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Dayva
Michael CROSS
Todd Maybrown, Allen Hansen & Maybrown PS, Kathryn
Lund Ross WA State Death Penalty Assistance Center Seattle, WA, for
Appellant. Deborah A. Dwyer, King County Prosecutor Office/Appellate
Unit, Norman Kim Maleng, Donald James Raz, Attorneys at Law, James
Morrissey Whisman, Lee Davis Yates, King County Prosecutor's Office,
Seattle, WA, for Respondent. Beth Marie Andrus, Attorney at Law,
Seattle, WA, for Amicus Curiae on behalf of American Civil Liberties
Union of Washington.
¶ 1 Dayva Cross killed three people, his wife and
two of her three daughters. The King County Prosecuting Attorney's
Office sought the death penalty. After Cross pleaded guilty to three
counts of aggravated first degree murder and one count of kidnapping,
a sentencing jury sentenced him to death. We must determine whether
he has shown reversible error. Finding he has not, we affirm.
FACTS
¶ 2 One March 1999 evening, Cross struck his wife,
Anoutchka, in the face during an argument. The next morning,
Anoutchka's 13-year-old daughter, M.B., woke to the sounds of Cross
brutally and repeatedly stabbing her mother and her elder sister,
18-year-old Solome, to death. Clerk's Papers (CP) at 1217-20;
Report of Proceedings (RP) (Apr. 17, 2000) at 110. Cross then tried
to force his way into the bedroom M.B. shared with her 15-year-old
sister, Amanda. Despite Amanda's efforts to keep the door closed,
Cross forced it off its hinges and killed her in front of M.B.'s eyes.
RP (Apr. 18, 2001) at 20-22. Cross then kept M.B. confined at
knife point for five hours while he drank wine and watched television.
Id. at 60; CP at 1220. M.B. escaped after he fell asleep. RP
(Apr. 18, 2001) at 37.
¶ 3 Cross was arrested without incident that
afternoon. RP (Apr. 16, 2001) at 93-96. After he was arrested,
officers and medics reentered the home, confirmed that the victims had
been killed, and took pictures of the crime scene. CP at 1098.
Officers conducted a more sweeping search after they obtained a search
warrant. RP (Apr. 12, 2001) at 31.
¶ 4 Cross has a long history of mental illness.
RP (Apr. 11, 2001) at 52-53, 55; RP (May 1, 2001) at 47. Before
March 1999, he had one prior criminal conviction for misdemeanor
reckless endangerment. RP (Apr. 11, 2001) at 52. He has attempted
suicide at least two times since the 1999 killings. In attempting to
take his own life, Cross has fractured his skull and cervical column,
has injured his brain and spine, and has rendered himself paraplegic.
Id. at 51, 60-61; RP (Apr. 23, 2001) at 74-92. One jury panel had
to be dismissed after widespread media coverage of one of his suicide
attempts.
¶ 5 Initially, Cross pleaded not guilty by reason
of insanity and informed the court he also intended to present a
diminished capacity defense. CP at 281-82. Some time later, and
against his counsels' advice, he withdrew his not guilty plea and
entered an Alford plea. RP (Sept. 25, 2000) at 49-52; See N.
Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970);
State v. Newton, 87 Wash.2d 363, 552 P.2d 682 (1976). The trial
judge accepted Cross's plea only after a probing inquiry, which
included a competency evaluation at Western State Hospital and review
of extensive argument and evidence. CP at 1212-1647; 2156-62; RP
(Oct. 15, 2000) at 11-39; RP (Oct. 19, 2000) at 2-34; RP (Oct. 23,
2000) at 9-198. In his Alford plea, Cross specifically denied
premeditating the murders. CP at 1651-87. At that time, the
prosecution effectively agreed that he could argue lack of
premeditation to the sentencing jury as a mitigating factor. His
counsel began preparing a mitigation defense based in part on Cross's
mental health history.
¶ 6 Cross made frequent furious outbursts in court,
often swearing at the judge and prosecution. E.g., CP at 2273.
While Cross vacillated somewhat, he became increasingly set against
presenting expert testimony on his mental health. CP at 2151.
Because counsel was adamant this testimony was required, Cross made
multiple motions to fire his attorneys, proceed pro se, or have
different counsel appointed. E.g., RP (Apr. 18, 2001) at 6; CP at
2148. It is clear from the record that his counsel believed Cross's
best chance to avoid a death sentence was his poor mental health.
E.g., RP (Feb. 12, 2001) at 2-10; CP at 2185-87. This conflict
created increasing tension.
¶ 7 After two unsuccessful tries, a sentencing jury
was impaneled. This jury considered testimony from experts, from
Cross's family, and from friends and family of his victims. RP (May
1, 2001) at 3-159; RP (June 22, 2001) at 13; RP (May 14, 2001) at 4.
The jury unanimously found beyond a reasonable doubt that mercy was
not warranted, and Cross was sentenced to death. RP (June 22, 2001)
at 16. This appeal followed.
ANALYSIS
¶ 8 Cross pleaded guilty to the underlying crime.
Most of the issues before the court are limited to the sentencing
phase and will be given heightened scrutiny. State v. Benn, 120
Wash.2d 631, 648, 845 P.2d 289 (1993). We construe procedural rules
liberally in capital cases even when errors are raised for the first
time on appeal. State v. Lord, 117 Wash.2d 829, 849, 822 P.2d 177
(1991).
1. Jury Selection
¶ 9 Cross challenges the exclusion of several
jurors who expressed concerns about the death penalty. We find no
error.
¶ 10 The Sixth Amendment guarantees the right to a
fair and impartial jury. State v. Brett, 126 Wash.2d 136, 157, 892
P.2d 29 (1995). To protect both the defendant's right to a fair
sentencing hearing, and the State's ability to adequately present its
arguments, trial courts first “death qualify” the jury by ascertaining
whether the individual jurors will be able to impartially judge both
the case and the penalty. See Wainwright v. Witt, 469 U.S. 412,
424, 105 S.Ct. 844, 83 L.Ed.2d 841 (1985). We do not exclude a juror
who has scruples about capital punishment unless the views would
“ ‘prevent or substantially impair the performance of his duties as a
juror in accordance with his instructions and his oath.’ ” Wainwright,
469 U.S. at 424, 105 S.Ct. 844(quoting Adams v. Texas, 448 U.S. 38,
100 S.Ct. 2521, 65 L.Ed.2d 581 (1980)); cf. RCW 4.44.170(2)
(allowing challenges for cause “[f]or the existence of a state of mind
on the part of the juror ․ which satisfies the court that the
challenged person cannot try the issue impartially and without
prejudice to the substantial rights of the party challenging”).
Opposition to the death penalty is no bar to serving on a capital
sentencing jury so long as the prospective jurors can “temporarily set
aside their own beliefs in deference to the rule of law.” Lockhart v.
McCree, 476 U.S. 162, 176, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986).
¶ 11 Trial courts bear the heavy responsibility of
ensuring that a jury is “death qualified.” State v. Brown, 132
Wash.2d 529, 593, 940 P.2d 546 (1997). The trial judge's factual
conclusion is reviewed for manifest abuse of discretion. Brown, 132
Wash.2d at 601-02, 940 P.2d 546; see also Wainwright, 469 U.S. at
428, 105 S.Ct. 844 (review is deferential). Whether a juror can
actually set aside personal opposition to the death penalty is
ultimately a factual decision, and we give considerable deference to
the trial judge's determination, especially since the trial judge is
in the best position to assess juror body language, tone, and verbal
responses. Cf. Brown, 132 Wash.2d at 603-04, 940 P.2d 546(finding no
abuse of discretion when trial court excluded a juror with strong
objections to the death penalty who nonetheless said she could follow
the instructions, specifically noting that her body language clearly
indicated otherwise); State v. Rupe, 108 Wash.2d 734, 749, 743 P.2d
210 (1987) (Rupe II). However, the erroneous exclusion of a single
juror who has scruples about the death penalty, but is nonetheless
qualified to serve, results in automatic reversal. Gray v.
Mississippi, 481 U.S. 648, 659, 107 S.Ct. 2045, 95 L.Ed.2d 622 (1987).
¶ 12 We consider each juror challenged separately.
A. Juror 8
¶ 13 Juror 8 initially told the court that “I would
support the death penalty depending on the case and the
circumstances.” RP (Feb. 28, 2001) at 41. After further
reflection, he informed the court he would have difficulty considering
the case objectively because Cross was confined to a wheelchair:
[W]e have to decide whether or not the defendant
should die for the crimes, no matter how heinous they may be. And
given the condition that he's in, I'm not sure that I could make that
decision. It just seems to me to be a little bit wrong, or I don't
feel comfortable making that decision.
RP (Apr. 5, 2001) at 80. Later, he said, “I would
have a hard time [sentencing a paraplegic to death]. I'm not sure I
could be totally unbiased.” Id. at 81. After a brief argument
between prosecution and defense, the trial judge excused the juror for
cause concluding that:
[W]hat he is telling us today is that [his prior
willingness to consider the death penalty] is no longer accurate,
having considered it, thought about it, given his current physical
condition, there is no way that he believes he could make a decision
fairly.
And it is not that he couldn't make a decision, but
he cannot make a decision fairly.
Id. at 83.
¶ 14 This challenge raises a difficult question
because Cross's disability is a potential mitigating factor. See
Skipper v. S. Carolina, 476 U.S. 1, 4-5, 106 S.Ct. 1669, 90 L.Ed.2d 1
(1986); Lockett v. Ohio, 438 U.S. 586, 604, 98 S.Ct. 2954, 57 L.Ed.2d
973 (1978) (holding the constitution requires “that the sentencer, in
all but the rarest kind of capital case, not be precluded from
considering, as a mitigating factor, any aspect of a defendant's
character or record” (emphasis and footnote omitted)). Cross was
entitled to ask the jury to grant him mercy on the grounds of his
physical state. However, the trial judge clearly concluded that
Juror 8's mind was closed. Potential jurors must “be willing to
consider all of the penalties provided by state law, and ․ not be
irrevocably committed, before the trial has begun, to vote against the
penalty of death regardless of the facts and circumstances that might
emerge in the course of the proceedings.” Witherspoon v. Illinois, 391
U.S. 510, 522 n. 21, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968).
¶ 15 The trial judge clearly concluded that Juror 8
was not meaningfully willing or able to consider the death penalty
given the specific evidence in the case. It was not an abuse of
discretion to exclude this juror.
B. Juror 32
¶ 16 Juror 32 expressed reservations about the
death penalty from the beginning, but was not adamantly opposed to it.
E.g., RP (Apr. 4, 2001) at 47 (“sometimes it is necessary.”). She
said she could conceive of herself on a jury that rendered a death
verdict. Id. at 42. She also said she would have to be certain and
beyond “all doubt” that a death sentence was justified before she
could impose it. Id. at 47-40, 57. Given this, it does not appear
that her scruples would disqualify her.
¶ 17 After a review of the record, we conclude she
was properly excluded for a different reason. As the trial judge
explained:
She is not tracking. You guys could lead her down
any path you wanted to, depending on who was talking to her, and she
does not understand what the law is. And I think, frankly, her age
plays into this. I think her ability to concentrate, and attend,
since she couldn't carry through on certain basic concepts from his
questioning to yours. We'll let her go.
Id. at 58-59. After voir dire, the trial judge
concluded that this juror was not able to fully and fairly consider
the evidence in this case. Cross has not shown manifest abuse of
discretion in the exclusion of this juror.
C. Juror 204 1
¶ 18 Juror 204 had clear reservations about the
death penalty. She said:
Generally speaking, I don't really like [the death
penalty]. I didn't vote for it․ That brings up the question, is it a
just law? Because-
Just because I don't like something doesn't mean I
wouldn't abide by it. And quite honestly, through these months of
thinking ․ I can't necessarily say it is an unjust law, but I can say
I don't really like it.
RP (Mar. 21, 2001) at 97. She later expanded that
“[i]f there is any way I could give the person life rather than the
other, I would prefer to do that.” Id. at 113. She affirmed,
though, that she could follow the law and the instructions. Id. at
155-56(“I'm here to serve the court, and so the court will have to
guide me, and you guys know a whole lot more about this matter than I
do.”); Id. at 122(“I would certainly not just stand by what I
believed to be right, but I would be open minded and I would be
willing to listen to the other side, but I will be true to myself.”).
When asked if she could envision herself on a panel that sentenced
someone to death, she said she could. Id. at 121.
¶ 19 While Juror 204 answered many questions
cogently and incisively, she also had difficulty tracking other
questions. E.g., RP (Mar. 21, 2001) at 129. She frequently seemed
to change her mind, question to question. E.g., Id. at 101-02. The
trial court concluded:
We spent 50 minutes on that juror․
I thought we were at a badminton match, because she
constantly went back and forth and back and forth, and ․ if I were
either one of you, I wouldn't want her on this case because there was
no certainty she could follow the court's instructions.
Id. at 131-32. The trial judge excluded this
juror on the grounds she could not follow the court's instructions.
This was not an abuse of discretion.
D. Juror 30
¶ 20 Juror 30 had significant concerns about the
death penalty, though he did say there might be a situation where he
would find it justified.2
E.g., RP (Apr. 4, 2001) at 31-32. But even from the cold record,
the trial court had good reason to find that Juror 30 was not death
qualified. He was willing to accept that his society had the death
penalty, but gave every indication he would never seriously consider
it. Cross has not established that the trial judge abused her
discretion in excluding this juror.
E. Juror 206
¶ 21 Juror 206 was not opposed to the death penalty
in principle. But “it is not something to be taken lightly or used
frivolously.” RP (Mar. 21, 2001) at 168. He questioned its
effectiveness as a deterrent and its expense. Id. He did put
significant limitations on the cases where he would find the death
penalty appropriate, though he specifically (and repeatedly) cited
Hitler as an example of someone who should be put to death. Id. at
168, 174. He informed the court that before he would impose the
death penalty, the State would have to show more than the law
requires. E.g., Id. at 178. The trial judge concluded Juror 206
could not follow the law, despite his assertions to the contrary.
Again, the trial judge observed the juror and made that judgment.
Cross has not shown manifest abuse of discretion. Accord Brown, 132
Wash.2d at 602-03, 940 P.2d 546(affirming exclusion of juror who said,
“I don't think I could. It would have to be so crystal clear. It
would just have to be-[.]”).
¶ 22 We find no manifest abuse of discretion in
excluding any of the challenged jurors.
2. Premeditation Instruction
¶ 23 Cross argues that he was effectively denied
the benefit of his Alford plea because the jury was not specifically
instructed that it could consider whether he actually premeditated
these killings, but instead might have concluded from the fact he
pleaded guilty to the crime that premeditation was a settled issue.
We note that he does not seek to withdraw his guilty plea, but instead
argues that the trial court's failure to give this instruction fatally
taints the procedure. Cross did not request an instruction which
would have put the issue squarely before the jury. This would
normally weigh against review. Nonetheless, since this is a capital
sentencing case, we will consider the substance of this claim. Benn,
120 Wash.2d at 660, 845 P.2d 289; Lord, 117 Wash.2d at 849, 822 P.2d
177.3
¶ 24 Cross had good reason to believe he could
argue lack of premeditation to the sentencing jury. The State
specifically argued in support of Cross's Alford plea, that the plea
was to Cross's advantage in part because it “would enable him to
continue to argue [a lack of premeditation and planning] in the
mitigation or sentencing phase of [ ] trial.” RP (Oct. 16, 2000) at
26-27. Additionally, the State contended that the benefit of being
able to argue “that he should not be put to death because he did not
plan these murders” was “substantial.” CP at 1199. Cross now
claims he was denied the benefits promised by the State as part of the
plea process.
¶ 25 But Cross does not challenge the definition of
premeditation given to the jury, and we note that Cross did argue
extensively that he lacked premeditation.4
We turn now to the specific challenges he does make.
A. Fourteenth Amendment
¶ 26 Cross claims the lack of the premeditation
instruction violated his Fourteenth Amendment rights by functionally
entrapping him into entering a plea by an inducement that was never
satisfied. Without, again, prejudging whether this argument has
merit in the context of a motion to withdraw a plea or an ineffective
assistance of counsel claim, we find no generalized constitutional
error.
¶ 27 The State, under certain circumstances, may
not assure a person that a right exists and then act contrary to that
assurance without violating due process of law. See Raley v. Ohio,
360 U.S. 423, 79 S.Ct. 1257, 3 L.Ed.2d 1344 (1959). In Raley, the
Un-American Activities Commission of the Ohio Legislature summoned
witnesses and assured them they could decline to answer questions that
would tend to incriminate them. However, an Ohio statute immunized
witness testimony, meaning self-incrimination was not possible as a
matter of law. The witnesses declined to answer some questions and
were subsequently convicted of contempt of the state legislature. Id.
at 425, 79 S.Ct. 1257. The United States Supreme Court reversed
their convictions, concluding to do otherwise “would be to sanction an
indefensible sort of entrapment by the State-convicting a citizen for
exercising a privilege which the State had clearly told him was
available to him.” Id. at 426, 79 S.Ct. 1257. Cross argues he
suffered a similar entrapment here. But this takes Raley far from
its holding. The State did not prevent Cross from arguing he lacked
premeditation. The State did not oppose a jury instruction that
would have allowed Cross to put this matter clearly before the jury.5
Any prejudice to Cross was not caused by the State's actions, a
necessary predicate for a Raley error.
B. Eighth Amendment Claim
¶ 28 Reduced to its essence, Cross argues that
without a specific instruction allowing the jury to decide whether
premeditation actually existed, the jury was unable to fully consider
the mitigating evidence relating to premeditation. Cross relies upon
the United States Supreme Court's holdings in Penry v. Lynaugh, 492
U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989) (Penry I) and Penry
v. Johnson, 532 U.S. 782, 121 S.Ct. 1910, 150 L.Ed.2d 9 (2001) (Penry
II).
¶ 29 In Penry I, the defendant challenged his
capital sentence on the grounds the special jury instructions did not
authorize the jury to consider the actual mitigating evidence
presented (that he was abused as a child and suffered from mental
retardation). Instead, the jury was limited to considering (1)
whether the defendant acted deliberately, (2) whether the defendant
was probably dangerous, and (3) whether the defendant acted out of
proportion to the decedent's provocation. Penry I, 492 U.S. at 310,
109 S.Ct. 2934.
¶ 30 Penry argued that he was denied his Eighth
Amendment right to “an individualized assessment of the
appropriateness of the death penalty,” during which “the sentencer
must be allowed to consider mitigating evidence.” Id. at 316-17, 109
S.Ct. 2934. The Supreme Court agreed. It concluded “that the jury
was not provided with a vehicle for expressing its ‘reasoned moral
response’ to [the mitigating] evidence in rendering its sentencing
decision.” Id. at 328, 109 S.Ct. 2934. The court reversed and
remanded for resentencing. Id. at 328, 109 S.Ct. 2934.
¶ 31 On remand, the jury was again instructed to
answer the same three special verdict questions that had been found
constitutionally inadequate, but it was also given the following
supplemental instruction:
“You are instructed that when you deliberate on the
questions posed in the special issues, you are to consider mitigating
circumstances․ A mitigating circumstance may include, but is not
limited to, any aspect of the defendant's character and record or
circumstances of the crime which you believe could make a death
sentence inappropriate in this case․ If you determine, when giving
effect to the mitigating evidence, if any, that a life sentence, as
reflected by a negative finding to the issue under consideration,
rather than a death sentence, is an appropriate response to the
personal culpability of the defendant, a negative finding should be
given to one of the special issues.”
Penry II, 532 U.S. at 789-90, 121 S.Ct. 1910
(emphasis added). The trial judge instructed the jury to lie on the
special verdict form if it found sufficient grounds for mercy. For
whatever reason, the jury answered “yes” to each of the special
issues, and Penry was again sentenced to death.
¶ 32 Again Penry challenged the constitutional
adequacy of the jury instructions. And again, the Supreme Court
reversed his sentence because the jury was not provided a “ ‘vehicle
for expressing its ‘reasoned moral response’ to that evidence in
rendering its sentencing decision.' ” Penry II, 532 U.S. at 797, 121
S.Ct. 1910 (quoting Penry I, 492 U.S. at 328, 109 S.Ct. 2934). The
court specifically found the nullification instruction
constitutionally inadequate because “it made the jury charge as a
whole internally contradictory, and placed law-abiding jurors in an
impossible situation.” Penry II, 532 U.S. at 799, 121 S.Ct. 1910.
It also explained that:
Penry I did not hold that the mere mention of
“mitigating circumstances” to a capital sentencing jury satisfies the
Eighth Amendment. Nor does it stand for the proposition that it is
constitutionally sufficient to inform the jury that it may “consider”
mitigating circumstances in deciding the appropriate sentence.
Rather, the key under Penry I is that the jury be able to “consider
and give effect to [a defendant's mitigating] evidence in imposing
sentence.”
Penry II, 532 U.S. at 797, 121 S.Ct. 1910 (quoting
Penry I, 492 U.S. at 319, 109 S.Ct. 2934) (alteration in original).
The question is, then, whether we must reverse under the Penry
standards, which require a meaningful avenue for the jury to consider
mitigating evidence.
¶ 33 The State correctly notes that Cross could,
and did, argue to the jury that he lacked premeditation and that he
asked the jury to consider his state of mind. RP (Apr. 11, 2001) at
45. However, it does not necessarily follow that the jury was given
an adequate vehicle for considering his mitigating evidence. In both
Penry I and Penry II, the defendant was allowed to introduce evidence
of his mental retardation and history of being abused. Yet, because
of the limiting scope of the Texas special verdict questions, the
juries could consider the mitigating evidence but not give effect to
it, unless they were willing to falsify the verdict form.
¶ 34 Unlike the special verdict questions in the
Penry cases, the instructions given to Cross's sentencing jury did not
expressly or even impliedly limit the scope of the jury's inquiry.
Instead, capital sentencing juries in Washington are instructed
broadly that a mitigating circumstance is any fact “which in fairness
or in mercy may be considered as extenuating or reducing the degree of
moral culpability or which justifies a sentence less than death.” CP
at 1989 (Jury Instruction 8); see also 11 Washington Pattern Jury
Instructions: Criminal 31.07, at 357 (2d ed.1994) (same); RCW
10.95.060(4) (requiring juries to find “beyond a reasonable doubt that
there are not sufficient mitigating circumstances to merit leniency”
before returning a death penalty verdict). Nor was the jury here
instructed to ignore the law if it found mercy warranted.6
Instead, it was explicitly instructed to consider all mitigating
factors.
¶ 35 Under the instructions given, the jury had a
vehicle for expressing its reasoned moral response. Given this, we
cannot say that the absence of an unrequested instruction violated
Cross's Eighth Amendment rights.
3. Representation
¶ 36 Cross argues that he was effectively denied
his right to counsel, largely on the grounds that he and his counsel
disagreed about whether, and to what extent, his mental health should
be an issue at sentencing. E.g., RP (Sept. 7, 2000) at 1-6. We
review this question de novo, though we accord appropriate deference
to the trial court's determination of the underlying facts. Cf.
State v. Ramos, 83 Wash.App. 622, 628-29, 922 P.2d 193 (1996) (quoting
RPC 1.9(a)). We hold that this conflict did not amount to a
violation of Cross's right to counsel.
¶ 37 Prior to trial, Cross became increasingly
opposed to the use of expert testimony regarding his mental health.
E.g., CP at 2151. Even before Cross decided to plead guilty, he and
his attorneys clashed over this strategy question. E.g., RP (Sept.
18, 2000) at 119. The trial judge was well aware of the conflict,
and she considered whether to appoint new counsel several times.
See, e.g., RP (Jan. 26, 2001) at 159-60, 184-87, 188; RP (Feb. 1,
2001) at 662; CP at 1899-94; CP at 2163(reviewing additional history
of Cross's motions). After extensive briefing and argument, the
trial judge ruled that whether mental health expert testimony would
be used was a question of strategy for counsel. RP (Feb. 12, 2001)
at 6-7.
¶ 38 Cross objected to the decision to present
evidence of his poor mental health to the jury then, and he objects
now. However, as Judge Joan E. DuBuque properly ruled, this is a
strategy decision in the hands of defense counsel, not the client.
State v. Piche, 71 Wash.2d 583, 590, 430 P.2d 522 (1967) (“[T]he
choice of trial tactics, the action to be taken or avoided, and the
methodology to be employed must rest in the attorney's judgment.”);
see generally 3 Wayne R. Lafave et al., Criminal Procedure sec. 11.6,
Counsel's Control Over Defense Strategy (2d ed.2004) (collecting
cases); accord United States v. Kaczynski, 239 F.3d 1108, 1118 (9th
Cir.2001).
¶ 39 While the details of strategy are generally
for counsel to decide, not the client, defendants do have considerable
control of their defenses. The Sixth Amendment ensures defendants'
right to knowingly and voluntarily decline the assistance of counsel.
See Faretta v. California, 422 U.S. 806, 807, 95 S.Ct. 2525, 45
L.Ed.2d 562 (1975). This right has substantive implications for the
attorney/client relationship. When the “relationship between lawyer
and client completely collapses, the refusal to substitute new counsel
violates the defendant's Sixth Amendment right to effective assistance
of counsel,” even if no actual prejudice is shown. In re Pers.
Restraint of Stenson, 142 Wash.2d 710, 722, 16 P.3d 1 (2001).
However, there is a difference between a complete collapse and mere
lack of accord. Cf. Morris v. Slappy, 461 U.S. 1, 13-14, 103 S.Ct.
1610, 75 L.Ed.2d 610 (1983) (constitution does not require a
“meaningful relationship” between attorney and client).
¶ 40 A defendant may not discharge appointed
counsel unless the motion is timely and upon proper grounds.
Restraint of Stenson, 142 Wash.2d at 732-34, 16 P.3d 1. Generally,
the client decides the goals of litigation and whether to exercise
some specific constitutional rights, and the attorney determines the
means. Cf. RPC 1.2(a)(“A lawyer shall abide by a client's decisions
concerning the objectives of representation ․ [and] shall abide by the
client's decision, after consultation with the lawyer, as to a plea to
be entered, whether to waive jury trial and whether the client will
testify.”); see also Martin Sabelli & Stacey Leyton, Train Wrecks
and Freeway Crashes: An Argument for Fairness and Against Self
Representation in the Criminal Justice System, 91 J.Crim. L. &
Criminology 161, 166 (2000) (strongly advocating “presentation of all
evidence of mental disability relevant to determining criminal intent
even if the client opposes this presentation.”).
¶ 41 Cross frames this issue in three separate
ways: that independent counsel should have been appointed to
investigate the conflict, that there was an irreconcilable conflict
between him and his attorneys, or that he should have been allowed to
proceed pro se or with new counsel. When reviewing a trial court's
refusal to appoint new counsel, we consider “(1) the extent of the
conflict, (2) the adequacy of the [trial court's] inquiry, and (3) the
timeliness of the motion.” Restraint of Stenson, 142 Wash.2d at 724,
16 P.3d 1 (citing United States v. Moore, 159 F.3d 1154, 1158-59 (9th
Cir.1998)). Requests to proceed pro se must be timely and stated
unequivocally. State v. Stenson, 132 Wash.2d 668, 737, 940 P.2d 1239
(1997). Cross does not argue that a different test should be applied
for the appointment of independent counsel or for conflict of
interest, and we assume without deciding that the same analysis is
appropriate. We generally review trial court decisions relating to
attorney/client differences for abuse of discretion. See Stenson,
132 Wash.2d at 733, 940 P.2d 1239(citing State v. DeWeese, 117 Wash.2d
369, 375-76, 816 P.2d 1 (1991)).
A. Extent of the Conflict
¶ 42 First, a conflict over strategy is not the
same thing as a conflict of interest. Restraint of Stenson, 142
Wash.2d at 722, 16 P.3d 1. In Stenson, counsel made the strategic
decision, after the jury had convicted his client of murder, to
concede his client's guilt while arguing to that same jury that his
client deserved mercy. Stenson, however, wished to continue to
assert his innocence through the sentencing phase of his capital
trial. We held that this was a strategy decision in the hands of
counsel and no right of Stensen had been compromised. Id. at 732, 16
P.3d 1.
¶ 43 Here, similarly, the conflict was only about
trial strategy. Counsel clearly believed that given the overwhelming
evidence that Cross had killed his family, the best or only defense
available was to plead (in the guilt phase) that Cross was not guilty
by reason of insanity, or lacked the ability to premeditate, or
suffered from diminished capacity. Counsel also clearly believed
that the best or only chance to persuade the jury to show mercy was on
the basis of Cross's poor mental health. Cross did not want to move
forward on this strategy, but, as trial judge noted, Cross frequently
changed his mind. CP at 2149. The trial court conducted an
extensive in camera hearing during a break from voir dire to determine
whether the very real dispute between Cross and his counsel justified
intervention. RP (Jan. 31, 2001) at 537-59; cf. Restraint of
Stenson, 142 Wash.2d at 730-37, 16 P.3d 1 (during similar hearing
during voir dire, judge observed that aside from the conflict over
strategy, defendant worked well with counsel).
¶ 44 While not determinative, the relationship
between attorney and client does bear on whether representation has
been irrevocably poisoned. Cf. Restraint of Stenson, 142 Wash.2d at
728-29, 16 P.3d 1. Judge DuBuque, who had been involved in the case
for 18 months and had ample opportunity to observe the relationship
between counsel and Cross develop, noted that “every time you have
been in court, I have observed a very good, positive attorney/client
relationship.” RP (Jan. 31, 2001) at 538-39; see also RP (Apr. 18,
2001) at 7-8 (judge noted for the record that “there has been ․
nothing but cordial calm conversation between counsel and their
client.”). Counsel concurred that their relationship with Cross was
generally good. RP (Jan. 31, 2001) at 538; RP (Apr. 18, 2001) at 8.
Cross acknowledged that he was able to communicate with his counsel,
that “[t]hey are pretty easy going,” and that he could work with
them. RP (Jan. 31, 2001) at 540, 547. But he explained that he
did not want the expert testimony on his mental health because:
I have never cared for the psychiatrists․ There is
too much stuff pulled over them. I felt there was too much crap to
believe the psychiatrists.
․
I will live with this trial for the rest of my
life. And I don't want a lie or communications like this that
everyone wants to mount a defense, and it's a bunch of bull shit.
From the beginning, all I wanted to do is plead guilty and get it over
with.
․
I think everybody suffers from depression at some
time and that's no excuse for crime.
¶ 45 This is not the type of conflict with counsel
that raises Sixth Amendment concerns. Cf. Mickens v. Taylor, 535
U.S. 162, 172 n. 5, 122 S.Ct. 1237, 152 L.Ed.2d 291 (2002) (actual
conflict of interest could include attorney representation of a
witness); Frazer v. United States, 18 F.3d 778, 785 (9th Cir.1994)
(conflict existed when attorney verbally assaulted client with
racially derogatory term); Brown v. Craven, 424 F.2d 1166, 1169-70
(9th Cir.1970) (perfunctory work can rise to cognizable conflict);
accord Restraint of Stenson, 142 Wash.2d at 729, 16 P.3d 1 (fact that
attorney and client disagreed over trial strategy not sufficient to
find a cognizable conflict even after counsel testified that he “can't
stand the sight of” his client). Instead, this is the type of
conflict that courts generally leave to the attorney and client to
work out, absent actual ineffective assistance of counsel. Cf.
Kaczynski, 239 F.3d at 1118 (refusing to find plea involuntary even if
it were motivated by defendant's desire not to have mental health
evidence submitted to the jury).
¶ 46 Cross has not demonstrated a legally
cognizable conflict giving rise to error.
B. Adequacy of the Trial Court's Inquiry
¶ 47 An adequate inquiry must include a full airing
of the concerns (which may be done in camera) and a meaningful inquiry
by the trial court. Restraint of Stenson, 142 Wash.2d at 731, 16 P.3d
1. After careful review, we conclude Judge DuBuque's repeated
inquiry was meaningful and full. RP (Jan. 31, 2001) at 537-59; RP
(Feb. 12, 2001) at 2-10; RP (Feb. 27, 2001) at 19-33; CP at 2185-87.
In one of these proceedings, the judge noted:
Mr. Cross himself has never expressed in any
fashion whatsoever any dissatisfaction or the desire to have
independent legal counsel, and you have given to the Court very cogent
and compelling reasons as to why I should not take that step, which is
the relationship of the long-term duration, as I indicated, every time
you have been in the courtroom ․ there has been high quality
representation, extremely high quality advocacy, and a good
relationship before․
I do not want to jeopardize what I see as a good
working relationship when there is no expressed desire or need for the
Court to do so.
RP (Jan. 31, 2001) at 548. The trial court was
fully apprised of the conflict and again specially requested (and
received) briefing on whether Cross or his counsel had the power to
decide the mitigation strategy. Id. at 549; CP at 1899-1904. The
judge made a careful review of the dispute and ruled that the
strategic conflict between counsel and Cross was not the sort of
conflict that required intervention. Cross has not shown any
inadequacy in the inquiry.8
C. Request to Proceed Pro Se
¶ 48 A request to proceed pro se must be timely and
unequivocal. Stenson, 142 Wash.2d at 737, 16 P.3d 1. Cross's
formal motion to proceed pro se was made on April 24, 2001, four
months into the trial, three days after the State had rested its case
and after the defense had itself presented several witnesses. CP at
2149-50. Cross refused to assure the judge that he would refrain
from outbursts in court. CP at 2152. The court found that granting
the motion would cause a considerable delay and that delay was Cross's
purpose. CP at 2153(citing State v. Fritz, 21 Wash.App. 354, 585
P.2d 173 (1978)). Either finding was an adequate basis for denying a
motion to proceed pro se. Fritz, 21 Wash.App. at 363-65, 585 P.2d
173. Cross has not shown the trial court abused her discretion.
¶ 49 Again, strategy decisions are for the
attorney. In this case, the very real conflict between counsel and
client was about strategy. Until and unless the disagreement about
strategy actually compromises the attorney's ability to provide
adequate representation, strategy differences do not violate any
constitutional rights held by defendants. We affirm.
4. Guilty Plea
¶ 50 Cross's counsel argues that Cross should not
have been allowed to waive his right to plead not guilty by reason of
insanity, or, to state the same challenge a different way, that
Cross's plea was not knowing, voluntary, and intelligent because it
was predicated in part on Cross's incorrect belief that he could stop
presentation of mental health evidence by pleading guilty. We
disagree.
¶ 51 The gravamen of Cross's challenge was
considered above. We briefly touch on the issue in this context.
While counsel wields enormous power within the scope of representation
of a client, the goals of litigation remain in the client's hands.
Competent defendants have “the absolute right to plead guilty,” as
long as the plea is knowing, intelligent, and voluntary. State v.
Jones, 99 Wash.2d 735, 741, 743, 664 P.2d 1216 (1983); see also
Faretta, 422 U.S. at 835, 95 S.Ct. 2525. Cross does not challenge
Judge DuBuque's decision that he was competent, and he does not seek
to withdraw his plea. Instead, he essentially asks this court to
substitute its judgment for the trial judge's, withdraw Cross's plea
for him, and impose a not guilty by reason of insanity plea upon him.
We decline to do so.
¶ 52 Before Judge DuBuque accepted Cross's guilty
plea, she was required to, and did, conduct a detailed inquiry and
assured herself that Cross was fully informed of the alternatives
available to him, that he understood the consequences, and that he
freely choose to waive his insanity defense. See Jones, 99 Wash.2d
at 745, 664 P.2d 1216 (quoting Frendak v. United States, 408 A.2d 364,
380 (D.C.Cir.1979)); see also RCW 10.77.060(1)(a) (authorizing trial
court to sua sponte order a competency hearing). “A defendant is
competent to stand trial if he is able to appreciate the nature of the
proceedings and to assist with his defense,” and, again, competent
defendants can disagree with their counsel. Benn, 120 Wash.2d at 662,
845 P.2d 289; Lord, 117 Wash.2d at 901, 822 P.2d 177. Cross was
explicitly found to be competent, and his decision to withdraw his
plea appears to have been intelligent and voluntary. RP (Sept. 19,
2000) at 33-35; CP at 2146, 2156-62.
¶ 53 This was Cross's decision to make. He was
informed time and time again of the risks and made his own assessment.
Before rendering her decision, Judge DuBuque had an extensive
conversation with Cross to assure herself he was fully aware of the
gravity of the decision. RP (Sept. 19, 2000) at 1-33; CP at
2144-47. Cross has not shown error.
5. Control of Mitigation Evidence
¶ 54 Similarly, Cross argues that his
constitutional rights were violated when the trial judge allowed
expert testimony relating to his mental health to be presented to the
jury over his clear and repeated objections. We disagree. Again,
counsel has broad authority to determine strategy, even over the
client's objections.
¶ 55 Substantially similar arguments were recently
considered by the Ninth Circuit in Kaczynski, 239 F.3d 1108.
Kaczynski argued that his guilty plea was involuntary on the grounds
that it was the result of his counsel's insistence on presenting
evidence of Kaczynski's poor mental health, and the trial judge's
refusal to allow him to proceed pro se or with alternate counsel.
Kaczynski, 239 F.3d at 1110. The Ninth Circuit rejected Kaczynski's
arguments. Emphasizing that the decision of what evidence to present
was a strategy decision vested in the hands of the attorney.
Kaczynski, 239 F.3d at 1118.
¶ 56 Again, the client controls the goals of
litigation. See RPC 1.2. A competent defendant may forbid counsel
to put on a mitigation case if his goal is to have the death penalty
imposed. E.g., State v. Woods, 143 Wash.2d 561, 23 P.3d 1046 (2001);
State v. Sagastegui, 135 Wash.2d 67, 954 P.2d 1311 (1998). However,
Cross apparently did not wish to be put to death. Once he has
decided the goal, the strategy is largely in the hands of his
attorneys.
¶ 57 Cross also argues that his attorney/client and
doctor/patient privileges were violated when his counsel called mental
health experts who had interviewed him on the stand to testify. He
analogizes this to the prosecution calling defense counsel to the
stand to testify about confidential communications. Cf. State v.
Sullivan, 60 Wash.2d 214, 217-18, 373 P.2d 474 (1962) (reversing
conviction after prosecution was allowed to examine defense counsel).
Generally, communications made to a doctor or psychologist are
confidential. RCW 5.60.060; RCW 18.83.110; Sullivan, 60 Wash.2d at
223, 373 P.2d 474. However, only communications originally made in
confidence are so privileged. State v. King, 130 Wash.2d 517, 532,
925 P.2d 606 (1996). Examinations that are not done for the purpose
of providing treatment but instead solely for forensic purposes are
“not within the statutory testimonial prohibitions of the
doctor-patient privilege.” Sullivan, 60 Wash.2d at 223, 373 P.2d 474
(citing State v. Winnett, 48 Wash. 93, 92 P. 904 (1907)). While a
trial court may (and should) properly redact or exclude incriminating
statements, such experts may testify about the mental health of the
defendant when it is put into controversy by the defense. See, e.g.,
State v. Brewton, 49 Wash.App. 589, 591-92, 744 P.2d 646 (1987) (trial
court properly gave the State access to mental health records when
the defendant raised diminished capacity defense).
¶ 58 We note that Cross relies on cases where the
State has attempted to question defense experts outside of the trial
context. In this case, the defense experts were put on by the
defense. Cf. State v. Nuss, 52 Wash.App. 735, 742, 763 P.2d 1249
(1988). We have found no court that held that a client's privileges
were violated by his own counsel putting on such evidence.
¶ 59 Traditionally, the presentation of mental
health testimony largely waives the right to keep mental health
information privileged. See generally State v. Pawlyk, 115 Wash.2d
457, 800 P.2d 338 (1990). Whether to present this evidence is vested
in the hands of defense counsel. While there is considerable
academic support (and opposition) to allowing the client to veto the
presentation of this evidence, courts have uniformly held that this is
counsel's decision, absent ineffective assistance of counsel. See
generally LaFave et al., supra. Holding that the client could
prevent the presentation of this evidence in the penalty stage would
be a significant change in the law. Cross has not shown that change
is warranted.
¶ 60 Additionally, Cross argues that Superior Court
Special Proceeding Rule (SPRC) 5 authorizes him to control whether
mental health evidence may be submitted in the penalty phase. This
rule provides that:
Within 24 hours after a jury returns a verdict
finding a defendant guilty of aggravated murder in the first degree,
the court will require the defendant to elect whether he or she may
present expert testimony at the special sentencing proceeding
concerning his or her mental condition.
SPRC 5(g). Cross contends that this rule vests the
decision in the hands of the defendant personally, rather than in the
hands of the defense team. However, he submits no evidence that SPRC
5 was intended to change the general rule that counsel decides whether
to submit mental health evidence, not the client, nor whether this
rule could have made such a sweeping change to the law as formulated.
¶ 61 We hold that the trial court did not err in
allowing expert testimony to be submitted as mitigating evidence over
Cross's pro se objections.9
6. Unanimity
¶ 62 Cross challenges several jury instructions on
the grounds that they improperly pressured the jury to return a
unanimous verdict. Though Cross did not challenge these instructions
below, we will nonetheless consider his claims. See Lord, 117
Wash.2d at 849, 822 P.2d 177. Claimed instructional errors are
reviewed de novo and read in context. Brown, 132 Wash.2d at 605, 940
P.2d 546. We conclude that Cross has not established error.
¶ 63 The jury was instructed that:
As jurors, you have a duty to discuss the case with
one another and to deliberate in an effort to reach a just verdict.
Each of you must decide the case for yourself, but only after you
consider the evidence impartially with your fellow jurors. During
your deliberations, you should not hesitate to re-examine your own
views and change your opinion if you become convinced that it is
wrong. However, you should not change your honest belief as to the
weight or effect of the evidence solely because of the opinions of
your fellow jurors, or for the mere purpose of returning a verdict.
CP at 1990 (Instruction 9) (emphasis added). The
verdict form itself continued:
Having in mind the crimes of which the defendant
has been found guilty, are you convinced beyond a reasonable doubt
that there are not sufficient mitigating circumstances to merit
leniency?
ANSWER:
[ ] “YES” (In which case the defendant shall be
sentenced to death)
[ ] “NO” (In which case the defendant shall be
sentenced to life imprisonment without the possibility of release or
parole)
[ ] “NO UNANIMOUS AGREEMENT” (In which case the
defendant shall be sentenced to life imprisonment without the
possibility of release or parole)
CP at 2011. Both are identical to the pattern
jury instructions. 11 Washington Pattern Jury Instructions: Criminal
31.06, at 355, 362 (2d ed.1994).
¶ 64 Cross argues that this wording essentially
instructed the jury that a nonunanimous decision is not a verdict.
He also specifically challenges the verdict form for not combining
“no” and “no unanimous agreement.” We have substantially rejected
this argument already in In re Personal Restraint of Benn, 134 Wash.2d
868, 931-32, 952 P.2d 116 (1998) (evaluating similar instruction,
noting that “nothing in the court's instructions said or implied that
the defendant could avoid the death penalty only if the jury
unanimously answered ‘no.’ ”); accord Rupe II, 108 Wash.2d at 763,
743 P.2d 210 (affirming similar jury instruction against similar
challenge).
¶ 65 This language suggests that unanimity is a
goal to be strived toward, not a requirement for a verdict. We want
juries to deliberate, not merely vote their initial impulses and move
on. Given that the verdict form specifically allowed the jury to
select “not unanimous,” any theoretical flaw would not have misled the
jury into believing that rendering a unanimous verdict was their duty.
Further, the trial judge clearly and repeatedly instructed the jury
that a unanimous verdict was required to sentence the defendant to
death, and a nonunanimous verdict would result in a life sentence.
E.g., RP (Feb. 28, 2001) at 4-5; RP (Apr. 4, 2001) at 5. Cross has
not demonstrated error.
7. Common scheme or plan
¶ 66 Cross argues the trial judge erred when she
declined to give an instruction defining common scheme or plan. We
find no error.
¶ 67 Claimed errors in jury instructions are
generally reviewed de novo. Brown, 132 Wash.2d at 605, 940 P.2d 546.
However, it is within the sound discretion of the trial court to
determine the appropriateness of granting a request to define words of
common understanding. Id. at 612, 940 P.2d 546. Trial courts must
define technical words and expressions but not those that are
self-explanatory or within ordinary understanding. Id.
¶ 68 Cross submitted an instruction that would have
defined “common scheme or plan.” That jury instruction was
substantially similar to one we approved in State v. Kincaid, 103
Wash.2d 304, 692 P.2d 823 (1985). In Kincaid, the defendant killed
his wife and her sister with a shotgun and attempted to kill himself.
The trial judge instructed the jury in part that:
“The term “common scheme or plan” means that there
was a connection or nexus between the murders and the victims thereof.
A scheme or plan is a design, method of action, or system formed to
accomplish a purpose.”
Id. at 314, 692 P.2d 823 (quoting jury
instruction).10
While we recognized that the language was awkward, we concluded that
the instruction was not erroneous.
¶ 69 However, upholding an instruction given is
different from requiring an instruction be given. We have held
repeatedly that “common scheme or plan” are words of common
understanding requiring no definition. Brown, 132 Wash.2d at 612, 940
P.2d 546; Benn, 120 Wash.2d at 674, 845 P.2d 289; State v. Jeffries,
105 Wash.2d 398, 420, 717 P.2d 722 (1986); State v. Guloy, 104
Wash.2d 412, 417, 705 P.2d 1182 (1985); accord State v. Pirtle, 127
Wash.2d 628, 661-62, 904 P.2d 245 (1995) (holding “common scheme or
plan” is not unconstitutionally vague).
¶ 70 While the trial court could have given the
definition, we find no abuse of discretion in declining to do so.
8. Suppression of Photographic Evidence
¶ 71 Cross challenges the admission of crime scene
photos on the grounds they were taken before a warrant was received.
We affirm.
¶ 72 Five minutes after Cross was arrested, and
before obtaining a warrant, the police reentered the house accompanied
by medics. CP at 332, 424; RP (Apr. 17, 2000) at 65. The officers
confirmed that the victims were dead and took photographs of the crime
scene. CP at 331-32. A telephonic warrant was approved about three
hours later. Id. It was not based on any information collected during
the second entry into the house. CP at 1099. Cross argues that the
police exceeded their authority in this second entry, going beyond
what is necessary under the “medical emergency” exception to the
warrant requirement. The trial court ruled the evidence admissible,
and this court reviews for abuse of discretion. CP at 1103; Stenson,
132 Wash.2d at 701, 940 P.2d 1239.
¶ 73 First, generally, a defendant who pleads
guilty waives appeal “to errors committed prior to arraignment,
including an illegal search or seizure.” 13 Royce A. Ferguson, Jr.,
Washington Practice: Criminal Practice and Procedure § 3718, at 101
(2004). However, if the error amounts to a violation of due process,
it “may constitute a ground for appeal, where, for example, the
defendant claims his guilty plea was involuntary ․ [or] from the
court's refusal to withdraw a plea of guilty.” Id. at 102. Cross
does not argue either. Nonetheless, we will consider his claim.
¶ 74 Generally, photographs taken by police of a
crime scene will be admissible so long as the entry was lawful. State
v. Wright, 61 Wash.App. 819, 824, 810 P.2d 935 (1991); cf.
Pennsylvania v. Ehrsam, 355 Pa.Super. 40, 52, 512 A.2d 1199 (1986).
Under the medical emergency exception to the Fourth Amendment, police
may make a warrantless entry into a home as long as the entry is
motivated, both subjectively and objectively, by the officer's belief
that there is a “need to render aid or assistance.” State v. Loewen,
97 Wash.2d 562, 568, 647 P.2d 489 (1982) (citing State v. Prober, 98
Wis.2d 345, 365, 297 N.W.2d 1 (1980), overruled on other grounds by
Wisconsin v. Weide, 155 Wis.2d 537, 455 N.W.2d 899 (1990)).
¶ 75 Cross argues that the exception does not apply
because, based on his stepdaughter's statements to the 911 operator,
the officers knew that the victims were dead, and therefore, beyond
aid or assistance. But under the circumstances, the police and
rescue workers reasonably decided not to rely on the report of a
distraught 13-year-old and confirmed that the victims were beyond
their aid. CP at 1101; see also RP (Apr. 17, 2000) at 65-66, 75,
93-94. We find no abuse of discretion in admitting the pictures.
9. Custodial Interrogation
¶ 76 Cross challenges the admission of several
statements he made after he received the Miranda 11
warning, on the grounds he had indicated he wanted questioning to
cease. We find no error.
¶ 77 If the accused “indicates in any manner, at
any time prior to or during questioning, that he wishes to remain
silent, the interrogation must cease.” Miranda, 384 U.S. at 473-74,
86 S.Ct. 1602. Cross made many statements to police that were
admitted into evidence, most notably an extended interview with
Detective Doyon the day of the killings. RP (Apr. 17, 2000) at 16;
CP at 1217. Before Cross entered his guilty plea, the trial judge
ruled all of his statements admissible. CP at 1353, 1360. Several
of the statements he made during this interview were used in the
sentencing phase. E.g., RP (May 8, 2001) at 31, 48. On appeal, his
appellate counsel challenges admission. We review the decision to
admit the statements for abuse of discretion. Stenson, 132 Wash.2d
at 701, 940 P.2d 1239.12
¶ 78 We will recount only a few of the statements,
which are representative. After Cross was taken to the police
station, he was read his Miranda rights by Detective Doyon. CP at
1218. The following exchange was captured on tape:
Det: DAVID, you have the right to remain silent.
Do you understand that? ․ I have to ask you to speak up a little
more, so [the tape recorder wi]ll pick it up, okay?
Cross: Yea. I understand my fuckin' rights.
Det: Okay.
Cross: I don't have no fuckin' rights from [now]
on. Behind fuckin' bars the rest of my life, I don't give a fuck.
CP at 1316. Detective Doyon continued to go
through the Miranda warning, with Cross acknowledging each element of
it on tape. CP at 1316-18. At the conclusion, Detective Doyon
asked if Cross would talk to him. The following colloquy occurred:
Det: [With] these rights in mind, do you wish to
talk to me?
Cross: About what?
Det: Well, I wanna ask you ah, some general
questions.
CP at 1318. Cross answered some questions, and
declined to answer others, in a somewhat equivocal fashion. For
example, when asked if he had drank a bottle of wine that day, he
replied “I don't know man. I just told [you] that it's ․ Quit asking
me some of the fuckin' things, man, will ya?” “You're askin' me too
much. My life is over, I don't give a fuck.” CP at 1319.
¶ 79 The trial court properly found that Cross's
equivocal protests had not effectively asserted his right to remain
silent. CP at 1359. Selective responses to police questioning will
function as a waiver of that right. State v. Wheeler, 108 Wash.2d
230, 238, 737 P.2d 1005 (1987).13
¶ 80 Further, a guilty plea forecloses appeal
except for validity of the statute, sufficiency of the information,
jurisdiction of the court, or circumstances surrounding the plea.
State v. Saylors, 70 Wash.2d 7, 9, 422 P.2d 477 (1966). Broadly
construed, Cross is challenging the circumstances surrounding his
plea. However, given that he does not seek to withdraw his plea, any
defect in the circumstances would have to be striking to be
cognizable.
¶ 81 Instead, Cross argues that the alleged search
and seizure errors, and the alleged violation of his Miranda rights,
together resulted in cumulative error, denying him a fair trial. See
State v. Coe, 101 Wash.2d 772, 789, 684 P.2d 668 (1984) (numerous
errors, harmless standing alone, can deprive a defendant of a fair
trial); see generally United States v. Necoechea, 986 F.2d 1273 (9th
Cir.1993). Even assuming that admitting statements made to his
attorney and overheard by police were error, there was insufficient
error to deny him a fair trial. See State v. Greiff, 141 Wash.2d
910, 929, 10 P.3d 390 (2000). We affirm.
10. Constitutionality of Washington's Death
Penalty
¶ 82 Cross makes several challenges to the
constitutionality of Washington's death penalty. He argues that the
death penalty in Washington is effectively standardless and that our
proportionality review does not properly police the use of the
penalty. He especially draws our attention to the life sentence of
Gary Ridgway and to the United States Supreme Court's decision in Bush
v. Gore, 531 U.S. 98, 121 S.Ct. 525, 148 L.Ed.2d 388 (2000).
A. ‘‘Freakish and Wanton” Application and Gary
Ridgway
¶ 83 Since Cross's trial, the Green River Killer,
Gary Ridgway, was caught, prosecuted, and sentenced to life in prison.
We cannot begin to calculate the harm his abhorrent murders caused.
The fact he will live out his life in prison instead of facing the
death penalty has caused many in our community to seriously question
whether the death penalty can, in fairness, be proportional when
applied to any other defendant.
¶ 84 We do not minimize the importance of this
moral question. But it is a question best left to the people and to
their elected representatives in the legislature. Under the United
States Constitution (the only constitution plead here), Washington's
death penalty is constitutional and nothing about Gary Ridgway changes
that.
¶ 85 It may be that there will always be
aberrations like Ridgway. We do not believe that these horrific
aberrations make a statute unconstitutional. We look at the entirety
of first degree aggravated murder prosecutions, not just at whether
any particular case is within an order of magnitude of the worst we
have known. RCW 10.95.120.
¶ 86 We do not agree with those who say that no
rational explanation exists for Gary Ridgway escaping a death sentence
and Dayva Cross not. See generally Matthew R. Wilmot, Note, Sparing
Gary Ridgway: The Demise of the Death Penalty in Washington State?
41 Willamette L.Rev. 435 (2005). Ridgway was spared because a highly
respected, honorable, and thoughtful prosecutor made the decision to
stay the hand of the executioner in return for information that would
otherwise have died some midnight within the walls of the state
penitentiary. The information received in return for a life sentence
allowed so many families to, at long last, know what happened to their
loved ones. While many may disagree with that prosecutor's decision,
no one should deny that it was highly rational.
¶ 87 Under Furman v. Georgia, 408 U.S. 238, 92
S.Ct. 2726, 33 L.Ed.2d 346 (1972), and its progeny, the death penalty
is constitutional only if it is properly constrained to avoid freakish
and wanton application. See generally Gregg v. Georgia, 428 U.S.
153, 169, 173, 189, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976). To be
constitutionally valid, “where discretion is afforded a sentencing
body on a matter so grave as the determination of whether a human life
should be taken or spared, that discretion must be suitably directed
and limited so as to minimize the risk of wholly arbitrary and
capricious action.” Gregg, 428 U.S. at 189, 96 S.Ct. 2909. We have
repeatedly held that our statutes meet this standard. They properly
constrain prosecutorial discretion in seeking the death penalty; they
properly direct the jury to consider appropriate factors; and they
provide for meaningful mandatory appellate review in every case. See
Brett, 126 Wash.2d at 210-11, 892 P.2d 29; State v. Rupe, 101 Wash.2d
664, 697-701, 683 P.2d 571 (1984) (Rupe I); cf. In re Pers.
Restraint of Brown, 143 Wash.2d 431, 460, 21 P.3d 687 (2001).
¶ 88 Our proportionality review is only one way
Washington State law prevents arbitrary and capricious application of
the death penalty. Other statutory protections may be just as
effective.
¶ 89 First, the death penalty may only be sought in
the most egregious of killings. RCW 10.95.020. This limitation does
much to constrain the possibility of arbitrary and capricious
application. Second, the prosecutor is instructed to seek the death
penalty only when “there is reason to believe that there are not
sufficient mitigating circumstances to merit leniency.” RCW
10.95.040(1). That requires the prosecutor to consider seriously
whether, in any particular case, it would be inappropriate to seek the
sentence at all. Third, the State bears the heavy burden of
convincing all 12 jurors that the death penalty is appropriate. RCW
10.95.060(4). Unanimity sets a high threshold. Fourth, Washington
juries are informed that if they do not recommend a death sentence,
the defendant will automatically be sentenced to life in prison
without the possibility of parole. RCW 10.95.030(1), .080(2). This
assures the jurors that if they exercise mercy, a brutal killer will
not someday be set free. Fifth, the jurors are asked whether they
are “convinced beyond a reasonable doubt that there are not sufficient
mitigating circumstances to merit leniency.” RCW 10.95.060(4). This
gives the defense considerable opportunity to plead for mercy on any
theory they can conceive or that the facts support. Sixth, jurors
are specifically instructed to consider eight separate, but
nonexclusive, criteria in deciding whether mercy is warranted. RCW
10.95.070. This ensures that jurors' will have their attention drawn
to specific reasons to exercise mercy. Seventh, we collect data on
all death-eligible convictions. RCW 10.95.120. This allows us and
other interested parties to analyze the actual patterns and practices
of capital sentencing. Finally, the legislature has directed this
court to review all death sentences, whether or not the defendant
would otherwise appeal, to independently review the evidence
supporting a death sentence and to determine whether the sentence is
disproportionate. RCW 10.95.100, .130. Should a death penalty be
the result of arbitrary and capricious conduct, the defendant will
have a meaningful opportunity to get relief from the highest court in
the state.
¶ 90 Ridgway's abhorrent killings, standing alone,
do not render the death penalty unconstitutional or disproportionate.
Our law is not so fragile. But his killings are not irrelevant to
our analysis, and will be considered as part of our statutorily
mandated review of every future death penalty case.
B. Bush v. Gore
¶ 91 Cross also argues that the statute delegates
too much authority to local prosecutors to decide who is eligible for
the death sentence. This is a variant of arguments made to this
court many times. E.g., Benn, 120 Wash.2d at 667, 845 P.2d 289
(rejecting argument and collecting cases); Rupe I, 101 Wash.2d 664,
683 P.2d 571 (grant of discretion to prosecutors does not result in
standardless application); cf. Gregg, 428 U.S. 153, 96 S.Ct. 2909
(affirming constitutionality of Georgia's death penalty).
¶ 92 Since we decided these cases, the United
States Supreme Court has looked disapprovingly at the various
exercises of discretion by county officials in applying state law.
See Bush, 531 U.S. 98, 121 S.Ct. 525. In Bush, the Supreme Court
halted ballot recounts that would have been done under procedures
outlined by the individual counties. The court explicitly stated it
was not deciding whether counties could have different standards, but
whether a state supreme court with the power to mandate uniformity
erred in failing to require uniformity. Id. at 109, 121 S.Ct. 525.
While the Supreme Court attempted to severely limit the scope of its
holding, Id., it has obvious implications every time state law vests
discretion in the hands of county officials. It is clear to us that
counties in Washington do have different standards for when they seek
the death penalty, given the distribution of cases across the state.
¶ 93 But we have already found that this
prosecutorial discretion does not offend equal protection.
[T]he grant of discretion to prosecutors does not
result in a standardless death penalty statute. The court may assume
that prosecutors exercise their discretion in a manner which reflects
their judgment concerning the seriousness of the crime or
insufficiency of the evidence. Consequently, the prosecutor's
decision not to seek the death penalty, in a given case, eliminates
only those cases in which juries could not have imposed the death
penalty. We believe that this analysis accurately portrays the
function prosecutorial discretion plays in our death penalty statute.
This discretion is not unconstitutional.
Rupe I, 101 Wash.2d at 700, 683 P.2d 571; accord
State v. Campbell, 103 Wash.2d 1, 26, 691 P.2d 929 (1984).
¶ 94 On the other hand, underlying Bush is the
principle that regularity in some things is too important to leave to
the discretion of county officials. Reasonably, it is more important
to establish regularity in the imposition of the death penalty than
the method of recounting ballots. Mistakes made in the former are
permanent and irreversible, while mistakes in the latter have only a
temporary effect that can be corrected. When this court decided
previous cases, this principle had not been so clearly pronounced.
E.g., Rupe I, 101 Wash.2d at 700, 683 P.2d 571.
¶ 95 However, at this time, we decline to apply the
principles annunciated in Bush outside of election law. The Supreme
Court clearly indicated it did not intend application outside of that
narrow realm. Bush, 531 U.S. at 109, 121 S.Ct. 525. There are good
reasons to vest this discretion in the hands of local officials in the
local area. Cross has not established that doing so here was
constitutional error.14
11. Statutory Review
¶ 96 The legislature has directed the court to
review every death penalty to ensure that it meets statutory
standards. We must decide:
(a) Whether there was sufficient evidence to
justify the affirmative finding to the question posed by RCW
10.95.060(4) [“Having in mind the crime of which the defendant has
been found guilty, are you convinced beyond a reasonable doubt that
there are not sufficient mitigating circumstances to merit
leniency?”]; and
(b) Whether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases, considering
both the crime and the defendant. For the purposes of this
subsection, “similar cases” means cases reported in the Washington
Reports or Washington Appellate Reports since January 1, 1965, in
which the judge or jury considered the imposition of capital
punishment regardless of whether it was imposed or executed, and cases
in which reports have been filed with the supreme court under RCW
10.95.120;
(c) Whether the sentence of death was brought about
through passion or prejudice.
RCW 10.95.130(2). For ease of analysis we will
first consider his sufficiency arguments before turning to the
statutory factors of his other challenges.
A. Sufficiency
¶ 97 Cross argues that there was insufficient
evidence to support his death sentence. He also argues more
specifically that there was insufficient evidence of premeditation or
of a common scheme or plan to justify the verdict. We review the
evidence “in the light most favorable to the prosecution” to determine
whether “any rational trier of fact could have found sufficient
evidence to justify that conclusion beyond a reasonable doubt.”
Brown, 132 Wash.2d at 551, 940 P.2d 546. We find sufficient
evidence.
¶ 98 i. Premeditation. Cross was never found guilty
beyond a reasonable doubt and did not plead guilty unconditionally.
He specifically denied in his plea both premeditation and the
existence of a common scheme or plan. CP at 1651-56. At the time
the plea was entered, the prosecution had no direct evidence that
Cross premeditated the murders. The trial judge merely concluded
that there could have been enough evidence to find premeditation based
on her review of the facts. RP (Oct. 23, 2000) at 191-92.
¶ 99 Our review of the evidence shows sufficient
circumstantial evidence to uphold the trial judge's decision. See
generally CP at 1212-1625 (evidence submitted in support of plea).
Cross killed three people with two knives. He stabbed one
stepdaughter 22 times. RP (May 8, 2001) at 34-36. Multiple blows
are strong evidence of premeditation. See State v. Clark, 143
Wash.2d 731, 769, 24 P.3d 1006 (2001). Furthermore, the trial court
conducted a searching review of the evidence before accepting the
Alford plea. See RP (Oct. 23, 2000) at 5-191. She reviewed
evidence from which a rational trier of fact could find premeditation:
the location and severity of the wounds, the evidence of domestic
violence leading up to the murders, the planning and use of the murder
weapons, the evidence of secondary assault, the statements made by
Cross to the surviving victim, and the evidence of forced entry. Id.
¶ 100 Cross was not prevented from arguing lack of
premeditation, and it was an issue at the sentencing phase. E.g., RP
(Apr. 11, 2001) at 27 (State's opening statement asserting that Cross
acted with premeditation); Id. at 45 (defendant's opening statement
denying premeditation). There was sufficient evidence for a jury to
have found (or not found) premeditation.15
¶ 101 ii. Common Scheme or Plan. Similarly, Cross
argues that there was insufficient evidence that the killings were
committed pursuant to a common scheme or plan, and therefore, his
death sentence must be vacated and the case returned for a rehearing.
See RCW 10.95.020(10)(making “common scheme or plan” an aggravator).
We disagree. There was sufficient evidence of a common scheme or
plan for the trial judge to accept the guilty plea, and sufficient
evidence for a jury to find common scheme or plan beyond a reasonable
doubt.
¶ 102 A common scheme or plan exists when there are
multiple murders with a nexus connecting them, such as an overarching
purpose. State v. Finch, 137 Wash.2d 792, 975 P.2d 967 (1999). “ ‘A
scheme or plan is a design, method of action, or system formed to
accomplish a purpose.’ ” Kincaid, 103 Wash.2d at 314, 692 P.2d 823
(quoting jury instructions). Sophisticated pre-planning is not
required; the State must only prove an “overarching” plan with a
criminal purpose that connects the murders, not that the defendant
premeditated to kill multiple or named victims, or to kill victims for
the same reason. Pirtle, 127 Wash.2d at 663, 904 P.2d 245; Finch,
137 Wash.2d at 835, 975 P.2d 967.
¶ 103 In Pirtle, we affirmed that a common scheme
existed where the defendant had planned to rob and kill one employee
at Burger King in revenge for being fired. We found that the second
murder of another employee who was working at the time was
sufficiently connected to the overarching plan. Pirtle, 127 Wash.2d
at 663, 904 P.2d 245. Similarly in Finch, we held the jury could
have found the killings were part of a common scheme where the
defendant's actions and statements prior to and during the murder
indicated that with premeditation he had killed his ex-wife, her male
friend, and anyone else who “got in the way.” Finch, 137 Wash.2d at
836, 975 P.2d 967; see also Guloy, 104 Wash.2d at 418, 705 P.2d 1182.
¶ 104 Cross distinguishes his case from those where
the court has found a defendant guilty of executing an overarching
criminal plot, such as murdering victims during a robbery (Pirtle),
theft (Jeffries v. Wood, 114 F.3d 1484 (9th Cir.1997)), rape (Woods),
or burglary (Finch). While it is true that most of these defendants
killed while pursuing other criminal goals, the definition of “common
scheme” does not require that the overarching criminal plan be other
than murder itself. RCW 10.95.020(11) provides a separate aggravating
factor for a murder committed while carrying out another felony.
This suggests that RCW 10.95.020(10) was designed to apply to
situations where the defendant killed multiple victims for one
purpose.
¶ 105 There was sufficient evidence of a common
scheme or plan. Cross killed three people at nearly the same time,
with the same weapons, in the same home.
¶ 106 iii. Overall Sufficiency. Any relevant
evidence that “ ‘in fairness and mercy, may be considered as
extenuating or reducing the degree of moral culpability’ ” is
admissible and must be considered by the jury before it may render a
verdict. State v. Bartholomew, 101 Wash.2d 631, 647, 683 P.2d 1079
(1984) (quoting Black's Law Dictionary 903 (5th ed.1979)), appeal
after remand, 104 Wash.2d 844, 710 P.2d 196 (1985), judgment rev'd on
alternate grounds sub nom. Wood v. Bartholomew, 516 U.S. 1, 116 S.Ct.
7, 133 L.Ed.2d 1 (1995). “The mere presence of mitigating factors
does not require that the jury grant leniency, if the jurors are
convinced that the circumstances of the crime outweigh the mitigating
factors.” State v. Dodd, 120 Wash.2d 1, 25, 838 P.2d 86 (1992)
(citing State v. Rice, 110 Wash.2d 577, 624, 757 P.2d 889 (1988)).
¶ 107 In this case, Cross offered four mitigating
factors: his near-lack of criminal history, the “extreme mental
disturbance” he was under at the time, the fact he was unlikely to be
a danger to others in the future, and his underlying mental disease or
defect. RP (Apr. 11, 2001) at 48. A jury could have granted him
mercy based on these factors. However, Cross also brutally killed
three family members and held a child against her will for many hours.
RP (May 8, 2001) at 34-36. Additionally, there was evidence that
Cross had a history of domestic violence. RP (Apr. 21, 2001) at 41.
There was sufficient evidence submitted to justify the jury's
verdict.
B. Proportionality
¶ 108 We must decide “[w]hether the sentence of
death is excessive or disproportionate to the penalty imposed in
similar cases, considering both the crime and the defendant.” RCW
10.95.130(2)(b). We compare this case to other death eligible cases.
RCW 10.95.120.
¶ 109 We recognize that the court's approach to
this analysis has taken many forms. Ten years ago, Justice Barbara
Durham identified six separate approaches that had been taken in
recent memory. See Brett, 126 Wash.2d at 214-216, 892 P.2d 29
(Durham, C.J., concurring). However, the goal has remained the same,
and the evolution of the analysis has not undermined the purpose of
the review. The goal is to ensure that the sentence, in a particular
case, is proportional to sentences given in similar cases, is not
freakish, wanton or random; and is not based on race or other suspect
classifications. See generally Furman, 408 U.S. 238, 92 S.Ct. 2726;
Stenson, 132 Wash.2d at 758, 940 P.2d 1239. Our approach will
continue to be refined over time and will vary depending on the
particulars of the cases before the court.
¶ 110 At a minimum, we will consider: (1) the
nature of the crime, (2) the aggravating circumstances, (3) criminal
history, and (4) personal history. Pirtle, 127 Wash.2d at 686, 904
P.2d 245; but cf. Sagastegui, 135 Wash.2d at 92, 954 P.2d 1311.
We will also consider substantive challenges to the proportionality of
the sentence, as raised. Cf. State v. Elledge, 144 Wash.2d 62, 80,
26 P.3d 271 (2001); State v. Harris, 106 Wash.2d 784, 798, 725 P.2d
975 (1986).
¶ 111 i. Nature of the Crime. We begin by
comparing the specifics of this crime with other death eligible
crimes. E.g., Brown, 132 Wash.2d at 556, 940 P.2d 546. Cross
killed his wife and two family members. Counsel calls our attention
to at least 22 similar cases where the defendant received life in
prison, including cases that were arguably objectively worse that
resulted in a life sentence. E.g., State v. Blackwell, No.
96-1-00676-3 (Snohomish County Super. Ct. June 24, 1996) (defendant
shot and killed his pregnant wife and two companions in the King
County Courthouse).
¶ 112 Cross's counsel asserts that the only
intrafamily killing that has actually resulted in the death penalty
was Clark Elmore, who “brutally raped and tortured his step daughter”
before killing her. State v. Elmore, 139 Wash.2d 250, 308, 985 P.2d
289 (1999). They are correct that the death penalty, historically,
has not often been sought in these cases. See, e.g., State v. Price,
No. 01-1-04749-5 (Pierce County Super. Ct. Aug. 9, 2002) (killed
mother of his child; death penalty not sought); State v. Washington,
No. 94-1-01997-1 (Pierce County Super. Ct. May 22, 1995) (solicited
accomplices to kill mother; death penalty not sought); State v.
Allen, No. 00-1-00235-9 (Cowlitz County Super. Ct. Oct. 30, 2002)
(killed mother, death penalty not sought); State v. Hacheney, No.
01-1-01311-2 (Kitsap County Super. Ct. Feb. 7, 2003) (pastor killed
wife, death penalty not sought); contra Stenson (husband killed wife
and business partner: State sought, and jury returned, death
sentence).
¶ 113 However, the fact that state prosecutors may
be changing their assessment of whether domestic violence resulting in
death warrants seeking a capital sentence does not render the death
penalty in this case disproportional. Again, the touchstone is
whether the penalty in a particular case is freakish and wanton or
given for a forbidden reason. Changing assessments are not
necessarily freakish, wanton, or forbidden.
¶ 114 Death sentences have been received in other
cases with few victims. In Woods, this court found the death
sentence proportional when the defendant killed two acquaintances with
whom he had had a prior relationship. Woods, 143 Wash.2d at 616, 23
P.3d 1046. In Stenson, the defendant killed his wife and business
partner. Stenson, 132 Wash.2d at 759, 940 P.2d 1239. While Elledge
did not kill family members, he killed a long term acquaintance and
fellow church member. Elledge, 144 Wash.2d at 66, 26 P.3d 271.
¶ 115 There was a marked level of cruelty in this
case. At least one of Cross's victims was conscious and pleaded with
him to either spare her life or kill her more quickly. RP (May 8,
2001) at 34-36. A “ ‘brutal murder involving substantial conscious
suffering of the victim makes the murder more deserving of the death
penalty.’ ” Elledge, 144 Wash.2d at 81, 26 P.3d 271 (quoting Stenson,
132 Wash.2d at 759, 940 P.2d 1239) (citing State v. Gentry, 125
Wash.2d 570, 657, 888 P.2d 1105 (1995)). On the other hand, we
recognize that the death penalty has not been sought in cases at least
as brutal. State v. Kennedy, 02-1-00511-9 (Skagit County Super.
Ct. Oct. 28, 2002) (stabbed victim more than 100 times); State v.
Ridgway, 01-1-10270-9 SEA (King County Super. Ct. Dec. 18, 2003)
(defendant killed at least 48 and probably more than 60 women, mostly
by strangling immediately after sexual intercourse); State v. Webbe,
00-1-04416-6 SEA (King County Super. Ct. Jan. 27, 2003) (defendant
raped and stabbed woman to death); (death penalty not sought); State
v. Thornton, 98-1-00493-6 (Benton County Super. Ct. Jan. 6, 1999)
(shot, beat with rocks, and stabbed victim).
¶ 116 Our society is loosing its tolerance for
domestic violence. We cannot say the prosecutor's decision to
prosecute, and the jury's decision to sentence, were disproportionate
based on the nature of the crime and its resemblance to other death
eligible crimes.
¶ 117 ii. Aggravating Circumstances. Here, we
are not merely looking for the number of aggravators, but more
importantly, at the nature of the aggravating circumstances. Cf.
Elledge, 144 Wash.2d at 81, 26 P.3d 271; Brown, 132 Wash.2d at 558,
940 P.2d 546; see also Kennedy, No. 02-1-00511-9 (two aggravators,
death penalty not sought); State v. Kinney, No. 98-1-01049-8 (Whatcom
County Super. Ct. Jan. 14, 2002) (four aggravators, death penalty
not sought); State v. Garrett, No. 02-1-00264-2 (Chelan County Super.
Ct. Feb. 24, 2003) (three aggravators; death not sought).
¶ 118 We recognize that many defendants who
received a life sentence had the same single aggravator of a common
scheme or plan. Most notoriously, Gary Ridgway. Ridgway, No.
01-1-10270-9 SEA (defendant killed at least 48 women over many years);
see also State v. Cruz, 00-1-00284-6 SEA (King County Super. Ct.
Mar. 25, 2002).
¶ 119 In this case, the aggravating factor was the
murder of multiple victims as part of a common scheme or plan. This
was sufficient to meet the statutory qualification. However, in this
case, it does not weigh for or against a decision that the penalty is
proportional.
¶ 120 iii. Criminal History. Cross had only one
prior conviction. While most of those sentenced to death had
significant criminal histories, a lack of significant criminal history
does not render the sentence disproportional. Elmore, 139 Wash.2d at
309-10, 985 P.2d 289 (collecting cases); Elledge, 144 Wash.2d at
82-83, 26 P.3d 271 (collecting cases and noting five death sentences
were found proportional for defendants with little or no criminal
history); but see Price, No. 01-1-04749-5 (trial judge specifically
noted death penalty not sought because of lack of criminal history);
State v. Chea, No. 98-1-03157-5 (Pierce County Super. Ct. June 28,
2002); Allen, No. 00-1-00235-9.
¶ 121 We cannot say, based on this, that the death
penalty is disproportionate given Cross's relative lack of criminal
history.
¶ 122 iv. Personal History. Cross's personal
history contains elements that both tend to support the jury's
verdict and argue in favor of mercy. However, abusive childhood and
medically diagnosed personality disorders (that do not rise to the
level of competence-destroying mental illness) do not necessarily
render a death penalty disproportionate, though they are certainly
grounds for the jury to show mercy. Brown, 132 Wash.2d at 559, 940
P.2d 546; Pirtle, 127 Wash.2d at 668, 904 P.2d 245; Dodd, 120
Wash.2d at 11, 838 P.2d 86; Lord, 117 Wash.2d at 906, 822 P.2d 177;
Rice, 110 Wash.2d at 592-96, 757 P.2d 889.
¶ 123 v. Gary Ridgway. We recognize that Ridgway
brutally murdered at least 48 women (and possibly many more), over
decades, often returning to rape their corpses, and yet was spared the
death penalty under a plea bargain. We also recognize that the
people of Washington gained considerable benefits from this plea
bargain. It resolved the tragedy of many unsolved deaths and
disappearances that probably would have otherwise remained unsolved
forever. Families were spared the agony of unknowing and the rigors
of testimony. See Statement of Norm Maleng, attached to Ridgway,
Trial Judge Report, No. 01-1-10270-9 SEA.
¶ 124 Gary Ridgway is but a single case, an
instance of what we hope were unique and horrible crimes. Each death
sentence is the product of unique circumstances. The issue before us
is whether the sentence of death for Cross is disproportionate to the
penalty imposed in similar cases. Ridgway, standing alone, is not
sufficient reason to find capital sentences always disproportionate.
C. Passion or Prejudice
¶ 125 Cross argues that his sentence was brought
about after counsel appealed to the passions and prejudices of the
jury. We disagree.
¶ 126 We will vacate sentences that were the
product of appeals to the passion or prejudice of the jury, such as
“arguments intended to ‘incite feelings of fear, anger, and a desire
for revenge’ and arguments that are ‘irrelevant, irrational, and
inflammatory ․ that prevent calm and dispassionate appraisal of the
evidence.’ ” Elledge, 144 Wash.2d at 85, 26 P.3d 271 (quoting Bennett
L. Gershman, Trial Error and Misconduct § 2-6(b)(2), at 171-72
(1997)). Calling the defendant a liar, implying witnesses are not
believable because they were from out of town, and asserting that the
State would give the defendant a gun and send him down the elevator
with the jury if they acquitted are all improper appeals. Elledge,
144 Wash.2d at 85, 26 P.3d 271 (collecting cases). Nothing like that
was present here.
¶ 127 Cross argues that the extrinsic evidence
submitted regarding his single prior crime was as inflammatory as the
extrinsic evidence that led this court to reverse the death penalty in
Clark, 143 Wash.2d at 780-81, 24 P.3d 1006. However, in Clark, the
trial court allowed a police officer to testify about the details of
Clark's prior conviction during the State's sentencing case in chief.
Id. at 777-78, 24 P.3d 1006. The trial judge had excluded this
testimony as inadmissible during the guilt phase, but believed the
standards for evidence supporting aggravating factors was looser
during the sentencing phase. Id. This was error; under Pirtle, only
the fact of the conviction and the elements of the offense are
admissible in the State's sentencing case in chief. The police
officer's testimony went far beyond the facts of the conviction and
the elements of the crime. His assertion that the defendant preyed
on “the weak and the small” was clearly inflammatory. See Clark, 143
Wash.2d at 782, 24 P.3d 1006 (quoting trial record).
¶ 128 Cross also argues that the mental health
evidence was used in an inflammatory way to convince the jury that
Cross was extraordinarily dangerous. However, he does not identify
specifically what testimony or argument he believed appealed to the
jury's passion or prejudice, and our review of the record has not
identified anything that stands out.
¶ 129 We find no improper appeals to the passions
or prejudices of the jury.
D. METHODOLOGICAL CHALLENGES
¶ 130 Cross also challenges the methodology of our
proportionality review. How to properly perform proportionality
review, and upon what data, is a reoccurring, vexing problem in
capital case jurisprudence across the nation. See generally State v.
Loftin, 157 N.J. 253, 724 A.2d 129 (1999) (reviewing history and
variations of proportionality review; suggesting sophisticated
methodologies are necessary; finding expert assistance necessary);
see also Timothy V. Kaufman-Osborn, Capital Punishment,
Proportionality Review, and Claims of Fairness (With Lessons From
Washington State), 79 Wash. L.Rev.. 775 (2004) (cogently criticizing
current proportionality review); Bruce Gilbert, Comparative
Proportionality Review: Will the Ends, Will the Means, 18 Seattle
U.L.Rev. 593, 613 (1995). Federal courts have consistently
emphasized that any proportionality review must be conducted
consistent with the due process clause. See Palmer v. Clarke, 293
F.Supp.2d 1011, 1040 (D.Neb.2003) (citing Kilgore v. Bowersox, 124
F.3d 985, 995 (8th Cir.1997)). With that in mind, we turn to his
specific challenges.
¶ 131 i. Comparative Cases. Cross notes that in
nearly every case where this court has found the penalty was
proportional, the verdict or conviction was later vacated or
overturned. See Br. of Appellant at 220-21 (listing 16 cases where a
death sentence has been vacated). He argues that this dramatically
skews the sample group. He notes that in In re Personal Restraint of
Brett, 142 Wash.2d 868, 880-83, 16 P.3d 601 (2001), this court
acknowledged that Brett's representation was so poor that the sentence
might have been different, which also renders the case seriously
subject to doubt.
¶ 132 The legislature has directed this court to
review “[w]hether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases, considering
both the crime and the defendant.” RCW 10.95.130(2)(b). While this is
not without doubt, we believe the legislature intended us to consider
whether a death sentence is disproportional based on other sentences
imposed, not other sentences executed.
¶ 133 We recognize that federal cases frequently
speak of the administration of capital punishment, not merely the
sentencing. E.g., Callins v. Collins, 510 U.S. 1141, 1155-57, 114
S.Ct. 1127, 127 L.Ed.2d 435 (1994) (Blackmun, J., dissenting). As
administered, the universe of capital cases with which to compare
Cross's sentence is very different. It consists of only four men;
three of which effectively elected not to contest the penalty of
death. However, based on the statutory language itself and absent a
clear challenge to the constitutionality of the universe of
comparison, we will use as a base line capital sentences rendered by
juries, not capital sentences executed.
¶ 134 ii. Completeness of the Database. This
court is directed to have a complete database of critical factors
relating to death eligible crimes, whether or not the death penalty
was sought. RCW 10.95.120. We recognize that our database of
comparable cases has not been timely and faithfully updated by trial
courts as required by the statute, and contains many omissions. Many
reports were filed years late and are missing data on everything from
ethnicity to the mental health of the defendant. See State v. Mason,
No. 01-1-03569-6 SEA (King County Super. Ct. July 28, 2003); Chea,
98-1-03157-5; State v. Sayasack, 94-1-02000-7 (Pierce County Super.
Ct. May 22, 1995); State v. Allison, 94-1-01999-8 (Pierce County
Super. Ct. Apr. 10, 1995); State v. Carter, 97-1-02261-6 (Pierce
County Super. Ct. Sept. 21, 1998); State v. Roberts 00-1-00259-8
(Clallam County Super. Ct. Nov. 14, 2002); Garrett, 02-1-00264-2; Hacheney,
01-1-01311-2. At least one trial judge expressed palatable anguish
in his inability to provide this court with a completed report, based
on counsel's failure to assist the judge in gathering the data. See
State v. Lambert, 97-8-00224-7 (Grant County Super. Ct. Dec. 10,
1997).
¶ 135 Trial judge reports serve as the basis for
the Supreme Court's proportionality review of convictions for first
degree aggravated murder. Cross argues that the failure of the trial
courts to provide timely and reliable reports to the Supreme Court
undermines the credibility of the proportionality review.
¶ 136 We recognize the gravity of the charge.
However, we must decide whether Cross is entitled to relief on this
basis. We conclude he is not, at least absent a credible showing
that these failures have caused him some injury.
¶ 137 The database is now overwhelmingly complete.
There is an ample amount of detail we can use to compare this case
with the others collected, and we have no reason to think that the
omitted reports would not be consistent with the completed ones.
¶ 138 iii. Standards. Again, Cross charges that
our proportionality review is essentially standardless. We have
previously considered and rejected this argument. Brown, 132 Wash.2d
at 554, 940 P.2d 546; Pirtle, 127 Wash.2d at 685-86, 904 P.2d 245;
Gentry, 125 Wash.2d at 654-58, 888 P.2d 1105; Lord, 117 Wash.2d at
909-11, 822 P.2d 177; see also Benn, 120 Wash.2d at 699, 845 P.2d 289
(Utter, J., dissenting).
¶ 139 We recognize that a federal court has found
our review to be constitutionally inadequate under Furman because it
did not meaningfully police the application of the death penalty.
Harris ex rel. Ramseyer v. Blodgett, 853 F.Supp. 1239, 1288-91
(W.D.Wash.1994), aff'd sub nom. Harris ex rel. Ramseyer v. Wood, 64
F.3d 1432 (9th Cir.1995). Specifically, the federal courts found
that: (1) the statute does not define what cases are “similar” or
whether the court can consider additional factors, (2) there is no
notice to defendant about which cases the court will treat as similar,
(3) the statute provides no alternate procedure when no similar cases
are found, (4) the statute does not provide a standard for reviewing
the similar cases, and (5) the sentence review has no established fact
finding procedure. Harris, 853 F.Supp. at 1288-91. However, we have
already considered and rejected the federal court's criticism. See
Restraint of Benn, 134 Wash.2d at 925-26, 952 P.2d 116, habeas corpus
granted on other grounds sub nom. Benn v. Wood, 2000 WL 1031361, 2000
LEXIS 12741 (W.D.Wash.2000), aff'd sub nom. Benn v. Lambert, 283 F.3d
1040 (9th Cir.2002).
This “disproportionality” review is not subject to
the challenges raised by Brett and those upheld in Harris v. Blodgett,
supra. Using the legislative definition of ‘similar cases'
alleviates the due process concerns expressed in Harris v. Blodgett,
supra. Refocusing the review to ascertain only whether a death
sentence is wanton and freakish based upon the broad range of
aggravated murder cases provides a more reliable and justifiable
standard of “disproportionality” and renders negligible the effect of
slight deviations in the universe of “similar cases”. The function
of the review is limited to providing “additional assurance” that a
sentence is not disproportionate, rather than ensuring proportionality
in the first instance. See Gregg, 428 U.S. at 206-07, 96 S.Ct. 2909.
That function is inherent in the guidelines contained in RCW 10.95.
In addition, this method of review does not require the parties or
the court to ascertain, in essence, mathematical proportionality.
There is no constitutional or statutory requirement to ensure an
unattainable degree of identity among particular cases which are
invariably unique.
Brett, 126 Wash.2d at 212-13, 892 P.2d 29.
Accordingly, we need not define “similar cases” with scientific
precision because we have no statutory obligation to derive a narrow
definition. The legislature has not instructed us otherwise.
¶ 140 iv. Counties. Cross also argues that the
death penalty is flawed because it is imposed by only wealthy
counties. However, he did not submit sufficient evidence in support
of these claims for us to analyze that challenge at this time. We
note that funds are available to reimburse counties prosecuting such
cases if the legislature so directs. RCW 43.330.190, .200.
¶ 141 We hold there was sufficient evidence to
support the verdict, that the verdict was proportional, and that it
was not the product of passion or prejudice.16
CONCLUSION
¶ 142 This case requires that we decide whether the
State may deliberately and lawfully take this man's life. Such
decisions rank high among the most difficult and important that any
judge, or any juror, will ever make. Our review is limited to
determining whether Cross has demonstrated reversible error in the
State's exercise of its power to take life, not whether, as
individuals, we agree or disagree with the people's decision to keep
death as the ultimate punishment for crime.
¶ 143 We affirm the trial court's decision to
excuse the four jurors from the jury pool. Cross has not established
he was denied the benefit of his Alford plea by the lack of an
unsought premeditation instruction. The trial court properly
accepted Cross's Alford plea. He has not shown his right to
representation was denied by the strategy differences between him and
his counsel, nor that he should have been appointed new counsel or
allowed to proceed pro se. Evidence about Cross's mental health was
properly presented to the jury. The jury was not improperly
pressured into unanimity. The trial judge properly declined to
instruct the jury on the meaning of common scheme or plan and properly
admitted the challenged photographic evidence and out of court
statements made by Cross. Cross has not established that the
Washington death penalty is unconstitutional. We find that the
sentence of death is proportional and meets statutory standards.
¶ 144 Accordingly, we affirm Dayva Cross's sentence
of death.
¶ 145 The majority opinion lavishes praise on the
“highly respected, honorable, and thoughtful” prosecutor who
negotiated an agreement whereby he did not seek the death penalty
against Gary Ridgway in exchange for the serial killer providing
certain information. Majority at 100. With equal fervor, the
dissent asserts that there was “nothing rational” about the
prosecutor's plea deal with Ridgway. Dissent at 113 n. 8.
¶ 146 This court should refrain from commenting on
the qualities of individual prosecutors, as that is a matter properly
within the purview of the public and not justices. Ridgway's
sentence, and the considerations that led to the sparing of his life,
are not before us. Therefore, while I concur with the majority's
result, I write separately simply to express my view that both the
majority and dissenting opinions needlessly and improperly delve into
matters of prosecutorial discretion. While we may have personal
views about controversies beyond our docket, such views do not belong
in the decisions announced by this court.
¶ 147 The majority abandons any rational attempt to
fulfill our statutory responsibility to conduct a proportionality
review, effectively rendering the statutory duty meaningless.
Properly recognizing and analyzing what has happened in the
administration of capital cases in this state inevitably leads to the
conclusion that the sentence of death in this case, and generally, is
disproportionate to the sentences imposed in similar cases. Contrary
to what we had expected to find when we established an analytical
framework to conduct our statutory review, that the worst of the worst
offenders would be subject to the death penalty, what has happened is
the worst offenders escape death. When Gary Ridgway, the worst mass
murderer in this state's history, escapes the death penalty, serious
flaws become apparent. The Ridgway case does not “stand alone,” as
characterized by the majority, but instead is symptomatic of a system
where all mass murderers have, to date, escaped the death penalty.
¶ 148 Our task in conducting a proportionality
review as provided under RCW 10.95.130(2)(b) requires us to determine
“[w]hether the sentence of death is excessive or disproportionate to
the penalty imposed in similar cases, considering both the crime and
the defendant.” “Similar cases” is defined within the statute as all
“cases reported in Washington Reports or Washington Appellate Reports
since January 1, 1965, in which the judge or jury considered the
imposition of capital punishment regardless of whether it was imposed
or executed, and cases in which reports have been filed with the
supreme court under RCW 10.95.120.” RCW 10.95.130(2)(b). RCW
19.95.120 requires the trial court to file a report “[i]n all cases in
which a person is convicted of aggravated first degree murder.”
Thus, the pool of cases we review includes all aggravated murder
convictions. One commonality exists in these cases: they are all
the worst existing crimes. Proportionality review is intended to
provide a basis to explain how a sentence of death rationally compares
to the other cases in the pool. Reviewing the history of this
court's proportionality review reveals how the administration of
capital cases defies any rational analysis.
¶ 149 Since the enactment of the statute in 1981,
our proportionality jurisprudence has embodied many analytical forms.
We first characterized the objective of proportionality review on
appeal as “to assure that ‘wholly arbitrary, capricious, or freakish
sentences' are minimized.” State v. Campbell, 103 Wash.2d 1, 30 n. 2,
691 P.2d 929 (1984). However, even with this goal in mind, we did
not articulate the method by which we were to minimize the imposition
of arbitrary or freakish sentences through this proportionality
review. In conducting our proportionality review in Campbell, we
found no other case where four aggravating factors were present.
Thus, rather than comparing Campbell's case with “similar cases” as
required under the statute, we concluded that these circumstances
“would, with great frequency prompt a jury to impose the death
penalty.” Campbell, 103 Wash.2d at 30, 691 P.2d 929.
¶ 150 Shortly after Campbell, in State v. Jeffries,
105 Wash.2d 398, 717 P.2d 722 (1986), we concluded that
proportionality review under RCW 10.95.130(2)(b) does not include
cases where the prosecutor did not seek the death penalty. We
compared Jeffries' sentence of death with the sentences imposed in
four other cases: State v. Rupe,1
State v. Bartholomew,2
State v. Hawkins,3
and State v. Quinlivan.4
Without significant explanation, we concluded that “[t]hese four
cases strongly establish that the death penalty here is not
disproportionate.” Jeffries, 105 Wash.2d at 430, 717 P.2d 722.
¶ 151 In State v. Harris, 106 Wash.2d 784, 798, 725
P.2d 975 (1986), we noted that the proportionality statute provides
“little guidance to determine at what point a death sentence becomes
proportionate or disproportionate.” However, we turned to Georgia's
interpretation of its own proportionality statute, which is identical
to Washington's statute, as a useful guideline. The test for
proportionality in Georgia is to determine whether death sentences
have been imposed “generally” in similar cases.
“[T]his court is not required to determine that
less than a death sentence was never imposed in a case with some
similar characteristics. On the contrary, we view it to be our duty
under the similarity standard to assure that no death sentence is
affirmed unless in similar cases throughout the state the death
penalty has been imposed generally and not ‘wantonly and freakishly
imposed,’ ․”
Harris, 106 Wash.2d at 798, 725 P.2d 975 (quoting
Moore v. State, 233 Ga. 861, 864, 213 S.E.2d 829 (1975)). We adopted
this standard and have generally employed it in our subsequent
proportionality reviews.
¶ 152 In 1987, contrary to what we said in
Jeffries, we included in the pool of comparable cases all cases in
which the defendant was convicted of first degree aggravated murder.
In State v. Rupe, 108 Wash.2d 734, 743 P.2d 210 (1987) (Rupe II) we
stated, “ ‘similar cases' include cases where the defendant was
convicted of first degree aggravated murder regardless of whether the
death penalty was sought and imposed.” 108 Wash.2d at 767, 743 P.2d
210. Rupe II represented a significant step in our proportionality
review. In that case, we singled out a number of cases that
presented at least two of the three aggravating factors present in the
case before us. After comparing Rupe's case with eight other cases,5
we concluded that “we do not find any characteristics about Rupe's
crime, nor a lack of characteristics found in similar crimes, which
suggest that the death penalty is excessive or disproportionate in
Rupe's case.” Rupe II, 108 Wash.2d at 769-70, 743 P.2d 210.
¶ 153 In State v. Lord, 117 Wash.2d 829, 907-14,
822 P.2d 177 (1991), we reviewed the history, impetus, and purpose of
the proportionality statute. Acknowledging again that there is no
clear test or guidance given to the court in the text of the statute,
we concluded that our proportionality statute serves to prevent
caprice in deciding whether to impose the death penalty, and, while
not constitutionally required, it “provides a safeguard against
arbitrarily imposed death sentences.” Lord, 117 Wash.2d at 908, 822
P.2d 177. In this process, however, we did not require precise
uniformity. “Our review is not intended to ensure that there can be
no variation on a case-by-case basis, nor to guarantee that the death
penalty is always imposed in superficially similar circumstances.”
Lord, 117 Wash.2d at 910, 822 P.2d 177. We characterized our
comparison of similar cases as a search for “family resemblances.”
¶ 154 In State v. Benn, 120 Wash.2d 631, 678-93,
845 P.2d 289 (1993), we conducted the most extensive search for first
degree aggravated murder cases. After a survey of 31 cases from the
trial court reports, we selected a pool of comparable cases in the
same “genus or family” as Benn's 6
and concluded that this group of similar cases did not contain an
arbitrary frequency of life without parole sentences over the death
sentence.
¶ 155 In State v. Brett, 126 Wash.2d 136, 212, 892
P.2d 29 (1995) (conviction vacated and remanded in In re Pers.
Restraint of Brett, 142 Wash.2d 868, 16 P.3d 601 (2001)), we
characterized proportionality review as providing “a ‘check’ or
‘additional assurance’ against arbitrary imposition of the death
penalty.” We noted our struggle in the past in conducting
proportionality review and attributed this difficulty to attempting to
define “similar cases” without adopting standards requiring
mathematical identity. Additionally, we acknowledged that we had
struggled to define what makes a case proportional. We stated that
proportionality review continues to broaden in approach, and we
focused on two systemic problems in death sentences: random
arbitrariness and sentences based on the defendant's race.
¶ 156 In State v. Pirtle, 127 Wash.2d 628, 687, 904
P.2d 245 (1995), (rev'd in part and remanded in part sub nom. Pirtle
v. Morgan, 313 F.3d 1160 (9th Cir.2002)), we abandoned Lord's “family
resemblance” test, stating the approach “grew somewhat unwieldy as
more and more cases were reported” and “the result was dependant on
the cases selected” for comparison. In proportionality review, “we
assume [cases] can be arrayed on a rough continuum from least serious
to most serious, considering the nature of the crime and any
mitigating factors.” Pirtle, 127 Wash.2d at 686, 904 P.2d 245. When
determining whether Pirtle's death sentence was excessive or
disproportionate to the penalty imposed in similar cases, we
articulated the proper review as follows:
In reviewing an individual case, we look for
disproportionality. We are not concerned with whether a given crime
can be matched with one or more of the fifteen other death penalties.
Instead, our job is to weed out those cases in which the crime and
the defendant's mitigation most closely match the less serious of the
129 cases which did not result in death.
Pirtle, 127 Wash.2d at 686, 904 P.2d 245 (emphasis
added). In considering the defendant and the crime, we employed four
factors in our examination: (1) the nature of the crime, (2) the
aggravating factors, (3) the defendant's criminal history, and (4) the
defendant's personal history.
¶ 157 In State v. Elmore, 139 Wash.2d 250, 308, 985
P.2d 289 (1999) (quoting State v. Brown, 132 Wash.2d 529, 555, 940
P.2d 546 (1997)), we reaffirmed that our objective in proportionality
review is to determine whether “death was imposed ‘generally in
similar cases, and not imposed wantonly and freakishly.’ ” Unlike our
review in Pirtle, however, we stated that “[i]f the facts of Elmore's
case are similar to some of the facts taken from cases in which the
death penalty was upheld, the proportionality review is satisfied.”
Elmore, 139 Wash.2d at 308, 985 P.2d 289. We then employed the four
factors set out in Pirtle to analyze the defendant and the crime in
relation to similar cases, comparing Elmore's case to only those cases
in which the death penalty was imposed. Six of the cases we relied
on for proportionality review had previously been vacated on appellate
review. However, we stated that our reliance on these cases was
appropriate because none of them was overturned based on
proportionality.
¶ 158 In State v. Elledge, 144 Wash.2d 62, 79-80,
26 P.3d 271 (2001), we again rejected the argument that we should
include only cases in which the death penalty was ultimately affirmed
in our review of “similar cases,” relying on Elmore. In Elledge, the
defendant was convicted of first degree aggravated murder for
strangling and stabbing a woman after binding her wrists and ankles,
and the jury imposed the death penalty. In comparing the nature of
the crime with other “similar cases,” we stated that “Elledge's crime
was at least as vicious and brutal as others in which the death
penalty was imposed,” relying on Rupe, Benn, and Harris. Elledge,
144 Wash.2d at 81, 26 P.3d 271. Although there was only one
aggravating factor present, we did not find Elledge's case
disproportionate on this basis, citing to State v. Gentry,7
Harris, and Benn in which the death penalty was upheld where one
aggravating factor was found. Elledge had an extensive criminal
record, including one first degree murder conviction, which we found
to be “among the most extensive of any within the pool of similar
cases.” Elledge, 144 Wash.2d at 83, 26 P.3d 271. No mitigating
factors were presented.
¶ 159 Despite the different analytical forms we
have employed in our proportionality review since the enactment of RCW
10.95.130(2)(b) in 1981, the ultimate objective of our search for
“similar cases” has consistently been to achieve our statutory mandate
to determine “[w]hether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases.” In
accomplishing this task, we must put a particular case in context;
our review is to assure us that the sentence of death is somehow
quantifiable or comparable in view of all the other cases where the
sentence of death was imposed or where an individual was convicted of
first degree aggravated murder. In executing this comparative
review, as stated in Pirtle, we expect to find that our pool of
comparable cases can “be arrayed on a rough continuum from least
serious to most serious, considering the nature of the crime and any
mitigating factors.” 127 Wash.2d at 686, 904 P.2d 245.
¶ 160 Since chapter 10.95 RCW was enacted, four
people convicted of aggravated murder in the first degree have been
sentenced to death and executed. Three of the individuals executed
chose not to pursue the avenues of appeal available to them. In
addition, one individual who had been sentenced to death committed
suicide while incarcerated. Several individuals are currently
sitting on death row awaiting the exhaustion of their appeals. There
are approximately 268 trial court reports on file with this court for
individuals convicted of first degree aggravated murder.
¶ 161 As stated above, from our discussion in
Pirtle, we assume the individuals sitting on death row constitute the
far end of the spectrum, representing the most serious offenders who
committed the most atrocious crimes in our state. However, a review
of the current pool of cases reveals serious problems with the
administration of our state's capital cases. Contrary to what we
expected to find in the “spectrum” of serious cases, we now see that
the most serious offenders either pleaded guilty and escaped the death
penalty or were not sentenced to death by a jury.
¶ 162 Gary Ridgway is the most prolific serial
killer in our state's history. In 2003, he pleaded guilty to 48
counts of first degree aggravated murder. He killed mainly
prostitutes and runaways, often strangling them, dumping their bodies
to return later to rape their corpses. Ridgway's plea was part of an
agreement forged with prosecutors in which he agreed to help locate
the remains of the women he killed in order to escape the death
penalty. He was sentenced to life without the possibility of parole.8
¶ 163 If the Ridgway case was the only case at the
far end of the spectrum, perhaps his penalty of life in prison rather
than death could be explained or dismissed. Ridgway, however, is not
the only case in which a mass murderer escaped death. Benjamin Ng
killed 13 people, resulting in 13 convictions of first degree
aggravated murder. The aggravating factors found in his case were:
the murders were part of a common scheme or plan, there was more than
one victim and the murders were committed in the course of a robbery.
Ng hog-tied his victims prior to shooting them execution style.
Mitigating factors presented to merit leniency were diminished
capacity, Ng's youth, and lack of a prior criminal record. The jury
could not unanimously agree to impose the death penalty, and Ng was
sentenced to life in prison without the possibility of parole.
¶ 164 In addition to Ridgway and Ng, who were not
initially sentenced to death, over the course of time an overwhelming
number of the cases we have relied on as “similar cases” where death
was imposed for the purposes of proportionality review have been
vacated on appeal. The death penalty has not been imposed on remand
in any of these cases even though a number of them constitute the most
atrocious crimes by the most serious offenders. Since the enactment
of the existing death penalty statute in 1981, juries have imposed the
penalty of death in 31 cases where an individual was convicted of
first degree aggravated murder. However, in 19 of those 31 cases the
conviction or sentence has been vacated by either the Washington State
Supreme Court or by federal courts. In at least 13 cases, the
individual was resentenced to life without the possibility of parole
on remand.9
Several cases are still pending in superior courts. One of the 19
individuals was released,10
and one committed suicide.11
Even though our previous cases have relied on cases where the death
penalty was not reimposed, the fact remains that these cases are, or
should be, placed at the far end of the most extreme crimes for
purposes of our comparison. These cases no longer involve the death
penalty.
¶ 165 Among those retried and sentenced to life
without parole are two individuals convicted of killing three or more
persons. Kwan Fai Mak, Ng's codefendant, committed 13 murders and
was sentenced to death in the sentencing phase of his first trial.
However, Mak was sentenced to life without the possibility of parole
after his sentence was vacated and a new sentencing proceeding was
held. David L. Rice was convicted of four counts of first degree
aggravated murder. His conviction and sentence of death were
overturned by the Ninth Circuit Court of Appeals, Rice v. Wood, 44
F.3d 1396 (9th Cir.1995). Rice subsequently pleaded guilty and was
sentenced to life without the possibility of parole. Again, the
State elected not to seek the death penalty on remand.
¶ 166 Robert Yates pleaded guilty to 13 counts of
premeditated first degree murder, not aggravated murder, in Spokane
County pursuant to an agreement with prosecutors. Yates pleaded
guilty in order to escape the death penalty. Like Ridgway, Yates was
a serial killer who preyed on prostitutes. He hired prostitutes for
sex then shot them in the head and stole their money. In addition to
his convictions in Spokane County, Yates was later convicted of two
counts of first degree aggravated murder in Pierce County where the
prosecutor sought and the jury imposed the death penalty. Thus, the
only trial court report on file by which we can conduct our
proportionality review under the statute is for the two aggravated
murder convictions in Pierce County. Though aggravating factors were
apparently present, the prosecutor in Spokane County allowed Yates to
plead guilty to 13 counts of premeditated first degree murder, rather
than first degree aggravated murder, therefore the Spokane County case
is not included under the statute. It is well established that
prosecutors exercise their discretion in determining whether to pursue
the death penalty in any aggravated murder case and for plea
bargaining or other reasons they may not seek capital punishment.
The exercise of this discretion however has inhibited our ability to
conduct a meaningful proportionality review. No cases exemplify this
problem more than those of Ridgway and Yates.
¶ 167 We have continually grounded our
proportionality review on the principles set forth in Furman v.
Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d 346 (1972),
construing it as an additional safeguard to ensure that the death
penalty is not imposed arbitrarily or capriciously. In Harris, we
stated that “[t]he impetus for proportionality review derives from
the Supreme Court decision in Furman ․” 106 Wash.2d at 797, 725 P.2d
975. Additionally, in Lord we declared that our concern in
conducting proportionality review is “with alleviating the types of
major systemic problems identified in Furman: random arbitrariness
and imposition of the death sentence based on race.” Lord, 117
Wash.2d at 910, 822 P.2d 177. Thus, Furman presents the bedrock
principles underlying our statutory review. To ensure that the
sentence of death is not arbitrarily or capriciously imposed as
required under Furman, we perform our proportionality review to
determine whether “the death penalty has been imposed generally and
not ‘wantonly and freakishly imposed.’ ” Harris, 106 Wash.2d at 798,
725 P.2d 975 (quoting Moore, 233 Ga. at 864, 213 S.E.2d 829).
¶ 168 As the above discussion of our
proportionality jurisprudence indicates, our appellate review as
required by RCW 10.95.130(2)(b) has not only evolved but has continued
to limit the focus of comparison to other death penalty cases. This
approach ignores the statutory mandate to include all cases in which
the defendant was convicted of first degree aggravated murder as
“similar cases” for comparison. When we factor in all the cases
required by statute and review the outcome of our previous cases, no
rational basis exists to explain or conclude that the sentence of
death in any given case is imposed generally in similar cases. Not
only have we not generally included all cases where the defendant has
been convicted of first degree aggravated murder in our review, the
majority of the death penalty cases we have declared to be “similar”
for comparison in proportionality review are no longer death penalty
cases. Where, in previous cases our analysis has focused on
“similar” cases where the death penalty was imposed, when those
“similar” cases are no longer death penalty cases, our prior
comparability analysis is undermined. This outcome renders it
impossible to find that the death penalty is imposed generally in
similar cases and leads to the conclusion that our historical approach
to proportionality review is no longer viable.
¶ 169 With Ridgway, Mak, Ng, Yates, Rice, and
others in our pool of similar cases, our proportionality review
reveals the staggering flaw in the system of administration of the
death penalty in Washington. As stated earlier, the dual objectives
of our proportionality review are to proscribe random arbitrariness in
the imposition of the death penalty and to ensure that the sentence of
death is not imposed because of a defendant's race. We accomplish
this object through conducting a proportionality review to guarantee
that “no death sentence is affirmed unless in similar cases throughout
the state the death penalty has been imposed generally and not
‘wantonly and freakishly.’ ” Harris, 106 Wash.2d at 798, 725 P.2d 975
(quoting Moore, 233 Ga. at 864, 213 S.E.2d 829). Comparing Ridgway,
Mak, Ng, and Rice with the imposition of the death penalty in Dayva
Cross's case, and including all other cases required by that statute
as similar cases, the penalty of death is not imposed generally in
similar cases.
¶ 170 These cases exemplify the arbitrariness with
which the penalty of death is exacted. They are symptoms of a system
where statutory comparability defies rational explanation. The death
penalty is like lightening, randomly striking some defendants and not
others. Where the death penalty is not imposed on Gary Ridgway, Ben
Ng, and Kwan Fai Mak, who represent the worst mass murders in
Washington's history, on what basis do we determine on whom it is
imposed? No rational explanation exists to explain why some
individuals escape the penalty of death and others do not.
FOOTNOTES
1.
We recognize the record may be flawed. Juror “204” went through two
separate voir dire sessions the same day. RP (Mar. 21, 2001) at
94-133; 152-167. It is not clear whether she was the same juror,
brought back twice, or two different jurors. However, Cross has not
shown abuse of discretion either way.
2.
E.g.,Q. So you would never impose the death penalty?A. I'm not saying
that. I am opposed to it, but I'm not willing to say “never.” ․Q․
Can you give us an example of when you wouldn't vote [for mercy],
maybe something you read?A. No, actually, I can't. I haven't
encountered any situation or ever been in any situation where I would
vote for the death penalty.RP (Apr. 4, 2001) at 32-33.
3.
Any ineffective assistance of counsel claim for failure to request
such an instruction is not before us, and we express no opinion on it.
Nor do we express any opinion on whether this was a proper grounds
for Cross to withdraw his guilty plea.
4.
The jury instruction stated:Premeditated means thought over
beforehand. When a person, after any deliberation, forms an intent
to take human life, the killing may follow immediately after the
formation of the settled purpose and it will still be premeditated.
Premeditation must involve more than a moment in point of time. The
law requires some time, however long or short, in which a design to
kill is deliberately formed.CP at 1986 (Jury Instruction 5). This is
substantially similar to how we have defined premeditation in similar
cases. Cf. State v. Pirtle, 127 Wash.2d 628, 644, 904 P.2d 245
(1995) (quoting RCW 9A.32.020(1)); State v. Gentry, 125 Wash.2d 570,
597-98, 888 P.2d 1105 (1995).
5.
We are not asked to determine whether Cross was entitled to such an
instruction, and, of course, we express no opinion on it.
6.
We recognize that a law abiding jury might not have felt it could
question an element of the underlying crime to which Cross pleaded
guilt as a mitigating factor, notwithstanding the specific argument
about it. However, we are not asked to decide whether he was
entitled to such an instruction given the prosecution's assurances
during the Alford proceedings or whether it was ineffective assistance
of counsel to fail to request it. Cf. Clark v. Baines, 150 Wash.2d
905, 84 P.3d 245 (2004). As presented, we are unable to determine
whether any other rights held by Cross were violated and, of course,
we express no opinion on unasked questions. Cf. Penry II, 532 U.S.
at 799, 121 S.Ct. 1910.
7.
Cross would have limited the mitigation evidence to sleep
deprivation, alcohol, financial stress, socioeconomic pressure, and
his confession. RP (Jan. 31, 2001) at 542-43.
8.
We assume for the purpose of argument that his motion for appointment
of new counsel was timely. We recognize that might not have been so.
9.
Cross also argues that counsel's decision to admit mental health
testimony was ultimately prejudicial to him, as it opened the door to
evidence that did not show him in the best light. Nothing in this
opinion should be read to foreclose reconsideration of this claimed
prejudice in the context of an ineffective assistance of counsel
claim. We express no opinion on the viability of that claim.
10.
Cross's proposed instruction was nearly identical:The term “common
scheme or plan” means that there was a connection or nexus between the
murders and the victims thereof. The scheme or plan is [a] design,
method of action, or system formed to accomplish a purpose.CP at 1789.
11.
Miranda v. Arizona, 384 U.S. 436, 473-74, 86 S.Ct. 1602, 16 L.Ed.2d
694 (1966).
12.
The trial judge's written order states that defense counsel conceded
that the interview with Detective Doyon was properly admissible. We
assume this is a scrivener's error; counsel did vigorously contest
admissibility. CP at 359-77. The record is somewhat ambiguous
because a concession appears, but read in context it was probably
limited to a concession that if Cross's statements were admissible, a
transcript of a taped session was admissible. RP (May 1, 2000) at
28.
13.
While Cross was meeting with his attorney, he was overheard stating
loudly: “I don't give a fuck. The motherfuckers are dead. I
killed them. My life is over.” CP at 1348. After noting that the
statement was clearly audible outside of the conference room, the
trial court ruled this admissible. CP at 1353. Given that Cross is
not seeking to withdraw his plea, we do not reach whether this was an
abuse of discretion.
14.
Additionally, Cross argues that the United States Supreme Court's
current capital case jury selection jurisprudence is unconstitutional.
We leave it in the able hands of the United States Supreme Court to
determine whether their death qualification jurisprudence needs
additional scrutiny. Based on existing precedents, we cannot so
conclude ourselves.
15.
Again, we note that Cross was not precluded by his Alford plea from
raising the argument. A holding that he can avoid the sentence
because of his plea would frustrate the clear intent of the statutes
in play. An ineffective assistance of counsel claim is the proper
forum for considering whether he was entitled to, and prejudiced by
the lack of, a premeditation instruction.
16.
Amicus American Civil Liberties Union has requested we appoint a
special master to review these matters further. Without a greater
showing of necessity, we decline to do so at this time.
1.
101 Wash.2d 664, 683 P.2d 571 (1984) (death penalty imposed where
defendant killed two people during a robbery with two aggravating
factors present) (Rupe I).
2.
101 Wash.2d 631, 683 P.2d 1079 (1984) (death penalty imposed where
defendant killed one victim with two aggravating factors present).
3.
70 Wash.2d 697, 425 P.2d 390 (1967) (death penalty imposed where
defendant was convicted of murdering two children).
4.
81 Wash.2d 124, 499 P.2d 1268 (1972) (death penalty imposed where
defendant killed two people).
5.
In four cases the defendant received the death penalty, in two cases
where the death sentence was sought the defendant received life
without parole, in one case the prosecution did not seek the death
penalty, and in one case a defendant was sentenced to life without
parole after pleading guilty.
6.
Of the 31 cases the court surveyed, it rejected from the pool those
cases in which the death penalty was not sought because the cases were
not in the same “genus or family,” and the court rejected cases
exhibiting extremely brutal crimes. Benn, 120 Wash.2d at 692, 845
P.2d 289.
7.
125 Wash.2d 570, 888 P.2d 1105 (1995). In Gentry, the defendant was
sentenced to death for the murder of a 12 year old girl. One
aggravating factor found was murder to conceal the identity of the
defendant.
8.
The majority praises the prosecutors in the Ridgway case as “highly
respected, honorable, and thoughtful” and calls the plea agreement
“highly rational.” In fact, this is little more than misplaced
condescension. There is nothing rational about the prosecutors'
decision here not to seek the most serious of penalties for one who
has committed the most heinous of crimes.
9.
Dwayne Bartholomew; Gary Benn; James Brett; Michael M. Furman;
Patrick Jeffries; Brian Lord; Sammie L. Luvene; Kwan Fai Mak;
Henry L. Marshall, III; Blake Pirtle; David L. Rice; Michael K.
Roberts; Mitchell Rupe.