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Jimmy Lee DILL
Robbery
February 8,
Citations:
Dill v. State,600 So.2d 343 (Ala.Cr.App. 1991) (Direct Appeal). Dill v. State,767 So.2d 366 (Ala. Cr. App 1999) (PCR). Dill v. Allen,488 F.3d 1344 (11th Cir. 2007) (Habeas).
Final/Special Meal:
Fried chicken, fried okra, a biscuit and a root beer.
Final Words:
"I just hope God's will be done and everybody finds the peace they
need. I'm good."
ClarkProsecutor.org
DOC#: 00Z502
Inmate: DILL, JIMMY LEE
Gender: M
Race: B
DOB: 3/15/1960
Prison Holman
Received: 8/15/89
Charge: MURDER
County: JEFFERSON
The appellant also contends that the trial court
erred because it did not properly instruct the jury as to unanimity
regarding aggravating circumstances. The appellant did not object to
any penalty stage jury instructions concerning the burden of proof.
The trial court's instructions substantially
followed the pattern jury instructions recommended by the Alabama
Supreme Court. This Court will not hold that the trial court plainly
erred when the jury was instructed pursuant to those pattern
instructions. See Ex parte Martin; 548 So.2d 496 (Ala.), cert. denied,
493 U.S. 970, 110 S.Ct. 419, 107 L.Ed.2d 383 (1989); Ex parte Harrell,
470 So.2d 1309, 1312 (Ala.), cert. denied, 474 U.S. 935, 106 S.Ct.
269, 88 L.Ed.2d 276 (1985); Kuenzel. Furthermore, the instruction was
a correct statement of the law which correctly informed the jury that
unanimity was required to find the existence of an aggravating
circumstance.
C
The appellant next contends that the trial court
violated the principles of Lockett v. Ohio, 438 U.S. 586, 98 S.Ct.
2954, 57 L.Ed.2d 973 (1978), by instructing the jury as follows: “A
mitigating circumstance does not have to be included in the list that
I have read to you in order for it to be considered by you. In
addition to the mitigating circumstances previously specified,
mitigating circumstances shall include any aspect of the defendant's
character or record in any of the circumstances of the offense that
the defendant offers as a basis for a sentence of life imprisonment
without parole instead of death. A mitigating circumstance considered
by you should be based on the evidence you have heard.” (R. 872-73.) (emphasis
added.)
With the exception of the word “in” emphasized in
the quoted charge, which is the portion of the charge to which the
appellant objects, the charge is identical to that provided in Alabama
Pattern Jury Instructions. The pattern jury instruction provides in
relevant part: “shall include any aspect of the defendant's character
or record and any of the circumstances of the offense.” “ Proposed
Pattern Jury Instructions for use in Sentence Phase of Capital Cases
Tried Under Act No. 81-178 (Alabama Bar Institute for Continuing Legal
Education 1982).” For several reasons, it appears that this
discrepancy is most probably a typographical error. The appellant made
no objection to the charge. Furthermore, the other portion of the
charge was identical to the pattern jury charge. If such is the case,
the charge was taken directly from Lockett. Because we cannot base our
ruling on speculation, however, we also find that the appellant is not
entitled to relief even if the judge spoke the word “in” rather than
“and” if the charge was given as it appears.
Under the charge as it appears above, the jury
could have reasonably concluded that they could consider any aspect of
the appellant's character even though the jury may have believed it
could only consider his record as it applied to the circumstances of
the offense. Furthermore, even if error occurred, any error was
harmless. See Ex parte Whisenhant, 482 So.2d 1241 (Ala.1983) (harmless
error rule applies in capital cases at the sentencing hearing). Both
the prosecutor and the appellant's attorney informed the jury that it
could consider anything in mitigation. Furthermore, the aggravating
circumstances clearly and abundantly outweighed what the appellant
alleges to be the mitigating circumstances. See Baldwin v. State, 456
So.2d 117 (Ala.Crim.App.1983), aff'd, 456 So.2d 129 (Ala.1984), aff'd,
472 U.S. 372, 105 S.Ct. 2727, 86 L.Ed.2d 300 (1985). See also Tafero
v. Dugger, 873 F.2d 249 (11th Cir.1989), cert. denied, 494 U.S. 1090,
110 S.Ct. 1834, 108 L.Ed.2d 962 (1990) (harmless error not to charge
jury on nonstatutory mitigating circumstances when there was no
reasonable probability that jury would have reached a different result
had they been given such an instruction); White v. Dugger, 523 So.2d
140 (Fla.1988); Ford v. State, 522 So.2d 345 (Fla.1988).
D
The appellant argues in a one-sentence footnote
that the trial court's instruction to the jury regarding the State's
burden of disproving mitigating circumstances by a preponderance of
the evidence violated his constitutional rights. This claim has no
merit. We also note that the appellant failed to object to this
instruction at trial. Ala.Code 1975, § 13A-5-45(g), provides that the
defendant has the burden of injecting mitigating circumstances and
when this occurs, the State has the burden of disproving the factual
existence of those mitigating circumstances by a preponderance of the
evidence. Aggravating circumstances must be proved beyond a reasonable
doubt. Ala.Code 1975, § 13A-5-45(e).
In Walton v. Arizona, 497 U.S. 639, 110 S.Ct. 3047,
111 L.Ed.2d 511 (1990), the Supreme Court held that defendants may be
required to prove mitigating circumstances by a preponderance of the
evidence as long as the State's method of allocating the burdens of
proof did not lessen the State's burden of proving every element of
the offense charged, or in that case, the existence of aggravating
circumstances. In Alabama, the defendant only has to “inject” the
existence of mitigating circumstances and the State must disprove
their existence by a preponderance of the evidence. This in no way
lessens the State's burden of proving the elements of its case or the
existence of aggravating circumstances. In fact, the State still has a
greater burden in disproving the existence of mitigating circumstances
than the defendant has in introducing mitigating circumstances. The
defendant need only “inject” the issue. We do not find Alabama's
method of allocating the burdens of proof unconstitutional.
Furthermore, the State did not attempt to disprove any of the
appellant's alleged mitigating circumstances. Thus, the jury did not
even have to consider the State's burden of disproving the existence
of mitigating circumstances.
E
The appellant contends that the trial court erred
in failing to adequately instruct the jury as to the mitigating
circumstance that “[t]he victim was a participant in the defendant's
conduct or consented to it.” Ala.Code 1975, § 13A-5-51(3). The
appellant did not object to the lack of a more specific instruction.
Thus, any error in the instruction must rise to the level of plain
error. The instruction was identical to Alabama's “ Proposed Pattern
Jury Instructions for use in the Sentence Phase of Capital Cases Tried
Under Act No. 81-178 ” and thus, did not constitute plain error.
Kuenzel. Furthermore, the appellant has failed to specify how the
court could have further instructed the jury as to this mitigating
circumstance.
F
The appellant also contends that the trial court
erred to reversal in failing to give the jury preliminary instructions
at the penalty phase of the trial and prior to voir dire and jury
selection. He argues that failure to give such instructions prior to
voir dire resulted in the jurors' failure to truthfully answer
questions concerning the imposition of the death penalty. The
appellant failed to object to either of these alleged erroneous
omissions. These claims have no merit. There is no requirement that
the trial court give the jury such preliminary instructions. The jury
was thoroughly and properly instructed during the penalty phase of the
trial. The jurors were thoroughly questioned about their feelings
concerning the death penalty and surely could honestly answer such
questions without preliminary instructions. We cannot see how the
appellant was harmed by the absence of such preliminary instructions.
Even if error occurred, it certainly does not rise to the level
required for a finding of plain error. See Ex parte Womack, 435 So.2d
766, 769 (Ala.), cert. denied, 464 U.S. 986, 104 S.Ct. 436, 78 L.Ed.2d
367 (1983).
G
The appellant next contends that the trial court
erred in not asking jurors whether they had fixed opinions in favor of
the death penalty. The appellant did not question the jurors as to
whether they had fixed opinions in favor of the death penalty even
though he had ample opportunity to do so during the voir dire.
Furthermore, he never requested that the trial court question the jury
on this matter. This Court recently rejected the same argument in
Henderson v. State, 583 So.2d 276 (Ala.Crim.App.1990). In light of
Henderson, we find that the court did not err in failing to life-qualify
the jury.
H
The appellant contends that prosecutorial
misconduct rendered a death sentence constitutionally impossible. Most
of the claims the appellant raises in this section have been
previously addressed in this opinion.
The appellant argues that prosecutorial misconduct
occurred when the prosecutor relied on three aggravating circumstances
after initially indicating that she would rely on only two aggravating
circumstances. The appellant did not object to this alleged act of
misconduct. The record reveals that, prior to the penalty portion of
the trial and outside the presence of the jury, the prosecutor
indicated that she would be relying on § 13A-5-49(1) (capital offense
committed by a person under a sentence of imprisonment) and §
13A-5-49(4) (capital offense committed while defendant was engaged in
the commission of a robbery). During the course of the penalty phase
hearing, however, the prosecutor introduced a certified copy of the
appellant's prior convictions for second degree robbery and for second
degree theft. See Ala.Code 1975, 13A-5-49(2) (defendant was previously
convicted of another capital offense or felony involving the use or
threat of violence to the person). The appellant's attorney did not
object to the admission of the appellant's certified prior convictions,
including the second degree robbery. In fact, when specifically asked
about the convictions, he stated that he had no objection. There is
absolutely no evidence that the appellant's attorney was unaware of
the prior convictions prior to the hearing. The record does not
indicate that any prosecutorial misconduct occurred. Furthermore, even
if it had, the alleged error certainly did not rise to plain error
requiring relief for the appellant. See Kuenzel.
The appellant next contends that prosecutorial
misconduct requiring reversal of the death sentence occurred when the
prosecutor elicited the details concerning his prior second degree
robbery conviction. He alleges that the prosecutor improperly
introduced a nonstatutory aggravating circumstance into evidence and
that such evidence was based on inadmissible hearsay. The record
reveals that the prosecutor admitted certified copies of a conviction
for second degree robbery and for first degree theft. The appellant's
parole officer then testified that the appellant was under a sentence
of imprisonment at the time of the offense in question. On cross-examination,
the appellant asked the parole officer about the details of the second
degree robbery conviction. The parole officer testified concerning the
violence surrounding that conviction. The appellant asked for
information in a probation report regarding the offense. On redirect
examination, the prosecutor elicited further details about the offense
which the appellant did not bring out during cross-examination.
“Any evidence which has probative value and is
relevant to sentence shall be received at the sentence hearing
regardless of its admissibility under the exclusionary rules of
evidence, provided that the defendant is accorded a fair opportunity
to rebut any hearsay statements.” Ala.Code 1975, § 13A-5-45(d). See
also Stephens v. State, 580 So.2d 11 (Ala.Crim.App.1990). Thus, the
appellant's hearsay claim has no merit. Furthermore, the testimony
concerning the violence surrounding the robbery conviction was
properly admitted to show the violent nature of the offense under
Ala.Code 1975, § 13A-5-45(c). Siebert v. State, 562 So.2d 586 (Ala.Crim.App.1989),
aff'd, 562 So.2d 600 (Ala.), cert. denied, 498 U.S. 963, 111 S.Ct.
398, 112 L.Ed.2d 408 (1990).
I
The appellant next contends that the trial court
erred in failing to find the existence of any mitigating circumstances.
The appellant specifically argues that the failure to find the
following statutory and nonstatutory mitigating circumstances requires
the reversal of his death sentence: (1) the fact that the appellant
refused to plead guilty and receive a sentence of life imprisonment
indicated that the appellant had mental health problems; (2) the fact
that Leon Shaw was a participant in the appellant's conduct; and (3)
the fact that the appellant was a drug addict and was in a state of
extreme mental or emotional disturbance at the time of the murder and
did not have the capacity to understand the criminality of his conduct.
The record reveals that the trial court found no
statutory or nonstatutory mitigating circumstances. This finding is
fully supported by the evidence in this cause. See Brownlee v. State,
545 So.2d 151 (Ala.Crim.App.1988), aff'd, 545 So.2d 166 (Ala.), cert.
denied, 493 U.S. 874, 110 S.Ct. 208, 107 L.Ed.2d 161 (1989); Thomas v.
State, 539 So.2d 375 (Ala.Crim.App.), aff'd, 539 So.2d 399 (Ala.1988);
Tarver v. State, 500 So.2d 1232 (Ala.Crim.App.), aff'd, 500 So.2d 1256
(Ala.1986), cert. denied, 482 U.S. 920, 107 S.Ct. 3197, 96 L.Ed.2d 685
(1987).
J
The appellant argues that the trial court erred in
its sentencing order in which it stated that “the court holds that the
aggravating circumstances outweigh the mitigating circumstances and
compel the court to affix punishment at death.” The appellant claims
that this statement indicates that the trial court misunderstood the
law as it applies to the death sentence and believed that the death
sentence was mandatory. This argument has no merit. It is clear from
the record, including all of the jury instructions and the sentencing
order, that the trial court clearly understood the law and did not
believe that a death sentence was mandatory. Furthermore, we do not
agree with the appellant's reading of the sentencing order.
X
The appellant argues that the trial court erred in
failing to find that Leon Shaw was “a participant in the defendant's
conduct or participated in it.” Ala.Code 1975, § 13A-5-51(3). The
appellant's argument that Leon Shaw's refusal to give him cocaine made
Shaw a participant in the appellant's conduct has no merit and is not
a reasonable interpretation of the statute. Section 13A-5-51(3)
contemplates a situation wherein the victim participated in the
capital crime with the defendant. Furthermore, the appellant seems to
argue that because Leon Shaw was a drug dealer, the appellant should
not have received the death penalty. This argument likewise has no
merit. The relative worth of the victim is not a consideration in
determining whether to impose the death penalty. See Booth v. Maryland,
482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987).
XI
The appellant next contends that the trial court
erred in two instances by limiting his cross-examination of Junatha
Shaw. These arguments will be addressed separately below.
A
The appellant contends that the trial court erred
in failing to allow him to cross-examine Junatha Shaw about the
underlying offenses for which she had been on probation and a new
charge which precipitated a probation revocation hearing. The record
reveals that Junatha Shaw had two convictions for cocaine possession
and one conviction for shooting into an occupied dwelling. She also
had a pending theft charge against her and was facing revocation of
her probation as a result of that charge. The record reveals that
prior to Junatha Shaw's taking the stand, the trial court ruled that
the appellant could inquire into the witness's pending revocation
hearing in order to show bias but prohibited the appellant from
inquiring into the underlying details of the offenses.
We need not address the merits of this issue
because the record reveals that Junatha Shaw's prior convictions, the
pending theft charge, and the possible probation revocation were
brought out during the State's direct examination of the witness. The
prosecutor also questioned Shaw as to any agreements made with her in
exchange for her testimony. The appellant also questioned the witness
on cross-examination concerning the cocaine possession convictions.
The appellant could have further examined the witness regarding bias
or any agreements made with the State concerning the pending charge
but apparently chose not to do so. Thus, even if the trial court's
initial ruling prohibiting the appellant from going into the
underlying offenses constituted error, any error was harmless in light
of the fact that all of the underlying offenses were presented to the
jury. Furthermore, the appellant was never prohibited from questioning
the witness about any bias she may have had or any agreements she may
have made with the State in exchange for her testimony. The appellant
was in no way harmed or prejudiced by the trial court's ruling.
B
The appellant next contends that the trial court
erred in not allowing him to question Junatha Shaw about a “drug raid”
that occurred at her house after the victim, Leon Shaw, has returned
home from the hospital. This argument has no merit. It is not
permissible to prove a witness's good or bad character or to fortify
or impeach a witness's testimony by proving particular acts. Carroll
v. State, 555 So.2d 805 (Ala.Crim.App.1989). The record reveals that
the appellant was attempting to impugn the witness's character by the
introduction of an unrelated and immaterial specific bad act.
Furthermore, it is unclear from the appellant's question whether the
witness was the object of the search, whether a search warrant was
even executed, whether the witness had any guilty involvement in the
act forming the basis of the reason for the search or, if there was a
search, whether anything was found. We note that after the court
sustained the State's objection, the appellant did not make an offer
of proof. See Freeman v. State, 453 So.2d 776 (Ala.Crim.App.1984). The
trial court did not err in refusing to allow the appellant to
cross-examine the witness about an alleged, unrelated drug raid.
XII
The appellant next contends that the trial court
erred in allowing Dr. Keith Langford to testify as to the victim's
cause of death because his testimony was based partly on a hospital
discharge summary which was prepared by another physician who did not
testify. The record reveals that the hospital records were in evidence
at the time of Dr. Langford's testimony. This issue was recently
addressed by the Alabama Supreme Court, which stated that “a medical
expert may give opinion testimony based in part on the opinions of
others when those other opinions have been admitted into evidence.” Ex
parte Bailey, 590 So.2d 354, (Ala.1991). See also Ex parte Wesley, 575
So.2d 127 (Ala.1990); Nash v. Cosby, 574 So.2d 700 (Ala.1990). Thus,
Dr. Langford's testimony concerning the cause of death was properly
admitted.
XIII
The appellant next contends that the trial court
erred in allowing Dr. Robert Brissie, the coroner who performed the
autopsy on the victim, to testify as to the ultimate fact in issue in
the case. He specifically points to Dr. Brissie's statement that “the
manner of death was best described as homicide.” (R. 330.) We note
that the appellant failed to object to this testimony at the trial.
Although this failure to object does not preclude our review in a
capital case, it does weigh against any claim of prejudice. See Bui.
Although a witness may not give an opinion on an
ultimate fact in issue, Brissie's testimony does not constitute
reversible error under the circumstances of this case. Dr. Brissie had
already testified that the cause of death was complications from a
gunshot wound to the head. His use of the word “homicide” did not
change the nature of his testimony that the victim's death was the
result of a gunshot wound. Furthermore, there was no dispute at trial
that someone shot Leon Shaw. The appellant's theory of the case was
that someone else shot Leon Shaw. Even if the appellant had properly
objected, any error in Dr. Brissie's testimony did not affect the
substantial rights of the appellant. See Page v. State, 487 So.2d 999
(Ala.Crim.App.1986). Furthermore, any error in the testimony was not
so egregious that it “seriously affect[ed] the fairness, integrity or
public reputation of the judicial proceedings.” United States v. Young,
470 U.S. 1, 15, 105 S.Ct. 1038, 1046, 84 L.Ed.2d 1 (1985) (citation
omitted).
XIV
The appellant contends that the trial court erred
in allowing the State to refer to the victim's surviving children
during the guilt stage closing argument in violation of Booth v.
Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987). The
appellant argues that the following portion of the closing argument
constitutes reversible error: “So why are we here? Who does care about
Leon Shaw? Who cares that this man was assassinated just four blocks
from the courthouse? Who cares that he's lying in his grave today?
“Well, you would think that these people do (indicating). He did leave
two children, who have to grow up with the fact that their father was
murdered because of cocaine. That he was a dealer, that he was a
criminal. You would think these people would care.” (R. 665-66.)
The appellant failed to object to this portion of
the closing argument.
Although we do not approve of the prosecutor's
comments, they certainly do not rise to the level of those condemned
in Booth. See Kuenzel. Rather than asking for sympathy, the prosecutor
was in fact personalizing the victim in a negative light. She was
certainly not implying that the jury should have sympathy for the
victim. Furthermore, although the comments personalized the victim,
they were brief enough that we cannot conclude that they prejudiced
the appellant. See Kuenzel. prosecutor's remarks were markedly
different in scope and tone from those condemned in Booth and did not
present the emotionally charged appeal that was presented in Booth.
While we do not approve of the prosecutor's comments, they do not
constitute reversible error. See, eg., Bertolotti v. Dugger, 883 F.2d
1503 (11th Cir, 1989), cert. denied, 497 U.S. 1032, 110 S.Ct. 3296,
111 L.Ed.2d 804 (1990); Gilmore v. Armontrout, 861 F.2d 1061 (8th
Cir.1988), cert. denied, 490 U.S. 1114, 109 S.Ct. 3176, 104 L.Ed.2d
1037 (1989); People v. Miranda, 44 Cal.3d 57, 241 Cal.Rptr. 594, 629,
744 P.2d 1127, 1161 (1987), cert. denied, 486 U.S. 1038, 108 S.Ct.
2026, 100 L.Ed.2d 613 (1988) (prosecutor's comments regarding effect
of murder on victim's family held harmless beyond a reasonable doubt);
People v. Ghent, 43 Cal.3d 739, 239 Cal.Rptr. 82, 739 P.2d 1250
(1987), cert. denied, 485 U.S. 929, 108 S.Ct. 1099, 99 L.Ed.2d 261
(1988) (same). They certainly do not rise to the level of plain error.
XV
The appellant next contends that his death sentence
constitutes cruel and unusual punishment.FN2 The main thrust of the
appellant's argument is that his sentence constitutes cruel and
unusual punishment because he rejected a settlement offer of life
imprisonment. He argues that he was given the death penalty because he
requested a jury trial. He also contends that he did not understand
the terms of the settlement offer when it was made. This argument has
no merit. FN2. Many of the reasons given by the appellant to support
this contention have been previously addressed in this opinion or are
addressed later in this opinion.
The appellant's attorney stated to the trial court
that the appellant understood the terms of the offer. The appellant
stated to the court that he understood the difference between the life
sentence he would receive pursuant to the offer and a capital murder
sentence. There is no evidence that the death penalty was imposed
because the appellant requested a jury trial. In essence, the
appellant is arguing that every time a defendant receives a sentence
which is greater than the sentence offered as a settlement, the
sentence would constitute cruel and unusual punishment. We certainly
cannot accept such a hard and fast rule. Each case must be decided on
its own facts. The record in this case supports the imposition of the
death penalty. (See Part XXIII of this opinion.)
XVI
The appellant next contends that the trial court
erred in allowing Terry Dill to testify as to hearsay statements made
by his mother, Abby Dill. Specifically, the appellant objects to the
admission of Abby Dill's hearsay statement that in the late afternoon
on the day of the murder, the appellant telephoned her and told her
four different stories. The appellant contends that the reference to
“four different stories” was prejudicial to him because it gave the
jury the impression that he was lying. Although the appellant failed
to object to this testimony at trial, he contends that the statement
constitutes plain error and thus, requires his conviction to be
reversed. We disagree.
Even if an objection had been made, the admission
of the hearsay testimony would have been harmless error because it did
not affect the substantial rights of the appellant. See Page v. State,
487 So.2d 999 (Ala.Crim.App.1986). Abby Dill herself testified during
the trial to many statements made to her by the appellant. She
testified that the appellant called her a number of times between 5:00
p.m. and 6:00 p.m. on the day of the murder. She further testified
that immediately before the appellant was arrested he told her to get
some money and send him and Terry Dill out of town. She further
testified that on the Friday before the trial the appellant called and
told her that Terry Dill should not say anything and “take some years.”
(R. 447.) Abby Dill's own testimony on direct and cross-examination
certainly gave rise to a stronger inference that the appellant was
lying than did the hearsay statement admitted through Terry Dill. In
light of the entire record, any error in the admission of the
testimony was harmless. Furthermore, the admission of Terry Dill's
testimony certainly did not rise to the level required for plain
error. See Kuenzel.
XVII
The appellant next contends that the trial court
erred to reversal in referring to the appellant's possible punishment
during the trial court's guilt phase instructions. The court
instructed the jury as follows: “Ladies and gentlemen, of course, it's
my duty at this time to give you those principles of law which you
have to apply to the facts in this case as you find those facts. And
let me stop there and say this, that the defendant in this case is
charged with having committed a capital murder, capital offense. Of
course, a capital offense is an offense for which the punishment is
either life imprisonment without parole or death. The law provides
that if a defendant is convicted of a capital offense, additional
proceedings will be held to determine whether his punishment is to be
life without parole or death. But at this time, you are not to concern
yourselves with any issue of punishment. Instead the only
determination you are to make at this time is whether the State has
proven beyond a reasonable doubt and to a moral certainty that the
defendant is guilty of the capital offense or any lesser included
offense, which I'll explain later. And that's your only consideration
at this time.” (R. 789-790.) The charge is substantially the same as
the charge suggested in the seventh of the “General Considerations” of
the “ Proposed Pattern Jury Instructions for use in the Guilt Stage of
Capital Cases Tried Under Act No. 81-178 (Alabama Bar Institute for
Continuing Legal Education 1982).” Immediately before the proposed
charge, the pattern jury instructions state, “The trial judge should
consider giving the following instruction or one similar to it, either
at the beginning of the guilt stage trial or at some place during the
oral charge to the jury at the end of the guilt stage or both.” Id.
The charge in no way diverts the jury's attention from the main issue
of guilt. See Crowe v. State, 435 So.2d 1371 (Ala.Crim.App.1983). We
find no error in the court's charge.
XVIII and XIX
The appellant next contends that the trial court
erred in admitting his statement because he was a drug addict and
could not have knowingly waived his Miranda rights. He also contends
that the statement was inadmissible because the police intentionally
failed to tape the statement. The appellant did not object to the
admissibility of the statement at trial.
The record reveals that the appellant signed a
waiver of rights form. Sergeant Duncan testified that he read the
appellant his Miranda rights and had the appellant read along with him.
He testified that the appellant stated that he understood his rights
and wanted to talk about what happened. Duncan further testified that
he had been around people who were under the influence of drugs and/or
alcohol. He testified that at the time the statement was taken the
appellant did not appear to be under the influence of drugs or
alcohol. Duncan testified that the appellant was lucid. He further
testified that the appellant was not threatened in any way or promised
a reward. He further testified that he did not suggest using a tape
recorder at that point, but that he took notes as the appellant was
talking.
The finding of the trial court as to voluntariness
will not be disturbed unless it appears contrary to the great weight
of the evidence or is manifestly wrong. Lewis v. State, 535 So.2d 228
(Ala.Crim.App.1988); Magwood v. State, 494 So.2d 124 (Ala.Crim.App.1985),
aff'd, 494 So.2d 154 (Ala.), cert. denied, 479 U.S. 995, 107 S.Ct.
599, 93 L.Ed.2d 599 (1986). “The fundamental requirements for
voluntariness are that the court must conclude, in order to find a
defendant's confession voluntary, that he made an independent and
informed choice of his own free will, that he possessed the capability
to do so, and that his will was not overborne by pressures and
circumstances swirling around him.” Lewis, at 235. See also Magwood.
We find that the trial court did not err in admitting the statement.
There was sufficient evidence that the appellant was capable of
understanding his rights and indeed, that he understood his Miranda
rights. We also note that the appellant presented absolutely no
evidence that he was under the influence of drugs or alcohol at the
time he gave the statement.
The trial court likewise did not err in admitting
the statement even though it was not tape recorded. There is no right
or requirement that a statement be tape recorded. The fact that the
statement was not taped went to its weight, not its admissibility. See
Hammins v. State, 439 So.2d 809 (Ala.Crim.App.1983); Alexander v.
State, 370 So.2d 330 (Ala.Crim.App.), cert. denied, 370 So.2d 332
(Ala.1979). The appellant was free to test Sergeant Duncan's memory
during cross-examination.
XX
The appellant next contends that the introduction
of his presentence report and the trial court's consideration of the
report denied him a fair sentencing hearing. The appellant bases his
allegation on several grounds of error which will be addressed
separately below. We note that the appellant did not object to the
presentence report.
A
The appellant contends that he did not receive the
presentence report in a timely manner and as a result, that he did not
have an adequate opportunity to review the report and to rebut the
hearsay statements therein. We note that this court has held numerous
times that presentence reports are admissible and may be considered by
the trial court as long as the information contained herein is
relevant to the sentencing and the defendant has the opportunity to
rebut the information. See, e.g., Kuenzel; Thompson v. State, 503
So.2d 871 (Ala.Crim.App.1986), aff'd, 503 So.2d 887 (Ala.), cert.
denied, 484 U.S. 872, 108 S.Ct. 204, 98 L.Ed.2d 155 (1987).
Although the record reveals that the appellant had
a copy of the presentence report prior to the sentencing hearing,
there is no evidence in the record to indicate when he received that
report. The appellant specifically stated that he had no objection to
the admission of the presentence report. He did not indicate that he
had not had time to review the report nor did he ask for a continuance.
This evidence indicates that the appellant received the report in a
timely manner. We can find no evidence in the record that the
appellant received the report in an untimely manner or was prejudiced
in any way. See, e.g., Henderson v. State, 583 So.2d 276 (Ala.Crim.App.1990);
Thompson.
B
The appellant contends that the presentence report
contained hearsay statements indicating that he had been involved in
criminal activity for which he was not convicted. He further claims
that he did not have the opportunity to rebut these statements and
that the inclusion of that information in the report prejudiced him.
This argument has no merit.
The information contained in the report to which
the appellant objects concerns the vehicle in which Leon Shaw was
found and appears as follows: “The tag on the vehicle was registered
to Aaron Brown, and the VIN [vehicle identification number] of the
vehicle was registered to Alabama Farm Bureau on a salvaged vehicle.”
(Supp.R. 9.) The appellant contends that this information indicates
that the appellant was in a stolen vehicle and thus prejudiced him. We
disagree. As we read the report, this information simply referred to
the car in which Shaw was found. It certainly does not imply that the
appellant was involved in stealing a car. Furthermore, the evidence at
trial led to the inference that the car in which Shaw was found
belonged to Leon Shaw. Leon Shaw was driving the car when he picked up
Terry Dill. There is no mention anywhere in the record that the
appellant had been involved in a car theft. Furthermore, there is
nothing in the record to indicate that the trial court considered this
information from presentence report in sentencing the appellant. This
information was not mentioned at the sentencing hearing or in the
sentencing order. Furthermore, the appellant had the opportunity to,
but did not, rebut the information. Even if the statement was
interpreted as a reference to a crime for which the appellant was not
convicted, such information would not have made the report per se
prejudicial in light of the fact that the trial court in no way
considered the information in imposing sentence. See, e.g., Johnson v.
State, 521 So.2d 1006 (Ala.Crim.App.1986), aff'd, 521 So.2d 1018
(Ala.), cert. denied, 488 U.S. 876, 109 S.Ct. 193, 102 L.Ed.2d 162
(1988).
C
The appellant next contends that the presentence
report was prejudicial because it contained hearsay information that
he told his parole officer that Terry Dill had murdered Leon Shaw. We
note that the presentence report was not prepared by the parole
officer to whom the appellant made the statement.
We note that although the presentence report is an
out-of-court statement and is entirely hearsay, it is admissible under
Ala.Code 1975, § 13A-5-47. Thompson. The trial court is only required
to provide a fair opportunity for rebuttal.
The appellant has failed to show that he was
prejudiced by the statement. The appellant's culpability was
established by the jury's verdict of guilty on the basis of which a
conviction was entered. See Ex parte Davis, 569 So.2d 738 (Ala.1990);
Thompson. The appellant was sentenced for that conviction. The
appellant's sentence was based on the existence of three aggravating
circumstances and the fact that there were no mitigating circumstances.
Thus, this argument is without merit.
D
The appellant finally contends that the trial court
erred in considering the presentence report because it was based in
part on an interview held without counsel present and without first
advising him of his Miranda rights. He specifically refers to his
statement that Terry Dill was the person who murdered Leon Shaw. That
statement was made to the appellant's parole officer. The presentence
report indicates that the officer who prepared the report did not
personally interview the appellant.
We find that even if error had occurred in the
failure to give the appellant his Miranda warnings and to notify his
counsel of the interview, any error was harmless because the
statements attributed to the appellant were constitutionally
insignificant. See Kuenzel. Furthermore, it is clear from the record
that the trial court accurately weighed the aggravating and mitigating
circumstances based on the evidence presented at the sentencing
hearing and the trial and not on anything contained in the presentence
report. “We find beyond a reasonable doubt that the inclusion of these
statements did not contribute to or affect the trial judges's
imposition of the death penalty.” Kuenzel, at 526.
We note that some federal jurisdictions have held
that Miranda warnings are not required prior to a presentence
interview when the defendant has already been convicted of a crime.
See, e.g., United States v. Cortes, 922 F.2d 123 (2d Cir.1990); United
States v. Rogers, 921 F.2d 975 (10th Cir.), cert. denied, 498 U.S.
839, 111 S.Ct. 113, 112 L.Ed.2d 83 (1990); United States v. Jackson,
886 F.2d 838 (7th Cir.1989) (the court also held that the Sixth
Amendment right to assistance of counsel likewise did not extend to
the defendant's presentence interview by his probation officer). See
also United States v. Rea, 678 F.2d 382 (2d Cir.1982) (prisoner
released on probation not entitled to Miranda warnings when speaking
with probation officer); United States v. MacKenzie, 601 F.2d 221 (5th
Cir.1979), cert. denied, 444 U.S. 1018, 100 S.Ct. 673, 62 L.Ed.2d 649
(1980) ( Miranda warnings not required at interview with probation
officer regarding revocation of probation).
XXI
The appellant next contends that the trial court
erred in failing to sua sponte order a competency hearing under the
authority of Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d
815 (1966). The appellant contends that the trial court must have
observed or learned of aberrant behavior on the part of the appellant
because the court entered an order for a mental examination. The
record reveals that this order was set aside approximately a month
after it was entered because the appellant's counsel failed to respond.
(R. 983-84.) The appellant also contends that his failure to accept
the State's settlement offer of life imprisonment indicated that he
was incompetent to stand trial.
“It is without dispute that the conviction of an
accused person while that person is legally incompetent violates the
right to due process, and that State procedures must be adequate to
protect that right.” Ex parte LaFlore, 445 So.2d 932, 934 (Ala.1983).
“[A] trial court has an independent duty to inquire into an accused's
state of mind when there are reasonable grounds to doubt the accused's
competency to stand trial.” Id. (emphasis supplied.) See also Ponder
v. State, 472 So.2d 691 (Ala.Crim.App.1985); Livingston v. State, 419
So.2d 270 (Ala.Crim.App.1982). The trial court is in a far better
position than the reviewing court to determine a defendant's
competency to stand trial. Stewart v. State, 562 So.2d 1365 (Ala.Crim.App.1989).
Our review of the record reveals no evidence whatsoever that would
raise a bona fide and reasonable doubt that the appellant was not
competent to stand trial. Furthermore, the appellant's assertion that
the trial court must have observed aberrant behavior on the part of
the appellant is based purely on speculation. A reviewing court cannot
predicate error on matters not shown by the record. Robinson v. State,
444 So.2d 884 (Ala.1983). We find no error in the trial court's
failure to order and conduct a competency hearing. See, e.g., Soriano
v. State, 527 So.2d 1367 (Ala.Crim.App.1988); Robinson v. State, 428
So.2d 167 (Ala.Crim.App.1982).
XXII
The appellant finally contends that the trial court
erred in not appointing an expert psychiatrist and a private
investigator pursuant to Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct. 1087,
84 L.Ed.2d 53 (1985). This argument has no merit.
The record reveals that the appellant did not
request the assistance of a psychiatrist, nor did he plead insanity.
Our review of the record leads us to conclude that the appellant “made
no showing of a particularized need or that such assistance was
necessary for an adequate defense” as required under Ake. Nelson v.
State, 511 So.2d 225, 237 (Ala.Crim.App.1986), aff'd, 511 So.2d 248
(Ala.1987), cert. denied, 486 U.S. 1017, 108 S.Ct. 1755, 100 L.Ed.2d
217 (1988). Thus, the trial court did not err in failing to appoint a
psychiatrist. See, e.g., Stewart v. State, 562 So.2d 1365 (Ala.Crim.App.1989).
The record reflects that while his motion for a new
trial was pending, the appellant filed a pro se motion for funds that
would permit the hiring of a private investigator. Even if the
principles of Ake apply to anything other than psychiatrists and the
insanity defense, we find no error in the court's failure to appoint a
private investigator. See, e.g., Nelson; Duren v. State, 507 So.2d 111
(Ala.Crim.App.1986), aff'd, 507 So.2d 121 (Ala.), cert. denied, 484
U.S. 905, 108 S.Ct. 249, 98 L.Ed.2d 206 (1987); Hold v. State, 485
So.2d 801 (Ala.Crim.App.1986).
XXIII
As required by Beck v. State, 396 So.2d 645
(Ala.1980), and Ala.Code 1975, § 13A-5-53, we have reviewed this case
for any error involving the appellant's conviction and to determine
the propriety of the death sentence.
There is no suggestion in the record that the death
penalty was imposed under the influence of passion, prejudice, or any
other arbitrary factor. Our review of the sentencing proceedings
indicates that the trial court's findings concerning the aggravating
and mitigating circumstances are supported by the evidence. The trial
court found the existence of three aggravating circumstances: (1) the
murder was committed during a robbery in the first degree; (2) the
capital offense was committed by a person under sentence of
imprisonment; and (3) the appellant had previously been convicted of a
felony involving the use or threat of violence. After considering each
of the statutory mitigating circumstances set out in Ala.Code 1975, §
13A-5-51 and the possibility of any nonstatutory mitigating
circumstances set out in Ala.Code 1975, § 13A-5-52, the trial court
found the existence of no mitigating circumstances. These findings
were supported by the evidence. See Brownlee v. State, 545 So.2d 151 (Ala.Crim.App.1988),
aff'd, 545 So.2d 166 (Ala.), cert. denied, 493 U.S. 874, 110 S.Ct.
208, 107 L.Ed.2d 161 (1989).
Our independent weighing of the aggravating and
mitigating circumstances convinces us of the propriety of the death
penalty in this case. Furthermore, we are convinced that the death
sentence is neither excessive nor disproportionate to the penalty
imposed in similar cases, considering both the crime and the appellant.
Two-thirds of Alabama death sentences are for robbery-murder. Kuenzel;
Brownlee.
We have searched the entire record for any plain
error or defect which might have adversely affected the substantial
rights of the appellant and have found none. A.R.App.P. 45A.
The appellant's conviction and his sentence of
death are due to be, and hereby are, affirmed. All the Judges concur.
ON REHEARING
On rehearing, the appellant again asserts that the
jury should have been charged on robbery in the first degree and theft
in the first and second degree. Although our original opinion
sufficiently addresses this argument, in an abundance of caution, we
reiterate that there was no rational basis for giving any of those
charges. We note that in his statement to the police, the appellant
denied shooting the victim and contended that someone else shot the
victim. Furthermore, he stated that after the victim was shot, he and
Terry Dill drove to an alley, jumped out of the car and ran away. He
further stated that he did not see any money on the victim that day. A
review of the record reveals that there was no reasonable basis in the
evidence for a verdict convicting the appellant of any of the above-named
offenses. OPINION EXTENDED; MOTION DENIED; APPLICATION OVERRULED. All
the Judges concur.