US Supreme Court
TEXAS v. COBB
CERTIORARI TO THE COURT OF CRIMINAL APPEALS OF TEXAS
No. 99-1702.
Argued January 16, 2001-Decided April 2, 2001
Syllabus
While under arrest for an unrelated offense,
respondent confessed to a home burglary, but denied knowledge of a woman
and child's disappearance from the home. He was indicted for the
burglary, and counsel was appointed to represent him. He later confessed
to his father that he had killed the woman and child, and his father
then contacted the police. While in custody, respondent waived his
rights under Miranda v. Arizona, 384 U. S. 436, and
confessed to the murders. He was convicted of capital murder and
sentenced to death. On appeal to the Texas Court of Criminal Appeals, he
argued, inter alia, that his confession should have been
suppressed because it was obtained in violation of his Sixth Amendment
right to counsel, which he claimed attached when counsel was appointed
in the burglary case. The court reversed and remanded, holding that once
the right to counsel attaches to the offense charged, it also attaches
to any other offense that is very closely related factually to the
offense charged.
Held: Because the Sixth Amendment right to
counsel is "offense specific," it does not necessarily extend to
offenses that are "factually related" to those that have actually been
charged. Pp.167-174.
(a) In McNeil v. Wisconsin, 501 U. S.
171, 176, this Court held that a defendant's statements regarding
offenses for which he has not been charged are admissible
notwithstanding the attachment of his Sixth Amendment right to counsel
on other charged offenses. Although some lower courts have read into
McNeil's offense-specific definition an exception for crimes that
are "factually related" to a charged offense, and have interpreted
Brewer v. Williams, 430 U. S. 387, and Maine v.
Moulton, 474 U. S. 159, to support this view, this Court declines to
do so. Brewer did not address the question at issue here. And to
the extent Moulton spoke to the matter at all, it expressly
referred to the offensespecific nature of the Sixth Amendment right to
counsel. In predicting that the offense-specific rule will prove
disastrous to suspects' constitutional rights and will permit the police
almost total license to conduct unwanted and uncounseled interrogations,
respondent fails to appreciate two critical considerations. First, there
can be no doubt that a suspect must be apprised of his rights against
compulsory self-incrimination and to consult with an attorney before
authorities may conduct custodial interrogation. See Miranda, supra,
at 479. Here, police scrupulously followed Miranda's dictates
when questioning respondent. Second, the Constitution does not negate
society's interest in the police's ability to talk to witnesses and
suspects, even those who have been charged with other offenses. See
McNeil, supra, at 181. Pp. 167-172.
(b) Although the Sixth Amendment right to counsel
clearly attaches only to charged offenses, this Court has recognized in
other contexts that the definition of an "offense" is not necessarily
limited to the four corners of a charging document. The test to
determine whether there are two different offenses or only one is
whether each provision requires proof of a fact which the other does not.
Blockburger v. United States, 284 U. S. 299, 304. The
Blockburger test has been applied to delineate the scope of the
Fifth Amendment's Double Jeopardy Clause, which prevents multiple or
successive prosecutions for the "same offense." See, e. g., Brown
v. Ohio, 432 U. S. 161, 164-166. There is no constitutional
difference between "offense" in the double jeopardy and right-to-counsel
contexts. Accordingly, when the Sixth Amendment right to counsel
attaches, it encompasses offenses that, even if not formally charged,
would be considered the same offense under the Blockburger test.
Pp. 172-174.
(c) At the time respondent confessed to the murders,
he had been indicted for burglary but had not been charged in the
murders. As defined by Texas law, these crimes are not the same offense
under Blockburger. Thus, the Sixth Amendment right to counsel did
not bar police from interrogating respondent regarding the murders, and
his confession was therefore admissible. P. 174.
Reversed.
*****
REHNQUIST, C. J., delivered the opinion of the Court,
in which O'CONNOR, SCALIA, KENNEDY, and THOMAS, JJ., joined. KENNEDY,
J., filed a concurring opinion, in which SCALIA and THOMAS, JJ., joined,
post, p. 174. BREYER, J., filed a dissenting opinion, in which
STEVENS, SOUTER, and GINSBURG, JJ., joined, post, p. 177.
Gregory S. Coleman, Solicitor General
of Texas, argued the cause for petitioner. With him on the briefs were
John Cornyn, Attorney General, Andy Taylor, First
Assistant Attorney General, and S. Kyle Duncan, Assistant
Solicitor General.
Lisa Schiavo Blatt argued the cause for the United
States as amicus curiae urging reversal. With her on the brief were
Solicitor General Waxman, Assistant Attorney General Robinson, Deputy
Solicitor General Dreeben, and Deborah Watson.
Roy E. Greenwood, by appointment of the Court,
531 U. S. 807, argued the cause for respondent. With him on the brief
were David A. Schulman and Lee Haidusek.
CHIEF JUSTICE REHNQUIST delivered the opinion of the
Court.
The Texas Court of Criminal Appeals held that a
criminal defendant's Sixth Amendment right to counsel attaches not only
to the offense with which he is charged, but to other offenses "closely
related factually" to the charged offense. We hold that our decision in
McNeil v. Wisconsin, 501 U. S. 171 (1991), meant what it
said, and that the Sixth Amendment right is "offense specific."
In December 1993, Lindsey Owings reported to the
Walker County, Texas, Sheriff's Office that the home he shared with his
wife, Margaret, and their 16-month-old daughter, Kori Rae, had been
burglarized. He also informed police that his wife and daughter were
missing. Respondent Raymond Levi Cobb lived across the street from the
Owings. Acting on an anonymous tip that respondent was involved in the
burglary, Walker County investigators questioned him about the events.
He denied involvement. In July 1994, while under arrest for an unrelated
offense, respondent was again questioned about the incident. Respondent
then gave a written statement confessing to the burglary, but he denied
knowledge relating to the disappearances. Respondent was subsequently
indicted for the burglary, and Hal Ridley was appointed in August 1994
to represent respondent on that charge.
Shortly after Ridley's appointment, investigators
asked and received his permission to question respondent about the
disappearances. Respondent continued to deny involvement. Investigators
repeated this process in September 1995, again with Ridley's permission
and again with the same result.
In November 1995, respondent, free on bond in the
burglary case, was living with his father in Odessa, Texas. At that
time, respondent's father contacted the Walker County Sheriff's Office
to report that respondent had confessed to him that he killed Margaret
Owings in the course of the burglary. Walker County investigators
directed respondent's father to the Odessa police station, where he gave
a statement. Odessa police then faxed the statement to Walker County,
where investigators secured a warrant for respondent's arrest and faxed
it back to Odessa. Shortly thereafter, Odessa police took respondent
into custody and administered warnings pursuant to Miranda v.
Arizona, 384 U. S. 436 (1966). Respondent waived these rights.
After a short time, respondent confessed to murdering
both Margaret and Kori Rae. Respondent explained that when Margaret
confronted him as he was attempting to remove the Owings' stereo, he
stabbed her in the stomach with a knife he was carrying. Respondent told
police that he dragged her body to a wooded area a few hundred yards
from the house. Respondent then stated:
"'I went back to her house and I saw the baby
laying on its bed. I took the baby out there and it was sleeping the
whole time. I laid the baby down on the ground four or five feet away
from its mother. I went back to my house and got a flat edge shovel.
That's all I could find. Then I went back over to where they were and
I started digging a hole between them. After I got the hole dug, the
baby was awake. It started going toward its mom and it fell in the
hole. I put the lady in the hole and I covered them up. I remember
stabbing a different knife I had in the ground where they were. I was
crying right then.'" App. to Pet. for Cert. A-9 to A-10.
Respondent later led police to the location where he
had buried the victims' bodies.
Respondent was convicted of capital murder for
murdering more than one person in the course of a single criminal
transaction. See Tex. Penal Code Ann. § 19.03(a)(7)(A) (1994). He was
sentenced to death. On appeal to the Court of Criminal Appeals of Texas,
respondent argued, inter alia, that his confession should have
been suppressed because it was obtained in violation of his Sixth
Amendment right to counsel. Relying on Michigan v. Jackson,
475 U. S. 625 (1986), respondent contended that his right to counsel
had attached when Ridley was appointed in the burglary case and that
Odessa police were therefore required to secure Ridley's permission
before proceeding with the interrogation.
The Court of Criminal Appeals reversed respondent's
conviction by a divided vote and remanded for a new trial. The court
held that "once the right to counsel attaches to the offense charged, it
also attaches to any other offense that is very closely related
factually to the offense charged." 2000 WL 275644, *3 (2000) (citations
omitted). Finding the capital murder charge to be "factually interwoven
with the burglary," the court concluded that respondent's Sixth
Amendment right to counsel had attached on the capital murder charge
even though respondent had not yet been charged with that offense. Id.,
at *4. The court further found that respondent had asserted that
right by accepting Ridley's appointment in the burglary case. See ibid.
Accordingly, it deemed the confession inadmissible and found that its
introduction had not been harmless error. See id., at *4-*5. Three
judges dissented, finding Michigan v. Jackson to be
distinguishable and concluding that respondent had made a valid
unilateral waiver of his right to counsel before confessing. See 2000 WL,
at *5-*13 (opinion of McCormick, P. J.).
The State sought review in this Court, and we granted
certiorari to consider first whether the Sixth Amendment right to
counsel extends to crimes that are "factually related" to those that
have actually been charged, and second whether respondent made a valid
unilateral waiver of that right in this case. 530 U. S. 1260 (2000).
Because we answer the first question in the negative, we do not reach
the second.
The Sixth Amendment provides that "[i]n all criminal
prosecutions, the accused shall enjoy the right ... to have the
Assistance of Counsel for his defence." In McNeil v. Wisconsin,
501 U. S. 171 (1991), we explained when this right arises:
"The Sixth Amendment right [to counsel] ... is
offense specific. It cannot be invoked once for all future
prosecutions, for it does not attach until a prosecution is commenced,
that is, at or after the initiation of adversary judicial criminal
proceedings-whether by way of formal charge, preliminary hearing,
indictment, information, or arraignment." Id., at 175 (citations
and internal quotation marks omitted).
Accordingly, we held that a defendant's statements
regarding offenses for which he had not been charged were admissible
notwithstanding the attachment of his Sixth Amendment right to counsel
on other charged offenses. See id., at 176.
Some state courts and Federal Courts of Appeals,
however, have read into McNeil's offense-specific definition an
exception for crimes that are "factually related" to a charged offense.
1 Several of these courts have interpreted Brewer v. Williams,
430 U. S. 387 (1977), and Maine v. Moulton, 474 U. S.
159 (1985)-both of which were decided well before McNeil-to
support this view, which respondent now invites us to approve. We
decline to do so.
In Brewer, a suspect in the abduction and
murder of a 10-year-old girl had fled from the scene of the crime in Des
Moines, Iowa, some 160 miles east to Davenport, Iowa, where he
surrendered to police. An arrest warrant was issued in Des Moines on a
charge of abduction, and the suspect was arraigned on that warrant
before a Davenport judge. Des Moines police traveled to Davenport, took
the man into custody, and began the drive back to Des Moines. Along the
way, one of the officers persuaded the suspect to lead police to the
victim's body. The suspect ultimately was convicted of the girl's murder.
This Court upheld the federal habeas court's conclusion that police had
violated the suspect's Sixth Amendment right to counsel. We held that
the officer's comments to the suspect constituted interrogation and that
the suspect had not validly waived his right to counsel by responding to
the officer. See 430 U. S., at 405-406.
Respondent suggests that Brewer implicitly
held that the right to counsel attached to the factually related murder
when the suspect was arraigned on the abduction charge. See Brief for
Respondent 4. The Court's opinion, however, simply did not address the
significance of the fact that the suspect had been arraigned only on the
abduction charge, nor did the parties in any way argue this question.
Constitutional rights are not defined by inferences from opinions which
did not address the question at issue. Cf. Hagans v. Lavine,
415 U. S. 528, 535, n. 5 (1974) ("[W]hen questions of jurisdiction
have been passed on in prior decisions sub silentio, this Court
has never considered itself bound when a subsequent case finally brings
the jurisdictional issue before us").
Moulton is similarly unhelpful to respondent.
That case involved two individuals indicted for a series of thefts, one
of whom had secretly agreed to cooperate with the police investigation
of his codefendant, Moulton. At the suggestion of police, the informant
recorded several telephone calls and one face-to-face conversation he
had with Moulton during which the two discussed their criminal exploits
and possible alibis. In the course of those conversations, Moulton made
various incriminating statements regarding both the thefts for which he
had been charged and additional crimes. In a superseding indictment,
Moulton was charged with the original crimes as well as burglary, arson,
and three additional thefts. At trial, the State introduced portions of
the recorded face-to-face conversation, and Moulton ultimately was
convicted of three of the originally charged thefts plus one count of
burglary. Moulton appealed his convictions to the Supreme Judicial Court
of Maine, arguing that introduction of the recorded conversation
violated his Sixth Amendment right to counsel. That court agreed,
holding:
"'Those statements may be admissible in the
investigation or prosecution of charges for which, at the time the
recordings were made, adversary proceedings had not yet commenced. But
as to the charges for which Moulton's right to counsel had already
attached, his incriminating statements should have been ruled
inadmissible at trial, given the circumstances in which they were
acquired.'" 474 U. S., at 168 (quoting State v. Moulton,
481 A. 2d 155, 161 (1984)).
We affirmed.
Respondent contends that, in affirming reversal of
both the theft and burglary charges, the Moulton Court must have
concluded that Moulton's Sixth Amendment right to counsel attached to
the burglary charge. See Brief for Respondent 13-14; see also Brief for
the National Association of Criminal Defense Lawyers et al. as Amici
Curiae 22-23. But the Moulton Court did not address the
question now before us, and to the extent Moulton spoke to the
matter at all, it expressly referred to the offense-specific nature of
the Sixth Amendment right to counsel:
"The police have an interest in the thorough
investigation of crimes for whichformal charges have already
been filed. They also have an interest in investigating new or
additional crimes. Investigations of either type of crime may require
surveillance of individuals already under indictment. Moreover, law
enforcement officials investigating an individual suspected of
committing one crime and formally charged with having committed
another crime obviously seek to discover evidence useful at a trial of
either crime. In seeking evidence pertaining to pending charges,
however, the Government's investigative powers are limited by the
Sixth Amendment rights of the accused .... On the other hand, to
exclude evidence pertaining to charges as to which the Sixth Amendment
right to counsel had not attached at the time the evidence was
obtained, simply because other charges were pending at that time,
would unnecessarily frustrate the public's interest in the
investigation of criminal activities." 474 U. S., at 179-180 (emphasis
added; footnote omitted).
See also id., at 168 ("[T]he purpose of their meeting
was to discuss the pending charges"); id., at 177 ("[T]he police
knew ... that Moulton and [the informant] were meeting for the express
purpose of discussing the pending charges ... " (emphasis added)).
Thus, respondent's reliance on Moulton is misplaced and, in light
of the language employed there and subsequently in McNeil,
puzzling.
Respondent predicts that the offense-specific rule
will prove "disastrous" to suspects' constitutional rights and will "permit
law enforcement officers almost complete and total license to conduct
unwanted and uncounseled interrogations." Brief for Respondent 8-9.
Besides offering no evidence that such a parade of horribles has
occurred in those jurisdictions that have not enlarged upon McNeil,
he fails to appreciate the significance of two critical
considerations. First, there can be no doubt that a suspect must be
apprised of his rights against compulsory self-incrimination and to
consult with an attorney before authorities may conduct custodial
interrogation. See Miranda v. Arizona, 384 U. S., at 479;
Dickerson v. United States, 530 U. S. 428, 435 (2000) (quoting
Miranda). In the present case, police scrupulously followed
Miranda's dictates when questioning respondent.2 Second, it is
critical to recognize that the Constitution does not negate society's
interest in the ability of police to talk to witnesses and suspects,
even those who have been charged with other offenses.
"Since the ready ability to obtain uncoerced
confessions is not an evil but an unmitigated good, society would be
the loser. Admissions of guilt resulting from valid Miranda
waivers 'are more than merely "desirable"; they are essential to
society's compelling interest in finding, convicting, and punishing
those who violate the law.'" McNeil, 501 U. S., at 181 (quoting
Moran v. Burbine, 475 U. S. 412, 426 (1986)).
See also Moulton, supra, at 180 ("[T]o exclude
evidence pertaining to charges as to which the Sixth Amendment right to
counsel had not attached at the time the evidence was obtained, simply
because other charges were pending at that time, would unnecessarily
frustrate the public's interest in the investigation of criminal
activities").
Although it is clear that the Sixth Amendment right
to counsel attaches only to charged offenses, we have recognized in
other contexts that the definition of an "offense" is not necessarily
limited to the four corners of a charging instrument. In Blockburger
v. United States, 284 U. S. 299 (1932), we explained that "where
the same act or transaction constitutes a violation of two distinct
statutory provisions, the test to be applied to determine whether there
are two offenses or only one, is whether each provision requires proof
of a fact which the other does not." Id., at 304. We have since
applied the Blockburger test to delineate the scope of the Fifth
Amendment's Double Jeopardy Clause, which prevents multiple or
successive prosecutions for the "same offence." See, e. g., Brown
v. Ohio, 432 U. S. 161, 164-166 (1977). We see no constitutional
difference between the meaning of the term "offense" in the contexts of
double jeopardy and of the right to counsel. Accordingly, we hold that
when the Sixth Amendment right to counsel attaches, it does encompass
offenses that, even if not formally charged, would be considered the
same offense under the Blockburger test.3
While simultaneously conceding that its own test "lacks
the precision for which police officers may hope," post, at 186,
the dissent suggests that adopting Blockburger's definition of "offense"
will prove difficult to administer. But it is the dissent's vague
iterations of the "'closely related to'" or "'inextricably intertwined
with'" test, post, at 186, that would defy simple application.
The dissent seems to presuppose that officers will possess complete
knowledge of the circumstances surrounding an incident, such that the
officers will be able to tailor their investigation to avoid addressing
factually related offenses. Such an assumption, however, ignores the
reality that police often are not yet aware of the exact sequence and
scope of events they are investigatingindeed, that is why police must
investigate in the first place. Deterred by the possibility of violating
the Sixth Amendment, police likely would refrain from questioning
certain defendants altogether.
It remains only to apply these principles to the
facts at hand. At the time he confessed to Odessa police, respondent had
been indicted for burglary of the Owings residence, but he had not been
charged in the murders of Margaret and Kori Rae. As defined by Texas law,
burglary and capital murder are not the same offense under
Blockburger. Compare Tex. Penal Code Ann. § 30.02(a) (1994) (requiring
entry into or continued concealment in a habitation or building) with §
19.03(a)(7)(A) (requiring murder of more than one person during a single
criminal transaction). Accordingly, the Sixth Amendment right to counsel
did not bar police from interrogating respondent regarding the murders,
and respondent's confession was therefore admissible.
The judgment of the Court of Criminal Appeals of
Texas is reversed.
It is so ordered.
*****
JUSTICE KENNEDY, with whom JUSTICE SCALIA and JUSTICE
THOMAS join, concurring.
The Court's opinion is altogether sufficient to
explain why the decision of the Texas Court of Criminal Appeals should
be reversed for failure to recognize the offense-specific nature of the
Sixth Amendment right to counsel. It seems advisable, however, to
observe that the Court has reached its conclusion without the necessity
to reaffirm or give approval to the decision in Michigan v.
Jackson, 475 U. S. 625 (1986). This course is wise, in my view, for
the underlying theory of Jackson seems questionable.
As the facts of the instant case well illustrate, it
is difficult to understand the utility of a Sixth Amendment rule that
operates to invalidate a confession given by the free choice of suspects
who have received proper advice of their Miranda rights but
waived them nonetheless. See Miranda v. Arizona, 384 U. S.
436 (1966). The Miranda rule, and the related preventative rule
of Edwards v. Arizona, 451 U. S. 477 (1981), serve to
protect a suspect's voluntary choice not to speak outside his lawyer's
presence. The parallel rule announced in Jackson, however,
supersedes the suspect's voluntary choice to speak with investigators.
After Jackson had been decided, the Court made the following
observation with respect to Edwards:
"Preserving the integrity of an accused's choice to
communicate with police only through counsel is the essence of
Edwards and its progeny-not barring an accused from making an
initial election as to whether he will face the State's officers
during questioning with the aid of counsel, or go it alone. If an
accused 'knowingly and intelligently' pursues the latter course, we
see no reason why the uncounseled statements he then makes must be
excluded at his trial." Patterson v. Illinois, 487 U. S.
285, 291 (1988).
There is little justification for not applying the
same course of reasoning with equal force to the court-made preventative
rule announced in Jackson; for Jackson, after all, was a
wholesale importation of the Edwards rule into the Sixth
Amendment.
In the instant case, Cobb at no time indicated to law
enforcement authorities that he elected to remain silent about the
double murder. By all indications, he made the voluntary choice to give
his own account. Indeed, even now Cobb does not assert that he had no
wish to speak at the time he confessed. While the Edwards rule
operates to preserve the free choice of a suspect to remain silent, if
Jackson were to apply it would override that choice.
There is further reason to doubt the wisdom of the
Jackson holding. Neither Miranda nor Edwards enforces
the Fifth Amendment right unless the suspect makes a clear and
unambiguous assertion of the right to the presence of counsel during
custodial interrogation. Davis v. United States, 512 U. S.
452, 459 (1994). Where a required Miranda warning has been given,
a suspect's later confession, made outside counsel's presence, is
suppressed to protect the Fifth Amendment right of silence only if a
reasonable officer should have been certain that the suspect expressed
the unequivocal election of the right.
The Sixth Amendment right to counsel attaches quite
without reference to the suspect's choice to speak with investigators
after a Miranda warning. It is the commencement of a formal
prosecution, indicated by the initiation of adversary judicial
proceedings, that marks the beginning of the Sixth Amendment right. See
ante, at 167-168 (quoting McNeil v. Wisconsin, 501
U. S. 171, 175 (1991)). These events may be quite independent of the
suspect's election to remain silent, the interest which the Edwards
rule serves to protect with respect to Miranda and the Fifth
Amendment, and it thus makes little sense for a protective rule to
attach absent such an election by the suspect. We ought to question the
wisdom of a judge-made preventative rule to protect a suspect's desire
not to speak when it cannot be shown that he had that intent.
Even if Jackson is to remain good law, its
protections should apply only where a suspect has made a clear and
unambiguous assertion of the right not to speak outside the presence of
counsel, the same clear election required under Edwards. Cobb
made no such assertion here, yet JUSTICE BREYER'S dissent rests upon the
assumption that the Jackson rule should operate to exclude the
confession no matter. There would be little justification for this
extension of a rule that, even in a more limited application, rests on a
doubtful rationale.
JUSTICE BREYER defends Jackson by arguing that,
once a suspect has accepted counsel at the commencement of adversarial
proceedings, he should not be forced to confront the police during
interrogation without the assistance of counsel. See post, at
179-181. But the acceptance of counsel at an arraignment or similar
proceeding only begs the question: acceptance of counsel for what? It is
quite unremarkable that a suspect might want the assistance of an expert
in the law to guide him through hearings and trial, and the attendant
complex legal matters that might arise, but nonetheless might choose to
give on his own a forthright account of the events that occurred. A
court-made rule that prevents a suspect from even making this choice
serves little purpose, especially given the regime of Miranda and
Edwards.
With these further remarks, I join in full the
opinion of the Court.
*****
JUSTICE BREYER, with whom JUSTICE STEVENS, JusTICE
SOUTER, and JUSTICE GINSBURG join, dissenting.
This case focuses upon the meaning of a single word,
"offense," when it arises in the context of the Sixth Amendment. Several
basic background principles define that context.
First, the Sixth Amendment right to counsel plays a
central role in ensuring the fairness of criminal proceedings in our
system of justice. See Gideon v. Wainwright, 372 U. S.
335, 344 (1963); Powell v. Alabama, 287 U. S. 45, 57
(1932).
Second, the right attaches when adversary proceedings,
triggered by the government's formal accusation of a crime, begin. See
Brewer v. Williams, 430 U. S. 387, 401 (1977); Kirby
v. Illinois, 406 U. S. 682, 689 (1972); Massiah v.
United States, 377 U. S. 201, 206 (1964).
Third, once this right attaches, law enforcement
officials are required, in most circumstances, to deal with the
defendant through counsel rather than directly, even if the defendant
has waived his Fifth Amendment rights. See Michigan v. Jackson,
475 U. S. 625, 633, 636 (1986) (waiver of right to presence of
counsel is assumed invalid unless accused initiates communication);
Maine v. Moulton, 474 U. S. 159, 176 (1985) (Sixth Amendment
gives defendant right "to rely on counsel as a 'medium' between him and
the State"). Cf. ABA Model Rule of Professional Conduct 4.2 (2001) (lawyer
is generally prohibited from communicating with a person known to be
represented by counsel "about the subject of the representation" without
counsel's "consent"); Green, A Prosecutor's Communications with
Defendants:
What Are the Limits?, 24 Crim. L. Bull. 283, 284, and
n.5 (1988) (version of Model Rule 4.2 or its predecessor has been
adopted by all 50 States).
Fourth, the particular aspect of the right here at
issuethe rule that the police ordinarily must communicate with the
defendant through counsel-has important limits. In particular,
recognizing the need for law enforcement officials to investigate "new
or additional crimes" not the subject of current proceedings, Maine
v. Moulton, supra, at 179, this Court has made clear that the
right to counsel does not attach to any and every crime that an accused
may commit or have committed, see McNeil v. Wisconsin, 501
U. S. 171, 175-176 (1991). The right "cannot be invoked once for all
future prosecutions," and it does not forbid "interrogation unrelated to
the charge." Id., at 175, 178. In a word, as this Court
previously noted, the right is "offense specific." Id., at 175.
This case focuses upon the last-mentioned principle,
in particular upon the meaning of the words "offense specific." These
words appear in this Court's Sixth Amendment case law, not in the Sixth
Amendment's text. See U. S. Const., Amdt. 6 (guaranteeing right to
counsel "[i]n all criminal prosecutions"). The definition of these words
is not selfevident. Sometimes the term "offense" may refer to words that
are written in a criminal statute; sometimes it may refer generally to a
course of conduct in the world, aspects of which constitute the elements
of one or more crimes; and sometimes it may refer, narrowly and
technically, just to the conceptually severable aspects of the latter.
This case requires us to determine whether an "offense"-for Sixth
Amendment purposes-includes factually related aspects of a single course
of conduct other than those few acts that make up the essential elements
of the crime charged.
We should answer this question in light of the Sixth
Amendment's basic objectives as set forth in this Court's case law. At
the very least, we should answer it in a way that does not undermine
those objectives. But the Court today decides that "offense" means the
crime set forth within "the four corners of a charging instrument,"
along with other crimes that "would be considered the same offense"
under the test established by Blockburger v. United States,
284 U. S. 299 (1932). Ante, at 173. In my view, this
unnecessarily technical definition undermines Sixth Amendment
protections while doing nothing to further effective law enforcement.
For one thing, the majority's rule, while leaving the
Fifth Amendment's protections in place, threatens to diminish severely
the additional protection that, under this Court's rulings, the Sixth
Amendment provides when it grants the right to counsel to defendants who
have been charged with a crime and insists that law enforcement officers
thereafter communicate with them through that counsel. See, e. g.,
Michigan v. Jackson, supra, at 632 (Sixth Amendment prevents
police from questioning represented defendant through informants even
when Fifth Amendment would not); Rhode Island v. Innis,
446 U. S. 291, 300, n. 4 (1980) (Fifth Amendment right, unlike Sixth,
applies only in custodial interrogation).
JUSTICE KENNEDY, JUSTICE SCALIA, and JUSTICE THOMAS,
if not the majority, apparently believe these protections
constitutionally unimportant, for, in their view, "the underlying theory
of Jackson seems questionable." Ante, at 174 (KENNEDY, J.,
concurring). Both the majority and concurring opinions suggest that a
suspect's ability to invoke his Fifth Amendment right and "refuse any
police questioning" offers that suspect adequate constitutional
protection. Ante, at 172, n. 2 (majority opinion); see also
ante, at 175-176 (KENNEDY, J., concurring). But that is not so.
Jackson focuses upon a suspect-perhaps a
frightened or uneducated suspect-who, hesitant to rely upon his own
unaided judgment in his dealings with the police, has invoked his
constitutional right to legal assistance in such matters. See
Michigan v. Jackson, 475 U. S., at 634, n. 7 (" 'The simple
fact that [a] defendant has requested an attorney indicates that he does
not believe that he is sufficiently capable of dealing with his
adversaries singlehandedly''') (quoting People v. Bladel,
421 Mich. 39, 63-64, 365 N. W. 2d 56, 67 (1984)). Jackson says
that, once such a request has been made, the police may not simply throw
that suspect-who does not trust his own unaided judgment-back upon his
own devices by requiring him to rely for protection upon that same
unaided judgment that he previously rejected as inadequate. In a word,
the police may not force a suspect who has asked for legal counsel to
make a critical legal choice without the legal assistance that he has
requested and that the Constitution guarantees. See McNeil v.
Wisconsin, supra, at 177178 ("The purpose of the Sixth Amendment
counsel guarantee ... is to 'protec[t] the unaided layman at critical
confrontations' with his 'expert adversary''') (quoting United States
v. Gouveia, 467 U. S. 180, 189 (1984)). The Constitution does
not take away with one hand what it gives with the other. See Gideon
v. Wainwright, 372 U. S., at 344 (Sixth Amendment means that
a person charged with a crime need not "face his accusers without a
lawyer to assist him"); Michigan v. Jackson, supra, at
633, 635 (presuming "that the defendant requests the lawyer's services
at every critical stage of the prosecution" even if the defendant fails
to invoke his Fifth Amendment rights at the time of interrogation); cf.
Edwards v. Arizona, 451 U. S. 477, 484-485 (1981) (when
accused has expressed desire to deal with police through counsel, police
may not reinitiate interrogation until counsel has been made available);
ABA Ann. Model Rule of Professional Conduct 4.2, p.398, comment. (4th ed.
1999) ("Rule 4.2 ... exists to prevent lawyers from taking advantage of
uncounseled laypersons and to preserve the integrity of the lawyer-client
relationship").
For these reasons, the Sixth Amendment right at issue
is independent of the Fifth Amendment's protections; and the importance
of this Sixth Amendment right has been repeatedly recognized in our
cases. See, e. g., Michigan v. Jackson, supra, at 636 ("We
conclude that the assertion [of the right to counsel] is no less
significant, and the need for additional safeguards no less clear, when
the request for counsel is made at an arraignment and when the basis for
the claim is the Sixth Amendment").
JUSTICE KENNEDY primarily relies upon Patterson
v. Illinois, 487 U. S. 285 (1988), in support of his
conclusion that Jackson is not good law. He quotes Patterson's
statement that the Constitution does" 'not ba[r] an accused from
making an initial election as to whether'" to speak with the
police without counsel's assistance. Ante, at 175 (quoting
Patterson v. Illinois, supra, at 291).
This statement, however, cannot justify the
overruling of Jackson. That is because, in Patterson
itself, this Court noted, "as a matter of some significance," that, at
the time he was interrogated, the defendant had neither retained nor
accepted the appointment of counsel. 487 U. S., at 290, n. 3. We
characterized our holding in Jackson as having depended upon "the
fact that the accused 'ha[d] asked for the help of a lawyer' in dealing
with the police," 487 U. S., at 291 (quoting Michigan v.
Jackson, supra, at 631), and explained that, "[o]nce an accused has
a lawyer, a distinct set of constitutional safeguards aimed at
preserving the sanctity of the attorney-client relationship takes effect,"
487 U. S., at 290, n.3 (citing Maine v. Moulton, 474 U.
S., at 176).
JUSTICE KENNEDY also criticizes Jackson on the
ground that it prevents a suspect "from ... making thee] choice" to "give
... a forthright account of the events that occurred." Ante, at
177. But that is not so. A suspect may initiate communication with the
police, thereby avoiding the risk that the police induced him to make,
unaided, the kind of critical legal decision best made with the help of
counsel, whom he has requested.
Unlike JUSTICE KENNEDY, the majority does not call
Jackson itself into question. But the majority would undermine that
case by significantly diminishing the Sixth Amendment protections that
the case provides. That is because criminal codes are lengthy and highly
detailed, often proliferating "overlapping and related statutory
offenses" to the point where prosecutors can easily "spin out a
startlingly numerous series of offenses from a single ... criminal
transaction." Ashe v. Swenson, 397 U. S. 436, 445, n. 10
(1970). Thus, an armed robber who reaches across a store counter, grabs
the cashier, and demands "your money or your life," may through that
single instance of conduct have committed several "offenses," in the
majority's sense of the term, including armed robbery, assault, battery,
trespass, use of a firearm to commit a felony, and perhaps possession of
a firearm by a felon, as well. A person who is using and selling drugs
on a single occasion might be guilty of possessing various drugs,
conspiring to sell drugs, being under the influence of illegal drugs,
possessing drug paraphernalia, possessing a gun in relation to the drug
sale, and, depending upon circumstances, violating various gun laws as
well. A protester blocking an entrance to a federal building might also
be trespassing, failing to disperse, unlawfully assembling, and
obstructing Government administration all at one and the same time.
The majority's rule permits law enforcement officials
to question those charged with a crime without first approaching counsel,
through the simple device of asking questions about any other related
crime not actually charged in the indictment. Thus, the police could ask
the individual charged with robbery about, say, the assault of the
cashier not yet charged, or about any other uncharged offense (unless
under Blockburger's definition it counts as the "same crime"),
all without notifying counsel. Indeed, the majority's rule would
permit law enforcement officials to question anyone charged with any
crime in anyone of the examples just given about his or her conduct on
the single relevant occasion without notifying counsel unless the
prosecutor has charged every possible crime arising out of that same
brief course of conduct. What Sixth Amendment sensewhat common sense-does
such a rule make? What is left of the "communicate through counsel" rule?
The majority's approach is inconsistent with any common understanding of
the scope of counsel's representation. It will undermine the lawyer's
role as "'medium'" between the defendant and the government. Maine
v. Moulton, supra, at 176. And it will, on a random basis,
remove a significant portion of the protection that this Court has found
inherent in the Sixth Amendment.
In fact, under the rule today announced by the
majority, two of the seminal cases in our Sixth Amendment jurisprudence
would have come out differently. In Maine v. Moulton,
which the majority points out "expressly referred to the offense-specific
nature of the Sixth Amendment right to counsel," ante, at 170, we
treated burglary and theft as the same offense for Sixth Amendment
purposes. Despite the opinion's clear statement that "[i]ncriminating
statements pertaining to other crimes, as to which the Sixth Amendment
right has not yet attached, are, of course, admissible at a trial of
those offenses," 474 U. S., at 180, n. 16, the Court affirmed the lower
court's reversal of both burglary and theft charges even though, at the
time that the incriminating statements at issue were made, Moulton had
been charged only with theft by receiving, id., at 162, 167, 180. Under
the majority's rule, in contrast, because theft by receiving and
burglary each required proof of a fact that the other did not, only
Moulton's theft convictions should have been overturned. Compare Me.
Rev. Stat. Ann., Tit. 17-A, § 359 (1981) (theft) (requiring knowing
receipt, retention, or disposal of stolen property with the intent to
deprive the owner thereof), with § 401 (burglary) (requiring entry of a
structure without permission and with the intent to commit a crime).
In Brewer v. Williams, the effect of
the majority's rule would have been even more dramatic. Because first-degree
murder and child abduction each required proof of a fact not required by
the other, and because at the time of the impermissible interrogation
Williams had been charged only with abduction of a child, Williams'
murder conviction should have remained undisturbed. See 430 U. S., at
390, 393-395, 406. Compare Iowa Code § 690.2 (1950 and Supp. 1978) (first-degree
murder) (requiring a killing) with Iowa Code § 706.2 (1950) (repealed
1978) (child-stealing) (requiring proof that a child under 16 was taken
with the intent to conceal the child from his or her parent or guardian).
This is not to suggest that this Court has previously addressed and
decided the question presented by this case. Rather, it is to point out
that the Court's conception of the Sixth Amendment right at the time
that Moulton and Brewer were decided naturally presumed
that it extended to factually related but uncharged offenses.
At the same time, the majority's rule threatens the
legal clarity necessary for effective law enforcement. That is because
the majority, aware that the word "offense" ought to encompass something
beyond "the four corners of the charging instrument," imports into Sixth
Amendment law the definition of "offense" set forth in Blockburger
v. United States, 284 U. S. 299 (1932), a case interpreting
the Double Jeopardy Clause of the Fifth Amendment, which Clause uses the
word "offence" but otherwise has no relevance here. Whatever Fifth
Amendment virtues Blockburger may have, to import it into this
Sixth Amendment context will work havoc.
In theory, the test says that two offenses are the "same
offense" unless each requires proof of a fact that the other does not.
See ante, at 173 (majority opinion). That means that most of the
different crimes mentioned above are not the "same offense." Under many
States' laws, for example, the statute defining assault and the statute
defining robbery each requires proof of a fact that the other does not.
Compare, e. g., Cal. Penal Code Ann. § 211 (West 1999) (robbery)
(requiring taking of personal property of another) with § 240 (assault)
(requiring attempt to commit violent injury). Hence the extension of the
definition of "offense" that is accomplished by the use of the
Blockburger test does nothing to address the substantial concerns
about the circumvention of the Sixth Amendment right that are raised by
the majority's rule.
But, more to the point, the simple-sounding
Blockburger test has proved extraordinarily difficult to administer
in practice. Judges, lawyers, and law professors often disagree about
how to apply it. See, e. g., United States v. Woodward,
469 U. S. 105, 108 (1985) (per curiam) (holding that lower court
misapplied Blockburger test). Compare United States v.
Dixon, 509 U. S. 688, 697-700 (1993) (opinion of SCALIA, J.) (applying
Blockburger and concluding that contempt is same offense as
underlying substantive crime), with 509 U. S., at 716-720 (REHNQUIST, C.
J., concurring in part and dissenting in part) (applying Blockburger
and deciding that the two are separate offenses). The test has
emerged as a tool in an area of our jurisprudence that THE CHIEF JUSTICE
has described as "a veritable Sargasso Sea which could not fail to
challenge the most intrepid judicial navigator." Albernaz v.
United States, 450 U. S. 333, 343 (1981). Yet the Court now asks,
not the lawyers and judges who ordinarily work with double jeopardy law,
but police officers in the field, to navigate Blockburger when
they question suspects. Cf. New York v. Belton, 453 U. S.
454, 458 (1981) (noting importance of clear rules to guide police
behavior). Some will apply the test successfully; some will not. Legal
challenges are inevitable. The result, I believe, will resemble not so
much the Sargasso Sea as the criminal law equivalent of Milton's "Serbonian
Bog ... Where Armies whole have sunk."
There is, of course, an alternative. We can, and
should, define "offense" in terms of the conduct that constitutes the
crime that the offender committed on a particular occasion, including
criminal acts that are "closely related to" or "inextricably intertwined
with" the particular crime set forth in the charging instrument. This
alternative is not perfect. The language used lacks the precision for
which police officers may hope; and it requires lower courts to specify
its meaning further as they apply it in individual cases. Yet virtually
every lower court in the United States to consider the issue has defined
"offense" in the Sixth Amendment context to encompass such closely
related acts. See ante, at 168, n. 1 (majority opinion) (citing
cases from the Third, Fourth, Fifth, Sixth, and Ninth Circuits as well
as state courts in Massachusetts and Pennsylvania); Taylor v.
State, 726 So. 2d 841, 845 (Fla. App. 1999); People v.
Clankie, 124 Ill. 2d 456, 462-466, 530 N. E. 2d 448, 451-453
(1988); State v. Tucker, 137 N. J. 259, 277-278, 645 A. 2d
111, 120-121 (1994), cert. denied, 513 U. S. 1090 (1995). These courts
have found offenses "closely related" where they involved the same
victim, set of acts, evidence, or motivation. See, e. g., Taylor
v. State, supra, at 845 (stolen property charges and burglary);
State v. Tucker, supra, at 278, 645 A. 2d, at 121 (burglary,
robbery, and murder of home's occupant); In re Pack, 420 Pa.
Super. 347, 355-356, 616 A. 2d 1006, 1010 (1992) (burglary, receiving
stolen property, and theft charges), appeal denied, 535 Pa. 669, 634 A.
2d 1117 (1993). They have found offenses unrelated where time, location,
or factual circumstances significantly separated the one from the other.
See, e. g., Commonwealth v. Rainwater, 425 Mass. 540,
547-549, and n.7, 681 N. E. 2d 1218, 1224, and n. 7 (1997) (vehicle
theft charge and earlier vehicle thefts in same area), cert. denied, 522
U. S. 1095 (1998); Whittlesey v. State, 340 Md. 30, 56-57,
665 A. 2d 223, 236 (1995) (murder and making false statements charges),
cert. denied, 516 U. S. 1148 (1996); People v. Dotson, 214
Ill. App. 3d 637, 646, 574 N. E. 2d 143, 149 (murder and weapons charges),
appeal denied, 141 Ill. 2d 549, 580 N. E. 2d 123 (1991).
One cannot say in favor of this commonly followed
approach that it is perfectly clear-only that, because it comports with
common sense, it is far easier to apply than that of the majority. One
might add that, unlike the majority's test, it is consistent with this
Court's assumptions in previous cases. See Maine v. Moulton,
474 U. S., at 162, 167, 180 (affirming reversal of both burglary and
theft convictions); Brewer v. Williams, 430 U. S., at 389,
390, 393, 406 (affirming grant of habeas which vacated murder conviction).
And, most importantly, the "closely related" test furthers, rather than
undermines, the Sixth Amendment's "right to counsel," a right so
necessary to the realization in practice of that most "noble ideal," a
fair trial. Gideon v. Wainwright, 372 U. S., at 344.
The Texas Court of Criminal Appeals, following this
commonly accepted approach, found that the charged burglary and the
uncharged murders were "closely related." All occurred during a short
period of time on the same day in the same basic location. The victims
of the murders were also victims of the burglary. Cobb committed one of
the murders in furtherance of the robbery, the other to cover up the
crimes. The police, when questioning Cobb, knew that he already had a
lawyer representing him on the burglary charges and had demonstrated
their belief that this lawyer also represented Cobb in respect to the
murders by asking his permission to question Cobb about the murders on
previous occasions. The relatedness of the crimes is well illustrated by
the impossibility of questioning Cobb about the murders without
eliciting admissions about the burglary. See, e. g., Tr. 157
(Feb. 19, 1997) (testimony by police officer who obtained murder
confession) ("Basically what he told us is he had gone over to the house
to burglarize it and nobody was home"); 22 Record, State's Exh. 20 (typed
statement by Cobb) (admitting that he committed the murders after
entering the house and stealing stereo parts). Nor, in my view, did Cobb
waive his right to counsel. See supra, at 180-181. These
considerations are sufficient. The police officers ought to have spoken
to Cobb's counsel before questioning Cobb. I would affirm the decision
of the Texas court.
Consequently, I dissent.
*****
1 See, e. g., United States v. Covarrubias,
179 F.3d 1219, 1223-1224 (CA9 1999); United States v.
Melgar, 139 F.3d 1005, 1013 (CA4 1998); United States v.
Doherty, 126 F.3d 769, 776 (CA6 1997); United States
v. Arnold, 106 F.3d 37, 41 (CA3 1997); United
States v. Williams, 993 F.2d 451, 457 (CA5 1993);
Commonwealth v. Rainwater, 425 Mass. 540, 556, 681 N. E. 2d
1218, 1229 (1997); In re Pack, 420 Pa. Super. 347, 354-356, 616
A. 2d 1006, 1010-1011 (1992).
2 Curiously, while predicting disastrous consequences
for the core values underlying the Sixth Amendment, see post, at
179-183 (opinion of BREYER, J.), the dissenters give short shrift to the
Fifth Amendment's role (as expressed in Miranda and Dickerson)
in protecting a defendant's right to consult with counsel before
talking to police. Even though the Sixth Amendment right to counsel has
not attached to uncharged offenses, defendants retain the ability under
Miranda to refuse any police questioning, and, indeed, charged
defendants presumably have met with counsel and have had the opportunity
to discuss whether it is advisable to invoke those Fifth Amendment
rights. Thus, in all but the rarest of cases, the Court's decision today
will have no impact whatsoever upon a defendant's ability to protect his
Sixth Amendment right.
It is also worth noting that, contrary to the
dissent's suggestion, see post, at 177-178, 179, there is no
"background principle" of our Sixth Amendment jurisprudence establishing
that there may be no contact between a defendant and police without
counsel present. The dissent would expand the Sixth Amendment right to
the assistance of counsel in a criminal prosecution into a rule which" 'exists
to prevent lawyers from taking advantage of uncounseled laypersons and
to preserve the integrity of the lawyer-client relationship.''' Post,
at 181 (quoting ABA Ann. Model Rule of Profesional Conduct 4.2 (4th
ed. 1999)). Every profession is competent to define the standards of
conduct for its members, but such standards are obviously not
controlling in interpretation of constitutional provisions. The Sixth
Amendment right to counsel is personal to the defendant and specific to
the offense.
3 In this sense, we could just as easily describe the
Sixth Amendment as "prosecution specific," insofar as it prevents
discussion of charged offenses as well as offenses that, under
Blockburger, could not be the subject of a later prosecution. And,
indeed, the text of the Sixth Amendment confines its scope to "all
criminal prosecutions."