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Ruben
Ramirez CARDENAS
Name
TDCJ Number
Date of Birth
Cardenas, Ruben Ramirez
999275
04/07/1970
Date Received
Age
(when Received)
Education Level
07/29/1998
28
11
Date of Offense
Age
(at the
Offense)
County
02/22/1997
26
Hidalgo
Race
Gender
Hair Color
Hispanic
Male
Black
Height
Weight
Eye Color
5' 6"
204
Brown
Native County
Native State
Prior Occupation
Guanajuato
Mexico
Laborer
Prior Prison
Record
None
Summary of
incident
On
02/22/97, in Edinburg, Cardenas and a co-defendant committed the
offense of capital murder against a 16-year old Hispanic female.
Cardenas entered the victim's residence through a window, tied
her up with duct tape, then put her in a vehicle with the co-defendant
and drove to a remote location.
Cardenas raped the victim, beat
her severely with his fists, and strangled her, causing her
death. Cardenas dumped her body into a nearby canal.
Co-defendants
Castillo, Tony
Race and Gender of
Victim
Hispanic female
Ruben Ramirez CARDENAS, Petitioner-Appellant, v.
Doug DRETKE, Director, Texas Department of Criminal Justice,
Correctional Institutions Division, Respondent-Appellee.
No. 03-41425.
United States Court of Appeals, Fifth Circuit.
March 29, 2005.
Appeal from the United States
District Court for the Southern District of Texas.
Before BARKSDALE, GARZA and
DENNIS, Circuit Judges.
EMILIO M. GARZA, Circuit Judge:
Petitioner Ruben Ramirez
Cardenas ("Cardenas"), a Mexican national, was convicted of
capital murder and sentenced to death. Cardenas filed a petition
for a writ of habeas corpus in the United States District Court
for the Southern District of Texas pursuant to 28 U.S.C. § 2254.
The district court denied the petition as well as Cardenas'
request for a certificate of appealability ("COA"). Cardenas now
requests a COA from this court on four issues pursuant to 28
U.S.C. § 2253(c)(2). He claims that: (1) the trial court
violated his constitutional rights by excluding venire members
opposed to the death penalty; (2) his counsel provided
ineffective assistance by failing to oppose the exclusion of
venire members opposed to the death penalty; (3) the trial court
violated the Constitution by refusing to allow discussion of his
parole eligibility during sentencing; and (4) the failure to
advise him of his right to consular assistance under the Vienna
Convention on Consular Relations ("Vienna Convention") requires
review by the district court to determine if it prejudiced the
fairness of his trial.
I
* On the morning of February
22, 1997 the parents of Mayra Laguna reported to the police that
their daughter was missing. In the course of investigating
Mayra's whereabouts, the police spoke with Cardenas, Mayra's
first cousin, who voluntarily went to the police station. For
more than ten hours, Cardenas remained at the police station and
was interrogated by nine different law enforcement officers
about Mayra's disappearance. Although a Mexican national,
Cardenas was never advised by authorities of his right to
consular access. Cardenas was thereafter arrested when his
friend, and later co-defendant, implicated him in the crime.
After his arrest, Cardenas gave a statement to authorities
wherein he admitted that he had killed Mayra and led police to
the scenes where he raped the victim and disposed of her body.1
Cardenas was convicted of
capital murder and sentenced to death. His conviction was
affirmed by the Texas Court of Criminal Appeals and his habeas
appeal was denied. Cardenas' federal habeas petition and
subsequent application for COA were also denied.
II
To receive a COA, Cardenas
must make a substantial showing of the denial of a
constitutional right. 28 U.S.C. § 2253(c)(2). When a district
court rejects a claim on the merits, "[t]he petitioner must
demonstrate that reasonable jurists would find the district
court's assessment of the constitutional claims debatable or
wrong." Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct.
1595, 146 L.Ed.2d 542 (2000). In capital cases, doubts about
whether the petitioner has met the standard must be resolved in
favor of the petitioner. Clark v. Johnson, 202 F.3d 760,
764 (5th Cir.2000). When a petition is dismissed on procedural
grounds, the petitioner must show that "jurists of reason would
find it debatable whether the petition states a valid claim of
the denial of a constitutional right and that jurists of
reason would find it debatable whether the district court was
correct in its procedural ruling." Slack, 529 U.S. at
484, 120 S.Ct. 1595 (emphasis added).
At the COA stage, a court
should "limit its examination to a threshold inquiry into the
underlying merit of his claims." Miller-El v. Cockrell,
537 U.S. 322, 327, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003) (citing
Slack, 529 U.S. at 481, 120 S.Ct. 1595). We do not fully
consider "the factual or legal bases adduced in support of the
claims," and a petitioner need not show that an appeal will
succeed in order to be entitled to a COA. Id. at 336-37,
123 S.Ct. 1029. "The question is the debatability of the
underlying constitutional claim, not the resolution of that
debate." Id. at 342, 120 S.Ct. 1595.
The district court should
evaluate the habeas petition to see if the state court's
determination "resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court." 28 U.S.C. §
2254(d)(1). A decision adjudicated on the merits in a state
court and based on a factual determination will not be
overturned on factual grounds unless it "resulted in a decision
that was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding."
28 U.S.C. 2254(d)(2). In addition, a state court's findings of
fact are entitled to a presumption of correctness unless the
petitioner rebuts that presumption with "clear and convincing
evidence." 28 U.S.C. § 2254(e)(1). Thus, when evaluating a COA
petition, we consider only whether the district court's
application of Antiterrorism and Effective Death Penalty Act ("AEDPA")
deference to the petitioner's claim is debatable among jurists
of reason. Miller-El, 537 U.S. at 341, 123 S.Ct. 1029.
New constitutional rules of
criminal procedure are generally not applied retroactively to
cases that become final before a new rule is announced.
Teague v. Lane, 489 U.S. 288, 310, 109 S.Ct. 1060, 103 L.Ed.2d
334 (1989). "Teague remains applicable after the passage
of the AEDPA." Robertson v. Cockrell, 325 F.3d 243, 255
(5th Cir.2003) (citing Horn v. Banks, 536 U.S. 266, 272,
122 S.Ct. 2147, 153 L.Ed.2d 301 (2002)).
III
* Cardenas argues initially
that the trial court improperly excused several potential jurors
because they were categorically opposed to the death penalty,
but failed to ascertain whether they could discharge their
duties according to the trial court's instructions and their
oath of office.
Cardenas' claim is
procedurally barred from federal review because he failed to
raise a contemporaneous objection to the jurors' exclusion.
Fisher v. State, 169 F.3d 295, 300 (5th Cir.1999). Failure
to object to the exclusion of a prospective juror waives any
error. See Ladd v. State, 3 S.W.3d 547, 562 (Tex.Crim.App.1999).
The doctrine of independent and adequate state ground applies
not only when federal courts review a state court judgment, "but
in deciding whether federal district courts should address the
claims of state prisoners in habeas corpus actions. . . . The
doctrine applies to bar federal habeas when a state court
declined to address a prisoner's federal claims because the
prisoner had failed to meet a state procedural requirement. In
these cases, the state judgment rests on independent and
adequate state procedural grounds."2Coleman v. Thompson, 501 U.S. 722, 729-30, 111 S.Ct.
2546, 115 L.Ed.2d 640 (1991). The Texas contemporaneous
objection rule constitutes an adequate and independent state
ground that procedurally bars federal habeas review of Cardenas'
claim. Fisher, 169 F.3d at 300. The state habeas court
found that this claim was procedurally defaulted because
Cardenas' attorney failed to object to the rulings excusing
potential jurors and even made remarks agreeing with the
prosecution's challenges in several cases, thus failing to
preserve any alleged error in regard to these jury selection
issues for review. We agree. Id.; Ex parte Gardner, 959
S.W.2d 189, 199 (Tex.Crim.App.1996). Cardenas has not shown that
the district court's ruling on the procedural ground is
debatable.
The state habeas court's
discussion of the merits as an alternative reason for its
holding does not nullify its procedural ruling. See Corwin v.
Johnson, 150 F.3d 467, 473 (5th Cir.1998). Furthermore, even
if this court were to address the merits of Cardenas' claim, he
has not demonstrated that the state habeas court's finding that
the exclusion of venire members because of their inability to
consider the death penalty was objectively unreasonable. See
28 U.S.C. § 2254(d)(2). The general rule states that prospective
jurors may be excluded if they "would automatically vote against
the imposition of capital punishment without regard to any
evidence that might be developed at the trial of the case before
them, or. . . that their attitude toward the death penalty would
prevent them from making an impartial decision as to the
defendant's guilt." Witherspoon v. Illinois, 391 U.S.
510, 522 n. 21, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968). A jury,
however, may not be chosen by excluding veniremen for cause
simply because they may be "hesitant in their ability to
sentence a defendant to death." Morgan v. Illinois, 504
U.S. 719, 732, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992) (citing
Witherspoon, 391 U.S. at 522, n. 21, 88 S.Ct. 1770). The
trial court in this case first inquired into each juror's
general opinion of capital punishment and then made more
specific inquiries required by federal law. The trial court
specifically examined whether this view would prevent or
substantially impair each juror's performance given any
instructions received. Potential jurors who were excluded
expressed views that indicated their opposition to the death
penalty was so strong that it would "prevent or substantially
impair the performance of their duties as jurors at the
sentencing phase of the trial." Lockhart v. McCree, 476
U.S. 162, 165, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986). The trial
court's finding of juror bias is entitled to a presumption of
correctness and the petitioner has the burden of rebutting these
determinations by clear and convincing evidence. See 28
U.S.C. § 2254(e)(1); Fuller v. Johnson, 114 F.3d 491,
500-01 (5th Cir.1997). Cardenas has not shown that the district
court's ruling on the merits is debatable.
B
Cardenas argues next that his
trial counsel's failure to oppose the exclusion of so many
prospective jurors opposed to capital punishment violated his
Sixth Amendment right to effective assistance of counsel. In
order to prevail on a claim of ineffective assistance of counsel,
Cardenas must show that (1) his counsel's performance was so
deficient as to fall below an objective standard of
reasonableness, and (2) that he was prejudiced by counsel's
conduct. Strickland v. Washington, 466 U.S. 668, 687, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984). As discussed above, any
objection to the exclusion of the prospective jurors would have
been unnecessary and baseless because the jurors were properly
excluded. Therefore, it is not debatable among jurists of reason
that the conduct of Cardenas' counsel was neither objectively
unreasonable nor was he prejudiced by his counsel's conduct.
C
Cardenas also argues that his
rights under the due process clause, the cruel and unusual
punishment clause, and the compulsory process clause of the
Constitution were violated by the trial court's refusal to
permit any discussion of the possibility of parole at trial.
Cardenas concedes that the
Constitution only requires that jurors be told when a defendant
who could receive a life-imprisonment sentence is ineligible for
parole. See Simmons v. South Carolina, 512 U.S. 154,
168-69, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994). In Ramdass v.
Angelone, 530 U.S. 156, 166, 120 S.Ct. 2113, 147 L.Ed.2d 125
(2000) the Supreme Court stated that Simmons only
requires the introduction of parole evidence when the defendant
could be given a life sentence and is ineligible for parole
under state law. This court has consistently held that
Simmons does not apply to Texas because it does not have an
alternative of life-without-parole to the death penalty. See
Tigner v. Cockrell, 264 F.3d 521, 525 (5th Cir.2001) (citing
Simmons, 512 U.S. at 168 n. 8, 114 S.Ct. 2187), cert.
denied, 534 U.S. 1164, 122 S.Ct. 1177, 152 L.Ed.2d 120
(2002). Furthermore, this court is barred from granting habeas
relief based on the non-retroactivity principle of Teague v.
Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989),
which states that a "federal court may not create [a] new
constitutional rule of criminal procedure on habeas review."
See Wheat v. Johnson, 238 F.3d 357, 361 (5th Cir.2001) (finding
that any extension of Simmons violated Teague).
Cardenas' argument that the
trial court's refusal to inform the jury of the parole
implications of a life sentence violated the Eighth Amendment's
prohibition against cruel and unusual punishment also fails.
This court has consistently found that the Eighth Amendment does
not require that a jury be informed of parole eligibility.
See Tigner, 264 F.3d at 525.
Cardenas claims further that
the compulsory process clause of the Sixth Amendment allows him
the right to present a "complete defense," including the
presentation of parole-eligibility information. Cardenas
concedes that this argument has not been addressed by either the
Supreme Court or this court, but argues that in construing and
applying Teague, the extension of old case law to new
facts only establishes a "new rule" when the extension is
necessarily controversial, but not when it is an unremarkable
application under existing precedent. Cardenas argues that
United States v. Scheffer, 523 U.S. 303, 118 S.Ct. 1261, 140
L.Ed.2d 413 (1998) controls all instances where relevant
evidence of great probative value to a criminal defendant has
been excluded, whether or not the constitutionality of excluding
such evidence has been determined under the Sixth Amendment by
the Supreme Court. Cardenas cites no Supreme Court authority
interpreting Scheffer to require state courts to allow
discussion of parole eligibility during the trial proceedings.
Thus, no reasonable jurist would have felt compelled by
Scheffer to conclude that the rule Cardenas seeks was
required by the Constitution. See Goeke v. Branch, 514
U.S. 115, 118, 115 S.Ct. 1275, 131 L.Ed.2d 152 (1995). Moreover,
Cardenas' claim would require a new rule of constitutional law
foreclosed by Teague.
D
Cardenas' final argument is
that a COA should be granted because, as a Mexican national, the
state should have advised him of his right to consular
assistance under the Vienna Convention. The Vienna Convention is
a 79-article multilateral treaty negotiated in 1963 and ratified
by the United States in 1969 of which Mexico is a signatory
nation. United States v. Jimenez-Nava, 243 F.3d 192, 195
(5th Cir.2001). The Vienna Convention, Article 36, paragraph
(1)(c), guarantees that a consular officer of a signatory state
shall have the right to visit one of its citizens who has been
detained in another signatory state in order "to converse and
correspond with him and to arrange for his legal representation."
Vienna Convention on Consular Relations, April 24, 1963, art.
36, 21 U.S.T. 77, 596 U.N.T.S. 261. Article 36, paragraph
(1)(b), also provides that the detaining state "shall inform the
person concerned without delay of his rights," including the
assistance of his consul in responding to the fact of his
detention. Id. The state concedes that Cardenas was never
informed of his consular rights under the Vienna Convention
prior to his confession.
Cardenas asserts that had he
been informed of his consular rights prior to his confession, he
would have invoked them. Cardenas argues that the Mexican
Consulate would have explained to him the significance and
importance of the right to counsel as an intermediary in the
custodial setting, arranged to have a lawyer present, and
advised him not to speak to police except on advice from his
lawyer. Cardenas thus concludes that he was prejudiced because
he would not have confessed had he been made aware of his Vienna
Convention rights.
In March 2004, the
International Court of Justice ("ICJ") issued its judgment in
Avena and other Mexican Nationals (Mex. v. U.S.), 2004 I.C.J.
128 (Mar. 31) ("Avena") a proceeding initiated by the
Government of Mexico against the United States alleging that the
United States had violated the consular notification provisions
of the Vienna Convention in the case of Cardenas and 53 other
Mexican nationals facing the death penalty. The ICJ concluded in
Avena that the United States had breached its obligations
under Article 36, paragraph 1(b), of the Vienna Convention by
failing to inform Cardenas of his rights under this paragraph
and by failing to notify the Mexican consular post of Cardenas'
detention. Avena, paras. 106(1), (2). The ICJ concluded
that "the United States also violated the obligation incumbent
upon it under Article 36, paragraph 1(a), of the Vienna
Convention to enable Mexican consular officers to communicate
with and have access to their nationals, as well as its
obligation under paragraph 1(c) of that Article regarding the
right of consular officers to visit their detained nationals."
Id. at para. 106(3). However, the ICJ determined that in
Cardenas' case, the United States did not breach its
obligation under paragraph 1(c) to enable Mexican consular
officers to arrange for legal representation of Cardenas.3Id. at para. 106(4).
The ICJ thus held that the
Mexican nationals whose rights under Article 36 of the Vienna
Convention were violated were entitled to full judicial review
of their capital murder convictions and death sentences. Id.
at para. 138. The ICJ mandated that the "review and
reconsideration" of the case be "effective" and "`take account
of the violation of the rights set forth in [the Vienna]
Convention' and guarantee that the violation and the possible
prejudice caused by that violation be fully examined".
Id. (emphasis added). The ICJ, however, "left to the United
States the choice of means as to how review and reconsideration
should be achieved, especially in light of the procedural
default rules. . . . [R]econsideration should occur within the
overall judicial proceedings relating to the individual
defendant concerned." Id. at para. 141. Cardenas believes
that in order for this violation to be fully examined there must
be an evidentiary hearing on the Vienna Convention violations
evaluating his conviction and death sentence.
Cardenas' Vienna Convention
claim, however, has been procedurally defaulted because he
failed to raise the issue at the trial stage.4See Fisher, 169 F.3d at 300-01. The Supreme Court held in
Breard v. Greene that Vienna Convention claims, like
Constitutional claims, can be procedurally defaulted, even in a
death penalty case. 523 U.S. 371, 375-76, 118 S.Ct. 1352, 140
L.Ed.2d 529 (1998). Although Avena held that procedural
default rules cannot bar review of a petitioner's Vienna
Convention claim, this court cannot disregard the Supreme
Court's holding in Breard that ordinary default rules can
bar such claims. See Medellin v. Dretke, 371 F.3d 270,
280 (5th Cir.2004), cert. granted, ___ U.S. ___, 125 S.Ct.
686, 160 L.Ed.2d 518 (U.S.). "If a precedent of [the Supreme
Court] has direct application in a case [. . .], the Court of
Appeals should follow the case which directly controls, leaving
to [the Supreme Court] the prerogative of overruling its own
decision." Rodriquez de Quijas v. Shearson/Am. Exp., Inc.,
490 U.S. 477, 484, 109 S.Ct. 1917, 104 L.Ed.2d 526 (1989).
Even if Cardenas were not
procedurally barred, his claim fails because this court has
determined in the past that the Vienna Convention does not
confer individually enforceable rights. See Jimenez-Nava,
243 F.3d at 198 ("The sum of [Cardenas'] arguments fails to lead
to an ineluctable conclusion that Article 36 creates judicially
enforceable rights of consultation between a detained foreign
national and his consular office. Thus, the presumption against
such rights ought to be conclusive."); Medellin, 371 F.3d
at 280. We are bound by this court's holding in Jimenez-Nava,
the subsequent decision in Avena notwithstanding, until
either this court sitting en banc or the Supreme Court
says otherwise. See United States v. Smith, 354 F.3d 390,
399 (5th Cir.2003).
As noted, the Supreme Court
has granted certiorari in Medellin, 371 F.3d 270.
However, Cardenas' case is distinguishable from Medellin
because the ICJ determined that the United States did not
violate its obligation to arrange for legal representation of
Cardenas, as discussed supra. Avena, para. 106(4).
Cardenas argues that the Mexican Consulate would have explained
to him the significance and importance of his right to counsel,
arranged to have a lawyer present, and advised him not to speak
to the police outside of the presence of his lawyer.
Thus, Cardenas concludes that
the failure to advise him of his right to consular assistance
under the Vienna Convention requires review by the district
court to determine if it prejudiced the fairness of his trial.
However, it is not disputed that Cardenas: (1) was given his
Miranda warnings; (2) was advised of his right to legal
representation before he confessed to killing Mayra Laguna; (3)
voluntarily waived his right to advisement by an attorney; and
(4) was provided with legal representation upon his request. The
ICJ also determined that the Mexican consular authorities
learned of Cardenas' detention in time to provide him assistance,
but decided not to assist him with his legal representation.
Cardenas thus fails to show that he was harmed by any lack of
notification to the Mexican consulate concerning his arrest.
Therefore, it is not debatable among jurists of reason whether
Cardenas was prejudiced by the State's failure to advise him of
his Vienna Convention right to consular assistance without delay.
IV
Cardenas has not shown that
reasonable jurists could disagree with the district court's
denial of any of his claims. Accordingly, we AFFIRM the district
court's denial of habeas relief and DENY a COA with respect to
the issues raised by Cardenas.
A procedural bar may be overcome, however,
if the petitioner can show cause and prejudice, or that
failure to consider the claim will result in a "fundamental
miscarriage of justice."Coleman, 501 U.S. at 750, 111
S.Ct. 2546. Cardenas failed to allege, much less show, cause
or prejudice.
The ICJ discussed Cardenas' argument on the
importance of consular officers being able to arrange for
legal representation before and during trial, especially at
sentencing due to the severity of the penalty being opposed.
Mexico also argued that it could provide financial and other
assistance for investigating a defendant's family background
and mental condition. The ICJ observed "that the exercise of
the rights of the sending State under Article 36, paragraph
1(c), depends upon notification by the authorities of the
receiving State. It may be, however, that information drawn to
the attention of the sending State by other means may still
enable its consular officers to assist in arranging legal
representation for its national. In the following cases, the
Mexican consular authorities learned of their national's
detention in time to provide such assistance, either through
notification by United States authorities (albeit belatedly in
terms of Article 36, paragraph 1(b)) or through other channels:
. . . [Cardenas]. . . ."Avena, para. 104.
Cardenas argued in his petition to the
district court that his "counsel at trial failed to challenge
the admissibility of his inculpatory statements on the ground
that they were obtained without first advising him of his
right to consular assistance under the Vienna Convention, a
treaty of the United States, in violation of the Texas Code of
Criminal Procedure, article 38.23." Cardenas makes the same
argument to this court. The district court, however, treated
this argument as an ineffective-assistance-of-counsel claim
instead of a separate claimCardenas v. Cockrell, Civil
Action # M-02-180 (S.D.Tex. Aug. 18, 2003). The district court
concluded that the Vienna Convention did not create individual
rights and that even if Cardenas' statements were taken in
violation of the Vienna Convention, he failed to show
prejudice. Id.
*****
DENNIS, Circuit Judge, specially
concurring:
I concur, but I disagree with
part of the majority opinion. Cardenas said that he would not
have waived his Miranda rights, cooperated with the police
interrogation, or given a confession had he been advised of his
right to assistance by the Mexican consular officials.
Consequently, I think that Cardenas made a showing that he was
harmed by the state's failure to advise him of his Vienna
Convention right to consular assistance without delay.
Accordingly, I disagree with the majority's statement that it is
not reasonably debatable whether Cardenas was prejudiced by the
state's dereliction.