Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Theodore Robert BUNDY
Rape
February 15,
November 24,
Beating with metal bar
The defendant was charged with, and convicted of, the
crime of Aggravated Kidnapping. The trial was to the court sitting
without a jury. An 18 year old girl was in a Shopping Mall where she was
approached by a man who told her that someone had been trying to break
into her automobile. She thought that he was a police officer. The man
asked her to accompany him to the car to see if anything was missing.
Upon reaching the car the girl looked in and determined nothing was
missing. He eventually asked her if she could go to the station to make
a complaint.
They drove a couple of blocks to a school where
appellant abruptly stopped. When the girl nervously asked him what he
was doing, the man grabbed her left arm and forcefully placed a pair of
handcuffs on it. She grabbed the door on her side, managed to open it
and get one foot out. The man grabbed her by the arm and around the neck.
She kept screaming. He then pulled out a gun, pointed it at her, and
said he was "going to blow her head off."
She managed to get out of the car but the man pursued
her. They struggled outside the vehicle as she tried to free herself.
She felt what she thought was a crowbar in his right hand. She recalled
scratching the assailant during the fighting because she remembered
noticing that all her fingernails were broken. She finally succeeded in
breaking away, and ran into the street, the handcuffs still dangling
from her arm. She managed to get a car to stop for her and they drove
her directly to the police station.
Approximately nine months after the assault, at 2:30
a. m. on August 16, 1975, Bundy was driving his Volkswagen in a
residential area. When a Utah Highway Patrol officer approached, Bundy
took off at a high rate of speed with his headlights off. The officer
stopped him and observed a crowbar in the back floorboard of the
Volkswagen. Bundy consented to a search and a pair of handcuffs and the
crowbar were found inside.
At first, Bundy told officers that he had been to a
movie and then had gone for a drive. He later told them that the reason
he had sped away was because he was "smoking dope" and did not want to
be caught doing something illegal. His final version of the events of
that evening was that he was eating dinner and watching television until
12:00 midnight or 12:30 a. m., at which time he decided to visit a
friend. Upon arriving at his friend's house, he noticed the lights were
out. He decided not to awaken her and proceeded to drive around for a
while, ending up in the Granger area where he decided to smoke some
dope.
581 F.2d 1126
Theodore Robert BUNDY, and Millard C. Farmer, Jr., Plaintiffs-Appellants,
v.
John RUDD et al., Defendants-Appellees.
United States Court of Appeals For the Fifth Circuit
Oct. 2, 1978.
Appeal from the United States District
Court for the Northern District of Florida.
Before RONEY, GEE and FAY, Circuit
Judges.
PER CURIAM:
The denial of requested relief and
dismissal entered by the Trial Court is affirmed on the basis of the
unpublished Order entered by Judge William Stafford on September 15,
1978, appended hereto.
NOTE: OPINION CONTAINS TABLE OR OTHER DATA THAT IS
NOT VIEWABLE
TABLE
ORDER
Before the court are plaintiffs'
motion for preliminary injunction and demand for permanent injunctive
and declaratory relief and defendants' motion to dismiss or, in the
alternative, to strike.
I.
The procedural history of this
action, as relevant here, unfolds as follows. On July 24, 1978, the
Public Defender for the Second Judicial Circuit of Florida moved in
Leon County Circuit Court on behalf of Theodore Robert Bundy, co-plaintiff
in this case, for leave to have co-plaintiff Millard C. Farmer, Jr.
appear with the Public Defender to represent Bundy in the state grand
jury proceedings scheduled to commence in Tallahassee on July 25.
Attached to the motion was a certificate of Farmer's good standing as
an attorney from the Georgia Supreme Court. The Circuit Court reserved
ruling on that motion. The Leon County Grand Jury then indicted Bundy
for various offenses including first degree murder and burglary. At
Bundy's first appearance on these charges on July 28, he moved the
County Court to allow Farmer to represent him solely during that
proceeding. That motion was denied by the County Judge, defendant
Charles M. McClure. Bundy was arraigned in Circuit Court July 31; at
that time Farmer requested the right to represent Bundy Pro hac vice
solely for the arraignment but that request was denied by the Circuit
Judge, defendant John A. Rudd. At an August 2 hearing on the State's
motion to extend time for speedy trial, Farmer once again renewed his
motion to represent Bundy Pro hac vice. Judge Rudd granted Bundy ten
additional days to oppose the motion of the state (represented by
defendants Harry Morrison and Larry Simpson) for extension of time and
orally denied Bundy's August 2 motion requesting Judge Rudd to
disqualify himself. A written order to that effect was entered the
next day by Judge Rudd along with an order denying Farmer the right to
represent Bundy Pro hac vice. Bundy filed a Pro se petition for writ
of common law certiorari with the Supreme Court of Florida on August
4, 1978, requesting an order from that court directing the state to
show cause why he was being denied his Sixth Amendment right to
counsel. Also on August 4 Bundy and Farmer filed this 42 U.S.C. § 1983
action, requesting preliminary and permanent injunctions along with
declaratory relief, the gravamen of the complaint alleging a denial of
plaintiffs' rights to due process, to equal protection and to counsel.
Chief Judge Arnow of this court denied plaintiffs' respective motions
for a preliminary injunction following a hearing on August 11. On
August 14 plaintiffs filed their joint petition with the Florida
Supreme Court seeking writs of certiorari, mandamus and prohibition,
with both Farmer and Bundy alleging violations of their First, Fifth,
Sixth and Fourteenth Amendment rights. On August 21, 1978, the Supreme
Court of Florida denied all of plaintiffs' writs without opinion. On
August 23 defendants filed a motion to dismiss in this case, and on
August 28 both plaintiffs renewed their requests here for preliminary
injunction. This court held a hearing on all pending motions on
September 6, at which time counsel announced that all evidence, legal
authority and pleadings were before the court and that this matter was
ripe for disposition.
II.
Defendants claim that plaintiffs
amended their complaint the second time without receiving, or even
seeking, leave of court as required by Rule 15(a) Fed.R.Civ.P. Inquiry
at the September 6 hearing demonstrated no prejudice to defendants
from allowing the amendment, and, accordingly, plaintiffs were then
granted leave to file their second amended complaint.
Plaintiffs advance two separate
theories in this case. In spartan terms, plaintiff Bundy requests
relief from an alleged denial of his Sixth Amendment right to counsel,
while plaintiff Farmer contends that he was denied the essentials of
due process required prior to deprivation of liberty or property
interest under the Fourteenth Amendment.
Defendants, in turn, seek dismissal
of all claims here, contending alternatively that this court should
abstain in deference to the state court, that Farmer has been accorded
whatever due process he is entitled to receive, and that plaintiffs'
proper remedy, in any event, is to seek review in the United States
Supreme Court under 28 U.S.C. § 1257.
The claims of each plaintiff will be
considered separately.
III.
Plaintiff Bundy, indicted for
numerous state felonies, including capital offenses, asks this federal
court to order the state trial court to allow plaintiff Farmer, not a
member of The Florida Bar, to represent Bundy in his pending criminal
cases. The Public Defender's office was appointed by the Florida state
courts to represent Bundy; however, with the appearance of plaintiff
Farmer on the scene, Bundy has now refused the services of the Public
Defender. The Public Defender remains available to represent Bundy,1
but Bundy wants Farmer to be his lawyer. Farmer is equally anxious to
represent Bundy. To refuse these mutual requests, says Bundy, is to
deny him his Sixth Amendment right to counsel.
To grant Bundy's request would
result in this court's ordering the state trial judge before whom the
criminal case is pending to permit a Pro hac vice appearance by an
attorney already refused such admission by that same state judge, a
direct interference with the ongoing state criminal prosecution.
If there was ever a doubt as to the
propriety or wisdom of federal district court intrusion into pending
state criminal proceedings, that doubt was removed by the decision of
the United States Supreme Court in Younger v. Harris, 401 U.S. 37, 91
S.Ct. 746, 27 L.Ed.2d 669 (1971). Citing first the traditional
equitable principle that "courts of equity should not act, and
particularly should not act to restrain a criminal prosecution, when
the moving party has an adequate remedy at law and will not suffer
irreparable injury if denied equitable relief" Id. at 43-44, 91 S.Ct.
at 750, the Court then articulated
an even more vital consideration, the notion of "comity,"
that is, a proper respect for state functions, a recognition of the
fact that the entire country is made up of a Union of separate
governments, and a continuance of the belief that the National
Government will fare best if the States and their institutions are
left free to perform their separate functions in their separate ways.
Id. at 44, 91 S.Ct. at 750.
The late Justice Hugo Black, writing
for the majority in Younger, analyzed the historic and contemporary
application of this concept:
The concept does not mean blind deference to "States'
Rights" any more than it means centralization of control over every
important issue in our National Government and its courts. The Framers
rejected both these courses. What the concept does represent is a
system in which there is sensitivity to the legitimate interests of
both State and National Governments, and in which the National
Government, anxious though it may be to vindicate and protect federal
rights and federal interests, always endeavors to do so in ways that
will not unduly interfere with the legitimate activities of the States.
It should never be forgotten that this slogan, "Our Federalism," born
in the early struggling days of our Union of States, occupies a highly
important place in our Nation's history and its future.
Id. at 44-45, 91 S.Ct. at 750.
The fact that the defendants also
seek a declaratory judgment, ostensibly a less onerous intrusion on
the state criminal proceedings, is of no moment. Samuels v. Mackell,
401 U.S. 66, 91 S.Ct. 764, 27 L.Ed.2d 688 (1971), decided the same day
as Younger, holds that whether the relief sought is declaratory
judgment or injunction, the federal interference with the pending
state criminal prosecution is the same.
In its August 23, 1978 decision in
Gibson v. Jackson, 578 F.2d 1045, the Fifth Circuit Court of Appeals,
while cautioning that the abstention doctrine of Younger and its
progeny is to be applied on a case-by-case basis and "determined by
principled discretion not doctrinaire adherence," nevertheless vacated
the judgment of the federal district court which had ordered the State
of Georgia to furnish court-appointed counsel and other monetary
assistance in state habeas corpus proceedings to a state defendant
sentenced to death. Perhaps apropos in the context of this case is the
special concurring opinion of two of the three judges in Gibson, that
opinion expressing the view that cases where the death penalty is
involved should not be governed by a special category of safeguards
different from those cases where a lesser penalty is imposed.
Application of the principles of
Younger and Gibson to the case at bar mandates that this court stay
its hand as to Bundy's claims.
IV.
Plaintiff Farmer seeks a hearing in
the state court, alleging that the proceedings there to date did not
afford him due process and resulted in a denial of his property and
liberty interests. Defendants deny that Farmer has such interests,
maintaining that whatever due process rights he had were protected by
the state court. Defendants would also have this court apply Younger -type
abstention to his claims.
Merely ordering the state court to
hold a further hearing on Farmer's own claims would not prejudice, or
interfere with, the conduct of Bundy's trial on the merits. Gerstein
v. Pugh, 420 U.S. 103, 108 n. 9, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975).
The "equitable restrictions" of Younger are not aimed at collateral
issues in state criminal proceedings; therefore, Younger principles
will not dispose of Farmer's contentions. Accordingly, the court turns
to his due process claim.
Plaintiff Farmer has asserted an
interest he characterizes as a deprivation of a "substantial right or
status." If by that allegation he attempts to establish a property
interest sufficient to invoke due process, then he fails in that
regard.
Protected interests in property are normally 'not
created by the Constitution. Rather, they are created and their
dimensions are defined' by an independent source such as state
statutes or rules entitling the citizen to certain benefits.
Goss v. Lopez, 419 U.S. 565, 572, 95
S.Ct. 729, 735, 42 L.Ed.2d 725 (1975). See, e. g., Mathews v. Eldridge,
424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976); Thurston v. Dekle,
531 F.2d 1264 (5th Cir. 1976), Vacated 436 U.S. ---, 98 S.Ct. 3118, 57
L.Ed.2d 1144, On remand, 578 F.2d 1167 (1978).2
Farmer has referred this court to no such independent source. Without
"more than an abstract need or desire . . . (o)r a legitimate claim of
entitlement" to represent Bundy, Board of Regents v. Roth, 408 U.S.
564, 577, 92 S.Ct. 2701, 2709, 33 L.Ed.2d 548 (1977), Farmer's claim
cannot rise to the level of a property right.
Alternatively, in his attempt to
assert a denial of liberty sufficient to invoke due process, Farmer
alleges an injury to his "professional reputation and character," a "badge
of infamy" and "contamination" to his reputation. Dennis v. S & S
Consolidated Rural H. S. Dist., 577 F.2d 338 (5th Cir. 1978),
elaborated upon the liberty interest test discussed in Paul v. Davis,
424 U.S. 693, 96 S.Ct. 1155, 47 L.Ed.2d 405 (1976), the Fifth Circuit
calling it "stigma-plus."
To establish a liberty interest sufficient to
implicate Fourteenth Amendment safeguards, the individual must be not
only stigmatized but also stigmatized in connection with a denial of a
right or status previously recognized under state law.
Dennis at 341. Assuming, Arguendo,
that Farmer has been stigmatized by not being allowed to represent
Bundy in the state criminal proceedings, it is difficult to determine
what previously recognized right or status under state law he has been
denied. Indeed, Farmer has not pointed to any such right or status.
Certainly, his claimed Pro hac vice appearance in other Florida courts
does not create a sufficient "plus" to make his reputation a
constitutionally protected liberty interest. See Bishop v. Wood, 426
U.S. 341, 96 S.Ct. 2074, 48 L.Ed.2d 684 (1976); Codd v. Velger, 429
U.S. 624, 97 S.Ct. 882, 51 L.Ed.2d 92 (1977) (employment termination
cases). This claim of Farmer's likewise must fail.
Farmer maintains, however, that he
is entitled to relief here because of the Sixth Circuit holding in
Flynt v. Leis, 574 F.2d 874 (6th Cir. 1978), Appeal docketed, 46
U.S.L.W. 3723 (May 23, 1978). In Flynt the out-of-state attorneys had
already been admitted Pro hac vice by one state court judge to
represent the defendants, when suddenly the judge to whom the case was
assigned for trial summarily, without notice, without hearing and with
no reason given, revoked their admission and would not allow them to
participate further as counsel in the case. The out-of-state attorneys
in Flynt had previously appeared as trial counsel in the same judge's
court without incident and were found by the Sixth Circuit "to have
exemplary academic and professional qualifications." Flynt at 876.
Without deciding what the nature of these attorneys' interest was when
they originally sought admission, the Sixth Circuit found that once
the state court had authorized them to act, their interest had
advanced to the stage where they could not be denied the right to
further appear for their clients "without a meaningful hearing, the
application of a reasonably clear legal standard and the statement of
a rational basis for exclusion." Flynt at 879. Finding that none of
these due process requirements were present and rejecting the Younger
abstention argument, the Sixth Circuit affirmed the district court
which had enjoined the state prosecution until the attorneys were
granted a due process hearing. This is the same relief Farmer seeks
from this district court.
What occurred in Flynt is far
different from the case at bar. Farmer has never been admitted to
practice in the state courts of Leon County, and particularly has not
been permitted to appear Pro hac vice in his representation of Mr.
Bundy by any judge in Leon County. He had, thus, not acquired the
status as counsel of record as the out-of-state attorneys in Flynt had
done. Further, the state court had before it a reported decision
reflecting adversely upon Mr. Farmer's conduct as trial counsel in the
State of Georgia where he is admitted to practice. In Farmer v. Holton,
146 Ga.App. 102, 245 S.E.2d 457 (1978), the Georgia Court of Appeals
reviewed the judgment of the trial court which found Mr. Farmer guilty
of direct criminal contempt twice in connection with the same
proceeding. In affirming Mr. Farmer's convictions of contempt the
Georgia Court of Appeals found that Mr. Farmer's " continuous
disregard of the court's instruction, his question to the court, . .
., his verbal assault on the court charging it with malicious and
arbitrary reasoning on rulings made during voir dire," and his other
assertions were "insulting, contemptuous and contumacious." The
Georgia Court of Appeals, therefore, found that such conduct presented
"criminal contempt clearly and beyond a reasonable doubt." On
September 14, 1978 the Georgia Supreme Court denied Mr. Farmer's
petition for writ of certiorari. The state court judge applied to this
finding of contemptuous conduct the American Bar Association Standards
Relating to the Function of the Trial Judge, § 3.5 (1972), which reads
in part:
3.5 Attorneys from other jurisdictions.
If an attorney who is not admitted to practice in
the jurisdiction of the court petitions for permission to represent a
defendant, the trial judge may
(a) deny such permission if the attorney has been
held in contempt of court or otherwise formally disciplined for
courtroom misconduct, or if it appears by reliable evidence that he
has engaged in courtroom misconduct sufficient to warrant disciplinary
action; . . .
This is sufficient to satisfy the
Flynt requirement that the denial of admission to appear Pro hac vice
be based upon "a reasonably clear standard and a statement of reasons."
Flynt at 877. Other sections of the same ABA standards were quoted
with approval by the Fifth Circuit in United States v. Dinitz, 538
F.2d 1214 (5th Cir. 1976).
Flynt also discusses the need for a
hearing, and in this context consideration of the Fifth Circuit
decisions in In re Evans, 524 F.2d 1004 (5th Cir. 1975) and Dinitz,
Supra, is appropriate. Read together, Dinitz and Evans suggest that
"fundamental fairness may require . . . a hearing in most . . .
situations" where admission Pro hac vice is denied.3
Farmer has already been heard by the Florida state court judge, but
claims that that hearing was not adequate. Farmer's situation presents
an instance where the Dinitz rationale would not require a further
hearing in the Florida state court because the only purpose such a
further hearing would serve would be to permit Mr. Farmer to
relitigate in the Florida courts the underlying issues resulting in
the judgments of contempt against him in Georgia. He clearly is
estopped from doing this. Thus, requiring the state court to hold a
further hearing on these issues would be both unnecessary and
unproductive.
The court, having considered all of
the claims pursued by Farmer, finds that he, like Bundy, cannot
prevail in this case.4
V.
Accordingly, it is ORDERED:
1. Plaintiffs' motion for
preliminary injunction and their demands for permanent injunctive and
declaratory relief are hereby DENIED.
2. Defendants' motion to dismiss is
GRANTED.
3. This cause is dismissed with
prejudice with each party to bear his own costs.
4. The clerk of this court will
enter judgment accordingly.
Fla.Stat. §§ 27.53 and 925.035 authorize state
trial courts by special assignment to appoint members of the bar in
good standing to represent indigent defendants with fees, costs and
expenses fixed by the court and paid by the state
Since Evans and Dinitz dealt with admission Pro
hac vice in federal district court, it is not clear to what extent
their collective rationale applies to the state courts
In their pleadings, plaintiffs alluded to an
equal protection claim. Yet no deprivation of any protected right
was briefed or argued to this court. Therefore, it is not considered
Defendants contend that 28 U.S.C. § 1257 should
prevent this federal district court from consideration of plaintiffs'
cases, arguing that review of the Florida Supreme Court's August 21,
1978, order lies in the United States Supreme Court. However, as a
result of this court's disposition of plaintiffs' claims, the § 1257
argument need not be considered.
This cause is before the Court on appeal from a
circuit court judgment adjudicating Theodore Robert Bundy guilty of two
counts of first-degree murder, three counts of attempted first-degree
murder, and two counts of burglary. For the two crimes of first-degree
murder the trial judge imposed sentences of death.
During the early morning hours of Sunday, January 15,
1978, an intruder entered the Chi Omega sorority house, adjacent to the
campus of Florida State University in Tallahassee, and brutally attacked
four women residing there. Margaret Bowman and Lisa Levy were killed,
and Kathy Kleiner and Karen Chandler sustained serious injuries. Within
approximately an hour of the attacks in the Chi Omega house, an intruder
entered another home nearby and attacked a woman residing there, Cheryl
Thomas. All five women were university students. All were bludgeoned
repeatedly with a blunt weapon.
The evidence that was placed before the jury at the
trial established the following facts. On January 7, 1978, appellant
rented a room at The Oak, a rooming house near the Florida State
University campus. One week later, during the evening hours of Saturday,
January 14, Bundy was seen in a barroom adjacent to the campus and next
door to the Chi Omega sorority house. Three women testified that they
were in the bar that night, and two of them identified appellant as
having been there.
At approximately 3:00 a.m. on Sunday, January 15,
1978, Chi Omega house resident Nita Neary arrived home from a date and
entered the house by the back door. She proceeded toward the front
entrance hall of the house, where the main stairway was located. While
moving through the house toward this front entrance hall, she heard the
sounds of someone running down the stairs. When she arrived at the front
entrance hall, Ms. Neary saw a man standing at the front door. The man
held a club in his right hand, had his left hand on the doorknob, and
was in the process of leaving the house. Ms. Neary saw a right-side
profile of the man's face. She was able to look at him for several
seconds before he left. Nita Neary described the man to her roommate
wearing light-colored pants, a dark jacket, and a skiing cap, had a
protruding nose, and carried a large stick with cloth tied around it.
Beating victim Karen Chandler then came out of her room. They discovered
Lisa Levy and Margaret Bowman had been killed; Karen Chandler and Kathy
Kleiner had been severely beaten. The surviving victims were attacked in
their sleep and could not describe their attacker.
Lisa Levy and Margaret Bowman were killed by
strangulation after receiving severe beatings with a length of a tree
branch used as a club. Margaret Bowman's skull was crushed and literally
laid open. The attacker also bit Lisa Levy with sufficient intensity to
leave indentations which could clearly be identified as human bite marks.
In the course of their investigation police technicians made numerous
photographs of the bite on the victim's body.
While the police were taking statements and searching
for evidence at the Chi Omega house, another attack was taking place
only a few blocks away. Police later discovered a severely beaten Cheryl
Thomas lying in her bed. She had been attacked in her sleep and could
not describe or identify her attacker.
Bundy was arrested in Pensacola on February 15, 1978
under the following circumstances. At about 1:30 a.m. on February 15, a
Pensacola police officer stopped the car being operated by Bundy and
attempted to arrest him for car theft. As the officer tried to handcuff
Bundy, he struck the officer and fled. The officer fired at Bundy, then
pursued, overtook, and subdued him.
A forensic hair and fiber analyst testified that she
removed several human head hairs from the knotted pantyhose found in
Cheryl Thomas' room and subjected them to microscopic examination and
comparison with sample hairs from the head of Bundy. The expert
concluded that the human hairs found on the pantyhose had the same
characteristics as Bundy's and could have come from him.
There was also testimony from two forensic dental
experts who testified concerning analysis of the bite mark left on the
body of Lisa Levy. The experts both expressed to the jury their opinion
that the indentations on the victim's body were left by the unique teeth
of Bundy.
This is an appeal by Theodore Robert Bundy from his
conviction in Orange County on a change of venue of first-degree murder
and from the trial judge's imposition of the death sentence after the
jury had recommended death.
On February 9, 1978, Kimberly Leach, age 12, was
reported missing from her junior high school in Lake City, Florida. Two
months later, after a large scale search, the Leach girl's partially
decomposed body was located in a wooded area near the Suwanee River,
Suwanee County, Florida.
The events and evidence leading to the investigation,
trial, and conviction of Bundy are as follows:
On February 15, 1978, Bundy was arrested in Pensacola,
Florida, after fleeing from a stop made by an officer whose suspicions
had been aroused. At that time Bundy identified himself to the officer
as one Kenneth Misner. Over the next several days Bundy was extensively
interviewed by officers from the Pensacola and Tallahassee Police
Departments and the Leon County Sheriff's Office.
During this time he revealed his true identity. It
was learned that Bundy was wanted for escape and homicide in Colorado
and was a suspect in thirty-six sex-related murders in the northwest
United States.
During these interviews and thereafter, Bundy also
became the prime suspect in the January 1978 murders of the Chi Omega
Sorority members in Tallahassee. Later Bundy was indicted, convicted,
and sentenced to death for the Chi Omega murders. The state offered the
testimony of two Lake City Holiday Inn employees and the state's
handwriting expert, John McCarthy. These witnesses established that
Bundy had registered at the Lake City Holiday Inn on February 8, 1978,
under another name.
Prior to Bundy's indictment on July 21, 1978, for the
Leach murder and kidnapping, only one witness placed Bundy and the white
van at the scene of the Lake City Junior High School on the morning of
February 9, 1978. Chuck Edenfield, a school crossing guard at the junior
high school, testified that he saw a man whom he identified as Bundy
driving a white van in front of the school. The state's one eyewitness
to the abduction of Kimberly Leach was Clarence Anderson.
On July 18, 1978, Anderson reported to the Lake City
Police Department that the profile of a person he had seen on a
television newscast bore a striking resemblance to the man that he had
observed with a girl near the Lake City Junior High School several
months earlier. Assistant State Attorney Dekle asked Anderson to undergo
hypnosis to refresh his memory. Anderson agreed and was hypnotized twice.
Thereafter, he stated that on February 9, 1978, he
noticed a man leading a young girl into a white van near the Lake City
Junior High School. Anderson identified the young girl as Kimberly Leach
and the man in the van as Theodore Bundy.
Theodore Robert Bundy, Petitioner-Appellant, v.
Louis L. Wainwright, as Secretary, Department of Corrections, State of
Florida, Respondent-Appellee.
Federal Circuits, 11th Cir.
July 2, 1986
Appeal from the United States District Court from the
Southern District of Florida.
Before GODBOLD, Chief Judge, VANCE and CLARK, Circuit
Judges.
BY THE COURT:
The motion of the appellant for a stay of execution
is GRANTED pending further order of this court. The appeal is expedited.
479 U.S. 894
107 S.Ct. 295
93 L.Ed.2d 269
Theodore Robert BUNDY v.
FLORIDA
No. 85-6964
Supreme Court of the United States
October 14, 1986
On petition for writ of certiorari
to the Supreme Court of Florida.
The petition for a writ of
certiorari is denied.
Justice BRENNAN, dissenting.
Adhering to my view that the death
penalty is in all circumstances cruel and unusual punishment
prohibited by the Eighth and Fourteenth Amendments, Gregg v.
Georgia, 428 U.S. 153, 227, 96 S.Ct. 2909, 2950, 49 L.Ed.2d 859
(1976), I would grant certiorari and vacate the death sentence in this
case.
Justice MARSHALL, dissenting from
denial of certiorari.
Petitioner was convicted of first
degree murder and sentenced to death. His conviction was based on
evidence the Florida Supreme Court found constitutionally suspect. The
Florida Supreme Court nonetheless concluded that admission of the
evidence was harmless constitutional error. I would grant certiorari
to review the Florida Supreme Court's application of Schneble v.
Florida, 405 U.S. 427, 92 S.Ct. 1056, 31 L.Ed.2d 340 (1972) and
Fahy v. Connecticut, 375 U.S. 85, 84 S.Ct. 229, 11 L.Ed.2d 171
(1963).
I
* Petitioner became a suspect in the
disappearance of Kimberly Leach after local authorities learned that
he was suspected in a number of murders in the northwestern United
States. Leach was reported missing from school on February 9, 1978 and
her body was found two months later, after a highly-publicized search.
The only eyewitness to the abduction was Clarence Anderson. He came
forward on July 18, after seeing petitioner on a television newscast.
At that time, Anderson was unable to identify the date of his
observation, although he thought it was "around April," and he could
not provide a detailed description of the man or the girl he had
observed. App. to Pet. for Cert. 17a-21a. At the request of the
Assistant State Attorney, Anderson underwent two hypnotic
sessions designed to refresh his recollection.
Petitioner moved to suppress
Anderson's testimony due to the lapse of time between Leach's
disappearance and his initial statement, the massive publicity
surrounding her disappearance and petitioner's arrest and indictment
and an alleged misuse of hypnosis by the persons conducting the
sessions. He maintained that these factors rendered Anderson's
identification unreliable under the rule established by this Court's
decision in Neil v. Biggers, 409 U.S. 188, 93 S.Ct. 375, 34
L.Ed.2d 401 (1972). At the suppression hearing, several experts
testified that a witness whose recollection has been hypnotically
refreshed is unable to distinguish between what he recollected before
hypnosis and any "details" added during hypnosis.
The trial court denied petitioner's
motion to suppress. At trial, Anderson testified that he had observed
a man leading a young girl into a white van near Leach's junior high
school on February 9, 1978. He identified the man as petitioner and
the girl as Kimberly Leach. Anderson's testimony was vital to the
State's case; it supplied "the crucial link in the chain of
circumstantial evidence of [petitioner's] guilt." Bundy v. State,
471 So.2d 9, 23 (Fla.1985) (Boyd, C.J., concurring specially).
On appeal, the Florida Supreme Court
agreed with petitioner's arguments against the use of hypnotically
refreshed testimony. Id., at 18. The court noted that the
highest courts of several other states have categorically excluded
hypnotically refreshed testimony. E.g., People v. Shirley, 31
Cal.3d 18, 723 P.2d 1354, 181 Cal.Rptr. 243, cert. denied, 458 U.S.
1125, 103 S.Ct. 13, 73 L.Ed.2d 1400 (1982); People v. Gonzales,
415 Mich. 615, 329 N.W.2d 743 (1982). The court discussed several of
the problems associated with such testimony, not the least of which is
its effect on the defendant's right under the Confrontation Clause of
the Sixth Amendment to cross-examine witnesses against him. The
Florida court noted the " 'danger of distortion, delusion, or fantasy,'
" as well as " 'the barriers which hypnosis raises to effective cross-examination.'
" Bundy v. State, supra, at 18 (quoting People v. Gonzales,
supra, 415 Mich., at 626-27, 329 N.W.2d, at 748). Furthermore, the
court recognized the danger that, after undergoing hypnosis,
"the subject (1) will lose his
critical judgment and begin to credit 'memories' that were formerly
viewed as unreliable, (2) will confuse actual recall with
confabulation and will be unable to distinguish between the two, and
(3) will exhibit an unwarranted confidence in the validity of his
ensuing recollection." Bundy v. State, supra, at 17 (quoting
People v. Shirley, supra, 31 Cal.3d, at 39-40, 641 P.2d, at 787,
181 Cal.Rptr., at 255).
The Florida Supreme Court concluded,
in a holding to which it gave only prospective effect, that "hypnotically
refreshed testimony is per se inadmissible in a criminal trial
in this state, but hypnosis does not render a witness incompetent to
testify to those facts demonstrably recalled prior to hypnosis."
Bundy v. State, supra, at 18.
II
Since petitioner was convicted and
sentenced to death after a trial in which the "crucial link" was
supplied by a witness with extremely limited pre-hypnotic memory who
had undergone two hypnotic sessions, the Florida Supreme Court
should have overturned his conviction. Instead, the court somehow
determined that Anderson's testimony was refreshed under hypnosis as
to only three details: the color of the football jersey the
girl was wearing, the numbers on the jersey, and the fact that the man
was wearing a pullover sweater and a shirt. Then, purporting to apply
the "harmless-constitutional-error rule" of Schneble v. Florida,
405 U.S. 427, 92 S.Ct. 1056, 31 L.Ed.2d 340 (1972) and Fahy v.
Connecticut, 375 U.S. 85, 84 S.Ct. 229, 11 L.Ed.2d 171 (1963), the
court concluded that "sufficient evidence does exist, absent the
tainted testimony, upon which the jury could have based its conviction
of Bundy. There is no reasonable possibility that the tainted
testimony complained of might have contributed to the conviction."
Bundy v. State, supra, at 19.
This review for harmless
constitutional error is seriously flawed. First, the Florida court
improperly based its enumeration of tainted testimony on Anderson's
own testimony at trial. App. to Pet. for Cert. 86a-87a. Anderson's
own assessment of the impact of hypnosis on his recollection was
inherently unreliable and was not subject to effective cross-examination,
for the very reasons the court relied upon in holding that such
evidence would in future be inadmissible. The hypnotically refreshed "recollection"
of the precise date of his observation is the most glaring omission
from Anderson's list.1
Having identified constitutional error in the admission of
hypnotically refreshed testimony, the Florida Supreme Court was not
free to excise a fraction of that evidence and conclude that the rest
could not have contributed to the conviction. Second, the Florida
court evidently confused review for harmless constitutional error with
review for sufficiency of the evidence, despite this Court's
explanation of the difference in Fahy: "[w]e are not concerned
here with whether there was sufficient evidence on which the
petitioner could have been convicted without the evidence complained
of. The question is whether there is a reasonable possibility that the
evidence complained of might have contributed to the conviction."
Id. 375 U.S., at 86-87, 84 S.Ct., at 230. See also Delaware v.
Van Arsdall, 475 U.S. ----, ----, 106 S.Ct. 1431, ----, 89 L.Ed.2d
674 (1986) (applying Fahy standard); Chapman v. California,
386 U.S. 18, 23, 87 S.Ct. 824, 827-28, 17 L.Ed.2d 705 (1967) (same).
When the evidence admitted at petitioner's trial is reviewed in this
light it becomes clear that the tainted testimony significantly
bolstered the State's case against him, for the untainted evidence was
far from overwhelming.
"We must recognize that harmless-error
rules can work very unfair and mischievous results when, for example,
highly important and persuasive evidence . . . though legally
forbidden, finds its way into a trial in which the question of guilt
or innocence is a close one." Id., at 22, 87 S.Ct. at 827.
Because the Florida Supreme Court misapplied the harmless
constitutional error rule in such a way as to place in doubt the
reliability of a verdict in a capital case, I would grant the petition
for certiorari.2
One of petitioner's experts testified at the pre-trial
suppression hearing that Anderson's testimony was "enhanced" by
numerous details in addition to the date of the occurrence and the
three items listed by Anderson. These enhancements included what
Anderson was doing on that day, the man's weight, the fact that he
was clean-shaven, the description of the van and the fact that he
could see the man and the girl through its rear window. Pet. for
Cert. at 12. The court below evidently ignored this portion of the
record in reaching its conclusion as to harmless error.
Since the Florida Supreme Court found
constitutional error and the State has not cross-petitioned for
certiorari on that question, this Court is not called upon to decide
whether admission of hypnotically refreshed testimony in a criminal
trial violates the Due Process Clause of the Fourteenth Amendment or
the Confrontation Clause of the Sixth Amendment. Accordingly, I
express no view on this question.
Theodore Robert Bundy, Petitioner-Appellant,
v.
Louie L. Wainwright, Secretary, Department of Corrections, State of
Florida,
Respondent-Appellee.
Federal Circuits, 11th Cir.
November 18, 1986
On Appeal from the United States District Court
for the Middle District of Florida.
Before GODBOLD, VANCE and JOHNSON, Circuit Judges.
PER CURIAM:
Theodore Robert Bundy, scheduled to be executed
at 7:00 a.m. on Tuesday, November 18, 1986, petitions this Court for
a certificate of probable cause to appeal, for leave to proceed in
forma pauperis on said appeal and for a stay of execution pending
disposition of his petition for writ of habeas corpus. The United
States District Court for the Middle District of Florida denied
Bundy's application for the writ of habeas corpus at 10:49 p.m. on
November 17, 1986. The district court also denied the application
for certificate of probable cause. The limited period of time
remaining until the scheduled execution is insufficient to allow
this Court to fully consider petitioner's claims. For that reason, a
stay of execution is mandated. Barefoot v. Estelle, 463 U.S. 880,
103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983).
Accordingly, petitioner's application for a
certificate of probable cause and motion for leave to proceed in
forma pauperis are each GRANTED. Petitioner's application for a stay
of execution pending appeal is GRANTED.
It is ORDERED that the appeal in this case is
EXPEDITED.
TheodoreRobertBundy,
Petitioner-appellant, v.
Louie L. Wainwright, Secretary Department of Corrections, State of
Florida,
Respondent-appellee
United States Court of Appeals, Eleventh Circuit.
Jan. 15, 1987
Appeal from the United States District Court for
the Southern District of Florida.
Before GODBOLD, VANCE and JOHNSON, Circuit Judges.
GODBOLD, Circuit Judge:
On January 15, 1978 two young
women, residents of a sorority house at Florida State University,
Tallahassee, Leon County, Florida, were brutally murdered. Two
other young women residing in the house were beaten and within
an hour another young woman residing in a house nearby was
attacked; these three victims survived. On July 24, 1979
TheodoreRobertBundy, the petitioner, was convicted of
the two murders, three counts of attempted first degree murder,
and two counts of burglary. The trial judge imposed death
sentences for the murder convictions. The facts are set out in
the opinion of the Florida Supreme Court affirming
Bundy's convictions and sentences in
June 1984. Bundyv.
State, 455 So.2d 330 (Fla.1984).1
Certiorari was denied by the
United States Supreme Court on May 5, 1986. --- U.S. ----, 106
S.Ct. 1958, 90 L.Ed.2d 366. On May 22, 1986 the Governor of
Florida signed a death warrant providing that
Bundy be executed before 12:00 noon on July 3, 1986. The
execution was scheduled for 7:00 a.m. July 2. In June 1986
Bundy pursued collateral remedies
available to him in the Florida state courts. These were finally
exhausted on June 30, 1986 when the Florida Supreme Court
affirmed the trial court's denial of Bundy's
motions for collateral relief. 492 So.2d 1330.
Bundy's
case was brought to the federal court system six and a half
months ago. On June 30, 1986 he filed in the Southern District
of Florida a federal habeas corpus petition (his first federal
petition) some 172 pages in length and an application for a stay
of execution.2
The petition is over-extensive.3
Accompanying the petition was a memorandum in support of the
application for stay, of some 30 pages plus 17 pages of exhibits.
Issues briefed at length in the memorandum were deprivation of a
fair trial because of prejudicial publicity, denial of a full
and fair hearing on competency to stand trial, and
ineffectiveness of trial counsel.
No evidentiary hearing was
held. The district judge heard oral arguments on July 1. The
same day he orally announced that he would deny a stay and deny
the writ; he stated his reasons and reserved the right to
elaborate or expand them in a written order. He granted a stay
until 7:00 a.m. on July 3, within the period of the death
warrant, to permit Bundy to pursue
appellate remedies. The district judge also granted a
certificate of probable cause. He filed his written order on
July 2. 651 F.Supp. 38. Later on July 2 the Eleventh Circuit
stayed the execution and calendared the case for briefing and
argument. Arguments were heard by this court October 23.
This case went astray in the
district court in several respects. It was heard on oral
argument on a motion to stay, and then dismissed on the merits,
in a context of procedural uncertainty. The court's rulings
embraced substantive errors to which the procedural uncertainty
contributed. The district court erred in denying a stay of
execution, and it erred in denying the petition and ordering it
dismissed. The judgment of the district court must be reversed
and the case remanded for orderly, careful and deliberate
consideration of the constitutional issues that are involved.
Following the filing of the
federal petition on June 30, the state, on July 1, filed a
motion to dismiss the petition or to transfer it to the Northern
District of Florida, asserting that the petition had been filed
in the wrong district and that sole jurisdiction and venue lay
in the Northern District. The same day the state also filed a
reply to the application for stay of execution. Counsel appeared
before the court on the morning of July 1 for oral argument.
From 10:05 a.m. to 1:25 p.m. the court was concerned with
housekeeping matters and the motion to dismiss or transfer (and
with recesses). It denied the motion to dismiss or transfer at
1:25 p.m. on the ground that it had both jurisdiction and venue.4
The court then announced that
it would hear oral arguments on petitioner's application to stay
execution. (Tr. of argument, p. 22). The court had not issued
under 28 U.S.C. Sec. 2243 a show cause order requiring the state
to show cause why the writ should not be granted. No motion to
dismiss by the state was pending; its only motion to dismiss had
been its motion based on jurisdiction and venue, and this
already had been denied. Thus, before the court were a motion to
stay and the state's reply to that motion. No response to the
petition had been filed, nor was any transcript or record of any
state court proceeding, direct or collateral, before the court (except
for a two-page opinion of the Florida Supreme Court entered June
30, 1986, which was attached as an exhibit to the state's reply
to the motion to stay). The state's reply to the motion to stay
contended that the stay should be denied because the petition
and the documents attached to the reply (the June 30, 1986
Supreme Court opinion) demonstrated no likelihood that
Bundy would prevail on the merits. The
state did not contend that the habeas petition should be decided
on the merits or that it should be dismissed.5
As the oral argument drew to a
close counsel for Bundy pointed out to
the court that the state record, more than 10,000 pages long,
had not been lodged with the court but that counsel for the
state had it in his car, to be filed with the court. (Tr.50).
Following argument, the court,
at approximately 4:45 p.m., orally announced its decision
denying a stay of execution (except for the one-day stay allowed
to pursue appellate remedies) and dismissing the petition. The
order of dismissal was the first indication given by the court
that it considered that it had under submission anything other
than a motion to stay.6
Court adjourned at 5:05 p.m.
Thereafter, at approximately 5:37 p.m., the state filed the
trial court record with the district court. The district court
filed its written opinion and order the next day, July 2.7
Therein it discussed the merits of the motion to stay and the
merits of the petition. It denied the motion to stay, denied the
petition for the writ, and ordered the petition dismissed.
II. THE STRUCTURE FOR PLEADING HABEAS
CORPUS CASES
The process of pleading in
habeas corpus cases is governed generally by statutes and by the
Rules Governing Section 2254 Cases, 28 U.S.C. foll. Sec. 2254.
Under Rule 2 the petition "shall specify all the grounds for
relief ... and shall set forth in summary form the facts
supporting each of the grounds thus specified." Petitioner is
not required by statute or Rules to attach to his petition or to
file a state court record8
in order to avoid a dismissal for facial insufficiency, although
often in summarizing the facts a petitioner necessarily or as a
matter of convenience may refer to state court proceedings and
even attach extracts therefrom.
Under 28 U.S.C. Sec. 2243 the
court entertaining the application may either (1) grant the writ,
or (2) issue an order directing the respondent to show cause why
it should not be granted, or (3) it may summarily dismiss the
petition for facial insufficiency under the proviso of Sec.
2243, "unless it appears from the application that the applicant
or person detained is not entitled thereto." The language of the
proviso is developed more fully in Rule 4 of the Sec. 2254
Rules: "If it plainly appears from the face of the petition and
any exhibits annexed to it that the petitioner is not entitled
to relief in the district court, the judge shall make an order
for its summary dismissal and cause the petitioner to be
notified."
If the petition and exhibits
do not of themselves require the judge to grant the writ, "and
if they do not plainly show on their face that petitioner is not
entitled to relief" [i.e., not the subject of a summary
dismissal], Rule 4 requires that "the judge shall order the
respondent to file an answer or other pleading within the time
fixed by the court or to take such other action as the judge
deems appropriate."9
If the writ is neither granted
nor the petition dismissed for facial insufficiency, the court
must issue a show cause order. Rule 5 specifies what, in
response to a show cause order, the respondent's answer shall
embrace. It must respond to the allegations of the petition, and
it must state whether the petitioner has exhausted state
remedies, including post-conviction remedies. In addition:
The answer shall indicate what transcripts (of
pretrial, trial, sentencing, and post-conviction proceedings)
are available, when they can be furnished, and also what
proceedings have been recorded and not transcribed. There shall
be attached to the answer such portions of the transcripts as
the answering party deems relevant. The court on its own motion
or upon request of the petitioner may order that further
portions of the existing transcripts be furnished or that
certain portions of the non-transcribed proceedings be
transcribed and furnished. If a transcript is neither available
nor procurable, a narrative summary of the evidence may be
submitted. If the petitioner appealed from the judgment of
conviction or from an adverse judgment or order in a post-conviction
proceeding, a copy of the petitioner's brief on appeal and of
the opinion of the appellate court, if any, shall also be filed
by the respondent with the answer.
Rule 5. The obligation to come
forward with the state court record is squarely upon the
respondent, not upon the petitioner. This makes common sense as
well as legal sense--in some cases the petitioner has no copy of
the state court proceedings, while the Rules recognize that
generally the attorney general has access to them. Advisory
Committee Note to Rule 5.
Assuming that the petition has
passed scrutiny for facial sufficiency, then with petition and
answer and state court transcript before the court, plus any
state court appellate decisions and petitioner's state court
appellate briefs, the habeas judge has before him the materials
to proceed on the substantive issues. The judge may grant the
writ without a hearing, deny the writ without a hearing, or
order a hearing. If the record is incomplete, the court on its
own motion or motion of petitioner may order it completed. Rule
5. If no transcript is available, a narrative summary may be
furnished. Id.
By 28 U.S.C. Sec. 2254(d)
Congress has prescribed that a federal habeas court shall give a
presumption of correctness to certain determinations made by a
state court of competent jurisdiction. The material before the
habeas judge filed under Rule 5 may trigger this statutory
presumption of correctness, and the presumption in some cases
may permit a final ruling without a hearing. Possibly a petition
itself can contain sufficient state court record materials that
a court can correctly find, on the face alone (with any exhibits
attached), that the Sec. 2254(d) presumption applies and that it
bars relief, and dismiss under Rule 4. This would be an unusual
circumstance, and it did not exist here.
Four prerequisites must exist
before the Sec. 2254 presumption of correctness arises. There
must have been (lettered for convenience):
(a) a hearing on the merits of
a factual issue,
(b) made by a state court of
competent jurisdiction,
(c) in a proceeding to which
the applicant and the state were parties,
(d) evidenced by a written
finding, opinion, or other reliable and adequate written
indicia.
If all of these prerequisites
appear, written findings made by the state court on a factual
issue are presumed to be correct unless the applicant shall
establish or it shall otherwise appear, or the respondent shall
admit:
(1) that the merits of the
factual dispute were not resolved in the State court hearing;
(2) that the factfinding
procedure employed by the State court was not adequate to afford
a full and fair hearing;
(3) that the material facts
were not adequately developed at the State court hearing;
(4) that the State court
lacked jurisdiction of the subject matter or over the person of
the applicant in the State court proceeding;
(5) that the applicant was an
indigent and the State court, in deprivation of his
constitutional right, failed to appoint counsel to represent him
in the State court proceeding;
(6) that the applicant did not
receive a full, fair, and adequate hearing in the State court
proceeding; or
(7) that the applicant was
otherwise denied due process of law in the State court
proceeding;
(8) or unless that part of the
record of the State court proceeding in which the determination
of such factual issue was made, pertinent to a determination of
the sufficiency of the evidence to support such factual
determination, is produced as provided for hereinafter, and the
Federal court on a consideration of such part of the record as a
whole concludes that such factual determination is not fairly
supported by the record.
In short, there is no
presumption of correctness until all four (lettered) conditions
have been met and, even then, no presumption arises if any one
of the eight numbered conditions is shown to exist.
We cannot identify with
certainty the district court's rationale for dismissing the
petition. The confusion at the oral argument on the motion to
stay was substantially contributed to by the state. In the
district court and before this court on appeal the state's less-than-candid
and misleading presentations are deeply disturbing. Litigants,
the judicial system, and society at large are entitled to have
habeas corpus cases, and especially death penalty cases, proceed
promptly, effectively and fairly. Counsel for Florida and for
other states in this circuit now work cooperatively and with
high professional standards toward this end. But somehow this
case went astray. The state did not ask that the petition be
dismissed. It was not required to file an answer or file the
state court record, and it filed neither. Yet its reply to the
motion to stay relied extensively upon the record. The reply
asserted that the petition facially demonstrated no likelihood
of success on the merits (a prerequisite for a stay). Then it
discussed some 14 issues, in at least five of which it expressly
relied in whole or in part on the state record. The reply
contained more than 50 record citations. Moreover, during oral
argument counsel for the state asserted that all claims had been
procedurally defaulted (Tr. 45), a contention necessarily based
upon the record. Counsel invoked the record at length in
contending that petitioner had had a full and fair competency
hearing (Tr. 47). In asserting that representation by defense
counsel had been effective, counsel for the state outlined at
length actions taken by defense counsel as described in the
record. (Id.) In the next moment the court asked counsel for the
state what the burden was upon the court, and counsel, changing
direction 180 degrees, responded that it was to "look at the
papers that are filed and just make a determination as to
whether or not there is a likelihood of Petitioner prevailing on
the merits of the claims he has advanced." (Tr. 48).
At first the district court
appeared to be relying upon the record, though none had been
filed, and then appeared to recede to a position that it was
ruling on the face of the petition.10
Following the court's oral announcement of its decision, counsel
for petitioner expressed his concern about references the court
had made to the petitioner's not having made information
available to the court and inquired whether the court was
referring to the fact that the record had not been filed. The
court responded that it was referring to "what 2.254 [sic--28
U.S.C. Sec. 2254] permitted to be filed to assist the district
court in reviewing the papers" before it. Counsel for petitioner
pointed out (for the second time) that any obligation to lodge
the record was on the state and that the court was, in effect,
holding petitioner accountable for the state's not having filed
it. (Tr. 63-64). The court then receded to a position that it
had not intended to rule based upon the record but rather that
the petition standing alone did not meet the burden that was
upon petitioner.
Thus we think it is likely
that, despite the state's having dragged in the contents of a
non-filed record, the court ultimately did intend to dismiss the
petition for facial insufficiency under the power given it by
the proviso to Sec. 2243. But approximately 30 minutes after the
court announced its decision the state filed the record it had
withheld during the oral argument.
We turn then to whether
exercise by the court of its power to dismiss for facial
insufficiency was correct.11
It was not. The judge did not limit himself to the petition. He
expressly searched for sources outside the petition to add to
what the petition told him. For example, he drew information
from published opinions of the Supreme Court of Florida in
Bundy's litigation, though not attached
to the petition, and he accepted concessions made to him by
counsel in oral argument. We accept that he could do both. But,
with respect to both of these sources, he applied erroneous
standards of law to the information that he found. We discuss
this in detail below. Second, in ruling the petition
insufficient on its face, the judge based his ruling in part on
the fact that the petitioner had failed to supply him with
supplemental information and materials other than the petition.
(Tr. 59-60). This was a burden petitioner did not have so long
as the petition was facially sufficient.
What happened can be seen in
part through looking at the court's disposition of four "main"
issues which the court, in its oral statement of reasons and its
written order, addressed in the light of Sec. 2254(d). These
were (1) that testimony of a witness who previously had been
hypnotized unconstitutionally hindered cross-examination and
affected the presentation of direct testimony; (2) petitioner
did not receive a full and fair inquiry into his competence to
stand trial; (3) petitioner was denied the right to effective
assistance of counsel; and (4) petitioner was denied a fair
trial. With respect to these issues as a group the district
court made three significant holdings: (a) that petitioner had
conceded that the four issues had been considered by the trial
court and the Supreme Court of Florida; (b) that petitioner had
failed to meet his burden of showing that these issues had not
been fully and fairly litigated in state court; and (c) the
application on its face did not provide a sufficient showing
that the court could make a reliable determination that plenary
review was required.
As to holding (a), whether an
issue has been considered by state courts relates to exhaustion.
It does not of itself establish that the issue was considered
and decided in such manner that the four prerequisites of Sec.
2254(d) were satisfied.
Holding (b) refers to Sec.
2254(d)(8). There is no burden on a petitioner to negate that
full and fair litigation occurred in the state courts until the
four prerequisites to application of Sec. 2254(d) have been
established. They were not established in this instance.
As to holding (c), this
language appears to be drawn from Barefoot v.
Estelle, 463 U.S. 880, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983).
It has no application to the sufficiency of pleading a habeas
corpus case in the federal district court, a matter specifically
governed by the Sec. 2254 Rules. This is discussed below in
section V.
In considering the specific
issue of the post-hypnotic testimony of the witness Nita Neary,
the court repeated the point that it had been "presented" to ["considered"
by] a state court. See discussion of holding (a) above. Also it
held that in fact this issue had been fully and fairly litigated
on the merits before the Supreme Court of Florida. Order p. 7. A
state appellate court may be a "state court of competent
jurisdiction" under the second prerequisite of Sec. 2254(d).
Sumner v. Mata, 449 U.S. 539, 101 S.Ct.
764, 66 L.Ed.2d 722 (1981). Possibly a federal court might
conclude on the basis of the Supreme Court opinion in
Bundy's direct appeal, 445 So.2d at
339-43, that this issue was "fully and fairly litigated on the
merits." We pretermit deciding this, however, since petitioner's
briefs in that appeal were not before the district court and are
not before us.12
But even if the issue was "fully and fairly litigated," the Sec.
2254(d) presumption would extend to only the historical facts
found by the Supreme Court. Section 2254(d) establishes no
presumption of correctness with respect to ultimate questions of
law or to mixed questions of law and fact. The constitutionality
of the admissibility of the post-hypnotic testimony of the
witness Neary is a mixed law-fact issue. Whether a defendant's
Sixth Amendment rights to confront and cross-examine witnesses
have been abridged is a mixed question of law and fact. See
Chaney v. Lewis, 801 F.2d 1191 (9th
Cir.1986) (claim of improper restriction of right to
cross-examine a prosecution witness is a mixed question of fact
and law obligating the district court to obtain and examine the
state court record); Burns v. Clusen,
798 F.2d 931, 941-42 (7th Cir.1986) (whether witness' "unavailability"
violated defendant's confrontation right is a mixed question of
law and fact); Haggins v. Warden, Fort
Pillow State Farm, 715 F.2d 1050, 1055 (6th Cir.1983), cert.
denied, 464 U.S. 1071, 104 S.Ct. 980, 79 L.Ed.2d 217 (1984) ("the
determination of whether the admission of the hearsay statements
violated Haggin's Sixth Amendment right to confrontation is a
question of law, which involves the application of legal
principles to historical facts"). Cf. Sumner v.
Mata II, 455 U.S. 591, 597, 102 S.Ct. 1303, 1306, 71 L.Ed.2d 480
(1982) ("the ultimate question as to the constitutionality of
the pretrial identification procedures used in this case is a
mixed question of law and fact that is not governed by Sec.
2254").
The district court fell into a
similar series of errors with respect to Bundy's
claim that he was denied a full and fair hearing on his
competency to stand trial. The court relied upon a concession by
counsel that the matter had been litigated before the trial
court under Florida Rule 3.850 and before the Supreme Court of
Florida as reflected in its June 30, 1986 opinion. As we have
pointed out, a concession that a matter has been litigated in
state court does not establish the prerequisites to Sec.
2254(d). With respect to the Supreme Court's June 30 opinion,
that court stated in a one-sentence holding: "Appellant's [competency
to stand trial] contention is without merit because in fact
there was a proper competency hearing." The Supreme Court made
no findings to support this conclusion, and the district judge
could not know what record was before the Supreme Court
undergirding its conclusion. Moreover, whether a competency
hearing is "proper" so as to meet the demands of our
Constitution is a mixed question of law and fact that enjoys no
Sec. 2254(d) presumption.
With respect to ineffective
assistance of counsel, the court recognized in its oral
statement of reasons that this is a mixed question of law and
fact that does not carry the Sec. 2254(d) presumption of
correctness. (Tr.56). See Miller v.
Wainwright, 798 F.2d 426, 429 (11th Cir.1986). It held the
petition insufficient, however, on two grounds. First, the
decisions of counsel were strategy and thus could not be the
subject of an ineffective counsel claim. The court cited a
single example of what it considered to be strategy from
paragraph 151 of the petition; this concerned one aspect of the
sentencing phase of the case. But, among other alleged grounds
of ineffective counsel, consuming some 35 pages of the petition,
were failure to make an adequate pretrial investigation, a
peculiarly fact-based issue, and not always determinable even
from the trial record; failure to "protect" a plea agreement
that would have brought about a life sentence; failure to
develop and present mitigating evidence at the penalty phase,
including available expert testimony of mental disability,
another fact-based issue; failure to adequately present a motion
for new trial; and re to object to erroneous jury instructions.
None of these claims is shown by the face of the petition to be
tactical, and none has any apparent relationship to the single
cited example from paragraph 151.
A second oral ground for
denying relief on the ineffective counsel claims was that the
petition made only general statements not supported by any
information or materials provided to the court. As previously
discussed, petitioner need only allege grounds and facts, which
he did for all or substantially all of his ineffective counsel
allegations, and he was not obliged to supplement his petition
with other materials.
In its written order on the
ineffective counsel issue, the court reiterated the finding of
strategy based on paragraph 151. Also it added a new ground:
that ineffectiveness of counsel had been litigated in the trial
court, before the Supreme Court in 1984, before the trial court
on a 3.850 petition, and again before the Supreme Court on June
30, 1986. The 1984 Supreme Court decision, and the trial court
action it affirmed (denial of a new trial on ineffective counsel
grounds), concerned only events at trial, "which the court had
seen and heard itself." See 455 So.2d at 349. The
ineffectiveness claims asserted in the present petition sweep
far beyond that narrow range. As to the 3.850 petition in the
trial court, the district judge had no way of knowing what was
litigated in that proceeding because he had no record. The
Supreme Court's June 30 one-sentence finding, that
Bundy "has failed to show any
deficiency of performance on the part of his trial counsel" is a
mixed law-fact issue, it is unsupported by any factfindings or
record made known to the district court, and it does not touch
upon the claim of ineffective performance by appellate counsel.
As to the fourth "main" issue,
denial of a fair trial, we are not clear from the district court
or the parties exactly what this embraces, whether limited to
allegations of prejudicial publicity or sweeping more widely.
This can be clarified on remand.
At least the following
additional issues were specifically raised by the petition:
(1) denial of choice of
counsel;
(2) denial of opportunity to
challenge the impartiality of the grand jury;
(3) admission of bite-mark
evidence;
(4) instruction to jury on
flight as evidence of guilt;
(5) arbitrary imposition of
death penalty because imposed disproportionately on whites;
(6) exclusion of jurors
because of views on death penalty;
(7) constitutionally deficient
clemency determination procedure; and
(8) improper comment on
Bundy's choosing not to testify.
All of these other issues
raised by the petition were summarily brushed aside.
In its written order the court
said:
The Court notes that although
counsel for the Petitioner did state to the Court that the
Application and Petition aforementioned did contain additional
points upon which the Petitioner relied, that at no time during
argument before the Court did counsel for the Petitioner direct
the Court's attention to any federal constitutional claims that
either were or were not previously presented for consideration
to the Supreme Court of Florida other than the four (4) points
aforementioned which counsel for the Petitioner concedes are the
crucial points.
This sounds like waiver.
Petitioner, in order to have the claims in his petition survive
dismissal, was not required to specifically restate them in an
oral argument on motion to stay. Moreover, though he was not
required to do so, at the beginning, midway, and at the end of
his argument, counsel for petitioner pointed out that by
discussing four claims that best seemed to support a stay, he
was not waiving any other claims.
Later, at p. 12 of its order,
the court said:
Regarding the remaining issues
contained in the Petition for Writ of Habeas Corpus which have
not been specifically addressed herein and to which counsel for
the Petitioner has not specifically directed this Court's
attention, the Court finds that the Petition on its face
regarding those points fails to meet the burdens enunciated
above.
Presumably the burdens
referred to are those previously discussed and erroneously
placed on petitioner through a misconception of the operation of
Sec. 2254(d) or misconception of the effect of "presentation" of
an issue in state court.13
In deciding whether it would
grant a stay the court, both orally and in writing, relied upon
language from Barefoot v. Estelle, 463
U.S. 880, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983). Barefoot
addressed the handling of requests for stays of execution in
death sentence habeas corpus cases in the courts of appeal and
in the Supreme Court of the United States. The parties in that
case were directed to brief and argue this question:
The appropriate standard for granting or
denying a stay of execution pending disposition of an appeal by
a federal court of appeals by a death-sentenced federal habeas
corpus petitioner, and also the issues on appeal before the
United States Court of Appeals for the Fifth Circuit.
Id. at 887, 103 S.Ct. at 3391,
77 L.Ed.2d at 1100. Certiorari had been granted "to determine
whether the Court of Appeals erred in refusing to stay
petitioner's death sentence." Id. at 888, 103 S.Ct. at 3392.
The Supreme Court discussed
the duty of a court of appeals to hear the merits and the power
of the court of appeals to adopt summary procedures. Id. at 889,
103 S.Ct. at 3392. The court sustained the procedures that had
been followed by the court of appeals in Barefoot in considering
his application for a stay, as being within the bounds of the
Supreme Court's prior decisions. Id. at 890, 103 S.Ct. at 3393.
The Court went on, however, to suggest guidelines for the
development of proper procedures by the courts of appeals for
fair and effective consideration of stays of execution in death
penalty cases. Id. at 892, 103 S.Ct. at 3394. The suggested
guidelines deal almost entirely with appeals and what courts of
appeals may do. The fifth guideline, id. at 895-96, 103 S.Ct. at
3395-96, concerns stays pending application for a writ of
certiorari from the Supreme Court to a court of appeals. It is
from this section of the opinion that the district court
extracted and utilized the following language in the present
case:
Applications for stays of death sentences are
expected to contain the information and materials necessary to
make a careful assessment of the merits of the issue and so
reliably to determine whether plenary review and a stay are
warranted.
Id. at 896, 103 S.Ct. at 3396.
But the Supreme Court followed the extracted language with
additional language:
A stay of execution should first be sought
from the court of appeals, and this Court generally places
considerable weight on the decision reached by the courts of
appeals in these circumstances.
Id. In short, this "guideline"
speaks to what the Supreme Court expects to be filed with it to
enable it to assess the merits, decide whether plenary review is
required, and rule on a stay.
The quoted language does not
establish criteria for a district court to use in considering
whether it will grant a stay of execution. As the district court
recognized elsewhere in its order in this case, in considering
whether it should grant a stay under 28 U.S.C. Sec. 2251 in a
state habeas case, it must apply a four-part test: whether the
movant has made a showing of likelihood of success on the merits
and of irreparable injury if the stay is not granted, whether
the stay would substantially harm other parties, and whether
granting the stay would serve the public interest.
Nothing in Barefoot suggests
that the Supreme Court intended to, if indeed it could, alter
the pleading obligations set out for habeas cases in the federal
district courts by the Sec. 2254 Rules. In the district court a
petitioner need only set out his grounds and allege facts. Rule
2. If the case does not proceed to answer, and if the grounds
and facts alleged meet the criteria for a stay, petitioner is
entitled to a stay. He cannot be denied a stay on the ground
that he has not furnished additional information and materials
that the Rules do not require of him. If an answer and state
court record have been filed, then whether a request for a stay
meets the familiar four-part test may depend upon everything
that is before the court--petition, answer, record, and Sec.
2254(d) presumptions (to the extent the requirements of that
section have been met).
We do not imply in even the
slightest degree that Bundy is entitled
to succeed on the merits of any of his claims. But, without
analyzing all of his numerous claims, the petition demonstrates
a likelihood of success in at least some respects sufficient to
justify a stay. These include permitting the testimony of the
only eyewitness after she had been hypnotized. The Florida
Supreme Court held this testimony was admissible. 455 So.2d at
339-43. Eight months later in Bundy's
separate appeal arising out of the Lake City murder, the same
court held that hypnotically refreshed testimony was per se
inadmissible in Florida but that its decision was to be
prospective only. It may be that these two cases can be
distinguished. But the interplay between them, and the
constitutional implications of the two cases, raise serious
questions that can be neither ignored nor brushed aside.
Another serious question is
raised by the state court determination of
Bundy's competency to stand trial. The petition alleges
the following. Defense counsel obtained an order of the court
appointing an expert to examine Bundy
with respect to his mental competency. The expert's report at
least raised a question whether Bundy
was competent to stand trial. The state moved to have a hearing
on the matter because of the possible doubt created by the
expert's report, and a hearing was ordered.
Bundy, apparently dissatisfied with his lawyer because he
had raised a question of his competency, secured an appointed
lawyer for purposes of the hearing, and both
Bundy and the new lawyer joined the state in contending
at the hearing that Bundy was competent.
The hearing judge remarked that he was in the unusual position
of entering a ruling on which all parties agreed.
Bundy's former lawyer was present and
prepared to testify that in his opinion Bundy
was not competent. He was not called as a witness. No one
participating in the hearing adequately developed in an
adversary manner the issue of whether Bundy
was competent, which was what the hearing was all about.
Obviously it is not an answer to questions raised concerning the
constitutional adequacy of the hearing that
Bundy did not wish to be found incompetent--if in fact he
was incompetent, he was not competent to make such a decision.
CONCLUSION
The judgment of the district
court is REVERSED and the case REMANDED to that court for proper
consideration.
Bundy is under death
sentence for another murder committed in Lake City, Florida.
Habeas corpus relief was denied by the United States District
Court for the Middle District of Florida, and an appeal
therefrom is pending before this court. Bundyv. Wainwright, 805 F.2d 948 (11th
Cir.1986)
The petition alleged a number of
constitutional violations including inadequacy of the state
trial court's inquiry into competency to stand trial; denial of
Bundy's choice of counsel; ineffective
assistance of counsel at the guilt phase of trial, at the
sentencing phase, at the competency hearing, on the motion for a
new trial, and on mandatory appeal to the state supreme court;
unconstitutional use of the testimony of an eyewitness who had
been subjected to hypnosis by the state and denial of
opportunity to effectively cross-examine that witness; denial of
opportunity to challenge the impartiality of the grand jury;
denial of fair trial because of prejudicial and disruptive
intrusion of press; admission of bite-mark evidence that was
unreliable as a matter of law; improper instruction to jury on
flight as evidence of guilt; arbitrary imposition of death
penalty in Florida because imposed disproportionately on white
defendants; improper exclusion of jurors because of views on
death penalty; constitutionally deficient clemency determination
procedure; and improper comment by the court on
Bundy's exercise of his right not to
testify
It sets forth specific grounds for relief as
required by Rule 2 of the 28 U.S.C. Sec. 2254 Rules but goes
more deeply into the facts than Rule 2's provision for "set[ting]
forth in summary form the facts supporting each of the grounds
thus specified." Moreover it is also a brief and argument,
containing lengthy discussions of the law, citations of
authority and argument that properly are the subject of a brief
The reply, however, relied upon grounds drawn
from the state court record and contained a multitude of
citations to that record. We discuss below the impropriety of
the state's urging that the stay be denied because the petition
was insufficient on its face to show likelihood of success while
at the same time attempting to support that argument by reliance
upon a record that it withheld from filing
Pursuant to the authority to "take such other
action as the judge deems appropriate," the district judge can
order the respondent to make a motion to dismiss based upon
information that respondent supplies, such as showing that
petitioner's claims already have been decided on the merits in a
federal court, that petitioner has failed to exhaust state
remedies, that petitioner is not in custody, or that a decision
in the matter is pending in state court. Advisory Committee Note
to Rule 4. In such situations a dismissal on procedural grounds
may avoid burdening the respondent with the necessity of filing
an answer on the substantive merits of the petition. Id. The
district judge did not enter such an order in this case and, as
we have noted, no motion to dismiss was ever filed
We pretermit discussion of whether the
petitioner, told by the court to present his arguments on motion
to stay, was entitled to some word or indication that the court
was taking the case under submission for decision on whether the
petition should be dismissed
In Darden v.
Wainwright, 725 F.2d 1526 at 1534 n. 8 (11th Cir.1984) (en banc)
(Tjoflat, J., dissenting), Judge Tjoflat pointed out that,
because the State of Florida had not filed with the federal
court the briefs filed by the parties in the Supreme Court of
Florida, the federal court had "no definitive means of
determining whether petitioner's claims of error were based on
federal or state law."
We comment briefly on the state's
presentation on appeal. It asks us to affirm the district
court's ruling that Bundy had a full
and fair competency hearing and its finding that petitioner was
tried by persons not tainted by trial publicity on the basis of
what the state court record shows. The place to make that
contention and file the record to support it was in the district
court. The state urges the application of Sec. 2254(d)
presumptions without addressing whether the prerequisites for
that section have been established or whether the subject
matters involved are factual or are mixed questions of law and
fact, and it attempts to fasten upon petitioner the burden of
negating a full and fair consideration in state court without
discussing how the prerequisites of Sec. 2254(d) can be met
without a record
816 F.2d 564
Theodore Robert BUNDY, Petitioner-Appellant, v.
Richard L. DUGGER, Secretary, Department of Corrections,
State of Florida, Respondent-Appellee.
Nos. 86-3773, 86-5509.
United States Court of Appeals, Eleventh Circuit.
April 2, 1987.
Amending Order April 27, 1987.
Opinion on Denial of Rehearing May 15, 1987.
Appeals from the United States
District Court for the Middle and Southern Districts of Florida.
Before GODBOLD, VANCE and
JOHNSON, Circuit Judges.
PER CURIAM:
Theodore Robert Bundy brings
this appeal from a denial of his petition for a writ of habeas
corpus. Bundy was convicted and sentenced to death by the
Circuit Court of Columbia County, Florida, for the abduction
and murder of twelve-year-old Kimberley Leach. On direct
appeal, the Florida Supreme Court affirmed both the conviction
and the sentence. Bundy v. State, 471 So.2d 9 (Fla.1985), cert.
denied, --- U.S. ----, 107 S.Ct. 295, 93 L.Ed.2d 269 (1986).
After the Governor of Florida signed a death warrant
scheduling Bundy's execution for November 18, 1986, Bundy
filed with the trial court a motion to vacate his conviction
and sentence under Fla.R.Crim.P. 3.850. The trial court
summarily denied Bundy any relief on November 17. Later that
day, the Florida Supreme Court both affirmed the trial court's
denial of Bundy's Rule 3.850 motion and denied Bundy's
petition for a writ of habeas corpus.
Bundy then immediately filed
an application for a stay of execution, a petition for a writ
of habeas corpus, and an application for a certificate of
probable cause with the United States District Court for the
Middle District of Florida. The state, anticipating that Bundy
would file a petition for a writ of habeas corpus, had
previously filed the trial record with the district court.
Having reviewed the trial record in advance, the district
court dismissed, without a hearing, the petition and denied
the application for a stay of execution and for a certificate
of probable cause. This Court subsequently granted a
certificate of probable cause and a stay of execution pending
appeal. Bundy v. Wainwright, 805 F.2d 948 (11th Cir.1986).
In this appeal Bundy raises
numerous claims challenging both his conviction and his
sentence. Bundy initially contends that he was incompetent to
stand trial and that he was denied a full and fair competency
hearing. See Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15
L.Ed.2d 815 (1966). A defendant is mentally incompetent to
stand trial if he lacks a " 'sufficient present ability to
consult with his lawyer with a reasonable degree of rational
understanding' " and if he lacks " 'a rational as well as
factual understanding of the proceedings against him.' " Dusky
v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 789, 4 L.Ed.2d
824 (1960). A defendant is not entitled to an evidentiary
hearing on his claim of incompetency unless he "presents clear
and convincing evidence to create a 'real, substantial and
legitimate doubt as to [his] mental capacity ... to
meaningfully participate and cooperate with counsel....' "
Adams v. Wainwright, 764 F.2d 1356, 1360 (11th Cir.1985), cert.
denied, --- U.S. ----, 106 S.Ct. 834, 88 L.Ed.2d 805 (1986) (quoting
Bruce v. Estelle, 483 F.2d 1031, 1043 (5th Cir.1973)). "The
standard of proof is high. The facts must 'positively,
unequivocally and clearly generate' the legitimate doubt." Id.
The district court dismissed
this claim, finding that Bundy was not entitled to an
evidentiary hearing because he had failed to present
sufficient evidence raising a legitimate doubt as to his
competence to stand trial. In making that finding, the
district court first noted that a trial court in Leon County
had found Bundy competent to stand trial.1
The district court then stated that Bundy's failure to raise
this claim at trial in this case was "highly significant" and
that "[i]t would be 'a perversion of the judicial process' to
allow petitioner to waive any challenge to his competence at
trial and then permit a new trial on the grounds that he was
not granted a hearing on his competence."
Admittedly, we must accept
the district court's finding that Bundy failed to produce
sufficient evidence generating a legitimate doubt as to his
competence to stand trial unless that finding is clearly
erroneous. Id. However, our review of the record convinces us
that the district court erred in concluding that Bundy was not
entitled to an evidentiary hearing on this claim.
First, the district court
erroneously relied on the finding of competency in the Leon
County case because the record of the competency hearing in
that case had not been filed with it. A state court's finding
that a defendant was competent to stand trial is not entitled
to a presumption of correctness unless the state court applied
the correct legal standard for determining competency to stand
trial and unless its conclusion that the defendant met that
standard is supported by substantial evidence developed at a
full and fair hearing. Price v. Wainwright, 759 F.2d 1549,
1551-52 (11th Cir.1985). Without the record of the competency
hearing in the Leon County case before it, however, the
district court could not have determined that the Leon County
court applied the correct legal standard and that its
conclusion was supported by substantial evidence. Consequently,
even assuming arguendo that the Leon County court's
determination of Bundy's competency to stand trial is relevant
to this case and is otherwise admissible in this proceeding,
the district court's reliance on the Leon County court's
finding of competency was improper.
Second, the district court
improperly weighed the evidence in the record. Although
defense counsel's failure to question at trial his client's
competency can be highly persuasive evidence that the
petitioner's competence to stand trial was not in doubt, Adams,
764 F.2d at 1360; Reese v. Wainwright, 600 F.2d 1085, 1092
(5th Cir.), cert. denied, 444 U.S. 983, 100 S.Ct. 487, 62 L.Ed.2d
410 (1979), the district court unduly emphasized defense
counsel's failure to do so here.2
As indicated, the trial court in the Leon County case
determined that Bundy was competent to stand trial. Because
this case and the Leon County prosecution were contemporaneous
and because a competency claim in this case would have rested
on much of the same evidence that the Leon County court
apparently rejected, defense counsel may have concluded that
the trial court here also would have denied any relief on a
competency claim. He could have reached that conclusion even
though he seriously doubted Bundy's competency to stand trial.
Therefore, because trial counsel's failure to raise this claim
gives rise to conflicting inferences, the district court
attached too much weight to the failure to raise this claim at
trial.
In contrast, the district
court seemingly ignored strong indicia of Bundy's incompetence
to stand trial. After the sentencing jury recommended the
death sentence, defense counsel offered to the court the
report of Dr. Tanay. The trial court in the Leon County case
appointed Dr. Tanay, a clinical psychiatrist, to examine Bundy.
Dr. Tanay interviewed Bundy and defense counsel in the Leon
County case and examined Bundy's behavior during police
interrogations and in the courtroom. As a result, Dr. Tanay
concluded that Bundy "lacks a rational understanding of what
is facing him" and that he probably lacks "sufficient present
ability to consult with his lawyers with a reasonable degree
of rational understanding" and recommended that the court
conduct an inquiry into Bundy's competency to stand trial.
Such evidence--the uncontradicted opinion of a qualified
psychiatrist directed expressly towards the relevant legal
standard--is far more significant than defense counsel's
failure to raise this claim at trial. The district court,
however, failed even to mention Dr. Tanay's report.
In addition, the record
contains several instances in which Bundy apparently ignored
the advice of his counsel such as when he gave statements to
the police and when he reneged on the plea agreement.
Furthermore, despite his counsel's urging to the contrary,
Bundy refused to offer any mitigating evidence to the
sentencing jury. Instead, Bundy insisted on performing a mock
wedding ceremony with his fiancee before them. Such conduct
standing alone may not constitute a "history of pronounced
irrational behavior" warranting a competency hearing. Pate,
383 U.S. at 386, 86 S.Ct. at 842. However, a court must
consider the aggregate effect of the indicia of a defendant's
incompetence. Drope v. Missouri, 420 U.S. 162, 179-80, 95 S.Ct.
896, 907-08, 43 L.Ed.2d 103 (1975). Bundy's behavior
throughout this prosecution reinforces Dr. Tanay's conclusion
that Bundy lacked a rational understanding of the case against
him and that Bundy could not rationally consult with counsel.
We believe that the district court gave too little weight to
that fact.
Furthermore, it is highly
significant that both defense counsel and the state moved for
a competency hearing in the Leon County case after Bundy
refused to accept a joint plea offer. Bundy's behavior in
rejecting that plea offer was central to the state's decision
to request a competency hearing in the Leon County case.
Because the joint plea agreement covered both this case and
the Leon County case, the trial judge in this case attended
the hearing where Bundy theatrically rejected the plea offer.
Bundy's behavior at that hearing, atop his already suspect
behavior, sufficed to question seriously his competency to
stand trial in the Leon County case. It has the same effect
here.
Finally, the district court
erred in denying a hearing on the ground that, because Bundy
did not raise this claim at trial, granting him a hearing now
would be a "perversion of justice." A defendant cannot waive
his right not to stand trial if he is incompetent. Pate, 383
U.S. at 384, 86 S.Ct. at 841; Adams, 764 F.2d at 1359. Thus, a
defendant can challenge his competency to stand trial for the
first time in his initial habeas petition and, if he presents
facts raising a legitimate doubt as to his competency to stand
trial, he is entitled to an evidentiary hearing in the
district court. See, e.g., Price v. Wainwright, 759 F.2d 1549,
1553 (11th Cir.1985); Bolius v. Wainwright, 597 F.2d 986, 988
(5th Cir.1979). But see Thomas v. Wainwright, 788 F.2d 684,
688 (11th Cir.1986) (petitioner not entitled to hearing on
competency claim raised in second habeas petition where claim
was raised at trial and no excuse exists for failure to raise
it in first habeas petition).
We do not suggest in any way,
however, that Bundy was incompetent to stand trial. That
determination can be made only after a full and fair
evidentiary hearing. We hold simply that the district court's
finding that Bundy failed to present evidence sufficient to
warrant an evidentiary hearing on his competency to stand
trial is clearly erroneous.
Accordingly, we REMAND this
case to the district court for the limited purpose of
conducting an evidentiary hearing into Bundy's competency to
stand trial. Furthermore, because of the significant overlap
in evidence, we will by separate order, filed
contemporaneously with this memorandum opinion, order the
competency hearing in the Leon County case CONSOLIDATED with
the competency hearing in this case and instruct the district
court here to schedule expeditiously and conduct both hearings.
We retain jurisdiction over the remainder of this appeal.
ORDER OF CONSOLIDATION
Before GODBOLD, VANCE and
JOHNSON, Circuit Judges.
BY THE COURT:
For the reasons stated in
the memorandum opinion of this Court made and entered in Bundy
v. Wainwright, No. 86-3773, it is ORDERED that the competency
hearings required in this case and in the Leon County case,
Bundy v. Wainwright, No. 86-5509, be and they are hereby
consolidated, with the competency hearings in both cases to be
conducted by the United States District Court for the Middle
District of Florida.
The United States District
Court for the Middle District of Florida is DIRECTED to
schedule expeditiously and conduct both competency hearings
and to file its findings of fact and conclusions of law with
this Court.
AMENDED ORDER
Before GODBOLD, VANCE and
JOHNSON, Circuit Judges.
BY THE COURT:
The joint order entered by
the court in these cases on April 2, 1987, consolidating them
for purposes of a hearing on competency to stand trial is
VACATED.
The last paragraph of the
opinion of this court entered in No. 86-3773 on April 2, 1987,
p. 565, is VACATED and the following is substituted in lieu
thereof:
Accordingly, we REMAND this
case to the district court for the limited purpose of
conducting an evidentiary hearing into Bundy's competence to
stand trial. The court shall schedule expeditiously and
conduct such competency hearing and file its findings of fact
and conclusions of law with this court. We retain jurisdiction
over the remainder of this appeal.
In No. 86-5509, p. 568, it
is ORDERED that the proceedings shall be expedited. Should the
district court in that case determine that a competency
hearing is required, and the court has not yet completed the
competency hearing required in No. 86-3773, either party to
No. 86-5509 may petition this court to re-consolidate the two
cases for purposes of determining competence to stand trial,
and this court reserves jurisdiction to act on such a request.
ON PETITION FOR REHEARING
Before GODBOLD, VANCE and
JOHNSON, Circuit Judges.
PER CURIAM:
Respondent-appellee Richard
L. Dugger has filed a petition for rehearing and suggestion
for rehearing en banc of this court's April 2, 1987 opinion in
the above-captioned case. In point I of the petition, the
appellee contends that we erred in remanding the case to the
district court for an evidentiary hearing on the petitioner-appellant's
competency to stand trial because our decision to remand was
predicated on a mistaken belief that the transcript from a
state court competency hearing was not filed with the district
court prior to its rejection of Bundy's petition for a writ of
habeas corpus.1
Upon further review of the
record in this case, we acknowledge that the transcript from
the state court competency hearing was indeed filed with th e
district court prior to its rejection of Bundy's petition and
that we wer e mistaken in believing otherwise. The transcript
was not filed with the r est of the state court record on
November 4, 1986, but was attached as an e xhibit to the
state's response to Bundy's Rule 3.850 motion. All of the pa
pers relating to Bundy's rule 3.850 proceeding were filed on
November 17, 1 986, the same day that the district court ruled
on Bundy's habeas petition.
That error notwithstanding,
however, we conclude that there remains sufficient evidence in
the record to require the district court to hold an
evidentiary hearing on Bundy's competency to stand trial.
While the addition of the evidence in the state competency
proceeding possibly makes this a closer question, our review
of the entire record still convinces us that the district
court erred in concluding that Bundy was not entitled to an
evidentiary hearing on his competency claim.
Accordingly, Dugger's
petition for rehearing is DENIED.
During the time Bundy was awaiting trial
in this case, he was convicted and sentenced to death for
the murder of two Chi Omega Sorority members in Tallahassee
("Leon County case"). Bundy v. State, 455 So.2d 330 (Fla.1984).
After Bundy reneged on a plea agreement covering both this
case and the Leon County case, the trial court in the Leon
County case, upon both the state's and defense counsel's
request, conducted a competency hearing. As a result of that
hearing, the Leon County court found Bundy competent to
stand trial. In his habeas petition challenging the Leon
County conviction, Bundy claims that he was denied a full
and fair competency hearing. This Court has recently
remanded Bundy's habeas challenge in that case to the
district court for proper consideration under 28 U.S.C.A.
Sec. 2254. Bundy v. Wainwright, 808 F.2d 1410 (11th
Cir.1987)
We emphasize that the inquiry here is
limited to whether defense counsel suspected that his client
was incompetent to stand trial. Whether the defendant
believed he was competent to stand trial is irrelevant for,
if a defendant is incompetent to stand trial, his belief
that he is able to do so is without import. Cf. Pate, 383
U.S. at 384, 86 S.Ct. at 841 ("[I]t is contradictory to
argue that a defendant may be incompetent, and yet knowingly
or intelligently 'waive' his right to have the court
determine his capacity to stand trial.")
We note also that any instruction from
Bundy to his trial counsel not to challenge his competency
does not foreclose our inquiry. If defense counsel suspects
that the defendant is unable to consult with him " 'with a
reasonable degree of rational understanding,' " Dusky, 362
U.S. at 402, 80 S.Ct. at 789, he cannot blindly accept his
client's demand that his competency not be challenged. See
Thompson v. Wainwright, 787 F.2d 1447, 1451 (11th Cir.1986)
(defense counsel cannot "blindly follow" defendant's
instructions concerning his defense, especially where
counsel suspects defendant's judgment impaired by "mental
difficulties"). Therefore, defense counsel's failure to
challenge Bundy's competency may have probative value even
though Bundy instructed him not to raise such a claim.
In addition to the contention discussed
above, the state also argues that we erred in remanding this
case for an evidentiary hearing because we "misapprehended
or overlooked" the legal significance of Bundy's purported
waiver of his right to raise a claim of incompetence. We
reject this contention and adhere to the portion of our
April 2, 1987 opinion addressing the issue of waiver
850 F.2d 1402
26 Fed. R. Evid. Serv.
322
Theodore Robert BUNDY,
Petitioner-Appellant, v.
Richard L. DUGGER, Secretary, Department of Corrections,
State of Florida, Respondent-Appellee.
No. 86-3773.
United States Court of
Appeals, Eleventh Circuit.
July 7, 1988.
Appeal from the United
States District Court for the Middle District of Florida.
Before VANCE, KRAVITCH and
JOHNSON, Circuit Judges.
JOHNSON, Circuit Judge:
Theodore Robert Bundy
was convicted and sentenced to death in Florida for the
murder of Kimberly Leach.1
On direct appeal, the Florida Supreme Court affirmed the
conviction and sentence. Bundy v. State, 471 So.2d 9 (Fla.1985),
cert. denied, 479 U.S. 894, 107 S.Ct. 295, 93 L.Ed.2d 269
(1986). The Governor of Florida signed a death warrant
scheduling Bundy's execution for November 18, 1986. On
November 17, Bundy was unsuccessful in state post
conviction and habeas corpus proceedings. Bundy v. State,
497 So.2d 1209 (Fla.1986).
Bundy immediately filed
an application for a stay of execution, a petition for a
writ of habeas corpus, and an application for a
certificate of probable cause with the United States
District Court for the Middle District of Florida. On
November 17, the district court, having reviewed the trial
record in advance, dismissed the petition without a
hearing and denied the applications for a stay of
execution and for a certificate of probable cause. Bundy
v. Wainwright, No. 86-968-CIV-ORL-18 (M.D.Fla. Nov. 17,
1986). This Court subsequently granted a certificate of
probable cause and a stay of execution pending appeal.
Bundy v. Wainwright, 805 F.2d 948 (11th Cir.1986) (Bundy
II ), application to vacate stay denied, --- U.S. ----,
107 S.Ct. 483, 93 L.Ed.2d 426 (1986).
After briefing and oral
argument, this Court remanded the case to the district
court for the limited purpose of conducting an evidentiary
hearing into Bundy's competence to stand trial. Bundy v.
Dugger, 816 F.2d 564 (11th Cir.), cert. denied, --- U.S.
----, 108 S.Ct. 198, 98 L.Ed.2d 149 (1987). On remand, the
district court conducted an evidentiary hearing and
concluded that Bundy was competent to stand trial. Bundy
v. Dugger, 675 F.Supp. 622 (M.D.Fla.1987). This Court
ordered supplemental briefing on the competence to stand
trial issue and heard oral argument.
I. Abuse of the Writ
We expressly state at
the outset a conclusion implicit in the earlier decision
of a limited remand: Bundy's first federal habeas corpus
petition should not be dismissed for abuse of the writ.
Typically, "abuse of the writ" principles apply to second
or successive petitions that present claims that were
raised, or that could have been raised, in previous
petitions. See 28 U.S.C. Sec. 2554 Rule 9(b); see also
Antone v. Dugger, 465 U.S. 200, 104 S.Ct. 962, 79 L.Ed.2d
147 (1984). Although this is Bundy's first petition, the
district court considered the petition abusive:
At approximately 2:30
p.m. on November 17, 1986, sixteen and one half hours
prior to the time Mr. Bundy is scheduled to be executed,
the petitioner filed a 183 page petition for writ of
habeas corpus asking this [C]ourt to stay the execution
and grant relief to the petitioner. This Court considers
the petition filed under these conditions to be abusive.
Davis v. Wainwright, [--- U.S. ----] 107 S.Ct. 17 [92 L.Ed.2d
783] (1986).
Slip op. at 1.
We disagree.2
Even assuming arguendo that a first petition could be
dismissed as an abuse of the writ because it was filed on
the eve of execution,3
this case does not present an abusive situation. The
United States Supreme Court denied certiorari review of
Bundy's direct appeal on October 14, 1986. On October 21,
the Governor of Florida signed a death warrant scheduling
Bundy's execution for November 18. Bundy began state
postconviction and habeas proceedings on November 7 and
those proceedings concluded on November 17. Bundy then
filed his federal petition. Under these facts, the filing
on the eve of execution does not constitute abuse of the
writ.4
II. Competence to Stand Trial
As set forth above, the
district court, after a limited remand from this Court,
conducted an evidentiary hearing and concluded that Bundy
was competent to stand trial. Bundy v. Dugger, 675 F.Supp.
622 (M.D.Fla.1987). We begin our analysis by setting forth
the applicable legal standards central to our review of
the district court's conclusion. First, "[t]he legal test
for mental competency is whether, at the time of trial and
sentencing, the petitioner had 'sufficient present ability
to consult with his lawyer with a reasonable degree of
rational understanding' and whether he had 'a rational as
well as factual understanding of the proceedings against
him.' " Adams v. Wainwright, 764 F.2d 1356, 1359-60 (11th
Cir.1985) (quoting Dusky v. United States, 362 U.S. 402,
402, 80 S.Ct. 788, 789, 4 L.Ed.2d 824 (1960)), cert.
denied, 474 U.S. 1073, 106 S.Ct. 834, 88 L.Ed.2d 805
(1986). Second, Bundy had the burden of proof on remand:
"At the ensuing district court hearing, petitioner [the
defendant] bears the burden of proving the fact of
incompetency by a preponderance of the evidence." Price v.
Wainwright, 759 F.2d 1549, 1553 (11th Cir.1985) (citing
Zapata v. Estelle, 585 F.2d 750, 752 (5th Cir.1978) (en
banc)). Third, the standard of appellate review provides:
Before the court can
meaningfully apply [the Dusky ] legal standard ... it must
often ascertain the nature of petitioner's allegedly
incapacitating illness. It is at this initial juncture
that expert testimony is particularly valuable, for the
existence of even a severe psychiatric defect is not
always apparent to laymen. Because of this difficulty in
detecting medical diseases, the trial court may find it
necessary to make an initial factfinding on whether the
accused suffers from a mental defect at all. Although
sometimes dispositive of the ultimate competency question,
this medical inquiry is properly classified as pure
factfinding and reviewable only under the clearly
erroneous standard.
Once it is established
that an individual suffers from a clinically recognized
disorder, the court must decide whether such condition
rendered the accused incompetent under the Dusky
formulation.... [T]his second stage determination of legal
incompetency is subject to a review more stringent than
the clearly erroneous rule. To insure protection of
valuable constitutional rights, this court is bound to
take a hard look at the ultimate competency "finding."
Bruce v. Estelle, 536
F.2d 1051, 1059-60 (5th Cir.1976), cert. denied, 429 U.S.
1053, 97 S.Ct. 767, 50 L.Ed.2d 770 (1977).5
Bruce suggests that a
district court's determination of competency should
proceed in two parts: (1) Does the defendant suffer from a
clinically recognized disorder? and (2) if so, did that
disorder render the defendant incompetent under the Dusky
standard? In the present case, Bundy argued that he
suffered from bipolar mood disorder.6
Although the district court did not segregate its analysis
as suggested by Bruce, our reading of the district court's
opinion, particularly the conclusion,7
indicates that the district court determined that, even if
Bundy otherwise suffered from bipolar mood disorder, the
disorder was not manifesting itself so as to affect his
competence to stand trial. Consequently, pursuant to
Bruce, we take a "hard look" at the ultimate competency "finding."
Bundy argues that,
although he had a factual understanding of the proceedings
against him, he lacked a rational understanding of those
proceedings and a rational understanding necessary to
consult with his lawyer. We have undertaken a detailed
review of the record and given a "hard look" to the
district court's conclusion of "competency." Based upon
the record evidence of the testimony (including
depositions) at the evidentiary hearing and the associated
exhibits, we hold that the district court's findings of
historical fact were not clearly erroneous, see Amadeo v.
Zant, --- U.S. ----, 108 S.Ct. 1771, 100 L.Ed.2d 249
(1988), and thus we will not reiterate the district
court's findings here. We do, however, highlight the
record evidence that leads us to conclude, after a "hard
look," that Bundy was competent to stand trial.8
Dr. Dorothy Lewis and
Dr. Emanuel Tanay, both psychiatrists, testified9
that Bundy was incompetent to stand trial. Dr. Charles
Mutter and Dr. Umesh Mhatre, both psychiatrists, testified
in rebuttal for the State. The district court credited the
testimony of Drs. Mutter and Mhatre. We agree with the
district court's observation that their testimony better
accorded with the testimony of other witnesses and the
associated exhibits.10
For example, Judge
Wallace Jopling, the presiding judge at the Lake City
trial, and prosecutors George Dekle and Jerry Blair
testified about Bundy's actions at trial. This testimony
indicates that Bundy's actions were inconsistent with the
actions of a person manifesting bipolar mood disorder.11
In addition, the
exhibits from the hearing, largely ignored by Bundy in his
supplemental brief, indicate that Bundy was competent to
stand trial. The videotape of Bundy's argument to Judge
Jopling prior to sentencing shows that Bundy delivered a
cogent, well-reasoned argument. Bundy focused on the
effect of pretrial publicity on the jury and argued that
the jury was overwhelmed more by the quantity, than the
quality, of the state's evidence. Bundy can be seen
flipping pages of a legal pad as he goes through his
argument.
The tapes made by Bundy12
while awaiting the verdict and shortly after the verdict
strongly demonstrate that Bundy had a rational
understanding of the proceedings. For example, on tape I (recorded
while the jury was deliberating), Bundy describes his
displeasure at one of the trial judge's instructions,
evaluates some of the evidence against him, and criticizes
the state's closing argument for referring to facts not in
evidence. On tape G (recorded two hours after the jury
returned its guilty verdict), Bundy recalls that after
closing argument he bet members of the defense team that
the jury would be back within three hours with a guilty
verdict: "I was attempting to protect myself--insulate
myself from the terribly harsh consequences of a guilty
verdict...." On that tape, Bundy recalls evaluating the
trial proceedings: "I can remember throughout the course
of the trial, my counsel, myself, speculating on the
reactions of jurors to state witnesses, the reactions of
jurors to defense witnesses, speculating on the
ineffectiveness of certain state witnesses, and the
convincing qualities of our witnesses." On tape H (recorded
on the morning after the jury returned its guilty verdict),
Bundy describes how, when he woke up that morning, "I
immediately began thinking about the statements I'm going
to make to the jury during the penalty phase and the
statements I'm going to make to the judge when he
sentences me. Right now my concern lies with just what the
tenor of those comments should be." Consequently, a "hard
look" at the record evidence supports the conclusion that
Bundy was competent to stand trial.13
III. Choice of Counsel
Bundy argues that he was
denied his Sixth Amendment right to choice of counsel.
This claim overlaps with Bundy's claim that his counsel
provided ineffective assistance of counsel by failing to
raise this claim on direct appeal. Shortly after his
indictment, Bundy asked the trial court to grant the
motion of Georgia attorney Millard Farmer to be admitted
pro hac vice. The trial court denied the motion after
conducting an evidentiary hearing and allowing oral
argument. See State v. Bundy, No. 78-169-CF (Fla.Cir.Ct.Columbia
County Sept. 22, 1978) (Jopling, J.) (R. 14,117; vol. 156,
app. 37).14
On direct appeal, Bundy did not claim that he was denied
the counsel of his choice. Bundy then raised this claim in
state postconviction proceedings. The Florida Supreme
Court found this claim procedurally barred because it
could have been raised on direct appeal. See Bundy, 497
So.2d at 1210. The Court also found Bundy's related
ineffective assistance of appellate counsel claim to be
without merit. Id. at 1211.
Bundy then raised the
choice of counsel claim and the related ineffective
assistance of appellate counsel claim in his federal
habeas corpus petition. The district court determined that
the choice of counsel claim was procedurally defaulted,
see slip op. at 9, and the related ineffective assistance
of counsel claim was not a basis for relief because the
district court had denied relief on the merits of the
choice of counsel claim.15
See slip op. at 12.
We conclude that Bundy's
failure to raise the choice of counsel claim on direct
appeal constitutes procedural default. See Murray v.
Carrier, 477 U.S. 478, 106 S.Ct. 2639, 91 L.Ed.2d 397
(1986). Consequently, Bundy must show both cause for
noncompliance with the state rule and actual prejudice
resulting from the alleged constitutional violation. Smith
v. Murray, 477 U.S. 527, 533, 106 S.Ct. 2661, 2665, 91
L.Ed.2d 434 (1986).
Bundy contends that
ineffective assistance of his appellate counsel satisfies
the cause requirement.16
See Carrier, 477 U.S. at 488, 106 S.Ct. at 2646 ("Ineffective
assistance of counsel ... is cause for a procedural
default."). We disagree as we do not find Bundy's counsel
ineffective.17
The Supreme Court's decision in Smith informs our analysis.
The Supreme Court reasoned that, when viewed in light of
state law at the time of direct appeal, the decision not
to raise the claim "fell well within the 'wide range of
professionally competent assistance' required under the
Sixth Amendment to the Federal Constitution." Smith, 477
U.S. at 536, 106 S.Ct. at 2667 (quoting Strickland v.
Washington, 466 U.S. 668, 690, 104 S.Ct. 2052, 2066, 80
L.Ed.2d 674 (1984)); see id. at 535, 106 S.Ct. at 2667 ("Nor
can it seriously be maintained that the decision not to
press the claim on appeal was an error of such magnitude
that it rendered counsel's performance constitutionally
deficient under the test of Strickland v. Washington, 466
U.S. 668 [104 S.Ct. 2052, 80 L.Ed.2d 674] (1984)."); see
also Jones v. Barnes, 463 U.S. 745, 751-54, 103 S.Ct.
3308, 3312-14, 77 L.Ed.2d 987 (1983) (recognizing that
appellate counsel needs latitude in selecting issues to
raise on appeal).
In his direct appeal in
the Leon County case, which antedated the direct appeal in
the present case, Bundy raised the choice of counsel claim
and the Florida Supreme Court found it without merit. See
Bundy v. State, 455 So.2d 330, 347-48 (Fla.1984).18
Consequently, pursuant to Smith, Bundy's counsel was not
ineffective for not raising the choice of counsel claim on
direct appeal.19
Finally, this is not "an extraordinary case" where the
writ should be granted even absent a showing of cause. See
Carrier, 477 U.S. at 496, 106 S.Ct. at 2660; Smith, 477
U.S. at 537-39, 106 S.Ct. at 2668-69.
IV. Ineffective Assistance of Counsel
Bundy argues that he
received ineffective assistance of counsel at trial on a
number of grounds. The Florida Supreme Court, see Bundy,
497 So.2d at 1210, and the district court, see slip op. at
9-12, held this claim without merit. We affirm the
district court because none of the asserted grounds
satisfies both the performance and prejudice prongs
enunciated by Strickland v. Washington, 466 U.S. 668, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984).
Bundy first complains of
ineffectiveness of trial counsel in relation to the
investigation concerning fiber evidence, the hearing on
the motion in limine to exclude such evidence, the failure
to object to the conclusions testified to by the state's
expert witness, and the failure to have a defense expert
testify regarding the fibers. We have reviewed the record
evidence and, particularly based upon the cross-examination
regarding the source of the van's carpet, the users of the
van, and the clothes worn in the van; the arguments on the
motion in limine; the cross-examination of the state's
expert, and the examination of witnesses recalled as part
of the defense's presentation, we conclude that Bundy has
failed to satisfy Strickland 's performance prong. In
addition, in ruling on this claim in the state
postconviction proceeding, the trial court stated that it
would have permitted the evidence anyhow. Consequently, it
does not appear that the prejudice prong was met.
Bundy next argues that
he received ineffective assistance of counsel in
connection with the plea agreement. A review of the record
again demonstrates that Bundy has not satisfied the
performance prong. In addition, Bundy asserts that counsel
had to disclose damaging information to the state in the
course of negotiations. Bundy does not allege what that
information was or whether it was used at trial.
Consequently, this assertion does not raise a colorable
showing of prejudice sufficient to trigger an evidentiary
hearing.
Bundy next claims that
he received ineffective assistance of counsel because no
evidence was presented at the penalty phase of trial that
he was suffering from a mental disorder. As a related
claim, Bundy argues that he was denied effective
assistance of counsel by counsel's failure to investigate
an insanity defense. The record indicates an insanity
defense was investigated and that Bundy rejected any
suggestion that such a defense be presented. In addition,
Bundy would not admit complicity of the crimes upon which
he was convicted. Based upon Bundy's actions and the
actual presentation at the penalty phase, we cannot say
that Bundy has satisfied the performance prong. The record
also indicates that, even if such evidence were presented,
the state could produce countering evidence and thus, in
light of the aggravating circumstances, no prejudice
resulted.
Finally, Bundy argues
that he received ineffective assistance of counsel because
no challenge was made to the use of prior convictions as
aggravating circumstances. Bundy does not suggest any
basis for a challenge to the Utah convictions. We cannot
say that Bundy has satisfied the performance prong as to
his Leon County convictions. That conclusion is buttressed
by the Florida Supreme Court's subsequent affirmance of
those convictions. In addition, we do not believe Bundy
has satisfied the prejudice prong. Three aggravating
circumstances remain independent of the Leon County
convictions.
V. Faretta Inquiry
Bundy claims that the
trial court failed to conduct a proper inquiry into
whether he should have been allowed to represent himself
during critical stages of the prosecution. Faretta v.
California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562
(1975). This claim overlaps with Bundy's claim that his
counsel provided ineffective assistance of counsel by
failing to raise this claim on direct appeal.
On September 21, 1978,
after the trial court orally denied the motion for Farmer
to appear pro hac vice, the trial court asked Bundy if he
had other counsel to represent him. In relevant part,
Bundy replied:
[S]eeing that the Court
in its wisdom has denied me representation by Mr. Farmer,
I will proceed pro se.
In the first instance, I
guess I should ask for leave to proceed in proper person
and submit in support of my motion the case of Anthony
Pasquale Faretta versus the State of California 42 U.S.
806 [95 S.Ct. 2525, 45 L.Ed.2d 562], case decided in 1975.
Supp. R3:144-45 (footnote
omitted). The trial court permitted Bundy to proceed pro
se. Subsequently, at the request of the state's attorney,
the trial court asked Bundy what education he had. Bundy
replied in relevant part:
I have a Bachelor of
Science in Psychology from the University of Washington
and two years of law school. I think, however, if the
Court will read Faretta, the United States Supreme Court
has said that the legal background or legal training of a
defendant who wishes to represent himself is not an issue.
If the man or woman wishes to represent himself or herself,
understandingly, knowingly and voluntarily expresses the
desire to do so, he or she may exercise that Sixth
Amendment right applied to the States through the
Fourteenth Amendment and so I don't really think that an
inquiry into my background, beyond my stating that I
knowingly and voluntarily and understandingly take this
step, is necessary.
Id. at 147-48. On June
21, 1979, Bundy withdrew his waiver of counsel and
accepted Victor Africano as his attorney in the Lake City
case. R157:14,383. Africano served as Bundy's attorney
from that pre-trial point to the conclusion of the direct
appeal.
On direct appeal, Bundy
did not claim he was denied a proper Faretta hearing.
Bundy then raised this claim in state postconviction
proceedings. The Florida Supreme Court held:
We find that the
appellant's fourth claim [i.e., the Faretta inquiry] could
have been raised on direct appeal and is therefore barred
from consideration. Even if we were to examine the claim,
however, we would find it lacking in substance. The trial
court conducted an inquiry into appellant's ability to act
as his own counsel prior to allowing him to represent
himself, and during this inquiry appellant himself alerted
the trial court to the teachings of Faretta. We may not
now reverse the trial court's finding of appellant's
ability to pursue his own representation.
Bundy, 497 So.2d at
1210. The Court also found Bundy's related ineffective
assistance of appellate counsel claim to be without merit.
Id. at 1211. Although the state asserted before the
district court that the Faretta inquiry claim was subject
to the procedural default doctrine, the district court did
not mention that doctrine, but rather concluded that Bundy
was not entitled to relief on the merits. See slip op. at
12-13.
On appeal, the state
renews its argument that the claim is subject to the
procedural default doctrine. When it is clear that a state
court is addressing a particular claim (i.e., the Florida
Supreme Court's reference to "the appellant's fourth claim")
and the state court expressly states that the claim is
barred from consideration, we conclude that the state
court has not excused the procedural default when it
proceeds alternatively and hypothetically to address the
merits of the claim. Consequently, we conclude that
Bundy's failure to raise the Faretta inquiry claim on
direct appeal constitutes procedural default. See Murray
v. Carrier, supra. Bundy thus must show both cause for
noncompliance with the state rule and actual prejudice
resulting from the alleged constitutional violation. Smith,
477 U.S. at 533, 106 S.Ct. at 2665.
Bundy again contends
that ineffective assistance of his appellate counsel
satisfies the cause requirement.20
See Carrier, 477 U.S. at 488, 106 S.Ct. at 2646 ("Ineffective
assistance of counsel ... is cause for a procedural
default."). Again, we rely on the Supreme Court's analysis
in Smith to conclude that Bundy has not met the cause
requirement. In light of Bundy's citation of the Faretta
decision to the trial court, his comments to the trial
court, and Africano's serving as Bundy's attorney from
well before trial to the conclusion of direct appeal, "the
decision not to press the claim on appeal was [not] an
error of such magnitude that it rendered counsel's
performance constitutionally deficient."21
Smith, 477 U.S. at 535, 106 S.Ct. at 2667; see also Jones
v. Barnes, 463 U.S. 745, 751-54, 103 S.Ct. 3308, 3312-14,
77 L.Ed.2d 987 (1983) (recognizing that appellate counsel
needs latitude in selecting issues to raise on appeal).
Alternatively, if the
procedural default doctrine did not preclude us from
examining the merits of the Faretta inquiry claim, we
would conclude that Bundy was not entitled to relief on
this ground. This Circuit generally requires that a trial
judge conduct a waiver hearing to make sure that the
accused understands the risks of proceeding pro se. See
Jackson v. James, 839 F.2d 1513, 1516 (11th Cir.1988) and
cases cited therein. In the present case, the passage
quoted above indicates that the trial court did not inform
Bundy of the disadvantages of proceeding pro se. Bundy,
however, cited Faretta to the trial court and asserted
that he was "knowingly and voluntarily and understandingly
tak[ing] this step." We do not decide whether these facts
constitute a "rare" case in which an exception to the
hearing requirement will be made. See Fitzpatrick v.
Wainwright, 800 F.2d 1057, 1064-68 (11th Cir.1986). Rather,
we conclude that any error by the trial court was harmless.
As set forth above, well before trial in the Lake City
case, Bundy accepted Victor Africano as his attorney.
Africano served as Bundy's attorney from that point to the
conclusion of direct appeal. Accordingly, the Faretta
inquiry claim and the related ineffective assistance of
appellate counsel claim are without merit.
VI. Race of the Victim
Bundy argues that the
Florida death penalty is unconstitutionally applied
because it is disproportionately imposed in cases, such as
the present case, where the victim is white. On collateral
review, the Florida Supreme Court held that this claim was
without merit. See Bundy, 497 So.2d at 1210-11.
Consequently, the procedural default doctrine does not
apply.
The district court also
held that this claim was without merit. See slip op. at
13. On appeal, Bundy argues that the district court erred
in denying him an evidentiary hearing on this claim. We
disagree. Bundy relies solely on studies allegedly showing
systematic discrimination on the basis of the victim's
race. This Court repeatedly has rejected these studies as
grounds for an evidentiary hearing or relief. See Funchess
v. Wainwright, 788 F.2d 1443, 1445-46 (11th Cir.), cert.
denied, 475 U.S. 1133, 106 S.Ct. 1668, 90 L.Ed.2d 208
(1986); Thomas v. Wainwright, 767 F.2d 738, 747-48 (11th
Cir.1985), cert. denied, 475 U.S. 1031, 106 S.Ct. 1241, 89
L.Ed.2d 349 (1986), and cases cited therein. In addition,
Bundy points to no evidence that the decision makers in
his case acted with discriminatory purpose. See McCleskey
v. Kemp, --- U.S. ----, 107 S.Ct. 1756, 1765-1770, 95 L.Ed.2d
262 (1987).
VII. Hypnotically Refreshed Testimony
Bundy argues that the
use of Clarence L. "Andy" Anderson's hypnotically enhanced
testimony violated his Sixth Amendment right to
confrontation and his Fourteenth Amendment due process
right to a fair trial.22
Anderson was the state's only eyewitness to the abduction
of Kimberly Leach on February 9, 1978. On July 18, 1978,
Anderson first went to the police because the profile of a
person he had seen on a television newscast bore a
striking resemblance to the man he had earlier observed
with a girl near the Lake City Junior High School.
Anderson was hypnotized twice in order to enhance his
recollection. After conducting a hearing and taking
testimony, the trial court denied Bundy's pretrial motion
to suppress Anderson's testimony. The denial was without
prejudice to Bundy's right to object at trial to specific
portions of that testimony. R145:13,387; app. 22. At trial,
Anderson made an in-court identification of Bundy as
closely resembling the man he saw and, from a photograph
introduced into evidence, identified Kimberly Leach as the
girl.
On direct appeal, the
Florida Supreme Court held "that hypnotically refreshed
testimony is per se inadmissible in a criminal trial in
this state, but hypnosis does not render a witness
incompetent to testify to those facts demonstrably
recalled prior to hypnosis." Bundy, 471 So.2d at 18.
Relying on harmless-constitutional-error cases of the
United States Supreme Court, the Florida Supreme Court
went on to conclude that the admission of Anderson's
hypnotically refreshed testimony was harmless error.23
Id. at 19. The district court held this claim without
merit. See slip op. at 13-14.
We first address Bundy's
claim that admission of Anderson's testimony violated the
Confrontation Clause of the Sixth Amendment. In Rock v.
Arkansas, --- U.S. ----, 107 S.Ct. 2704, 97 L.Ed.2d 37
(1987), the Supreme Court held that a state's per se rule
excluding hypnotically refreshed testimony impermissibly
infringed on a criminal defendant's right to testify.
Although the Supreme Court expressly did not address the
issue presented here, see id. at 2712 n. 15, its reasoning
informs our analysis. The Court stated that "it has not
been shown that hypnotically enhanced testimony is always
so untrustworthy and so immune to the traditional means of
evaluating credibility" such that a per se ban is
warranted. Id. at 2714. The Court recognized that cross-examination
remained as an effective tool for revealing
inconsistencies, id., even though hypnosis may lead to the
introduction of inaccurate memories,24
"making effective cross-examination more difficult." Id.
at 2713.
Rock thus teaches that,
although hypnosis may make effective cross-examination
more difficult, it does not always make it impossible,
thereby preserving the opportunity for effective cross-examination
safeguarded by the Sixth Amendment. See Delaware v.
Fensterer, 474 U.S. 15, 20, 106 S.Ct. 292, 295, 88 L.Ed.2d
15 (1985) ("[T]he Confrontation Clause guarantees the
opportunity for effective cross-examination...." (emphasis
in original)); accord Delaware v. Van Arsdall, 475 U.S.
673, 678, 106 S.Ct. 1431, 1435, 89 L.Ed.2d 674 (1986).
Consequently, we decline to hold that the Confrontation
Clause requires a per se ban on the admission of
hypnotically refreshed testimony.
We thus examine whether,
on the facts of the present case, a Confrontation Clause
violation occurred. "The sixth amendment confrontation
clause is satisfied where sufficient information is
elicited from the witness from which the jury can
adequately gauge the witness['] credibility." United
States v. Burke, 738 F.2d 1225, 1227 (11th Cir.1984). Such
information was elicited here. In particular, Anderson
admitted that the hypnotic sessions he underwent, to some
degree, had an effect on the testimony he was giving.
Moreover, defense counsel explored why Anderson took so
long to come forward; Anderson's activities on the morning
of February 9th; the relationship between the
prosecution's search of Anderson's work schedule records
and Anderson's understanding that February 9th was the
date of Kimberly Leach's disappearance; Anderson's
identifying Bundy on television but never participating in
a photo line-up or a live line-up; Anderson's travelling
the route from the fire station past Lake City Junior High
School many times before; and the discrepancies between
Anderson's trial testimony and his statements prior to
hypnosis. The record does not demonstrate that the trial
court impermissibly limited the cross-examination of
Anderson. In addition, Bundy examined the two hypnotists
concerning their qualifications. Finally, the tape
recordings of the two sessions were played to the jury,
each juror received a transcript of those sessions, and
Bundy presented an expert witness who addressed what he
characterized as the flaws in those sessions. In light of
these facts, Bundy certainly had the opportunity for
effective cross-examination and no Confrontation Clause
violation occurred.
We next examine Bundy's
claim that admission of Anderson's testimony deprived
Bundy of his Fourteenth Amendment due process right to a
fair trial. We note at the outset that Rock rejects the
suggestion that hypnotically refreshed testimony is so
unreliable that a per se ban on such testimony is
warranted. Accordingly, we must determine whether, on the
facts in the present case, the hypnotically refreshed
testimony was so unreliable as to violate due process. We
conclude that the use of Anderson's testimony accorded
with the dictates of due process.
In the present case, as
set forth above, Anderson first went to the police on July
28, 1978, because the profile of a person he had seen on a
television newscast bore a striking resemblance to a man
he had earlier observed with a girl near the Lake City
Junior High School. Before going to the police, Anderson
had noticed a resemblance between his niece and Kimberly
Leach and thought, before seeing Bundy's picture on
television, that Kimberly Leach was the girl he had seen:
"I probably knew it for some time. Exactly when I realized
that it was the Leach girl, I have no earthly idea. I just
would not admit it to myself." R21:4151.25
Prior to coming to the police, Anderson had thought what
he saw was what he testified to at trial. Indeed, during
the search for Kimberly Leach, Anderson expressed his
thoughts to a fishing companion: "And I said, I don't
recall specifically what I said, but I stated that I may
have seen the guy that picked the Leach girl up or I may
have seen someone that could have picked up the girl." Id.
at 4152.
Anderson gave a
statement at the police station. He described the man he
had seen as of medium build, 5-foot-7 to 5-foot-10, and
having medium or darker brown wavy hair. The man wore a
light shirt or jacket. Anderson described the girl as 12
or 13 years old with shoulder-length brown hair parted in
the middle. She wore dungarees or slacks and a dark
pullover, and carried a sweater, jacket, or large
pocketbook. He said the man led the girl, by her elbow,
around the front of the van and helped her in. The girl
had an unhappy look as if she had been in trouble at
school. The van was white and its rear windows were
covered so that Anderson could not see the man after he
entered the van. He described his observation as taking
place in April.
After Anderson gave his
statement, the prosecutor asked Anderson if he would
undergo hypnosis. Anderson agreed. Thirty to forty-five
minutes later, Imogene Keene, a hypnotist, arrived. Prior
to hypnosis, Anderson repeated his statement. Keene then
began the procedure to hypnotize Anderson. The session was
tape recorded. (The tape recording was played to the jury
and each juror received a transcript of the session.) The
prosecutor and police investigator were also present.
Anderson testified at trial that he did not believe he was
hypnotized. He recalled that his neck bothered him and
affected his concentration. He remembered that people kept
walking in and out of the area. The descriptions offered
by Anderson suggest that he was not hypnotized. For the
most part, Anderson recited the facts he had given in his
statement to the police. Although he initially stated that
he could not see the girl's face, in response to a
question, he stated that the girl was crying. In addition,
Anderson described the color of the van's license plate,
although the true color was different.
At the conclusion of
this first session, the prosecutor asked if Anderson would
undergo hypnosis again. Anderson agreed and a second
session took place three days later on July 31. After the
first session, the prosecutor or police investigator
suggested that Anderson go home and think about the date
of his observation. Prior to the second session, Anderson
recalled the date of his observation as February 9th:
[A.] ... I talked it over with my wife.
I was very concerned about it, very upset about it. I
didn't even know what day the girl was missing. I believe
my wife said it was around the time of our little girl's
birthday and then it began to dawn on me as I went over it
in my mind that I saw the little girl and the man coming
home from the fire department the day after my little
girl's birthday.
Q. What was you little daughter's
birthday?
A. February the 8th.
Q. Had you planned any events in
connection with her birthday or what caused you to focus
attention on her birthday?
A. My wife had planned a party where
[sic] some of her friends and a movie, and I was looking
forward to, you know, going to the party and taking the
kids to the movies, you know, helping chaperone the kids.
And I didn't make it because I was working overtime at the
fire station. I got called in quite often that day to work
overtime. It seemed like every time I went home, I walked
in the door, the phone would be ringing and them asking me
to come back down to the fire station and, late that
afternoon, I got a call to go back down to the fire
station, they had a trip going to Gainesville, and we
needed the money, so I went and I called my wife and told
her that I'm sorry, go ahead and take the kids to the
party and the movie, I wasn't going to be able to make it.
Q. Okay. What, if anything, happened on
February the 9th, after you got home, that allowed you to
tie that incident in with your little daughter's birthday
party?
A. I remember going in. I remember
feeling guilty about not being with the kids at the party.
Well, the first thing I did was eat a piece of my
daughter's birthday cake. I asked my wife to iron me a
shirt, a uniform shirt. I think probably eating the cake
and just I remember feeling guilty about not making the
party makes me remember it as clear as anything else.
Q. Okay. And are you certain in your
own mind, as you have testified this morning, on February
the 9th is the date that you made those observations that
you have described to the Court?
A. Yes, sir.
Q. Now, do I understand your testimony
to be that, in between July the 28th and July the 31st,
you made this determination?
A. Yes, sir.
R21:4087-89.
On July 31, the second
session took place. Anderson, Keene, the prosecutor, the
police investigator, Johnny "Jack" Burnette, and a
stenographer were present. The session was tape recorded.
(The tape recording was played to the jury and each juror
received a transcript of the session.) In this second
session, Burnette, another hypnotist, placed Anderson
under hypnosis. Anderson believed he was hypnotized during
this session. During this session, Anderson stated, inter
alia, that his observation was on February 9; that the man
was fairly young (29, 30, or 31), was good looking, and
was wearing a white jacket or white pullover with a shirt
underneath; that the girl was wearing a blue football
jersey with "3" and either "6" or "8" on it; and that the
van had clear rear windows through which Anderson could
see the man scold the girl. After the session, Anderson "felt
better," but "[t]here are still some things bothering me.
I couldn't definitely identify the man. I couldn't
remember exactly what the man was wearing. There were
still some questions that I had that I would like to have
been able to answer." R21:4120.
At trial, Anderson
testified in relevant part as follows:
Q. What, if anything, did you observe
in the vicinity of Lake City Junior High School on that
morning [February 9th] as you travelled to your home?
A. The first thing I noticed was there
was a white van parked in the westbound lane of Duval
Street, that, as I approached it, several cars had, were
going around it. There were still two cars behind the van
and then my truck. And I was sitting there waiting for the
truck to move or waiting for traffic to clear so I could
go around it. And on my left, I noticed a young girl,
approximately twelve or thirteen years old, dark hair,
shoulder length, parted in the middle. Probably the only
reason I noticed this girl was she looked very much like
one of my nieces.
Q. Was there anyone with the young girl?
A. Yes, sir. With her was a man,
approximately early thirties, had brown hair, you know,
light to dark brown hair, was full cut of hair. It was one
of the things that I really paid any attention to as far
as the man was concerned. It was kind of wavy, but it was
full cut, you know, really a nice head of hair.
I got the impression
that the young girl was either crying or had been crying.
The man had a scowl on his face. And I felt like probably
the girl had gotten in trouble at the school or misbehaved
in some way and had called her father to come pick her up
and take her home. And as I was sitting there, watching
them, I remember thinking to myself, you know, the daddy
is going to take the little girl home and probably, you
know, give her a spanking or something like that.
Q. Would you tell us how the girl was
dressed, as you recall?
A. She was wearing a pullover football
jersey and probably dungarees.
Q. What was the color of the football
jersey?
A. It was dark blue.
Q. Did the jersey have any
distinguishing marks or characteristics?
A. Yes, sir. It had some letters on it,
"63" or "68", red-orange, something like that.
Q. Did the girl appear to be carrying
anything?
A. Yes, sir. In her left arm, kind of
clutched to her chest like this (demonstrating), was a
medium-sized object like, so it could have been a
pocketbook or a rolled-up jacket or maybe both. I don't
know. The man had her by her left arm, right about the
elbow, and he was leading her towards the white van. The
little girl was not actually resisting. It was pretty
evidence [sic] that, that, you know, she wasn't really
anxious to go. They was, from the sidewalk, probably six
to ten feet from the sidewalk when I first saw them. They
continued to walk to the sidewalk. He stopped--
Q. Did the man have the girl by the
left arm during the entire time that you observed them?
A. Yes, sir. They stopped and a car
came by, going east, and they crossed in front of the
white van. The man opened the door.
Q. Which door did he open?
A. The door on the passenger side. And
helped the girl get in the van, slammed the door, and kind
of jogged in front of the van, got in the passenger side,
and they drove off.
R21:4063-65.
Q. Were you able to tell how the man
was dressed?
A. Yes, sir. He had a pullover sweater,
with a shirt underneath the sweater. I don't recall the
exact color of either one of them. The sweater was a
neutral color, tan, light grey, something like that. I
don't recall the color of his trousers.
Q. You have described the van as being
a white van. Can you give any further description of it.
particularly with respect to any windows?
A. All I seen was a, was the very back
of it and it had two windows, the rear doors.
Q. Okay. I'm going to have you a
photograph, which has been marked for identification as
State's Exhibit J. I ask you to examine this photograph
and tell us whether or not that photograph is similar to
the white van that you observed on the morning of February
the 9th in front of the Lake City Junior High School.
A. Yes, sir, it's very similar.
Q. Now, after the person placed the
girl in the white van and got in on the driver's side,
what happened then?
A. The van drove off, you know, a
normal rate of speed. As I said before, there were two
vehicles between me and the van. The closest one to the
van was a small, dark blue foreign car of some kind. I
have no idea what kind.
Q. Did you remain behind the white van?
A. Yes, sir.
Q. And approximately at what distance
behind the white van?
A. Two car lengths. We were all fairly
close together. Nobody was keeping the proper distance
between the vehicles, if I remember correctly. Somewhere
between the junior high school and 7th Street, which is
roughly seven blocks, six blocks, the small car turned off
to the right. I don't recall what street it turned off.
And then the van stopped at the red light at 7th Street.
Q. Were you able to observe the driver
as he was stopped at the red light there at 7th Street?
....
[A]. Okay. When the van stopped at 7th
Street, I could see the silhouette of the driver turn
towards the passenger side.
....
Q. Could you see anyone in the
passenger side at that point in time?
A. No, sir.
Q. Had the girl been sitting up
straight in the seat, do you know of any reason why you
could not have seen her at that time?
A. No, sir.
Q. What, if anything, did you see the
driver doing?
A. He was gesturing, turned to his
right, and moving his head like he was talking, and
gesturing with his left hand.
Q. And when you say he was turning to
his right, that would have been toward the passenger side
of the--
A. Toward the passenger side.
Q. How long after that did you lose
sight of the van?
A. Approximately two, two and a half
blocks, U.S. 90 veers left and West Duval Street continues
straight west.
Q. Mr. Anderson, I'm going to hand you
a photograph, which is in evidence as State's Exhibit 1,
and I ask you to examine that photograph and tell the
members of the jury whether or not you recognize that
person depicted.
A. Yes, sir, I do.
Q. Who is that person?
A. It's the young girl I saw at the
school.
Q. On the morning of February the 9th?
A. Yes, sir.
Q. I'm going to ask you, Mr. Anderson,
if you will look around the courtroom and tell the members
of the jury whether or not you can positively identify the
man that you observed leading that young girl from the
school ground on February the 9th.
A. No, sir, I'm not absolutely certain.
Q. I ask you then to once again to
[sic] look around the courtroom and tell the members of
the jury whether or not there is anyone in the courtroom
who closely resembles the person that you observed leading
the young girl to the white van on the morning of February
the 9th.
A. Yes, sir, there is.
Q. Would you point that person out,
please?
A. The defendant.
....Q. Are you aware of any
dissimilarities in the appearance between the person that
you pointed out in the courtroom and the person that you
saw leading the girl to the van on that morning?
A. No, sir, they were very much alike.
R21:4068-73.
We hold that Anderson's
hypnotically enhanced testimony was not so wholly
unreliable that its admission violated Bundy's due process
right to a fair trial. Indeed, Anderson's knowledge
independent of the hypnosis sessions defeats the inference
that the hypnosis was unduly suggestive. The above
recitation of the facts makes clear that, prior to going
to the police, Anderson strongly suspected that he had
seen Leach's abduction--a suspicion he shared with a
fishing companion. Upon seeing Bundy on television,
Anderson's suspicions grew to a certainty that outweighed
his fears of getting involved and sending police on a "wild
goose chase." At this point, Anderson went to the police
and gave a statement reflecting his thought that a man
resembling Bundy had abducted Kimberly Leach. Independent
of hypnosis, Anderson recalled that the date of his
observation was February 9th.
We also cannot say that
the hypnotically enhanced details of Anderson's trial
testimony were the product of impermissible suggestions or
techniques by the hypnotist. Indeed, the jury heard tapes
of the two sessions, received transcripts of those
sessions, and heard testimony of an expert witness who
addressed what he characterized as the flaws in those
sessions. Cross-examination was the avenue with which to
attack Anderson's testimony. We have held above that an
opportunity for effective cross-examination was available
here. That holding buttresses our conclusion that
Anderson's testimony was not so unreliable as to violate
Bundy's due process right to a fair trial.
VIII. Exclusion of Jurors
Bundy argues that the
trial court erred in denying his motion to limit death
qualification of the jury, permitting such qualification,
and excusing for cause jurors who expressed opposition to
the death penalty, notwithstanding their ability to vote
for guilt or innocence. Bundy argues that, because of the
capital sentencing procedures of Florida law, the rule
enunciated in Witherspoon v. Illinois, 391 U.S. 510, 88
S.Ct. 1770, 20 L.Ed.2d 776 (1968), and refined by its
progeny does not apply. Bundy asserts that under Florida
law the trial judge solely determines whether a defendant
receives a death sentence and that the jury renders an
advisory opinion only. Bundy concludes that, because the
jury has an advisory role only, Florida lacks the usual
state interest in excluding jurors who would automatically
vote against the death penalty. As a result, Bundy argues
that his interest in a jury composed of a cross-section of
the community controls and the trial court erred in
excusing those jurors who were unalterably committed to
vote against the death penalty.
On direct appeal, the
Florida Supreme Court held that it was precluded from
ruling on this claim because objections as to this claim
were not raised in the trial court. Bundy, 471 So.2d at
19. The district court held that the claim was
procedurally barred and, alternatively, without merit. See
slip op. at 14.
We conclude that Bundy's
claim is without merit.26
Supreme Court precedent clearly establishes that a state
can exclude for cause a prospective juror whose opposition
to the death penalty "would prevent or substantially
impair the performance of his duties as a juror in
accordance with his instructions and his oath." See, e.g.,
Wainwright v. Witt, 469 U.S. 412, 420, 105 S.Ct. 844, 850,
83 L.Ed.2d 841 (1985) (quoting Adams v. Texas, 448 U.S.
38, 45, 100 S.Ct. 2521, 2526, 65 L.Ed.2d 581 (1980)).
Bundy attempts to avoid the force of this Supreme Court
precedent by characterizing the role of the sentencing
jury as advisory under Florida law. We disagree. See Mann
v. Dugger, 844 F.2d 1446, 1449-54 (11th Cir.1988) (en banc).
As a result, Witherspoon and its progeny apply to jury
selection in Florida cases. Because Bundy admitted in his
brief on direct appeal, see page 56 of that brief, that
the jurors were properly excluded under Witherspoon,27
this claim is without merit as are any claims that "death
qualification" violates the fair cross-section or
impartial jury requirements of the Sixth Amendment. See
Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d
137 (1986).
IX. Frye Test
Bundy argues that the
trial court erred in not conducting a sua sponte inquiry
into the scientific reliability of fiber and shoe track
evidence presented by the state. See Frye v. United States,
293 F. 1013 (D.C.Cir.1923) (expert testimony admissible
only if based on well-recognized and generally accepted
scientific principles). On direct appeal, the Florida
Supreme Court noted that Bundy failed to object at trial
and thus the claim was procedurally barred. See Bundy, 471
So.2d at 20. The district court held that the claim failed
pursuant to the procedural default doctrine and,
alternatively, was without merit. See slip op. at 14-15.
This claim is not
procedurally barred. If the trial court truly had an
independent duty to conduct a Frye test, then Bundy was
not obligated to request a Frye test or to object at trial
to the court's failure to conduct one. Consequently, the
Florida Supreme Court improperly refused to consider the
merits of this claim, and its mistaken reliance on a
procedural bar does not provide an adequate basis for
denying federal habeas review.
Although this claim is
not procedurally barred, it is without merit. In substance,
Bundy seeks to avoid Florida's contemporaneous objection
rule and associated procedural default, see Wainwright v.
Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977),
by requiring that the trial court object sua sponte to the
admission of evidence. In Wainwright v. Sykes, 433 U.S. at
86, 97 S.Ct. at 2506, the Supreme Court rejected the
suggestion that the trial court had an independent duty to
conduct a hearing as to the voluntariness of a defendant's
confession. Similarly, we agree that, even assuming that
evidence must meet the Frye test as a matter of
constitutional law,28
the trial court has no independent duty to challenge the
evidence and the admission of the evidence must be
challenged by the defendant at trial or not at all.
X. Jury View
Bundy claims he was
denied due process when his motion for a jury view of the
scene around the school was denied by the trial court. On
direct appeal, the Florida Supreme Court held that the
trial court did not abuse its discretion. See Bundy, 471
So.2d at 20. The district court held that this claim was
addressed to an issue of state law and thus was not a
basis for federal habeas relief. Alternatively, the
district court held that the trial court's ruling did not
deny Bundy fundamental fairness. See slip op. at 15.
We disagree with the
district court's characterization of this claim as
addressed to an issue of state law. An evidentiary ruling
is a cognizable ground for federal habeas corpus relief if
it deprived the state court defendant of fundamental
fairness. See Jameson v. Wainwright, 719 F.2d 1125, 1126
(11th Cir.1983), cert. denied, 466 U.S. 975, 104 S.Ct.
2355, 80 L.Ed.2d 827 (1984). We agree with the district
court, however, that the ruling did not deprive Bundy of
fundamental fairness. To constitute a denial of
fundamental fairness, the evidence at issue must be
crucial and highly significant. 719 F.2d at 1127; see
Williams v. Kemp, 846 F.2d 1276, 1282 (11th Cir.1988). In
the present case, the scene had been significantly altered
because of the construction of a four-lane highway. In
addition, photographs of the scene were admitted into
evidence, and cross-examination as to the scene was
allowed. Consequently, denying the jury an actual view of
the scene cannot be said to have deprived Bundy of a
fundamentally fair trial.
XI. Evidence of Flight
Bundy claims he was
denied due process when his motion in limine to exclude
evidence of flight was denied by the trial court and when
the trial court instructed the jury regarding the evidence
of flight. On direct appeal, the Florida Supreme Court
relied on federal cases binding on this panel and held
that the evidence was properly admitted and that the
related instruction was proper. See Bundy, 471 So.2d at
20-21. The district court noted that this claim raised
state-law issues and thus was not a basis for federal
habeas corpus relief.29
Alternatively, the district court held that the evidence
was properly admitted and that the jury instruction did
not render the trial fundamentally unfair. See slip op. at
15-16.
The state presented
evidence of two instances of flight by Bundy. The first
instance occurred on February 11, 1978 (two days after the
abduction of Kimberly Leach) at 1:47 a.m. in Tallahassee,
which is approximately 100 miles west of Lake City. In
this instance, after being stopped by a police officer,
Bundy successfully fled. The second instance occurred on
February 15, 1978 (six days after the abduction of
Kimberly Leach) at approximately 1:30 a.m. in Pensacola,
which is approximately 200 miles west of Tallahassee and
300 miles west of Lake City. After being stopped by a
police officer, Bundy began to flee down a street, but was
caught and arrested within a few minutes. The trial judge
permitted evidence of both instances of flight and, prior
to the jury's deliberations, instructed the jury as
follows:
You are instructed that
the flight of the defendant is a circumstance which may be
taken into consideration with all other facts and
circumstances in the evidence and, if you, the jury,
believe and find from the evidence beyond every reasonable
doubt that the defendant fled for the purpose of avoiding
arrest and trial under the charges herein, you may take
this fact into consideration in determining guilt or
innocence.
R35:6939-40. We find no
error in the admission of the evidence of flight and no
error in the trial court's instructions as to that
evidence.
XII. Doubling of Aggravating
Circumstances
Bundy argues that
constitutional error occurred when the trial court relied
on Bundy's conviction in Utah for aggravated kidnapping to
find two aggravating circumstances: (1) Bundy was under a
sentence of imprisonment when he committed the present
crime and (2) Bundy previously had been convicted of a
violent crime. On direct appeal, the Florida Supreme Court
applied the test enunciated in Blockburger v. United
States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932),
and rejected Bundy's claim. See Bundy, 471 So.2d at 22.
The district court
recognized the Florida Supreme Court's reliance on
Blockburger and concluded it was "convinced that the
[Florida] Supreme Court's decision on this issue [was]
correct."30
Slip op. at 16. We agree that Blockburger renders Bundy's
claim without merit. In Blockburger, the Supreme Court
stated that "the test to be applied to determine whether
there are two offenses or only one, is whether each
provision requires proof of a fact which the other does
not." 284 U.S. at 304, 52 S.Ct. at 182. In the present
case, each aggravating circumstance clearly has an element
different from the other.
XIII. Penalty for Requesting Jury
Trial
Based on the state's
original agreement to a life sentence in this case,31
Africano filed a motion that would have prevented the
court from convening the penalty phase and from returning
a death sentence. The motion stated that Bundy was
unconstitutionally forced to risk death in order to
exercise his right to a jury trial. The trial judge denied
the motion. Although Bundy challenged this denial in his
brief on direct appeal, the Florida Supreme Court did not
address it.
In his federal habeas
petition, Bundy claimed that the trial court erred in
denying his motion to enter a life sentence on the verdict
and to prohibit the penalty phase of trial. The district
court observed that Bundy "essentially concedes that this
ground is procedurally barred," and, alternatively, held
the claim without merit. See slip op. at 16-17. Although
this claim is not procedurally barred,32
we agree that the claim is without merit. There is no hint
in the record that Bundy received a heavier sentence after
trial as a result of judicial vindictiveness or punitive
action. See Hitchcock v. Wainwright, 770 F.2d 1514,
1518-20 (11th Cir.1985) (en banc), rev'd on other grounds,
--- U.S. ----, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987).
XIV. Clemency Hearing
Bundy argues that he was
denied his right to apply for executive clemency in
violation of the Eighth and Fourteenth Amendments. The
Florida Supreme Court, see Bundy, 497 So.2d at 1211, and
the district court, see slip op. at 17, held this claim
without merit. We affirm the district court, but do not
share its reasoning.
We begin our analysis of
the procedural due process claim by determining whether
Bundy has a protected liberty interest in being accorded a
hearing for executive clemency. "Liberty interests
protected by the Fourteenth Amendment may arise from two
sources--the Due Process Clause itself and the laws of the
States." Hewitt v. Helms, 459 U.S. 460, 466, 103 S.Ct.
864, 868, 74 L.Ed.2d 675 (1983). This Circuit's
predecessor has held that such a liberty interest does not
arise from the Due Process Clause itself. See Spinkellink
v. Wainwright, 578 F.2d 582, 617-19 (5th Cir.1978), cert.
denied, 440 U.S. 976, 99 S.Ct. 1548, 59 L.Ed.2d 796
(1979). Accordingly, we turn to the Florida Rules of
Executive Clemency. See Sullivan v. Askew, 348 So.2d 312,
319-25 (Fla.) (setting forth clemency procedures), cert.
denied, 434 U.S. 878, 98 S.Ct. 232, 54 L.Ed.2d 159 (1977).
In Hewitt, the Supreme
Court observed that the mere enactment of regulations does
not automatically give rise to a liberty interest,
especially if the regulations are nothing more than
guidelines for the exercise of executive discretion. 459
U.S. at 471, 103 S.Ct. at 871. The Court recognized,
however, that a liberty interest is present when the
regulations are of an "unmistakably mandatory character"
and require "specific substantive predicates." Id. at
471-72, 103 S.Ct. at 871.
Florida's clemency
procedures do not satisfy either requirement. Cf. Sheley
v. Dugger, 833 F.2d 1420, 1424 (11th Cir.1987) (Florida
"rules and regulations concerning administrative
segregation and close management create for inmates a
liberty interest in remaining in the general prison
population"); McQueen v. Tabah, 839 F.2d 1525, 1527-29
(11th Cir.1988) (following Sheley ). First, the clemency
procedures do not unmistakably indicate that a prisoner
sentenced to death is entitled to a clemency hearing. Rule
7, a special rule for executive clemency in capital cases,
provides that "[t]he Governor or any member of the Cabinet,
after reviewing a certified copy of the conviction and
sentence, may request the Florida Parole and Probation
Commission to make an appropriate investigation, inquiring
into any factors relevant to commutation." Although Rule 7
sets forth required procedures, these procedures are
required only after the discretionary request to the
Commission. See also Sullivan, 348 So.2d at 318 (England,
J., specially concurring) (procedures are required "once
triggered"). Second, no specific substantive predicates
govern this discretion; the decision whether to grant
clemency is wholly a matter of executive discretion.
Sullivan, 348 So.2d at 314-16; Fla. Const. Art. IV, Sec.
8. The clemency rules do not require the Governor to make
any factual findings in order to deny clemency to a
capital defendant.
Finally, Bundy's claim
that the lack of a clemency hearing violates his Eighth
Amendment right is without merit. This is not the
situation where a state prohibits executive clemency. See
Gregg v. Georgia, 428 U.S. 153, 200 n. 50, 96 S.Ct. 2909,
2937-38 n. 50, 49 L.Ed.2d 859 (1976) (opinion of Stewart,
Powell, and Stevens, JJ.) (prohibiting executive clemency
"would be totally alien to our notions of criminal justice").
In addition, the concern derived from the Eighth Amendment
regarding capital cases focuses on the judicial processes
of trial and appellate review, not on the discretionary
state process (i.e., executive clemency) succeeding them.
See Spinkellink, 578 F.2d at 619 & n. 45.
XV. Pretrial Publicity
Bundy argues that his
jury was both presumptively and actually prejudiced on
account of adverse pretrial publicity concerning his
conviction in the Leon County case. By statutory choice of
permissive venue, venue initially was in Suwannee County.
(Lake City is located in Columbia County.) After the start
of voir dire in Suwannee County, the trial court granted
Bundy's motion for a change in venue and moved the case to
Orange County. The trial court refused to grant Bundy
another change of venue, or abatement in the trial, even
though Bundy contended that the jurors in Orange County
were as equally prejudiced as the jurors in Suwannee
County. The Florida Supreme Court, see Bundy, 471 So.2d at
19-20, and the district court, see slip op. at 17-19, held
this claim without merit. On appeal, Bundy argues that the
district court erred in denying him an evidentiary hearing
on this claim.
Jury prejudice can be
presumed from pretrial publicity if that publicity is
sufficiently prejudicial and inflammatory and if it
saturated the community where the trial was held. Murphy
v. Florida, 421 U.S. 794, 798-99, 95 S.Ct. 2031, 2035-36,
44 L.Ed.2d 589 (1975); Rideau v. Louisiana, 373 U.S. 723,
726-27, 83 S.Ct. 1417, 1419-20, 10 L.Ed.2d 663 (1963);
Coleman v. Kemp, 778 F.2d 1487, 1490 (11th Cir.1985), cert.
denied, 476 U.S. 1164, 106 S.Ct. 2289, 90 L.Ed.2d 730
(1986). This principle is rarely applicable and reserved
for extreme situations where pretrial publicity renders "virtually
impossible a fair trial by an impartial jury drawn from
the community." Mayola v. Alabama, 623 F.2d 992, 997 (5th
Cir.1980), cert. denied, 451 U.S. 913, 101 S.Ct. 1986, 68
L.Ed.2d 303 (1981).
We hold that the
coverage of the Leon County trial,33
although extensive, does not satisfy the heavy burden
associated with presumed prejudice. In support of his
motion for a change in venue or abatement of prosecution,
Bundy presented the testimony of local television
personnel. See R6:1159-98, R7:1202-18. The public
television station had broadcast half-hour summaries of
the Leon County trial. These summaries were factual
accounts; the station was prohibited by law from offering
editorial comment. At the time of jury selection in
January 1980, the station had not broadcast anything about
Bundy since the conclusion of the Leon County trial in
late July 1979. Although the commercial television
stations provided extensive coverage of the Leon County
trial, the coverage was factual in nature and not designed
to inflame or prejudice the public. In addition, prior to
the verdict, these stations did not broadcast editorials
about whether the defendant was guilty in that case. Bundy
also presented newspaper articles from the local newspaper.
See R12:2222-24. Again, these articles are largely factual
in nature. Consequently, unlike Coleman, the coverage of
the Leon County case was not infested with inflammatory
and prejudicial remarks from the police and prosecutors.
See also Murphy, 421 U.S. at 802, 95 S.Ct. at 2037 (news
articles were largely factual in nature); United States v.
Klacker, 811 F.2d 555, 556 (11th Cir.1987) ("The news
reports detailing appellant's flight from justice were
largely factual reports, devoid of inflammatory
material.").
Likewise, we are
unpersuaded by a public opinion poll proffered by Bundy in
support of his motion. The poll, conducted among residents
of Orange County, showed that 98% of those who responded
indicated their familiarity with the name Bundy. See
R7:1237. Of that number 58% stated that they knew Bundy
had been involved in the Leon County case. Of that number,
31% believed that Bundy's conviction in that case strongly
indicated that he was guilty in the present case. See id.
at 1240. Although publicity concerning a defendant's
involvement in other crimes is relevant in presuming jury
prejudice, especially if the defendant's involvement in
that crime is inadmissible in the guilt/innocence phase,
Murphy stands for the proposition that prejudice is not
presumed simply because the defendant's criminal record is
well publicized. Thus, even assuming that the methodology
of the public opinion poll is such that it accurately
reflected the attitude of Orange County residents, the
poll does not demonstrate that the community was so
predisposed to Bundy's guilt in the present case that
prejudice must be presumed.
Nor can we say that
Bundy has demonstrated actual prejudice in the entire
venire. See Irvin v. Dowd, 366 U.S. 717, 727, 81 S.Ct.
1639, 1645, 6 L.Ed.2d 751 (1961). We have carefully
reviewed approximately 19 volumes of voir dire. We note
that the trial court propounded general questions to each
set of prospective jurors, the panels ranging from eleven
to fifteen persons. As one of the general questions, the
trial court requested that prospective jurors raise their
hands to indicate if they had heard of the defendant, but
that they not reveal the source or extent of their
knowledge. Thereafter, those prospective jurors who
remained after general questioning were individually
questioned by the trial court, one prosecutor, and one
defense attorney. No other prospective juror was present
during this individual questioning. Our review of the
record indicates that as part of this individual
questioning the trial court permitted a searching inquiry
into knowledge and thoughts about the defendant.
Our review of the record
indicates that 172 prospective jurors were called and 56
were excused for reasons relating to health, family,
employment, or school. Of the 116 remaining prospective
jurors, 42 were excused because they could not (1) be
impartial based upon their extensive knowledge of the Leon
County case, (2) set aside preconceived notions of guilt,
and/or (3) could not accord Bundy a presumption of
innocence.34
Of the remaining 74 jurors, a small minority also stated
that they had a preconceived notion of guilt. Consequently,
we cannot say that Bundy suffered actual prejudice from
the entire venire.
Before we examine
whether Bundy has demonstrated actual prejudice regarding
the trial jury as a whole, we examine Bundy's challenge to
an individual juror. The Supreme Court has recognized that
the question of the partiality of an individual juror is
one of historical fact to which the presumption of
correctness of a state court's factual findings under 28
U.S.C. Sec. 2254(d) applies. Patton v. Yount, 467 U.S.
1025, 1036, 104 S.Ct. 2885, 2891, 81 L.Ed.2d 847 (1984). "Thus
the question is whether there is fair support in the
record for the state courts' conclusion that the juror[ ]
here would be impartial." Id. at 1038, 104 S.Ct. at 2892.
We conclude that there
is fair support in the record for the trial court's
conclusion35
as to this individual juror. This juror, the twelfth juror
selected and eventually the jury foreman, was pre-press
manager of the local newspaper. In response to the trial
court's questions, he stated that he understood that the
defendant was entitled to be tried on the evidence
presented in the present case alone, that he would follow
the trial court's instructions as to the law, that he
would accord the defendant a presumption of innocence and
hold the state to its burden of proof, that he would not
require the defendant to take the stand, and that he would
set aside any opinion or impression he had about the
defendant. See R18:3455-58. Assuming a guilty verdict, he
stated that he was not committed to voting automatically
for the death penalty or life imprisonment. Id. at 3465.
He again stated that the defendant need not take the
stand, the defense need not prove the defendant not guilty,
and that the burden rested on the state. Id. at 3466-67.
On questioning by
Africano, see generally id. at 3473-89, the juror stated
that he knew Bundy was convicted of murder in Miami of "the
Tallahassee girls" and that "it sounded like a pretty gory
case" and "some brutal murders." He knew Bundy was
sentenced to death. Unlike most prospective jurors, he
recalled the bite-mark evidence from that case, although
he stated, "I believe that was the Bundy case." He guessed
that death was by bludgeoning and that there was more than
one murder. Unlike most prospective jurors, he recalled
that Bundy had escaped from prison in Colorado. He knew
that Bundy "is highly intelligent and he had some law
background or something somewhere along the line." He did
not recall if co-workers had reached a consensus of
Bundy's guilt prior to the Leon County verdict, but said
that family and friends thought Bundy was guilty. Twice,
he stated that he had no thoughts as to Bundy's guilt
prior to the verdict.36
After conviction in the Leon County case, his feelings
were "[n]ot too good towards Mr. Bundy." He stated that he
still felt that way, but that he would listen to the
evidence in the present case.37
Upon further questioning, the juror adhered to his earlier
stated positions.38
Based upon our examination of the record, we hold that
there is fair support for the trial court's conclusion.
We proceed to examine
whether Bundy has demonstrated actual prejudice regarding
the trial jury as a whole. In this context, the Supreme
Court has questioned whether the "fairly supported by the
record" standard of 28 U.S.C. Sec. 2254(d) supplanted the
"manifest error" standard enunciated in Irvin. Patton v.
Yount, 467 U.S. at 1031 n. 7, 104 S.Ct. at 2889 n. 7. The
Court, however, did not resolve the question because it
concluded that the defendant had not satisfied the "manifest
error" standard. Id. at 1032 n. 7, 104 S.Ct. at 2889 n. 7.
Because we conclude that Bundy has not satisfied Irvin 's
standard, we also do not determine whether Section 2254(d)
has superseded that standard.
We have already set
forth the relevant voir dire of the twelfth juror. We now
summarize the individual voir dire of the other eleven
jurors:
Juror No. 1
(R6:1017-1049): She stated that she could follow the trial
court's instructions. She knew that Bundy was on trial for
some murders in the northern part of Florida. She believed
he was convicted, but did not know the sentence. No
challenge for cause was made.
Juror No. 2
(R6:1080-1116): He stated that he could follow the trial
court's instructions. He had heard Bundy's name before,
but could not recollect why. No challenge for cause was
made.
Juror No. 3
(R8:1482-1530): She stated that she was not sure that she
had a fixed opinion regarding guilt/innocence, but that
she would follow the trial court's instructions. She
stated that she was not sure if she had an open mind
regarding hypnosis and that she had mixed feelings about
the death penalty. Although she "may even have the wrong
thing," it seemed that Bundy was involved in the crime
involving three girls in upstate Florida. She had formed a
negative opinion about Bundy, but could fairly and
impartially judge the evidence, although there might be a
glimmer of a doubt that she could do that. She thought she
would require some evidence tending to show innocence,
even though there is a presumption of innocence. She
thought she might be influenced by the fact that Bundy did
not take the stand. However, she would just have to keep
reminding herself of the instructions of the court. The
trial court found a firm indication of impartiality and
denied the motion to excuse for cause.
Juror No. 4
(R9:1686-1729): He stated that he could follow the trial
court's instructions. He knew that Bundy was found guilty
of murder in the previous trial and sentenced to death. He
knew nothing of Bundy's background. He stated that what
happened before would not have any effect on the guilt/innocence
in the present case. The trial court found that the
prospective juror could be impartial and denied the motion
to excuse for cause.
Juror No. 5
(Rl0:1974-98, Rll:2002-12): He stated that he could follow
the trial court's instructions. He heard Bundy's name
mentioned around his workplace. He knew Bundy was tried
for something in northern Florida, but he did not know the
charges or the outcome of the trial. He knew nothing of
Bundy's background. The trial court credited the truth of
the prospective juror's testimony and denied the motion to
excuse for cause on that basis.
Juror No. 6
(R11:2013-51): He stated that he had no preconceived
notion of Bundy's guilt or innocence and that he could
follow the trial court's instructions. He knew that Bundy
was tried, convicted, and sentenced to death in Miami for
the murders of two sorority sisters at Florida State
University. Unlike most prospective jurors, he recalled
the dentist's testimony about the bite marks and recalled
that Bundy was a law student out west and possibly wanted
out there. Prior to the verdict in the Leon County case,
he had formed an opinion that Bundy was guilty. He stated
that he had no opinion about Bundy personally and that his
knowledge would not influence his decision because the
present case was a totally different case. He stated that
he believed in the notion of innocent until proven guilty.
The trial court denied the motion to excuse for cause.
Juror No. 7
(R14:2698-2737): She stated she could follow the trial
court's instructions. She was dubious about hypnosis, but
could consider the testimony. She read the newspaper once
she knew Bundy was coming to Orlando for trial. She
learned that Bundy had been tried and found guilty. She
did not know what sentence was imposed. The trial court
denied a motion to excuse for cause.
Juror No. 8
(R14:2737-80): She stated that she could follow the trial
court's instructions. She stated that she first heard of
Bundy in the context of jury selection for this case. She
expressed no knowledge of the Leon County trial. No
challenge for cause was made.
Juror No. 9
(R16:3102-46): She stated that she could follow the trial
court's instructions. She knew that Bundy was convicted of
murder in the earlier trial, but did not know if any
sentence was imposed on Bundy. No challenge for cause was
made.
Juror No. 10
(R16:3191-98, R17:3202-27): She stated that she had no
feelings or opinions about the defendant that would
prevent her from serving as a fair and impartial juror.
She stated that she could follow the trial court's
instructions. She knew there was a prior trial, but did
not know where it was held. No challenge for cause was
made.
Juror No. 11
(R17:3227-52): She stated that she could follow the trial
court's instructions. She did not have a television, did
not get the newspaper, and heard of Bundy through
conversations only. She did not recognize Bundy when she
came to court and thought one of the defense attorneys was
Bundy. She stated that she had never heard of Bundy before
reporting for jury duty. No challenge for cause was made.
Based upon the
composition, as summarized above, of the trial jury as a
whole, we hold that Bundy has not shown that the trial
court committed "manifest error." Consequently, we reject
Bundy's claim that he suffered presumed or actual
prejudice as a result of pretrial publicity.
Accordingly, we hold
that none of the grounds asserted by Bundy for federal
habeas corpus relief merits the granting of his petition.
Therefore, we AFFIRM the district court.
During the time Bundy was awaiting
trial in this case, he was convicted and sentenced to
death for two murders committed in Tallahassee ("Leon
County case"). Bundy v. State, 455 So.2d 330 (Fla.1984).
This Court has remanded Bundy's federal habeas corpus
challenge in that case to the district court for proper
consideration under 28 U.S.C. Sec. 2254. Bundy v.
Wainwright, 808 F.2d 1410 (11th Cir.1987) (Bundy I )
Despite its comment that it
considered Bundy's petition abusive, the district court
added that it would "give the petitioner a conscientious
review of the issues." Slip op. at 1. Consequently, it
cannot be said that the district court dismissed the
petition for abuse of the writ
The district court misplaced its
reliance on Justice Powell's concurring opinion in Davis.
See 107 S.Ct. at 18 (Powell, J., concurring) ("In the
future, and here I can write only for myself, I will
expect counsel whose papers are filed with me as Circuit
Justice on the eve of the execution date, to make an
appropriate explanation."). Despite Justice Powell's
admonition, the full Supreme Court granted stays of
execution, although the applications for stay were not
filed until the day before the scheduled execution.
Consequently, Davis does not support the district
court's observation. Likewise, none of the cases cited
by the state support the proposition that a first
petition can be dismissed as abusive because it was
filed on the eve of execution. Furthermore, this Court
subsequently held in Davis v. Dugger, 829 F.2d 1513,
1514 (11th Cir.1987), that "the scheduling of an
execution does not, in and of itself, create a basis for
dismissing a petition under the abuse of the writ
doctrine." See also Antone, 465 U.S. at 206 n. 4, 104
S.Ct. at 965 n. 4 (time constraints do not excuse
failure to raise claim in a prior petition); Adams v.
Wainwright, 804 F.2d 1526, 1533-34 (11th Cir.1986) (time
constraints do not excuse failure to develop facts
associated with claim raised in a prior petition)
We likewise find no basis to dismiss
the petition as a "delayed" petition. See 28 U.S.C. Sec.
2254 Rule 9(a). Similarly, the state's argument that
Bundy's petition presents frivolous claims and,
therefore, that a finding of abuse is warranted is
without merit. Rule 9 does not examine the strength of
the claims. Cf. 28 U.S.C. Sec. 2254 Rule 4
From our predecessor circuit we have
inherited two somewhat inconsistent lines of authority
with respect to the standard of review we should apply
to the district court's finding that Bundy was competent
to stand trial. Under one line of cases a district
court's finding of competency to stand trial is a
finding of fact that can be set aside only if clearly
erroneous or arbitrary. See United States v. Hayes, 589
F.2d 811, 822 (5th Cir.), cert. denied, 444 U.S. 847,
100 S.Ct. 93, 62 L.Ed.2d 60 (1979); United States v.
Fratus, 530 F.2d 644, 647 (5th Cir.), cert. denied, 429
U.S. 846, 97 S.Ct. 130, 50 L.Ed.2d 118 (1976); United
States v. Stone, 472 F.2d 909, 913 (5th Cir.1973), cert.
denied, 449 U.S. 1020, 101 S.Ct. 586, 66 L.Ed.2d 482
(1980); United States v. Gray, 421 F.2d 316, 317 (5th
Cir.1970); see also United States v. Birdsell, 775 F.2d
645, 648 (5th Cir.1985), cert. denied, 476 U.S. 1119,
106 S.Ct. 1979, 90 L.Ed.2d 662 (1986). This is
consistent with the approach taken by other circuits.
See, e.g., McFadden v. United States, 814 F.2d 144, 146
(3d Cir.1987); United States v. Lovelace, 683 F.2d 248,
251 (7th Cir.1982); Chavez v. United States, 656 F.2d
512, 517 (9th Cir.1981); United States v. Caldwell, 543
F.2d 1333, 1349 (D.C.Cir.1974), cert. denied, 423 U.S.
1087, 96 S.Ct. 877, 47 L.Ed.2d 97 (1976) (all using the
clearly erroneous standard). In another line of cases,
however, the Fifth Circuit has been less deferential,
reviewing historical facts under a clearly erroneous
standard but taking a more stringent "hard look" at the
district court's ultimate finding of competency. See
Lokos v. Capps, 625 F.2d 1258, 1267 (5th Cir.1980);
Bruce v. Estelle, 536 F.2d 1051, 1059-60 (5th Cir.1976),
cert. denied, 429 U.S. 1053, 97 S.Ct. 767, 50 L.Ed.2d
770 (1977); United States v. Makris, 535 F.2d 899, 907
(5th Cir.1976), cert. denied, 430 U.S. 954, 97 S.Ct.
1598, 51 L.Ed.2d 803 (1977); see also Wheat v. Thigpen,
793 F.2d 621, 631 (5th Cir.1986), cert. denied, --- U.S.
----, 107 S.Ct. 1566, 94 L.Ed.2d 759 (1987)
Because we would uphold the district
court's finding that Bundy was competent to stand trial
under either standard, we need not resolve this
inconsistency. Instead, we will assume that the stricter
"hard look" standard applies and analyze the district
court's finding under that standard.
A bipolar mood disorder is better
known as manic depressive mental illness. Bipolar mood
disorders are characterized by wide changes in mood or
mood swings. During the manic phase, the person can be
loud, angry, violent, or grandiose. At the other
extreme, the person would experience periods of extreme
depression
Upon reviewing the voluminous records
in this case, observing the demeanor of each of the
witnesses, and considering the expert testimony
concerning Petitioner's competency to stand trial for
the murder of Kimberly Diane Leach, the Court accepts
the testimony and opinions of Dr. Charles Mutter and Dr.
U[m]esh Mha[t]re as being logical and consistent with
the testimony of other witnesses, as well as the record
evidence, tape recordings and video cassette recordings
submitted for consideration in this cause. Accordingly,
the Court finds that Petitioner, Theodore Robert Bundy,
possessed sufficient present ability to consult with his
attorneys with a reasonable degree of rational
understanding, and that Petitioner had a rational as
well as factual understanding of the proceeding against
him at all relevant times during the trial and pretrial
proceedings in the Kimberly Diane Leach murder case.
Petitioner appreciated the charges
that were pending against him and he understood and
appreciated the range and nature of the possible
jeopardy he faced if convicted for the murder of
Kimberly Diane Leach. Petitioner clearly understood the
adversary nature of the proceedings in the Leach murder
case and was well informed as to the legal process.
Petitioner had the ability and capacity to disclose to
his attorneys pertinent facts surrounding the murder of
Kimberly Leach. Petitioner also related well with his
attorneys in the Leach murder case, and Petitioner, on
many occasions, assisted his attorneys during the course
of the Leach murder trial and pretrial proceedings.
Petitioner was clearly motivated to help his case, and
he was actively involved in the planning of defense
strategy. Further, it is clear from the numerous
depositions taken by Petitioner that Petitioner was not
only motivated to present a winning defense, but he was
also an effective questioner. Finally, the Court notes
that Petitioner had no problem adjusting to the stress
of incarceration prior to trial. Consequently, the Court
finds as a matter of law that Petitioner, Theodore
Robert Bundy, was at all times competent to stand trial
for the murder of Kimberly Diane Leach.
Bundy also raises claims concerning
ineffective assistance of counsel relating to Bundy's
competence to stand trial. In light of our conclusion
that Bundy was competent to stand trial, the related
ineffective assistance of counsel claims lack merit
Bundy emphasizes in his brief that
only Dr. Lewis had recently interviewed him and that
Drs. Mutter and Mhatre had not. We agree with the
explanation of Drs. Mutter and Mhatre that a recent
interview was unnecessary because the narrow issue of
focus was Bundy's competence to stand trial at the time
of the trial. Similarly, we reject the suggestion in
Bundy's brief that Dr. Mhatre's opinion is entitled to
less weight because Dr. Mhatre interviewed only one of
Bundy's defense lawyers. Dr. Mhatre interviewed Victor
Africano, Bundy's lawyer during the Lake City trial
Bundy did express (out of the
presence of the jury) dissatisfaction at the selection
of one of the jurors. Considerable testimony before the
district court, however, suggests that either the
outburst was calculated to win favor from Bundy's peers
on death row or it was legitimate in light of the
juror's statements
We recognize that in the decision of
remand this Court focused on "strong indicia" of
possible incompetence to stand trial. See Bundy II, 816
F.2d at 567. This Court cautioned, however, that a final
determination could be made only after a full and fair
evidentiary hearing. Id. at 568. Our review of the
record in light of the district court's observations
concerning these indicia convinces us that what appeared
as "strong indicia" prior to the hearing are happenings
that are consistent with a determination that Bundy was
competent to stand trial
Bundy claims in his federal habeas
corpus petition that "[t]he ground for the court's
denial was a contempt citation arising from Mr. Farmer's
persistent objection, in a Georgia criminal matter, to
the prosecutor referring to the black defendant by his
first name rather than by his surname, as the prosecutor
referred to other persons in the proceeding." See para.
92 (emphasis added) (citing Farmer v. Holton, 146 Ga.App.
102, 245 S.E.2d 457 (1978) (overruled by In re Crane,
253 Ga. 667, 324 S.E.2d 443, 446 (1985)), cert. denied,
440 U.S. 958, 99 S.Ct. 1499, 59 L.Ed.2d 771 (1979)). We
note that the trial court did not base its denial solely
on the Farmer v. Holton decision. See R:14,121-22. For
reasons set forth in the text infra, we do not evaluate
the trial court's denial of the motion to appear pro hac
vice
We agree with Bundy that the district
court did not address the merits of the choice of
counsel claim and thus erred in its reasoning for
rejecting the related ineffective assistance of counsel
claim
Because Bundy presented the
ineffective assistance of counsel claim as an
independent claim to the Florida courts, the exhaustion
doctrine is not implicated here. See Carrier, 477 U.S.
at 488-89, 106 S.Ct. at 2646
We also note that immediately after
the denial of the motion to appear pro hac vice in the
Leon County case, Bundy filed an action in federal court
pursuant to 42 U.S.C. Sec. 1983. Bundy alleged that the
denial violated his Sixth Amendment right to counsel.
This Court, affirming on the basis of the district
court's opinion, concluded that Younger v. Harris, 401
U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), precluded
a federal court from examining Bundy's claim. See Bundy
v. Rudd, 581 F.2d 1126, 1129-30 (5th Cir.1978), cert.
denied, 441 U.S. 905, 99 S.Ct. 1992, 60 L.Ed.2d 373
(1979)
Accordingly, Bundy could not rely on
the novelty of his legal claim as "cause" for
noncompliance with Florida's rules. See Smith, 477 U.S.
at 536-37, 106 S.Ct. at 2668
Bundy cannot argue that this claim is
so novel as to constitute cause. See Smith, 477 U.S. at
536-37, 106 S.Ct. at 2667-68. Nor is this "an
extraordinary case" where the writ should be granted
even absent a showing of cause. See Carrier, 477 U.S. at
496, 106 S.Ct. at 2650; Smith, 477 U.S. at 537-39, 106
S.Ct. at 2667-69
Despite the reliance on harmless-constitutional-error
cases, it is difficult to ascertain whether the Court
relied on federal constitutional law or state evidence
law in holding that hypnotically refreshed testimony is
per se inadmissible in a criminal case. As discussed in
the text infra, we conclude that such testimony is not
per se inadmissible as a matter of federal
constitutional law
The Court cited three general
characteristics of hypnosis as bases for inaccurate
memories: "the subject becomes 'suggestible' and may try
to please the hypnotist with answers the subject thinks
will be met with approval; the subject is likely to 'confabulate,'
that is, to fill in details from the imagination in
order to make an answer more coherent and complete; and
the subject experiences 'memory hardening,' which gives
him great confidence in both true and false memories...."
107 S.Ct. at 2713
Anderson explained that he delayed
going to the police "[b]ecause I wasn't sure of what day
I saw the girl. I wasn't sure at all. I didn't want to
become involved in it. I saw one picture of Mr. Bundy. I
looked at the picture. It did not closely resemble the
man that I saw with the girl." R21:4146. He added that "the
only reason that I can give for not coming forward
sooner is, as I stated before, not wanting to be
involved, having a lot of other things on my mind at the
time, not knowing the exact date that I saw the girl,
halfway afraid of creating turmoil, needlessly[ ] seeing
[sic] law enforcement on a wild goose chase." Id. at
4148; see id. at 4074
Bundy argues that the Florida Supreme
Court improperly recognized a procedural bar because he
raised this issue before the trial court in his motion
to limit death qualification of the jury. See
R159:14,658; app. 54. This motion does not appear to be
based on the same ground as the claim raised on direct
appeal. Rather, the motion appears directed at the
distinction between the trial and sentencing phases. Cf.
Lockhart v. McCree 476 U.S. 162, 180, 106 S.Ct. 1758,
1768, 90 L.Ed.2d 137 (1986) (state has "entirely proper
interest" in obtaining a single jury that could
impartially decide all of the issues in a capital case).
In addition, it appears Bundy argued the same rationale
to the trial judge. See R126:11,375-80. Bundy also
suggests in his brief that he voiced timely objections
at voir dire. We have examined those passages and it
again appears that the objections were directed at the
distinction between the trial and sentencing phases.
Consequently, it does not appear that Bundy raised the
present claim before the trial court. We do not
determine, however, whether this claim is subject to the
procedural default doctrine. Rather, we conclude that
the claim is without merit
Our review of the record indicates
that eight prospective jurors were excused because their
views on the death penalty precluded them from returning
a guilty verdict and/or from voting for the death
penalty. See voir dire associated with R4:650, R7:1316,
R11:2052, R11:2077, R12:2205, R12:2363, R13:2455, and
R16:3002. Our review also indicates that their exclusion
accorded with the standards set forth in Witherspoon and
its progeny
Indeed, this Court has intimated that
federal evidence law does not require that the Frye test
be met prior to the admission of evidence. United States
v. Hope, 714 F.2d 1084, 1087 n. 3 (11th Cir.1983). This
case, not concerning a federal conviction, presents us
with no opportunity to address Hope's intimation
As set forth above, an evidentiary
ruling is a cognizable ground for federal habeas corpus
relief if it deprived the state court defendant of
fundamental fairness, that is, the improperly admitted
evidence was crucial and highly significant
Because 28 U.S.C. Sec. 2254(d) does
not accord a presumption of correctness to a state
court's determination of law, we read the district court
as independently agreeing with the Florida Supreme
Court's analysis
Although the state did agree to life
sentences in this case and the Leon County case, Bundy
appeared in open court at the joint plea proceeding,
challenged the effectiveness of his counsel, and made a
motion for replacement of counsel. At this point, the
state withdrew the plea offer for fear that Bundy later
would challenge his guilty pleas by claiming he had
received ineffective assistance of counsel
We do not fault the district court
for its statement. Bundy erroneously stated in his
habeas petition that the claim had not been raised on
direct appeal
We reject any notion that press
coverage related to the evidence in the present case or
related to Bundy's activities in other states satisfies
the heavy burden associated with presumed prejudice. Our
review of the voir dire buttresses this conclusion; few
prospective jurors had knowledge of the details of the
present case or of Bundy's out-of-state activities
Three prospective jurors could not
accord a presumption of innocence to a defendant in
general. In addition to the 12 jurors and three
alternates, 36 were excused on the basis of peremptory
challenges, eight on the basis of Witherspoon, five for
hearing improper comments of or engaging in improper
discussion with other prospective jurors, four because
of their reaction to the victim's age or the planned
introduction of photographs into evidence, one because
of meeting the victim's father, one because of being in
Lake City at the time of the crime, and one because of
believing that imposition of the death penalty was
automatic upon conviction based on the facts alleged in
the indictment
The trial court rejected the
defendant's challenge for cause: "The Court finds that
this prospective juror is competent to serve. It has not
been shown that he has partiality and as shown by his
total testimony, he is able to put aside anything he
might have heard or any feelings he might have, and he
is competent to serve." R18:3507
Q. The feelings that you had about Mr.
Bundy after the trial in Miami, which you have described
as not being very good, do you still carry those
feelings with you?
A. Sure.
Q. You do?
A. (Nods head affirmatively)
Q. Well, how do you feel about him as
he sits there now?
A. He is a convicted murderer.
Q. Okay. Does that make you feel
anything about the charges in this case?
A. Not in this case.
Q. Does the fact that the State of
Florida has brought an indictment against him and
prosecuting him make you feel that he is in some way
guilty of that charge?
A. Not of this charge.
Q. The fact that you know he is a
convicted murderer, as you put it, doesn't make you feel
any less like giving him all the presumptions of
innocence that the Court has instructed you about?
A. No. The State has to prove that he
is guilty in this particular case.
Q. Okay. But how are you going to
take out of your mind the bad feelings you have about Mr.
Bundy, the fact that you described him as a convicted
murderer, and then just look at that evidence totally
and completely objectively?
....
A. He is innocent in this case until
the State of Florida proves him guilty. As a juror, I
have to listen to the evidence in this case.... Whether
I like him or not, what I think about him in the past
has to have nothing to do with this case. I will attempt
to do that.
Q. I understand you will attempt to
do that, but, because I'm not going to get a chance to
discuss with you later, and, once you're passed on as a
juror, it's too late, if you don't think that you really
can do it. This is why we have this opportunity to deal
with this at this point in time. And as Mr. Bundy's
lawyer, I need to know how you feel about him. Are you
so opinionated about him personally that it might affect
your perception about the evidence in this case?
Q. Is what you know and, as a person,
feel about Mr. Bundy going to make the State's burden
any less in proving guilt beyond and to the exclusion of
every reasonable doubt?
A. No.
Q. If, at the conclusion of the
State's case or all of the evidence in this case, you
feel that the State hasn't quite met its burden, but you
do have a reasonable doubt, that this defense has not
come forward with any evidence or Ted Bundy did not take
the stand and testify and tell you he didn't do it, is
what you know about him and feel about him personally,
is that going to make you resolve that reasonable doubt
against him?
A. No.
Q. If you resolve in your own mind,
at the conclusion of all of the evidence, that the State
has not met its burden and you feel and find in your own
mind that Ted Bundy is not guilty, would you hold firm
in that resolve?
A. Sure.
Q. Even if you were a majority of one
of twelve people?
A. (Nods head affirmatively).
R18:3488-89.
488 U.S. 1036
109 S.Ct. 887
102 L.Ed.2d 1009
Theodore Robert BUNDY v.
Richard L. DUGGER, Secretary, Florida Department of
Corrections (Two Cases).
Nos. A-580, A-586.
Theodore Robert BUNDY v.
State of FLORIDA.
No. A-585.
Supreme Court of the United States
January 23, 1989
On applications for stay.
The applications for stay of
execution of sentence of death presented to Justice
KENNEDY and by him referred to the Court are denied.
Justice BRENNAN, with whom Justice
MARSHALL joins, dissenting.
Adhering to my view
that the death penalty is in all circumstances cruel
and unusual punishment prohibited by the Eighth and
Fourteenth Amendments, Gregg v. Georgia, 428
U.S. 153, 227, 96 S.Ct. 2909, 2950, 49 L.Ed.2d 859
(1976), I would grant the applications for stay of
execution.
Even were I not of
the foregoing view, I would grant application Nos.
A-580 and A-586 pending the filing of a petition for
certiorari, which I would hold for our decision in
Dugger v. Adams, No. 87-121, cert. granted, 485
U.S. 933, 108 S.Ct. 1106, 99 L.Ed.2d 267 (1988).
In Caldwell v.
Mississippi, 472 U.S. 320, 328-329, 105 S.Ct.
2633, 2639-2640, 86 L.Ed.2d 231 (1985), we held that "it
is constitutionally impermissible to rest a death
sentence on a determination made by a sentencer who
has been led to believe that the responsibility for
determining the appropriateness of the defendant's
death rests elsewhere." Adams, and numerous
cases that have been held for it raise the question
whether the rationale of Caldwell applies to
statements made by prosecutors and judges to the
effect that the jury's sentence is merely advisory and
that the judge remains responsible for the sentence
ultimately imposed. See, e.g., Preston v. Florida,
No. A-216; Ford v. Dugger, No. 88-5582;
Spisak v. Ohio, No. 88-5169; Grossman v.
Florida, No. 88-5136; Harich v. Dugger, No.
88-5216. In Florida cases, the notion that the jury's
sentence is merely "advisory" appears to be at odds
with that State's settled law that the jury
determination must be given "great weight" and may be
overturned by the judge only when the facts are "so
clear and convincing that virtually no reasonable
person could differ." Tedder v. State, 322
So.2d 908, 910 (Fla.1975).
In the present
action, the jurors were repeatedly informed throughout
voir dire and the sentencing instructions that
their role was to "render an advisory opinion only,
just that, an opinion," or "just a sort of
recommendation, so to speak, from the jury as to what
penalty ought to be imposed," and that "[t]he law
places the awesome burden upon the judge to decide
what final disposition is made or penalty is imposed
in a capital case." Unlike the situation we faced
recently in Daugherty v. Florida, 488 U.S. 936,
109 S.Ct. 357, 102 L.Ed.2d 372 (1988), these were not
merely two isolated comments of the prosecutor, but
rather repeated instructions by both the prosecutor
and the trial judge. We have not yet decided that such
comments amount to a violation of Caldwell v.
Mississippi, but we have held several other cases—whose
facts are virtually identical to these—pending our
decision in Dugger v. Adams. I see no
principled basis for refusing to do so here.
Nor should there be
any procedural objection to such a course. In No.
A-580, at least, the State has failed to raise any
objection, either on the grounds of exhaustion or
abuse of the writ. Because the State made no
procedural objections in either the District Court or
the Court of Appeals, any such claims should be
considered waived. Cf. Jenkins v. Anderson, 447
U.S. 231, 234, n. 1, 100 S.Ct. 2124, 2127, n. 1, 65
L.Ed.2d 86 (1980). The District Court's boilerplate
sentence holding all four of the claims applicant
Bundy presented to it to constitute abuse of the writ
should not change that conclusion, especially as the
State subsequently failed to raise that defense in
this Court.
Justice BLACKMUN
would grant the applications for stay in Nos. A-580
and A-586.
Justice STEVENS
would grant the application for stay in No. A-580.