No.
84-1362
Appeal from the United States District Court
for the Western District of Texas.
Before REAVLEY, RANDALL and WILLIAMS, Circuit
Judges.
REAVLEY, Circuit Judge:
A Texas jury found Jesse De La Rosa guilty of
committing capital murder in the course of a robbery and
determined that he would probably "commit criminal acts of
violence that would constitute a continuing threat to society."
Tex.Code Crim.Proc.Ann. Art. 37.071 (Vernon 1981). The trial court
then sentenced De La Rosa to death pursuant to article 37.071(e).
After a hearing, the trial court denied a motion for new trial.
The Texas Court of Criminal Appeals affirmed the conviction and
sentence on direct appeal, De La Rosa v. State, 658 S.W.2d 162 (Tex.Crim.App.1983)
(en banc), and the Supreme Court denied a petition for writ of
certiorari. --- U.S. ----, 104 S.Ct. 201, 78 L.Ed.2d 175 (1983).
The trial court scheduled De La Rosa's execution for April 27,
1984. He petitioned for a writ of habeas corpus and for a stay of
execution, which were denied on April 13, 1984. Ten days later the
Texas Court of Criminal Appeals denied a stay and habeas relief.
De La Rosa applied in federal district court for a stay and for a
writ of habeas corpus pursuant to 28 U.S.C. Sec . 2254,
which were denied on April 24, 1984. The next day the district
court issued a certificate of probable cause, and this court
granted a stay of execution so that De La Rosa could address the
merits of his appeal. We now affirm the district court's denial of
habeas relief.
I. Facts
In the early morning of August 22, 1979, De La
Rosa and a companion robbed two convenience stores in San Antonio.
With a .32 caliber pistol, De La Rosa shot the clerk at each
store. At the 7-11 store Masoud Ghazali, age 27, died from two
wounds to his head. At the Stop & Go store, Patricia Johnson was
also shot twice, but she survived to identify De La Rosa. His
fingerprints were found on a beer can near the cash register at
the 7-11 store, and another print was taken from the door handle
of the cooler in which Ghazali's body was found. De La Rosa
confessed to these crimes.
II. Admissibility of the Confession--Miranda
A. Erroneous Explanations
De La Rosa does not claim that he did not
receive Miranda warnings. Rather, his principal contention is that
police officers, after reading the standard Miranda rights card,
proceeded to explain what the recited language meant in a manner
that was misleading and inadequate. De La Rosa argues that the
paraphrased Miranda warnings improperly linked his right to have
an attorney to some point in the future. See, e.g., United States
v. Garcia, 431 F.2d 134 (9th Cir.1970). He also suggests that his
intelligence, evaluated as between borderline retarded and dull
normal, heightened the inadequacy of the warnings because he could
not fully understand the formal, recited language and therefore
relied on explanations. De La Rosa ultimately argues that he made
no knowing waiver of his rights prior to making his confession.
The findings to the contrary by the state
district judge are supported by overpowering evidence. Several
police officers possessing an arrest warrant entered a house,
looking for De La Rosa. De La Rosa exited through a rear window,
to encounter and be arrested by Officer Vaquera. De La Rosa was
handcuffed and taken to a police car. Vaquera was carrying a card
with Miranda rights printed in English and in Spanish. He first
read De La Rosa the warnings in Spanish, and then repeated them in
"street-type Spanish" to ensure that all was understood.
Detective Michalec, who had known De La Rosa
for several months, then took over, reciting the Miranda warnings
in English. Michalec also explained De La Rosa's rights in "common
everyday language." After De La Rosa was taken to the police
station, Michalec asked him if he wanted to give a confession and
he replied that he did not know. Michalec asked him if he wanted
an attorney present, and De La Rosa said that he would rather talk
to his brother, who was also at the police station in another room.
After De La Rosa met with his brother and a friend, he told
Michalec that he wanted to tell him everything. Michalec initially
took a statement about the shooting and robbery at the Stop & Go
store, and then typed up a second statement concerning the Ghazali
killing. Before each statement, Michalec again read Miranda rights
to De La Rosa, who later signed each statement before two
witnesses.
The state trial court found that De La Rosa
knowingly, intelligently, and voluntarily waived his Miranda
rights and that he was never mistreated, threatened, coerced, or
promised anything. The court concluded that he freely confessed to
the capital murder of Ghazali.
Dr. Charles Bisbee, a psychologist called by De
La Rosa, testified that his verbal I.Q. indicated borderline
intelligence, falling above mentally retarded but below dull
normal. Bisbee stated that an examination of De La Rosa revealed
no thought disorder. He indicated that De La Rosa would have
difficulty comprehending written Miranda warnings, but that he
would understand them better, although not completely, if given
orally. Bisbee also stated that De La Rosa could understand the
warnings if they were explained to him in simple language.
Dr. Betty Schroeder, a psychologist called by
the prosecution, gave Miranda warnings to De La Rosa in a test
situation. She stated that he understood them completely then and
would have comprehended them at the time of his arrest, even under
stress. She tested De La Rosa on the Wechsler Adult Intelligence
Test; his verbal I.Q. was evaluated as borderline, and his
performance I.Q. was "well within normal limits."
De La Rosa's brief focuses on testimony by
Michalec that, while explaining Miranda rights, he stated that "it
will take some time" before a lawyer would be appointed. Because
of this statement, De La Rosa argues that this case is like others
in which Miranda explanations were ruled inadequate because "the
right to appointed counsel was linked to some future point in time
after the police interrogation." California v. Prysock, 453 U.S.
355, 360, 101 S.Ct. 2806, 2810, 69 L.Ed.2d 696 (1981) (per curiam).
See United States v. Garcia, 431 F.2d 134 (9th Cir.1970) (per
curiam); Lathers v. United States, 396 F.2d 524, 534-35 (5th
Cir.1968).
We disagree. The cases De La Rosa relies on
share the deficiency that the Miranda warnings failed "effectively
[to] convey to the accused that he is entitled to a government-furnished
counsel here and now." Lathers, 396 F.2d at 535; see, e.g., Gilpin
v. United States, 415 F.2d 638, 640-41 (5th Cir.1969). For example,
in Garcia, "[o]n no occasion was a warning given fully complying
with Miranda." 431 F.2d 134. "The warnings failed adequately to
inform Garcia of her right to counsel before she said a word." Id.
Similarly, in Lathers, the message "indicated only that a judge or
commissioner somewhere down the line would appoint a lawyer for
him if he so requested." 396 F.2d at 535.
By contrast, the warnings given to De La Rosa
were not characterized by this deficiency. Officer Vaquera
informed him in Spanish, "You have a right to have a lawyer
present to advise you before and during any questioning by police
officers or attorneys representing the State." De La Rosa was also
told: "You may have your own lawyer present or if you are too poor
to hire a lawyer, the court will appoint a lawyer for you free of
charge now or at any other time." Detective Michalec gave him the
same warnings in English. We cannot accept the position that would
have us ignore the repeated full and accurate warnings to focus
only on the remark that appointing an attorney would take some
time. The cumulative effect of the repeated incantations of
Miranda and explanations in simpler language was such that De La
Rosa was fully informed of his constitutional rights. This case is
governed by California v. Prysock, 453 U.S. 355, 356, 101 S.Ct.
2806, 2807, 69 L.Ed.2d 696 (1981), and not by cases in which "the
reference to appointed counsel was linked to a future point in
time after police interrogation." Id. at 360, 101 S.Ct. at 2810.
The state trial court found as historical fact
that De La Rosa was given Miranda warnings along with explanations
four times before he confessed. This finding has far more than
fair support in the record, and is entitled to a presumption of
correctness under 28 U.S.C. Sec . 2254. See, e.g., Marshall
v. Lonberger, 459 U.S. 422, 103 S.Ct. 843, 74 L.Ed.2d 646 (1983);
Maggio v. Fulford, 462 U.S. 111, 103 S.Ct. 2261, 76 L.Ed.2d 794
(1983) (per curiam).
B. Delay In Appearing Before The Magistrate
Police officers arrested De La Rosa at
approximately 5:30 p.m. on August 27, 1979 and they arrived at the
police station about 30 minutes later. Detective Michalec took the
first confession between 6:45 p.m. and 8:00 p.m., and the second
between 8:00 p.m. and a little after 10:00 p.m. De La Rosa was
taken before the magistrate for an initial appearance at
approximately 10:30 p.m. De La Rosa claims that the delay in
appearing before the magistrate was unreasonable, rendering his
confession inadmissible.
The night magistrate was scheduled to come on
duty at 8:00 p.m. De La Rosa concedes that no magistrate was
available until that time, but contends that Michalec should have
then stopped taking the confession and gone before the magistrate.
Michalec testified that, in accordance with practice, he did not
interrupt the confession to take De La Rosa to a magistrate.
Even assuming that the time gap between arrest
and initial appearance was unreasonable, the claim does not rise
to constitutional significance. The Supreme Court has long held
that Rule 5(a), Fed.R.Crim.P., is not imposed on the states by the
Fourteenth Amendment. See Culombe v. Connecticut, 367 U.S. 568,
600-01, 81 S.Ct. 1860, 1878, 6 L.Ed.2d 1037 (1961); Brown v. Allen,
344 U.S. 443, 476, 73 S.Ct. 397, 417, 97 L.Ed. 469 (1953);
Gallegos v. Nebraska, 342 U.S. 55, 63-64, 72 S.Ct. 141, 146-47, 96
L.Ed. 86 (1951); see also Smith v. Heard, 315 F.2d 692, 694 (5th
Cir.), cert. denied,
375 U.S. 883 , 84 S.Ct. 154, 11 L.Ed.2d 113 (1963).
As a constitutional matter, we must determine
only whether any delay was causally related to the giving of the
confession. The trial court found that De La Rosa confessed of his
own free will, unaffected by any threat or coercion. The Texas
Court of Criminal Appeals held that the confession was not the
result of any delay in taking De La Rosa before a magistrate. 658
S.W.2d at 166-67. In our reading of the record we find nothing to
indicate that De La Rosa's confession was anything other than the
product of his free and voluntary choice.
III. In the Jury Room
De La Rosa contends that he was deprived of due
process because he was denied a fair and impartial jury. He claims
that statements made by certain jurors during sentencing
deliberations caused him to receive the death penalty, based not
on the evidence, but on personal juror bias and on improper
statements concerning the likelihood of parole for a life-sentenced
prisoner. We hold that De La Rosa's Sixth Amendment right to a
fair trial guaranteed by the Fourteenth Amendment was not
infringed and that the post-trial hearing was adequate to reveal
that no juror was biased.
After sentencing, attorneys for De La Rosa
moved for a new trial, alleging that improper remarks were
introduced during jury deliberations during the sentencing phase.
Specifically, two jurors mentioned that a life sentence did not
mean imprisonment for life because of the possibility of parole.
Moreover, another juror, Elmo Franklin, revealed that he had a
stepfather who, after being released from prison on a murder
charge, killed again and was sent back to prison. In response to
the motion, the trial court ordered a hearing.
Every juror testified at the hearing. Six
jurors remembered some discussion of parole. Seven jurors
remembered Franklin's mention of his relative's experience. Three
jurors indicated that he had said that it was easier to kill a
second time. Most jurors recalled that the comments occurred
before the verdict was reached in the sentencing phase. One or two
jurors testified that the statements were made after the final
vote. Every juror testified that the extraneous comments had no
effect in his or her deliberative process and that he or she
reached a decision based solely on the evidence presented at trial.
A. The Possibility of Parole
During closing argument of the punishment phase,
counsel for De La Rosa told the jury that "by your verdict [i.e.,
guilty of capital murder], you have found that [De La Rosa] is to
spend the rest of his life in the Texas Department of Corrections,
a life sentence." Later, De La Rosa's attorney invoked the "horror
of life in the Texas Department of Corrections" to show the
adequacy of a life sentence. "Ladies and gentlemen of the jury,
this is not a case in which society is going to be exposed to the
presence of Jesse De La Rosa .... He is condemned to spend the
minimum, the rest of his life in the Texas Department of
Corrections .... [P]unish Jesse De La Rosa by making him forfeit
his freedom for the rest of his life but do not, I beg you, do not
make him forfeit his life."
Because defense counsel opened the door, the
prosecutor addressed the possibility of parole:
It's not proper for the State to talk about the
Board of Pardons and Parole and what they do, but when she
misleads the jury or in law they say "opens the door." I just
don't want you to be misled in thinking that the life sentence
necessarily means that the person spends the rest of his life in
prison because that is strictly up to the Board of Pardons and
Parole and you can't talk about what they do or how they decide it.
But I didn't want you to be misled about that and I want you to
remember that when you think about the proper disposition in this
case.
At the post-trial hearing juror Helen Davis
testified that the only recollection she had of parole being
mentioned in the jury room was after a juror indicated that a life
sentence meant that De La Rosa would automatically be in prison
for life. She said that that was not necessarily true, but that it
was up to the Board of Pardons and Parole. Juror Ethel Hester also
stated that whether a life sentence meant "life forever in prison"
was up to the Parole Board and that a life-sentenced prisoner
could get out on parole. Although she was not sure of the time a
prisoner must serve before being considered for parole, she
indicated that it could be after five or seven years. Both jurors
recalled no other discussion of parole.
Mike Hrncir, who served as jury foreman,
testified that he "instructed them that as far as we know and as
far as we're concerned, that the sentence of life meant life and
we can't consider anything else because we were not the Board of
Pardons and Parole." He emphasized that parole had no bearing on
the issue and that the jury could not do anything about it. After
another isolated comment, Hrncir again admonished the jury. "After
I told them life meant life, it was dropped, the issue was not
considered any more or discussed."
Under Texas law, "not every mention of parole
during jury deliberations calls for reversal." McCartney v. State,
542 S.W.2d 156, 162 (Tex.Crim.App.1976). Only jury misconduct that
deprives the defendant of a fair and impartial trial warrants
granting of a new trial. De La Rosa failed to make that showing.
Even if the discussion of parole had been far more intense, we
would have difficulty in deciding the likely advantage or
disadvantage to the defendant. Clearly in the present case there
was no objectionable effect against constitutional assurances.
B. The Killer Stepfather
On direct appeal De La Rosa argued that the
conviction should be reversed because juror Franklin withheld
information during voir dire. The Court of Criminal Appeals held
that no question was calculated to bring out the information that
Franklin allegedly withheld. In his state habeas petition, De La
Rosa argued that Franklin held a highly prejudiced opinion that
motivated him to withhold information and that De La Rosa was
thereby precluded from exercising a challenge for cause pursuant
to article 35.16(a)(9), Tex.Code Crim.Proc.Ann. (Vernon 1966), or
a remaining peremptory challenge. The trial court rejected the
claim, adopting the reasoning of the state appellate court--Franklin
did not withhold information, no juror misconduct occurred, and no
new evidence was received by the jury. 658 S.W.2d at 164-65.
On appeal from the federal district court's
denial of habeas relief, De La Rosa now argues that Franklin's
statement concerning his stepfather's experience during jury
deliberations demonstrates that Franklin was actually biased and
that such prejudice denied De La Rosa of his right to a trial by a
fair and impartial jury.
We cannot conclude that juror Franklin harbored
actual bias merely because he omitted mentioning the story about
his stepfather. The interrogation of Franklin during voir dire
cannot be viewed as necessarily eliciting information concerning
that experience. We have no indication that Franklin was dishonest
when he answered that there was no reason whatsoever that he could
think of that would keep him from being a fair and impartial juror.
As noted by the Texas Court of Criminal Appeals, the question that
came closest to eliciting the relevant information was a two-part
question asked by the prosecutor.
"Have you ever had the occasion to be
interested in the outcome of a criminal case? Have you ever had a
particular case that caught your eye and you followed it, and
watched the papers, and read about it?"
The answer to this question was:
"Well, I can't recall anything that I followed
through. I read occasionally but just didn't follow through on it."
It is apparent that the second question
qualified or replaced the first, and that the juror answered the
second question, not the first. It does not appear there was a
diligent effort to learn whether the juror had any relative who
had been convicted of a crime. The juror did not withhold facts
about his stepfather (who had died approximately thirty years
before).
De La Rosa, 658 S.W.2d at 165.
When defense counsel asked Franklin whether he
had any close friends or associates involved in law enforcement,
he mentioned that his grandson's uncle was on the San Antonio
police force. In response, defense counsel noted that Franklin was
being very thorough with his answers. Franklin later replied that
he had no associations that would affect his ability to serve on
the jury and that he would be able to render a verdict according
to the law and the case. After mentioning that his house had been
burglarized, Franklin indicated that such an incident would not
cause him to have any special feelings that would affect him in
rendering a verdict. At the end of defense counsel's voir dire,
Franklin affirmed that he would be true to the law and to the
facts. He later told the trial judge that he understood that his
verdict was to be based on the evidence heard from the witness
stand under oath and nothing else.
At the hearing on the new trial motion,
Franklin admitted that he related the story about his stepfather,
but noted that it was a casual remark made in conversation.
Foreman Hrncir testified that he indicated to Franklin that such a
comment was not appropriate. No further discussion ensued.
The trial judge denied the motion for new trial
without comment, as provided by article 40.07, Tex.Code
Crim.Proc.Ann. (Vernon 1979), which does not permit any summation,
discussion, or comment on the evidence in granting or refusing a
new trial. This curious procedure would invite problems if a
simple denial could as well have been based upon one finding as
another and where the choice between the alternatives affects the
resolution of a constitutional claim. In the present case, by
looking to De La Rosa's contentions and to Texas law, the trial
court's denial of the motion for new trial after the hearing must
be taken as deciding that no extrinsic evidence was introduced
during jury deliberations and that no jury misconduct occurred
depriving De La Rosa of a fair and impartial trial. See, e.g.,
McIlveen v. State, 559 S.W.2d 815, 819-20 (Tex.Crim.App.1977).
Due process means a jury capable and willing to
decide the case solely on the evidence before it, and a trial
judge ever watchful to prevent prejudicial occurrences and to
determine the effect of such occurrences when they happen. Such
determinations may properly be made at a hearing like that ordered
in Remmer [v. United States, 347 U.S. 227, 74 S.Ct. 450 [98 L.Ed.
654] (1954),] and held in this case.
Smith v. Phillips, 455 U.S. 209 at 217, 102
S.Ct. 940 at 946, 71 L.Ed.2d 78 (1982).
This is not a case in which we presume juror
prejudice, see e.g., Willie v. Maggio, 737 F.2d 1372, 1378-81 (5th
Cir.1984); United States v. O'Keefe, 722 F.2d 1175, 1180 (5th
Cir.1983), nor is it an exceptional case requiring application of
an "implied or inferred bias" doctrine, see Rushen v. Spain, ---
U.S. ----, ----, n. 3, 104 S.Ct. 453, 456 n. 3 (1983); Smith v.
Phillips, 455 U.S. 209, 221, 102 S.Ct. 940, 948-49 (1982) (O'Connor,
J., concurring); United States v. Winkle, 587 F.2d 705, 715 n. 20
(5th Cir.), cert. denied,
444 U.S. 827 , 100 S.Ct. 51, 62 L.Ed.2d 34 (1979).
This jury was initially cloaked with a presumption of impartiality.
See O'Keefe, 722 F.2d at 1179; Winkle, 587 F.2d at 714. Because De
La Rosa demonstrated a colorable showing of extrinsic influence,
the trial court properly investigated the alleged impropriety by
conducting a hearing. See id. It was incumbent upon De La Rosa to
prove the existence of juror prejudice by a preponderance of the
evidence. See McMillon v. Estelle, 523 F.2d 1249 (5th Cir.1975);
United States v. Robbins, 500 F.2d 650, 652-54 (5th Cir.1974);
Williams v. United States, 418 F.2d 372, 376-77 (10th Cir.1969).
The extensive hearing, with all jurors testifying, did not reveal
prejudice or bias against De La Rosa. The trial judge implicitly
found either that no jury breach had been demonstrated or that the
prosecution demonstrated the harmlessness of the breach, if any,
to De La Rosa. In light of the hearing and the denial of the
motion for new trial, the brevity of the statements, and the
foreman's corrective instructions, we do not perceive any genuine
possibility that De La Rosa was prejudiced during the sentencing
deliberations.
IV. Conclusion
Finding no constitutional error, we must deny
habeas relief. The judgment of the district court is AFFIRMED; the
stay of execution is VACATED.