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Robert Don DUCKETT
Robert
DonDuckett, Petitioner-appellant, v.
Mike Mullin, Warden, Oklahoma State Penitentiary, Respondent-appellee
United States Court of Appeals, Tenth Circuit.
September 4, 2002
Before KELLY, LUCERO, and MURPHY, Circuit Judges.
LUCERO, Circuit Judge.
RobertDonDuckett, an
Oklahoma state prisoner convicted of first-degree murder and
sentenced to death, appeals the district court's denial of his
petition for a writ of habeas corpus. This court granted
Duckett a certificate of appealability ("COA")
pursuant to 28 U.S.C. § 2253(c) with respect to five of his claims
of legal error: (1) that the conduct and comments of the state
prosecutor deprived him of a fair trial; (2) that trial counsel's
failure to investigate and present mitigating evidence deprived
him of effective assistance of counsel; (3) that the federal
district court erred by refusing to provide him funds with which
to retain an expert witness for the evidentiary hearing conducted
by the court; (4) that the admission into evidence of a videotape
of the murder scene deprived him of a fair and impartial jury; and
(5) that the application of the "murder to avoid arrest"
aggravating circumstance deprived him of a fair trial. Having
studied this matter closely, we conclude that
Duckett is not entitled to habeas relief on any of these
claims. Exercising jurisdiction under 28 U.S.C. §§ 1291 and 2253,
we affirm.
I
* On October 18, 1988, John
Howard was found dead in his apartment in Oklahoma City, having
been severely beaten with a fireplace poker and the wooden stand
of an ashtray. His hands and feet were bound with a wire hanger,
and there were blood stains and spatters throughout the apartment.
Howard's keys and car were missing, along with over $200 from the
convenience store that he managed.
A few weeks prior to this
incident, Howard picked up Duckett
— an escapee from prison who had been convicted of robbery
by force — while Duckett was
hitchhiking on an interstate in Oklahoma City. Howard befriended
Duckett, helped him obtain employment at
the State Fair and later at his convenience store, and offered to
let Duckett stay with him at his
apartment.
On November 1, 1988,
Duckett was arrested in Clear Creek,
Arizona, while driving Howard's car. He had switched the license
plates on Howard's car with those of another vehicle in the
parking lot of Howard's apartment complex. Police found in the car
a blood-stained jacket and jeans, along with bank bags from
Howard's convenience store.
During questioning by Oklahoma
authorities, Duckett admitted that he and
Howard had fought and exchanged five or six blows, but that when
Duckett left, Howard was on his feet and
breathing. He had bound Howard's hands, Duckett
explained, in order to keep Howard from coming after him.
Duckett also told authorities that he had
been gang-raped in prison and that he and Howard had been fighting
over a homosexual pass that Howard had made toward him.
The Oklahoma Court of Criminal
Appeals ("OCCA"), summarizing much of the crime-scene evidence,
noted that
[the victim's] ankle was broken
and he had been struck at least 19 separate times. Among various
other head wounds, his skull was fractured in numerous places and
his left eye was ruptured and punctured. There were blood spatters
both high and low on the walls, indicating that [Duckett]
continued to beat him after he was on the ground and incapable of
running away. Blood smears on the victim's jeans indicate that he
either was trying to crawl away or was dragged through the blood.
Blood spatters on the windows and the closed curtains indicate
that [Duckett] beat the victim with the
curtains open, and then continued to beat the victim after
stopping to close the curtains. The victim's hands and feet were
bound with wire, and he had, at one point, been gagged with a
rolled up sock and a bandanna.
Duckett
v. State, 919 P.2d 7, 13 (Okla. Crim.App.1995).
In June 1989,
Duckett was tried before a jury and convicted of first-degree
murder, larceny of an automobile after prior conviction of a
felony, and concealing stolen property after prior conviction of a
felony. During the sentencing phase of the trial, the jury found
the existence of five aggravating circumstances:
1) that Mr.
Duckett was previously convicted of a violent felony; 2)
that the murder was especially heinous, atrocious or cruel; 3)
that the murder was committed for the purpose of avoiding arrest
or prosecution; 4) that the murder was committed while Mr.
Duckett was serving a sentence of
imprisonment; and 5) that Mr. Duckett
constituted a continuing threat to society.
Id. at 12-13. The jury
recommended the death penalty for the murder conviction, and in
July 1989, the trial judge accepted this recommendation and
sentenced Duckett to death.
Duckett
filed a direct appeal alleging thirty-two propositions of error.
Although the OCCA found several trial errors, it affirmed
Duckett's convictions and sentence. After
the United States Supreme Court denied his petition for a writ of
certiorari, Duckett filed an application
for post-conviction relief before the OCCA, urging six
propositions of error. That application was denied. In May 1998,
Duckett filed a petition for a writ of
habeas corpus in federal district court, seeking relief on nearly
forty grounds. After conducting an evidentiary hearing on several
of these claims, the district court denied the petition.
Duckett thereupon sought a COA in this
court with respect to a number of issues, and we granted his
request with respect to the five claims noted above.
II
Because
Duckett filed his petition for a writ of habeas corpus
after the effective date of the Antiterrorism and Effective Death
Penalty Act of 1996 ("AEDPA"), the provisions of AEDPA are
applicable to his case. See Lindh v. Murphy, 521 U.S. 320,
326-27, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). Pursuant to AEDPA,
we may not grant habeas relief on behalf of a person in custody
pursuant to the judgment of a state court with respect to any
claim adjudicated on the merits in state court unless the
adjudication of the claim
(1) resulted in a decision that
was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme
Court of the United States; or (2) resulted in a decision that was
based on an unreasonable determination of the facts in light of
the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). Under the "unreasonable
application" clause, "a federal habeas court may not issue the
writ simply because that court concludes in its independent
judgment that the relevant state-court decision applied clearly
established federal law erroneously or incorrectly. Rather that
application must also be unreasonable." Williams v. Taylor,
529 U.S. 362, 411, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).
* Duckett
contends that the conduct and comments of the state prosecutors,
District Attorney Robert Macy and
Assistant District Attorney ("ADA") Brad Miller, deprived him of
his constitutional right to a fair trial and due process of law.
He points to over a dozen separate instances of alleged
prosecutorial misconduct whose "cumulative effect" was allegedly
prejudicial, "even if the single errors do not entitle the
Petitioner to relief." (Appellant's Br. at 11.) Alternatively, he
suggests that the prosecutors "knowingly and egregiously" infected
his trial with such misconduct, destroying the integrity of the
proceedings and making this the "unusual case" in which a showing
of prejudice is unnecessary. (Id. at 11, 28.)
Allegations of prosecutorial
misconduct are mixed questions of fact and law that we review de
novo. Fero v. Kerby, 39 F.3d 1462, 1473 (10th Cir.1994).
Ordinarily, a prosecutor's misconduct will require reversal of a
state court conviction only where the remark sufficiently infected
the trial so as to make it fundamentally unfair, and, therefore, a
denial of due process. Donnelly v. DeChristoforo, 416 U.S.
637, 643, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974). Nonetheless, "when
the impropriety complained of effectively deprived the defendant
of a specific constitutional right, a habeas claim may be
established without requiring proof that the entire trial was
thereby rendered fundamentally unfair." Mahorney v. Wallman,
917 F.2d 469, 472 (10th Cir.1990) (citing DeChristoforo,
416 U.S. at 643, 94 S.Ct. 1868). Inquiry into the fundamental
fairness of a trial requires us to examine the effect of any
misconduct within the context of the entire proceedings.
DeChristoforo, 416 U.S. at 643, 94 S.Ct. 1868.
In order to view any
prosecutorial misconduct in context, "we look first at the
strength of the evidence against the defendant and decide whether
the prosecutor's statements plausibly could have tipped the scales
in favor of the prosecution.... Ultimately, we must consider the
probable effect the prosecutor's [statements] would have on the
jury's ability to judge the evidence fairly." Fero, 39 F.3d
at 1474 (quotations omitted). We address each of
Duckett's claims of prosecutorial misconduct in turn.
During voir dire, defense
counsel asked a prospective juror, "Do you think that it's
possible that there are other reasons [besides trying to hide
something] the Defendant might not want to take the stand?" (1 Tr.
at 173.) District Attorney Macy then said aloud, "like two prior
convictions." (1 id.) Although he admitted making the
remark, Macy claimed he said it in a low voice and that the jury
could not have heard him. The trial court refused defense
counsel's request to have the jury dismissed as tainted. Also
during voir dire, defense counsel asked another potential juror, "And,
you think [an] insanity defense is a copout?" (2 id. at
387.) Macy then allegedly said, "you bet." (2 id.) Macy
denied making this statement, and because the court did not hear
the comment it again overruled a defense request to have the jury
dismissed as tainted. The OCCA determined that
Duckett had not shown any prejudice in connection with
these statements. Duckett presents us
with no evidence that the remarks were heard by the jury, and
offers us no legal argument as to why the OCCA's ruling was
unreasonable.
Duckett
contends that ADA Miller made a series of inappropriate remarks
during closing arguments at the guilt phase of the trial. He notes
that Miller characterized a defense expert who testified that
Duckett suffered from Post Traumatic
Stress Disorder ("PTSD") as a "clinician, essentially a counselor.
He is not trained as a scholar or a statistician, apparently he's
not a very good test interpreter." (5 id. 1052.) The trial
court overruled defense counsel's objection that Miller was
impugning the witness based on his own opinion rather than
anything in the record. Proceeding with his critique of the
witness and the witness's psychological evaluation of
Duckett, Miller then asked the jury, "Is
that a thorough evaluation? Is that an impartial evaluation? Is
that an evaluation by someone for someone because they're getting
paid?" (5 id. at 1056.)
On appeal, the OCCA held that
these statements did not constitute error because prosecutors "may
comment on the veracity of [defense expert] witnesses and their
testimony." Duckett, 919 P.2d at
19. We conclude that the OCCA's ruling was not unreasonable,
particularly given the disputed nature of the expert's testimony
at trial. Cf. McGregor v. Gibson, 219 F.3d 1245, 1256-57
(10th Cir. 2000) (denying habeas relief on a claim that challenged
the prosecutor's remarks attacking defense experts and
petitioner's insanity defense), overruled on other grounds by
248 F.3d 946 (10th Cir.2001) (en banc).
Later, District Attorney Macy
stated that "robberies are committed every day for a lot less than
a car, robberies in which killings are involved." (5 Tr. at 1080.)
Having earlier acknowledged defense counsel's continuing objection
to such statements from the prosecution, the trial court never
directly addressed the propriety of this comment. On appeal,
however, the OCCA determined that the statement was proper because
it was an appropriate comment on the evidence made in response to
Duckett's argument that he would not have
committed murder just to steal a car. (See 5 id. at
1070 ("You don't kill somebody like that
for a car [and] two hundred bucks.").)
Duckett
argues that he was prejudiced by Macy's statement because it
stressed to the jury its role as a protector of the community. He
does not explain, however, why the OCCA's ruling was an
unreasonable application of federal law, and we conclude that it
was not.
Later during closing argument
Macy stated, "The evidence says he's guilty. Don't
you be a party to turning a cold-blooded murderer loose." (5 id.
at 1095.) Defense counsel objected, but the objection was
overruled by the trial court because "it's already done." (5 id.
1052.) The OCCA found this remark to be improper argument and
refused to condone it, but stated that "in light of the
overwhelming evidence against [Duckett]
and the fact that this was an isolated comment, we do not find it
to be prejudicial." Duckett, 919
P.2d at 19.
Before this court,
Duckett contends that "this statement
stressed to the jury its role as protector of the community, and
created a sense of societal alarm, implying that the jurors would
violate their oaths if they did not convict the Petitioner." (Appellant's
Br. at 15.) We have stated, however, that even "[a]n improper
appeal to societal alarm typically does not amount to a denial of
due process," Jones v. Gibson, 206 F.3d 946, 959 (10th
Cir.), cert. denied, 531 U.S. 998, 121 S.Ct. 496, 148 L.Ed.2d
467 (2000), and we conclude that Duckett
has not demonstrated that he was denied due process under the
present circumstances.
During his closing argument Macy
also stated, "Anytime I say or Mr. Miller says `I think,' it's
unintentional. We do not view our — we do not express our
opinions. Anything that I state, anything Mr. Miller states is the
position of the State of Oklahoma based on the evidence in this
case." (5 Tr. at 1079.) Duckett, citing
Viereck v. United States, 318 U.S. 236, 247-48, 63 S.Ct.
561, 87 L.Ed. 734 (1943), contends that by his comments Macy
improperly aligned himself with the state to bolster his argument.
The OCCA found the comments to be harmless error. Although
generally "prosecutors should not... place their own integrity and
credibility in issue," Moore v. Gibson, 195 F.3d 1152, 1173
(10th Cir.1999), we conclude that the OCCA's ruling on this issue
was not unreasonable.
Duckett
complains that ADA Miller improperly attacked his insanity defense
by referring to it as "this Johnny-come-lately insanity defense"
(5 Tr. at 1068) and by suggesting that Duckett
was lying: "Now insanity. That's his only way out of here," (id.).
Miller also stated that "at the time they gave [Duckett]
enough evidence, enough hard evidence, to show that he didn't have
any choice but to come up with something else, some other
excuse.... He had only one choice. He had to come up with an
excuse, excuse was insanity." (5 id. at 1049.)
Although
Duckett raised this claim in his brief before the OCCA on
direct appeal, that court obviously overlooked this particular
claim in its denial of relief. We therefore can accord no
deference to the state court's disposition of the matter.1
Even assuming, however, that these remarks were improper under
Oklahoma law, see, e.g., Hoover v. State, 738 P.2d 943, 946
(Okla.Crim.App. 1987) (noting that a reference to defendant's
theory as a "smoke screen" was improper, and listing cases
reaching a similar result), overruled on other grounds by
Williams v. State, 794 P.2d 759 (Okla. Crim.App.1990), and
Lenion v. State, 763 P.2d 381 (Okla.Crim.App.1988), we
conclude that they did not render Duckett's
trial fundamentally unfair. Cf. McGregor, 219 F.3d at
1256-57 (denying habeas relief on a claim challenging the
prosecutor's insinuations that petitioner's insanity defense was a
fraud).
The jury was instructed by the
trial court to consider the lesser included offenses of murder in
the second degree and manslaughter in the first degree.
Duckett contends, however, that Miller
attempted to nullify the court's instructions by making the
following comments to the jury: "Now, the Judge has given you
lesser-included instructions on homicide offenses. The law
requires this." (5 Tr. at 1042); "[Y]ou'll see that just one
reading will allow their summary dismissal from this case." (5
id. at 1043); "Again, ladies and gentlemen, as I said, one
reading of those Instructions, I submit to you, will allow you to
summarily dismiss these [lesser included] crimes." (5 id.
at 1044); and "You have a lot [of] extra law, like I just said,
that you have to look through [w]hat the law requires." (5 id.
at 1046-47).
The OCCA held that the
prosecution was "properly exercising its right to comment on the
evidence and to draw inferences from it, by pointing out how the
evidence did not support the lesser-included instructions, but did
support first-degree murder." Duckett,
919 P.2d at 20. Duckett contends that
Miller's remarks left the jury with "no option to convict on a
non-capital offense." (Appellant's Br. at 20.) We disagree with
Duckett's characterization of the effect
of the prosecution's remarks and further note that we ordinarily
assume that jurors have followed a judge's instructions. See
Walker v. Gibson, 228 F.3d 1217, 1243 (10th Cir.2000),
abrogated on other grounds by Neill v. Gibson, 278 F.3d 1044
(10th Cir.2001) (en banc), and cert. denied, 533 U.S. 933,
121 S.Ct. 2560, 150 L.Ed.2d 725 (2001). We conclude that
Duckett has failed to show that the
OCCA's decision was unreasonable.
Duckett's
final allegation of prosecutorial misconduct occurring at the
guilt phase concerns District Attorney Macy's statement to the
jury that Duckett was "getting a fair
shake. He is getting a fair trial. He's getting every right
granted him due to the Constitution [of] the state of Oklahoma,
Constitution [of] the United States. You know who didn't get his
rights? John Howard. Somebody forgot about his rights. He had a
right to live." (5 Tr. at 1077.) Duckett,
citing Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597,
115 L.Ed.2d 720 (1991), contends that Macy's statements were, in
essence, victim-impact argument that is inappropriate at the guilt
phase and that they infringed his right to a fair trial. On
appeal, the OCCA stated that such comments "have been expressly
condemned by this Court as being overly prejudicial to a defendant."
Duckett, 919 P.2d at 19.
Nonetheless, the OCCA concluded that "in light of the overwhelming
evidence against [Duckett] and the fact
that it was an isolated comment, we do not find it to be
prejudicial." Id. We conclude that this determination was
not unreasonable.
Duckett
also alleges that the prosecution made improper comments during
the sentencing phase of the trial. The Eighth Amendment requires
that sentencing procedures in a capital case be evaluated under a
heightened standard of reliability. Woodson v. North Carolina,
428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976). We have
therefore held that "[t]he standard governing appellate review of
closing arguments during the sentencing stage of capital cases is
whether the comments might have affected the sentencing decision."
Coleman v. Brown, 802 F.2d 1227, 1238 (10th Cir.1986).
During closing arguments at the
sentencing phase Macy asked the jury, "Ladies and gentlemen, is [Duckett]
a threat to society? Don't you bet your
lives on it." (6 Tr. at 1279.) Macy also asked whether it would be
justice [to] send this man down
to prison, let him have clean sheets to sleep on every night,
three good meals a day, visits by his friends and family, while
John Howard lies cold in his grave? Is that justice? Is that your
concept of justice? How do Jayme and Tom and John's son go visit
him?
(6 id. at 1285.) The OCCA
held that "[t]hese kinds of comments cannot be condoned. There is
no reason for them and counsel knows better and does not need to
go so far in the future. However, we cannot find that the comments
affected the verdict." Duckett,
919 P.2d at 19. Once again, Duckett
offers us no reason to conclude that the OCCA was unreasonable in
holding that these statements alone did not deprive him of a fair
trial or affect his sentencing proceeding.
Having reviewed the entirety of
the proceedings, we conclude that Duckett
has failed to demonstrate that any of the OCCA's above
determinations concerning trial error were unreasonable. He has
likewise failed to show any error in the OCCA's determination that
not one of Macy's improper statements was prejudicial in and of
itself. Finally, he has failed to convince us that any of Macy's
misconduct deprived him of a specific constitutional right that
might merit habeas relief pursuant to Mahorney, 917 F.2d at
472.
We next address whether the
cumulative effect of the prosecutorial misconduct identified by
the OCCA deprived Duckett of a fair trial.
Although each of the trial errors found by the OCCA was determined
to be individually harmless, the "cumulative effect of two or more
individually harmless errors has the potential to prejudice a
defendant to the same extent as a single reversible error."
United States v. Rivera, 900 F.2d 1462, 1469 (10th Cir.1990);
see also Brecheen v. Reynolds, 41 F.3d 1343, 1355-56 (10th
Cir.1994). "A cumulative-error analysis merely aggregates all the
errors that individually have been found to be harmless, and
therefore not reversible, and it analyzes whether their cumulative
effect on the outcome of the trial is such that collectively they
can no longer be determined to be harmless." Rivera, 900
F.2d at 1470. The OCCA determined that the cumulative effect of
the prosecutorial misconduct did not deprive
Duckett of a fair trial. Duckett,
919 P.2d at 19.
Having reviewed the transcripts
from the voir dire, trial, and sentencing proceedings, we conclude
that the improper prosecutorial statements identified by the OCCA
did not, even when accumulated, have a sufficient prejudicial
effect to deny Duckett a fair trial or to
have affected his sentencing proceeding. Evidence supporting his
guilt was strong, as was evidence supporting the jury's finding of
those aggravating circumstances that were properly before it for
consideration.2
In order to be entitled to
habeas relief, a petitioner must ordinarily demonstrate that any
constitutional error "had substantial and injurious effect or
influence in determining the jury's verdict," and that the error
resulted in "actual prejudice." Brecht v. Abrahamson, 507
U.S. 619, 637, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993) (quotations
omitted). Nonetheless, the Court in Brecht noted that its
holding
does not foreclose the
possibility that in an unusual case, a deliberate and especially
egregious error of the trial type, or one that is combined with a
pattern of prosecutorial misconduct, might so infect the integrity
of the proceeding as to warrant the grant of habeas relief, even
if it did not substantially influence the jury's verdict.
Id. at 638 n. 9, 113 S.Ct.
1710. Duckett contends that the
prosecutorial misconduct engaged in by the prosecution was
deliberate and egregious, making this the "unusual case" entitled
to Brecht's "footnote-nine exception."3
As evidence that the
prosecutorial misconduct in the present case was deliberate,
Duckett notes that District Attorney Macy
has been chastised for participating in the same type of improper
argumentation in other cases. For instance, just one year before
trial in the instant case, the OCCA reversed a murder conviction
prosecuted by Macy, soundly condemning his often underhanded trial
tactics in the process. See McCarty v. State, 765 P.2d
1215, 1220-21 (Okla.Crim.App.1988) (noting, inter alia, that Macy
improperly expressed his personal opinion of the guilt of the
accused; informed the jury it had a responsibility to convict on
the basis of his own sense of justice; requested sympathy for the
defendant's victims; and expressed his personal opinion as to the
appropriateness of the death penalty).
The OCCA concluded that the
cumulative effect of this misconduct warranted vacation of
defendant's death sentence, stating that it would "not stand idly
by wringing its hands, expressing nothing more than a ritualistic
verbal spanking and an attitude of helpless piety in denouncing
the deplorable conduct of prosecutors such as we have found in
this case." 765 P.2d at 1221 (quotations omitted).4
In the present case, District
Attorney Macy's behavior, which the district court found to be "inappropriate
and juvenile" (1 R. Doc. 62 at 22), is emphatically not condoned
by this court. To the contrary, our past experiences with this
prosecutor leave us convinced that his "inappropriate" commentary
at trial was intentional and calculated. See, e.g., Paxton v.
Ward, 199 F.3d 1197, 1216-18 (10th Cir.1999) (reversing
conviction after noting that Macy acted "deceitfully" and "crossed
the [constitutional] line between a hard blow and a foul one" when
he invited the jury to draw an adverse inference from defendant's
failure to counter the state's case); Trice v. Ward, 196
F.3d 1151, 1167 (10th Cir.1999) (concluding that similar
misconduct by Macy did not require reversal, but noting that "[o]ur
conclusion that the comments at issue did not render the trial
fundamentally unfair does not, however, amount to an endorsement
of the comments, nor to a holding that they could never rise to
the level of a due process violation absent the overwhelming
evidence of guilt and aggravating circumstances present in this
case").
Our nation's confidence in the
fair and just administration of the death penalty is disserved by
prosecutors who cynically test the bounds of the harmless-error
doctrine. During his career, Macy would have done well to heed the
hortatory words of Justice Sutherland, who explained in Berger
v. United States that a government prosecutor
is the representative not of an
ordinary party to a controversy, but of a sovereignty whose
obligation to govern impartially is as compelling as its
obligation to govern at all; and whose interest, therefore, in a
criminal prosecution is not that it shall win a case, but that
justice shall be done. As such, he is in a peculiar and very
definite sense the servant of the law, the twofold aim of which is
that guilt shall not escape or innocence suffer. He may prosecute
with earnestness and vigor — indeed, he should do so. But,
while he may strike hard blows, he is not at liberty to strike
foul ones. It is as much his duty to refrain from improper methods
calculated to produce a wrongful conviction as it is to use every
legitimate means to bring about a just one.
295 U.S. 78, 88, 55 S.Ct. 629,
79 L.Ed. 1314 (1935), overruled on other grounds by Stirone v.
United States, 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252
(1960). As amply — but not exhaustively —
demonstrated above, in his career Macy has struck hard blows and
he has struck foul ones. Under the harmless-error doctrine we
cannot afford relief to all defendants who have been subjected to
his foul blows.
This fact speaks only to our
limited role in the federal system of justice and affords no
ethical absolution for the prosecutor who repeatedly engages in
such misconduct. Nor can the harmless-error doctrine check the
erosion, engendered by such misbehavior, in the public's
perception of the fairness of our nation's death-penalty
proceedings. Macy's persistent misconduct, though it has not
legally harmed the defendant in the present case, has without
doubt harmed the reputation of Oklahoma's criminal justice system
and left the unenviable legacy of an indelibly tarnished legal
career.
In this case, for lack of a
showing of prejudice, we deny habeas relief. The due process
concerns flagged by footnote nine of Brecht will manifest
themselves only in very limited circumstances. We agree with the
Ninth Circuit that "the key consideration" to whether the
footnote's exemption will be applicable "is whether the integrity
of the proceeding was so infected that the entire trial was unfair."
Hardnett v. Marshall, 25 F.3d 875, 879 (9th Cir. 1994).
Brecht itself involved a prosecutor's repeated improper and
egregious remarks to the jury, in violation of Doyle v. Ohio,
426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976), concerning the
defendant's pretrial silence. See Brecht, 507 U.S. at
625-26, 113 S.Ct. 1710.
Nevertheless, the Supreme Court
analyzed the prosecutorial misconduct under a harmless-error
standard, finding that the facts in the case did not involve a "deliberate
and especially egregious error of the trial type, or one that is
combined with a pattern of prosecutorial misconduct." Id.
at 637 n. 9, 113 S.Ct. 1710. We conclude that
Duckett has likewise failed to show that the prosecutorial
misconduct in the present case so infected the trial as to make
the proceeding fundamentally unfair and thus immune from harmless-error
review.
B
Duckett
argues that his trial counsel was ineffective for failing to
investigate mitigation evidence for the sentencing phase. An
ineffective-assistance-of-counsel claim is a mixed question of
fact and law that, having been presented to the state court, is
subject to the standards of review set forth in 28 U.S.C. § 2254.
Gonzales v. McKune, 247 F.3d 1066, 1072 (10th Cir. 2001).
Duckett
specifically contends that trial counsel was ineffective because
he unreasonably failed to uncover facts indicating that
Duckett had been sexually abused by a
family member5
and that Duckett was substantially
impaired at the time of the murder due to his addiction to
marijuana, methamphetamine, and cocaine.6
Because Duckett did not assert this claim
on direct appeal, under Oklahoma's Post-Conviction Procedure Act,
Okla. Stat. tit. 22, § 1089(C), he was procedurally barred from
raising the claim before the OCCA on post-conviction review.
In an attempt to clear the
procedural-bar hurdle, Duckett argued
before the OCCA that his appellate counsel was ineffective for
failing to raise the claim on direct review. The OCCA considered
Duckett's argument and rejected it. In
doing so, it explained that Rust Eddy, an investigator hired by
Duckett's trial counsel, had stated in an
affidavit submitted to that court that
while it would have been typical
for [Eddy] to ask the defendant and those who knew him about the
use of illegal drugs, he has no recollection of information
concerning Petitioner's history of drug use or the specific facts
concerning Petitioner's drug abuse in the weeks and days before
the offense. Mr. Eddy next states:
During the course of preparation
for trial, Mr. Duckett's defense team
discovered that Mr. Duckett may have been
suffering from Post Traumatic Stress Disorder stemming from a
prison rape during his incarceration [at] the Joseph Harp
Correctional Center. After we discovered this fact, the defense
team abandoned the development of any other defense theories and
focused on the Post Traumatic Stress Disorder. As a result, I do
not recall whether we continued an investigation into Mr.
Duckett's drug use.
It is clear that defense
counsel's decision not to pursue other possible defenses was a
tactical one. We must apply a "heavy measure of deference" to
trial counsel's strategic decision to raise the defense of
temporary insanity associated with Post Traumatic Stress Disorder
rather than a defense or mitigation based upon diminished capacity
or drug intoxication at the time [of] the offense as propounded by
Petitioner. See Strickland v. Washington, 466 U.S. 668,
691, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
To conclude that trial counsel's
defense strategy and resulting decisions concerning further
exploration of other defenses were unreasonable would be to second
guess trial counsel's performance by hindsight. Strickland
does not require this degree of judicial scrutiny. Id. at
689, 104 S.Ct. 2052. We find that trial counsel's strategic
defense decisions were neither deficient nor prejudicial and that
[he] provided Petitioner reasonably effective assistance.
Accordingly, appellate counsel was not ineffective in failing to
attack trial counsel's performance. An attack after the fact is so
easy. Trial counsel here acted properly. This proposition is
denied.
(3 R. Doc. 26 App. 10 at 5-6 (emphasis
in original, parallel citations omitted).)
Because the OCCA determined that
Duckett had waived his claim of
ineffective assistance of trial counsel, habeas review is
precluded in this court unless Duckett
can either establish that cause and prejudice excused his default,
or show that our refusal to consider his claims will result in a
fundamental miscarriage of justice. See Coleman v. Thompson,
501 U.S. 722, 750, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991).
Duckett
does not assert a fundamental miscarriage of justice, instead
reurging before this court that we should find cause for the
default in the ineffectiveness of his appellate counsel. See id.
at 752-54, 111 S.Ct. 2546 (holding that constitutionally
ineffective assistance can establish cause to excuse a procedural
default). Because, as noted above, the OCCA considered
Duckett's claim of ineffective assistance
of appellate counsel, we review its determination pursuant to the
standards set forth in AEDPA.
In order to succeed on his claim
that appellate counsel was ineffective, Duckett
must first demonstrate that he would have been entitled under
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984), to relief for the ineffectiveness of trial
counsel. See Hooks v. Ward, 184 F.3d 1206, 1221 (10th
Cir.1999) ("When considering a claim of ineffective assistance of
appellate counsel for failure to raise an issue, we look to the
merits of the omitted issue."). Strickland, of course,
requires a showing that counsel's performance was both deficient
and prejudicial to the defense. 466 U.S. at 692, 694, 104 S.Ct.
2052.
The relevant question is "whether
appellate counsel was `objectively unreasonable' in failing to
raise [this claim] on direct appeal and, if so, whether there is a
`reasonable probability that, but for his counsel's unreasonable
failure' to raise these claims, [petitioner] `would have prevailed
on his appeal.'" Neill v. Gibson, 278 F.3d 1044, 1057 (10th
Cir.2001) (quoting Smith v. Robbins, 528 U.S. 259, 285-86,
120 S.Ct. 746, 145 L.Ed.2d 756 (2000)), cert. denied, ___
U.S. ___, 123 S.Ct. 145, ___ L.Ed.2d ___ (2002).
We have noted that counsel "has
a duty to conduct a reasonable investigation, including an
investigation of the defendant's background, for possible
mitigating evidence." Brecheen, 41 F.3d at 1366 (quotation
omitted). This duty to conduct a reasonable investigation is
particularly important with respect to the sentencing phase of a
capital trial, and we have thus "recognized a need to apply even
closer scrutiny when reviewing attorney performance during the
sentencing phase of a capital case." Battenfield v. Gibson,
236 F.3d 1215, 1226 (10th Cir.2001) (quotation omitted). As we
explained in Romano v. Gibson,
The sentencing stage is the most
critical phase of a death penalty case. Any competent counsel
knows the importance of thoroughly investigating and presenting
mitigating evidence. As a practical matter, the defendant probably
has little or no chance of avoiding the death sentence unless the
defense counsel gives the jury something to counter both the
horror of the crime and the limited information the prosecution
has introduced about the defendant. Mitigating evidence plays an
overwhelmingly important role in the just imposition of the death
penalty. It affords an opportunity to humanize and explain
— to individualize a defendant outside the constraints of
the normal rules of evidence.
239 F.3d 1156, 1180 (10th Cir.)
(quotations omitted), cert. denied, Woodruff v. Gibson, ___
U.S. ___, 122 S.Ct. 624, 151 L.Ed.2d 545 (2001). We are, moreover,
"mindful of the Supreme Court's observation that our duty to
search for constitutional error with painstaking care is never
more exacting than it is in a capital case," in which "counsel's
duty to investigate all reasonable lines of defense is strictly
observed." Williamson v. Ward, 110 F.3d 1508, 1514 (10th
Cir.1997).
Nonetheless, "[t]he failure to
present available mitigating evidence is not per se ineffective
assistance of counsel." Hale v. Gibson, 227 F.3d 1298, 1315
(10th Cir. 2000), cert. denied, 533 U.S. 957, 121 S.Ct.
2608, 150 L.Ed.2d 764 (2001), and "a particular decision not to
investigate must be directly assessed for reasonableness in all
the circumstances, applying a heavy measure of deference to
counsel's judgments," Strickland, 466 U.S. at 691, 104 S.Ct.
2052. In this regard, we have noted that "counsel frequently will
`winnow out' weaker claims in order to focus effectively on those
more likely to prevail." Banks v. Reynolds, 54 F.3d 1508,
1515 (10th Cir. 1995) (quoting Smith v. Murray, 477 U.S.
527, 536, 106 S.Ct. 2661, 91 L.Ed.2d 434 (1986)). Not all
decisions to abandon potential lines of defense are, of course,
reasonable. "[S]trategic choices made after less than complete
investigation are reasonable precisely to the extent that
reasonable professional judgments support the limitations on
investigation. In other words, counsel has a duty to make
reasonable investigations or to make a reasonable decision that
makes particular investigations unnecessary." Strickland,
466 U.S. at 690, 104 S.Ct. 2052.
We easily conclude that the
decision of Duckett's trial counsel to
focus its efforts on Duckett's PTSD
defense was, under the circumstances, a reasonable tactical
decision and that Duckett's trial counsel
was not ineffective in this regard. According to Eddy's affidavit,
the defense team did, in fact, attempt to investigate
Duckett's sexual abuse, and presumably
investigated Duckett's history of drug
abuse as well.
Although Eddy stated in his
affidavit that "I currently have no recollection of information
concerning Mr. Duckett's history of drug
use or the specific facts concerning Mr. Duckett's
drug abuse in the weeks and days before the offense" (3 R. Doc. 26
App. 6 at 2), he also noted that "it would have been typical for
me to ask the defendant and those who knew the defendant about the
defendant's use of illegal drugs and abuse of legal drugs. I have
no reason to believe I would have done things any differently in
Mr. Duckett's case," (3 id. at
1-2). With respect to the incident of childhood sexual abuse that
Duckett may have suffered at the hands of
a cousin, Eddy acknowledged that he interviewed
Duckett's parents and specifically asked whether either of
them had any information that Duckett had
been physically or sexually abused as a child; he was answered in
the negative.
It would be unreasonable to deem
trial counsel ineffective for failing to discover potential
mitigating evidence when counsel conducted a reasonable
investigation but was stymied by potential witnesses who were not
forthcoming. We have in similar circumstances noted that "counsel
cannot be faulted for failing to raise claims as to which the
client has neglected to supply the essential underlying facts ...
[because] clairvoyance is not required of effective trial counsel."
United States v. Miller, 907 F.2d 994, 999 (10th Cir.1990)
(quotations omitted).
Given trial counsel's good-faith
investigation, it was a reasonable tactical decision to abandon
further inquiry into the drug-and-sexual-abuse line of potential
mitigating evidence and instead focus on developing a PTSD defense.
We therefore conclude that trial counsel's performance did not
fall "below an objective standard of reasonableness," measured "under
prevailing professional norms." Strickland, 466 U.S. at
688, 104 S.Ct. 2052.7
Having determined that Duckett's claim
fails the first prong of the Strickland standard, we need
not address whether he was prejudiced by counsel's performance.
See Romano, 239 F.3d at 1181 ("This court can affirm the
denial of habeas relief on whichever Strickland prong is
the easier to resolve.").
Because trial counsel was not
ineffective, appellate counsel correlatively cannot be ineffective
for failing to raise a dependent ineffectiveness claim. The
conclusion reached by the OCCA on this matter was not, perforce,
contrary to clearly established Supreme Court precedent. Because
Duckett has failed to demonstrate either
cause and prejudice for the procedural default of his claim of
ineffective assistance of trial counsel, or that our refusal to
consider his claim would result in a fundamental miscarriage of
justice, we conclude that we are precluded from addressing the
merits of the claim.
C
Duckett
further contends that the federal district court erred by not
granting his request for funds to employ an expert witness who
would testify at the evidentiary hearing in which the district
court considered the ineffective-assistance-of-counsel claim
discussed above. Duckett argued before
the district court that it was necessary to present expert
testimony from a lawyer experienced in conducting capital cases to
"opine[] that no legitimate reason existed why trial counsel would
not have learned or presented [evidence of sexual molestation and
chronic drug abuse] to the jury." (6 R. Doc. at 59.)
The district court is, of course,
authorized to appoint necessary investigative assistance to a
defendant: In any post conviction proceeding under [28 U.S.C. §
2254] seeking to vacate or set aside a death sentence, any
defendant who is or becomes financially unable to obtain adequate
representation or investigative, expert, or other reasonably
necessary services shall be entitled to the appointment of one or
more attorneys and the furnishing of such other services....
21 U.S.C. § 848(q)(4)(B).
Moreover, contrary to the state's contention in its briefs, expert
legal witnesses have not been barred from testifying in this
circuit about claims of ineffective assistance of counsel. See,
e.g., Smith v. Massey, 235 F.3d 1259, 1269 (10th Cir.2000) (taking
into consideration legal expert testimony with respect to an
ineffectiveness claim), abrogated on other grounds by Neill,
278 F.3d at 1057 n. 5 (en banc), and cert. denied, ___ U.S.
___, 122 S.Ct. 235, 151 L.Ed.2d 169 (2001); Demarest v. Price,
130 F.3d 922, 936 (10th Cir.1997) (same).
We review a district court's
denial of a motion to appoint an expert for abuse of discretion.
Matthews v. Price, 83 F.3d 328, 335 (10th Cir.1996);
United States v. Nichols, 21 F.3d 1016, 1017 (10th Cir.1994).
An indigent defendant requesting appointment of an investigator or
expert bears the burden of demonstrating with particularity that "such
services are necessary to an adequate defense." United States
v. Greschner, 802 F.2d 373, 376 (10th Cir.1986).
The district court in the
present case was eminently suited to determine the essentially
legal question of whether defense counsel's adoption of its legal
strategy was or was not deficient. Duckett
has brought forward no compelling arguments that would lead us to
conclude that the district court abused its discretion in deciding
that the testimony of a legal expert was not "reasonably necessary."
D
Duckett
contends that the admission into evidence, during the guilt phase
of his trial, of a disturbing police-made videotape of the crime
scene deprived him of a fundamentally fair trial. The OCCA
addressed this evidentiary issue on direct review, concluding that
the videotape — which pictured the bloody murder scene as
well as the victim's body — was neither cumulative of other
crime scene photographs nor more prejudicial than probative:
While the videotape is graphic,
it is not so gruesome as to be considered prejudicial. The victim
is in the background and his head is turned away so the major
injuries inflicted upon the victim are not being constantly shown
to the jury. The videotape does have probative value since no
pictures were admitted that showed the deceased's head or
shoulders, where the majority of the injuries were sustained. The
videotape also corroborates the medical examiner's testimony and
refutes [Duckett's] theory that the crime
was committed without malice.
Duckett,
919 P.2d at 16. We may not provide habeas corpus relief on the
basis of state court evidentiary rulings "unless they rendered the
trial so fundamentally unfair that a denial of constitutional
rights results." Mayes v. Gibson, 210 F.3d 1284, 1293 (10th
Cir.), cert. denied, 531 U.S. 1020, 121 S.Ct. 586, 148 L.Ed.2d
501 (2000). "[B]ecause a fundamental-fairness analysis is not
subject to clearly definable legal elements," when engaged in such
an endeavor a federal court must "tread gingerly" and exercise
"considerable self-restraint." United States v. Rivera, 900
F.2d 1462, 1477 (10th Cir.1990). Acknowledging these standards,
the district court determined that admission of the videotape "was
not so unduly prejudicial as to render the proceedings against
petitioner fundamentally unfair." (1 R. Doc. 62 at 62 (quotation
omitted).)
Having ourselves reviewed the
videotape and the record as a whole, we agree with the district
court that Duckett's trial was not
rendered fundamentally unfair by the videotape's introduction into
evidence. We do not accept Duckett's
argument that the only purpose the videotape could have served at
trial was to prove the applicability of the "heinous, atrocious,
or cruel" aggravating circumstance and that, because the videotape
failed to prove that the victim consciously suffered, its
probative value was nil. (Appellant's Br. Expanded COA at 4-5,
8-9.)
To the contrary, the videotape
was admitted during the guilt phase of the trial, and the OCCA, as
noted above, identified several ways in which the videotape was
probative of guilt-stage issues. We agree with the district court
and the OCCA that the videotape was not so gruesome as to have
prejudiced the jury to such an extent that
Duckett's trial was rendered fundamentally unfair, and we
therefore decline to grant habeas corpus relief to
Duckett on this ground.8
E
After hearing evidence at the
sentencing stage of Duckett's trial, the
jury indicated on a special verdict form that it had unanimously
found, beyond a reasonable doubt, the existence of five
aggravating circumstances — that the murder was especially
heinous, atrocious, or cruel; that Duckett
was previously convicted of a felony involving the use or
threatened use of force or violence against a person; that the
murder was committed for the purpose of avoiding or preventing a
lawful arrest or prosecution; that the murder was committed while
Duckett was serving a sentence of
imprisonment; and that Duckett would
probably commit acts of violence which would constitute a
continuing threat to society.
The jury also unanimously found
that these aggravating circumstances outweighed the mitigation
evidence that Duckett had presented at
trial. In his petition for a writ of habeas corpus,
Duckett alleged before the district court
that the "avoid arrest" aggravating circumstance was unsupported
by sufficient evidence and that it therefore should not have been
presented to the jury. Although the court agreed, it concluded
that Duckett was not entitled to habeas
relief because the erroneous submission of this aggravating
circumstance was harmless error that did not have a substantial
and injurious effect or influence on the jury's verdict.
Duckett
contends that the district court erroneously performed its
harmless-error analysis with respect to the invalid aggravating
circumstance, offering three rationales in support of his argument.
He suggests first that the federal courts have no authority to
perform a harmless-error analysis when the district court, rather
than a state appellate court, has determined that an aggravating
circumstance is invalid. Alternatively, he argues that a federal
court must "reweigh" a defendant's mitigation evidence against the
remaining valid aggravating circumstances when performing its
harmless-error analysis. (Appellant's Br. at 39.)
Finally, he contends that even
if it is proper for the federal court to perform a harmless-error
analysis itself without actually reweighing the mitigation and
aggravation evidence, the district court nonetheless erred by
failing to take into consideration the mitigation evidence that
Duckett presented at trial. Because these
three arguments are interrelated, we address them together.
The decision of a district court
whether to apply a harmless-error analysis is a legal question
which we review de novo. Because the district court's harmless-error
analysis itself is a mixed question of law and fact, Hunt v.
Oklahoma, 683 F.2d 1305, 1309 (10th Cir.1982), we review the
court's conclusions of law de novo and its findings of fact, if
any, for clear error, Walker, 228 F.3d at 1225.
In Clemons v. Mississippi,
494 U.S. 738, 110 S.Ct. 1441, 108 L.Ed.2d 725 (1990), the Supreme
Court sanctioned the practice of a state appellate court's
reweighing of aggravation and mitigation evidence after the state
court's determination that an aggravating circumstance was
improperly submitted to the jury. "Nothing in the Sixth Amendment,"
the Court explained, "indicates that a defendant's right to a jury
trial would be infringed where [a state] appellate court
invalidates one of two or more aggravating circumstances found by
the jury, but affirms the death sentence after itself finding that
the one or more valid remaining aggravating factors outweigh the
mitigating evidence." Id. at 745, 110 S.Ct. 1441.9
In addition, the Court approved
the practice of a state appellate court reviewing for harmlessness
the submission to the jury of an invalid aggravating circumstance,
stating that "it [is] open to the [state appellate court] to find
that the error which occurred during the sentencing proceeding was
harmless."10Id. at 752, 110 S.Ct. 1441.
Clemons therefore stands for the
proposition that state appellate courts, rather than having to
remand the sentencing determination to the jury when errors have
occurred in a capital sentencing proceeding, may first engage in
either a harmless-error or a reweighing analysis to determine
whether such a remand is necessary.11
Contrary to Duckett's suggestion.
Clemons does not mandate that any court — state or
federal — engage in a reweighing process once it determines
that an aggravating circumstance has been improperly submitted to
a jury.
The duty of a federal habeas
court when it finds constitutional trial error that was not
addressed by the state court is clear. Pursuant to Brecht,
a federal court may not afford a petitioner habeas relief before
determining whether the error had a "substantial and injurious
effect or influence in determining the jury's verdict." 507 U.S.
at 623, 113 S.Ct. 1710 (quotation omitted). Although we have
acknowledged a circuit split on the issue, we have specifically
held that harmless-error analysis "is available to us on federal
habeas review where the error involves the submission to the jury
of an unconstitutionally vague aggravating circumstance." Davis
v. Exec. Dir. Dep't of Corr., 100 F.3d 750, 768 n. 18 (10th
Cir.1996).
Providing some guidance to the
federal courts faced with deciding whether a trial error had
substantial and injurious effect or influence in determining the
jury's verdict, the Supreme Court has indicated that "where the
record is so evenly balanced that a conscientious judge is in
grave doubt as to the harmlessness of an error," the error is not
harmless. O'Neal v. McAninch, 513 U.S. 432, 437, 115 S.Ct.
992, 130 L.Ed.2d 947 (1995). We have similarly stated that our
task is to "determine, in light of the entire record, whether [the
error] so influenced the jury that we cannot conclude that it did
not substantially affect the verdict, or whether we have grave
doubt as to the harmlessness of the errors alleged." Tuttle v.
Utah, 57 F.3d 879, 884 (10th Cir.1995).
Applying the Brecht
standard, we conclude that the improper submission to the jury of
the "avoid arrest" aggravating circumstance in the present case
was harmless error. As the district court noted, four aggravating
circumstances were properly submitted to the jury and found to
exist beyond a reasonable doubt, the "avoid arrest" aggravating
circumstance was not "emphasized disproportionately" during
closing argument, Davis, 100 F.3d at 773, and the
prosecution did not "allude to any evidence or facts not already
properly before the jury," id.
Although the district court did
not explicitly state that it took into consideration the weight of
the mitigation evidence presented by Duckett
in reaching its determination that the improper submission of the
aggravating circumstance was harmless, the court did note that "in
light of the entire record" it found the error to be harmless. (1
R. Doc. 62 at 51.) We, too, have reviewed this error in light of
the entire record — including all of the mitigation
evidence submitted by Duckett —
and conclude, without doubt, that the jury would have reached the
same sentencing decision.12
The district court's dismissal
of Duckett's petition for a writ of
habeas corpus is AFFIRMED.
Although "we owe deference to a state court'sresult,
even if its reasoning is not expressly stated," Aycox v. Lytle,
196 F.3d 1174, 1177 (10th Cir.1999), with respect to this
particular claim there is no "result" to which we can defer.
Unlike in Aycox, where there was "no evidence ... that the
state court did not consider and reach the merits of [petitioner's]
claim," id., in the present case there is ample evidence
that the OCCA, for whatever reason, failed to consider this
individual claim altogether. Duckett
raised over thirty propositions of error before the OCCA, and the
court meticulously addressed each proposition individually
except for this particular claim, which it did not resolve
either individually or generically. Under these circumstances, we
can only conclude that the OCCA did not render a decision on this
claim. Unless we were prepared to state that deference is owed to
a state court's failure to decide an issue, there is no result to
which we can defer.
Our conclusion is not affected by the fact that
the "avoid arrest" aggravating circumstance was found by the
district court to have been erroneously submitted to the jury for
lack of sufficient evidence
Because we conclude below that Macy's conduct
does not make this the type of unusual case described in footnote
nine and because the parties do not raise the issue, we do not
address whether the "footnote-nine exception" to the harmless
error standard ofBrecht would ease a petitioner's burden
under the AEDPA standard of review when the conditions of footnote
nine have been met. See Hale v. Gibson, 227 F.3d 1298, 1324
(10th Cir.2000) (holding that this court will apply the AEDPA
standard of review where the state appellate court applied the
correct constitutional standard, but that we will apply the
Brecht harmless-error standard when the state appellate court
applied an incorrect standard), cert. denied, 533 U.S. 957,
121 S.Ct. 2608, 150 L.Ed.2d 764 (2001).
It is clear that Macy's conduct did not improve
over time. As Judge Chapel noted lasted year inHooks v. State,
the OCCA has
repeatedly condemned the
Oklahoma County District Attorney's reliance on improper argument.
In addition to our warnings, federal reviewing courts have also
repeatedly condemned Mr. Macy and prosecutors from his office for
their habitual misconduct in argument. This court has let this
flagrant disregard of our rulings pass too long. The second stage
argument here contained several comments the prosecutors knew to
be error, included for the purpose of inflaming the jury's
passions and encouraging a sentencing verdict based on passion or
prejudice rather than the evidence.
After the conclusion of the trial,
Duckett's appellate counsel learned of
evidence indicating that as a child Duckett
may have suffered an incident of sexual abuse by a cousin. As
evidence of this abuse, counsel submitted a series of affidavits
to the OCCA as part of Duckett's
application for post-conviction relief
According to affidavits in the record,
Duckett apparently smoked three to five
marijuana cigarettes a day since age eleven, injected
methamphetamine daily since his escape from prison, and abused
cocaine and alcohol
We thus also conclude that
Duckett's trial counsel was not ineffective for failing to
request funds, pursuant toAke v. Oklahoma, 470 U.S. 68, 83,
105 S.Ct. 1087, 84 L.Ed.2d 53 (1985), to hire a psychiatrist to
evaluate Duckett's mental health and
potentially testify at the sentencing phase of the trial.
Duckett makes a
passing reference at the close of his brief to the hearsay nature
of the audio portion of the videotape, which is narrated by both
on- and off-screen police investigators discussing the evidence at
the crime scene. The investigators comment on blood splatter and
smears, discuss the position of the body, and on one occasion
stage a reenactment of a portion of the crime.
Duckett does not contend, however, that any of the unsworn
statements were not also presented to the jury as sworn testimony
at trial. Even assuming that it was error for the trial court to
have allowed into evidence the audio portion of the videotape, we
conclude, upon a review of the entire record, that
Duckett has not demonstrated that the
trial court's allegedly improper evidentiary ruling rendered his
trial fundamentally unfair
The Court's discussion inClemons is
premised on the assumption that the capital sentencing scheme is
that of a "weighing state." In a weighing state, "after a jury has
found a defendant guilty of capital murder and found the existence
of at least one statutory aggravating factor, it must weigh the
aggravating factor or factors against the mitigating evidence."
Stringer v. Black, 503 U.S. 222, 229, 112 S.Ct. 1130, 117 L.Ed.2d
367 (1992). Oklahoma, like Florida, is a "weighing state."
Castro v. Ward, 138 F.3d 810, 816 (10th Cir. 1998).
The Court identified two ways in which the
state court could properly find such error to be harmless —
either by balancing the remaining valid aggravating circumstances
against the mitigating circumstances and determining whether
beyond a reasonable doubt the jury would have reached the same
result, or by asking whether it was beyond a reasonable doubt that
the jury would have found the presence of the invalidated
aggravating circumstance if the improperly defined aggravating
circumstance had been properly presented to the juryClemons,
494 U.S. at 754-55, 110 S.Ct. 1441.
We offer no opinion whether the Court's holding
inClemons will survive in light of the recent decision in
Ring v. Arizona, that "[c]apital defendants ... are
entitled to a jury determination of any fact on which the
legislature conditions an increase in their maximum punishment."
___ U.S. ___, ___, 122 S.Ct. 2428, 2432, 153 L.Ed.2d 556 (2002).
After oral argument had taken place in the instant case,
Duckett moved this court to abate the
proceedings in order to allow him to exhaust a Ring claim
in state court. The substance of Duckett's
claim was not raised before the district court. Because we
generally do not consider issues raised for the first time on
appeal, Lyons v. Jefferson Bank & Trust, 994 F.2d 716, 720
(10th Cir.1993), we conclude that holding this matter in abeyance
would be pointless. We therefore deny Duckett's
motion.
Because under our harmless-error analysis we do
not reweigh mitigation and aggravation evidence, it is unnecessary
for us to provide Duckett with "notice
and an opportunity to be heard" concerning the enduring validity
of the "continuing threat to society" aggravating circumstance
found by the jury. (Appellant's Br. at 41.) Contrary to
Duckett's contention, by performing our
harmless-error review we do not "sit as sentencer," and our
determination that the constitutional trial error was harmless is
not a "sentencing." (Id.) Though in some circumstances
harmless-error review may superficially resemble the reweighing of
mitigation and aggravation evidence, our role on habeas review is
not that of factfinder. That Duckett was
found by the jury to be a continuing threat to society is a
factual determination that we as a habeas court will not
reconsider.