phase jury argument
by defense counsel; and failure to
object to three different parts of the
prosecutor's punishment phase jury
argument
Fletcher replied, "Yes,
that's true." Defense counsel's
objection was sustained and the jury was
instructed to disregard, but defense
counsel's motion for mistrial was denied
It has not been
alleged that either attorney Stephens
(or Harrington) or Briddle was unaware,
prior to filing Briddle's state habeas,
that Judge Poe had served as a
prosecutor in the initial stages of
Briddle's murder prosecution, or was
unaware prior to April 5, 1989, that the
March 27, 1989, order was issued by
Judge Poe, or was unaware prior to April
5, 1989, of the alleged assignment by
Judge Poe to Judge McSpadden. The only
evidence claimed to indicate that Judge
Poe acted as prosecutor consists of
portions of the state record in
Briddle's murder prosecution, and the
March 27, 1989, order reflects that it
was signed by Judge Poe, and on April 5
Briddle, through Stephens, responded
thereto by submitting proposed findings
and conclusions. Nothing in the state
record even suggests an assignment of
the habeas case by Judge Poe to Judge
McSpadden, there are no allegations
indicating any basis for the unverified
assertion that such an assignment by
Judge Poe occurred, and there is no
affidavit or other evidence tending to
indicate that it did. Nor is there
anything to support the bare, unverified
allegation that Judges Poe and McSpadden
were long time friends
See Tex.Code
Crim.Proc.Ann. art. 11.07 Sec. 2(d) ("the
court may order affidavits, depositions,
interrogatories, and hearings" to
resolve "previously unresolved facts
which are material to the legality of
the applicant's confinement")
Tex.Code
Crim.Proc.Ann. art. 11.07, sec. 3; Ex
parte Alexander, 685 S.W.2d 57, 60 (Tex.Crim.App.1985)
("[i]t is well established that only the
Court of Criminal Appeals possesses the
authority to grant relief in a post-conviction
habeas corpus proceeding where there is
a final felony conviction")
Ex parte Ramirez, 577
S.W.2d 261, 263 (Tex.Crim.App.1979). See
also Ex parte Adams, 707 S.W.2d 646, 648
(Tex.Crim.App.1986) (same); Ex parte
Acosta, 672 S.W.2d 470, 472 n. 2 (Tex.Crim.App.1984)
(same); Ex parte Campos, 613 S.W.2d 745,
746 (Tex.Crim.App.1981) (same)
See Ex parte Campos,
613 S.W.2d 745, 746 (Tex.Crim.App.1981)
(ordering hearing); Ex parte Acosta, 672
S.W.2d 470, 472 (Tex.Crim.App.1984) ("this
Court ordered the trial court to hold an
evidentiary hearing to allow the
applicant to more fully develop his
allegations"). See also Tex.Code
Crim.Proc.Ann. art. 11.07 sec. 3 ("The
Court of Criminal Appeals ... may direct
that the cause be docketed and heard as
though originally presented to said
court or as an appeal")
Under Rule 11 of the
Rules Governing Section 2254 Proceedings,
"The Federal Rules of Civil Procedure,
to the extent that they are not
inconsistent with these rules, may be
applied, when appropriate, to petitions
filed under these rules." See also, e.g.,
Randle v. Scott, 43 F.3d 221, 226 (5th
Cir.1995)
Briddle also relied
on Selvage v. Collins, 816 S.W.2d 390 (Tex.Crim.App.1991),
as new law, but this merely provided an
additional authority for his argument
that his previously raised Penry claims
were not procedurally barred (a
contention previously made in both the
state and federal habeas proceedings);
Selvage v. Collins provides no excuse
for raising any new claims. Moreover, as
reflected in the text infra, Selvage v.
Collins does avail Briddle as to his
Penry claims
See also the
authorities cited in Williams v. Whitley,
994 F.2d 226, 230-31 n. 2 (5th
Cir.1993), as supporting our statement
there that "we are inclined to agree
with the state that Fulford's motion for
reconsideration is best viewed as yet
another habeas petition and thus subject
to Rule 9(b)'s constraints." Rehearing
en banc was subsequently granted, id. at
236, but thereafter Fulford's case was
dismissed as moot due to his death
While Jones indicated
there would be an exception for
instances in which prior federal habeas
counsel was incompetent (or where the
prior habeas was pro se ), Briddle (just
as the petitioner in Jones ) has never
asserted that any of his habeas counsel
was incompetent
Subsequent to
McCleskey, we removed both the
incompetent counsel and pro se
petitioner exceptions to Jones. See
Johnson v. Hargett, 978 F.2d 855, 859
(5th Cir.1992), cert. denied, --- U.S.
----, 113 S.Ct. 1652, 123 L.Ed.2d 272
(1993); Saahir v. Collins, 956 F.2d 115,
119 (5th Cir.1992).
We note that nothing
in Briddle's September 20, 1991, motion
and memorandum tends to establish, or is
even claimed to establish, "cause" under
McCleskey for failure to sooner raise
the new claims sought to be thereby
injected into the case (nor does Briddle
contend otherwise on this appeal).
Similarly, at no time has Briddle made
any "colorable showing of factual
innocence," McCleskey at 495, 111 S.Ct.
at 1471, or even claimed such (or that
he was not "eligible" for the death
penalty, Sawyer v. Whitley, 505 U.S.
333, 336, 112 S.Ct. 2514, 2517, 120 L.Ed.2d
269 (1992))
By Penry-type
evidence, we mean mitigating evidence
that is of a kind that under Penry (and
its progeny) requires modification of or
addition to (or special instructions
respecting) the former statutory
punishment phase special issues in Texas
capital cases
Moreover, the state
habeas court found, on the basis of the
affidavits of trial attorneys Thomas and
Sims, that they were in no way "chilled"
by the Texas statutory scheme. These
affidavits stand wholly unrebutted in
this respect (and also in all other
respects, with the single exception that
Briddle's mother's affidavit states "I
was never contacted by his trial counsel,"
while Thomas' affidavit states "contrary
to Mrs. Briddle's affidavit, we did
contact Mike's mother ... she had little
good to say about Mike, explaining that
he had had continual problems with law
enforcement since he was a youngster"
and Sims' affidavit states "we contacted
Mr. Briddle's mother against his wishes
... the information provided by Mrs.
Briddle was not at all helpful and
generally damaging"). In this appeal,
the only challenge to any of the state
habeas court's factual findings is that
concerning Judge Poe as above discussed
and rejected in connection with
Briddle's first point of error; this was
likewise the only challenge to the state
court findings made in the September 20,
1991, memorandum and motion; prior to
that time there was no claim that the
findings were not entitled to the
presumption of correctness under section
2254(d)
We have many times
held that a state habeas court's
findings based on affidavits may be
entitled to the section 2254(d)
presumption of correctness. See Carter
v. Collins, 918 F.2d 1198, 1202 (5th
Cir.1990) (citing cases).
We note that Thomas'
affidavit states that Briddle was "insistent"
that none of his family be involved, and
that they (Thomas and Sims) made a
conscious decision not to call family
members, knowing that as "the prosecutor
... would find it difficult, if not
impossible, to secure admissible
evidence concerning Mike's California
juvenile record and prior bad acts,"
there was "everything to lose by
subjecting Mike's family members to the
prosecutor's cross-examination," and
that, as it was, they kept out a 1975
extraneous robbery offense. Sims'
affidavit is essentially to the same
effect. Thomas also stated "I always
found Mike to be smart, lucid and cogent,"
and "we saw no need to have Mr. Briddle
undergo a psychiatric examination. In
fact, we were certain that a psychiatric
examination might produce damaging
evidence which could be used against Mr.
Briddle at his trial." Sims' affidavit
states "I did ask Mr. Briddle whether he
had ever had psychological problems or
suffered from any mental illness ... he
denied any such problems ... His denial
of mental problems was consistent with
my observations ... I found Mike to be
reasonably intelligent, lucid and
sophisticated with regard to
institutional environments." There is no
contrary evidence. The state habeas
court credited these affidavits, and
determined that there was no ineffective
assistance of counsel. Neither the
August 15, 1990, motion nor the
September 20, 1991, motion and
memorandum, nor this appeal, asserts any
claim of ineffective assistance of
counsel in respect to not developing or
presenting mitigating evidence or not
objecting to the punishment charge or
special issues or not requesting further
instructions in that respect.
To the extent that
Briddle's brief may be regarded as
impliedly incorporating into the
argument under its fourth point of error
the arguments it makes in support of its
first, second, and third points of
error, we have already rejected those
arguments for the reasons previously
stated in this opinion
The only "intervening
case law" cited was Selvage and
McCleskey, neither of which, as
discussed above in connection with
Briddle's second and third points of
error, justified any relief for Briddle