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Robert
Lewis COLLIER
COLLIER v. THE STATE.
35063.
(244 Ga. 553)
(261 SE2d 364)
(1979)
NICHOLS, Chief Justice.
Murder, etc. Catoosa Superior Court. Before Judge Coker.
Robert Lewis Collier appeals his conviction and
sentence for the offense of murder, and appeals his convictions for
aggravated assault and three counts of armed robbery.
Summary of Facts
From the evidence presented at trial, the jury
was authorized to find the following facts:
On April 14, 1978, the appellant, an unemployed
ironworker, left his home in South Pittsburgh, Tennessee and drove
toward Georgia. He carried with him a brown paper grocery sack and a
.32 caliber revolver. His express purpose for making the trip was to
perpetrate an armed robbery, although he did not have a specific
victim in mind.
When appellant arrived at Fort Oglethorpe,
Georgia, he parked his car in a shopping center a short distance
from the Plain and Fancy Florist and Bakery. He left his car, taking
with him the grocery sack containing the revolver.
Upon entering the florist shop, appellant
approached Nancy Alonso, an employee, and asked her the price of one
dozen roses. As she began to tell him the price, he pulled his
revolver from the sack, pointed it at her, and said "Let's go."
Appellant took her behind the counter where two other female
employees were working and announced that he wanted their money.
At that time appellant noticed that a fourth
person, the owner of the shop, was in the store's kitchen. He had
one of the other employees call her to the front of the store.
Appellant made two employees, Pat Higdon and Gladys Amos, put the
money they had in their purses in the sack that he was carrying. He
then forced the owner to give him the money in the cash drawer. The
women were forced to lie face down while appellant left the store.
He then walked back to his automobile and left the shopping center,
driving toward Chattanooga, Tennessee at a normal rate of speed.
Within minutes of the robbery, the Catoosa County
Sheriff's Department in Ringgold, Georgia was notified. Sheriffs
Investigator George Brown, who was in the sheriffs office at the
time, responded to the call and began to drive to the scene. Deputy
Sheriff Baxter Shavers, who was at a different location, also
responded and likewise drove to the scene.
While driving to Fort Oglethorpe, Investigator
Brown received a description of the robber and the car he was
driving from a radio broadcast. Still enroute but approximately five
miles from the scene of the crime, Investigator Brown saw a car and
driver matching the description. The car came from the direction of
the shopping center where the crime occurred. The investigator
turned his car around and gave chase.
When the appellant saw the blue lights, he
stopped his car. He stepped out of the car with his wallet in his
hand and started to walk back toward the investigator. Investigator
Brown drew his gun but held it at his side and instructed the
appellant to put his hands on his car and "spread eagle." Appellant
complied. About this time the investigator noticed that Deputy
Baxter Shavers had arrived and was approaching them with his gun
drawn. Investigator Brown put his gun away and began to "pat down"
the appellant. Deputy Shavers approached the appellant and began
looking into his car.
Investigator Brown was at the point of "patting
down" one of the appellant's legs, when the appellant grabbed for
Deputy Shavers' gun and took it away from him. The appellant who
weighed over 300 pounds, threw Investigator Brown off of him and
fired two shots as the investigator was attempting to draw his gun.
One shot hit the investigator in the hip and he fell face down on
the pavement.
Deputy Shavers, who was then unarmed, ran back
toward his car. Appellant shot once at the fleeing officer, killing
him instantly. Thereafter, he continued to fire at the officer as he
was lying on the road. Although Deputy Shavers did not receive more
than one direct hit, he did sustain multiple wounds from fragments
of bullets that broke apart upon impact with the roadway. The
officer's pistol had all six rounds expended when it was recovered.
Thereafter, appellant returned to his car and
began to leave. Investigator Brown rolled away from the appellant's
car, fearing he would be run over. Brown recovered his weapon and
fired six shots into appellant's automobile as he drove away.
Appellant drove back to his house in South
Pittsburgh, Tennessee. On the way back he threw the officer's gun
out of the car as well as the grocery bag and some of his clothing.
These items were subsequently recovered.
After he arrived at his house, appellant took his
wife and two children and fled to Alabama. After staying overnight,
he attempted to return the next afternoon to his home in Tennessee.
By this time a lookout had been placed on appellant's automobile. As
he entered South Pittsburgh, local authorities received a report
from Alabama authorities that a car matching the description of the
one used in the robbery was entering their jurisdiction. Before he
could reach his home, the Tennessee authorities spotted the
appellant's car and gave chase. Appellant attempted to elude them by
passing traffic on the shoulder of the road but was eventually
forced to stop the car.
Appellant was arrested, placed in a patrol car
and given his constitutional rights. He was thereafter transported
to the local jail. Within approximately one hour after his arrest,
appellant gave a statement to a Tennessee State Trooper, implicating
himself in the crimes. Appellant then requested by name an attorney
who had represented him before. The attorney came to the jail and
conferred with appellant regarding the case. Appellant was placed in
a lineup, while his attorney was present, and was identified as the
man who perpetrated the robbery and murder. Thereafter, over his
attorney's advice but with his attorney present, and after signing a
waiver of rights, he gave a complete confession to the authorities.
Appellant waived extradition and was returned to Georgia.
Enumerations of Error
1. Darlene Hurt, a witness for the state,
observed the appellant as he got out of his car in the parking lot
of the shopping center prior to the robbery at the florist shop. She
gave a physical description of the person and the car. These were
given to the local law enforcement authorities immediately after the
robbery.
The day after the robbery and murder, but prior
to appellant's capture, Darlene Hurt was taken to Dalton, Georgia
and was hypnotized by a psychiatrist, Dr. Biggers. Law enforcement
authorities requested such a procedure in the hopes of enhancing the
witness's memory and thereby enabling them to apprehend the suspect.
Prior to the completion of the questioning under hypnosis, the
appellant was apprehended. An attempt had been made to hypnotize
Investigator Brown for the same purpose but due to the pain of his
injury, it was unsuccessful.
O his own motion the trial judge issued an order
which under pain of contempt, directed that no evidence of hypnotism
or the use of hypnotic trances was to be mentioned by counsel for
the defendant, counsel for the state, or any person called upon to
testify as a witness; that no evidence obtained by the "State or any
other party" from any witness under the influence of hypnosis was to
be admissible; and that defense counsel could not cross examine any
witness to test his credibility by making any inquiry as to hypnosis.
Appellant objected to the court's order, and in a
pretrial hearing appellant made the following offer of proof: "For
the record, but for the court's ruling prohibiting our cross-examination
of the witness on hypnosis, and introducing any evidence about
hypnosis, we would have called Dr. Biggers, in addition to cross-examining
various of the State's witnesses.
"Dr. Biggers informed me over the phone that he
made an attempt to hypnotize several of the State's witnesses, and
several of them may very well have been hypnotized, even if the
witnesses themselves thought that they were not hypnotized, that
they themselves could know whether they were hypnotized or not, and
he further stated that there was a tremendous potential for abuse
while a person is in a hypnotic trance, particularly when the
questioning is not done by a medical doctor, and even then, the
person is in a state of susceptibility, or suggestion, so that after
the effort to hypnotize a witness, a witness may seriously and
honestly believe that they witnessed events which they did not
witness at all, suggestions which were merely planted there by the
suggestion of hypnosis and in this particular case, several of the
prosecution witnesses, including, but not limited to Deputy Brown,
attempts were made to hypnotize them, and they were questioned by
other law enforcement officers, other than Dr. Biggers."
Appellant enumerates as error the trial court's
issuance of the order. The reliability of hypnosis has not been
established. Therefore, statements made by one under hypnosis are
inadmissible, and by pretrial order the trial judge may prevent the
introduction of such statements. Alderman v. State,
241 Ga. 496 (246 SE2d 642) (1978).
In this case, however, the trial court went further and prevented
the cross examination of witnesses regarding their being subjected
to hypnosis. Such an order is overly broad. Emmett v. State,
232 Ga. 110 (205 SE2d 231) (1974);
Creamer v. State, 232 Ga. 136 (205 SE2d 240)
(1974). At the conclusion of the district attorney's
examination of the state's first witness, Darlene Hurt, the trial
court rescinded its order and allowed cross examination as to
hypnosis for the purpose of testing the witness's credibility or the
credibility of any other witness who had been hypnotized.
At this point defense counsel moved for a
continuance until the next term on the grounds that at the very
least he wanted time to obtain Dr. Biggers and have an opportunity
to seek other experts.
The trial court denied the motion, and appellant
claims error in this regard. Appellant argues that the trial court's
order and the failure to grant a continuance chilled his defense and
prevented adequate preparation of expert testimony and cross
examination. However, the record does not support such a claim.
The grant or refusal of a motion for continuance
is within the sound discretion of the trial court and will not be
set aside on appeal unless manifestly abused. Dutton v. State,
228 Ga. 850 (2) (188 SE2d 794) (1972);
Campbell v. State, 231 Ga. 69 (200 SE2d 690)
(1973).
In response to appellant's motion, the trial
court ordered Dr. Biggers to be brought in as the court's witness
for the purpose of being examined by the appellant. By calling Dr.
Biggers as the court's witness, appellant's rights to closing
argument were preserved. Code Ann. 27-2201.
It is apparent from the offer of proof that
defense counsel had prepared his case with regard to hypnosis and
had interviewed Dr. Biggers by phone prior to the trial. In addition,
defense counsel had been provided in response to a Brady motion a
transcript of the questions and responses of Darlene Hurt while she
was under hypnosis. Darlene Hurt was subjected to an intensive cross
examination regarding her being subjected to hypnosis. See Emmett v.
State, supra. Furthermore, examination of Dr. Biggers by defense
counsel allowed appellant to attempt to enter into evidence each
point which counsel had offered to prove prior to trial and to offer
such proof without losing the valuable right to closing argument.
Appellant must demonstrate error which has harmed him. He has failed
to demonstrate any such harm by either the court's failure to grant
a continuance or the court's issuance of the order and its
rescinding thereof. Robinson v. State, 229 Ga.
14 (189 SE2d 53) (1972); Chenault v. State,
234 Ga. 216 (215 SE2d 223) (1975).
Appellant's first and second enumerations of error are without merit.
2. Appellant's third enumeration of error argues
that a mistrial should have been granted because the district
attorney violated the pretrial order. This enumeration is based upon
the grounds that the state called a witness who had been hypnotized.
While it does not appear which details Darlene Hurt remembered after
her hypnosis, she gave essentially the same statements to law
enforcement officers prior to her being hypnotized. She was
extensively examined by defense counsel as to what parts of her
statements were attributed to hypnosis. See Emmett v. State, supra.
Furthermore, the admission of such testimony is harmless,
considering the overwhelming evidence of defendant's guilt, and the
limiting instructions given in the charge by the trial court.
Johnson v. State, 238 Ga. 59 (230 SE2d 869)
(1976); Hamilton v. State, 239 Ga. 72
(235 SE2d 515) (1977); Hawkins v. State,
146 Ga. App. 312 (246 SE2d 343) (1978).
The record does not support the inference that the state wilfully
brought into evidence any statement made by the witness while under
hypnosis. There was no manifest abuse of discretion in the trial
court's refusal to grant a mistrial. Therefore, appellant's third
enumeration of error is without merit. Patterson v. State,
239 Ga. 409 (238 SE2d 2) (1977);
Fortson v. State, 240 Ga. 5 (239 SE2d 335)
(1977).
3. In Count 1 of the indictment, appellant was
charged with murder while in the commission of a felony, to wit:
armed robbery. Code Ann. 26-1101 (b). The appellant enumerates as
error the failure of the trial court to grant a motion for directed
verdict as to Count 1 on the ground that the armed robbery, the
underlying felony for the purpose of the felony-murder rule, had
terminated as a matter of law at the time the murder was committed.
Further, it is argued that since the underlying felony terminated
prior to the murder, the verdict as to Count 1 is contrary to law
and therefore is void.
A murder may be committed in the commission of a
felony so as to come within Code Ann. 26-1101 (b), although it does
not take place until after the felony itself has been technically
completed, if the homicide is committed within the res gestae of the
felony. Jones v. State, 220 Ga. 899 (142 SE2d
801) (1965). A homicide is within the res gestae of the
underlying felony for the purpose of the felony-murder rule if it is
committed while fleeing the scene of the crime. Jones v. State,
supra. The weight of authority holds that the underlying felony
continues during the escape phase of the felony if there is
continuous pursuit immediately organized, and the felony terminates
at the point the perpetrator has arrived at a place of seeming
security or when the perpetrator is no longer pursued by authorities.
Carter v. United States, 223 F2d 332 (D.C. 1955), cert. den. 350 U.
S. 949 (1956); Campbell v. State, 227 S2d 873 (Fla. 1969), cert.
den. 400 U. S. 801 (1970); Coleman v. United States, 295 F2d 555
(D.C. 1961), cert. den. 309 U. S. 813 (1962).
The mere fact of delay in beginning the pursuit
until an alarm can be sounded and pursuit organized and instituted
does not necessarily segregate the flight and prevent its being part
and parcel of the crime. State v. Habig, 106 Ohio St. 151 (140 NE
195) (1922); State v. Jackson, 71 Mont. 421 (230 P 370) (1924).
The underlying felony can also terminate for the
purpose of the felony-murder rule if the perpetrator is arrested.
People v. Smith, 232 NY 239 (133 NE 574) (1921); State v. Milam, 163
NE2d 416 (1959).
In support of his argument, appellant urges that
the underlying felony, the armed robbery, terminated because the gun
used in the armed robbery had been abandoned prior to the homicide
and that the appellant was technically under arrest prior to the
homicide. This court does not agree.
Deputy Brown met the appellant some five miles
from the crime scene in response to an armed robbery call on his
radio and immediately pursued the appellant. The record does not
support the contention that the appellant abandoned his weapon.
Rather, it shows that when he was arrested the next evening, it was
discovered in the trunk of his car. While it is not clear where the
pistol was at the time Deputy Brown stopped the appellant, it is
clear, however, that when he left the scene of the robbery, he
placed the weapon in the sack which contained the stolen money, and
the sack was in the car when he was stopped. Furthermore, even if it
is assumed that the appellant abandoned his weapon, the taking of
property of another by an offensive weapon had been completed. Code
Ann. 26-1901 (a). Appellant was in the escape phase of the crime,
which is as essential to the execution of armed robbery as the theft
itself because the purpose of armed robbery is to get away with the
contraband. People v. Goree, 30 Mich. App. 490 (186 NW2d 872)
(1971). It makes no difference whether appellant was armed or not
during his escape. He was still escaping with the fruits of his
crime. Carter v. United States, supra. An armed robbery does not by
implication require an armed escape.
It is urged that this court adopt a narrow
definition of arrest in determining at what point an arrest
terminates a felony for the purpose of the felony-murder rule. The
question of at what point a person is under arrest so as to
terminate a felony for the purpose of the felony-murder rule is a
question of first impression in this state. Under our statute a
person is under arrest whenever his liberty to come and go as he
pleases is restrained, no matter how slight such restraint may be.
Code Ann. 27-201; Caito v. State, 130 Ga. App.
831 (204 SE2d 765) (1974). Applying this definition of arrest,
appellant argues that he was under arrest at the point when he
stopped his car in response to the deputy's blue light and placed
his hands upon the car. However, the majority rule, which we adopt,
is that for an arrest to terminate a felony for the purpose of the
felony-murder rule, the perpetrator must be subjected to complete
custody; he must acquiesce and submit to the arrest; and his
surrender must be complete and continuous. People v. Smith, supra;
Commonwealth v. Kelly, 337 Pa. 171 (10 A2d 431) (1940); State v.
Milam, supra; Coleman v. United States, supra; Campbell v. State,
supra; People v. Goree, supra. Such a rule follows the rule of
reason, especially in light of the fact that in this state, whether
or not the underlying felony in a felony-murder prosecution is
terminated, does not depend upon the technical completion of the
felony. Jones v. State, supra.
Generally, whether a felony is terminated is a
question of fact for the jury unless the evidence is so overwhelming
that reasonable men could not differ. Commonwealth v. Kelly, supra;
People v. Jackson, 285 NY2d 5 (231 NE2d 722), cert. den. 391 U. S.
28 (1967).
Under the evidence in this case, the jury was
authorized to find that the arrest had not been completed prior to
the homicide. The trial court properly submitted the issue to the
jury. Furthermore, from the foregoing it follows that under the
facts of this case, the judge did not err in failing to charge
appellant's written request No. 4, to wit: "I charge you that if you
should find that the defendant discarded his weapon, so that he was
no longer armed, then you may consider this as a circumstance in
determining whether or not the offenses of armed robbery terminated
prior to the commission of any other offenses for which the
defendant is charged." Burgess v. State, 218
Ga. 271(127 SE2d 377) (1962).
Appellant's enumerations of error nos. 4, 5, 6, 16 and 17 are
therefore without merit.
4. Appellant's seventh enumeration of error is
addressed to the following charge given by the trial court during
the guilt-innocence phase of the trial: "You see, the homicide must
stem from the commission of the felony in this case which is charged,
that being Armed Robbery, and of course, as I said there's got to be
some logical connection from the evidence, some logical connection
between the offense and the alleged homicide." Appellant argues that
this is an incorrect statement of the law in that it is not in the
language of the statute (Code Ann. 26-1101(b)). However, in
determining the correctness of an isolated excerpt of a charge, the
charge as a whole must be considered. Hawes v. State,
240 Ga. 327 (240 SE2d 833) (1977).
The excerpt complained of occurred in connection with the jury's
request for a recharge on the effect of an arrest in terminating the
underlying felony. Taken in context, the excerpt simply illustrated
that the homicide must ave occurred within the res gestae of the
underlying felony. Jones v. State, supra. Looking to the charge as a
whole, the jury was properly and fairly instructed that to find
appellant guilty of murder, they must find beyond a reasonable doubt
that the homicide occurred during the commission of the armed
robbery. Division 5, infra. When viewed as a whole, the charge does
not furnish any cause for a new trial. Domingo v. State,
212 Ga. 342 (92 SE2d 520) (1956).
5. The eighth enumeration of error contends that
the trial court erred in charging the following: "I instruct you
that malice may be express or it may be implied. It is express when
it is manifested by external circumstances capable of proof. Malice
may also exist even though there be no evidence of express malice,
and this is what is known as malice implied." Appellant argues that
since he was indicted for felony murder, the inclusion of a charge
on malice was reversible error.
Immediately prior to the quoted charge, the court
charged the jury as follows: "As to count 1, ladies and gentlemen,
inasmuch as the defendant is charged with the offense of what we
call, refer to as felony murder, murder in the commission of another
felony, it is necessary that I give you in charge the law of this
State relative to such charge, to such offense. I charge you that a
person commits the crime of murder when in the commission of a
felony he causes the death of another human being irrespective of
malice." Later when the jury requested further instruction, the
court instructed them "not to consider malice in this case at all .
. . I merely gave you an illustration of it in order that you might
understand felony murder." The court fully instructed the jury on
the definition of murder applicable in this case. When viewed as a
whole, the charge did not constitute reversible error. Domingo v.
State, supra; Hilton v. State, 233 Ga. 11
(209 SE2d 606) (1974).
6. In enumerations of error nos. 9, 10 and 11,
appellant argues that he cannot be convicted of the felony upon
which the conviction of felony murder is based. This is correct. It
is settled that the felony is a lesser included offense of felony
murder. Atkins v. Hopper, 234 Ga. 330 (216
SE2d 89) (1975); Stanley v. State, 240
Ga. 341 (241 SE2d 173) (1977); Thomas v. State,
240 Ga. 393 (242 SE2d 1) (1977); Hall
v. State, 241 Ga. 252 (244 SE2d 833) (1977);
Berryhill v. Ricketts, 242 Ga. 447 (249 SE2d
197) (1978).
However, appellant's argument goes further and
urges that under the facts of this case, he could not have been
convicted of all three counts of armed robbery. This is not correct.
The indictment under which appellant was tried was drawn in five
counts. Count 1 charged appellant with murder while in the
commission of a felony that is, armed robbery. Count 3 alleged the
armed robbery of the owner of the florist shop. Counts 4 and 5
alleged the armed robberies of the employees of the florist shop.
The indictment did not specify which armed robbery was the felony
that formed the basis of the felony murder in Count 1. That there
were three separate and distinct crimes of armed robbery is not in
question. All the offenses do not become lesser included offenses of
felony murder under Code Ann. 26-505 and 26-506. Only one felony is
required to trigger the felony murder provision of Code Ann. 26-1101
(b). Of course, the state could allege more than one armed robbery
in the indictment and thereby cause multiple robberies to become
lesser included offenses. Atkins v. State, supra. The remedy is not
a new trial but reversal of the conviction of the underlying felony.
Burke v. State, 234 Ga. 512 (216 SE2d 812)
(1975); Thomas v. State, supra. To determine which felony
formed the basis of the felony murder, one must look to the
indictment or if it is not specified, then the evidence in the case.
See Burke v. State, supra. Generally, the victim of the armed
robbery is the murder victim, and that situation presents no problem.
That is not the case here however. In the instant case, the evidence
shows that the robbery of the florist shop was the principal robbery.
Appellant intended to rob it when he entered. He did not know who
was in the store and was surprised to find more than one person. He
robbed each person he found there with the exception of one person
who did not have any cash. The robbery of the florist shop, through
its owner, began the chain of circumstances that ultimately led to
the death of the victim and was the felony wherein the homicide
occurred. The two other armed robberies were ancillary thereto. We
therefore reverse the conviction for armed robbery alleged in Count
3 of the indictment and vacate the sentence imposed as to that count.
7. In the twelfth and thirteenth enumerations of
error, appellant argues that a lesser included offense cannot be
used as an aggravating circumstance under Code Ann. 27-2534.1. These
enumerations of error are without merit. A lesser included offense
may constitute an aggravating circumstance even though it may not be
punished separately. See Pryor v. State, 238
Ga. 698 (234 SE2d 918) (1977); Stanley v. State, supra.
Appellant's reliance on Presnell v. Georgia, ---- U. S.---- (99 SC
235, 58 LE2d 207) (1978) is misplaced. See Cole v. Arkansas, 333 U.
S. 195 (1948).
8. Appellant's fourteenth and fifteenth
enumerations of error argue that armed robbery is not a capital
felony for the purpose of being an aggravating circumstance under
Code Ann. 27-2534.1(b)(2). These enumerations are clearly without
merit. Bowden v. State, 239 Ga. 821 (238 SE2d
905) (1977); Davis v. State, 241 Ga.
376 (247 SE2d 45) (1978).
10. As part of he aggravating circumstances, the
jury found that "the murder was committed for the purpose of
preventing a lawful arrest . . ." Code Ann. 27-2534.1(b)(10). It
found that the murder was committed against a peace officer while
engaged in the performance of his official duties. Code Ann.
27-2534.1(b)(8). Appellant argues that these statutory aggravating
circumstances are identical under the facts of this case and
therefore fall within the inclusion provisions of Code Ann. 26-505
and 26-506. By their terms, Code Ann. 26-505 and 26-506 do not apply
to aggravating circumstances but to crimes. See Pryor v. State,
supra. There is no merit in appellant's twentieth and twenty-first
enumerations of error.
11. In the twenty-second enumeration of error,
appellant complains that the trial court erred in limiting the
introduction during the sentencing phase of the trial of certain
evidence and circumstances that would mitigate punishment.
Specifically, appellant's counsel called Shelly Jordan as a
character witness and asked the following question:" at has been
your association with Mr. Collier?" The witness answered, "Well, we
were always close friends, and always got along well, and had a lot
of mutual respect for each other." Appellant's counsel then asked,
"[d]o you have respect for him now?" The state objected and the
court sustained the objection. Code Ann. 38-1804; Gravitt v. State,
220 Ga. 781 (141 SE2d 893) (1965).
At the outset it must be emphasized that the
range of evidence allowed to be introduced in mitigation is very
broad. In striking do n Ohio's death penalty statute, the Supreme
Court of the United States said: "[W]e conclude that the eighth and
fourteenth amendments require that the sentencer in all but the
rarest kind of capital case, not be precluded from considering as a
mitigation factor, any aspect of a defendant's character or record
and any of the circumstances of the offense that the defendant
proffers as a basis for a sentence less than death." Lockett v.
Ohio, ---- U. S. ---- (98 SC 2954, 2965, 57 LE2d 973) (1978).
Under the Georgia statute, Code Ann.
27-2534.1(a), all evidence in mitigation is admissible in the
sentencing phase of a person's trial for a capital felony. This
statute has met constitutional approval. Gregg v. Georgia, 428 U. S.
157 (1976). However, the question which must be decided in this case
is whether evidence which is inadmissible under the rules of
evidence is to be admissible in all instances if offered as
mitigation in the sentencing phase of a capital felony trial.
This question was presented to the United States
Supreme Court in Green v. Georgia, ---- U. S. ---- (99 SC 2150, 60
LE2d 738) (1979). In that case, the petitioner Green attempted to
introduce evidence during the sentencing phase of the trial in
mitigation of punishment to prove that he was not present at the
time the victim was shot and that he did not actually participate in
the murder. To this end he sought to introduce the testimony of a
third party to the effect that Green's co-defendant, Moore, confided
in him that he had killed the victim after ordering Green to go on
an errand. The trial court refused to allow the introduction of this
evidence on the ground that it was hearsay.
The United States Supreme Court held that under
the facts of that case, the excluded testimony was highly relevant
to a critical issue in the punishment phase of the trial, and
substantial reasons existed to assume its reliability. The court
said that "in these unique circumstances the hearsay rule must not
be applied mechanistically to defeat the ends of justice." Green v.
Georgia, supra.
In the case at bar, the testimony offered was not
highly relevant. It was a personal opinion whether the witness
himself still respected the appellant. The appellant called a number
of character witnesses, of which this witness was but one, and this
witness was allowed to testify for the purpose for which he was
called. See Gravitt v. State, supra and Cobb v. State, supra. Prior
to the excluded testimony, another witness testified that the
appellant's character was still good. The excluded testimony
therefore was somewhat cumulative in character. Appellant was given
wide latitude during the sentencing phase of the trial, and a review
of the record shows that testimony was admitted which went beyond
that normally allowed to be elicited from character witnesses. The
trial court allowed evidence of the appellant's reputation for hard
work, his reputation as a family man, and a witness's personal
observation of his credit rating. Defense counsel did not make any
offer of proof of any specific acts of good conduct nor did he
attempt to offer evidence of any such acts. In fact, the one
response of the witness now in question was the only evidence
excluded by the trial court during the sentencing phase of
appellant's trial. Under these circumstances, considering the danger
of repetitive or irrelevant testimony inherent in character evidence
and the minimal, if existent, mitigating influence of the excluded
testimony, the trial court did not abuse its discretion in excluding
the evidence.
12. In the twenty-third enumeration of error,
appellant urges that it was error for the trial court to refuse to
charge the following upon written request: "I charge you that in
determining whether or not to impose the death sentence upon this
defendant you are authorized to take into consideration the personal
characteristics of this individual that mitigate against capital
punishment, including, but not limited to, the extent of his co-operation
with the police, his emotional state at the time of the trial, his
age and family circumstances."
This argument is without merit. The trial court
charged that the jury was to "consider all the evidence submitted in
both phases of the trial in arriving at your verdict, including any
and all evidence of mitigating circumstances." It is not required
that specific mitigating circumstances be singled out by the court
in giving its instructions to the jury. Potts v. State,
241 Ga. 67 (243 SE2d 510) (1978);
Spivey v. State, 241 Ga. 477 (246 SE2d 288)
(1978). To influence the jury by use of examples may limit
their discretion to consider other matters in addition to the
examples given. A charge such as the one requested may influence the
jury either to weigh mitigation against aggravation or to limit
their consideration to whether mitigating circumstances exist. Under
our statute the jury may recommend a life sentence even though no
mitigating circumstances are found. All the mitigating circumstances
which the accused has introduced and wishes to be considered may be
argued to the jury, and a nonspecific charge, free of examples,
allows the jury to consider anything it finds proper.
We have thoroughly reviewed the instructions of
the trial court during the sentencing phase of the trial and find
that the charge was not subject to the defects dealt with in Fleming
v. State, 240 Ga. 142 (240 SE2d 37) (1978)
and Hawes v. State, supra.
13. In the twenty-fourth and twenty-fifth
enumerations of error, the appellant attacks the constitutionality
of Code Ann. 26-2534.1(c). He asserts that the portion of the
statute that requires the trial court to give in writing to the jury
the statutory instructions violates due process and equal protection
under the Fifth and Fourteenth Amendments to the United States
Constitution because without a concurrent right to send written
instructions to the jury as to mitigating circumstances, the
aggravating circumstances are prejudicially emphasized. Appellant's
argument is without merit in that the written material furnished to
the jury is purely of a procedural nature and amounts to nothing
more than a written formulation of the jury's potential verdicts.
McCorquodale v. State, 233 Ga. 369 (211 SE2d
577) (1974); Spraggins v. State, 243
Ga. 73 (252 SE2d 620) (1979); Collins v. State,
243 Ga. 291 (253 SE2d 729) (1979).
14. During the guilt-innocence phase of the trial
in cross examining Deputy Brown, the defense counsel asked about
training procedures on the proper method of arresting a subject who
is deemed armed and dangerous. The trial court prohibited this line
of questioning on the grounds that negligence of the officer in
making the arrest is not material to the guilt or innocence of the
defendant. Appellant asserts error, urging that the court's ruling
prevented the introduction of mitigating evidence; however,
appellant did not attempt to introduce any such evidence during the
sentencing phase of the trial. Eberheart v. State,
232 Ga. 247 (206 SE2d 12) (1974);
vacated on other grounds, 433 U. S. 917 (1977). Clearly this line of
questioning was irrelevant, and the trial court did not abuse its
discretion in refusing to allow it during the guilt-innocence phase
of the trial. Therefore, the twenty-sixth enumeration of error is
without merit.
15. The twenty-seventh enumeration of error urges
that the trial court erred, over objection, in excluding seven
prospective jurors in violation of Witherspoon v. Illinois, 391 U.
S. 510 (1968). However, each prospective juror excluded by the trial
court upon voir dire stated that he or she could not impose the
death penalty, regardless of the facts and circumstances that might
emerge in the course of the proceedings. The jurors' responses
satisfied the tests set forth in Witherspoon, supra. Potts v. State,
supra; Davis v. State, 241 Ga. 376 (247 SE2d
45) (1978); Alderman v. State, supra. This enumeration of
error is without merit. Smith v. Hopper, 240
Ga. 93 (239 SE2d 510) (1977); Hawes v. State, supra.
16. Appellant's twenty-eighth enumeration of
error attacks the constitutionality of Ga. L. 1968, pp. 1249, 1276 (Code
Ann. 26-1101(b)) on the ground that the imposition of the death
penalty on proof of a felony murder leads to the "freakish and
wanton" executions condemned in Furman v. Georgia, 408 U. S. 238
(1972). However, the procedural safeguards embodied in Code Ann.
27-2534.1 et seq. apply to felony murders as well as to any other
offense in which the death penalty is authorized. These procedural
safeguards were enacted in order to prevent the abuses alluded to in
Furman, supra, and they have been held to be constitutionally
adequate in that regard. Gregg v. Georgia, supra. It is beyond
constitutional question that the state has authority to enact felony
murder statutes. See Lockett v. Ohio, supra. This enumeration is
without merit.
17. The twenty-ninth enumeration of error
addresses itself to sentence and will be considered in our sentence
review.
18. Appellant argues that the manner of execution
in Georgia is unconstitutional in that death by electrocution is
repugnant to the Eighth Amendment of the United States Constitution.
Appellant's thirtieth and thirty-first enumerations of error are
without merit. In Re Kemmler 136 U. S. 436 (1890); Gregg v. Georgia,
supra; Collins v. State, supra; Jones v. State,
243 Ga. 820 (256 SE2d 907) (1979).
Sentence Review
In our sentence review, we have considered the
aggravating circumstances found by the jury and the evidence
concerning the crime and the defendant. We have reviewed the
sentence as required by Ga. L. 1973, p. 159 et seq. (Code Ann.
27-2537(c)(1-3)), as we have in each case involving a death penalty
under this statute. We find that the evidence factually
substantiates the verdict and overwhelmingly supports a finding of
guilt by a rational trier of fact beyond a reasonable doubt. Jackson
v. Virginia, ---- U.S. ---- (99 SC 2781, 61 LE2d 560) (1979).
Appellant asserts that because all but four of
the veniremen had been exposed to pretrial publicity, the sentence
of death was imposed under the influence of passion or prejudice.
While there was extensive pretrial publicity which terminated nine
days prior to trial, all news accounts were accurate and factual.
There were no undue inflammatory articles or editorials which could
be construed as inciting passion or prejudice against the appellant
regarding his punishment.
A review of the voir dire examination reveals
that the trial court conducted, out of the presence of the other
prospective jurors, the individual voir dire of each prospective
juror who indicated any bias, thereby eliminating the danger that
other jurors might be biased by any statements made during the
individual examination. Furthermore, such a procedure minimized the
danger that a juror might misstate his or her true feelings if asked
in the presence of their peers to state the grounds of their bias.
In addition, any juror who had heard pretrial
news accounts indicated he or she could lay aside any impression or
opinion which he or she may have formed and render an opinion based
upon the evidence. Irvin v. Dowd, 366 U. S. 717 (1960).
The victim was well known and was well liked in
the community. However, this alone does not indicate that the jury
drawn from that community was "death prone." See Coleman v. State,
237 Ga. 84 (226 SE2d 911) (1976).
Although the jury was erroneously allowed to
render a verdict as to the underlying felony of armed robbery
(Division 6, supra), this would not prejudice the jury as to the
sentence for felony murder because the jury necessarily was required
to hear the evidence of the underlying armed robbery and find beyond
a reasonable doubt that the appellant was guilty of that offense in
order to convict for felony murder and in order to find as an
aggravating circumstance that the murder was committed while engaged
in the commission of another capital felony. Simply stated, the jury
had to make the same finding regardless of whether or not they were
authorized to convict for the underlying offense of armed robbery.
Appellant has not demonstrated that the "totality
of the circumstances surrounding the trial prejudiced the jury in
such a manner as to prevent a sentence determination based not upon
the evidence presented but upon passion or prejudice." See Murphy v.
Florida, supra.
We find that the sentence of death was not
imposed under the influence of passion, prejudice or any other
arbitrary factor. The evidence, beyond a reasonable doubt, supports
the jury's finding of the following statutory, aggravating
circumstances in this case: (1) that the offense of murder was
committed while the offender was engaged in the commission of
another capital felony. Code Ann. 27-2534.1(b)(2); (2) that the
offense of murder was committed against a peace officer while
engaged in the performance of his official duties. Code Ann.
27-2534.1(b)(8); and (3) that the murder was committed for the
purpose of preventing a lawful arrest of himself. Code Ann.
27-2534.1(b)(10).
In reviewing the death penalty in this case, we
have considered the cases appealed to this court since January 1,
1970, in which a death or life sentence was imposed, and we find
that the following similar cases listed in the appendix support
affirmance of the death penalty. Appellant's sentence to death is
not excessive or disproportionate to the penalty imposed in similar
cases, considering the crime and the defendant.
Appendix.
William M. Campbell, District Attorney,
Arthur K. Bolton, Attorney General, Nicholas G. Dumich,
Assistant Attorney General, for appellee.
J. Donald Bennett, James A. Secord, Alston,
Miller & Gaines, Jay D. Bennett, for appellant.
ARGUED SEPTEMBER 11, 1979 -- DECIDED OCTOBER 30,
1979.
COLLIER v. FRANCIS.
39670.
(251 Ga. 512)
(307 SE2d 485)
(1983)
GREGORY, Justice.
Habeas corpus. Butts Superior Court. Before Judge Crumbley.
Robert Lewis Collier was convicted of the offense
of murder 1 arising out of the
shooting death of a deputy sheriff attempting to arrest him
following an armed robbery. His sentence of death was affirmed by
this court. Collier v. State, 244 Ga. 553
(261 SE2d 364) (1979), cert. denied 445 U. S. 946 (1980).
Collier sought habeas corpus relief in Federal District Court. His
application was dismissed without prejudice for failure to exhaust
state remedies. This state habeas corpus petition was then filed in
Butts Superior Court. The habeas court denied relief. We granted
Collier's application for a certificate of probable cause to appeal.
We affirm.
1. Collier contends the habeas court erred in
failing to grant habeas relief on the ground the trial court refused
to allow defense counsel to ask prospective jurors questions
regarding bias or prejudice in favor of the death penalty. This
issue is referred to as the reverse of the issue in Witherspoon v.
Illinois, 391 U. S. 510 (88 SC 1770, 20 LE2d 776) (1968). The habeas
court found error had been committed by the trial court but held the
error to be harmless in that it related to a single juror. The
direct Witherspoon issue was raised by defendant on appeal to this
court. Collier, supra at 570. The reverse Witherspoon issue was not
raised on appeal. Examination of the trial transcript reveals that
the defendant undertook to raise this issue before the trial court
with regard to two prospective jurors. One of these prospective
jurors was later excused for cause by the court on an unrelated
ground. In questioning Brown, the other prospective juror, Collier
abandoned pursuit of the issue without eliciting a ruling by the
trial court. Perhaps this accounts for his failure to present this
issue on direct appeal. There must be a contemporaneous objection at
trial in order for this court to review an issue on appeal. Gilreath
v. State, 247 Ga. 814, 824 (4) (279
SE2d 650) (1981). In order to make an issue the basis for
review, counsel must, at the time it arises ". . .
invoke some ruling . . . respecting it . . . . A
party can not during the trial ignore what he thinks to be an
injustice, take his chance on a favorable verdict, and complain
later." Joyner v. State, 208 Ga. 435,
438 (67 SE2d 221) (1951). The trial
transcript shows the following transpired with regard to Collier's
questioning of the prospective juror on the subject of bias in favor
of the death penalty.
"MR. BENNETT: And I assume from your previous
answers that you have not had an occasion to form an opinion in this
case?
"MR. BROWN: No, sir.
"MR. BENNETT: Do you see -- do you feel that you
can fairly and impartially set (sic) in judgment of this defendant?
"MR. BROWN: I feel that I can, yes, sir.
"MR. BENNETT: Do you feel that in every case
where a person has been killed that the person who did the killing
should be punished by death?
"MR. BROWN: Would you --
"MR. BENNETT: (Interposing) Did you understand my
question?
"MR. BROWN: No, sir, I did not.
"MR. BENNETT: It's directed to the old eye for an
eye theory, do you believe that because one person kills another
one, that he of necessity should be put to death?
"MR. BROWN: Not of necessity.
"MR. BENNETT: Do you believe in every case of
murder, if the evidence should show that it is murder, that the
punishment should be death?
"THE COURT: Are you asking him to prejudge the
case on his own qualifications, aren't you asking him really
basically, technical questions of law which would be difficult for a
layman to answer without a proper charge of the Court as to the law
in a particular case, aren't you doing that?
"MR. BENNETT: Well, let me attempt to rephrase
it, Your Honor, I am sorry.
"THE COURT: All right, sir.
"MR. BENNETT: Do you feel that you would be able
to follow the Court's charge, and of course, I am not -- you are to
get the charge from the Court, not what I say here now, but if the
Court should charge you to the effect that in order to find -- in
order to sentence a man to the electric chair, it would be necessary
for you to find a certain aggravating circumstances, would you
follow the Court's instructions in this regard, and unless you found
those aggravating circumstances, impose some lesser sentence, does
that sound --
"THE COURT: (Interposing) That's not the law,
that's not what the Court would charge, Mr. Bennett, you are not
aware of what the Court would charge, you should have a little
better knowledge of what I would charge, but that wouldn't be
inclusive.
"We are concerned now with the guilt or innocence
of the defendant, but now, you are stating portions of what the
Court might charge, but you are not going all the way, the Court
cannot give a charge at this time, because I don't know what the
evidence will disclose, and I don't think that's a proper question,
I don't see how he could answer that, he is not aware of all the
Court would charge on that point, you see.
"MR. BENNETT: Yes, sir.
"THE COURT: I think if you would ask him if he
would follow the charge of the Court, and he would accept the law
from the Court as being the law, and apply it to the case and to the
evidence, and ascertain whether or not he would, or wouldn't.
"MR. BENNETT: Mr. Brown, are you related in any
way to any other juror that has been called today?
"MR. BROWN: No, sir."
With some 383 pages of transcript reporting voir
dire examination, defendant points to no other attempt to raise the
issue of juror bias in favor of the death penalty. The issue having
been abandoned with regard to one prospective juror and the only
other prospective juror questioned in this regard having been
excused, we find no error.
2. During the sentencing phase of the bifurcated
trial defense counsel asked a witness if she presently had respect
for the defendant. An objection was made and sustained. On appeal we
affirmed the ruling of the trial court. Collier, supra at 566 (11).
Collier now contends that an unrecorded ruling by the trial court
placed additional restrictions on his desire to present evidence
during the sentencing phase. The restriction allegedly arose on two
occasions, once during a recess while defense counsel and the trial
judge were walking to dinner, and again upon their return to the
trial judge's chambers where prosecuting counsel was present. The
habeas court considered testimony from counsel and from the trial
judge as to their recollections of what transpired during the
unrecorded conversations. The habeas court found that Collier, "has
failed to carry his burden of proof as to the allegation." The
record of the trial fails to disclose any offer of proof which was
made relating to the restrictions allegedly placed on counsel.
Whether or not any restrictions were actually placed on counsel was
in dispute, and this dispute was resolved against Collier by the
habeas court. The record supports this determination.
3. We have examined Collier's remaining
enumerations of error and find them to be without merit.
Alston & Bird, Jay D. Bennett, J. Donald Bennett,
for appellant. David L. Lomenick, Jr., District Attorney, Michael J.
Bowers, Attorney General, Nicholas G. Dumich, Assistant Attorney
General, for appellee.
Notes
1 Collier was also convicted of
the offenses of armed robbery (three counts) and aggravated assault. One
count of armed robbery was set aside on appeal.