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Christopher Anthony DAVIS
Characteristics:
Member
of the Gangster Disciples - Robbery
Hershell D. Koger, Pulaski, Tennessee, and David
Hornik, Nashville, Tennessee, for the Appellant, Christopher A.
Davis.Paul G. Summers, Attorney General and Reporter; Michael E.
Moore, Solicitor General; Mark A. Fulks, Assistant Attorney General;
Victor S. Johnson, District Attorney General; and Tom Thurman and
Katrin Miller, Assistant District Attorneys General, for the Appellee,
State of Tennessee.
OPINION
The defendant, Christopher A. Davis, was convicted
of two counts of premeditated first degree murder,1
two counts of especially aggravated kidnapping, and two counts of
especially aggravated robbery. The jury imposed death sentences for
both counts of premeditated first degree murder after finding that
evidence of three aggravating circumstances, i.e., (1) the defendant
was previously convicted of one or more felonies whose statutory
elements involved the use of violence to the person, (2) the murders
were committed for the purpose of avoiding, interfering with, or
preventing a lawful arrest of the defendant, and (3) the murders were
knowingly committed, solicited, directed, or aided by the defendant
while the defendant had a substantial role in committing or attempting
to commit a robbery or kidnapping, outweighed evidence of mitigating
circumstances beyond a reasonable doubt. In addition, the trial
court sentenced the defendant to concurrent 25-year sentences for the
especially aggravated kidnapping convictions to run consecutively to
concurrent 25-year sentences for the especially aggravated robbery
convictions.
After the Court of Criminal Appeals affirmed the
convictions and the sentences, the case was automatically docketed in
this Court. We entered an order specifying seven issues for oral
argument, and we now hold as follows: (1) the evidence was sufficient
to support the jury's verdicts; (2) the trial court did not err in
refusing to disqualify the District Attorney General; (3) the trial
court did not err in refusing to allow defense counsel to withdraw;
(4) the death sentences were not invalid on the ground that the
aggravating circumstances were not set out in the indictment; (5) the
trial court did not err in allowing the prosecution to establish the
“prior violent felony” aggravating circumstance by relying on an
offense committed as a juvenile; (6) the evidence was sufficient to
support the jury's finding of three aggravating circumstances beyond a
reasonable doubt and its determination that the aggravating
circumstances outweighed the evidence of mitigating circumstances
beyond a reasonable doubt; and (7) the death sentences were not
arbitrary or disproportionate. We also agree with the Court of
Criminal Appeals' conclusions with respect to the remaining issues,
the relevant portions of which are included in the appendix to this
opinion. Accordingly, we affirm the judgment of the Court of
Criminal Appeals.
BACKGROUND
Guilt Phase
On the early morning of February 28, 1996, the
bodies of the victims, Gregory Ewing and D'Angelo Lee, were discovered
in a remote part of a construction site in the Berry Hill area of
Nashville, Tennessee. Ewing had been shot seven times, including
three gunshot wounds to his head. Lee had been shot five times,
including three gunshot wounds to his head.
As a result of an investigation, the defendant,
Christopher A. Davis, was charged with two counts of premeditated
first degree murder, two counts of felony murder, two counts of
especially aggravated robbery, and two counts of especially aggravated
kidnapping. The evidence at the trial was as follows:
Antonio Cartwright, age 14, testified that on
February 27, 1996, he was smoking marijuana in an apartment located on
Herman Street in Nashville with the defendant, Christopher Davis,
Yakou “Kay” Murphy, Gdongalay Berry, and an individual nicknamed “Sneak.”
Davis told Cartwright that there was going to be a “highjacking ․
and a gun deal” that evening involving D'Angelo Lee and Gregory Ewing.
Davis told the others that he wanted Lee's car and planned to “draw
down on him.” Davis told Cartwright that they would have to kill Lee
and Ewing because the two victims knew where they lived.
Cartwright testified that when Davis, Berry, Murphy,
and Sneak left the apartment on foot that evening, Davis was carrying
a nine millimeter handgun and Berry was armed with a .45 caliber
handgun.2 Davis
and Berry returned in approximately one hour in a white Cadillac with
four or five assault rifles, a pair of green tennis shoes with yellow
laces, a black and blue jacket, an additional .45 caliber handgun, and
a gold cross necklace. Davis told Cartwright that he had killed the
two victims and that he had shot Lee nine times in the head. Davis
said the bodies had been dumped where they could not be found. Berry
said that they needed to burn the Cadillac.
Christopher Loyal testified that he saw Davis and
Berry on the night of February 27, 1996, and that he helped carry
assault rifles from a white Cadillac into Davis's room in the Herman
Street apartment. Loyal saw a backpack with guns in it and noticed
that Davis was wearing a gold chain with a cross on it. According to
Loyal, Davis said that they had gone to get some guns and that he
“unloaded his clip.” Davis told Loyal that one of the victims had
begun crying and begging for his life, and that they shot him. Loyal
said that Berry seemed upset about what had happened but Davis just
appeared “hyper.”
Detectives Mike Roland and Pat Postiglione were
assigned to investigate the homicides of Gregory Ewing and D'Angelo
Lee after the victims were found on the morning of February 28, 1996.
Later that morning, Postiglione, along with two other detectives,
went to an apartment at 2716-B Herman Street to investigate a tip they
received from “Crimestoppers” regarding an unrelated murder that had
occurred near Tennessee State University (“TSU”). While the
detectives were questioning Ronald Benedict, the lessee of the
apartment, and fourteen-year-old Antonio Cartwright, they noticed a
rifle under a bed in an adjacent room.
As the detectives were discussing a search of the
apartment, Christopher Davis walked in unannounced with Dimitrice
“Dee” Martin, Berry, and Brad Benedict, Ronald Benedict's brother.
Davis was talking on a cell phone and one of the other men was
carrying an assault rifle. When the detectives announced their
presence and drew their weapons, Davis, Berry and Brad Benedict fled
from the apartment. Davis was caught one block from the apartment.
A .45 caliber automatic handgun that Davis had discarded during the
chase and the assault rifle that one of the other men had been
carrying were also recovered. Berry and Brad Benedict, however, were
not apprehended that day.
Davis was arrested, taken back to the apartment on
Herman Street, and placed in a patrol car while the apartment was
searched. Davis denied that he lived in the apartment. The search
of Davis's bedroom uncovered a nine millimeter handgun, an M-1 assault
rifle, three SKS assault rifles, several handguns, ammunition, $1,400
in currency inside a Crown Royal bag, two pair of muddy gloves, muddy
tennis shoes, handcuffs, a pager, a cell phone, and a backpack
containing cans of spray paint. Detective Postiglione also saw a
pair of green tennis shoes with yellow laces that were later
identified as belonging to the victim, D'Angelo Lee.
Davis was taken to the Criminal Justice Center in
the back of a patrol car with Antonio Cartwright. Cartwright
testified that while riding in the patrol car, Davis told him to
remove the gold cross necklace from Davis's neck and to place it in
Davis's pocket.
Dimitrice Martin testified that she was Davis's
girlfriend. While she waited with Davis at the Criminal Justice
Center, he asked her to take a gold cross necklace from his pocket and
put it in her purse. Davis then told her that Berry and several
others had purchased guns the previous night and had returned to the
Herman Street apartment with the victims tied up in their car.3
Davis told her that he and Berry then drove somewhere, took the
victims from the car, and began shooting the victims. Davis also
told her that Berry had shot both of the victims and that he, Davis,
shot D'Angelo Lee. Davis then told Martin to call Ronald Benedict's
girlfriend and ask her to “get rid of” a pair of green and gold tennis
shoes left in the apartment. Finally, Martin testified that she
received two letters from Davis following his arrest in which he told
her to “take the fifth” and not testify against him or in cases
involving other members of the Gangster Disciples.4
Detective Roland interviewed Davis regarding the
homicides of Ewing and Lee. Because another detective had previously
questioned Davis about the unrelated murder near the TSU campus,
Roland confirmed that Davis had been advised of his rights and was
willing to talk. Davis denied that he was involved in or had any
knowledge of the Ewing and Lee homicides. Detective Roland stopped
the interview after 30 minutes because Davis requested an attorney.
According to Roland, however, he was later typing up criminal warrants
to charge Davis with the Ewing and Lee homicides when Davis told him
he wanted to talk to him.
Davis signed a written waiver of his rights and
gave a videotaped statement. He said that Gdongalay Berry and Yakou
“Kay” Murphy met with Ewing and Lee to buy guns and later returned in
a Cadillac with the victims tied up in the car. After Berry brought
the guns into the Herman Street apartment, Davis accompanied Berry and
Murphy in the Cadillac to another location where they got the victims
out of the car. Davis told Detective Roland that Berry shot Ewing
five times with a .45 caliber handgun and that Murphy shot Lee four
times in the back of the head with a nine millimeter handgun. Davis
said that they returned to the Herman Street apartment after burning
the car.5
The victims' family members identified evidence
that was recovered from the investigation. Willie Mae Lee, D'Angelo
Lee's mother, testified that the gold cross necklace that was being
worn by Davis after the offenses had belonged to her son. Lee
testified that her son had been wearing green tennis shoes with yellow
laces when he borrowed her car, a white Cadillac, on the evening of
February 27, 1996. Brenda Ewing Sanders, Gregory Ewing's mother,
testified that a jacket found in the Herman Street apartment had
belonged to her son.
The medical examiners who performed the autopsies
of the victims were no longer employed by the medical examiner's
office and lived out of state. As a result, Dr. Bruce Levy testified
about their findings.6
Dr. Levy testified that Gregory Ewing had been shot seven times,
including three shots to his head. Bullets recovered from Ewing's
shoulder and abdomen appeared to be a different caliber than one
recovered from his head. Dr. Levy testified that D'Angelo Lee had
been shot three times in the head and once or twice in the hands.
One bullet was recovered from the hand wounds.
Tommy H. Heflin, the supervisor of firearms
identification with the Tennessee Bureau of Investigation, testified
that he received the bullets that had been recovered from the victims'
bodies, a nine millimeter handgun, two .45 caliber handguns, four
fired cartridges from a .45 caliber handgun, and eight fired
cartridges from a nine millimeter handgun. Heflin concluded that the
nine millimeter bullets recovered from the victims had been fired from
the nine millimeter handgun that he tested. Although Heflin could
not conclude with “absolute certainty” that the nine millimeter
cartridges had been fired from the nine millimeter handgun that he
tested, he concluded that they had been fired from that handgun or one
very similar. Heflin testified that the four .45 caliber cartridges
had been fired from the same handgun but not from the two .45 caliber
handguns he had been given to examine. He likewise concluded that
two .45 caliber bullets recovered from the victims had been fired from
the same handgun.
Following the prosecution's case in chief, the
defense presented the testimony of the defendant Davis's grandmother,
Susie Boykin. Boykin, who lived five or six blocks from the Herman
Street apartment, testified that on February 27, 1996, Gregory Ewing
stopped by her house looking for Davis. When Davis later arrived at
her house at about 7:00 p.m., she told him that Ewing was looking for
him. Davis left but returned a short time later and said he could
not find Ewing. According to Boykin, Davis ate dinner with her and
stayed until 10:15 p.m. At that point, she asked Davis to stop
coming in and out of the house because she needed to get to sleep.
Dallas Blackman testified that he saw Davis and
Antonio Cartwright at the Court Villa apartments on February 27, 1996,
sometime between 9:30 p.m. to 10:30 p.m. Blackman was with Davis and
Cartwright for about 45 minutes. According to Blackman, Davis asked
him to rent a motel room for him that evening, but that was not
unusual.
Donald Moore testified that Yakou Murphy told him
that he killed Ewing and Lee after tying them up and making them get
on their knees. According to Moore, Murphy said he never liked Ewing
and that he had “set up” Davis, Berry, and Moore. Moore conceded
that Murphy had testified against him in unrelated cases in which
Moore was convicted of first degree murder, second degree murder, and
especially aggravated robbery. Moore also acknowledged that he was
Davis's best friend.
Yakou Murphy testified that he did not kill Ewing
or Lee and that he was not involved in the murders. He also denied
that he had told anyone he killed the victims. Murphy testified that
Davis and Berry had asked him to go with them to buy guns and that he
saw Davis and Berry driving a white Cadillac with two men who appeared
to be tied up. Murphy testified that he knew Davis and Berry had
handguns and that later that evening, he saw them carrying clothes,
shoes, and assault rifles into the apartment.
The defendant, Christopher Davis, age 18 at the
time of the offenses,7
testified that he went to the home of his grandmother, Susie Boykin,
at about 6:45 to 7:00 p.m. on February 27, 1996, and that he returned
around 7:15 to 7:20 p.m. after leaving briefly to look for Ewing.
Davis testified that he left his grandmother's house several times to
smoke marijuana with Antonio Cartwright and to sell cocaine. Davis
said that after leaving his grandmother's home around 10:15 p.m., he
returned to his apartment on Herman Street where Yakou Murphy asked
him to help carry guns and other items into Davis's bedroom. Davis
testified that Murphy told him that he and Berry had robbed someone,
and that Berry later said that he and Murphy shot Ewing and Lee. Davis
stated that he purchased a necklace from Berry for $200. Davis
testified that his statement to police was a “big lie,” that he had
not been feeling well in the days before his arrest, and that he had
recently received a blood transfusion at Vanderbilt Hospital for an
apparent spider bite.
Dr. Steven Wolff testified that Davis had been
admitted at Vanderbilt on February 18, 1996, and had been given a
blood transfusion to treat anemia. Wolff testified that Davis had a
lesion on his arm that was consistent with a spider bite and that such
a bite could result in anemia. Wolff testified that Davis did not
appear to be in distress and that Davis had a normal red blood cell
count when he was discharged.
After hearing the evidence and deliberating, the
jury convicted Davis of two counts of premeditated first degree murder,
two counts of felony murder, two counts of especially aggravated
kidnapping, and two counts of especially aggravated robbery. After
the trial court merged the felony murder convictions with the
premeditated first degree murder convictions, a sentencing proceeding
was conducted to determine punishment.
In the sentencing phase of the trial, the
prosecution relied on three aggravating circumstances in seeking the
death penalty: that the defendant was previously convicted of one or
more felonies whose statutory elements involved the use of violence to
the person; that the murders were committed for the purpose of
avoiding, interfering with, or preventing a lawful arrest; and that
the murders were knowingly committed, solicited, directed, or aided by
the defendant while the defendant had a substantial role in committing
or attempting to commit a robbery or kidnapping. Tenn.Code Ann.
§ 39-13-204(i)(2), (6), and (7) (2003).
In support of the prior violent felony aggravating
circumstance, the prosecution introduced evidence that Davis had prior
convictions for first degree murder and attempted second degree murder.
The prior first degree murder conviction occurred in 1999 and the
prior attempted second degree murder conviction occurred in 1997.
In addition, the prosecution presented the
testimony of Brenda Ewing Sanders, Gregory Ewing's mother, who
testified that her son was 18 years old when he was killed. She
testified that Ewing had been a “good boy,” who had a young daughter.
Similarly, Willie Mae Lee, D'Angelo Lee's mother, testified that her
son was 19 years of age when he was killed and that she had a close
relationship with him. She testified that her son had a six-year-old
son who believed his father would come home after the trial.
The defense presented numerous witnesses in
mitigation. The defendant's mother, Felicia Davis, testified that
she had attended college and had maintained regular employment while
the defendant's father, Christopher Davis, Sr., stayed home with the
children and sold illegal drugs. As a result, Davis spent a lot of
time with his grandmother. Ms. Davis testified that she and her
husband were addicted to drugs and that her husband had been
incarcerated several times for drug-related offenses. She testified
that Davis's brother was killed in a drug deal several months before
the defendant's trial.
Witnesses described Davis as bright, intelligent,
and stubborn. He attended private schools until the ninth grade and
was a “fast learner.” He was a good student and was once listed in
“Who's Who Among American High School Students.” Davis started
having behavior problems, however, was expelled from private school
for threatening a teacher, and then transferred to a public school.
He dropped out of school in the eleventh grade.
Donald Moore testified that Davis had been selling
marijuana and cocaine and that he and Davis smoked marijuana every day.
According to Moore, Davis's attitude changed after he left private
schools, and he enjoyed the fact that his father was a popular drug
dealer. Similarly, Marcus Lattimore, the defendant's cousin,
testified that there was drug use in the Davis family and that Davis
began selling drugs so that he could get money to obtain a recording
studio.
The jury sentenced Davis to death for the
premeditated first degree murders of Ewing and Lee after finding that
evidence of three aggravating circumstances relied upon by the
prosecution outweighed evidence of mitigating circumstances beyond a
reasonable doubt. The trial court later imposed concurrent 25-year
sentences for the two especially aggravated kidnapping convictions and
concurrent 25-year sentences for the two especially aggravated robbery
convictions.
The Court of Criminal Appeals affirmed the
convictions, the death sentences imposed by the jury, and the
sentences imposed by the trial court. Thereafter, the case was
automatically docketed in this Court.
ANALYSIS
Sufficiency of Evidence
Davis argues that the evidence was insufficient to
support the convictions for premeditated first degree murder,
especially aggravated kidnapping, and especially aggravated robbery.
Davis argues that the evidence was entirely circumstantial, that the
testimony of the witnesses conflicted, and that several persons had
access to the murder weapons. The State maintains that the evidence
was sufficient to support the convictions.
When evaluating the sufficiency of the evidence, we
must determine whether “any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt.” Jackson
v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979).
We are required to afford the State the strongest legitimate view of
the evidence in the record, as well as all reasonable and legitimate
inferences which may be drawn therefrom. State v. Bland, 958 S.W.2d
651, 659 (Tenn.1997). Questions concerning the credibility of the
witnesses, the weight to be given the evidence, and any factual issues
raised by the evidence are resolved by the trier of fact. Id.; State
v. Cazes, 875 S.W.2d 253, 259 (Tenn.1994).
The offense of first degree murder includes a
“premeditated and intentional killing of another.” Tenn.Code Ann.
§ 39-13-202(a)(1) (2003). A premeditated act is “an act done after
the exercise of reflection and judgment” and means that “the intent to
kill must have been formed prior to the act itself.” Tenn.Code Ann.
§ 39-13-202(d) (2003). An intentional act refers to “the nature of
the conduct or to a result of the conduct when it is [a] person's
conscious objective or desire to engage in the conduct or cause the
result.” Tenn.Code Ann. § 39-11-106(a)(18) (2003).
In State v. Bland, 958 S.W.2d 651 (Tenn.1997), we
discussed circumstances that may warrant the trier of fact to find or
infer premeditation. The circumstances include the use of a deadly
weapon upon an unarmed victim, the particular cruelty of a killing,
any threats or declarations of intent to kill made by the defendant,
proof that the defendant procured a weapon, any preparations to
conceal the crime undertaken before the crime is committed, and the
defendant's calm demeanor immediately after a killing. Id. at 660; see
also State v. Keough, 18 S.W.3d 175, 181 (Tenn.2000).
We conclude that the evidence was sufficient to
support Davis's convictions for the first degree murders of Gregory
Ewing and D'Angelo Lee. The evidence showed that Davis was involved
in a “gun deal” with the victims and had planned to steal the guns and
a car. Davis said that the victims would have to be killed because
they knew where Davis and the others lived, and he obtained a nine
millimeter handgun shortly before the offenses. The evidence also
showed that Davis and Gdongalay Berry were seen driving a white
Cadillac on the night of the offenses with the victims tied up in the
car. Davis and Berry were in possession of assault rifles, handguns,
a backpack, Ewing's coat, Lee's tennis shoes, and Davis was wearing a
gold necklace that had belonged to Lee. Davis told police that he
was present when the victims were shot and killed; Davis told others,
however, that he had shot Lee, that he had “unloaded the clip,” that
he had “drawn down on [Lee],” and that Ewing had begged for his life
before being shot by Berry. The evidence showed that Davis and Berry
burned the victims' vehicle after the offenses and that Davis tried to
conceal the gold necklace he had been wearing at the time of his
arrest. Finally, the evidence showed that the victims had been shot
with a nine millimeter handgun that was later found in Davis's
apartment.
Although the defendant characterizes the evidence
as circumstantial, the jury's function was to weigh the credibility of
the witnesses and to resolve the conflicts in the testimony. In sum,
the evidence overwhelmingly established the offenses of first degree
murder.
In addition, we conclude that the evidence, which
demonstrated that Davis kidnapped the victims with the use or display
of deadly weapons, was sufficient to support Davis's convictions for
two counts of especially aggravated kidnapping. See Tenn.Code Ann.
§ 39-13-305(a) (2003). Similarly, we conclude that the evidence,
which demonstrated that Davis intentionally took property belonging to
the victims by using a deadly weapon and by causing serious bodily
injury, was sufficient to support Davis's convictions for two counts
of especially aggravated robbery. See Tenn.Code Ann. § 39-13-403(a)
(2003).
Disqualification of District Attorney General
Davis next argues that the trial court erred in
denying his motion to disqualify the District Attorney General, Victor
S. Johnson, and his entire office based on the District Attorney
General's employment of the trial court's former law clerk. He
further argues on appeal that the motion should have been granted
because the District Attorney General's office had no official
screening policies in matters involving conflicts of interest. The
State maintains that the trial court did not abuse its discretion in
denying the motion.
At a pre-trial hearing, Philip Wehby testified that
he had worked as a law clerk for the trial judge, J. Randall Wyatt,
and that as the law clerk, he had attended one or two ex parte
hearings regarding this case. Wehby testified that he did not work
on the case after being hired by the District Attorney General and
that he had never discussed the case with anyone in the office.
Although Wehby testified that he was unaware of any written policies
in the District Attorney General's office regarding conflicts of
interest, he stated that it was “understood” that he was to have no
involvement in this prosecution and that he had no knowledge where the
case file was kept. The trial court denied the motion to disqualify.8
At the time of trial,9
a prosecutor in a criminal case could be disqualified where there was
an actual conflict of interest that prevented the prosecutor from
exercising independent judgment free of “compromising interests and
loyalties.” State v. Culbreath, 30 S.W.3d 309, 312 (Tenn.2000) (quoting
Tenn. R. Sup.Ct. 8, EC 5-1). Even if there was no actual conflict of
interest, disqualification could also be based on an appearance of
impropriety. Id. at 313; see also Clinard v. Blackwood, 46 S.W.3d
177, 187 (Tenn.2001) ( “ ‘appearance of impropriety is' ․ an
independent ground upon which disqualification may be based”).
If disqualification of a prosecutor is required,
the trial court must determine whether to also disqualify the entire
District Attorney General's office. Culbreath, 30 S.W.3d at 313.
The trial court's determination requires an inquiry into whether the
prosecutor who has the conflict of interest has participated in the
ongoing prosecution, including the disclosure of any confidences, and
whether the prosecution has established that the prosecutor has been
screened from the prosecution. State v. Coulter, 67 S.W.3d 3, 30 (Tenn.Crim.App.2001);
see also Clinard, 46 S.W.3d at 184. The decision is left to the
trial court's discretion and will not be reversed on appeal unless the
trial court abused its discretion. Culbreath, 30 S.W.3d at 313.
In Clinard, which involved the disqualification of
a law firm, this Court held that disqualification was required where
an attorney who had represented one party to a lawsuit later accepted
employment with the law firm that represented the opposing party in
the same lawsuit. Clinard, 46 S.W.3d at 184. We adopted the
following framework for determining whether an attorney's prior
involvement in a case mandates disqualification of the attorney's new
law firm in a subsequent representation: (1) whether a substantial
relationship existed between the subject of the former and present
representations; (2) whether the presumption of shared confidences
has been rebutted with regard to the former representation; and (3)
whether the presumption of shared confidences has been rebutted with
regard to the present representation. Id.
In applying this analysis in Clinard, we noted that
a “substantial relationship” existed because the attorney's
involvement in the prior case was so extensive that his employment
with his new law firm could be “regarded as a changing of sides.” 46
S.W.3d at 184. We emphasized that the attorney's new law firm was an
“adversary against the [parties] in the very litigation in which [the
attorney] once represented them․” Id. at 188. Although we observed
that the presumption of shared confidences was rebutted by “objective
and verifiable” evidence of procedures used by the new law firm that
had “screened” the conflicted attorney from persons, files, or
information pertaining to the ongoing case, we also concluded that the
procedures did not remove the appearance of impropriety. Id. at 184,
188-89. Accordingly, we held that disqualification of the attorney's
new law firm was required. Id. at 189.
Although we have never addressed the precise
circumstances presented in this case, the Court of Criminal Appeals
has resolved similar cases. In State v. Tate, 925 S.W.2d 548 (Tenn.Crim.App.1995),
the Court of Criminal Appeals concluded that disqualification was
required after a trial judge became the District Attorney General.
In Tate, the evidence showed that the trial judge presided over
several pretrial rulings in the defendant's case, later became the
District Attorney General, and then had four conversations about the
case with the assistants who were prosecuting the defendant's case. Id.
at 549. In ruling that the District Attorney General's office was
disqualified from prosecuting the defendant, the Court of Criminal
Appeals emphasized that the District Attorney, when serving as the
trial judge, presided over several ex parte hearings during which the
defense disclosed confidential matters and that the District Attorney
later had lengthy discussions about the case with other prosecutors. Id.
at 555-56.
In contrast, in State v. Coulter, 67 S.W.3d 3 (Tenn.Crim.App.2001),
the Court of Criminal Appeals concluded that disqualification of the
District Attorney General's office was not required. In Coulter, a
defendant's counsel accepted employment with the District Attorney
General's office before the defendant's case went to trial. Although
counsel had an obvious conflict of interest, the evidence revealed
that counsel had no discussions as an assistant district attorney
about the defendant's case, had no involvement in the prosecution of
the defendant's case, and followed the “screening” procedures the
office had implemented to ensure he had no involvement or contact with
the case. Id. at 26-27. Accordingly, the Court of Criminal Appeals
held that the conflict of interest did not require disqualification of
the District Attorney General's office because there had been no
disclosure of confidences or participation in the prosecution. Id. at
32.
In our view, application of these decisions and
principles establishes that the trial court properly exercised its
discretion in refusing to disqualify the District Attorney General's
office in the present case. The evidence revealed that Wehby had
worked as a law clerk for the trial court and had attended “one, maybe
two” ex parte hearings involving the trial judge and defense counsel.
The trial court specifically found that his “level of involvement
while a law clerk was at most minimal.” Indeed, there was no
evidence as to what was discussed at the hearings and no showing that
Wehby had a substantial relationship to these proceedings.
In addition, after being employed by the District
Attorney General, Wehby did not participate in the prosecution of this
case, did not have any discussions about the prosecution of this case,
and did not share or reveal any information with those who were
prosecuting this case. As the trial court noted, Wehby had “not
discussed the case with anyone within the office” and had “no access
to the case file, which [was] apparently kept separate from the
office's other files.” Moreover, although Wehby was not aware of a
formal screening procedure in the District Attorney General's office,
he testified that it was understood he was to have no contact or
involvement with this ongoing prosecution.
The present case is distinguishable from the
decisions in Clinard and Tate. For example, in Clinard, the attorney
represented and received confidential information from a party to a
lawsuit and later began working for the law firm that represented the
opposing party in that same lawsuit. Clinard, 46 S.W.3d at 184. We
analogized the attorney to a baseball player who has “switched teams
in the middle of the game after learning the signals.” Id. at 188.
Similarly, in Tate, the District Attorney had ruled upon several
pretrial, ex parte requests as the trial judge in a case and then
later participated in the prosecution of the defendant's case by
discussing the case with his assistants. Tate, 925 S.W.2d at 549; see
also Lux v. Commonwealth, 24 Va.App. 561, 484 S.E.2d 145 (1997).
In contrast, in this case there was no evidence
that Philip Wehby had a substantial role as a law clerk for the trial
judge in the defendant's case, that he “switched sides” in the
defendant's case, that he received confidential information, that he
revealed confidential information, or that he participated in the
prosecution of Davis. The undisputed evidence is that Wehby was
effectively screened from this case after his employment with the
District Attorney General and that he had no involvement or
communications regarding this case.10
Accordingly, we conclude that the trial court did
not abuse its discretion in refusing to disqualify the District
Attorney General's office in this case.
Withdrawal of Defense Counsel
Davis argues that the trial court erred in denying
a motion to withdraw filed by defense counsel. The State maintains
that review of the issue has been waived for failure to preserve the
issue in the record on appeal.
The record indicates that Davis's attorneys filed a
motion to withdraw prior to trial. At an evidentiary hearing on the
motion, defense counsel asserted that they were unable to disclose the
basis of their motion due to professional obligations, the attorney-client
privilege, and other ethical considerations. The motion to withdraw
was transferred to a different trial court, which denied the motion
after an ex parte hearing and placed the order and the transcript of
the hearing under seal.11
On appeal, the Court of Criminal Appeals held that review of the
issue was waived based on defense counsel's refusal to have the trial
court's order and transcript unsealed.
In this Court, the position of defense counsel
remains the same, i.e., that ethical and professional considerations
prevent the unsealing of the trial court's order and the transcript of
the ex parte hearing. Moreover, the brief asserts that the issue has
been raised for the purpose of preserving it for further review.
Under these circumstances, we conclude that the defendant is entitled
to no relief on this issue.12
Sufficiency of Indictment
We have held Apprendi does not require aggravating
circumstances to be alleged in the indictment. State v. Holton, 126
S.W.3d 845, 863 (Tenn.2004); State v. Dellinger, 79 S.W.3d 458, 467 (Tenn.2002).
Moreover, we have clarified that recent United States Supreme Court
rulings in Blakely v. Washington, 524 U.S. ----, 124 S.Ct. 2531, 159
L.Ed.2d 403 (2004), and Ring v. Arizona, 536 U.S. 584, 602, 122 S.Ct.
2428, 153 L.Ed.2d 556 (2002), “do not change our analysis ․ regarding
whether aggravating circumstances must be pled in the indictment.” State
v. Berry, 141 S.W.3d 549, 2004 WL 1873706 (Tenn.2004). We explained:
[T]he primary concern for a defendant charged with
first-degree murder is notice that he or she is facing an enhanced
sentence of life without parole or death. Such notice is provided
for in both the Code and in the Tennessee Rules of Criminal Procedure.
Tenn.Code Ann. § 39-13-208 (1996); Tenn. R.Crim. P. 12.3 (1984). Rule
12.3 of the Rules of Criminal Procedure mandates written notice, given
at least thirty days prior to trial, of the state's intention to seek
the death penalty and of the aggravating circumstances the State
intends to rely upon for such enhanced sentence. Section 39-13-208
provides for the same in cases where the State is seeking an enhanced
sentence of life without parole.
Id. at 562, 2004 WL 1873706, at *8.
In short, we have rejected Davis's argument, and we
have held that the capital sentencing scheme in Tennessee does not
require that aggravating circumstances be included in an indictment.
The issue is without merit.
Prior Violent Felony Aggravating Circumstance
Davis argues that the trial court erred in allowing
the prosecution to rely on his prior conviction for first degree
murder in establishing the “prior violent felony” aggravating
circumstance pursuant to Tennessee Code Annotated section
39-13-204(i)(2) (2003) because he was a juvenile when the prior
offense was committed. Davis argues that because a juvenile is not
eligible for the death penalty, the prior offense should not be used
to impose the death penalty for a later offense. The State maintains
that the prior conviction for first degree murder was properly applied.
We begin our review with the language of Tennessee
Code Annotated section 39-13-204(i)(2) (2003), which states: “The
defendant was previously convicted of one (1) or more felonies, other
than the present charge, whose statutory elements involve the use of
violence to the person[.]” The plain language requires the
prosecution to prove that the defendant had (1) a prior conviction,
(2) for a felony offense, (3) whose statutory elements involved the
use of violence to a person. The statutory language has no other
required elements or restrictions. Moreover, there is simply no
indication that a prior conviction that meets these statutory elements
must also have been committed by a defendant on or after the age of
18.
We next examine the statutory provisions that allow
a juvenile offender to be transferred to criminal court for trial as
an adult where:
The child was sixteen (16) years or more of age at
the time of the alleged conduct, or the child was less than sixteen
(16) years of age if such child was charged with the offense of first
degree murder, second degree murder, rape, aggravated rape, aggravated
robbery, especially aggravated robbery, kidnapping, aggravated
kidnapping or especially aggravated kidnapping or an attempt to commit
any such offenses. The district attorney general may not seek, nor
may any child transferred under the provisions of this section receive,
a sentence of death for the offense for which the child was
transferred [.]
Tenn.Code Ann. § 37-1-134(a)(1) (2001) (emphasis
added). Although the statute plainly states that an offender may not
receive the death penalty “for the offense for which the child was
transferred,” there is no statutory language prohibiting the use of a
conviction for that offense to enhance the punishment for a conviction
of a later offense. Indeed, had the legislature intended for such a
restriction or limitation, it could have included the appropriate
statutory language.
We also believe that the plain meaning of the above
statutes is consistent with the overall capital sentencing structure
in Tennessee. A capital sentencing scheme must allow for an
individualized sentencing determination based on “the character of the
individual and the circumstances of the crime.” State v. Middlebrooks,
840 S.W.2d 317, 343 (Tenn.1991). A defendant is entitled to present
relevant evidence in mitigation of sentence, see Skipper v. South
Carolina, 476 U.S. 1, 4, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986), and the
prosecution is entitled to present relevant evidence in aggravation,
“as long as it is relevant to the sentencing decision and promotes the
reliability of that determination,” Middlebrooks, 840 S.W.2d at 343.
In addition, we have explained:
As a constitutionally necessary first step under
the Eighth Amendment, the Supreme Court has required the states to
narrow the sentencers' consideration of the death penalty to a smaller,
more culpable class of homicide defendants․ A proper narrowing device
․ provides a principled way to distinguish the case in which the death
penalty was imposed from the many cases in which it was not ․, and
must differentiate a death penalty case in an objective, even-handed,
and substantially rational way from the many murder cases in which the
death penalty may not be imposed․ As a result, a proper narrowing
device insures that, even though some defendants who fall within the
restricted class of death-eligible defendants manage to avoid the
death penalty, those who receive it will be among the worst murderers-those
whose crimes are particularly serious, or for which the death penalty
is peculiarly appropriate.
Id. (citations omitted).
In our view, the “prior violent felony” aggravating
circumstance in this case achieved the required “narrowing” purpose.
Indeed, Davis's conviction for a prior first degree murder, for which
he was tried as an adult, provided a principled, rational way in which
to differentiate this case from other cases and was properly weighed
by the jury in analyzing the evidence of aggravating and mitigating
circumstances and in determining the appropriate punishment. In
short, there was no constitutional or statutory restriction against
the use of Davis's prior conviction for first degree murder in this
case.
Sufficiency of Aggravating Circumstances
We next undertake our mandatory review of whether
the evidence supported the jury's finding that the aggravating
circumstances were established beyond a reasonable doubt and that the
aggravating circumstances outweighed evidence of mitigating
circumstances beyond a reasonable doubt. Tenn.Code Ann.
§ 39-13-206(c)(1)(B)-(C) (2003).
The record reveals that the jury found that three
aggravating circumstances had been proven beyond a reasonable doubt: the
defendant was previously convicted of one or more felonies whose
statutory elements involved the use of violence to the person; the
murders were committed for the purpose of avoiding, interfering with,
or preventing a lawful arrest of the defendant; and the murders were
knowingly committed, solicited, directed, or aided by the defendant
while the defendant had a substantial role in committing or attempting
to commit a robbery or kidnapping, and that these aggravating
circumstances outweighed evidence of mitigating circumstances beyond a
reasonable doubt. Tenn.Code Ann. §§ 39-13-204(i)(2), (6), (7) &
39-13-206(c)(1)(B)-(C) (2003).
A. Prior Violent Felonies
Davis argues that the evidence was insufficient to
support the “prior violent felony” aggravating circumstance because
the prosecution relied on an offense-first degree murder-that was
committed as a juvenile. As discussed above, this issue is without
merit. Moreover, Davis makes no allegations with regard to the
sufficiency of his prior conviction for attempted second degree murder,
which was also relied upon by the prosecution.
B. Avoiding, Interfering With or Preventing
Lawful Arrest
Davis also argues that the evidence was
insufficient to establish that the murders were committed for the
purpose of avoiding, interfering with, or preventing a lawful arrest.
Tenn.Code Ann. § 39-13-204(i)(6) (2003).
Tennessee Code Annotated section 39-13-204(i)(6)
(2003) may apply where a “murder was committed for the purpose of
avoiding, interfering with, or preventing a lawful arrest or
prosecution of the defendant or another.” This aggravating
circumstance focuses on the defendant's motives for committing a
murder and is not limited to the killings of eyewitnesses or those
witnesses who know or can identify the defendant. Terry v. State, 46
S.W.3d 147, 162 (Tenn.2001); see also State v. Hall, 976 S.W.2d 121,
133 (Tenn.1998). Moreover, the defendant's desire to avoid arrest or
prosecution need not be the sole motive for killing the victim and
instead may be just one of the purposes motivating the defendant to
kill. Terry, 46 S.W.3d at 162.
In this case, the record reveals that Davis told
others that a fake “gun deal” was set up in order to steal guns and a
car from the victims, Ewing and Lee. Antonio Cartwright heard Davis
say that the victims would have to be killed “because they knew who
they was and they knew where they stay.” Moreover, the record
reveals that the two victims were tied up in the car while Davis and
Berry unloaded the stolen guns and the victims were later shot
multiple times and left in a construction site. In sum, the evidence
was sufficient to support this aggravating circumstance beyond a
reasonable doubt.
C. Felony Murder
Davis next argues that the evidence was
insufficient to support the “felony murder” aggravating circumstance
because it may not be applied to convictions for felony murder. Tenn.Code
Ann. § 39-13-204(i)(7) (2003).
Tennessee Code Annotated section 39-13-204(i)(7)
(2003) may be applied where:
The murder was knowingly committed, solicited,
directed, or aided by the defendant, while the defendant had a
substantial role in committing or attempting to commit, or was fleeing
after having a substantial role in committing or attempting to commit,
any first degree murder, arson, rape, robbery, burglary, theft,
kidnapping, aircraft piracy, or unlawful throwing, placing or
discharging of a destructive device or bomb.
Although this aggravating circumstance may not be
applied where it duplicates the felony that serves as the predicate
for a felony murder conviction, see Middlebrooks, 840 S.W.2d at 341,
it may be applied to convictions for premeditated first degree murder,
see State v. Davidson, 121 S.W.3d 600, 609 n. 4 (Tenn.2003).
Here, the record reveals that Davis was convicted
of the premeditated first degree murders of Ewing and Lee and that
Davis's convictions for felony murder were merged into these
convictions. Moreover, the premeditated first degree murders were
committed in the perpetration of the robbery and kidnapping of the
victims. The evidence, therefore, was sufficient to support this
aggravating circumstance beyond a reasonable doubt.
D. Weighing of Mitigating Evidence
Finally, Davis contends that the evidence of these
aggravating circumstances did not outweigh evidence of mitigating
circumstances beyond a reasonable doubt.
The overwhelming evidence of the three aggravating
circumstances outlined above was countered with primarily background
mitigation evidence. Davis was 18 years of age at the time of the
murders. Several witnesses testified that his parents were drug
addicts and that his father had been incarcerated for drug-related
offenses. The evidence also reflected that Davis had performed well
in private schools before he started selling drugs and thereafter
became a disciplinary problem. The defense presented little or no
evidence regarding the circumstances of the offenses or mitigating the
defendant's involvement. In sum, the evidence supported the jury's
finding that the evidence of the three aggravating circumstances
outweighed mitigating circumstances beyond a reasonable doubt.
Proportionality
Where a defendant has been sentenced to death, we
must apply a comparative proportionality analysis pursuant to
Tenn.Code Ann. § 39-13-206(c)(1)(D) (2003). The analysis is intended
to identify aberrant, arbitrary, or capricious sentencing by
determining whether the death sentence is “disproportionate to the
punishment imposed on others convicted of the same crime.” Bland, 958
S.W.2d at 662 (quoting Pulley v. Harris, 465 U.S. 37, 42-43, 104 S.Ct.
871, 79 L.Ed.2d 29 (1984)).
In conducting this analysis, this Court employs the
precedent-seeking method of comparative proportionality review, in
which we compare a case with cases involving similar defendants and
similar crimes. Bland, 958 S.W.2d at 665-67. While no defendants
or crimes are precisely alike, a death sentence is disproportionate if
a case is “plainly lacking in circumstances consistent with those in
cases where the death penalty has been imposed.” Id. at 668.
We have repeatedly held that the pool of cases
considered by this Court in its proportionality review includes those
first degree murder cases in which the State seeks the death penalty,
a capital sentencing hearing is held, and the sentencing jury
determines whether the sentence should be life imprisonment, life
imprisonment without the possibility of parole, or death. State v.
Godsey, 60 S.W.3d 759, 783 (Tenn.2001). We have explained that the
pool does not include first degree murder cases in which a plea
bargain is reached with respect to the punishment or in which the
State does not seek the death penalty:
[C]onsideration of cases in which the State, for
whatever reasons, did not seek the death penalty would necessarily
require us to scrutinize what is ultimately a discretionary
prosecutorial decision․ We previously have declined to review the
exercise of prosecutorial discretion ․, and it would be particularly
inappropriate to do so in conducting comparative proportionality
review, where our function is limited to identifying aberrant death
sentences, not identifying potential capital cases.
Id. at 784 (citations omitted).
Accordingly, our comparative proportionality review
of the applicable pool of cases considers numerous factors regarding
the offense: (1) the means of death; (2) the manner of death; (3)
the motivation for the killing; (4) the place of death; (5) the
victim's age, physical condition, and psychological condition; (6)
the absence or presence of premeditation; (7) the absence or presence
of provocation; (8) the absence or presence of justification; and
(9) the injury to and effect upon non-decedent victims. We also
consider numerous factors about the defendant: (1) prior criminal
record, if any; (2) age, race, and gender; (3) mental, emotional,
and physical condition; (4) role in the murder; (5) cooperation with
authorities; (6) level of remorse; (7) knowledge of the victim's
helplessness; and (8) potential for rehabilitation. Bland, 958 S.W.2d
at 667; see also State v. Bane, 57 S.W.3d 411, 428-29 (Tenn.2001).
The particular circumstances of this case
demonstrate that the defendant, Christopher Davis, arranged a meeting
with the victims, Gregory Ewing and D'Angelo Lee, under the guise of
buying guns. Prior to the meeting, Davis borrowed a nine millimeter
handgun; then, along with Gdongalay Berry, Davis robbed the victims,
tied them up, and transported them in the victims' car to Davis's
apartment. After assault rifles, handguns, and other items were
taken into Davis's apartment, the victims were taken to a remote
construction site in the Berry Hill area of Nashville and were shot
numerous times in the head with a nine millimeter handgun and a .45
caliber handgun. Davis told Antonio Cartwright that he had shot Lee
nine times in the head and that the victims' bodies had been dumped
where they would not be found. Davis also told Christopher Loyal
that he had gone to get some guns from the victims, that one of the
victims was crying and begging for his life, and that he “unloaded the
clip.” Bullets found in the victims matched a nine millimeter
handgun recovered in Davis's apartment. Davis was seen wearing a
gold necklace that had belonged to one of the victims, and he tried to
get rid of the necklace following his arrest.
Davis was 18 years old at the time of the offenses.
He had prior convictions for two violent felonies, including one for
first degree murder. He played a major role in planning and
executing the robbery, kidnapping, and killing of Ewing and Lee. Davis
offered no cooperation with law enforcement; instead, he fled from
officers before his arrest, tried to conceal evidence that had
belonged to the victims, and gave inconsistent statements to
investigating officers. Davis showed no remorse for the offenses or
for the death of the victims, and he told others that one of the
victims had been shot after begging for his life.
Davis offered mitigating evidence regarding his
family background and the fact that his mother and father were drug
addicts. Davis's father had been imprisoned for drug-related
offenses, and Davis himself used and sold drugs. There was no
evidence that Davis had physical, mental, or emotional difficulties
that impaired his judgment or had any relevance to the offenses.
Although Davis had been a promising student at one time, there was no
evidence of Davis's potential for rehabilitation.
This Court has frequently upheld the death penalty
in first degree murder cases involving shooting offenses committed in
the course of a robbery or other felony. For example, in State v.
Reid, the defendant received the death penalty for shooting two
robbery victims. 91 S.W.3d 247, 260 (Tenn.2002). Similarly, in
State v. Stout, the defendant received the death penalty for
kidnapping the victim and shooting her in the head. 46 S.W.3d 689,
693-94 (Tenn.2001). In State v. Sims, the defendant received a death
sentence for shooting the victim in the course of burglarizing the
victim's home. 45 S.W.3d 1, 5-6 (Tenn.2001). Likewise, in State v.
Hall, the defendant received a death sentence after he and others
killed two victims by shooting and stabbing them and then stealing the
victims' car. 976 S.W.2d 121, 128-29 (Tenn.1998); see also State v.
Henderson, 24 S.W.3d 307, 310 (Tenn.2000) (defendant shot a deputy
sheriff in the back of the head at close range); State v. Cribbs, 967
S.W.2d 773, 777 (Tenn.1998) (defendant shot victim in the head during
a robbery).
In addition, this Court has often upheld death
sentences in cases that involved the three aggravating circumstances
applied in this case, i.e., the defendant's previous convictions for
one or more felonies whose statutory elements involved the use of
violence to the person; the murders were committed for the purpose of
avoiding, interfering with, or preventing a lawful arrest of the
defendant; and the murders were knowingly committed, solicited,
directed, or aided by the defendant while the defendant had a
substantial role in committing or attempting to commit a robbery or
kidnapping. Reid, 91 S.W.3d at 287; Sims, 45 S.W.3d at 19-20; Hall,
976 S.W.2d at 138; State v. Bates, 804 S.W.2d 868, 882-83 (Tenn.1991).
Moreover, the “prior violent felony” aggravating circumstance
applicable in these and numerous other death penalty cases is “more
qualitatively persuasive and objectively reliable than other[ ]”
aggravating circumstances. State v. Howell, 868 S.W.2d 238, 262 (Tenn.1993).
Finally, this Court has upheld the death sentence
in several cases involving young defendants or substantially similar
mitigating evidence. For example, several cases have involved
defendants who were the same or similar age as Davis. State v. Pike,
978 S.W.2d 904, 922 (Tenn.1998); Bland, 958 S.W.2d at 674 n. 26; State
v. Bush, 942 S.W.2d 489, 494 (Tenn.1997). Likewise, numerous cases
have involved defendants who relied on mitigating evidence of their
family backgrounds, poor childhood environments, drug usage, and other
related issues. Stout, 46 S.W.3d at 708; Henderson, 24 S.W.3d at
318; Pike, 978 S.W.2d at 922; Bland, 958 S.W.2d at 670.
We reiterate that our task does not require a
finding that this case is exactly like a prior case in every respect,
nor does it require a determination that this case is “more or less”
like other similar death penalty cases. See State v. McKinney, 74
S.W.3d 291, 313 (Tenn.2002). Instead, we must identify aberrant
death sentences by determining whether a case plainly lacks
circumstances similar to those cases in the relevant pool of cases 13
in which a death sentence has been upheld. Id. Accordingly, for the
foregoing reasons, the death sentences imposed on Davis for these
offenses are not arbitrary or disproportionate.
CONCLUSION
After reviewing the record and applicable authority,
we hold as follows: (1) the evidence was sufficient to support the
jury's verdicts; (2) the trial court did not err in refusing to
disqualify the District Attorney General; (3) the trial court did not
err in refusing to allow defense counsel to withdraw; (4) the death
sentences were not invalid on the ground that the aggravating
circumstances were not set out in the indictment; (5) the trial court
did not err in allowing the prosecution to rely on an offense
committed when the defendant was a juvenile in establishing the prior
violent felony aggravating circumstance; (6) the evidence was
sufficient to support the jury's finding of three aggravating
circumstances and its determination that the aggravating circumstances
outweighed the evidence of mitigating circumstances beyond a
reasonable doubt; and (7) the death sentences were not arbitrary or
disproportionate. We also agree with and affirm the Court of
Criminal Appeals' analysis and conclusions with respect to the
remaining issues, the relevant portions of which are included in the
appendix to this opinion.
The defendant's sentence of death is affirmed and
shall be carried out on the 15th day of March, 2005, unless otherwise
ordered by this Court or other proper authority. It appearing that
the defendant is indigent, costs of the appeal are taxed to the State.
(Excerpts from the Court of Criminal Appeals'
Decision)
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT
NASHVILLE
November 19, 2002 Session
STATE OF TENNESSEE v. CHRISTOPHER A. DAVIS
Appeal from the Criminal Court for Davidson County
No. 96-B-866 J. Randall Wyatt, JudgeNo.
M2001-01866-CCA-R3-DD-Filed March 25, 2003
The Appellant, Christopher A. Davis, was found
guilty by a jury of two counts of first degree murder, two counts of
especially aggravated robbery, and two counts of especially aggravated
kidnapping. The jury sentenced the Appellant to death for each of
the first degree murder convictions. The Appellant presents the
following issues in this appeal as of right: (1) The trial court
erred by not granting the Appellant's motion to disqualify the
Davidson County District Attorney General's office from prosecuting
the case; (2) the trial court erred by not granting the Appellant's
motion to prohibit the State from relying upon the Appellant's prior
murder conviction as an aggravating circumstance, because the
conviction was for a crime committed while the Appellant was a
juvenile; (3) the trial court erred by not suppressing the statement
the Appellant made to police; (4) the trial court erred by denying
defense counsel's motion to be allowed to withdraw from representing
the Appellant; (5) the trial court erred by granting the State's
motion to require the Appellant to supply the State information
concerning mental health expert testimony to be presented during the
sentencing phase of the trial; (6) the trial court erred by allowing
a physician who did not perform the autopsy to testify concerning the
autopsy and evidence obtained in connection therewith; (7) the trial
court erred in allowing victim impact evidence to be introduced; (8)
that the evidence presented at trial was insufficient to support a
finding of guilt beyond a reasonable doubt; (9) that the evidence
presented was insufficient to support the jury's finding that the
aggravating circumstances outweighed any mitigating circumstances
beyond a reasonable doubt; (10) that the evidence presented was
insufficient to support a finding that the aggravating factors were
established beyond a reasonable doubt; (11) that Tennessee's death
penalty statutory scheme is unconstitutional in several instances;
(12) that the trial court erred in allowing certain cross-examination
of defense witnesses; and (13) that the cumulative effect of errors
made at trial denied the Appellant a fair trial in violation of his
due process rights. Based on our review of the record on appeal, we
affirm both the Appellant's convictions and the sentences imposed.
Tenn.Code Ann. § 39-13-206 Death Penalty Appeal; Judgment
of the Criminal Court Affirmed
David H. Welles, J., delivered the opinion of the
court, in which Joe G. Riley and Alan E. Glenn, JJ., joined.
Herschell D. Koger, Pulaski, Tennessee, for the
Appellant, Christopher A. Davis.
Paul G. Summers, Attorney General and Reporter; Gill
R. Geldreich, Assistant Attorney General; Victor S. Johnson, District
Attorney General; and Tom Thurman and Katrin Miller, Assistant
District Attorneys General, for the appellee, State of Tennessee.
OPINION
[Deleted: Summary of Facts and Testimony]
ANALYSIS OF ISSUES
I.
[Deleted: Disqualification District Attorney
General's Office]
II.
[Deleted: The Juvenile Status of Appellant at the
Time of Appellant's Prior Felony Conviction]
III.
Appellant's Statement to Police
Appellant filed a motion to suppress his statements
made to police. Appellant was first questioned at the criminal
justice center after being detained outside his residence. At the
time Appellant was apprehended, the police were unaware of his alleged
involvement in the murders at issue. Mr. Davis was taken in a police
car in handcuffs from his residence on Herman Street in Nashville to
the criminal justice center. Appellant arrived at the criminal
justice center at approximately noon on February 28, 1996. Appellant
was first questioned by Detective Al Gray regarding his knowledge of
the murder of a cab driver near the TSU campus in Nashville.
Detective Gray advised Appellant of his Miranda rights prior to
questioning him.
Detective Mike Roland testified that he first
learned of Appellant's potential involvement in the murders of Lee and
Ewing between 5:00 and 7:00 p.m. Detective Roland testified that he
called Davis in to question him regarding the murders of Ewing and Lee
and confirmed that Detective Gray had read Davis his rights and that
he understood the same. He asked if Davis was still willing to talk
to him, and Davis responded yes. Appellant denied any involvement.
The interview with Detective Roland began at approximately 9:00 p.m.
Detective Roland testified that at about 9:45 p.m., Mr. Davis
requested an attorney. No further questions were asked at that point.
Thereafter, Detective Roland obtained additional
information linking Appellant to the murders of Lee and Ewing.
Approximately one hour later, while Detective Roland was typing an
arrest warrant, Appellant approached him and asked what he was doing.
Detective Roland advised Appellant that he was typing a criminal
homicide warrant for him, and Appellant stated that he wanted to talk.
After Appellant advised Detective Roland that he
wanted to talk to him, Appellant was taken to an interview room, where
he was read his Miranda rights. Appellant then signed a written
waiver. The interview, including the reading of Appellant's rights,
was videotaped. During the videotaped interview, Appellant stated
that he wanted to cooperate. He advised that he did not commit the
murders, but he had information about what occurred. He first stated
that he was not present at the crime scene, but later recanted and
stated he was present. He continued to deny, however, that he had
played any role in the murders. He gave information regarding the
weapons used, the scene of the crime, the time of the crimes, the
manner in which the victims were murdered, and other people present at
the murders.
The evidence shows that during the time Appellant
was detained at the criminal justice center, he was provided with food
and drink by the detectives. Detectives also admitted that Appellant
complained of his stomach being upset. Detectives further admitted
that Appellant advised that he was cold, and they provided him with a
jacket. While at the criminal justice center, Appellant appeared
tired at times and lay down to rest. Appellant asserts that as the
detectives were gathering evidence linking him to the crime,
detectives made statements within his hearing range regarding the
evidence. Further, Appellant asserts that he was also specifically
questioned regarding some of the evidence after he had requested an
attorney. The detectives involved in the investigation denied his
assertion.
Appellant's attorneys argue that Appellant's
statements to police should be suppressed because all questioning
should have ceased when Appellant first requested an attorney.
Appellant further argues that he was in a weakened physical condition
because he was still experiencing the aftereffects from a spider bite
that he received a couple of weeks prior to his arrest.1
Appellant asserts that his weakened physical condition from the
spider bite, coupled with a lack of sleep and eating, rendered his
statements involuntary. Appellant further argues that there was
undue delay in taking him before the magistrate on the weapons charge,
the charge for which he was transported to the criminal justice center.
Appellant also asserts that a rapidly intensifying homicide
investigation was being conducted near his vicinity, and that the
subtle remarks made by detectives amounted to a tacit form of
questioning. Essentially, Appellant's attorneys argue that the
detectives's actions amounted to an interrogation. As a result of
the foregoing, Appellant advances the argument that his statement to
the police was involuntary. The trial court, however, found that
considering the totality of the circumstances, Appellant's statement
was voluntary.
Our supreme court succinctly enunciated the proper
standard of review in motion to suppress cases as follows:
Because issues of whether a defendant was placed
into custody, interrogated, or voluntarily gave a confession are
primarily issues of fact, we review these factual determinations by
the trial court according to the standard set forth in State v. Odom,
928 S.W.2d 18 (Tenn.1996). Under this standard, “a trial court's
findings of fact in a suppression hearing will be upheld unless the
evidence preponderates otherwise.” Questions about witness
credibility and “resolution of conflicts in the evidence are matters
entrusted to the trial judge,” and the “testimony presented at trial
may be considered by an appellate court in deciding the propriety of
the trial court's ruling on a motion to suppress.” Our review of a
trial court's application of law to the facts, however, is conducted
under a de novo standard of review.
State v. Walton, 41 S.W.3d 75, 81 (Tenn.2001) (citations
and footnote omitted), cert. denied, 534 U.S. 948, 122 S.Ct. 341, 151
L.Ed.2d 258 (2001).
We will first address whether Appellant's statement
should be suppressed pursuant to Tennessee Rule of Criminal Procedure
5(a) as advanced by Appellant. Tennessee Rule of Criminal Procedure
5(a) provides:
Any person arrested except upon a capias pursuant
to an indictment or presentment shall be taken without unnecessary
delay before the nearest appropriate magistrate of the county from
which the warrant for arrest was issued, or the county in which the
alleged offense occurred if the arrest was made without a warrant
unless a citation is issued pursuant to Rule 3.5. If a person
arrested without a warrant is brought before a magistrate, an
affidavit of complaint shall be filed forthwith. When an arrested
person appears initially before a magistrate, the magistrate shall
proceed in accordance with this rule.
It is without dispute that Appellant was arrested
and taken into custody between 11:00 a.m. and 12:00 p.m. It is
further without dispute that Appellant gave a statement to the police
at approximately 12:00 a.m. and was then taken before a magistrate.
Appellant asserts that this twelve to thirteen hour delay in taking
Appellant before a magistrate constituted unnecessary delay pursuant
to Tennessee Rule of Criminal Procedure 5(a).
In State v. Huddleston, 924 S.W.2d 666, 670 (Tenn.1996),
our supreme court held that if an individual is not brought before a
magistrate within 72 hours, there has been “unnecessary delay.” We
cannot find that because Appellant was not taken before a magistrate
for twelve to thirteen hours there was an unnecessary delay.
Moreover, a confession obtained during a period of unnecessary delay
is not automatically suppressed. Id.; see also State v. Carter, 16
S.W.3d 762, 769 (Tenn.2000). Instead, a statement is to be excluded
“only if an examination of the totality of the circumstances reveals
that the statement is not voluntarily given.” Huddleston, 924 S.W.2d
at 670. To determine if a statement was voluntarily given, we must
consider:
the age of the accused; his lack of education or
his intelligence level; the extent of his previous experience with
the police; the repeated and prolonged nature of the questioning; the
length of the detention of the accused before he gave the statement in
question; the lack of any advice to the accused of his constitutional
rights; whether there was an unnecessary delay in bringing him before
a magistrate before he gave the confession; whether the accused was
injured [or] intoxicated or drugged, or in ill health when he gave the
statement; whether the accused was deprived of food, sleep or medical
attention; whether the accused was physically abused; and whether
the suspect was threatened with abuse.
Id. at 671 (quoting People v. Cipriano, 431 Mich.
315, 429 N.W.2d 781, 790 (1988)).2
The trial court specifically cited the above
referenced factors in its order. Based on the evidence presented at
the hearing, the trial court found: the detectives were accommodating
to Appellant's needs; the Appellant was advised of his constitutional
rights on two occasions; Appellant waived his constitutional rights
in an effort to exculpate himself from involvement in the murders; Appellant's
demeanor indicated he was lucid and in full control of his mental and
physical faculties; no evidence regarding Appellant's intelligence or
educational level that would raise questions regarding the
voluntariness of the statement; no indication that Appellant's injury
from the spider bite affected his decision making; and Appellant's
statement lasted approximately one hour and was not conducted in an
abusive or coercive manner. As a result, the trial court ruled that
under the totality of the circumstances, Appellant's statement was
voluntary.
With regard to this issue, we conclude that there
was no violation of Tennessee Rule of Criminal Procedure 5(a).
Moreover, we find that even if there was a violation, Appellant's
statement should not be excluded because it was voluntary under the
totality of the circumstances.
Next we must consider whether there was a violation
of the Fourth Amendment that requires the suppression of Appellant's
statement. The Fourth Amendment requires a prompt judicial
determination of probable cause as a prerequisite to the extended
detention of an individual after a warrantless arrest. Gerstein v.
Pugh, 420 U.S. 103, 114, 125, 95 S.Ct. 854, 863, 869, 43 L.Ed.2d 54,
65, 72 (1975). The United States Supreme Court has determined that
absent a bona fide emergency or extraordinary circumstance, a judicial
determination of probable cause is “prompt” if it occurs within 48
hours. County of Riverside v. McLaughlin, 500 U.S. 44, 56-57, 111
S.Ct. 1661, 1670, 114 L.Ed.2d 49, 63 (1991). The Supreme Court has
explained that the probable cause determination does not pass
constitutional muster simply because it occurs within 48 hours. Id.
If a hearing is delayed unreasonably for the purpose of gathering
evidence to justify an arrest, a delay is simply for delay's sake or a
delay is motivated by ill will against the arrested individual, then
it may not pass constitutional muster. Id. We find that here,
Appellant was taken before a magistrate within 48 hours, and the
determination of probable cause was not delayed unreasonably.
Therefore, there was no violation of the Fourth Amendment and,
therefore, no reason to suppress Appellant's statement pursuant
thereto.
Appellant also argues that his statement was not
voluntarily given because after he asserted his right to counsel, the
police began a tacit form of interrogation by bringing incriminating
evidence in front of him and conversing amongst themselves within his
hearing range. Custodial interrogations must be preceded by Miranda
warnings. Berkemer v. McCarty, 468 U.S. 420, 434, 104 S.Ct. 3138, 82
L.Ed.2d 317 (1984); Miranda v. Arizona, 384 U.S. 436, 444, 86 S.Ct.
1602, 16 L.Ed.2d 694 (1966). Once the right to counsel has been
invoked, the interrogation must stop, unless the person re-initiates
the conversation and expresses a desire to talk to the police. State
v. O'Guinn, 786 S.W.2d 243, 246 (Tenn.Crim.App.1989).
“Interrogation” encompasses any “practice that the police should know
is reasonably likely to evoke an incriminating response from a suspect.”
Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 1690, 64
L.Ed.2d 297, 308 (1980).
At the suppression hearing, Appellant testified
that as the detectives were gathering evidence linking him to the
crime, they made statements within his hearing range regarding the
evidence and specifically questioned him regarding some of the
evidence after he had requested an attorney. The detectives involved
in the investigation denied these allegations. According to the
record, approximately one hour passed between the time Appellant
asserted his right to counsel and next requested to speak with
Detective Roland. This Court has previously noted that “[t]he
disclosure of incriminating evidence to a suspect ․ does not
necessarily constitute interrogation within the meaning of Innis.” State
v. Maraschiello, 88 S.W.3d 586, 603 (Tenn.Crim.App.2000) (citing
Shedelbower v. Estelle, 885 F.2d 570, 573 (9th Cir.1989); United
States v. Vazquez, 857 F.2d 857, 861 (1st Cir.1988)). After
reviewing the record, we agree with the trial court that there is no
evidence that the Appellant was coerced by any of the detectives into
making the statement at issue. We find that the actions of the
police do not constitute an interrogation under Innis.
With respect to the re-initiation of conversation
by Appellant, the trial court specifically found that Appellant
approached Detective Roland and initiated further conversation. The
court noted that it accredited the testimony of Detective Roland on
this issue. The court next found that Detective Roland twice advised
Appellant of his constitutional rights, and Appellant executed a
written waiver of his rights before resuming the interview. The
court found no evidence that Appellant was coerced by any of the
detectives into initiating the subsequent communication or that
Appellant was otherwise engaged in any discussions about the case
prior to the Appellant's request to resume the interview. Thus, the
court resolved the conflicting testimony in favor of the detectives,
rather than Appellant. We agree. Absent coercive activity by the
police, we must conclude that the Appellant voluntarily initiated a
dialogue with Detective Roland and made the statement at issue. See
Maraschiello, 88 S.W.3d at 604. Moreover, Detective Roland twice
advised Appellant of his Miranda rights once questioning resumed.
Thereafter, Appellant made a knowing and intelligent waiver of his
Miranda rights.
Further, we are not persuaded by Appellant's
argument that his weakened physical condition from the spider bite,
coupled with a lack of sleep and eating, rendered his statements
involuntary. The trial court found otherwise. As previously set
forth, under the totality of the circumstances, the evidence does not
preponderate against the trial court's finding that Appellant's
statement was voluntarily made.
As a result of the foregoing, we conclude that the
trial judge did not err in denying the motion to suppress the
Appellant's statement. Accordingly, this issue is without merit.
IV.
[Deleted: Counsel's Request to Withdraw from
Representation]
V.
Notice of Intent to Present Expert Testimony of
Mental Condition at Penalty Phase
Appellant contends that the trial court erred in
granting the State's motion requiring Appellant to supply information
to the State regarding mental health issues that would be presented at
the sentencing phase of trial. Pretrial, the State filed a Motion to
Compel Discovery of Expert Testimony, pursuant to Rules 12.2 and 16 of
the Tennessee Rules of Criminal Procedure. In its motion, the State
requested the court require the defense to file a written notice of
its intent to introduce expert testimony relating to mental disease or
defect, or any other mental condition at the guilt or penalty phase of
the trial. The court granted the State's motion, and Appellant
sought an extraordinary appeal on the issue, which was granted.
Ultimately, the issue was decided by the supreme court in State v.
Reid, 981 S.W.2d 166 (Tenn.1998).3
The supreme court held that a defendant is required
to file a pre-trial notice of his intent to present expert testimony
regarding mental health condition as mitigation evidence at the
sentencing phase of a capital trial. On appeal, Appellant asserts
that the Supreme Court's decision in Reid contravenes Rules 12.2 and
16 of the Tennessee Rules of Criminal Procedure.
This Court is without the authority to overrule the
Supreme Court's decision in Reid. See Thompson v. State, 958 S.W.2d
156, 173 (Tenn.Crim.App.1997). The Supreme Court has inherent power
to make and enforce reasonable rules of procedure. Reid, 981 S.W.2d
at 170. The Reid decision set forth the controlling law on this
issue. Moreover, as Appellant was one of the parties who litigated
this issue in Reid, he is bound by the law of the case. See State v.
Jefferson, 31 S.W.3d 558, 560-62 (Tenn.2000). This issue is without
merit.
VI.
Testimony of Dr. Levy
Appellant filed a pretrial motion requesting that
the court determine the proper scope of Dr. Bruce Levy's testimony at
trial. Specifically, Appellant requested that Dr. Levy be prohibited
from testifying regarding the autopsies of the victims, as Dr. Levy
did not perform the autopsies. The autopsies were performed by
assistant medical examiners who were no longer employed in the
Davidson County Medical Examiner's Office. D'Angelo Lee's autopsy
was performed by Dr. Ann Bucholtz, and Gregory Ewing's autopsy was
performed by Dr. George Mizell. The court ruled that if the State
laid the proper foundation at trial, the autopsy reports would be
admissible as substantive evidence under Tennessee Rule of Evidence
803(6) as a business record, under Tennessee Rule of Evidence 803(8)
as a public record, and under Tennessee Code Annotated section
38-7-110. Further, the court ruled that if the State laid the proper
foundation for Dr. Levy's testimony as an expert, Dr. Levy would be
permitted to express his opinions in his field and to communicate to
the jury that he relied upon the autopsy reports in forming his
opinion.
Prior to Dr. Levy's testimony, Appellant objected,
stating that because Dr. Levy did not personally retrieve any bullets
from the bodies of the victims or see the same performed, the State
could not establish the proper chain of custody of the bullets.
Appellant argued that there was, therefore, a break in the chain of
custody of the bullets, and the court should not permit testimony
regarding the bullets. The State countered that the absence of one
person's testimony in the chain of custody does not invalidate the
chain. Furthermore, the State argued that the court had previously
ruled that Dr. Levy would be permitted to testify based on the
business records and public records exceptions to the hearsay rule.
The court allowed the bullets into evidence and stated again that it
would allow Dr. Levy to testify. The court cautioned the State,
however, that it must establish the chain of custody.
Dr. Levy testified that he did not perform the
autopsies on the victims, but the office followed a definite procedure
for recovering bullets from a body. He testified that when they
recover a bullet, they secure it, place it in a marked container, and
lock it in an evidence locker. Later, they turn the evidence over to
the police. He testified that the bullets recovered from Gregory
Ewing were marked with the appropriate case identification number and
had the initials G.M. on the envelope. He could not testify as to
the handwriting of the initials, but he noted that Dr. George Mizell
performed Mr. Ewing's autopsy. He further noted that the bullets
recovered from Gregory Ewing were turned over to Sergeant Hunter of
the Metro Police Department.4
Similarly, Dr. Levy testified that the bullets recovered from
D'Angelo Lee were placed in a container with the appropriate case
number and turned over to the Metro Police Department.5
Dr. Levy admitted that he did not watch the autopsies as they were
performed; therefore, he could not testify based on his personal
knowledge that the bullets that had been placed into evidence were in
fact bullets recovered from the victims. He stated that his
testimony was based upon procedures followed in the medical examiner's
office.
Following Dr. Levy's testimony, Appellant renewed
his previous objection. The court ruled that based on the testimony
from the police officers regarding retrieval of the bullets from the
medical examiner's office and the testimony of Dr. Levy that the
proper procedure for securing and identifying the bullets had been
followed, the proper chain of custody had been established by the
State. The court further ruled there was no suspicion surrounding
the authenticity of the bullets.
The autopsy reports are admissible hearsay under
Rules 803(6) and 803(8) of the Tennessee Rules of Evidence. See also
State v. Mario Hawkins, No. 01C01-9701-CR-00014, 1998 WL 352095, at
*6-7 (Tenn.Crim.App. at Nashville, July 2, 1998). Further the
autopsy reports are admissible as a public document pursuant to
Tennessee Code Annotated section 38-7-110. The court did not err in
allowing Dr. Levy to testify in this regard.
It is a fundamental rule of law that the State must
establish an unbroken chain of custody in order to present physical
proof into evidence. State v. Scott, 33 S.W.3d 746, 760 (Tenn.2000);
State v. Holbrooks, 983 S.W.2d 697, 701 (Tenn.Crim.App.1998).
However, every witness that handled the evidence in the chain is not
required to testify in order to establish a lack of tampering with the
evidence. Rather, the State is required to reasonably establish the
identity of the evidence and its integrity. Scott, 33 S.W.3d at 760;
Holbrooks, 983 S.W.2d at 701. This Court reviews the trial court's
decision on whether the State has established the proper chain of
custody of physical evidence under an abuse of discretion standard.
Based upon the evidence in the record and the trial
court's ruling on the same, we conclude that the trial court did not
abuse its discretion in determining that the State had met its burden
of establishing the proper chain of custody. This issue is without
merit.
VII.
Victim Impact Evidence
Appellant next argues on appeal that the court
erred in allowing victim impact testimony to be admitted at the
sentencing hearing through the testimony of the victim's mothers.
Specifically, Appellant argues that victim impact evidence is
irrelevant at a capital sentencing hearing and therefore
unconstitutional. Appellant further contends that he was denied his
right to confront the victims' children, as the mothers of the victims
testified concerning the victims' children.
Victim impact evidence has been declared
constitutional by the United States Supreme Court and the Tennessee
Supreme Court. Payne v. Tennessee, 501 U.S. 808, 827, 111 S.Ct. 2597,
115 L.Ed.2d 720 (1991); State v. Nesbit, 978 S.W.2d 872, 889 (Tenn.1998),
cert. denied, 526 U.S. 1052, 119 S.Ct. 1359, 143 L.Ed.2d 520 (1999).
Moreover, Appellant's argument that he was denied the right to
confront the victims' young children is similarly without merit.
First, Appellant made no objection to the testimony of the victims'
mothers that their grandchildren were confused and disturbed by their
fathers' respective deaths. Appellant had the opportunity to rebut
any evidence in this regard, but he chose not to do so. His decision
not to challenge the testimony of the victims' mothers on this issue
does not constitute a denial of confrontation. See Nesbit, 978 S.W.2d
at 889-90 (citing Tenn.Code Ann. § 39-13-204(c) (1997) and explaining
that the prosecution is allowed to introduce any evidence that is
relevant to the issue of punishment, as long as the defendant is
allowed a fair opportunity to rebut any hearsay statements so admitted).
Accordingly, this issue is without merit.
VIII.
[Deleted: Sufficiency of the Evidence]
IX. and X.
[Deleted: Sufficiency of Aggravating Evidence]
XI.
Constitutionality of Tennessee's Death Penalty
Statute
Appellant contends that Tennessee's Death Penalty
statute is unconstitutional in nineteen respects. He admits, however,
that under current case law, the statute meets constitutional
standards. Appellant fails to cite to any case law or other
authority to support his contention that Tennessee's death penalty
statute is unconstitutional. In fact, he makes no argument
whatsoever. Under Rule 10(b) of the Rules of Court of Criminal
Appeals, Appellant has waived this issue. Moreover, as Appellant
admits, the death penalty statute has repeatedly been held
constitutional. See e.g., State v. Keen, 31 S.W.3d 196, 233 (Tenn.2000),
cert. denied, 532 U.S. 907, 121 S.Ct. 1233, 149 L.Ed.2d 142 (2001); State
v. Nesbit, 978 S.W.2d 872, 902 (Tenn.1998), cert. denied, 526 U.S.
1052, 119 S.Ct. 1359, 143 L.Ed.2d 520 (1999); State v. Vann, 976 S.W.2d
93, 117 (Tenn.1998), cert. denied, 526 U.S. 1071, 119 S.Ct. 1467, 143
L.Ed.2d 551 (1999).
Appellant contends also that the aggravating
factors applied in this case are unconstitutional. He concedes,
however, that the relevant factors are facially constitutional under
current law.
Further, Appellant contends that aggravating factor
(i)(2) is not applicable to Appellant because Appellant's prior felony
conviction was imposed after he was arrested on the charges in this
case. Our supreme court reaffirmed in State v. Hodges, 944 S.W.2d
346, 357 (Tenn.1997), cert. denied, 522 U.S. 999, 118 S.Ct. 567, 139
L.Ed.2d 407 (1997), that if a prior conviction is received before the
sentencing hearing, then factor (i)(2) is applicable. Therefore,
this issue is without merit.
Next, Appellant contends that factors (i)(6) and
(i)(7) overlap and therefore do not sufficiently narrow the class of
death-eligible defendants in murder cases. Basically, Appellant
argues that the factors have a similar purpose, to prevent killings
that are exceedingly reprehensible, and therefore fail to narrow the
class of death-eligible defendants in murder cases. However, the
United States Supreme Court has ruled that the proper question is
whether the factors “genuinely narrow the class of persons eligible
for the death penalty.” Arave v. Creech, 507 U.S. 463, 474, 113 S.Ct.
1534, 1542, 123 L.Ed.2d 188, 200 (1993) (quoting Zant v. Stephens, 462
U.S. 862, 877, 103 S.Ct. 2733, 77 L.Ed.2d 235 (1983)). Only if the
aggravating circumstance applies to every defendant who has committed
the particular crime does the aggravating factor fail to narrow the
class of death-eligible defendants. Arave, 507 U.S. at 474. In
this case, the proof at trial showed that Appellant planned to kidnap
and rob the victims and that he planned to kill them because they knew
him and could identify him. Both factors (i)(6) and (i)(7) are
applicable in this instance. The fact that two aggravating factors
are applicable to the same situation does not render them
unconstitutional.
XII.
References to Other Witnesses' Testimony by the
Prosecution During Cross-Examination
Appellant argues that it was error for the court to
allow the State's attorney to cross-examine defense witnesses by
referring to the testimony of other witnesses and to contrast their
testimonies in an argumentative fashion. Appellant concedes that he
did not raise this issue in his motion for new trial, but he asserts
that this Court should review this issue under the plain error
doctrine.
To review an issue under the plain error doctrine,
five factors must be present: the record must clearly establish what
occurred in the trial court; a clear and unequivocal rule of law must
have been breached; a substantial right of the defendant must have
been adversely affected; the accused did not waive the issue for
tactical reasons; and consideration of the error is necessary to do
substantial justice. State v. Adkisson, 899 S.W.2d 626, 641 (Tenn.Crim.App.1994);
see also Tenn. R.Crim. P. 52(b). This Court does not find that a
clear and unequivocal rule of law was breached. Further, the
examples advanced by Appellant in his brief demonstrate that the
prosecution was attempting to test the veracity of the witnesses'
testimony. These matters are within the sound discretion of the
trial court, and we find no error. Accordingly, this issue is
without merit.
XIII.
Cumulative Effect of Errors
Finally, Appellant alleges that the cumulative
effect of the errors in the trial court effectively denied him a fair
trial. Again, Appellant failed to raise this issue in his motion for
new trial. Issues not presented to the trial court in a motion for
new trial are waived on appeal. Tenn. R.App. P. 13. Notwithstanding,
this Court has found no merit in Appellant's issues on appeal; therefore,
there can be no cumulative effect. This issue is without merit.
[XIV].
[Deleted: Proportionality Review]
CONCLUSION
In accordance with Tenn.Code Ann. § 39-13-206(c),
we have considered the entire record and conclude that the sentence of
death has not been imposed arbitrarily, that the evidence supports the
jury's finding of the statutory circumstances, that the evidence
supports the jury's finding that the aggravating circumstances
outweigh the mitigating circumstances beyond a reasonable doubt, and
that the sentence is not disproportionate. We have also reviewed all
issues raised by the appellant. We find no error. As a result, the
judgments of the trial court and the sentence of death imposed by the
jury are AFFIRMED.
I concur in the conclusion of the majority that
Davis's convictions should be affirmed. As to the sentences of death,
however, I continue to adhere to my views expressed in a long line of
dissents beginning with State v. Chalmers, 28 S.W.3d 913, 920-25 (Tenn.2000)
(Birch, J., concurring and dissenting), and most recently elaborated
on in State v. Davidson, 121 S.W.3d 600, 629-36 (Tenn. Oct.20, 2003) (Birch,
J., dissenting), that the comparative proportionality review protocol
currently embraced by the majority is inadequate to shield defendants
from the arbitrary and disproportionate imposition of the death
penalty. See Tenn.Code Ann. § 39-13-206(c)(1)(D) (1995 Supp.). I
have repeatedly expressed my displeasure with the current protocol
since the time of its adoption in State v. Bland, 958 S.W.2d 651 (Tenn.1997).
See State v. Holton, 126 S.W.3d 845, 872 (Tenn.2004) (Birch, J.,
concurring and dissenting); State v. Davidson, 121 S.W.3d 600, 629-36
(Tenn.2003) (Birch, J., dissenting); State v. Carter, 114 S.W.3d 895,
910-11 (Tenn.2003) (Birch, J., dissenting); State v. Reid, 91 S.W.3d
247, 288-89 (Tenn.2002) (Birch, J., concurring and dissenting); State
v. Austin, 87 S.W.3d 447, 467-68 (Tenn.2002) (Birch, J., dissenting);
State v. Stevens, 78 S.W.3d 817, 852 (Tenn.2002) (Birch, J.,
concurring and dissenting); State v. McKinney, 74 S.W.3d 291, 320-22
(Tenn.2002) (Birch, J., concurring and dissenting); State v. Bane, 57
S.W.3d 411, 431-32 (Tenn.2001) (Birch, J., concurring and dissenting);
State v. Stout, 46 S.W.3d 689, 720 (Tenn.2001) (Birch, J., concurring
and dissenting); Terry v. State, 46 S.W.3d 147, 167 (Tenn.2001) (Birch,
J., dissenting); State v. Sims, 45 S.W.3d 1, 23-24 (Tenn.2001) (Birch,
J., concurring and dissenting); State v. Keen, 31 S.W.3d 196, 233-34
(Tenn.2000) (Birch, J., dissenting). As previously discussed, I
believe that the three basic problems with the current proportionality
analysis are that: (1) the proportionality test is overbroad,1
(2) the pool of cases used for comparison is inadequate,2
and (3) review is too subjective.3
I have previously discussed, in depth, my perception that these flaws
undermine the reliability of the current proportionality protocol.
See State v. Godsey, 60 S.W.3d at 793-800 (Birch, J., concurring and
dissenting). I continue to adhere to my view that the current
comparative proportionality protocol is woefully inadequate to protect
defendants from the arbitrary or disproportionate imposition of the
death penalty.4
Accordingly, I respectfully dissent from that portion of the majority
opinion affirming the imposition of the death penalty in this case.
FOOTNOTES
1. The
defendant was also convicted of two counts of felony murder, but the
trial court merged these convictions with the premeditated first
degree murder convictions.
2. Harold
Kirby testified that he had loaned Davis a nine millimeter handgun on
the day before Davis was arrested for the murders of Ewing and Lee.
3. Martin
testified that she had heard Davis and Lee discussing the purchase of
guns on the evening of February 27, 1996. Later that evening, she
saw Davis and Berry return to the apartment on Herman Street with
assault rifles, green and gold tennis shoes, a coat, and a duffle bag.
4. Martin
testified that she had pending charges against her for murder,
especially aggravated kidnapping, especially aggravated robbery, and
eleven counts of aggravated robbery. She said that she had not been
promised anything for her testimony, but she hoped her testimony would
warrant consideration in her pending cases.
5. Davis
later sought suppression of his statements on the basis that he was
feeling ill, that he did not recall being read his Miranda rights, and
that officers had “coerced” Davis by showing him the evidence that was
being collected and by telling him that others had been making
statements about the offenses. The trial court denied the motion to
suppress, and the Court of Criminal Appeals correctly affirmed the
trial court's ruling.
6. The
trial court overruled objections to Dr. Levy's testimony made by
defense counsel, and the Court of Criminal Appeals affirmed the trial
court's ruling.
7. Davis
admitted that he was involved with the “Gangster Disciples” and that
he had been selling cocaine since he was 13 or 14 years of age.
8. Although
the trial court granted interlocutory review of its decision, the
Court of Criminal Appeals declined to grant the interlocutory appeal.
Tenn. R.App. P. 9.
9. At the
time of this trial, attorneys in Tennessee were governed by the Code
of Professional Responsibility. Effective March 1, 2003, the Code of
Professional Responsibility was replaced by the current Tennessee
Rules of Professional Conduct. Tenn. R. Sup.Ct. 8, Rules of
Professional Conduct. Since the new rules were given prospective
application, our decision in this case deals only with the law as it
existed at the time of trial.
10. Although
not dispositive in this case, we reiterate the importance for District
Attorneys, Public Defenders, law firms, and all other legal agencies
to implement effective, written screening procedures to avoid the
problems related to conflicts of interests. As we observed in
Clinard, such screening mechanisms should consider: the structural
organization of the law firm or office, the likelihood of contact
between an attorney with a conflict of interest and the personnel
involved in the ongoing representation, and the existence of rules
that prevent the attorney with the conflict of interest from accessing
files or information pertaining to a particular case or from sharing
legal fees pertaining to that case. 46 S.W.3d at 184.
11. Although
the trial court granted an interlocutory appeal, the Court of Criminal
Appeals denied interlocutory review because defense counsel refused to
consent to the unsealing of the trial court's order and the transcript
of the hearing. See Tenn. R.App. P. 9(c).
12. Davis
has filed a pro se supplemental brief alleging that there is a
conflict of interest in that his counsel are intentionally waiving
this issue and arguing that the order and transcript must be unsealed.
We have recognized, however, that a defendant in a criminal case may
not proceed pro se while simultaneously being represented by counsel.
See Wallace v. State, 121 S.W.3d 652, 655 n. 2 (Tenn.2003).
Accordingly, Davis's contentions cannot be reviewed in this appeal and
must await the appropriate proceedings.
13. Accordingly,
Davis's reliance on two unpublished decisions that did not involve
capital sentencing hearings is misplaced.
1. Appellant
had been hospitalized for two days at Vanderbilt Hospital for anemia
as a result of a spider bite approximately ten days prior to his
arrest.
2. This
Court had previously adopted the voluntariness test by adopting the
Cipriano test in State v. Readus, 764 S.W.2d 770, 774 (Tenn.Crim.App.1988).
3. The
Appellant's application for permission to appeal to the supreme court
was consolidated with the application of Paul Dennis Reid on the same
issue. The opinion of the court was filed and published as State v.
Reid, 981 S.W.2d 166 (Tenn.1998).
4. Sergeant
Hunter had previously testified that he retrieved bullets that were
recovered from Mr. Ewing's autopsy from the Davidson County Medical
Examiner's office.
5. Officer
Merrill had previously testified that he retrieved the bullets that
were recovered during the autopsy of D'Angelo Lee from the medical
examiner's office.
1. I have
urged adopting a protocol in which each case would be compared to
factually similar cases in which either a life sentence or capital
punishment was imposed to determine whether the case is more
consistent with “life” cases or “death” cases. See State v. McKinney,
74 S.W.3d at 321 (Birch, J., concurring and dissenting). The current
protocol allows a finding proportionality if the case is similar to
existing death penalty cases. In other words, a case is
disproportionate only if the case under review “is plainly lacking in
circumstances consistent with those in similar cases in which the
death penalty has been imposed.” Bland, 958 S.W.2d at 665 (emphasis
added).
2. In my
view, excluding from comparison that group of cases in which the State
did not seek the death penalty, or in which no capital sentencing
hearing was held, frustrates any meaningful comparison for
proportionality purposes. See Bland, 958 S.W.2d at 679 (Birch, J.,
dissenting).
3. As I
stated in my concurring/dissenting opinion in State v. Godsey, “[t]he
scope of the analysis employed by the majority appears to be rather
amorphous and undefined-expanding, contracting, and shifting as the
analysis moves from case to case.” 60 S.W.3d 759, 797 (Tenn.2001) (Birch,
J., concurring and dissenting).
4. I also
note that in a recent study on the costs and the consequences of the
death penalty conducted by the State Comptroller, one of the
conclusions was that prosecutors across the state are inconsistent in
their pursuit of the death penalty, a fact that also contributes to
arbitrariness in the imposition of the death penalty. See John G.
Morgan, Comptroller of the Treasury, Tennessee's Death Penalty: Costs
and Consequences 13 (July 2004), available at
www.comptroller.state.tn.us/orea/reports.