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Jasen Shane
BUSBY
Robbery
Same day
Txexecutions.org
Jasen Shane Busby, 28, was executed by lethal
injection on 25 August 2004 in Huntsville, Texas for murdering two
teenagers.
On 16 April 1995, Busby, then 19, and three
friends spent the night in a trailer home in Antioch. Christopher
Kelley, 19 was Busby's friend. Brandy Gray, 16, was Kelley's
girlfriend. Tenille Thompson, 18, was Gray's cousin. The trailer
home was owned by Thompson's stepfather. On the morning of 17 April,
Busby drove Kelley's red pickup truck to by donuts for the group.
When he returned, he was accompanied by Darrell Smith. The group
made trips to various places that day, including one where they shot
Busby's parents' SKS semiautomatic rifle. They also purchased some
marijuana.
At about 10:00 p.m., after smoking the pot, Busby
and Smith walked outside. When Kelley opened the door of the mobile
home to walk outside, Busby shot him in the neck. Busby then walked
inside and shot Gray and Thompson. He then took money from Kelley's
billfold and drove off in his truck with Smith. Kelley survived his
wound, but the two girls died.
After Busby drove away, Kelley ran to a
neighbor's house and asked for help. He reported that he and two
others had been shot, and he described Busby and his truck to police.
A police officer spotted the truck that night and arrested Busby and
Smith. Busby had a clip of bullets in his pocket. He gave a
confession, and Smith told police where to find the murder weapon,
which Busby had discarded along the highway. Busby told police that
he shot the teenagers because he was high on drugs, and that "the
Devil made me do it."
Christopher Kelley testified at Busby's trial. He
said that he heard someone outside talking about loading a gun. He
opened the door to go out, and, at the same time, someone outside
was opening it to go in. The next thing Kelley saw was the barrel of
a gun, then he was shot and fell onto his back. He heard Brandy Gray
scream, then another gunshot.
Next, he heard Tenille Thompson beg
for her life, then a third shot. Kelley testified that he recognized
the assailant's voice as Busby's. He said that Busby walked over to
him, poked him with the gun, and asked him if he was alright. Kelley
did not respond. Busby then rolled Kelley over, taking his wallet,
car keys, and cash. Kelley heard his truck start, crawled over to
the door, and saw the taillights as the truck left.
A ballistics expert testified that the SKS rifle
recovered from the highway was the same weapon used in the murders.
At Busby's trial and punishment hearing, the
state presented dozens of letters Busby wrote from jail, in which he
admitted to the killings and described them in detail. Busby also
wrote that he did Gray a favor by killing her. In the letters, he
also made threats against Kelley and the trial judge.
Busby had previous misdemeanor convictions for
burglary of a vehicle and theft.
A jury convicted Busby of capital murder in July
1996 and sentenced him to death. The Texas Court of Criminal Appeals
affirmed the conviction and sentence in March 1999. All of his
subsequent appeals in state and federal court were denied.
"I don't think you know the true reason for doing
what I did," Busby said in his final statement. "Brandy and I had a
suicide pact, and I just didn't follow through with it. That did not
come out in the trial. I am not trying to hurt you by telling you
this. I am trying to tell you the truth," he said. He also
apologized to his victims' relatives, saying "I am sorry that I did
what I did." He also expressed love for his family and thanked them
for their support. After Busby said, "See you later," the warden
signaled for the lethal injection to start. As the lethal drugs
began to flow into his body, Busby remarked, "Here it comes. I can
feel it." He then took a couple of breaths and lost consciousness.
He was pronounced dead at 6:20 p.m.
August 25, 2004
Jasen Shane Busby, 28, became the 11th Texas
prisoner to be executed this year Wednesday evening at the
Huntsville "Walls" Unit.
Busby was executed by lethal injection for the
1995 murder of cousins Tenille Thompson, 18, and Brandy Gray, 16. A
third person, 18-year-old Christopher Kelley, was also shot by Busby
but survived his wound. Busby was arrested within an hour after
gunning down Thompson and Gray in a mobile home in Antioch, just
west of Jacksonville. It was his third victim, Kelley, who called
for help and identified Busby as the gunman and later testified
against him.
At the time of the crime Busby was 19 years old.
He confessed to police but argued later in appeals that he was high
on drugs when he made his statement. The courts rejected the
argument.
In his final statement Wednesday, Busby thanked
his family for "standing by me," and apologized for all of the pain
he caused them. At the point when he addressed the victim's family,
he turned to them and expressed remorse. "I want to tell everyone,
my family, thanks for standing by me. I want to tell Mr. and Mrs.
Gray and everyone that I didn't do what I did to hurt you all. I am
sorry that I did what I did," he said.
Busby further tried to explain the reasoning
behind the murder of Brandy Gray. "I don't think you know the true
reason for doing what I did, but Brandy and I had a suicide pact and
I just didn't follow through with it. That did not come out in the
trial. I am not trying to hurt you by telling you this. I am trying
to tell you the truth," he said. "I want Cindy to know that I know
she is out there - and Vicente Hernandez that I love them. Thank you
for all you have done and I want to make sure you are all right,"
Busby said.
After saying that, Busby said he was ready and that he
would "see you later." Busby remarked as the lethal drugs begin to
flow, "Here it comes. I can feel it." He took a couple of breaths,
closed his eyes and then slipped into unconsciousness. Nine minutes
later at 6:20 p.m., Busby was pronounced dead.
Today, death row inmate James Vernon Allridge,
41, is scheduled for lethal injection for the 1985 fatal shooting of
a Fort Worth convenience store clerk. Allridge, whose brother,
Ronald, was executed in 1995 for the slaying of a woman during a
restaurant robbery in Fort Worth, was condemned for the slaying of
store clerk Brian Clendennen, 21, during a $300 robbery in Fort
Worth. Ronald Allridge, drove the getaway car.
AP August 25, 2004
HUNSTVILLE, Texas -- Convicted killer Jasen Shane
Busby of Tyler wasexecuted Wednesday for a 1995 double slaying at a
mobile home in Antioch. The two girls were cousins – 18-year-old
Tennille Thompson and 16-year-old Brandy Gray. A third person, 18-year-old
Christopher Kelley, was wounded but managed to call for help.
Court records showed Busby and the victims had
been partying and smoked marijuana. Busby confessed to officers, but
later argued that his statement was the result of drug intoxication.
The courts rejected that argument.
Busby was the eleventh convicted killer in Texas
to have his punishment carried out this year.
In his final statement, Busby thanked his family
for standing by him and expressed love for them. He turned to
relatives of his victims and said that he "didn't do what I did to
hurt you all. I am sorry that I did what I did. "I don't think you
know the true reason for doing what I did, but Brandy and I had a
suicide pact and I just didn't follow through with it. That did not
come out in the trial. I am not trying to hurt you by telling you
this. I am trying to tell you the truth."
Convicted murderer executed for double slaying
in East Texas
By Michael Graczyk -
AP August 25, 2004
Condemned inmate Jasen Shane Busby was executed
Wednesday for the fatal shooting of two teenage girls more than nine
years ago in Cherokee County in East Texas.
In a brief final statement, Busby thanked his
family for "standing by me" and expressed love for them. He turned
to relatives of his victims and said that he "didn't do what I did
to hurt you all. I am sorry that I did what I did." "I don't think
you know the true reason for doing what I did, but Brandy and I had
a suicide pact and I just didn't follow through with it.," he said.
"That did not come out in the trial. I am not trying to hurt you by
telling you this. I am trying to tell you the truth." After saying
he was ready and would "see you later," Busby remarked as the lethal
drugs began to flow, "Here it comes. I can feel it." He took a
couple of breaths and then slipped into unconsciousness. Nine
minutes later, at 6:20 p.m., he was pronounced dead.
Busby, 28, of Tyler, became the 11th Texas
prisoner executed this year. A second execution is scheduled
Thursday night at the Texas Department of Criminal Justice
Huntsville Unit with James Vernon Allridge, 41, set for lethal
injection for the fatal shooting of a Fort Worth convenience store
clerk in 1985.
Busby was arrested within an hour after cousins
Tennille Thompson, 18, and Brandy Gray, 16, were gunned down at a
mobile home in Antioch, just west of Jacksonville. A third person,
Christopher Kelley, then 18, was shot in the neck but managed to
call for help. He identified Busby as the gunman and testified
against him. Busby was caught with Kelley's red pickup truck.
Ammunition from the assault rifle used in the slayings was scattered
in the back of the truck. Records showed he told an officer the
"devil made me do it."
"He made a bad choice, and bad choices cost
pretty dearly sometimes," James Cromwell, the now-retired Cherokee
County district attorney who prosecuted Busby, said this week. Court
records also showed Busby and the victims had been partying for
several hours and had smoked marijuana. Busby, who was 19 at the
time, gave a confession to police but argued later in appeals that
his statement was the result of drug intoxication. The courts
rejected the argument.
Busby declined to speak with reporters in the
weeks leading up to his execution date. In letters he wrote to
friends while in jail awaiting trial, he described the slayings in
graphic detail. In unsuccessful appeals, he contended authorities
improperly viewed and made copies of the letters.
"His letters, his confession, the testimony of
the eyewitness, we had a lot of evidence," Cromwell said. "The facts
fit the need for the death penalty and the state sought the death
penalty. We didn't make up the facts." In similar appeals to the
courts, attorneys for both Busby and Allridge challenged the way
Texas juries decide death penalties. The Texas Court of Criminal
Appeals rejected the claims, sending the cases into the federal
courts. The U.S. Supreme Court rejected Busby's appeals Wednesday.
Defense lawyers argued a U.S. Supreme Court
ruling in June in a Washington state case makes improper the
question of whether convicted murderers present a future danger.
It's one of the questions Texas jurors are asked when they consider
whether a capital murder convict should be sentenced to death.
The appeals also contended a life prison term is
the maximum sentence a judge can impose if a jury can't agree on the
so-called special issue questions that can lead to a death sentence.
But the appeals argued a death sentence based on a jury's answers to
those questions is a "tail that wags the dog" escalation of the
statutory maximum sentence and improper under recent Supreme Court
decisions.
In addition, lawyers for Allridge, whose brother,
Ronald, was executed in 1995 for the slaying of a woman during a
restaurant robbery in Fort Worth, contended he's been rehabilitated
during his 17 years in prison and executing him after his
rehabilitation would be improper cruel and unusual punishment.
Allridge's lawyers also argued jurors deliberating his punishment
were not allowed to properly consider his abusive childhood and his
domination by his violent older brother.
Aug 25, 2004
HUNTSVILLE, Texas (Reuters) - A Texas man was put
to death by lethal injection on Wednesday for murdering two teen-agers
while high on drugs in 1995. Jasen Busby, 28, was condemned for
killing Tenille Thompson, 18, and Brandi Gray, 16, in a April 17,
1995, rampage in a Jacksonville, Texas, mobile home. He also
critically wounded Christopher Kelley, 19.
In a final statement while strapped to a gurney
in the death chamber, Busby thanked his family and spoke to Gray's
parents. "I am sorry that I did what I did," he said. "I don't think
you know the true reason for doing what I did, but Brandi and I had
a suicide pact and I just didn't follow through with it. That didn't
come out in the trial. I am not trying to hurt you by telling you
this. I am trying to tell you the truth."
Busby was the 11th person executed in Texas this
year and the 324th since the state resumed capital punishment in
1982, six years after the U.S. Supreme Court lifted a national death
penalty ban. Both totals lead the nation.
For his final meal, Busby requested fried chicken
breasts, jalapenos, barbecue ribs, catfish with tartar sauce, a
medium steak, french fries with ketchup, plain M&M's candy, cherries,
strawberries, and a peach. He also had milk mixed with chocolate
syrup.
James Allridge III is scheduled for execution on
Thursday for the 1985 robbery and murder of a Fort Worth, Texas,
convenience store clerk. Allridge has been pen pals for several
years with actress Susan Sarandon, who visited him in July.
Associated
Press - Aug. 25, 2004
HUNTSVILLE -- Condemned inmate Jasen Shane Busby
was executed today for the fatal shooting of two teenage girls more
than nine years ago in Cherokee County in East Texas.
In a brief, final statement, Busby thanked his
family for "standing by me" and expressed love for them. He turned
to relatives of his victims and said that he "didn't do what I did
to hurt you all. I am sorry that I did what I did." "I don't think
you know the true reason for doing what I did, but Brandy and I had
a suicide pact and I just didn't follow through with it. That did
not come out in the trial. I am not trying to hurt you by telling
you this. I am trying to tell you the truth," he said. After saying
that he was ready and that he would "see you later."
Busby remarked
as the lethal drugs began to flow, "Here it comes. I can feel it."
He took a couple of breaths and then slipped into unconsciousness.
Nine minutes later at 6:20 p.m., he was pronounced dead.
Busby, 28, of Tyler, became the 11th Texas
prisoner executed this year. A second execution is scheduled
Thursday night at the Texas Department of Criminal Justice
Huntsville Unit.
James Vernon Allridge, 41, was set for lethal
injection Thursday evening for the fatal shooting of a Fort Worth
convenience store clerk in 1985.
August 24, 2004
The final conclusion in a saga that began nine
years ago is about to come for convicted murderer Jasen Shane Busby.
Busby is scheduled for execution Wednesday for the 1995 shooting
deaths of 18-year-old Tenille Hamilton Thompson and 16-year-old
Brandy Gray in Antioch, just outside of Jacksonville.
Jacksonville Police Department officers Greg Ray,
Tonya Harris and Jesse Maberry were on duty the night Busby was
taken into custody. Ray is now an officer with the Jacksonville ISD
Police Department. Harris - still with JPD - is now a detective, and
Maberry is a sergeant with the JPD.
Nearly 10 years later, Ray still remembers the
traffic stop that ended with Busby's arrest - ammunition scattered
in the back of the vehicle, a pair of purses in the front passenger
seat. "We had just gotten on shift that night," Ray said. "Jesse
Maberry found the vehicle right after we got on the street (at 11
p.m.)"
Busby's vehicle was identified by his third victim -
Christopher Kelley, 18 at the time of the crime, was shot in the
neck but survived his wounds to call police after Busby left the
crime scene.
According to information from the Texas
Department of Criminal Justice Web site, Busby, along with another
teen and the three victims, smoked marijuana at a mobile home in
Antioch when Busby walked outside, grabbed the automatic assault
rifle he had stolen from his parent's house in Tyler and shot Kelley,
Thompson and Gray. Maberry said Kelley was able to walk down the
road and called the sheriff's department.
"We were on the lookout for the vehicle," Maberry
said. "I spotted the vehicle matching the description (of the
suspect's vehicle) on East Rusk Street." After calling for backup,
Maberry performed a normal traffic stop on Busby's small, red truck.
"We didn't do a felony stop on the vehicle or anything," Maberry
said, because officers had only a general description of the truck -
and not a license plate. "We didn't want to scare somebody half to
death who wasn't involved."
Busby stepped out of the truck when stopped, Ray
said, and he did not fight with police during his arrest. "We didn't
take any chances with him, but he didn't offer any resistance," Ray
said. "We just got him out of the vehicle."
Because Busby's charges didn't go through
Jacksonville Police Department, JPD detained Busby until Cherokee
County Sheriff's Department officials arrived. "He (Busby) acted
like nothing had happened, like he hadn't done anything wrong," Ray
said. "He was very cold and calculated. He was just a very scary
individual."
In one short conversation that night, Ray said
Busby asked if police officers wore bullet-proof vests. Busby then
said it didn't matter because "everybody knows to shoot cops in the
head."
Though some of the details from the arrest are
fading for Maberry, he said he'll always remember Busby's demeanor
at the time of the arrest - about 30 minutes after the crimes were
reported. "He didn't give the outward appearance of having just
committed a crime," Maberry said, adding Busby was neither nervous
nor showed signs of trying to hide anything.
However, Maberry
realized at the time Busby probably thought the crimes were not yet
discovered. "It's my understanding that as soon as Busby left, he (Kelley)
walked down the road and reported the incident to the sheriff's
department," Maberry said. "His thoughts (Busby's thoughts) were
probably that those three people were dead."
During his time as a police officer, Maberry said
he's never dealt with a situation like the one that happened the
night he arrested Busby. "It kind of was a remarkable deal," Maberry
said. "It's something we'll remember forever."
Busby is scheduled to die Wednesday by lethal
injection at the TDCJ prison in Huntsville.
Jasen Shane Busby,
Petitioner-Appellant, v.
Doug Dretke, Director, Texas Department of
Criminal Justice,
Correctional Institutions Division,
Respondent-Appellee.
No. 03-40492
Federal
Circuits, 5th Cir.
February 25,
2004
Appeal from
the United States District Court for the Eastern
District of Texas.
Before KING, Chief Judge, and
BARKSDALE and STEWART, Circuit Judges.
KING, Chief Judge:
Petitioner-appellant Jasen
Shane Busby has been convicted of capital murder
in the Texas state courts and sentenced to death.
The district court denied Busby's petition for a
writ of habeas corpus but granted Busby a
certificate of appealability (COA) on several
issues. This court later denied Busby's request
for a COA on additional claims. We now address
the issues for which Busby was granted a COA.
Finding them without merit under the governing
standards, we affirm the district court's denial
of habeas relief.
I. FACTUAL AND PROCEDURAL
BACKGROUND
The basic facts of the crime
are no longer disputed at this stage of the
proceedings. Busby, his friend Christopher
Kelley, and Kelley's girlfriend Brandy Gray
lived together in a cabin in Maydelle, Texas. On
Sunday, April 16, 1995, they spent the night in
a trailer in Antioch with Tenille Thompson, an
acquaintance. The next morning, Busby drove
Kelley's truck to buy donuts for the group for
breakfast. When Busby returned, he was
accompanied by Darrell Smith. The group made
several trips to various places that day, and at
one point some members of the group, including
Busby, took turns shooting an assault rifle
outside of the Maydelle cabin. During the course
of the day they also purchased some marijuana,
which some of the group, including Busby, smoked
later that night at the Antioch trailer.
Around ten o'clock that
night, Busby and Smith went outside the trailer.
Kelley, who was still inside the trailer, heard
them loading a gun and talking about how many
bullets were in it. Kelley started to open the
door but found that someone else was already
opening it from the other side. Busby then shot
Kelley, Gray, and Thompson and drove off in
Kelley's truck with Smith. The two women were
dead. Kelley, with a gunshot wound in the neck,
went to a neighboring house for help. He
described Busby and the truck to the police.
Kelley survived the wound and would testify at
Busby's trial, providing many of the details
recounted above.
The police took Busby and
Smith into custody on the night of the shootings
after an officer spotted Kelley's truck on the
highway. Busby had a clip of bullets in his
pocket. Investigators spoke to both men late
that night and into the next morning. After
being read his rights, Busby gave a taped
confession, which he would later claim was the
product of drug intoxication. Smith told
investigators that Busby had hidden the murder
weapon, and Smith showed them where to find it.
The authorities recovered the gun, which was
later linked to shells found at the scene of the
killings. Busby was indicted for capital murder.
The legal claims in this
appeal arise from two sets of circumstances that
occurred while Busby was awaiting trial. First,
Busby claims that pretrial publicity poisoned
the atmosphere in Cherokee County, the site of
the trial. At the time, Cherokee County had a
population of approximately 42,000 people. The
only local daily newspaper was the Jacksonville
Daily Progress, with a paid circulation of
around 5,500. The paper ran at least a dozen
articles about the murders on its front page,
including articles and photographs that
identified Busby as the only suspect, cited
evidence against him, referred to a confession,
pictured him in handcuffs, and reported an
allegation that he was a Satanist. The
Cherokeean Herald, a weekly paper with a
circulation of about 3,500, gave the case less
prominent coverage but also ran articles about
the case, including stories concerning the
amount of fees that Busby's court-appointed
lawyers were incurring at the taxpayers'
expense.
Busby filed a motion to
change venue. During a hearing on the motion,
the court heard testimony from several prominent
citizens who opined, based on their reading of
community sentiment, that many residents of the
county had already decided that Busby was guilty.
The county sheriff testified that there were
threats against Busby's life; he stated that he
had opposed the defense team's request to visit
the crime scene because he feared violence.
Other citizens who testified at the hearing,
including some of those called by Busby, said
that there had been relatively little discussion
of the case in the community and that many
people had not heard of Busby. The trial judge
denied the motion to change venue.
The second set of facts
relevant to this appeal involves certain letters
that Busby wrote to friends and family while in
pretrial detention. The jail's policy manual
stated that all outgoing non-privileged inmate
mail could be inspected and read, and it
regularly was. Pursuant to this policy, jail
staff came across letters in which Busby
admitted to and described the killings, made
what appeared to be threats against others, and
suggested that a correspondent send him drugs. (This
was after Busby had already admitted to the
killings in the taped confession, mentioned
above.) Before sending the letters off to their
addressees, the jailers copied them and turned
the copies over to investigators.
At trial, Busby objected to
the state's use of the letters against him. He
pointed out that no warrant had been issued to
search Busby's mail, and he contended that
reading the letters constituted an illegal
interrogation. Relevant to this appeal, Busby
also claimed that the jail's policy violated the
First Amendment, although that was not the
primary basis for his objection. In deciding
whether to admit the letters, the trial judge
heard testimony from the county sheriff and the
jail administrator, who testified regarding the
jail's mail policies. They stated that jail
staff read mail in order to watch for suicide
risks, escape plans, threats of violence, and
other dangers to jail safety and security. It
does not appear from the record that Busby was
targeted in particular for surveillance, nor
does it appear that the mail policy, which
accorded with state jail regulations,1
was directed at detecting inculpatory
communications.
The jail administrator
testified that inmates were not given copies of
the jail's policy manual, which explicitly
authorized the reading of inmates' non-privileged
mail. The inmates instead received a brief
inmate handbook, which did not explicitly warn
inmates that their mail would be read. The
inmate handbook did, however, instruct inmates
not to seal outgoing envelopes unless the
envelope contained privileged mail; according to
the handbook, sealed non-privileged mail would
be rejected. Accordingly, the practice within
the jail was that non-privileged mail was given
to jailers unsealed. Some of Busby's letters,
including his early letters, suggest that Busby
suspected that jailers could read his mail. The
trial judge overruled Busby's objections to
using the letters at trial.
During the guilt phase of the
trial, the state called Mark Oppen, a friend who
had received some of the letters the jailers had
read and copied. Through Oppen, the state
introduced two letters in which Busby described
the killings. On cross-examination, the defense
introduced another letter that Busby wrote to
Oppen in which Busby denied committing the
murders and told Oppen to throw away the
previous letters.
The state introduced dozens
more letters in the punishment phase of the
trial. Some of these letters showed Busby as
remorseless and revealed violent thoughts
directed at Kelley and the judge. Other letters
? including some of those introduced by the
state as well as letters put into evidence by
the defense ? were more sympathetic in that they
showed Busby's love for his family and his
newfound devotion to the Bible; many of the
letters were arguably mitigating because they
suggested that Busby had been in a marijuana-and
LSD-induced daze on the night of the killings.
Apart from the letters, the
state's case in the punishment phase included
testimony from people to whom Busby had made
arguably threatening remarks, testimony from an
inmate who had overheard Busby saying that he
would go on a shooting "rampage" if he got out,
and expert testimony from a psychologist who
opined that there was a significant risk that
Busby would commit future acts of violence. The
defense called a dozen witnesses in the
punishment phase, including jail employees who
testified to Busby's good behavior in jail, two
medical experts, and ministers, friends, and
family who spoke of Busby's non-violent
character.
Busby was sentenced to death
on July 27, 1996. The conviction was
automatically appealed to the Texas Court of
Criminal Appeals. His direct appeal asserted
eleven points of error, but the state's use of
the letters was not among them. The Court of
Criminal Appeals affirmed Busby's conviction and
sentence on March 31, 1999. Busby v. Texas, 990
S.W.2d 263 (Tex.Crim.App.1999). Busby
unsuccessfully sought certiorari from the United
States Supreme Court. Busby v. Texas,
528 U.S. 1081 , 120 S.Ct. 803, 145 L.Ed.2d
676 (2000).
On November 20, 1998, Busby
filed an application for post-conviction relief
in state court. Following an evidentiary hearing,
the trial court entered findings of fact and
conclusions of law and recommended that Busby's
request for habeas relief be denied.2
In a brief order, the Texas Court of Criminal
Appeals adopted the lower court's findings,
conclusions, and recommendation without further
comment. Ex parte Busby, No. 28,761-01 (Tex.Crim.
App. Sept. 13, 2000).
On September 12, 2001, Busby
filed a petition for federal habeas corpus
relief in the United States District Court for
the Eastern District of Texas. The district
court granted the state's motion for summary
judgment in an unpublished order and
accompanying memorandum opinion. Busby v.
Cockrell, No. 5:02cv264 (E.D.Tex. Mar. 31,
2003). The district court did, however, grant a
COA on the following issues:
1. Whether Busby's appellate
attorney's decision not to appeal the trial
court's denial of Busby's motion to exclude the
letters constituted ineffective assistance of
counsel?
2. Whether the trial court's
denial of Busby's motion to suppress the letters
violated the First Amendment?
3. Whether the trial court's
denial of Busby's motion for a change of venue
deprived him of a fair trial?
4. Whether the change of
venue/fair trial issue was exhausted?3
As we have already denied
Busby's request for a COA on additional issues,
Busby v. Cockrell, 73 Fed.Appx. 49 (5th Cir.
2003), today's decision considers only the three
issues listed above.
II. DISCUSSION
A. Standard for Granting
Relief
In a habeas corpus appeal, we
review the district court's findings of fact for
clear error and its conclusions of law de novo,
applying the same standards to the state court's
decision as did the district court. Martinez v.
Johnson, 255 F.3d 229, 237 (5th Cir.2001).
Busby's habeas petition is governed by the
standards established by the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA),
Pub.L. No. 104-132, 110 Stat. 1214 (1996).
Under AEDPA, we may not grant
relief on a claim that the state courts have
adjudicated on the merits "unless the
adjudication of the claim ... resulted in a
decision that was contrary to, or involved an
unreasonable application of, clearly established
Federal law, as determined by the Supreme Court
of the United States." 28 U.S.C. 2254(d)(1)
(2000). A state court's decision is deemed "contrary
to" clearly established federal law if it relies
on legal rules that directly conflict with prior
holdings of the Supreme Court or if it reaches a
different conclusion than the Supreme Court on
materially indistinguishable facts. Williams v.
Taylor, 529 U.S. 362, 405-06, 120 S.Ct. 1495,
146 L.Ed.2d 389 (2000). A state court's decision
runs afoul of the "unreasonable application"
prong of § 2254(d)(1) "if the state court
correctly identifies the governing legal
principle from our decisions but unreasonably
applies it to the facts of the particular case."
Bell v. Cone, 535 U.S. 685, 694, 122 S.Ct. 1843,
152 L.Ed.2d 914 (2002). The Supreme Court has
made it clear that an unreasonable application
is different from an incorrect application. Id.
Finally, we presume that the state court's
factual determinations are correct, and we may
grant relief only if a factual determination is
unreasonable based on the evidence presented to
the state court. 28 U.S.C. 2254(d)(2), (e)(1).
B. Ineffective Assistance
of Appellate Counsel
Busby claims that the
attorney appointed to represent him in his
direct appeal was constitutionally ineffective
for failing to argue that the trial court erred
in admitting the jailhouse letters into evidence,
over Busby's objection, in both the guilt phase
and the punishment phase of the trial.
The state habeas court, after
holding an evidentiary hearing, rejected Busby's
ineffective assistance of counsel claim. The
court did not set forth its reasoning in a
formal opinion but instead produced a list of
numbered findings of fact and conclusions of law.
This does not mean that § 2254(d)'s deferential
standard of review is inapplicable, however: as
we have made clear in past cases, this court "review[s]
only a state court's `decision,' and not the
written opinion explaining that decision." Neal
v. Puckett, 286 F.3d 230, 246 (5th Cir.2002) (en
banc) (per curiam), cert. denied sub nom. Neal
v. Epps,
537 U.S. 1104 , 123 S.Ct. 963, 154 L.Ed.2d
772 (2003); see also Early v. Packer, 537
U.S. 3, 8, 123 S.Ct. 362, 154 L.Ed.2d 263 (2002)
(per curiam) (holding that AEDPA standards apply
to state court decisions even when the state
court does not cite governing Supreme Court
cases).
To make out a claim of
ineffective assistance of counsel, Busby must
show both that his counsel's performance was
deficient (i.e., that it "fell below an
objective standard of reasonableness") and that
he was prejudiced by his counsel's deficient
performance. Strickland v. Washington, 466 U.S.
668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984). Regarding the first prong, we must be "highly
deferential" when evaluating counsel's
performance; "the defendant must overcome the
presumption that, under the circumstances, the
challenged action might be considered sound
trial strategy." Id. at 689, 104 S.Ct. 2052 (internal
quotation marks omitted). Regarding the second
prong, Busby "must show that there is a
reasonable probability that, but for counsel's
unprofessional errors, the result of the
proceeding would have been different. A
reasonable probability is a probability
sufficient to undermine confidence in the
outcome." Id. at 694, 104 S.Ct. 2052.
The familiar Strickland
framework applies to a prisoner's claim that his
appellate counsel was ineffective for failing to
raise a certain issue on appeal. See Smith v.
Robbins, 528 U.S. 259, 285, 120 S.Ct. 746, 145
L.Ed.2d 756 (2000); Smith v. Murray, 477 U.S.
527, 535-36, 106 S.Ct. 2661, 91 L.Ed.2d 434
(1986). Regarding the operation of the deficient
performance prong in this context, we have
stated that "[c]ounsel does not need to raise
every nonfrivolous ground of appeal available.
Nonetheless, a reasonable attorney has an
obligation to research relevant facts and law,
or make an informed decision that certain
avenues will not prove fruitful." United States
v. Williamson, 183 F.3d 458, 462 (5th Cir.1999)
(citations, footnotes, and internal quotation
marks omitted).
At the evidentiary hearing,
the state habeas court received testimony from
Busby and from the attorney appointed to
represent Busby in the direct appeal, Forrest
Phifer. Busby testified that he asked Phifer to
raise the issue regarding the admission of the
letters in his appellate brief. According to
Busby, Phifer said that including the issue
would detract from other, more promising grounds
for reversal. Phifer himself took the stand at
the hearing and said that as he was formulating
his issues for appeal, he received a slip
opinion from the Court of Criminal Appeals
regarding a pretrial detainee's privacy rights,
in particular whether a drawing could be seized
from the detainee's cell and admitted against
him. He could not remember the style of the case
but, when given the name Soria v. State, it was
familiar; Phifer said that Soria was "probably"
the slip opinion that deterred him from
appealing the use of the letters, though he
could not be sure.
In Soria, the state's
presentation to the jury in the punishment phase
of the defendant's trial included a self-portrait,
seized from the defendant's cell, in which the
defendant drew himself holding a bloody knife.
933 S.W.2d 46, 50 (Tex.Crim.App. 1996). The
Court of Criminal Appeals cited the United
States Supreme Court's decision in Hudson v.
Palmer, 468 U.S. 517, 104 S.Ct. 3194, 82 L.Ed.2d
393 (1984), for the proposition that an inmate
has no Fourth Amendment expectation of privacy
in his cell, and it cited the decision in Block
v. Rutherford, 468 U.S. 576, 104 S.Ct. 3227, 82
L.Ed.2d 438 (1984), for the proposition that a
shakedown search of a pretrial detainee's cell
does not violate the Fourth Amendment or due
process. Soria, 933 S.W.2d at 60. The Court of
Criminal Appeals therefore rejected the
defendant's Fourth Amendment challenge to the
admission of the drawing. Id. At the evidentiary
hearing, Phifer testified to the "disappointment"
he felt when he saw the Soria slip opinion. He
continued:
I mean, [the slip opinion]
was talking specifically on right of privacy of
an inmate and it talked about some kind of
writing, I don't know if it was pictures or
letters, it was something in writing that was
objected to on the grounds of privacy, invasion
of privacy. And I said, well, this point would
go in front of [the] same Court, in front of the
same judges, fairly soon after this opinion and
I have no reason to believe that the Court would
look at it differently. I said if I did this it
would be futile, that it would simply diminish
my other points and I wanted to go with the
strongest points I had.
Phifer testified that since
he already had ten or eleven points of error, he
feared that adding this issue would give the
appeal a "shot gun" character. He therefore made
the "strategical [sic] decision" not to include
this point of error.
Strategic decisions of the
sort to which Phifer testified can rarely
constitute ineffective assistance of counsel, so
long as they are based on reasonable
investigations of the applicable law and facts.
Strickland, 466 U.S. at 691, 104 S.Ct. 2052.
Phifer was apparently well aware of the facts
regarding the letters, but Soria dissuaded him
from raising a legal challenge to their use.
Soria itself cited two United States Supreme
Court cases, Hudson v. Palmer and Block v.
Rutherford, that, while not directly on all
fours with Busby's case, further tended to show
that Busby's privacy claims lacked merit. It is
true, as Busby now argues in this appeal, that
Phifer might have tried to distinguish the above
cases on the grounds that they involved
intrusions into an inmate's cell, rather than
reading a prisoner's mail. But any Fourth
Amendment argument would be hampered by the need
to establish that Busby had a legitimate
expectation of privacy in the unsealed letters
that he gave to prison officials, a difficult
argument to make.4
Indeed, if Phifer had
investigated this particular matter further, he
would have found that the leading case on the
use of inculpatory jailhouse letters is still
Stroud v. United States, 251 U.S. 15, 40 S.Ct.
50, 64 L.Ed. 103 (1919). In Stroud, the Supreme
Court held that there was no violation of the
Fourth Amendment when an inmate's letters, read
by jailers pursuant to jail practice, were
introduced against him at trial. Id. at 21-22,
40 S.Ct. 50.5
Although any appellate
challenge to the admission of the letters would
have been difficult and almost certainly
unsuccessful, it would not have been a frivolous
issue for counsel to raise.6
A point of error involving the letters, despite
its weakness, might have been a stronger issue
than some, but by no means all, of the issues
that Phifer did raise on appeal. And given that
the issue could be barred on later collateral
review if not raised on direct appeal,7
a reasonable appellate advocate could certainly
have decided to pursue the issue despite its low
likelihood of success. But, at the same time, we
do not believe that Phifer's decision not to
pursue the issue was "outside the wide range of
professionally competent assistance," Strickland,
466 U.S. at 690, 104 S.Ct. 2052, to which a
criminal defendant is entitled. Soria was
similar enough to be persuasive authority in the
Court of Criminal Appeals against Busby's
position, and Phifer simply cannot be said to
have failed to discover controlling authority
that would have shown that the letters should
have been suppressed; on the contrary, as we
have observed, the prevailing view is that there
is no constitutional violation in cases like
this one. Whether or not Phifer's choice of
issues on appeal was the best decision, we
believe it was within the range of decisions
that a reasonably informed attorney could make.
Even more to the point, given
that AEDPA governs this case, Busby's
ineffective assistance of counsel claim cannot
satisfy § 2254(d)'s exacting standards for
granting habeas relief. As we stated in a
previous case, It bears repeating that the test
for federal habeas purposes is not whether [the
petitioner made the showing required under
Strickland]. Instead, the test is whether the
state court's decision ? that [the petitioner]
did not make the Strickland-showing ? was
contrary to, or an unreasonable application of,
the standards, provided by the clearly
established federal law (Strickland), for
succeeding on his [ineffective assistance of
counsel] claim.
Schaetzle v. Cockrell, 343
F.3d 440, 444 (5th Cir.2003), cert. denied sub
nom. Schaetzle v. Dretke, ___ U.S. ___, 124 S.Ct.
1156, 157 L.Ed.2d 1050 (2004). Here, the state
habeas court's findings of fact and conclusions
of law stated, inter alia, that Busby had no
legitimate expectation of privacy in unsealed
non-privileged mail, that Phifer was not
deficient for failing to raise the issue of the
letters, and that a point of error on the issue
would not have resulted in reversal. This last
finding is especially difficult for us to assail
given that the Texas state courts, in a decision
rendered shortly after Busby filed his briefs in
the direct appeal, rejected an effort to
suppress an inculpatory outgoing letter read by
jailers pursuant to the state's inmate mail
policy. See Merritt v. State, 982 S.W.2d 634,
635 (Tex.App.-Houston [1st Dist.] 1998, pet.
ref'd, untimely filed).8
While an objection to the use
of the letters would most naturally be framed as
a Fourth Amendment claim, Busby also claims in
this appeal that the jail's policy violated the
First Amendment. It is true, as Busby argues,
that neither Soria nor the cases it cites
involved a First Amendment challenge to reading
and using an inmate's mail. We do not believe,
however, that Busby's attorney can be deemed
constitutionally deficient for failing to raise
such a challenge.
As we explain in greater
detail below, the jail's policy did not violate
the First Amendment under prevailing standards
and, even if it did, Busby would need to explain
why material so obtained must be suppressed at
trial. Busby's appellate attorney was not
constitutionally deficient in this particular
case for failing to ask the Court of Criminal
Appeals to reject the weight of established
authority. Cf. Lucas v. Johnson, 132 F.3d 1069,
1078-79 (5th Cir.1998) (stating that the habeas
petitioner "failed to demonstrate deficient
performance because counsel is not required to
anticipate subsequent developments in the law").
A fortiori, the state court's decision that
counsel's performance was not deficient is not
an unreasonable application of the governing law.
We conclude that Busby is not
entitled to relief on his ineffective assistance
of counsel claim.
C. First Amendment
In his state habeas
application, and again in his federal petition,
Busby claimed that the jailhouse letters were
obtained in violation of the First Amendment and
therefore that the trial court denied him his
constitutional rights in admitting the letters
into evidence over his objection. In ruling on
the First Amendment issue, the state habeas
court noted in one of its findings of fact that
Busby failed to raise the issue on direct
appeal, and it stated in one of its conclusions
of law that Busby was therefore "procedurally
barred from raising it by writ of habeas
corpus." The state urges us to dispose of
Busby's First Amendment claim on the ground that
it has been procedurally defaulted in the state
courts. We therefore first address this
threshold issue.
1. Procedural default
The general rule is that the
federal habeas court will not consider a claim
that the last state court rejected on the basis
of an adequate and independent state procedural
ground. Coleman v. Thompson,
501 U.S. 722 , 729-32, 111 S.Ct. 2546, 115
L.Ed.2d 640 (1991); Fisher v. Texas, 169
F.3d 295, 300 (5th Cir.1999). In this case, the
state habeas court expressly stated that Busby's
claim was procedurally barred because he did not
raise it on direct appeal. The court then went
on to make several further conclusions of law to
the effect that the claim was substantively
meritless. That the court reached these
additional conclusions does not undermine the
explicit invocation of the procedural bar. See
Harris v. Reed, 489 U.S. 255, 264 n. 10, 109
S.Ct. 1038, 103 L.Ed.2d 308 (1989); Fisher, 169
F.3d at 300 ("A state court expressly and
unambiguously bases its denial of relief on a
state procedural default even if it
alternatively reaches the merits of a
defendant's claim.").
The general rule that we will
not consider claims that were ruled procedurally
barred in the state courts is subject to a
number of limitations. A procedural default will
be excused, for instance, if "the prisoner can
demonstrate cause for the default and actual
prejudice as a result of the alleged violation
of federal law" or if the default would work "a
fundamental miscarriage of justice." Coleman,
501 U.S. at 750, 111 S.Ct. 2546; see also Haley
v. Cockrell, 306 F.3d 257, 263 (5th Cir. 2002).
Ineffective assistance of counsel is sufficient
"cause" for a procedural default. Murray v.
Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 91
L.Ed.2d 397 (1986). As we have already seen,
Busby does in fact argue that his counsel in his
direct appeal was constitutionally ineffective
for failing to pursue the issue regarding the
letters. We rejected that contention above, and
so this method of excusing a default is
unavailable.9
To produce a federally
cognizable default, the state procedural rule "must
have been `firmly established and regularly
followed' by the time as of which it is to be
applied." Ford v. Georgia, 498 U.S. 411, 424,
111 S.Ct. 850, 112 L.Ed.2d 935 (1991); see also
Stokes v. Anderson,
123 F.3d 858, 860 (5th Cir.1997).
In this case, the district court found that the
state procedural rule?that record-based claims
not raised on direct appeal will not be
considered in habeas proceedings ? was not yet
regularly applied at the relevant time. For the
district court, the relevant time was apparently
April 1998, when Busby filed his brief in his
direct appeal.
According to the state, the
state procedural rule relied upon herein was
firmly established by the Texas courts in the
case of Ex parte Gardner, 959 S.W.2d 189, 199 (Tex.
Crim. App. 1996), clarified on reh'g (Feb. 4,
1998). See Rojas v. State, 981 S.W.2d 690, 691 (Tex.Crim.App.1998)
(Baird, J., concurring) ("In my opinion, based
on Gardner, the Court now bars every record
claim not raised on direct appeal as
procedurally defaulted."). Although Gardner was
originally issued in 1996, it is the opinion on
rehearing, issued in February 1998, that
purportedly firmly entrenched the procedural
rule upon which the state relies.10
In March 2000, we issued a
decision in which we held, though with little
comment, that the Gardner rule set forth an
adequate state ground capable of barring federal
habeas review. See Soria v. Johnson, 207 F.3d
232, 249 (5th Cir.2000); see also Finley v.
Johnson, 243 F.3d 215, 219 (5th Cir.2001) (likewise
invoking Gardner). The state habeas court, which
invoked the bar, rendered its decision in April
2000.
Although the state procedural
rule was apparently firmly established and
regularly followed by the time the state habeas
court invoked it to bar Busby's new claims in
April 2000, the district court evidently
believed that the legally relevant time period
came earlier, namely in the months leading up to
April 1998, when Busby's attorney was completing
and filing Busby's brief in the direct appeal.
Moreover, although the opinion on rehearing in
Gardner was issued in February 1998, shortly
before Busby's main brief in his direct appeal
was filed, the district court did not think that
the rule was sufficiently entrenched until Judge
Baird's concurring opinion in Rojas, issued in
December 1998. Since the district court decided
that the rule was not being consistently applied
when Busby's appellate counsel was preparing and
filing his briefs, the court concluded that it
would be unfair to invoke the procedural default.
As stated above, a state
procedural rule "must have been `firmly
established and regularly followed' by the time
as of which it is to be applied." Ford, 498 U.S.
at 424, 111 S.Ct. 850. This court has not yet
decided whether the relevant date for
application of the Gardner rule is the time at
which the state habeas court imposes the bar (here,
April 2000) or instead the time at which the
litigant engages in the conduct that produces
the bar (here, April 1998 and perhaps a few
months before).
We have held, in the related
context of the Texas abuse of the writ doctrine,
that the controlling date for purposes of that
procedural bar is the date on which the state
court dismisses the application as an abuse of
the writ, not the date on which the prior
application (which triggers the doctrine) is
filed. See Barrientes v. Johnson, 221 F.3d 741,
759-61 (5th Cir.2000). But when faced with the
same question that is before us today ? i.e.,
the triggering date for a state procedural rule
that bars state habeas review of claims that
could have been raised on direct appeal ? the
Ninth Circuit has squarely held that the
relevant time is the date of the direct appeal,
which is when the claims should have been raised.
See Fields v. Calderon, 125 F.3d 757, 760-61
(9th Cir.1997). The court reasoned that "the
procedural default, though announced by the [state
court] when the habeas petition is denied,
technically occurs at the moment the direct
appeal did not include those claims that should
have been included for review." Id. at 761.
The court stated, moreover,
that using the date of the direct appeal as the
trigger date served the purpose of ensuring that
counsel in the direct appeal had notice that
failure to raise an issue would forfeit it. Id.
Although the question of procedural default "should
ordinarily be considered first," we need not do
so "invariably," especially when it turns on
difficult questions of state law. Lambrix v.
Singletary, 520 U.S. 518, 524-25, 117 S.Ct.
1517, 137 L.Ed.2d 771 (1997); see also Glover v.
Hargett, 56 F.3d 682, 684 (5th Cir.1995). In
order to determine whether Busby's claim is
procedurally defaulted, we would have to decide
(1) when precisely the state procedural rule
became firmly entrenched and (2) when the rule
was triggered. In this case, we believe that
Busby's First Amendment claim can be resolved
more easily by looking past any procedural
default. Accordingly, we shall assume that the
claim is not defaulted.
2. Whether Busby is
entitled to relief
There is some confusion over
the precise nature of Busby's First Amendment
claim.11
The district court's decision granting the COA
described the issue as "[w]hether the trial
court's denying [Busby's] motion to suppress the
letters violated his rights under the First
Amendment." It may be that the district court
was merely making a shorthand reference to the
somewhat longer version of the claim set forth
in Busby's petition.
Busby's habeas petition and
his brief here both cast the claim as whether
Busby was denied his fundamental due process,
due course of law, and fair trial rights under
the Fourteenth Amendment when the trial court
admitted into evidence, over his objection,
copies of personal letters obtained in violation
of the First Amendment. That is, as Busby
describes it, the claim essentially involves a
Fourteenth Amendment due process violation
predicated upon the use of evidence obtained in
violation of the First Amendment.
Whatever the precise manner
of phrasing the claim, its necessary predicate
is that the jailers' actions somehow violated
the First Amendment. This court has addressed
this issue before. In Guajardo v. Estelle, 580
F.2d 748 (5th Cir.1978), Texas inmates brought a
comprehensive challenge to the state
correctional system's policies regarding inmates'
mail privileges. We recognized that inmates'
correspondence with the media and with attorneys
carried special constitutional weight; we
therefore held that inmates' letters to
reporters and attorneys should be mailed out
without being opened and read by prison
officials and that inmates should have a right
to be present when incoming mail from such
persons was opened and inspected for contraband.
Id. at 758-59.12
But we found that inmates'
other correspondence could properly be subjected
to much greater control. In particular, we
decided that legitimate penological concerns
regarding security, order, and rehabilitation
permitted prison officials to read all incoming
and outgoing general correspondence. Id. at 755
n. 4, 756-57. The Cherokee County Jail's mail
policies, as gleaned from the policy manual
introduced in evidence at Busby's trial, track
quite closely the rules laid out in Guajardo.
The state habeas court's findings of fact and
conclusions of law stated that the jailers'
actions served a valid penological purpose and
complied with state regulations.13
Given that jail officials
could legitimately read Busby's mail, we do not
think that the First Amendment would bar them
from turning letters over to the prosecutors if
the jailers happened to find valuable evidence
during their routine monitoring. See Gassler v.
Wood, 14 F.3d 406, 408-10 (8th Cir.1994). What
has happened here is essentially that agents of
the state "overheard" a damaging admission
during the course of their duties. Whatever
other legal challenges may exist regarding the
jailers informing investigators of what they
learned, we do not see how the First Amendment
would prevent them from passing that information
along. The state officials are not punishing
Busby for his speech, and while it is true that
his speech had damaging consequences, that is
true of all admissions and confessions.
Even if we were able to reach
a different result on the merits of the First
Amendment question, the more important point in
a habeas case governed by AEDPA is that we may
not grant relief unless the state's adjudication
of Busby's claim "resulted in a decision that
was contrary to, or involved an unreasonable
application of, clearly established Federal law,
as determined by the Supreme Court of the United
States." 28 U.S.C. 2254(d)(1). In this case, the
state habeas court concluded that the jail's
policy of reading outgoing non-privileged
correspondence served valid penological purposes
and that "the reading and copying of a county
jail inmate's outgoing non-privileged mail does
not violate the First and Fourteenth Amendments
to the United States Constitution."14
The state's determination is
not contrary to or an unreasonable application
of Supreme Court precedent. The Supreme Court
has never held that reading inmate mail violates
the First Amendment. The primary case relied
upon by Busby is Procunier v. Martinez, 416 U.S.
396, 94 S.Ct. 1800, 40 L.Ed.2d 224 (1974), a §
1983 case involving First Amendment limitations
on censorship of inmate mail. The Martinez Court
held that jailers could censor (i.e., redact or
reject) an inmate's outgoing and incoming mail
only if the jail policies furthered a
substantial governmental interest and limited
First Amendment freedoms no more than necessary
to protect that governmental interest. Id. at
413, 94 S.Ct. 1800. Later Supreme Court cases
have given authorities greater leeway in
restricting inmates' rights regarding mail, and
Martinez has been overruled at least in part.
See Brewer, 3 F.3d at 822-25 (tracing the impact
of Wolff v. McDonnell, 418 U.S. 539, 94 S.Ct.
2963, 41 L.Ed.2d 935 (1974), Turner v. Safley,
482 U.S. 78, 107 S.Ct. 2254, 96 L.Ed.2d 64
(1987), and Thornburgh v. Abbott, 490 U.S. 401,
109 S.Ct. 1874, 104 L.Ed.2d 459 (1989)). Even
without those later cases, Martinez on its own
terms does not hold that reading an inmate's
mail violates the First Amendment. As the Court
observed in a case decided shortly after
Martinez, "freedom from censorship is not
equivalent to freedom from inspection or perusal."
McDonnell, 418 U.S. at 576, 94 S.Ct. 2963.15
Highlighting the contrast,
Justice Marshall's concurring opinion in
Martinez noted that the Court had reserved the
issue of the First Amendment implications of
reading inmate mail; he would have gone further
and held that prison officials do not have a
general right to open and read inmate mail. 396
U.S. at 422, 90 S.Ct. 642 (Marshall, J.,
concurring). Indeed, as one of our sister
circuits has stated, Martinez's holding that
certain types of mail can be censored implies
that mail can be read. Altizer v. Deeds, 191
F.3d 540, 548 (4th Cir.1999) ("Otherwise, a
prison official would never know that a letter
contained the very type of material that,
according to the Supreme Court, could rightfully
be censored...."). Finally, the only Supreme
Court case that actually addresses the
evidentiary use of inculpatory jailhouse letters
is Stroud, which, while not addressing the First
Amendment, found that there was no violation of
the Fourth or Fifth Amendments in such a
situation. 251 U.S. at 21-22, 40 S.Ct. 50. The
state court's decision is thus not contrary to
Supreme Court precedent, nor does it apply the
governing law to the facts of this case
unreasonably.
Even if the jailers' actions
were improper under the First Amendment, Busby
would still need to explain why items so
obtained must be suppressed. The state argues
that such a "First Amendment exclusionary rule"
would be a new rule of criminal procedure, which
we may not announce on habeas review. See Teague
v. Lane, 489 U.S. 288, 310, 109 S.Ct. 1060, 103
L.Ed.2d 334 (1989) (plurality opinion).
Additionally, the state contends that Busby's
argument ? though nominally invoking the First
Amendment ? is at bottom essentially a Fourth
Amendment claim in that it seeks the exclusion
of improperly obtained evidence. Although
Busby's complaint about the letters is probably
strongest as a Fourth Amendment argument, such
claims are of course not cognizable in federal
habeas corpus proceedings. See Stone v. Powell,
428 U.S. 465 , 494-95, 96 S.Ct. 3037, 49
L.Ed.2d 1067 (1976). Given our conclusion
above, we need not address these arguments
further.
D. Pretrial Publicity
Busby's habeas petition also
claims that media coverage of his case poisoned
the atmosphere, depriving him of the right to an
impartial jury and due process of law.
The district court concluded
that this claim had not been exhausted in the
state courts. Rather than dismissing the
petition, as is generally required under Rose v.
Lundy, 455 U.S. 509, 102 S.Ct. 1198, 71 L.Ed.2d
379 (1982), the district court recognized that
it has the authority to retain jurisdiction and
instead deny the claim on the merits, which it
did. See 28 U.S.C. 2254(b)(2) (2000); Mercadel,
179 F.3d at 276.
Habeas petitioners must
exhaust state remedies by pursuing their claims
through one complete cycle of either state
direct appeal or post-conviction collateral
proceedings. See Orman v. Cain, 228 F.3d 616,
620 & n. 6 (5th Cir.2000); Bledsue v. Johnson,
188 F.3d 250, 254 n. 8 (5th Cir.1999). The
exhaustion requirement means that a habeas
petitioner "must fairly present the substance of
his claim to the state courts." Finley, 243 F.3d
at 219 (citing Picard v. Connor, 404 U.S. 270,
275-76, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971)).
Before trial, Busby moved for
a change of venue. His motion was supported by
affidavits from two people who stated that Busby
could not receive a fair trial in Cherokee
County. The state opposed the motion with two
affidavits that controverted Busby's. Busby's
legal arguments in support of the motion focused
largely on the technical requirements of the
state statute providing for changes of venue,
but Busby also invoked Sixth Amendment fair
trial rights and Fourteenth Amendment due
process considerations when the motion was
orally argued to the trial judge.
On direct appeal, Busby did
not raise the federal constitutional claim he is
now raising in his federal habeas petition. He
instead argued, in his third point of error,
that the trial court should have granted his
motion to change venue as a matter of law under
the state statute because the state's affidavits
were (Busby argued) legally insufficient to
controvert his supporting affidavits. In his
fourth point of error, he did raise federal and
state constitutional challenges to the trial
court's denial of the motion, but the legal
arguments were very different from those
asserted here.
The argument of the fourth
point of error was that the trial court violated
due process and equal protection by permitting
the state to controvert Busby's affidavits with
affidavits that were patently not credible. That
is, the challenge went to the constitutionality
of the court's recognition of the state's
controverting affidavits, not to the merits of
the underlying motion or to the pretrial
atmosphere itself. The brief accordingly did not
cite any of the evidence of prejudicial media
coverage developed in the hearing in the trial
court. Therefore, since Busby's claim here
involves a wholly different legal claim, and a
factual basis not argued to the state appellate
court, he did not fairly present the substance
of his claims to the state courts as generally
required under the exhaustion doctrine. Nor did
Busby raise his pretrial publicity claim in his
state habeas case.16
Nonetheless, a habeas
petitioner who has failed to properly present
his federal constitutional claims to the state
courts can still be considered to have exhausted
his state remedies if the state courts are no
longer open to his claim because of a procedural
bar. "A habeas petitioner who has defaulted his
federal claims in state court meets the
technical requirements for exhaustion; there are
no state remedies any longer `available' to him."
Coleman, 501 U.S. at 732, 111 S.Ct. 2546.
However, the same procedural bar that satisfies
the exhaustion requirement at the same time
provides an adequate and independent state
procedural ground to support the state judgment
"and thus prevents federal habeas corpus review
of the defaulted claim, unless the petitioner
can demonstrate cause and prejudice for the
default." Gray v. Netherland, 518 U.S. 152, 162,
116 S.Ct. 2074, 135 L.Ed.2d 457 (1996); see also
Coleman, 501 U.S. at 735 n. *, 111 S.Ct. 2546.
The state asserts that if
Busby tried to return to the state courts to
present his claim in a habeas application, his
application would be dismissed as an abuse of
the writ. This court has previously held that
the Texas abuse of the writ doctrine is an
adequate ground for considering a claim
procedurally defaulted. Nobles v. Johnson, 127
F.3d 409, 422-23 (5th Cir.1997); Fearance v.
Scott, 56 F.3d 633, 642 (5th Cir.1995). As the
doctrine is currently codified for capital
cases, it provides as follows:
If a subsequent application
for a writ of habeas corpus is filed after
filing an initial application, a court may not
consider the merits of or grant relief based on
the subsequent application unless the
application contains sufficient specific facts
establishing that:
(1) the current claims and
issues have not been and could not have been
presented previously in a timely initial
application or in a previously considered
application [for habeas relief] because the
factual or legal basis for the claim was
unavailable on the date the applicant filed the
previous application;
(2) by a preponderance of
the evidence, but for a violation of the United
States Constitution no rational juror could have
found the applicant guilty beyond a reasonable
doubt; or
(3) by clear and convincing
evidence, but for a violation of the United
States Constitution no rational juror would have
answered in the state's favor one or more of the
special issues that were submitted to the jury
in the [penalty phase of the trial].
TEX.CODE CRIM. PROC. ANN.
art. 11.071, § 5(a) (Vernon Supp.2004). There is
no indication that the factual or legal basis
for Busby's claim was previously unavailable, as
required under paragraph (1). On the contrary,
the issue was raised at Busby's trial. Nor can
Busby show that he could satisfy the tests in
paragraphs (2) and (3). Given the strong
evidence of both guilt and future dangerousness,
rational jurors who were totally unaffected by
pretrial publicity certainly could have found
Busby guilty and answered the special issues as
they did. When the result of filing a second
habeas application in the state courts is so
clear, it is appropriate to consider the
petitioner's claim barred rather than first
requiring the state court to deny a successive
writ. See Teague, 489 U.S. at 297-98, 109 S.Ct.
1060; Horsley v. Johnson, 197 F.3d 134, 136-37
(5th Cir.1999); Nobles, 127 F.3d at 422-23.
When a habeas petitioner's
claims are procedurally defaulted, we may excuse
the default only if the petitioner shows cause
for the default and prejudice resulting
therefrom, or if the default would work a
fundamental miscarriage of justice. Coleman, 501
U.S. at 750, 111 S.Ct. 2546; Finley, 243 F.3d at
220. Busby has not attempted to establish any
cause for the default, nor does he assert the
miscarriage of justice exception, such as by
claiming that he is innocent. We are therefore
unable to grant relief as Busby's claim is
defaulted.
Moreover, if we were to reach
the merits, we would find that Busby's claim
fails. Busby does not attempt to show that the
particular jurors selected for service in his
case were biased against him, as one usually
must do. See Mayola v. Alabama, 623 F.2d 992,
996 (5th Cir.1980). His argument, and the
evidence adduced at the pretrial hearing,
instead refers to the general environment in
Cherokee County. That is, he would have us
presume that the jury was prejudiced against him
by virtue of the press coverage described
earlier in this opinion. The Supreme Court
addressed a similar argument in Dobbert v.
Florida, 432 U.S. 282, 303, 97 S.Ct. 2290, 53
L.Ed.2d 344 (1977), where it said the following:
Petitioner's argument that
the extensive coverage by the media denied him a
fair trial rests almost entirely upon the
quantum of publicity which the events received.
He has directed us to no specific portions of
the record, in particular the voir dire
examination of the jurors, which would require a
finding of constitutional unfairness as to the
method of jury selection or as to the character
of the jurors actually selected. But under [Murphy
v. Florida, 421 U.S. 794, 95 S.Ct. 2031, 44 L.Ed.2d
589 (1975)], extensive knowledge in the
community of either the crimes or the putative
criminal is not sufficient by itself to render a
trial constitutionally unfair. Petitioner in
this case has simply shown that the community
was made well aware of the charges against him
and asks us on that basis to presume unfairness
of constitutional magnitude at his trial. This
we will not do in the absence of a "trial
atmosphere ... utterly corrupted by press
coverage," Murphy, 421 U.S. at 798, 95 S.Ct.
2031.
The leading case in which the
Supreme Court found that a change of venue was
necessary without any showing as to the jurors'
biases is Rideau v. Louisiana, 373 U.S. 723, 83
S.Ct. 1417, 10 L.Ed.2d 663 (1963). There, a
local television station broadcast on three
straight days a twenty-minute film of the
defendant's jailhouse interrogation, in which he
admitted in detail to the bank robbery,
kidnapping, and murder with which he was charged.
The parish had a population of 150,000, and the
three broadcasts were seen by 24,000, 53,000,
and 29,000 of the parish's residents,
respectively. Id. at 724, 83 S.Ct. 1417.17
Under those circumstances, the Court reversed
the conviction "without pausing to examine a
particularized transcript of the voir dire
examination of the members of the jury." Id. at
727, 83 S.Ct. 1417.
As should be clear from the
lengthy quotation from Dobbert set out above,
Rideau's rule of presumed prejudice is
applicable only in the most unusual cases. "[T]he
Rideau principle of presumptive prejudice is
only rarely applicable and is confined to those
instances where the petitioner can demonstrate
an extreme situation of inflammatory pretrial
publicity that literally saturated the community
in which his trial was held." Mayola, 623 F.2d
at 997 (citations and internal quotation marks
omitted). Busby's case does not satisfy that
standard. Though Cherokee County is small, with
a population of around 42,000 according to the
record, it was not saturated with inflammatory
coverage. The Jacksonville Daily Progress, which
ran at least a dozen articles on the case, had a
paid circulation of approximately 5,500; the
local weekly paper, which gave the case much
less prominent coverage, had a circulation of
around 3,500. The two local papers' coverage of
the killings was "largely factual in nature,"
Murphy, 421 U.S. at 802, 95 S.Ct. 2031, tracing
developments in the case rather than engaging in
sensationalism.18
It is also relevant that the
coverage of the case, heaviest right after the
killings, tailed off markedly in the months
preceding trial. Most of the articles admitted
into evidence were from April and early May
1995. Only three appeared after July 1995. Voir
dire did not begin until May 1996 and the
opening statements were not heard until July
1996. Cf. id. at 802-03, 95 S.Ct. 2031 (holding
that pretrial publicity did not prejudice the
defendant and observing that most of the
newspaper articles at issue were run seven
months before the jury was selected).
The testimony at the hearing
on the change of venue motion confirms that the
atmosphere in Cherokee County was not "utterly
corrupted" by unfavorable publicity. While
several of the defense's witnesses said that the
case had been a major topic of conversation and
opined that Busby could not get a fair trial in
Cherokee County, the state showed on cross-examination
that some of these witnesses had connections to
Busby's family. Most of the witnesses who
testified at the trial, including most of those
called by the defense, said that the case had
not provoked a great deal of discussion in the
community, at least not since the period
immediately following the killings. Several
witnesses testified that they did not read the
Daily Progress but instead read newspapers from
Tyler or Lufkin, which newspapers were
apparently more popular than the Daily Progress
in parts of Cherokee County. In sum, we do not
believe that the atmosphere was so biased
against Busby that we can presume that voir dire
would be incapable of producing a proper jury.
As we have already said, there is no contention
here that the actual jurors selected for the
case were biased.
III. CONCLUSION
For the foregoing reasons, the district
court's judgment denying habeas relief is
AFFIRMED.
*****
The record affirmatively
shows that the prison requires inmates to leave
their letters unsealed and that [the defendant]
had left unsealed the two letters at issue in
this case. It is therefore clear that he had no
expectation of privacy with respect to their
contents. Because [the defendant] demonstrated
an expectation that his mail was being inspected,
we have no difficulty agreeing with the district
court's refusal to suppress [the defendant's]
letters.
United States v. Whalen, 940
F.2d 1027, 1035 (7th Cir.1991).
5 Later
cases involving the same fact pattern ?
prisoners' or pretrial detainees' letters being
read by jailers and then used against them ?
generally reach the same result, though the more
recent cases sometimes require that the jail at
least present a justification for its mail
policySee, e.g., Whalen, 940 F.2d at 1034-35;
United States v. Kelton, 791 F.2d 101, 102-03
(8th Cir.1986). See generally Gary D. Spivey,
Annotation, Censorship and Evidentiary Use of
Unconvicted Prisoners' Mail, 52 A.L.R.3d 548,
1973 WL 33886 (1973 & Supp.2003).
6
Although the prevailing view is to the
contrary,see supra note 5, challenges like
Busby's have in some cases prevailed. In State
v. Ellefson, 266 S.C. 494, 224 S.E.2d 666
(1976), the South Carolina Supreme Court found
that the exclusionary rule barred the use of a
pretrial detainee's outgoing letters that were
read by a jailer and then turned over to a
detective. A Texas appellate court, in an
unpublished disposition, has distinguished
Ellefson on the ground that the activities in
Ellefson were "unrelated to jail security and
... done at the request of a detective who was
not connected with jail operations and whose
efforts were `entirely investigatory,' `exploratory,'
and `indiscriminate.'" Miller v. State, No.
01-94-01040-CR, 1995 WL 632066, at *1 (Tex.App.-Houston
[1st Dist.] Oct.26, 1995) (quoting Ellefson, 224
S.E.2d at 668, 670), denying motion for reh'g in
1995 WL 569670 (Tex.App.-Houston [1st Dist.]
Sept.28, 1995, pet. ref'd).
7 Indeed,
in the federal habeas proceedings the state has
asserted that any challenge to the letters is
barred from federal review because Busby
defaulted the issue in the state courts. The
district court did not apply the procedural
default, however. As explained later in this
opinion, we do not rely on the default eitherSee
infra II.C.1.
8 The
decision inMerritt appears to rest in part on
the fact that the inmate handbook notified
inmates that non-privileged mail could be opened
and read. See 982 S.W.2d at 635. It is unclear
from the opinion what exactly the handbook said;
in this case, as described earlier, the handbook
given to Busby did not explicitly say that mail
would be read, but it did tell inmates to leave
their non-privileged mail unsealed or else it
would not be accepted. Merritt also relied on
the broader principle that "numerous court cases
have allowed prison mail to be censored." Id.
9 Busby
also argues that there was cause for any default
because his First Amendment claim is novel. "[W]here
a constitutional claim is so novel that its
legal basis is not reasonably available to
counsel, a defendant has cause for his failure
to raise the claim in accordance with applicable
state procedures."Reed v. Ross, 468 U.S. 1, 16,
104 S.Ct. 2901, 82 L.Ed.2d 1 (1984). But Busby's
First Amendment claim, while admittedly unusual,
is not "novel" in the requisite sense; that is,
its legal building blocks were not unavailable
to counsel at the time of the direct appeal. On
the contrary, Busby's First Amendment argument
relies on decades-old Supreme Court cases, as
will appear below. The "novelty" argument for
excusing a procedural default is not available
in such circumstances. See id. at 19-20, 104
S.Ct. 2901 (citing Engle v. Isaac, 456 U.S. 107,
131-32, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982));
Landry v. Lynaugh, 844 F.2d 1117, 1120 (5th
Cir.1988) (rejecting novelty as an excuse for
default when the habeas petitioner relied on
constitutional standards "that were already in
place at the time of his trial").
10
Gardner called the rule "well-settled" and cited
previous cases that had invoked it. 959 S.W.2d
at 199. Other pre-Gardner cases of fairly recent
vintage did not invoke the rule, however. See,
e.g., Ex parte Goodman, 816 S.W.2d 383, 385 (Tex.Crim.App.1991).
Since the state does not contend that the rule
was regularly followed before Gardner, we need
not look into the pre-Gardner history of the
rule.
11 In
part, this is because Busby's claim would more
naturally be thought of as essentially involving
a violation of the Fourth Amendment's
exclusionary rule, applicable against the states
underMapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684,
6 L.Ed.2d 1081 (1961). Indeed, Busby's habeas
petition filed in the district court asserted
not only the First Amendment claim at issue here
but also, inter alia, a claim that the letters
should have been excluded because they were
obtained in violation of the Fourth Amendment's
limitations on search and seizure. The district
court properly denied this claim under the rule
of Stone v. Powell,
428 U.S. 465 , 96 S.Ct. 3037, 49 L.Ed.2d
1067 (1976). As we will note later, the
state contends that Busby's First Amendment
claim is really no more than a Fourth Amendment
claim in disguise and should likewise be barred
under Stone.
12 Our
more recent cases have responded to subsequent
Supreme Court decisions by overruling some
ofGuajardo's protections. See Brewer v.
Wilkinson, 3 F.3d 816, 824-25 (5th Cir.1993).
13 We
can assume that the prisoners inGuajardo were
aware that their mail was being read, but
Busby's assertion that he was never explicitly
told about this practice does not lead to a
different result. (The inmate handbook given to
Busby did advise him that non-privileged mail
should be turned over to jailers unsealed.) The
principal harm in reading inmates' outgoing
mail, from the point of view of the First
Amendment, is presumably that it chills inmates'
speech and impairs their ability to convey their
true thoughts to outsiders. See Procunier v.
Martinez, 416 U.S. 396, 423, 94 S.Ct. 1800, 40
L.Ed.2d 224 (1974) (Marshall, J., concurring).
If Busby were truly unaware that jailers were
reading his mail, that might strengthen claims
rooted in the Fourth Amendment or Miranda, but
it would weaken Busby's First Amendment claim.
14 That
the state habeas court also invoked a procedural
bar as an alternative basis to deny relief does
not deprive the state of the benefit of AEDPA's
deferential standard. Based on the state court
record, it is clear that the state courts have
rejected the substance of Busby's claim; the
rejection of his First Amendment claim is
therefore "an adjudication on the merits" within
the meaning of § 2254(d)See Mercadel v. Cain,
179 F.3d 271, 274 (5th Cir.1999); see also
Johnson v. McKune, 288 F.3d 1187, 1192 (10th
Cir.2002).
15
TheMcDonnell Court concluded that a policy
whereby prison officials could open mail from
the inmate's attorney in the inmate's presence
passed constitutional muster. 418 U.S. at 577,
94 S.Ct. 2963. This court has subsequently
determined that opening and inspecting an
inmate's incoming legal mail outside of his
presence does not violate the Constitution. See
Brewer, 3 F.3d at 825.
16 At
oral argument in this court, Busby's counsel
conceded that the venue-related claims raised in
the state courts differed from the claim being
raised here. He stated that he would prefer to
abandon this claim rather than have the habeas
petition dismissed as partially unexhausted. As
we explain in the next paragraphs in the text,
the claim is technically exhausted because the
state courts are no longer available to Busby;
the failure to raise the claim in the state
courts is thus a basis for holding the claim
procedurally defaulted, as the state urges
17 As
the dissent inRideau pointed out, it was unclear
to what extent the viewership on these three
occasions overlapped. 373 U.S. at 731-32, 83
S.Ct. 1417 (Clark, J., dissenting).
18 This
characterization is true even of the article
that mentioned an allegation that Busby was a
Satanist. The article, which ran in the Daily
Progress on May 3, 1995, under the headline "Defense
enters appeal for evidence," ticked off a list
of revelations from a pretrial hearing at which
Kelley identified Busby as the shooter. The list
included a sentence that referred to "[t]he
allegation the defendant was a Satanic worshiper."
Later in the story, the reader finds a sentence
reporting that Kelley testified at the hearing
that three days before the shootings Busby said
that he had sold his soul to the devil. These
types of allegations certainly present a great
potential for prejudice, but here the allegation
simply was not given the prominent, recurring
attention that could irretrievably poison the
jury pool