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James Dyral BRILEY
Judy Barton, eight months pregnant, was
raped by the members of the Briley gang. She, her husband Harvey
Wilkinson and her five year old son Harvey were then shot dead
during a robbery of their home. This triple homicide marked the end
of the Briley rampage in the City of Richmond.
Instigators of Richmond,
Virginia's bloodiest killing spree to date, brother James "J.B." and
Linwood Briley combined demonstrated both a cordiality towards
neighbors as well as violent impulses which resulted in savage
murders. The city and the surrounding suburbs was thrown into terror
for nine months in 1978-1979 by the killing spree, which struck
victims both black and white, suburban and urban, well-to-do and
humble.
Born to a stable home with two
parents on the Northeast side of Richmond, the two brothers along
with a younger sibling Anthony were regarded by older neighbors as
ones who would help neighbors fix cars or mow lawns. Yet, a surreal
and dark world existed inside their house on Fourth Avenue. The
three boys (including a younger brother Anthony) collected deadly
pets, such as tarantulas, piranhas, Dobermans and boa constrictors.
The boys watched with glee when they would feed live mice to their
boa constrictor. Their father, James Sr. was unnerved enough by
their behavior that he kept his bedroom door padlocked from the
inside overnight.
In 1971, the first killing was
committed by the then 16 year old Linwood. While alone at home one
day, he took aim with a rifle from his bedroom window and fatally
shot an elderly next door neighbor, Orline Christian, as she passed
by her window sill. The crime almost went undetected, however her
grieving relatives noticed a small bloody mark on her back at the
viewing and asked the funeral director to reexamine the body. Upon a
second examination, the director found a small caliber bullet wound
in her back. Police investigators were contacted and they sought to
find the source of the gunshot. Standing at the open window in her
home where Mrs. Christian was killed, a detective used a sheet of
plywood to represent her body, with a hole cut out to represent the
bullet wound. He soon determined that the bullet could have only
come from the Briley home next door. There, the murder weapon was
found and Linwood admitted to the crime with indifference, "I heard
she had heart problems, she would have died soon anyway."
Linwood was sent off to reform
school to serve a one-year sentence for the killing. His young
brother, James or 'J.B.' followed in his path at the same age having
been sentenced to time in juvenile hall for having pulled a gun and
fired upon a police officer in the midst of a pursuit.
In 1979, the three Briley
brothers and an accomplice, Duncan Meekins, began the eight month
spree of random killings that terrified the city and surrounding
region.
Their first attack came on
March 12th, when Linwood knocked on the door of Henrico County
couple William and Virginia Bucher. Claiming that he had car trouble
and needed to use their phone, Linwood was allowed into their home.
At this point, he pulled a gun on the couple and waved his brother
Anthony inside. The two Brileys tied up the couple and looted the
house, dousing each room with gasoline after picking it clean of
valuables.
As they left, a lit match was
tossed on the fuel. The two hurriedly packed their stolen loot - a
television, cb radio and jewelry into their trunk and sped off. They
were not around when Mr. Bucher managed to miraculously free himself
and his wife from their restraints and escape just before the house
became engulfed in flames. They would be the only survivors of the
rampage.
Michael McDuffie, a vending
machine serviceman, was murdered by gang members at his suburban
home on March 21st with use of force. The gang shot him dead and
proceeded to steal valuables. On April 9th, the gang followed
seventy-six year old Mary Gowen across town from her babysitting
job,then raped, robbed and shot her to death outside her home.
Seventeen year old Christopher
Philips was spotted hanging around Linwood Briley's parked car on
July 4th by the gang members. Suspecting that he might have been
trying to break into the vehicle, the gang surrounded him and
dragged him into a nearby backyard. There pinned to the ground by
three members, Philips screamed for help, but was silenced forever
as Linwood Briley dropped a cinderblock on his skull, crushing it.
On September 14th, disc jockey
John "Johnny G." Gallaher was performing with his band at a South
Richmond nightclub. Stepping out between sets for a break, he
inadvertently came right into the hands of the Briley gang, who had
been looking around town for a victim all night without success.
They decided to lie-in-wait for whomever might happen to step
outside.
Gallaher was jumped by Linwood
and then manhandled into the trunk of his own Lincoln Continental.
He was then driven out to Mayo Island in the middle of the James
River, where the remnants of an abandoned paper mill stood. There,
he was removed from the trunk of his Lincoln Continental and shot
dead and point blank range. His body was then dumped into the river.
The remains were found two days later. When arrested months later,
Linwood was still wearing a ring stolen from Gallaher's hand.
On September 30th, sixty-two
year old private nurse Mary Wilfong, was followed home to her
Richmond apartment. The gang surrounded her just outside the door
and Linwood crushed her skull with a baseball bat. They then
proceeded to enter the apartment and looted of it of valuables.
Several days later on October 5th, just two blocks from the Briley
home on 4th Avenue in Richmond, 79 year old Blanche Page and her 59
year old boarder Charles Garner were both brutally murdered by the
gang members. Page was bludgeoned to death while Garner was fatally
assaulted with a variety of weapons, which included a baseball bat,
five knives, a pair of scissors and a fork. The latter two were left
embedded in Garner's back.
The final crime of the spree
occurred against a long time neighborhood friend of the brothers,
Harvey Wilkerson. On the morning of October 19th, having promised a
judge earlier that day that he was staying out of trouble while out
on parole for a 1973 robbery and malicious wounding conviction, J.B.
led the gang on the prowl for yet another victim that night.
Upon seeing the gang's
presence down the street, Wilkerson, who lived with his 23 year old
wife Judy Barton (who was five months pregnant at the time) and her
five year old son Harvey, instinctively closed and locked his door.
This action was noticed by the gang, which then walked over to
Wilkerson's front door and knocked. Terrified by their response if
he refused them entry, Wilkerson allowed them in. Carnage ensued.
Both adults in the home were
overpowered, bound and gagged with duct tape. Linwood Briley then
manhandled Judy Barton into the kitchen, where she was raped within
hearing distance of the others. Fellow gang member Duncan Meekins
continued the sexual assault, after which Linwood dragged Barton
back into the living room, briefly rummaged the premises for
valuables and then left the house.
The three remaining gang
members covered their victims with sheets. J.B. told Meekins,
'you've got to get one,' at which point Meekins took a pistol and
fatally shot the adult Harvey Wilkerson in the head. J.B. then shot
Barton and the five year old boy to death.
Police happened to be in the
general vicinity of the neighborhood, heard the shots and later saw
the gang members running down the street at high speed. They didn't
know where the shots had been fired. The bodies were not discovered
until three days following the crime, but the gang members were soon
rounded up afterwards.
During interrogation by
police, Duncan Meekins was offered a plea agreement in return for
turning state's evidence against the Brileys. He took up on their
offer and offered a full detailing of the seventh month crime spree.
As a result, he escaped the death penalty and was briefly
incarcerated at a Virginia prison away from any of the Briley
brothers.
A single life sentence, with
parole eligibility was handed down to Anthony Briley, youngest
brother of the trio, due to his limited involvement in the killings.
Because of Virginia's
'triggerman' statute, both J.B. and Linwood received numerous life
sentences for murders committed during the spree, but faced capital
charges only in cases where they had physically committed the actual
killing of the victim.
Linwood was sentenced to death
for the abduction and murder of John Gallaher, while J.B. received
two death sentences, one each of the murders of Judy Barton and her
son Harvey.
A Richmond judge presiding at
one of the trials summed up the case following the verdict, "this
was the vilest rampage of rape, murder and robbery that the court
has seen in thirty years."
Both were sent to death row at
Mecklenburg Correctional Center near Boydton in early 1980. There,
they were disruptive inmates, who used their guile and physical
prowess to threaten fellow inmate and guard alike. A flourishing
drug and weapon trade operated at the prison under their command.
They were the ringleaders in
the six inmate escape from death row on May 31, 1984. During the
early moments of the escape, in which a coordinated effort resulted
in inmates taking over the death row unit, both Brileys expressed
strong interest in killing the officers that they had taken hostage.
They went so far as to douse captive guards in lighter fluid and
were prepared to toss in a lit match to complete the action.
Willie Lloyd Turner, another death
row inmate, stepped in the way of James Briley and forbade him from
doing so. Meanwhile, Alexandria, Virginia and cop killer
Wilbert Evans prevented Linwood
Briley from raping a female nurse who had been taken hostage while
en route to delivering medication to inmates in the unit.
Splitting off from their two
remaining free escapees at Philadelphia, the Brileys went to live
with their uncle in the north part of the city. They were captured
on June 19th by a heavily fire powered and amassed group of FBI
agents and police. Returned to Virginia, few sought to plead for
their lives to be spared.
In short order, the remaining
appeals (heard by some 70 different appellate judges) ran out for
both. They were executed in the electric chair at the
Virginia State Penitentiary. Linwood
was put to death in Virginia's electric chair on October 12, 1984.
James Briley was executed in
the same manner on April 18th of the following year. At no point did
either Briley admit responsibility or express remorse for their
horrific crimes. Rather, they seemed embarrassed only that they had
been captured upon making their escape from Mecklenburg.
Their younger brother Anthony
remains incarcerated in Virginia's corrections system and comes up
for parole consideration every few years. To date, his applications
for parole have been denied by the state parole board.
Sources
Article: "So Vicious, So
Violent", Page B-1, Washington Post, August 16, 1984
Early lives
The brothers were born to a stable home with two
parents on the Northeast side of Richmond. With their younger
sibling Anthony, Linwood and James were regarded by older neighbors
as people who would help neighbors fix cars or mow lawns.
However, a surreal and dark world existed inside
their house on Fourth Avenue. The three boys collected deadly pets,
such as tarantulas, piranhas, and boa constrictors. The boys
gleefully fed live mice to their boa constrictor. Their father,
James Briley, Sr., was unnerved enough by their behavior that he
kept his bedroom door padlocked from the inside overnight. James Sr.
was the only person the brothers feared.
First murders
In 1971, the first killing was committed by the
then 16 year old Linwood. While alone at home one day, he took aim
with a rifle from his bedroom window and fatally shot Orline
Christian, an elderly next door neighbor, as she passed by her
window sill. The crime almost went undetected; however, her grieving
relatives noticed a small bloody mark on her back at the viewing and
asked the funeral director to re-examine the body. Upon a second
examination, the director found a small caliber bullet wound in her
back. Police investigators were contacted and they sought to find
the source of the gunshot. Standing at the open window in her home
where Mrs. Christian had been killed, a detective used a sheet of
plywood to represent her body, with a hole cut out to represent the
bullet wound. He soon determined that the bullet could only have
come from the Briley home next door. There, the murder weapon was
found and Linwood admitted to the crime with indifference: "I heard
she had heart problems, she would have died soon anyway."
Linwood was sent to reform school to serve a one-year
sentence for the killing. His young brother, James or "J.B."
followed in his path at the same age, having been sentenced to time
in juvenile hall for having pulled a gun and fired upon a police
officer during a pursuit.
Murder spree
In 1979, the three Briley brothers and an
accomplice, Duncan Meekins, began the seven month spree of random
killings that terrified the city and the surrounding region.
The Buchers
Their first attack came on March 12, when Linwood
knocked on the door of Henrico County couple William and Virginia
Bucher. Claiming that he had car trouble and needed to use their
phone, Linwood was allowed into their home. At this point, he pulled
a gun on the couple and waved his brother Anthony inside. The two
Brileys tied up the couple and looted the house, dousing each room
with gasoline after picking it clean of valuables.
As they left, a lit match was tossed on the fuel.
The two hurriedly packed their stolen loot – a television, CB radio,
and jewelry into their trunk and sped off. They were not around when
Mr. Bucher managed to free himself and his wife from their
restraints and escape just before the house became engulfed in
flames. They would be the only survivors of the rampage.
Michael McDuffie
Michael McDuffie, a vending machine serviceman,
was murdered by the gang members at his suburban home on March 21
with use of force. The gang shot him dead and then stole valuables.
Mary Gowen
On April 9, the gang followed 76 year old Mary
Gowen across town from her babysitting job, then raped, robbed, and
shot her outside her home.
Christopher Philips
17 year old Christopher Philips was spotted
hanging around Linwood Briley's parked car on July 4 by the gang
members. Suspecting that he might have been trying to break into the
vehicle, the gang surrounded him and dragged him into a nearby
backyard. There he was pinned to the ground by three members. When
Philips screamed for help, Linwood murdered him by dropping a
cinderblock on his skull, crushing it.
John Gallaher
On September 14, disc jockey John "Johnny G."
Gallaher was performing with his band at a South Richmond nightclub.
Stepping outside between sets for a break, he inadvertently came
right into the hands of the Briley gang, who had been looking around
town for a victim all night without success. They decided to lie-in-wait
for whoever might happen to step outside.
Gallaher was jumped by Linwood and then
manhandled into the trunk of his own Lincoln Continental. He was
then driven out to Mayo Island in the middle of the James River,
where the remnants of an abandoned paper mill stood. There, he was
removed from the trunk of his Lincoln Continental and shot dead at
point blank range. His body was then dumped into the river. The
remains were found two days later. When arrested months later,
Linwood was still wearing a ring stolen from Gallaher's hand.
Mary Wilfong
On September 30, 62 year old private nurse Mary
Wilfong, was followed home to her Richmond apartment. The gang
surrounded her just outside the door and Linwood crushed her skull
with a baseball bat. The gang then entered her apartment and looted
it of valuables.
Blanche Page and
Charles Garner
Several days later on October 5, just two blocks
from the Briley home on 4th Avenue in Richmond, 79 year old Blanche
Page and her 59 year old boarder Charles Garner were both brutally
murdered by the gang members. Page was bludgeoned to death while
Garner was fatally assaulted with a variety of weapons, which
included a baseball bat, five knives, a pair of scissors, and a fork.
The latter two were left embedded in Garner's back.
Harvey Wilkerson
The final crime of the spree occurred against a
long time neighborhood friend of the brothers, Harvey Wilkerson. On
the morning of October 19, having promised a judge earlier that day
that he was staying out of trouble while out on parole for a 1973
robbery and malicious wounding conviction, J.B. led the gang on the
prowl for yet another victim that night.
Upon seeing the gang's presence down the street,
Wilkerson, who lived with his 23 year old wife Judy Barton (who was
five months pregnant at the time) and her 5 year old son Harvey,
instinctively closed and locked his door. This action was noticed by
the gang, which then walked over to Wilkerson's front door and
knocked. Terrified by their response if he refused them entry,
Wilkerson allowed them in.
Both adults in the home were overpowered, bound
and gagged with duct tape. Linwood Briley then manhandled Judy
Barton into the kitchen, where she was raped within hearing distance
of the others. Fellow gang member Duncan Meekins continued the
sexual assault, after which Linwood dragged Barton back into the
living room, briefly rummaged the premises for valuables, and then
left the house.
The three remaining gang members covered their
victims with sheets. J.B. told Meekins, "you've got to get one", at
which point Meekins took a pistol and fatally shot the adult Harvey
Wilkerson in the head. J.B. then shot Barton and the 5 year old boy
to death.
Police happened to be in the general vicinity of
the neighborhood, heard the shots, and later saw the gang members
running down the street at high speed. They did not know where the
shots had been fired. The bodies were not discovered until three
days following the crime, but the gang members were rounded up soon
afterwards.
Capture and
incarceration
During interrogation by police, Duncan Meekins
was offered a plea agreement in return for turning state's evidence
against the Brileys. He took up the offer and offered a full
detailing of the crime spree. As a result, he escaped the death
penalty and was briefly incarcerated at a Virginia prison away from
any of the Briley brothers.
A single life sentence, with parole eligibility
was handed down to Anthony Briley, youngest brother of the trio, due
to his limited involvement in the killings.
Because of Virginia's triggerman statute,
both J.B. and Linwood received numerous life sentences for murders
committed during the spree, but faced capital charges only in cases
where they had physically committed the actual killing of the victim.
Linwood was sentenced to death for the abduction
and murder of John Gallaher, while J.B. received two death sentences,
one each of the murders of Judy Barton and her son Harvey.
A Richmond judge presiding at one of the trials
summed up the case following the verdict, "this was the vilest
rampage of rape, murder and robbery that the court has seen in
thirty years."
Both were sent to death row at Mecklenburg
Correctional Center near Boydton in early 1980. There, they were
disruptive inmates who used their guile and physical prowess to
threaten both fellow inmates and guards. A flourishing drug and
weapon trade operated in the prison under their command.
Escape
Linwood and J.B. Briley were the ringleaders in
the six inmate escape from Virginia's death row at Mecklenburg
Correctional Center on May 31, 1984. During the early moments of the
escape, in which a coordinated effort resulted in inmates taking
over the death row unit, both Brileys expressed strong interest in
killing the officers that they had taken hostage. They went so far
as to douse captive guards in lighter fluid and were prepared to
toss in a lit match to complete the action. Willie Lloyd Turner,
another death row inmate, stepped in the way of James Briley and
forbade him from doing so. Meanwhile, cop killer Wilbert Evans
prevented Linwood Briley from raping a female nurse who had been
taken hostage while en route to delivering medication to
inmates in the unit. These events were featured on I.D. Channel in
Escape from Death Row.
Splitting off from their two remaining free
escapees at Philadelphia, Pennsylvania, the Brileys went to live
with their uncle in the north of the city. They were captured on
June 19 by a heavily armed group of FBI agents and police. Returned
to Virginia, few sought to plead for their lives to be spared.
Execution
In short order, the remaining appeals ran out for
both brothers. They were executed in the electric chair at the
Virginia State Penitentiary. Linwood was put to death in Virginia's
electric chair on October 12, 1984. James Briley was executed in the
same manner on April 18 of the following year.
Their younger brother Anthony remains
incarcerated in Virginia's corrections system and comes up for
parole consideration every few years. To date, all his applications
for parole have been denied by the state parole board.
Wikipedia.org
James Dyral Briley, Appellant,
v.
Gary L. Bass, Warden, Appellee.
No.
Federal
Circuits, 4th Cir.
December 28, 1984
Before
WIDENER, PHILLIPS and WILKINSON,
Circuit Judges.
WILKINSON,
Circuit Judge:
James Dyral
Briley, under sentence of death
for two capital murders, appeals
from the dismissal of his
petition for a writ of habeas
corpus by the United States
District Court. We find no merit
in his contentions, and we
affirm the decision of the
District Court.
Petitioner
was convicted in a bifurcated
jury trial in the Circuit Court
of the City of Richmond,
Virginia, in January 1980 of the
capital murder of five year old
Harvey Barton during the
commission of an armed robbery,
and the capital murder of Judy
Barton, Harvey's mother, during
the commission of or subsequent
to rape,1
as well as several other
non-capital crimes.2
In the
penalty stage of the bifurcated
trial, the jury recommended
death for both capital murders,
and the state trial court
imposed sentence accordingly. On
direct appeal the Supreme Court
of Virginia affirmed Briley's
convictions and sentences,
(James Dyral) Briley v.
Commonwealth, 221 Va. 563, 273
S.E.2d 57 (1980), and Briley did
not seek certiorari from the
United States Supreme Court.
Petitioner
filed for writ of habeas corpus
under 28 U.S.C. Sec .
2254 in the United States
District Court for the Eastern
District of Virginia on March 5,
1981; the district court
dismissed that petition. This
Circuit on appeal stayed
execution and remanded with
instructions to retain
jurisdiction and hold the case
in abeyance pending completion
of petitioner's state habeas
corpus proceedings, instituted
on March 16, 1981. Our stay has
heretofore remained in effect.
The state circuit court
dismissed all but two of
petitioner's numerous collateral
claims without a hearing, and
rejected the remaining two,
including an ineffective
assistance of counsel claim,
following an evidentiary hearing.
The Virginia
Supreme Court, in an unpublished
opinion refusing Briley's
petition to appeal, found no
error in the rulings below, and
the United States Supreme Court
denied certiorari, 460 U.S.
1103 , 103 S.Ct. 1804, 76 L.Ed.2d
367 (1983). Petitioner
filed on June 3, 1983 the
amended petition for a writ of
habeas corpus which is the
subject of this appeal. The
district court, pursuant to an
extensive magistrate's opinion,
dismissed that petition on June
22, 1984.
We need not
recount the facts of these
brutal murders on the evening of
October 19, 1979, involving
James Briley, his brothers
Linwood3
and Anthony, and their sixteen
year old accomplice Duncan Eric
Meekins, as this background is
fully discussed in the opinion
of the Virginia Supreme Court.
See 273 S.E.2d at 58-60.
Petitioner did not testify at
trial, and the Commonwealth
relied principally on the
testimony of Meekins, who had
entered into a plea bargain with
the Commonwealth.
On this
appeal, petitioner presents
multiple claims of error in
three categories:
1)
constitutionality of jury
instructions and other
procedures at the penalty stage
of the bifurcated trial;2)
exclusion of prospective jurors
on the basis of inability to
impose the death penalty; and
3)
ineffective assistance of
counsel. We shall consider these
claims in turn.
* Analysis of
petitioner's first claim
requires a brief review of the
Virginia capital sentencing
statute. Once a defendant has
been found guilty at the first
stage of a bifurcated trial of
one or more of the classes of
capital murder enumerated in
Va.Code Sec. 18.2-31, the trial
proceeds to the penalty stage.
Va.Code Sec. 19.2-264.3.
Virginia law requires that the
jury at the penalty stage find
either of two specific
aggravating circumstances proven
beyond a reasonable doubt before
the death penalty can be imposed.
These aggravating circumstances
are:
a) "that
there is a probability [based
upon consideration of the
defendant's past criminal
record] that the defendant would
commit criminal acts of violence
that would constitute a
continuing serious threat to
society;" or
b) "that his
conduct in committing the
offense ... was outrageously or
wantonly vile, horrible or
inhuman in that it involved
torture, depravity of mind or an
aggravated battery to the victim."4
Va.Code Sec. 19.2-264.2(1). See
also Va.Code Sec. 19.2-264.4C,
D.
If one or
both of these circumstances are
present, the jury must still
decide whether to recommend the
death penalty. Va.Code Sec.
19.2-264.2(2). In doing so, the
jury is required to consider "the
evidence in mitigation of the
offense," as stated on the
statutory jury verdict forms.
Va.Code Sec. 19.2-264.4D. The
Virginia Supreme Court has held
that, notwithstanding a showing
of aggravating circumstances,
the jury is at liberty under the
capital sentencing statute to
recommend life imprisonment.
Smith v. Commonwealth, 219 Va.
455, 248 S.E.2d 135, 150 (1978),
cert. denied, 441 U.S. 967
, 99 S.Ct. 2419, 60 L.Ed.2d 1074
(1979).
A list of
five non-exclusive mitigating
circumstances appears in the
statute,5
but the defense is permitted to
introduce any evidence relevant
to the penalty decision,
including "the circumstances
surrounding the offense, the
history and background of the
defendant, and any other facts
in mitigation of the offense."
Va.Code Sec. 19.2-264.4B.
At the
penalty stage of Briley's trial,
the Commonwealth presented two
witnesses, a former police
officer and a state records
custodian, who testified
concerning James Briley's prior
convictions for armed robbery
and attempted shooting of a
police officer, and Briley's
record while in prison. The
defense offered one witness,
Briley's parole officer, who
testified that Briley had a good
employment record following his
release from prison in August
1979, and had appeared before a
state judge for a parole hearing
on the day of the Barton murders.
The trial
judge then instructed the jury,
stating the aggravating
circumstances and explaining the
statutory jury verdict forms for
each capital murder. Following
instructions and closing
arguments by the Commonwealth
and defense, the jury retired.
After three quarters of an hour,
the jury returned its verdicts,
fixing Briley's punishment for
both capital murders at death.
The court polled the jury, and
each juror affirmed that he or
she had found both aggravating
circumstances to exist and
agreed with the verdicts for
both offenses. At no time during
trial was any objection taken by
the defense to the form of the
instructions.6
II
Petitioner's
initial claim is that the
instructions given by the trial
judge to the jury at the penalty
stage of the trial were
constitutionally flawed because
they failed to inform the jury
adequately of its option to
recommend life imprisonment and
its obligation to consider
mitigating circumstances. We
find, however, that the
instructions as given, reprinted
in full at Appendix A of this
opinion, present no
constitutional error, and
therefore reject petitioner's
claim.
A. Petitioner
focuses on a single phrase in
the instructions as the
foundation of his claim that the
jury was not informed adequately
of the option to recommend life
imprisonment. After presenting
the two aggravating
circumstances for the first
time, the trial judge stated:
"If you find
from the evidence that the
Commonwealth has proven beyond a
reasonable doubt either of the
two alternatives, then you shall
fix the punishment of the
defendant at death; or if you
believe from all the evidence
that the death penalty is not
justified, then you shall fix
the punishment of the defendant
at life imprisonment." (emphasis
added).
Standing
alone, the mandatory "shall"
would pose constitutional
difficulties, suggesting to a
jury that a finding of an
aggravating circumstance
required imposition of the death
penalty.7
No statute or instruction may
strip from the jury its power of
life. Mandatory death sentences
are unconstitutional, condemned
by the Supreme Court in Roberts
v. Louisiana, 428 U.S. 325
, 96 S.Ct. 3001, 49 L.Ed.2d 974
(1976)
and Woodson v. North Carolina,
428 U.S. 280 , 96 S.Ct. 2978, 49
L.Ed.2d 944 (1976) as
violative of the Eighth and
Fourteenth Amendments because of
their "lack of focus on the
circumstances of the particular
offense and the character and
propensities of the offender,"
Roberts, 428 U.S. at 333, 96
S.Ct. at 3006 (opinion of
Stewart, Powell and Stevens, JJ.).
It is clear that a sentencing
jury must be allowed, in all but
the rarest kind of capital
cases, to consider as a
mitigating factor "any aspect of
a defendant's character or
record and any of the
circumstances of the offense
that the defendant proffers as a
basis for a sentence less than
death." Lockett v. Ohio, 438 U.S.
586, 604, 98 S.Ct. 2954, 2964,
57 L.Ed.2d 973 (1978) (opinion
of Burger, C.J.).8
See also Bell v. Ohio, 438 U.S.
637, 642, 98 S.Ct. 2977, 2980,
57 L.Ed.2d 1010 (1978) (opinion
of Burger, C.J.). A capital
sentencing system which allowed
the jury to consider only
aggravating circumstances would
be barred under Jurek v. Texas,
428 U.S. 262 , 96 S.Ct. 2950, 49
L.Ed.2d 929 (1976),
because of its similarity to the
mandatory laws held
unconstitutional in Woodson and
Roberts. Jurek, 428 U.S. at 271,
96 S.Ct. at 2956 (opinion of
Stewart, Powell, and Stevens, JJ.).
In reviewing
these instructions, however, we
bear in mind that "a single
instruction to a jury may not be
judged in artificial isolation,
but must be viewed in the
context of the overall charge."
Cupp v. Naughten, 414 U.S. 141,
146-47, 94 S.Ct. 396, 400, 38
L.Ed.2d 368 (1973). Reviewing
courts must resist the
temptation to read jury
instructions myopically. As the
Supreme Court stated in
Henderson v. Kibbe, 431 U.S.
145, 154, 97 S.Ct. 1730, 1736,
52 L.Ed.2d 203 (1977), the "burden
of demonstrating that an
erroneous instruction was so
prejudicial that it will support
a collateral attack on the
constitutional validity of a
state court's judgment is even
greater than the showing
required to establish plain
error on direct appeal." The
governing standard is that
stated in Cupp, "whether the
ailing instruction by itself so
infected the entire trial that
the resulting conviction
violates due process," 414 U.S.
at 147, 94 S.Ct. at 400, and not
merely whether the instruction
is "undesirable, erroneous, or
even 'universally condemned.' "
Id. at 146, 94 S.Ct. at 400. We
note also that "[i]t is the rare
case in which an improper
instruction will justify
reversal of a criminal
conviction when no objection has
been made in the trial court."
Henderson, 431 U.S. at 154, 97
S.Ct. at 1736. See also United
States v. McCaskill, 676 F.2d
995, 1002 (4th Cir.), cert.
denied,
459 U.S. 1018 , 103 S.Ct. 381, 74 L.Ed.2d 513 (1982).
Taken as a
whole, the instructions leave no
doubt that the jury was free to
recommend life imprisonment.
Immediately after the language
in question, the trial judge
instructed the jury that "if you
believe from all the evidence
that the death penalty is not
justified," life imprisonment
should be imposed. All the
evidence, we believe,
necessarily means that the jury
was to consider the evidence
presented in mitigation as well
as that in aggravation in
reaching its decision. A
contrary interpretation, in
which inquiry ceased after the
finding of an aggravating
circumstance, would have
rendered the presentation of the
case in mitigation by the
defense inexplicable to the jury,
as the evidence was irrelevant
to either of the statutory
aggravating circumstances. Our
view finds further support in
the trial judge's reading of the
statutory jury verdict forms for
each of the capital murders,
which contained the phrases "having
considered the evidence in
mitigation of the offense" and "having
considered all the evidence in
aggravation and mitigation of
such offense." This language is
mandated by Va.Code Sec.
19.2-264.4D and was also
embodied in the written verdict
forms upon which the jury
rendered its sentencing decision
for each murder.9
Thus, the
jury was instructed no less than
five times to consider "all the
evidence," the evidence in "mitigation,"
or both, in arriving at its
verdicts. The instructions leave
the definite impression that the
jury was to take into account
such evidence as was presented
in mitigation and to exercise
discretion in reaching a verdict
on sentencing, rather than
automatically imposing the death
sentence upon finding an
aggravating circumstance.
Petitioner's contention falls
far short of satisfying the
standard of Cupp and Henderson
for reversal on collateral
review, that "the ailing
instruction by itself so
infected the entire trial that
the resulting conviction
violates due process."
B. Petitioner
contends that the trial judge's
failure to offer a fuller
explanation of the concept of
mitigation renders the sentences
unconstitutional. We disagree.
The Supreme Court has never
attempted to prescribe the
precise form that state jury
instructions must take. Gregg v.
Georgia, 428 U.S. 153, 96 S.Ct.
2909, 49 L.Ed.2d 859 (1976)
requires that a jury be given
guidance in reaching the
sentencing decision, 428 U.S. at
192-93, 96 S.Ct. at 2934 (opinion
of Stewart, Powell and Stevens,
JJ.). This condition is
satisfied, however, where there
exists a "carefully drafted
statute" and "the sentencing
authority is required to specify
the factors it relied upon in
reaching its decision." Id. at
195, 96 S.Ct. at 2935. Here, the
jury's discretion was channeled
by the necessity of finding at
least one of the specific
aggravating circumstances before
capital punishment could be
considered. Although the trial
judge did not instruct the jury
on any of the non-exclusive
statutory mitigating
circumstances, the defense had
not sought such an instruction
nor offered any evidence to
justify it. Moreover, under
Hutchins v. Garrison, 724 F.2d
1425, 1436-37 (4th Cir.1983),
the propriety of such an
instruction was purely a matter
of state law and not cognizable
by a federal court on habeas
review. Instructing on the
specific mitigating
circumstances might even have
been harmful to Briley in
certain respects. For example,
referring to the "no significant
history of prior criminal
activity" circumstance, Va.Code
Sec. 19.2-264.4B(i), would only
have served to focus still
further attention on Briley's
substantial record of serious
offenses, including armed
robbery and attempted murder of
a police officer.
Petitioner's
inadequate guidance claim rests
on several decisions of the
Fifth and Eleventh Circuits, see
Westbrook v. Zant, 704 F.2d
1487, 1503 (11th Cir.1983);
Goodwin v. Balkcom, 684 F.2d
794, 801-03 (11th Cir.1982),
cert. denied, 460 U.S.
1098 , 103 S.Ct. 1798, 76 L.Ed.2d
364 (1983); Spivey v.
Zant, 661 F.2d 464, 471-72 (5th
Cir.1981), cert. denied,
458 U.S. 1111 , 102 S.Ct. 3495,
73 L.Ed.2d 1374 (1982);
Chenault v. Stynchcombe, 581
F.2d 444, 448 (5th Cir.1978),
which evidence a willingness to
engage in detailed scrutiny of
state jury instructions on
collateral review. Spivey, for
example, mandates that the state
judge in most cases "clearly and
explicitly instruct the jury
about mitigating circumstances
and the option to recommend
against death; in order to do
so, the judge will normally tell
the jury what a mitigating
circumstance is and what its
function is in the jury's
sentencing deliberations." 661
F.2d at 471. All the cases upon
which petitioner relies, however,
were decided prior to Zant v.
Stephens, 462 U.S. 862, 103 S.Ct.
2733, 77 L.Ed.2d 235 (1983), in
which the Supreme Court ruled
that "the Constitution does not
require a State to adopt
specific standards for
instructing the jury in its
consideration of aggravating and
mitigating circumstances." 103
S.Ct. at 2750. See also id at
2742 n. 13.
Under Zant,
"[w]hat is important at the
selection stage is an
individualized determination on
the basis of the character of
the individual and the
circumstances of the crime," 103
S.Ct. at 2743-44 (emphasis in
original), and the "absence of
legislative or court-imposed
standards to govern the jury in
weighing the significance" of
the various factors is not
dispositive. Id. at 2744. It is
inappropriate for the federal
courts on collateral review to
go beyond the correction of
fundamental errors implicating
due process rights and attempt
to prescribe the particular form
which state jury instructions on
mitigation must take, becoming
mired in the nuances of
definition and technicalities of
draftsmanship. We hold that the
instructions given here
satisfied the essential
requirements of due process
under the Eighth and Fourteenth
Amendments, in that they did not
render the death sentence in any
way mandatory or preclude
consideration of any relevant
mitigating evidence.
C. Next,
petitioner contends that the
aggravating circumstance of
conduct "outrageously or
wantonly vile, horrible or
inhuman," Va.Code Sec.
19.2-264.2(1), has not been
sufficiently defined by the
Virginia Supreme Court or
explained by the trial court's
instructions so as to "genuinely
narrow the class of persons
eligible for the death penalty,"
as required by Zant v. Stephens,
103 S.Ct. at 2742-43. He relies
upon Godfrey v. Georgia, 446 U.S.
420, 100 S.Ct. 1759, 64 L.Ed.2d
398 (1980), which reversed a
death sentence where the Georgia
courts had applied so broad and
vague a construction of a
statutory "vileness" aggravating
circumstance as to allow the
death penalty to be imposed in
virtually any murder case. 446
U.S. at 428-29, 432-33, 100 S.Ct.
at 1764-65, 1766-67 (opinion of
Stewart, J.).
Petitioner's
case is different from Godfrey.
Petitioner's conduct was found
to fit all three "vileness"
subcategories of "torture," "depravity
of mind," and "aggravated
battery," while only the "depravity
of mind" subcategory was
potentially applicable to the
defendant in Godfrey. See 446
U.S. at 432-33, 100 S.Ct. at
1766-67. Furthermore, petitioner
was not sentenced to death
solely on the basis of a finding
of the "vileness" circumstance
alone, as in Godfrey, but also
on the basis of the alternative
aggravating circumstance of
future dangerousness, a "probability
that the defendant would commit
criminal acts of violence that
would constitute a continuing
serious threat to society."
Va.Code Sec. 19.2-264.2(1). The
constitutionality of this
alternative ground is beyond
question, as an identical
provision in the Texas capital
sentencing statute was upheld in
Jurek v. Texas, 428 U.S. 262,
272-74, 96 S.Ct. 2950, 2956-57,
49 L.Ed.2d 929 (opinion of
Stewart, Powell and Stevens, JJ.).
Thus, even if the "vileness"
circumstance were somehow
unconstitutionally applied,10
which we do not suggest, we
would not be required to vacate
the death sentence under Zant v.
Stephens, which holds that "a
death sentence supported by at
least one valid aggravating
circumstance need not be set
aside ... simply because another
aggravating circumstance is 'invalid'
in the sense that it is
insufficient by itself to
support the death penalty."11
103 S.Ct. at 2746. We have
recently dealt with and rejected
a similar challenge to a "vileness"
instruction in (Linwood E.)
Briley v. Bass, 742 F.2d 155,
165-66 (4th Cir.1984), and we
find petitioner's claim no more
persuasive.12
D.
Petitioner's final contention
concerning the sentencing
procedures is that the jury
verdict forms were
unconstitutionally ambiguous, in
that they stated the two
aggravating circumstances
conjunctively or in the
alternative, employing the term
"and/or." Supposedly, the jury
was thereby permitted to return
a verdict which was not
unanimous on a particular
aggravating circumstance. The
prosecutor's argument suggesting
the propriety of a nonunanimous
verdict on the two circumstances,
petitioner argues, compounded
this error. Since the jury was
polled after the verdicts were
rendered, however, and each
juror affirmed that both
aggravating circumstances were
present beyond a reasonable
doubt, any error is moot, as we
recognized in rejecting a
similar claim in (Linwood E.)
Briley v. Bass, 742 F.2d at 166.
III
Petitioner's
second category of issues
relates to the trial court's
exclusion of two prospective
jurors whose reservations about
the death penalty allegedly did
not rise to the level of
opposition required for
exclusion under Witherspoon v.
Illinois, 391 U.S. 510, 88 S.Ct.
1770, 20 L.Ed.2d 776 (1968). We
find, however, that the trial
judge did not abuse his
discretion in excluding both
jurors.13
Witherspoon
holds that a juror may not be
excluded merely because of
conscientious scruples about
capital punishment, if he is
willing to "consider all of the
penalties provided by state law,"
and is not "irrevocably
committed, before the trial has
begun, to vote against the
penalty of death regardless of
the facts and circumstances that
might emerge in the course of
the proceedings." 391 U.S. at
522 & n. 21, 88 S.Ct. at 1777 &
n. 21 (emphasis in original). A
state is not barred from
excluding jurors who have made
it "unmistakably clear" that
they would automatically vote
against the imposition of the
death penalty without regard to
the evidence. Id. at 522 n. 21,
88 S.Ct. at 1777 n. 21. In
Keeten v. Garrison, 742 F.2d
129, 135 (4th Cir.1984), we
ruled that the question of
whether a juror should be
stricken under Witherspoon is "committed
to the trial court's discretion,"
and will only be reversed for an
abuse of discretion. See also (Linwood
E.) Briley v. Booker, 746 F.2d
225, 227 (4th Cir.1984). This is
consistent with the Supreme
Court's decision in Patton v.
Yount, --- U.S. ----, 104 S.Ct.
2885, 81 L.Ed.2d 847 (1984),
which holds that juror
impartiality is a question of
historical fact, due a
presumption of correctness under
28 U.S.C. Sec . 2254(d)
where there is "fair support in
the record." 104 S.Ct. at
2891-93. The Court recognized
that it is not unusual on voir
dire examination for the
testimony of jurors to be
ambiguous or even contradictory,
and that the trial judge "is
best suited to determine
competency to serve impartially."
Id. at 2893. It is equally
reasonable, where some
statements by a juror are
equivocal and others demonstrate
an unwillingness to impose the
death penalty in any case, to
rely on the trial court's
discretion in determining which
responses best manifested the
juror's true opinions.
One of the
jurors in question, Ms. Joyce
Candies, asserted that she did
not believe in the death penalty.
Asked whether she would "hang
the jury" rather than impose the
death penalty, she was initially
uncertain, but finally responded
that she would. Furthermore, in
response to defense counsel's
questions about whether she
could not impose the death
penalty regardless of the
circumstances or the "overwhelming"
evidence, Candies stated, "This
is the way I feel right now,"
and "I don't think I could." We
find that the evidence was
plainly sufficient to justify
the exclusion of Candies under
the "abuse of discretion"
standard.14
The other
juror, Ms. Mary Revere, also
stated that she did not believe
in the death penalty on "conscientious"
grounds. The court asked whether,
if she were "absolutely
positive" that the imposition of
the death penalty was proper in
this case, she would "hang the
jury" before surrendering a
conscientious scruple, and she
twice responded, "Yes, sir."
When asked by defense counsel
whether there was no way she
could impose the death sentence
no matter how bad a particular
case, Revere answered, "Well, I
say rather than the death
sentence, I don't say turn him
out, but punish him." There was
thus ample reason to believe
that this juror would not vote
to impose the death penalty in
any circumstance, and we find
that her exclusion was proper.
Petitioner
also contends that the exclusion
of any venire member because of
his or her attitude toward the
death penalty is
unconstitutional because it
produces a conviction-prone jury.
We rejected an identical
argument in Keeten, 742 F.2d at
133-34, and that decision is
controlling here.
IV
We turn
finally to petitioner's claim of
ineffective assistance of
counsel at both the guilt and
penalty stages of the trial. The
conduct of petitioner's trial co-counsel,
Mr. Hayes and Mr. Turner, has
been extensively reviewed by
both the Virginia state courts
on collateral attack, with the
benefit of an evidentiary
hearing, and by the magistrate
at the district court
proceedings below, and none of
these reviewing authorities have
found counsel to have been
inadequate to their task.
Nevertheless, we have undertaken
our own review of the record in
light of the numerous
allegations of ineffective
assistance presented by
petitioner, and we find those
allegations meritless.
Strickland v.
Washington, --- U.S. ----, 104
S.Ct. 2052, 80 L.Ed.2d 674
(1984), provides the framework
for analysis of ineffective
assistance of counsel claims.
Attorneys are held to an
objective standard of "reasonably
effective assistance" under "prevailing
professional norms." 104 S.Ct.
at 2064-65. The Court in
Strickland emphasized that "[j]udicial
scrutiny of counsel's
performance must be highly
deferential," and that "a court
must indulge a strong
presumption that counsel's
conduct falls within the wide
range of reasonable professional
assistance," viewing the case as
of the time of counsel's conduct
rather than in hindsight, and
recognizing counsel's discretion
in the shaping of trial strategy.
Id. at 2065-66. Furthermore,
prejudice to the defense must be
present for reversal. Strickland
requires that:
"The
defendant must show that there
is a reasonable probability that,
but for counsel's unprofessional
error, the result of the
proceeding would have been
different. A reasonable
probability is a probability
sufficient to undermine
confidence in the outcome."
Id. at 2068.
A. We need
not review in detail each of
petitioner's multifarious
ineffective assistance claims
deriving from the guilt stage of
his trial. The actions of
counsel, examined under
Strickland, are largely
attributable to trial strategy,
and it is inappropriate for us
to second-guess the outcome of
such decisions. More
importantly, petitioner has
altogether failed, in any
instance, to satisfy the
"prejudice" element by showing a
"reasonable probability" that
the outcome of the trial would
have differed had counsel
followed the courses he now
recommends.
B. According
to petitioner, the most
egregious failures of trial
counsel occurred at the penalty
stage, and we thus direct our
primary attention to that
portion of the trial. The
alleged ineffectiveness takes
two forms: i) failure to present
evidence in mitigation, and ii)
failure to object to the jury
instructions given by the trial
judge. As we have resolved the
constitutional validity of the
jury instructions on the merits
in part II, supra, we need not
address the latter aspect of
petitioner's ineffectiveness
claim further.
During the
penalty stage of the trial
defense counsel introduced only
one mitigation witness, Briley's
parole officer, whose testimony
principally served to establish
that Briley had a good
employment record after his
release from prison in August
1979 and had kept in contact
with the parole officer as
required. Counsel was not
otherwise inactive during this
stage of the trial, however. The
police officer involved in
Briley's prior murder attempt
was cross-examined, and it was
established that Briley was only
sixteen at the time of that
offense and that the officer was
never actually harmed. Cross-examination
of the state records custodian
revealed that while Briley had
committed several minor offenses
while in prison, none involved
violence, and Briley had sought
to learn a trade and earned
substantial time off his
sentence for good conduct.
Petitioner
now asserts, as he did at the
hearing on his ineffectiveness
claim in state court, that other
mitigation witnesses might have
been called to testify,
including family members, co-workers,
and corrections personnel. With
the exception of his mother,
however, he has never
established how any of those
potential witnesses might have
testified had they been called.
Mrs. Briley testified at the
state habeas hearing about her
relationship with her son and
his behavior at home and after
release from prison. The
principal advantage that might
have been gained by calling her
as a witness at the penalty
stage would have been jury
sympathy. We do not minimize the
importance of such sympathy
during the sentencing phase, but
petitioner's trial counsel did
not believe that the mother's
testimony would have been
helpful in Briley's situation,
given that he had been released
from prison less than two months
before the Barton murders. Even
if this additional mitigating
evidence might have been helpful,
it certainly does not suggest a
"reasonable probability" that
the result reached by the jury
would have differed had they
been exposed to it. Petitioner's
trial counsel did not present a
strong case in mitigation, but
the fault lies with the
intrinsic lack of suitable
mitigating evidence rather than
the neglect of counsel in
finding it. We find that
petitioner received effective
assistance of counsel at the
penalty stage of his trial under
the Strickland standard.
V
Having
examined with care all of
petitioner's allegations of
error, we are of the opinion
that the district court's
dismissal of the petition for a
writ of habeas corpus must be
affirmed. The stay of execution
shall be dissolved upon issuance
of the mandate. We direct that
issuance of the mandate be
stayed pending timely
application for review by the
United States Supreme Court.
AFFIRMED.
*****
APPENDIX A
THE COURT:
Ladies and gentlemen of the jury,
the Court will now instruct you
as to the punishment aspect of
the case. You have convicted the
defendant of an offense which
may be punishable by death. You
must decide whether the
defendant shall be sentenced to
death or to life imprisonment.
Before the
penalty can be fixed at death,
the Commonwealth must prove
beyond a reasonable doubt at
least one of the following two
alternatives: One, that, after
consideration of his past
criminal record, there is a
probability that he would commit
criminal acts of violence that
would constitute a continuing,
serious threat to society; or,
two, that his conduct in
committing the offense was
outrageous and wantonly vile,
horrible, or inhuman in that it
involved torture, depravity of
mind, or aggravated battery to
the victim beyond the minimum
necessary to accomplish the act
of murder. If you find from the
evidence that the Commonwealth
has proven beyond a reasonable
doubt either or the two
alternatives, then you shall fix
the punishment of the defendant
at death; or if you believe from
all the evidence that the death
penalty is not justified, then
you shall fix the punishment of
the defendant at life
imprisonment. If the
Commonwealth has failed to prove
either alternative beyond a
reasonable doubt, then you shall
fix the punishment of the
defendant at life imprisonment.
You have, you
have really found him guilty of
two capital murders. This one
instruction will take care of
both capital murders. That's
what you must find.
Then I give
you the forms of your verdict,
which read: We, the jury, on the
issues joined, having found the
defendant guilty of capital
murder of Judy Diane Barton, the
commission of robbery while
armed with a deadly weapon, and
having found that, now you will
have to scratch out what you do
not find. In other words, you
will use your pencil or pen and
just scratch that out.
One, after
consideration of his past
criminal record, that there is a
probability that he would commit
criminal acts of violence that
would constitute a continuing,
serious threat to society and/or
you can find both or one. His
conduct in committing the
offense is outrageously or
wantonly vile, horrible, or
inhuman in that, it involved
torture, depravity of mind,
aggravated battery of the victim
beyond the minimum necessary to
accomplish the act of murder,
and having considered the
evidence in mitigation of the
offense, unanimously fix his
punishment at death; or, we, the
jury, on the issues joined,
having found the defendant
guilty of capital murder of Judy
Diane Barton during the
commission of robbery while
armed with a deadly weapon and
having considered all of the
evidence in aggravation and
mitigation of such offense, fix
his punishment at imprisonment
for life. In any event, your
foreperson will find that
verdict.
You will also
have another verdict on Harvey
Wayne Barton, which is, and
won't cross out the same thing:
We, the jury, on the issues
joined, having found the
defendant guilty of capital
murder of Harvey Wayne Barton
during the commission of robbery
while armed with a deadly weapon
and having found that, then you
must find one of these two
things, or both. After
consideration of his past
criminal record, that there is a
probability that he will commit
criminal acts of violence that
will constitute a continuing,
serious threat to society or,
and/or his conduct in committing
the offense is outrageously or
wantonly vile, horrible, or
inhuman in that it involved
torture, and that means
depravity of mind, aggravated
battery of the victim beyond a
minimum necessary to accomplish
the act of murder, and having
considered the evidence in
mitigation of the offense,
unanimously fix his punishment
at death; or, we, the jury, on
the issues joined, having found
the defendant guilty of capital
murder of Harvey Wayne Barton
during the commission of robbery
while armed with a deadly weapon
and having considered all the
evidence in aggravation and
mitigation of such offense, fix
his punishment at imprisonment
for life. In any event, your
foreperson will sign that
verdict.
*****
1 Va.Code Sec. 18.2-31(d),
(e). The identical subsections
were effective under the former
statute at the time of
petitioner's trial. Where this
opinion cites to sections of the
Virginia Code, the relevant law
does not differ materially from
that then in effect
2 James Briley was also
convicted of the first-degree
murder of Harvey Wilkerson,
father of Harvey Barton. As a
principal in the second degree
rather than the immediate
perpetrator, see Va.Code Sec.
18.2-18, he could not be
sentenced to death. Johnson v.
Commonwealth, 220 Va. 146, 255
S.E.2d 525 (1979). Additional
convictions were for the robbery
of Harvey Wilkerson, the rape of
Judy Barton, and the use of a
firearm during the commission of
each of the foregoing offenses
3 This Circuit affirmed the
denial of Linwood Briley's
habeas petitions in (Linwood E.)
Briley v. Bass, 742 F.2d 155
(4th Cir.1984), and (Linwood E.)
Briley v. Booker, 746 F.2d 225
(4th Cir.1984)
4 In Smith v. Commonwealth,
219 Va. 455, 248 S.E.2d 135
(1978), cert. denied, 441
U.S. 967 , 99 S.Ct. 2419, 60
L.Ed.2d 1074 (1979), the
Virginia Supreme Court construed
the words "aggravated battery"
to mean, in the context of the
capital sentencing statute, a
battery more culpable than "the
minimum necessary to accomplish
an act of murder." 248 S.E.2d at
149. Accordingly, the trial
court's instructions modified
the second aggravating
circumstance to incorporate this
construction
5 The enumerated mitigating
circumstances are as follows:
(i) the
defendant has no significant
history of prior criminal
activity;
(ii) the
capital felony was committed
while the defendant was under
the influence of extreme mental
or emotional disturbance;
(iii) the
victim was a participant in the
defendant's conduct or consented
to the act;
(iv) at the
time of the commission of the
capital felony, the capacity of
the defendant to appreciate the
criminality of his conduct or to
conform his conduct to the
requirements of law was
significantly impaired; or
(v) the age
of the defendant at the time of
the commission of the capital
offense. Va.Code Sec.
19.2-264.4B.
6 The Commonwealth contends
that petitioner's challenge to
the jury instructions is now
barred by Wainwright v. Sykes,
433 U.S. 72, 97 S.Ct. 2497, 53
L.Ed.2d 594 (1977), as
petitioner failed to make a
timely objection at trial, and
has not shown the requisite
"cause" and "prejudice" to avoid
procedural forfeiture.
Petitioner first challenged the
jury instructions in issue III
of his state habeas petition.
The Virginia courts disposed of
this issue on collateral review,
however, on the alternative
grounds of procedural forfeiture,
Slayton v. Parrigan, 215 Va. 27,
205 S.E.2d 680 (1974), cert.
denied sub nom. Parrigan v.
Paderick, 419 U.S. 1108 ,
95 S.Ct. 780, 42 L.Ed.2d 804
(1975), and authoritative
resolution of the issue on the
merits, Clark v. Commonwealth,
220 Va. 201, 257 S.E.2d 784
(1979), cert. denied, 444
U.S. 1049 , 100 S.Ct. 741, 62
L.Ed.2d 736 (1980). Since
the Virginia courts reached the
substantive merits on collateral
review, we will do so here
7 The written instruction
used at petitioner's trial
contained the permissive "may,"
rather than "shall" as in the
oral instruction. Under Virginia
practice the written instruction
is provided to the jury, see e.g.
Bowles v. Commonwealth, 103 Va.
816, 48 S.E. 527, 534 (1904),
and there is no reason to
believe that the practice was
not followed at petitioner's
trial. We do not, however, rest
our decision on the language of
the written instruction, as it
is uncertain whether the jury
followed this language or that
actually given by the trial
judge; in either case, as
discussed infra, the instruction
does not present an error of
constitutional magnitude
8 The Court in Lockett
expressed no opinion as to
whether the need to deter
certain unique forms of homicide
such as murder by a prisoner or
escapee under a life sentence
could justify a mandatory death
penalty. 438 U.S. at 604 n. 11,
98 S.Ct. at 2964 n. 11 (opinion
of Burger, C.J.)
Cross out any
paragraph, word or phrase which
you do not find beyond a
reasonable doubt.
We, the jury,
on the issue joined, having
found the defendant guilty of
capital murder of Harvey Wayne
Barton [Judy Diane Barton]
during the commission of robbery
while armed with a deadly weapon
[and/or during the commission of
or subsequent to rape] and
having found that, after
consideration of his past
criminal record that there is a
probability that he would commit
criminal acts of violence that
would constitute a continuing
serious threat to society,
and/or
his conduct
in committing the offense is
outrageously or wantonly vile,
horrible or inhuman in that it
involved torture (depravity of
mind; aggravated battery to the
victim beyond the minimum
necessary to accomplish the act
of murder) and having considered
the evidence in mitigation of
the offense, unanimously fix his
punishment at death.
OR
We, the jury,
on the issue joined, having
found the defendant guilty of
capital murder of Harvey Wayne
Barton [Judy Diane Barton]
during the commission of robbery
while armed with a deadly weapon
and having considered all of the
evidence in aggravation and
mitigation of such offense, fix
his punishment at imprisonment
for life.
10 The "vileness"
circumstance in the Georgia
capital sentencing statute,
identical to Virginia's language
at issue here, was sustained
against a facial challenge in
Gregg v. Georgia, 428 U.S. 153,
201, 96 S.Ct. 2909, 2938, 49
L.Ed.2d 859 (opinion of Stewart,
Powell and steveNS, Jj.)
11 The Supreme Court
reserved judgment in Zant v.
Stephens on the effect of an
invalid aggravating circumstance
under a statutory scheme "in
which the judge or jury is
specifically instructed to weigh
statutory aggravating and
mitigating circumstances in
exercising its discretion
whether to impose the death
penalty." 103 S.Ct. at 2750. The
Virginia statute, however, is
similar to the Georgia statute
at issue in Zant in that it
imposes no such specific
weighing standards, as we
recognized in (Linwood E.)
Briley v. Bass, 742 F.2d at 166
12 We note that no evidence
was introduced on "vileness"
separately at the penalty stage
of the bifurcated trial; rather,
the jury's verdicts on that
circumstance were necessarily
based upon the evidence of the
murders admissible at the guilt
stage. Cf. Zant, 103 S.Ct. at
2748 n. 24 ("if an invalid
statutory aggravating
circumstance were supported by
material evidence not properly
before the jury, a different
case would be presented.")
13 As with the jury
instruction issues above, the
Commonwealth contends that
petitioner's Witherspoon claims
are now barred by Wainwright v.
Sykes, 433 U.S. 72, 97 S.Ct.
2497, 53 L.Ed.2d 594, due to
failure to object to the
exclusion of the jurors at trial.
Petitioner first challenged the
juror exclusion in issue IV of
his state habeas petition. The
Virginia courts disposed of this
issue on the ground of
procedural default, and also
found, in resolving the
ineffectiveness of counsel claim,
that the trial court's juror
selection procedure complied
with Witherspoon. In light of
this alternative finding on the
substantive merits, we will also
reach the merits here
14 During voir dire, defense
counsel asked Candies whether
she could impose the death
penalty if "ten people killed a
small child," and her responses
reflected uncertainty. In the
face of her other answers,
however, we attach little weight
to her attitude in an
exaggerated hypothetical
situation