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Defendant was convicted, pursuant to blind guilty plea, in the
District Court, Oklahoma County, James L. Gullett, J., of first-degree
felony murder, and was sentenced to death. Defendant filed petition
for writ of certiorari, appealing denial of his motion to withdraw
plea and requesting mandatory death sentence review. The Court of
Criminal Appeals, Lane, J., held that: (1) defendant's plea was
voluntary; (2) defendant was not entitled to withdraw plea; (3)
defendant was not denied effective assistance of counsel; and (4)
evidence supported aggravating factors found by sentencing judge.
Affirmed. Lumpkin, P.J., concurred in result.
Bobby Joe Fields, Petitioner, entered a blind plea to the charge of
First Degree Felony Murder in Case No. CF-93-1352 in the District
Court of Oklahoma County before the Honorable James L. Gullett,
District Judge. Appellant was convicted of First Degree Murder and
sentenced to death, upon the trial court's finding that the murder was
committed to avoid or prevent lawful arrest or prosecution, that
Petitioner was previously convicted of a felony involving the use or
threat of violence to the person and that Petitioner constituted a
continuing threat to *627 society. Petitioner was sentenced to death.
The Judgment of the trial court is AFFIRMED.
OPINION DENYING WRIT OF CERTIORARI
LANE, Judge:
On February 7, 1994, Petitioner, Bobby Joe Fields, entered a blind
plea to a First Degree Felony Murder charge in the District Court of
Oklahoma County, Case Number CF-93-1352, before the Honorable James L.
Gullett, District Judge. The State had filed a Bill of Particulars
alleging the presence of three aggravating circumstances: that the
crime was committed to avoid or prevent lawful arrest or prosecution;
that Petitioner was previously convicted of a felony involving the use
or threat of violence to the person; and that Petitioner constituted a
continuing threat to society. A sentencing hearing was conducted March
28-29, 1994. On April 7, 1994, the trial court formally sentenced
Petitioner to death, finding that the State had sufficiently proven
the existence of all three aggravators.
On April 15, 1994, Petitioner timely filed his motion to withdraw
plea. On May 13, 1994, a hearing was held and the motion was denied.
On November 14, 1994, Petitioner filed his Petition for Writ of
Certiorari appealing the denial of his motion to withdraw, and
requesting mandatory death sentence review.
Case Number: C-94-414
Decided: 07/31/1996
Bobby Joe FIELDS, Petitioner,
[923 P.2d 626]
An Appeal from the District Court of Oklahoma County; before the
Honorable James L. Gullett, District Judge.
Bobby Joe Fields, Petitioner, entered a blind plea to the charge of
First Degree Felony Murder in Case No. CF-93-1352 in the District
Court of Oklahoma County before the Honorable James L. Gullett,
District Judge. Appellant was convicted of First Degree Murder and
sentenced to death, upon the trial court's finding that the murder was
committed to avoid or prevent lawful arrest or prosecution, that
Petitioner was previously convicted of a felony involving the use or
threat of violence to the person and that Petitioner constituted a
continuing threat to [923 P.2d 627] society. Petitioner was sentenced
to death. The Judgment of the trial court is AFFIRMED.
Catherine Burton, Timothy Wilson, Assistant Public Defenders, Oklahoma
City, for Petitioner at trial.
Robert H. Macy, District Attorney, Steve Deutsch, Assistant District
Attorney, Oklahoma City, for the State at trial.
Wendell B. Sutton, Assistant Public Defender, Oklahoma City, for
Petitioner on appeal.
W.A. Drew Edmondson, Attorney General, William H. Humes, Assistant
Attorney General, Oklahoma City, for the State on appeal.
OPINION DENYING WRIT OF CERTIORARI
LANE, Judge:
¶1 On February
7, 1994, Petitioner, Bobby Joe Fields, entered a blind plea to a First
Degree Felony Murder charge in the District Court of Oklahoma County,
Case Number CF-93-1352, before the Honorable James L. Gullett,
District Judge. The State had filed a Bill of Particulars alleging the
presence of three aggravating circumstances: that the crime was
committed to avoid or prevent lawful arrest or prosecution; that
Petitioner was previously convicted of a felony involving the use or
threat of violence to the person; and that Petitioner constituted a
continuing threat to society. A sentencing hearing was conducted March
28-29, 1994. On April 7, 1994, the trial court formally sentenced
Petitioner to death, finding that the State had sufficiently proven
the existence of all three aggravators.
¶2 On April
15, 1994, Petitioner timely filed his motion to withdraw plea. On May
13, 1994, a hearing was held and the motion was denied. On November
14, 1994, Petitioner filed his Petition for Writ of Certiorari
appealing the denial of his motion to withdraw, and requesting
mandatory death sentence review.
¶3 Petitioner
raises the following propositions of error1
in support of his writ:
¶4 I. The
District Court lacked subject-matter jurisdiction to accept
Petitioner's guilty plea because the Information failed to state facts
to allege each element of First Degree Burglary Felony Murder;
¶5 II.
Petitioner did not "knowingly" enter his blind plea of guilty;
¶6 III. The
blind plea of guilty entered by Petitioner was a product of improper
or undue influence, persuasion, fear, duress or coercion, and was thus
not "voluntary";
¶7 IV.
Petitioner had viable defenses which should be presented to a jury;
¶8 V.
Petitioner was denied effective assistance of counsel as guaranteed by
the state and federal constitutions;
¶9 VI. The
evidence was insufficient to support the sentencer's finding that the
murder was committed for the purpose of avoiding or preventing lawful
arrest or prosecution;
¶10 VII. The
evidence presented was insufficient to support the finding that
Petitioner was previously convicted of a felony involving the use or
threat of violence to the person;
¶11 VIII. The
evidence presented was insufficient to support the finding of a
probability that Petitioner would commit criminal acts of violence
that would constitute a continuing threat to society;
¶12 IX. The
"continuing threat", "avoiding arrest" and "prior violent felony"
aggravating circumstances are invalid because they are being applied
in an unconstitutionally vague and overbroad manner;
¶13 X.
Petitioner was denied a reliable sentencing trial to the extent the
sentencing judge relied upon the same evidence to support the "prior
violent felony" and "continuing threat" aggravating circumstances;
¶14 XI. One or
more mitigating circumstances outweighed any or all of the remaining
valid aggravating circumstances;
[923 P.2d 628]
¶15 XII. The death penalty is excessive and disproportionate in this
case considering both the crime and the defendant;
¶16 XIII. The
sentencer erred in failing to weigh mitigating circumstances
collectively against each of the aggravating circumstances separately
under 21 O.S.1991, § 701.11;
¶17 XIV. The
accumulation of errors in this case so infected the proceedings with
unfairness as to deny Petitioner due process of law; and,
¶18 XV. If
Petitioner's death sentence is vacated, he is entitled to a remand for
jury sentencing.
FACTS
¶19 Petitioner
is an admitted cocaine addict. On March 2, 1993, Petitioner, his
girlfriend and her two adult daughters had already exhausted their
combined March AFDC (Aid for Families with Dependent Children) money
on crack cocaine. In an effort to procure funds for more crack,
Petitioner asked a neighbor if he would like to purchase a T.V. and
V.C.R. for $70. The neighbor was interested but did not have the funds
to purchase the items. Likewise, Petitioner did not have either a T.V.
or a V.C.R. to sell. Petitioner left the neighbor's house, telling the
neighbor he would return shortly.
¶20 From the
neighbor's house Petitioner went down the block to Louise Schem's
house to burglarize it, thinking she was not at home. Schem knew
Petitioner from the neighborhood. He had been to her house earlier in
the day asking for work. Petitioner was hoping he could steal Schem's
T.V. and V.C.R. Unfortunately, while in the process of burglarizing
the victim's house, she emerged from a bedroom and confronted
Petitioner with a gun. The two wrestled each other for the gun, out
onto the front porch of the house and down the steps. A passerby heard
the victim yell for help, and stopped his car. The witness heard a
gunshot and saw Schem fall, but was unable to identify Petitioner as
the shooter. After shooting Schem, Petitioner took the gun from her
and sold it to the neighbor for $40 instead of selling him the
promised T.V. and V.C.R. Petitioner then purchased more crack cocaine
with the money. He was arrested several hours later at his
girlfriend's house.
¶21 Petitioner
admitted killing Schem, but claimed it was accidental. Petitioner
alleged the victim's finger was on the trigger when the gun
discharged.
¶22 Testimony
from the medical examiner was that the gunshot wound entered behind
the victim's ear, with a straight line trajectory, and exited out of
her mouth, severing her spinal cord in the process. He also testified
the wound was not a contact wound and the gun was at least 6 to 12
inches away from the victim when it was fired. The only witness to the
crime, while unable to identify Petitioner as the shooter, testified
the shooter looked at him (the witness), looked back at the victim,
and then fired the gun.
¶23 There was
additional testimony Petitioner claimed he was not sorry for the
killing; that "white people deserved it" (Petitioner is black, the
victim white); and that he wanted to be on "America's Most Wanted".
Petitioner also admitted to having smoked crack cocaine the day of the
killing.
¶24 Petitioner
alleges at Proposition I that the District Court lacked subject matter
jurisdiction to accept his guilty plea, because the Information failed
to state the facts necessary to allege each of the elements of the
underlying felony to support the felony murder Information. The
Amended Information in this case read, in pertinent part, as follows:
On or about the
2nd day of March, 1993, A.D., the crime of Murder in the First Degree
was feloniously committed in Oklahoma County, Oklahoma, by Bobby Joe
Fields, who while in the commission of Burglary in the First Degree,
willfully and unlawfully killed Louise Schen (sic) by shooting her
with a pistol, inflicting mortal wounds which caused her death on the
2nd day of March, 1993, contrary to the provisions of Section 701.7 of
Title 21 of the Oklahoma Statutes, and against the peace and dignity
of the State of Oklahoma;
[923 P.2d 629] OR
IN THE ALTERNATIVE
On or about the
2nd day of March, 1993, AD., the crime of Murder in the First Degree
was feloniously committed in Oklahoma County, Oklahoma, by Bobby Joe
Fields, who wilfully, unlawfully and with malice aforethought, killed
Louise Schen (sic) by shooting her with a pistol, inflicting mortal
wounds which caused her death on the 2nd day of March, 1993, contrary
to the provisions of Section 701.7 of Title 21 of the Oklahoma
Statutes, and against the peace and dignity of the State of Oklahoma .
. .
¶25 An
information is sufficient if it (1) contains every essential element
of the offense charged, and (2) fairly informs the accused of the
charges against which he must defend. See Tiger v. State, 900 P.2d
406, 408 (Okl.Cr. 1995); Miller v. State, 827 P.2d 875, 877 (Okl.Cr.
1992); Lambert v. State, 888 P.2d 494, 504 (Okl.Cr. 1994); Plotner v.
State, 762 P.2d 936, 940 (Okl.Cr. 1988). The test to assess the
sufficiency of the information is two-pronged: (1) whether the
defendant was in fact misled by it, and (2) whether conviction under
it would expose the defendant to the possibility of being put in
jeopardy a second time for the same offense. Lambert, 888 P.2d at 504;
Wolfenbarger v. State, 710 P.2d 114, 115 (Okl.Cr. 1985), cert. denied,
476 U.S. 1182, 106 S.Ct. 2915, 91 L.Ed.2d 544 (1986); Jefferson v.
State, 675 P.2d 443, 445 (Okl.Cr. 1984). We have previously determined
that the elements of the underlying felony are essential to a felony
murder charge. Tiger, 900 P.2d at 408.
¶26 In Parker
v. State, 917 P.2d 980 (Okl.Cr. 1996), we reviewed our rulings in
Tiger and Miller and held that an information need not allege each
element of a crime in order to confer jurisdiction. Rather, the
question is whether the information gives the defendant notice of the
charges against him and apprises him of what he must defend against at
trial. Id. at 986. The Information here alleged in the alternative
that Petitioner was guilty either of malice murder or felony murder.
The Information, while lacking specificity, gave the defendant
sufficient notice of the charges against him. It recited the name of
the defendant, the date, place, weapon, and method of the crime,
identified the crime victim, and specified the statutes under which
Petitioner was charged.
¶27
Additionally, Petitioner entered a blind plea to the felony murder
charge filed against him. At the hearing where Petitioner entered his
plea, he testified that he knew all of the elements of the crime(s) he
was charged with and was aware that if he chose to go to trial the
burden was on the State to prove each of the elements of the crime(s).
At the plea hearing, the following exchange took place between
Petitioner and the trial court:
THE COURT: You're
swearing under oath the statements you've made in this affidavit are
true and correct?
DEFENDANT: Yes,
sir.
COURT: That you
did on the 2nd day of March, 1993, at 1324 North Indiana in Oklahoma
City, Oklahoma County, that "I, Bobby Joe Fields, went into Louise
Schem's house. I thought she wasn't home. It was my intention to
burglarize her house and to take her television to support my drug
habit. After I went into her house, and as I was trying to unhook the
TV, she came at me with a gun. We got in a fight over the gun. In the
struggle, I shot her one time, causing her death." Is that correct?
DEFENDANT: Yes,
sir.
For Petitioner
to claim now that he did not know all of the elements of the crimes he
was charged with when he specifically testified to the contrary is
simply not believable. We find no error here.2
¶28 At
Proposition II, Petitioner claims he did not knowingly enter his
guilty plea. This Court has determined that trial judges should
observe the procedures and guidelines set forth in King v. State, 553
P.2d 529, 535 (Okl.Cr. 1976) in accepting a defendant's guilty plea,
to assure that it is knowingly and voluntarily entered. The findings
of the trial court should be enunciated on the record for [923 P.2d
630] review to preclude any question on appeal. However, we have long
held that the protections of King do not require mechanical
compliance. Berget v. State, 824 P.2d 364, 370 (Okl.Cr. 1991), cert.
denied, 506 U.S. 841, 113 S.Ct. 124, 121 L.Ed.2d 79 (1992); State v.
Durant, 609 P.2d 792, 793 (Okl.Cr. 1980). Neither do we require that
the trial court undertake some sort of formal ritual in order to
satisfy the minimum standards of due process when accepting a guilty
plea. Berget, 824 P.2d at 370; Ocampo v. State, 778 P.2d 920, 923
(Okl.Cr. 1989). Instead, we will examine the entire record before us
to determine whether the guilty plea was entered in a knowing and
voluntary manner.
¶29 An
examination of this record simply does not support Petitioner's claim
that he was not fully apprised of the ramifications of entering a plea
to felony murder. As a subproposition of error, Petitioner claims he
was not advised that he was waiving his right to have a jury determine
his sentence by entering a plea. Pursuant to 21 O.S.Supp.1992, §
701.10(B), if a jury trial has been waived by the defendant's entry of
a plea of guilty to the charge of first degree murder, the sentencing
proceeding shall be conducted by the trial court.3
There is no entitlement to jury sentencing on a first degree murder
charge once a guilty plea has been entered. Petitioner admits he did
not raise the error in question at the trial court level but claims it
is fundamental (plain) and can be raised here for the first time.
Petitioner's cited authorities do not support his claim.
¶30 Petitioner
has waived the argument by failing to raise it at the withdrawal
hearing, and we review it for plain error only. Medlock v. State, 887
P.2d 1333, 1344 (Okl.Cr. 1994); Simpson v. State, 876 P.2d 690, 693
(Okl.Cr. 1994). Does the trial court need to advise Petitioner that he
is waiving the right to jury sentencing by entering a guilty plea?
Petitioner cites no authority establishing that requirement. We find
no such requirement exists and refuse to establish one here.
¶31 Even if
such a requirement existed, petitioner is unable to show either
surprise or prejudice due to the trial court's failure to specifically
advise Petitioner of the waiver. A review of the sentencing hearing
reveals that prior to the actual sentencing hearing numerous motions
in limine were heard. Numerous defense motions filed with respect to
Petitioner's potential jury were dismissed, with defense counsel's
statement to the court that the motions were rendered moot by virtue
of Petitioner having entered a plea to the charge, as there was no
jury. Specifically, defense counsel stated:
Number
forty-three. Motion for jury sentencing. We would ask that be
stricken. We've done that by virtue of the fact that we've blind pled
to this crime to you, sir.
The court
struck the motion, as Petitioner requested. Petitioner specifically
waived any right, assuming there was one, to be sentenced by a jury.
We find no reversible error here. It is also interesting to note that
the majority of Petitioner's remaining arguments center around his
claim that he was assured that the judge was not going to give him a
death sentence. There is no doubt Petitioner knew he was waiving jury
sentencing.
¶32 Petitioner
then claims he was not advised of the elements of First Degree
Burglary Felony Murder. We addressed this issue at Proposition I and
will not address it further.
¶33 Petitioner
then complains that the sentencing judge was provided with an
unredacted copy of his videotaped interview with police which included
interrogation accusing him of an unadjudicated homicide. Petitioner
complains Judge Gullett viewed a taped police interview wherein
Petitioner was questioned concerning another homicide, in addition to
the questioning that took place concerning this murder. The tape was
provided to the court prior to trial and prior to the plea, in an
effort to expedite the Jackson v. Denno4
hearing that would have been required had the case gone to trial.
Defense counsel provided the tape to the judge. [923 P.2d 631] When
the tape was entered into evidence, counsel for the state and
Petitioner agreed that the entire tape should be entered into
evidence, with defense counsel stating "No objection whatsoever,
Judge." It was at this point that the State indicated its
understanding that the court had reviewed the entire tape. Petitioner
now claims that had he known the judge was provided with the entire
tape, he would not have entered a plea.5
¶34 Judge
Gullett, at the plea withdrawal hearing, made a record indicating that
he did not review the last portion of the tape containing the
interview of the unadjudicated homicide. Petitioner claims the judge's
assurances are irrelevant, as he (Petitioner) did not have sufficient
information to make an informed decision concerning the entering of
the guilty plea.
¶35
Petitioner's argument is meritless. He first claims that had he known
the judge was going to see the entire interview, he would not have
entered a plea. However, once the judge confirmed that the only
portion of the tape viewed was the part concerning Louise Schem's
murder, Petitioner then changes his argument to claim that the actual
viewing wasn't the issue: the issue was whether he had all evidence
available to make an informed decision about entering a plea. The
argument becomes even more suspect when the rest of Petitioner's brief
is reviewed. As noted above, his actual complaint is that he did not
think that the judge would sentence him to death — regardless of the
information viewed or not viewed by the court. There is no error here.
Random unsubstantiated claims of error supported by no actual injury
will not be considered as proper grounds for reversal.
¶36 As his
next complaint, Petitioner claims he was not informed that relatives
of the sentencer (Judge Gullett) had been victims of home invasion
crimes. The crimes referred to occurred in 1973 and 1979. In 1973,
Judge Gullett's parents' home was burglarized, and in 1979, his
cousin's ex-wife was murdered in a similar crime. Petitioner now
alleges he would not have pled had he known of this information.
Petitioner cites no authority for his claim that he is entitled to
know the background of the sentencing judge, and his claim is
overshadowed by his real complaint which is that he did not think the
judge would sentence him to death. Petitioner does not claim that the
sentence was imposed because the judge's relatives were crime victims
almost 20 years ago. He simply claims that he would not have pled had
he known of the information.
¶37 This same
argument, raised at the hearing on Petitioner's motion to withdraw his
plea, was disputed by Judge Gullett who explained that the murder of
his cousin's ex-wife and his parent's burglary had not entered his
mind for over 15 years, and that the incidents in no way influenced
the sentence imposed. The judge stated:
Whether or not
the Court has had problems in its background as far as my parents
being burglarized some twenty years ago, which I hadn't even thought
of until I saw it in this. or my cousin's ex-wife, which was divorced
some three or four years, was murdered, I hadn't even thought of that
in fifteen years. The first time I would let an incident like that
interfere with any decision I would make on this bench, I would tell
you and promise you under oath that I would step down from this bench
and resign.
Petitioner
presents no authority for his position that requires voir dire of
sentencing judges. Even if such a requirement were present, the claim
was presented and properly rejected at the hearing on Petitioner's
motion to withdraw. This argument is without merit.
¶38 The focus
of this Court in evaluating whether a defendant should be allowed to
withdraw a guilty plea is whether the trial court abused its
discretion in failing to allow the plea to be withdrawn. Allen v.
State, 821 P.2d 371, 375 (Okl.Cr. 1991). The only concern is whether
the plea was entered knowingly and voluntarily. Frederick v. State,
811 P.2d 601, 603 (Okl.Cr. 1991). We find no [923 P.2d 632] abuse of
discretion here and nothing to indicate the plea was not knowing and
voluntary.
¶39 Lastly,
Petitioner claims he was not informed of the limited scope of an
appeal from a guilty plea. There is no requirement that Petitioner be
informed of the scope of an appeal from a guilty plea, and Petitioner
cites no relevant authority in support of this position. The plea
taken in this case met all of the requirements of King, and we find
that it was knowingly and voluntarily entered. We find no error here.
¶40 At
Proposition III, Petitioner claims that his plea was a product of
improper or undue influence, persuasion, fear, duress or coercion, and
was therefore not "voluntary". Petitioner's claim here is twofold. He
first alleges he was misinformed of his chances of receiving the death
penalty versus life or life without parole by entering a plea, and
therefore the advice received from counsel was misleading. Secondly,
he alleges defense counsel, in discussions with the court, assumed she
had some type of assurance from the court that the death penalty would
not be imposed.
¶41 Petitioner
alleges defense counsel, Catherine Burton, was inexperienced in death
cases, which lead to her ineffective assistance in representing him.
He fails to mention to the Court that her second chair, Timothy
Wilson, was not inexperienced. In fact, at the withdrawal hearing
Wilson admitted that he was probably the most experienced death
litigator in his office, second only to his boss, the Oklahoma County
Public Defender. Regardless of her inexperience in death cases, Burton
was not an inexperienced defense attorney. The tone of this entire
section of the brief is that counsel had spoken with the court, ex
parte, on several occasions, and thought that the chances of having
the death penalty imposed by the court were less than the chances that
a jury would impose the death penalty.
¶42 We find
nothing in the record to indicate Petitioner and defense counsel were
not fully aware that the death penalty was a possibility upon entering
a plea. In fact, the record is replete with references to the three
punishment options available for consideration and the fact that all
three would be considered by the trial court. The record reveals no
promises of leniency, threats or coercion as the catalyst for
Petitioner's entry of a blind plea and Petitioner's answers to
questions asked at the plea hearing support that finding.
¶43 We find
nothing to support Petitioner's claim that the plea was not knowing
and voluntary. This is not to say that Petitioner's plea was entered
without immense trepidation and anxiety. Unfortunately, that is not
the standard for evaluating a plea of guilty and a subsequent attempt
to withdraw the same. Petitioner's claim that counsel's explanation of
his chances of receiving the death penalty amounted to coercion,
inducing him to unwillingly enter a guilty plea is unsupported by the
evidence. There is also no evidence to support his contention that
counsel promised him he would not receive the death penalty if he
entered a blind plea.
¶44 Likewise,
there is nothing in the record supporting defense counsels' claims
that they thought they "had a wink and a nod" from the judge
indicating Petitioner would not receive the death penalty if he
entered a plea. Logically, there would be no plea in any death case if
the defendant thought he or she was going to receive the death
penalty, so we do not doubt Petitioner's claim that he felt he was not
going to receive such a sentence. But that is not the criteria used
for evaluating the blind plea entered to the charges here.
¶45 First, it
should be noted that there is nothing in the record indicating that
any type of plea agreement had been reached with anyone, or any
testimony at the withdrawal hearing of such an agreement. Secondly,
the complaints voiced reflect more of a "hindsight is 20/20" attitude
than anything else. In looking back, defense counsel Wilson now claims
the strategy and approach to the case was full of error.
¶46 Public
defender Pamela Wagner represented Petitioner at the plea withdrawal
hearing. An examination of Wilson's testimony at that withdrawal
hearing makes several things abundantly clear. Judge Gullett did not
agree to any sentence prior to the [923 P.2d 633] plea and sentencing
hearing; Judge Gullett's integrity is not being questioned or
impugned, all parties agreeing his behavior is, and was, honorable and
above reproach; Petitioner knew he could possibly receive the death
penalty and was advised of all of the options available to him;
Petitioner was "strongly advised" by defense counsel that his best
chance for avoiding the death penalty was to enter a plea; although
done with the advice of counsel, Petitioner ultimately made the
decision to plead guilty and to testify at the sentencing hearing;
Petitioner was not coerced into making the plea; and it was a tactical
decision on the part of the public defender's office to recommend to
Petitioner that he enter a blind plea.
¶47 Burton
also testified at the withdrawal hearing. The gist of her testimony
was that in reading the judge, and basing her theory of the case upon
it being more of a "burglary 2 gone bad" (as opposed to burglary 1,
where Petitioner would have known the victim was home), she thought
she could plead the case and Petitioner would not get the death
penalty. She testified that she was never told by the judge that
Petitioner would not get the death penalty, only that the judge would,
assuming the facts were as she presented them, "very, very, very,
very, very seriously consider" not imposing the death penalty. The
judge during this conversation allegedly told her he was not going to
run for reelection, and Burton somehow took this to mean that
political pressure for imposition of the death penalty would not be
present in Petitioner's case, thereby making the imposition of the
penalty less likely.
¶48 Burton
claimed at the withdrawal hearing that had she known the State was
going to allege the Petitioner knew the victim was at home, she would
not have pled him. According to Petitioner, the fact that he was
alleged to have known the victim was at home changed the scenario as
far as the blind plea and the possibility that the death penalty would
have been imposed.6
¶49 Burton
then addressed the issue of the unredacted tape. She apparently
overheard the judge, prior to the hearing on and entry of the blind
plea, but after the plea papers had been signed, make some statement
to the District Attorney and investigating officers about two other
officers who, on the same tape, had questioned Petitioner concerning
another unsolved homicide. She testified that she didn't question the
judge about the incident because she didn't want to anger him right
before the plea hearing and she still thought Petitioner was going to
get life or life without parole. She also stated she did not want
everyone to know that she had let the unredacted tape go to the judge
when it was her job to make sure that the right tape got to him.
During this testimony, Judge Gullett made a record wherein he stated
that he only viewed the portion of the tape dealing with the case in
question, and that he did not review Petitioner's questioning on the
unsolved homicide.
¶50 Burton
next discussed the mitigation investigation. Burton was second chair
and responsible for the mitigation evidence in LaFevers v. State, 897
P.2d 292 (Okl.Cr. 1995). Her testimony was that she did extensive work
on the mitigation evidence presented in that case and that she knew
what mitigation work needed to be done in a death case. She then
testified that the mitigation investigator for her office had been
hospitalized and did not complete the mitigation assignments given to
him on Petitioner's case. (The investigator subsequently died during
the course of this case.) She claims she did not ask for a continuance
of the sentencing hearing, even though she thought she had
insufficient mitigation evidence, because she didn't want to ruin
Petitioner's chances of life or life without parole by angering the
judge, and that she didn't realize she could ask for a continuance.
¶51
Cross-examination of Burton revealed that there was more than a nine
month period between the preliminary hearing and the actual trial.
Burton extensively questioned and [923 P.2d 634] received co-operation
from the various investigating officers and did extensive research
advancing her theory that the gun used in the burglary was fired
accidentally. Her ballistics investigator re-charted and re-enacted
various shell trajectory patterns; Burton went through the crime scene
clothing (victim's and Petitioner's); she examined all of the evidence
the State intended to introduce, including the gun. Burton admitted
that none of the evidence introduced at the hearing came as a
surprise. She also indicated that the taped interview provided to the
judge was not provided to him intact by the State as an intentional
act of wrongdoing, and that she did not know, for a fact, what portion
of the tape the judge had viewed. She also confirmed that the State
refused to agree to a plea of life without parole and she was told
that Petitioner's only other option was to enter a blind plea. Burton
reiterated that Petitioner was not coerced into entering the plea, but
that she had advised him to plea. Her claim was that she misinformed
Petitioner. There was a six week time lag between the entry of the
plea and the sentencing hearing. Burton announced ready to proceed at
the sentencing hearing, and did not request a continuance.
¶52 Burton
testified she "pulled out all the stops" to get Petitioner to plead.
She had his sisters talk to him; she evaluated the judge's position
and his assurances that he would consider all of the punishments; she
had her boss talk to Petitioner; she told him that she thought a jury
would give him the death penalty; she told him that since Bob Macy7
was going to be on the case, Petitioner would be in much worse shape
with a jury than if some other assistant district attorney was trying
the case alone; she tried to "terrify" him. She finally stated that
Petitioner would not have pled if she had not pressured him to do so.
¶53 Very
telling in this case is the trial court's recollection of the months
preceding the plea and sentencing as reflected in the transcripts of
the motion to withdraw hearing. Judge Gullett noted that every time he
spoke with Ms. Burton it was obvious that she was attempting to get
him to indicate what sentence he would impose. He also noted that had
Petitioner received life without parole or a life sentence, there
would have been no motion to withdraw. Judge Gullett's conclusion was
that Petitioner was unhappy with his sentence, but that the plea was
voluntarily entered and could not be withdrawn.
¶54 There is
nothing in the record to indicate the trial court abused its
discretion in refusing to allow the plea to be withdrawn. Despite his
protestations to the contrary, there is also nothing to indicate that
Petitioner did not knowingly and voluntarily, albeit with some
anxiety, enter the guilty plea. There is no error here.
¶55 Petitioner
claims at Proposition IV that he had viable defenses to present to a
jury which would have negated the State's claim that he specifically
intended to kill the victim. Petitioner's argument is irrelevant in
light of the felony murder charge. The evidence is quite clear, and
Petitioner's testimony confirms it, that he fully intended to
burglarize Ms. Schem's home. She was killed during the commission of
that crime. There is no specific intent requirement for felony murder.
Petitioner also cites no authority for this position, recognizing
instead that this Court has previously rejected this same argument.
See Frederick, 811 P.2d at 603. We see no reason to change our
position on this issue.
¶56 Petitioner
next claims at Proposition V that he was denied effective assistance
of counsel as guaranteed by the state and federal constitutions, and
requests that this Court remand the case to the District Court for an
evidentiary hearing on the issue of ineffective assistance. He alleges
here that counsel was ineffective for advising him to plea. In
analyzing this type of claim, this Court is guided by the Supreme
Court's decision in Strickland v. Washington, 466 U.S. 668, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984). See Castro v. State, 880 P.2d 387, 388
(Okl.Cr. 1994); Cartright v. State, 708 P.2d 592, 594 (Okl.Cr. 1985),
cert. denied, 474 U.S. 1073, 106 S.Ct. 837, 88 L.Ed.2d 808 (1986). The
basic test for ineffectiveness of counsel is "whether [923 P.2d 635]
counsel's conduct so undermined the proper functioning of the
adversarial process that the trial cannot be relied on as having
produced a just result." Strickland, 466 U.S. at 686, 104 S.Ct. at
2064. In determining whether counsel provided "reasonably effective
assistance," this Court indulges "a strong presumption that counsel's
conduct [fell] within the wide range of reasonable professional
assistance. . . ." Id., at 689, 104 S.Ct. at 2065; Castro, 880 P.2d at
390. The petitioner bears the burden of showing both that counsel's
performance was deficient and that such deficient performance
prejudiced the defense. Strickland, 466 U.S. at 687, 104 S.Ct. at
2064.
¶57
Petitioner's requested relief is unwarranted in light of the record on
the motion to withdraw. The record is more than sufficient to
determine an ineffective assistance of counsel claim, which,
incidentally, is the same claim Petitioner raised at the motion to
withdraw. The synopsis of events provided in Proposition III above
addresses the issue of ineffective assistance as presented under the
guise of Petitioner's claim that his plea was involuntary. There is no
error here, and no need for another hearing. The fact that the desired
result was not reached in this case does not render defense counsel
ineffective. Rather, Petitioner has the burden of proving that but for
counsel's actions, the result of this trial would have been different.
We see no such evidence before us. We find no error here, and find
nothing to support Petitioner's claim that counsel's performance was
deficient.
¶58
Petitioner's claim of ineffective assistance is then extended to
include a claim that defense counsel was ineffective at the sentencing
hearing for failing to present more mitigating evidence. Once again, a
review of the record does not support this claim. First, Petitioner
does not specify what, if any, additional mitigating evidence could
have been presented in his defense. Secondly, he does not show that
the failure to introduce additional mitigation evidence, assuming
there was any, would have resulted in a different sentence. Lastly, we
see nothing in the record to indicate there was any additional
mitigating evidence available as Petitioner did not have any of the
usual problems which are routinely presented as mitigators. Although
Petitioner's mother died when he was three and his father abandoned
him, all of the witness testimony indicates his oldest sister raised
him in a loving, caring family, took him to church, and encouraged him
in school. She and her husband raised Petitioner as their own child,
along with their other children and Petitioner's younger sister. His
sister's husband taught Petitioner to be a mechanic, and the family
warned Petitioner after his initial incarceration that they would not
tolerate his drug addiction and its accompanying behavior. Petitioner
is a crack addict and had been for approximately 8-10 years at the
time of the crime. He had been incarcerated three times during that
same time period.
¶59 It is, at
best, a misstatement, and at worst, a fabrication, that no mitigation
evidence was presented. Petitioner simply did not experience the
hardships that many defendants present to somehow justify and/or
explain their behavior. Even if additional mitigating evidence had
been presented, there is nothing to indicate the outcome of this case
would have been different. The record does not support Petitioner's
claim of error.
¶60 Petitioner
next claims that counsel was ineffective in preparing his application
to withdraw the guilty plea, alleging first that he was represented at
the withdrawal hearing by the same entity that advised him to enter
the original plea. Since there was no error in entering the plea,
there could be no error in having the same entity represent Petitioner
at the motion to withdraw. Even assuming there was error in entering
the plea, a review of the record does not support Petitioner's claim.
He was more than adequately represented at the withdrawal hearing.
Moreover, we have addressed a similar argument in other death cases
where the claim has been that appellate counsel was ineffective
because they were from the same office as trial counsel, and that
argument has been soundly rejected. See Moore v. State, 889 P.2d 1253,
1255, n. 3 (Okl.Cr.), cert. denied, ___ U.S. ___, 116 S.Ct. 215, 133
L.Ed.2d 146 (1995) (no ineffective assistance based on the claim that
trial and appellate [923 P.2d 636] counsel were from the same indigent
defense entity). We find no error here.
¶61 He next
claims trial counsel was ineffective for failing to argue that the
trial judge's participation in the plea negotiations invalidated
Petitioner's blind plea as a matter of public policy. In support of
this argument, Petitioner cites Rule 11 of the Federal Rules of
Criminal Procedure8
as persuasive authority that the trial court is prohibited from
participating in plea discussions.
¶62 This
argument is spurious. There is nothing to indicate the judge
participated in plea negotiations: there was no plea negotiated. The
trial court indicated only that it would consider the full range of
punishment in the event a plea was entered. There is no error here.
¶63 Petitioner
then claims trial counsel was ineffective for failing to raise
specific grounds for relief in the application to withdraw plea of
guilty. Citing Medlock v. State, 887 P.2d 1333, 1344 (Okl.Cr. 1994)
for the proposition that failure to raise an argument in a withdrawal
motion waives it, Petitioner claims that should we find the issues in
Propositions II, III or V waived by failure to raise at the withdrawal
hearing, then such failure constitutes ineffective assistance. We
found no error at Propositions II, III or V, so there was no error to
waive.
¶64 Petitioner
next claims trial counsel was ineffective at the hearing on the
application to withdraw the guilty plea by failing to disqualify Judge
Gullett from presiding over the withdrawal hearing. Disqualification
would require some showing of partiality, prejudice or bias. There is
a general presumption of impartiality on the part of judges as to
matters before them. Carter v. State, 879 P.2d 1234, 1242 (Okl.Cr.
1994), cert. denied, ___ U.S. ___, 115 S.Ct. 1149, 130 L.Ed.2d 1107
(1995); Pittman v. State, 718 P.2d 366, 369 (Okl.Cr. 1986). In making
a claim of bias, a defendant must show some prejudice which denied him
due process or fundamental fairness. Carter, 879 P.2d at 1242; Robison
v. State, 818 P.2d 1250, 1252 (Okl.Cr. 1991), cert. denied, 503 U.S.
915, 112 S.Ct. 1285, 117 L.Ed.2d 510 (1992). Testimony at the
withdrawal hearing indicated that defense counsel in no way thought
Judge Gullett was biased, and in fact noted that he was one of the
fairest judges she knew. Likewise, there is nothing in Petitioner's
petition for certiorari or the record on appeal to indicate that the
judge's refusal to allow Petitioner to withdraw his plea was the
result of prejudice, bias or partiality. We find no merit in
Petitioner's allegations.
¶65 At
Proposition VI Petitioner alleges the evidence presented was
insufficient to support the finding that the murder was committed for
the purpose of avoiding or preventing lawful arrest or prosecution.
The State's theory was that Petitioner knew the victim could identify
him, as he had been to her house earlier that day, his girlfriend
lived two doors down from the victim, and he shot her to prevent her
from identifying him. All parties agreed that Petitioner did not have
a gun, and shot the victim with her own firearm. Petitioner and the
victim wrestled and she was subsequently shot, the bullet entering
behind her ear, straight line trajectory, severing the spinal cord and
exiting through her mouth. Petitioner claimed that he panicked and in
fighting with the victim the gun went off. The State argued Petitioner
deliberately "executed" Schem, this claim being proven by the nature
of the wound.
¶66 The
evidence here was sharply disputed. However, the evidence presented by
the State, if believed, would support the State's theory. The task of
resolving this conflict [weight and credibility of a witnesses
testimony] is not an appellate task. The job is properly vested with
the jury which is the exclusive judge of the weight of the evidence
and the credibility of the witnesses. Scott v. State, 808 P.2d 73, 76
(Okl.Cr. 1991); Raymond v. State, 717 P.2d 1147, 1149-50 (Okl. Cr.
1986). As there was no jury in this case, the decision was to be made
by the trial court.
¶67 In Drew v.
State, 771 P.2d 224, 227 (Okl. Cr. 1989), we summarized the standard
under which claims involving sufficiency of the evidence must be
reviewed:
[923 P.2d 637]
The test to be utilized by a reviewing court when determining if the
State presented sufficient evidence to support a conviction where both
direct and circumstantial evidence has been introduced is whether,
after reviewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential
elements of the crime charged beyond a reasonable doubt. Spuehler v.
State, 709 P.2d 202 (Okl.Cr. 1985); Riley v. State, 760 P.2d 198
(Okl.Cr. 1988.)
See also Luna
v. State, 815 P.2d 1197, 1199 (Okl.Cr. 1991). The issue here turns on
credibility and who the judge chose to believe. Viewing the facts here
in the light most favorable to the State, we find that the evidence
presented was sufficient to support the aggravator in question.
¶68 At
Proposition VII, Petitioner claims the evidence presented was
insufficient to support the finding that he was previously convicted
of a felony involving the use or threat of violence to the person.
Petitioner's prior conviction was for robbery by force. His judgment
and sentence was introduced at trial, and the arresting officer
testified that Petitioner was captured at the scene and confessed to
committing the crime as charged. The judgment and sentence was
admitted without objection and provided sufficient proof of the
aggravator. We find no error here.
¶69 At
Proposition VIII he alleges the evidence presented was insufficient to
support the finding that he would commit criminal acts of violence
that would constitute a continuing threat. The evidence presented at
trial showed that in 1986, Petitioner was convicted of First Degree
Robbery against an elderly woman in the parking lot of a local store.
The State's position was that Petitioner perpetrated crimes upon
elderly women. As additional support for its claim, the State argued
that Petitioner was unemployed and an admitted crack addict. The
robbery, by Petitioner's own admission, was committed to support his
crack habit. Testimony from his expert indicated Petitioner was prone
to panic in stressful situations. The evidence also showed that
Petitioner left the scene of the murder, sold the victim's gun to an
upstairs neighbor, and purchased additional drugs with that money
before returning to his girlfriend's house, all within a short period
of time.
¶70 When the
question on appeal goes to the sufficiency of the evidence presented
to support an aggravating circumstance, the determination to be made
is whether there was any competent evidence to support the State's
charge. That evidence must be viewed in the light most favorable to
the State. See Bryson v. State, 876 P.2d 240 (Okl.Cr. 1994), cert.
denied, ___ U.S. ___, 115 S.Ct. 752, 130 L.Ed.2d 651 (1995); Romano v.
State, 847 P.2d 368, 387 (Okl.Cr. 1993). Petitioner's previous
incarcerations, the calculated nature of the crime here, and his prior
history for violently attacking those incapable of defending
themselves provided more than sufficient evidence to find the
aggravator alleged. We find no error here.
¶71 At
Proposition IX, Petitioner argues that the aggravators used to support
his death sentence are unconstitutionally vague and applied in an
overbroad manner. We have repeatedly rejected this same argument. See
Cooper v. State, 889 P.2d 293, 314-15 (Okl.Cr. 1995), rev'd on other
grounds, ___ U.S. ___, 116 S.Ct. 1373, 134 L.Ed.2d 498 (1996); Malone
v. State, 876 P.2d 707, 715-716 (Okl.Cr. 1994); Boyd v. State, 839
P.2d 1363, 1371 (Okl.Cr.), cert. denied, 509 U.S. 908, 113 S.Ct. 3005,
125 L.Ed.2d 697 (1992). We see no reason to change our position here.
We find no error.
¶72
Proposition X espouses that Petitioner was denied a reliable
sentencing trial because the judge relied on the same evidence to
support two different aggravators. We rejected this same argument in
Wallace v. State, 893 P.2d 504, 515-516 (Okl.Cr.), cert. denied, ___
U.S. ___, 116 S.Ct. 232, 133 L.Ed.2d 160 (1995); Medlock, 887 P.2d at
1350; Trice v. State, 853 P.2d 203, 220 (Okl. Cr.), cert. denied, 510
U.S. 1025, 114 S.Ct. 638, 126 L.Ed.2d 597 (1993); and Pickens v.
State, 850 P.2d 328, 336 (Okl.Cr. 1993), cert. denied, 510 U.S. 1100,
114 S.Ct. 942, 127 L.Ed.2d 232 (1994). We reject it here also.
¶73 Petitioner
then claims at Proposition XI, that the mitigators presented in his
[923 P.2d 638] defense outweighed the aggravating circumstances
alleged, making imposition of the death penalty improper. Petitioner
asserts here that the standard for weighing mitigating circumstances
against aggravators is that the latter must outweigh the former
"beyond a reasonable doubt." There is no such standard. The process is
one of balancing. Romano, 847 P.2d at 392. We find there was
sufficient evidence to impose the death penalty and find no error
here.
¶74
Petitioner's claim at Proposition XII is that the death penalty is
disproportionate in this case considering the crime and the defendant.
Petitioner acknowledges this Court's refusal to review death sentence
proportionality. See Boltz v. State, 806 P.2d 1117, 1125 (Okl.Cr.),
cert. denied, 502 U.S. 846, 112 S.Ct. 143, 116 L.Ed.2d 109 (1991);
Foster v. State, 714 P.2d 1031, 1041 (Okl.Cr.), cert. denied, 479 U.S.
873, 107 S.Ct. 249, 93 L.Ed.2d 173 (1986). The consideration here is
whether the death sentence was imposed under the influence of passion,
prejudice or any other arbitrary factor, and whether the evidence
supports the finding of the enumerated statutory aggravating
circumstances. Hawkins v. State, 891 P.2d 586, 598 (Okl.Cr. 1994),
cert. denied, ___ U.S. ___, 116 S.Ct. 480, 133 L.Ed.2d 408 (1995); 21
O.S.1991, § 701.12. There was sufficient evidence to support the
aggravators and there is nothing present in the record to indicate
that the sentence imposed here was the result of passion, prejudice or
any other arbitrary factor.
¶75 At
Proposition XIII, Petitioner alleges the sentencer erred in failing to
weigh mitigating circumstances collectively against each of the
aggravators individually. Petitioner acknowledges that this Court has
specifically rejected this argument in the past, and presents no
reason why we should change our position in his case. See Allen v.
State, 871 P.2d 79, 101 (Okl.Cr.), cert. denied, ___ U.S. ___, 115
S.Ct. 370, 130 L.Ed.2d 322 (1994).
¶76 Petitioner
then alleges at Proposition XIV that the accumulation of errors in
this case denied him due process. As we have found no error in this
case, we cannot find that the proceedings were unfair. We have
consistently held that where there is no individual error there can be
no reversal for cumulative error. Hansford v. State, 764 P.2d 910, 913
(Okl.Cr. 1988); Woods v. State, 674 P.2d 1150, 1154 (Okl.Cr. 1984).
Peninger v. State, 811 P.2d 609, 613 (Okl.Cr. 1991); Shelton v. State,
793 P.2d 866, 877 (Okl.Cr. 1990); Jones v. State, 765 P.2d 800, 803
(Okl.Cr. 1988).
¶77 Finally,
in Proposition XV, Petitioner claims that if his death sentence is
vacated, he is entitled to have the case remanded for jury sentencing.
As we noted in Proposition II, there is no right to jury sentencing
where the defendant enters a plea of guilty to first degree murder. 21
O.S.1991, § 701.10(B). Furthermore, we do not find it necessary to
vacate Petitioner's death sentence or to remand the case for any
reason.
MANDATORY
SENTENCE REVIEW
¶78 Pursuant
to 21 O.S.Supp.1991, § 701.13(C), we must determine (1) whether the
sentence of death was imposed under the influence of passion,
prejudice or any other arbitrary factor, and (2) whether the evidence
supports the trial court's finding of the aggravating circumstances as
enumerated in 21 O.S.1991, § 701.12. After carefully weighing the
aggravators and all mitigating evidence, we have determined that the
aggravating circumstances alleged here (that the crime was committed
to avoid or prevent lawful arrest or prosecution; that Petitioner was
previously convicted of a felony involving the use or threat of
violence to the person; and that Petitioner constituted a continuing
threat to society) upon which the death penalty was based were
factually substantiated, and amply supported by the evidence presented
at trial. We further find no indication in the record that the
sentence of death was imposed under the influence of passion,
prejudice, or any other arbitrary factor.
¶79 We find no
error present in Appellant's case warranting reversal, modification or
dismissal, and therefore AFFIRM the judgment and sentence of the trial
court.
JOHNSON, P.J.,
CHAPEL, V.P.J., and STRUBHAR, J., concur.
LUMPKIN, P.J.,
concurs in results.
Footnotes:
1
2
3
4
5
6
7
8
After
defendant's murder conviction and death sentence was affirmed on
direct appeal, 923 P.2d 624, defendant petitioned for postconviction
relief. The Court of Criminal Appeals, Lane, J., held that: (1)
defendant's claim that his death sentence was invalid was waived; (2)
defendant was not denied effective assistance of appellate counsel;
(3) defendant's claim regarding trial court's alleged bias was barred
by res judicata; and (4) defendant was not entitled to evidentiary
hearing or discovery. Application denied.
No. 00-6145
Federal Circuits,
10th Cir.
January 17, 2002
Appeal from
the United States District Court for the Western District of Oklahoma
(D.C. No. CIV-98-25-T)
Before TACHA,
Chief Judge,EBEL and LUCERO, Circuit Judges.
EBEL, Circuit
Judge.
Bobby Joe
Fields appeals the denial of his writ of habeas corpus brought under
28 U.S.C. 2254. A certificate of appealability was granted on the
following four issues: (1) whether trial counsels' pressure of Fields
to accept a blind guilty plea resulted in its being involuntary; (2)
whether trial counsel rendered ineffective assistance in advising
Fields to enter a blind guilty plea; (3) whether the same evidence may
support different death penalty aggravators; and (4) whether there was
sufficient evidence to support the "prior violent felony" aggravator.
We exercise jurisdiction pursuant to 28 U.S.C. 1291 and AFFIRM.
BACKGROUND
A. The
Murder
On March 1,
1993, Shirley Masterson, Bobby Joe Fields's girlfriend, invited Fields
to party at her duplex at 1312 N. Indiana Avenue. Masterson's Aid to
Families with Dependent Children check had arrived and she planned on
using the money to buy alcohol and cocaine. Shawanda and Yolanda
Pittman, Masterson's grown daughters, and Dia Russell, Shawanda and
Yolanda's friend, were partying with Masterson and Fields.
The party
continued the next day, March 2, 1993. Sometime around noon, Fields
walked two doors down to Louise Schem's house (1324 N. Indiana Ave.)
ostensibly to ask if he could do yard work for her. She declined. In
the mid- to late-afternoon, Fields went to the upstairs-half of
Masterson's duplex (1312 1/2 N. Indiana Ave.) to ask Albert Anuario if
he wanted to buy a television and VCR for $70. Anuario, who had also
been drinking, replied that he was interested but that he did not have
enough money.
Fields decided
to steal Schem's television and sell it to buy more cocaine. When,
around 5 p.m., he again walked down the block to carry out the
robbery, he thought Schem was not at home. He opened the screen door,
pushed open the front door,1
crossed the living room to the television (which was on), and reached
to unplug it. At that moment, Schem entered the room carrying her .25
semi-automatic pistol. A struggle ensued as the two of them wrestled
to control the gun. Despite the fact that, at the time, Fields was
thirty years-old, 5' 7" tall, and weighed 140 pounds while Schem was
elderly,2
5' 4" tall, and 114 pounds, their struggle was protracted: it began in
the living room, spilled out the front door and down the steps, and
ended on the sidewalk in front of Schem's house.3
Robert Vallejo
happened to be driving by and saw the final seconds of the
altercation. He testified that he saw them struggling on the sidewalk,
heard Schem cry "Help! Help!", heard a gunshot, and watched Schem fall
to the sidewalk. The government's medical examiner testified that the
bullet had a flat trajectory it entered the back, left-side of Schem's
neck, beneath her left ear, passed through her spinal cord and the
back of her mouth, and exited her mouth, fracturing two of her incisor
teeth. The gunpowder residue on the back of her neck indicated that
the shot was fired from six to twelve inches.4
Vallejo drove
away a short distance, made a U-turn, and returned to the scene.
Fields had fled, but he returned to Masterson's house thirty to forty
minutes later. As he walked in Masterson's back door, the pistol went
off. Dia Russell testified that Fields looked hysterical he was
talking fast and breathing heavily. Perhaps half an hour after
returning to Masterson's house, he went upstairs and sold the gun to
Anuario for $40.
Shortly after
the police and medical personnel started arriving at Schem's house,
Russell took Masterson and Fields to Fields's sister's house. Russell
testified that during the drive Fields said that "he didn't have any
kind of remorse or guilt" and "he wouldn't lose any sleep" because
"white people deserve what they got." (Fields is black; Schem was
white.) In addition, she testified that later, while they were
watching a news story of how the police had arrested a different black
man for the murder, he said that he was "relieved" that he might not
get caught and that "he had thought about being on [the television
show] America's [M]ost [W]anted."
B. Fields's
Arrest and Guilty Plea
Two days after
the murder, on March 4, 1993, Fields was arrested and interrogated.5
He told the police that, thinking Schem was not home, he went to her
house to steal her television. When she surprised him with a gun, he
jumped at her in self-defense, and they wrestled over the weapon. The
struggle spilled out onto the sidewalk, where he pulled the gun from
her hands. As he did so, it went off accidentally, killing her.
Fields was
charged with first degree felony murder, and, in the alternative,
first degree malice murder. On May 7, 1993, a Bill of Particulars was
filed alleging three death penalty aggravators: that Fields previously
had been convicted of a felony involving the use or threat of violence
("prior violent felony"); that Fields committed murder to avoid lawful
arrest or prosecution ("murdered to avoid arrest"); and that Fields
was a continuing threat to society ("continuing threat to society").
Catherine
Burton, an assistant public defender, was assigned Fields's case on
March 24, 1993. Burton was a relatively new attorney in the Public
Defender's Office ("PDO"), having been there only 21/2 years. Up until
five days before trial, Burton was handling the case by herself. Her
repeated requests for help did not elicit a response from the PDO.
Burton was intimidated by the fact that the lead prosecutor in the
case was Robert ("Bob") H. Macy.
Originally,
Oklahoma Judge James Gullet had set trial for October 4, 1993. Burton
asked for a continuance so she could better prepare, and the trial was
reset for Monday, February 7, 1994. On Wednesday, February 2, 1994,
Tim Wilson, assistant public defender and chief of the PDO's
litigation division, the second most experienced death penalty lawyer
at the PDO, overheard in the lunch room that Burton was going to trial
by herself on the Fields case. He sought Burton out and volunteered
his help. She accepted, they talked over the "pleadability" of the
case, and she asked him to argue the motions.
Burton thought
she had a "done deal" with Judge Gullet: she would convince Fields to
accept a blind plea and he would be sentenced to less than death.
Burton drew this conclusion from various conversations with Judge
Gullet. For example, at a pretrial conference, after hearing the
prosecutor recite the facts, Judge Gullet said it did not sound like a
death penalty case to him. At another time, Burton was speaking ex
parte with Judge Gullet about another case, when he asked her to
refresh him on the facts of the Fields case. After she did, he said,
"If the facts are as you say they are, I will very, very, very,
seriously consider giving him life or life without parole." During
that same conversation, he told her he was retiring. Burton took that
statement to mean that the judge was indicating that he was more
inclined to sentence Fields to less than death because the judge would
not have to answer to the media or worry about re-election.
Everyone
agreed, however, that Judge Gullet never promised or guaranteed
anything to Burton or Fields. Judge Gullet stated on the record that
"not once did I advise [Burton] that I would consider one sentencing
over another sentencing. Every time that she talked with this Court,
what I would advise her, I would consider all three statutory ranges
of punishment[: life, life without parole, and death]."
Burton relayed
her impressions to Fields. She tried to convince him to enter a blind
plea of guilty, but he was reluctant. She drew a line on her legal
pad, six inches long, and marked off what she though his chances were
of receiving each of the three possible punishments from Judge Gullet:
his chance of getting death was half an inch, his chance of getting
life was one inch, and his chance of getting life without parole was
everything else 41/2 inches. She also advised Fields that if he went
to trial before a jury she believed that he would get the death
penalty, and that tactically he would be far better off entering a
blind guilty plea to the court.
At the hearing
on the motion to withdraw the plea, Burton testified that the week
before trial she "pulled out all the stops" to convince Fields to
accept the blind plea. She persuaded all of Fields's sisters,
including the one who raised him, to try to convince him to enter a
blind guilty plea. On Sunday, February 6, 1994, the day before trial,
Burton and Wilson visited Fields and she told him that while she was
fully prepared to go to trial, they both recommended that he take the
blind plea because it was his best chance to avoid a death sentence.
Finally they convinced him, and on Monday, February 7, 1994, Fields
entered the blind guilty plea in open court. Prior to entering his
plea, both his trial counsel (Burton and Wilson) and Judge Gullet told
Fields that if he pled guilty, he could be sentenced to life, life
without parole, or death.
The sentencing
hearing took place March 28 - 29, 1994. The State and the defense each
put on ten witnesses. Fields testified and was cross-examined. To
demonstrate the "prior violent felony" aggravator, the government
called Police Detective Robert Cannon. Cannon testified that on March
20, 1986, Fields had snatched a purse from a 58-year-old woman who was
walking through a parking lot with her daughter. The daughter chased
and caught Fields, who, in breaking free of her grasp, threw her to
the ground. The government then introduced, without objection, a
certified judgment and sentence stating Fields was convicted of first
degree robbery.
In mitigation,
the defense showed that Fields's father physically abused his mother,
his mother died when he was three years old, his oldest sister raised
him in a loving family, he lived in a violent neighborhood, he abused
alcohol since age eight, he used drugs since age nine, and he had been
addicted to alcohol and cocaine for about twenty years. Dr. Phillip
Murphy, a clinical psychologist, testified that Fields is somewhat
anxious and agitated, feels tension when faced with anger, and has a
propensity to panic in stressful situations. He stated that Fields has
a balanced personality and a slightly below normal ("dull-average")
I.Q. In his opinion, Fields had his emotional needs met by the loving,
tight-knit family in which he was raised, and would not be a
continuing threat to society.
After closing
arguments, Judge Gullet took a thirty-minute recess to consider the
evidence and make a decision. He found that the State had proven the
existence of all three aggravating circumstances ((1) "prior violent
felony," (2) "murdered to avoid arrest," and (3) "continuing threat to
society") and that these aggravators "far outweigh[ed] any mitigating
circumstances." Thus, he sentenced Fields to death by lethal
injection. The court's final pronouncement of its death sentence took
place one week later, on April 7, 1994.
C. Fields's
Appeals
Fields timely
filed a motion to withdraw his plea on April 15, 1994. On May 13,
1994, Judge Gullet held a hearing on this motion, at which Burton and
Wilson testified.
When asked
whether she "forced" Fields to plead guilty, Burton replied, "No, I
just think I misinformed him. I think I misinterpreted and I
misinformed my client." She reluctantly admitted that her advice to
Fields was a tactical decision, based on her belief that he had a
better chance of avoiding the death penalty if he pled guilty. When
Wilson was asked whether Fields pled voluntarily, he said, "We told
Mr. Fields that the best way to beat the death penalty was to blind
plea. That we thought we had a wink and a nod. Armed with that, Mr.
Fields, yes, he knowingly and voluntarily entered his plea." Wilson
testified that they "strongly urged" Fields to accept the blind plea
but that they made it clear it was "his decision."
Judge Gullet
denied the motion to withdraw the plea, stating, "As far as I'm
concerned this defendant took his chances. . . . I think the defendant
was entered this plea knowingly and voluntarily, and he was adequately
represented by counsel."
Fields
appealed directly to the Oklahoma Court of Criminal Appeals ("OCCA"),
raising fifteen issues, including the four presented to us. See Fields
v. State of Oklahoma, 923 P.2d 624, 627-28 (Okla. Crim. App. 1996)
(hereinafter, "Fields I"). In a published opinion dated July 31, 1996,
the OCCA found no errors warranting reversal and affirmed the death
sentence. See id. at 638. On June 9, 1997, Fields filed for state
post-conviction relief, raising seven issues, and this, too, was
denied by the OCCA. See Fields v. State of Oklahoma, 946 P.2d 266, 273
(Okla. Crim. App. 1997) (hereinafter, "Fields II").
Fields raised
thirteen issues in his petition for federal habeas relief, including
the four presented to us. In a 52-page Memorandum Opinion, Judge
Thompson denied Fields's petition and motion for an evidentiary
hearing. Notwithstanding his Memorandum Opinion, however, Judge
Thomson granted a certificate of appealability ("COA") on two issues:
(1) whether Fields's guilty plea was voluntarily entered due to his
trial counsels' coercion, and (2) whether insufficient evidence
supported the prior violent felony aggravator.
This court
granted COA on two additional issues: (3) whether Fields was denied
adequate representation of trial counsel when deciding to enter a
blind plea of guilty, and (4) whether the same evidence can be used to
support different aggravators in the penalty phase without violating
the United States Constitution.
DISCUSSION
Bobby Joe
Fields is a drug addict who, in order to feed his addiction, tried to
steal a television from a house he arguably thought was empty. At the
time of the attempted theft, he was drunk and probably high and was
not carrying a weapon. Loiuse Schem surprised him, brandishing her .25
mm pistol. After a struggle during which he got control of the gun, he
shot her once through the back of the neck and head, killing her
instantly. He then fled. There was evidence that the gun may have had
a hair-trigger because it discharged again as he re-entered
Masterson's house half-an-hour after the murder. Fields's prior
convictions were for first degree robbery for snatching an elderly
woman's purse and for unauthorized use of a motor vehicle. Although in
many ways this looks like just a burglary gone bad, Bob Macy, the
prosecutor, chose to pursue the death penalty.
Because we do
not find any reversible error, we affirm Fields's conviction and
sentence.
A. Standard
of Review
Under the
[Antiterrorism and Effective Death Penalty Act of 1996], our review of
the state court's proceedings is quite limited . . . . We may not
grant habeas relief unless the state court's decision was: "(1) ...
contrary to, or involved an unreasonable application of, clearly
established federal law, as determined by the Supreme Court of the
United States; or (2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding."
Rogers v.
Gibson, 173 F.3d 1278, 1282 (10th Cir. 1999) (quoting 28 U.S.C.
2254(d)). Factual findings of a state court are presumed correct and
can be overturned by this Court only by a showing of clear and
convincing evidence. See 28 U.S.C. 2254(e)(1).
I. Did
Fields voluntarily enter his guilty plea?
Fields raised
this issue to the OCCA, alleging that he was misinformed of his
chances of receiving the death penalty if he accepted the blind plea
and that Burton assumed that the trial judge had assured her that he
would not sentence Fields to death. See Fields I, 923 P.2d at 632. The
OCCA found the facts were to the contrary. "We find nothing in the
record to indicate [Fields] and defense counsel were not fully aware
that the death penalty was a possibility upon entering a plea. . . .
The record reveals no promises of leniency, threats or coercion as the
catalyst for [Fields's] entry of a blind plea . . . ." Id. "Likewise,
there is nothing in the record supporting defense counsels' claims
that they thought they 'had a wink and a nod' from the judge
indicating [Fields] would not receive the death penalty if he entered
a plea." Id. Thus, the OCCA concluded that "[d]espite his
protestations to the contrary, there is . . . nothing to indicate that
[Fields] did not knowingly and voluntarily, albeit with some anxiety,
enter the guilty plea." Fields I, 923 P.2d at 634.
Whether a plea
is voluntary is a question of federal law, but this legal conclusion
rests on factual findings and inferences from those findings. See
Parke v. Raley, 506 U.S. 20, 35 (1992) (pre-AEDPA case). Fields has
not demonstrated a violation of AEDPA because he has failed to show
that the OCCA's conclusion that he entered his plea voluntarily "was
contrary to, or involved an unreasonable application of, clearly
established Federal law as determined by the Supreme Court . . . or .
. . was based on an unreasonable determination of the facts . . . ."
28 U.S.C. 2254(d).
The Due
Process Clause of the Fourteenth Amendment requires that a defendant
knowingly and voluntarily enter a plea of guilty. See Boykin v.
Alabama, 395 U.S. 238, 242 (1969); Miles, 61 F.3d at 1465. "A plea can
be involuntary even if the threats or promises do not come from a
person within the criminal justice system." 5 Wayne R. LaFave, et al.,
Criminal Procedure 21.4(b), at 157 n.33 (2d ed. 1999). "Acts that
might constitute coercion if done by the court or a prosecutor may not
rise to that level if done by others." Iaea v. Sunn, 800 F.2d 861, 867
(9th Cir. 1986) (citing United States ex rel. Brown v. LaVallee, 424
F.2d 457, 461 (2d Cir. 1970) (explaining that statements that might
have been coercive when made by a prosecutor or judge are not coercive
when made by defendant's mother and his counsel)).6
"[C]oercion by the accused's counsel can render a plea involuntary."
United States v. Estrada, 849 F.2d 1304, 1306 (10th Cir. 1988).
"The
longstanding test for determining the validity of a guilty plea is
'whether the plea represents a voluntary and intelligent choice among
the alternative courses of action open to the defendant.'" Hill v.
Lockhart, 474 U.S. 52, 56 (1985) (quoting North Carolina v. Alford,
400 U.S. 25, 31 (1970). "A plea may be involuntary when an attorney
materially misinforms the defendant of the consequences of the plea,"
United States v. Rhodes, 913 F.2d 839, 843 (10th Cir. 1990), e.g., by
falsely alleging that promises or guarantees exist, see Braun v. Ward,
190 F.3d 1181, 1189 (10th Cir. 1999) (finding a guilty plea voluntary
because the defendant was "taking his chances" by relying on his
attorney's good-faith advice and there was no evidence of guarantees
or promises). In addition, a plea may be involuntary if counsel
informs the defendant that he has no choice, he must plead guilty. See
United States v. Carr, 80 F.3d 413, 416 (10th Cir.1996) (stating that,
to be valid, a plea must represent a "voluntary and intelligent choice
among the alternative courses of action open to the defendant")
(emphasis added). Fields was neither materially misinformed nor told
he had no choice.
The two
potential sources of coercion in this case are his trial counsel and
his family. As for trial counsel, although Burton and Wilson "pulled
out all the stops" and "strongly urged" Fields to accept the blind
guilty plea, they never told him they had a promise or guarantee that
by pleading guilty he would not receive a death sentence. They couched
their advice in terms of probabilities, e.g., Burton's line-diagram
that, based on her assessment of Judge Gullet's statements and
actions, he was far more likely to sentence Fields to less than death
if he pled guilty. "An erroneous sentence estimate by defense counsel
does not render a plea involuntary. And a defendant's erroneous
expectation, based on his attorney's erroneous estimate, likewise does
not render a plea involuntary." Wellnitz v. Page, 420 F.2d 935, 936-37
(10th Cir. 1970) (internal citations omitted). The Supreme Court
explained,
Waiving trial
entails the inherent risk that the good-faith evaluations of a
reasonably competent attorney will turn out to be mistaken either as
to the facts or as to what a court's judgment might be on given facts.
That a guilty
plea must be intelligently made is not a requirement that all advice
offered by the defendant's lawyer withstand retrospective examination
in a post-conviction hearing.
McMann v.
Richardson, 397 U.S. 759, 770 (1970).
In a prior
case, this court found a guilty plea voluntary despite trial counsel's
"vigorous[] urg[ing]" that his client plead guilty because the
attorney believed it was in his client's best interest. See Miles, 61
F.3d at 1470. Indeed, one central component of a lawyer's job is to
assimilate and synthesize information from numerous sources and then
advise clients about what is perceived to be in their best interests.
"'Advice even strong urging' by counsel does not invalidate a guilty
plea." Williams v. Chrans, 945 F.2d 926, 933 (7th Cir. 1991) (quoting
Lunz v. Henderson, 533 F.2d 1322, 1327 (2d Cir. 1976)); accord Carr,
80 F.3d at 416.
Furthermore,
the trial court advised Fields at the change-of-plea hearing that he
could be sentenced to life, life without parole, or death. This
colloquy between a judge and a defendant before accepting a guilty
plea is not pro forma and without legal significance. Rather, it is an
important safeguard that protects defendants from incompetent counsel
or misunderstandings. At these colloquies, judges take the time to
insure that defendants understand the consequences of a guilty plea.
See Hardzog v. State, 293 P. 1107, 1108 (Okla. Crim. App. 1930)
(stating that a guilty plea "should not be accepted until after the
defendant has been fully advised by the court of his rights and the
consequences of his plea"); cf. Fed. R. Crim. P. 11(c) (entitled
"Advice to Defendant" and requiring that a court address the defendant
personally in open court and inform the defendant of, and determine
that the defendant understands, inter alia, the nature of the charge
and the maximum possible penalty provided by law). Had Fields
misunderstood or been misinformed about the possibility of receiving
the death penalty, Judge Gullet's discussion would have alerted Fields
to that fact.
The claim that
Fields's family coerced him also fails. While Burton convinced
Fields's family to implore him to plead guilty, Fields never alleges
that his family members forced or threatened him. By comparison, in
Miles, the defendant's family "urged him to plead [guilty] so that
they would not have to go to prison." Miles, 61 F.3d at 1469. Yet even
there this court upheld the district court's determination that
"although Petitioner's family urged him to enter the plea, they did
not force, threaten, or coerce him to do so." Id. For the foregoing
reasons, we determine that there was no violation of AEDPA. Fields has
not demonstrated that the OCCA's conclusion that he entered his blind
guilty plea voluntarily "was contrary to, or involved an unreasonable
application of, clearly established Federal law as determined by the
Supreme Court . . . or . . . was based on an unreasonable
determination of the facts . . . ." 28 U.S.C. 2254(d).7
II. Did
trial counsel render ineffective assistance in advising Fields to
enter a blind guilty plea?
"Claims of
ineffective assistance of counsel involve mixed questions of law and
fact for purposes of review under 2254." Gonzales v. McKune, 247 F.3d
1066, 1072 (10th Cir. 2001) (citing Williams v. Taylor, 529 U.S. 362,
402-03 (2000) (reviewing question of prejudice in ineffective
assistance of counsel claim under 2254(d)(1))), reh'g en banc granted
on other grounds, No. 00-3003 (10th Cir. June 18, 2001). "If a state
court did not hear the petitioner's claims on the merits, however, we
review the district court's legal conclusions de novo and its findings
of fact, if any, for clear error." Id. "The Supreme Court has set
forth a two-part test for evaluating the claim of a habeas petitioner
who is challenging his guilty plea on the ground that he was denied
his Sixth Amendment right to effective assistance of counsel." Miller
v. Champion, 161 F.3d 1249, 1253 (10th Cir. 1998).
First, "the
defendant must show that counsel's representation fell below an
objective standard of reasonableness." Hill v. Lockhart, 474 U.S. 52,
57 (1985). "To prove deficient performance, [Fields] must overcome the
presumption that counsel's conduct was constitutionally effective. . .
. For counsel's performance to be constitutionally ineffective, it
must have been completely unreasonable, not merely wrong." Boyd v.
Ward, 179 F.3d 904, 914 (10th Cir. 1999).
Second, "in
order to satisfy the 'prejudice' requirement, the defendant must show
that there is a reasonable probability that, but for counsel's errors,
he would not have pleaded guilty and would have insisted on going to
trial." Hill, 474 U.S. at 59. When assessing "prejudice," a court may
consider the likelihood that the correction of an alleged error "would
have led counsel to change his recommendation as to the plea. This
assessment, in turn, will depend in large part on a prediction whether
the [error] likely would have changed the outcome of a trial." Id. See
Miller v. Champion, 262 F.3d 1066, 1073 (10th Cir. 2001).
"We may
address the performance and prejudice components in any order, but
need not address both if [Fields] fails to make a sufficient showing
of one." Boyd, 179 F.3d at 914.
Relevant to
this appeal are three ways Fields alleges his trial attorneys'
performance was constitutionally ineffective: (1) they coerced Fields
into accepting the guilty plea, see Opening Brief at 21, 23; (2) they
drew unwarranted conclusions from their conversations with Judge
Gullet and the prosecutors, id. at 22-23; and (3) they failed to
advise him that he was not guilty of either felony or malice murder,
id. at 21, 23-27.8
The OCCA
addressed the first two of these claims and found "nothing to support
[Fields's] claim that counsel's performance was deficient." Fields I,
923 P.2d at 635. It reasoned, "The fact that the desired result was
not reached in this case does not render defense counsel ineffective."
Id. Fields first raised the third claim on federal habeas review, and
the federal district court rejected it on two, alternative grounds:
(1) it was procedurally barred and no exceptions to the bar apply, and
(2) "the claim itself lacks merit." Memorandum Opinion at 50.
1. Coercion
Fields admits
that this argument is merely a re-statement of his argument from Issue
One. See Opening Brief at 23 ("Fields would not have pleaded guilty,
except for trial counsel's utilization of certain unacceptable tactics
herein above discussed in Proposition I, above."). Since we concluded
above that Burton and Wilson did not coerce Fields but merely
"strongly urged" him to do what they thought was in his best interest,
we find this argument fails to demonstrate deficient performance.
Accordingly, the OCCA's determination that there was "nothing [in the
record] to support [Fields's] claim that counsel's performance was
deficient" was not "contrary to, or [did not] involve[] an
unreasonable application of, clearly established Federal law as
determined by the Supreme Court." 28 U.S.C. 2254(d)(1).
2.
Unwarranted Conclusions from Conversations with the Judge
Fields argues
that "[t]rial counsel's reliance upon these statements [by Judge
Gullet and the district attorneys], as gospel, was deficient . . . ."
Lawyers, like Burton, are supposed to draw conclusions from all the
evidence in a case and recommend what they think is in their clients'
best interest. That is precisely what Burton did, even if her
conclusions were, in hindsight, unwarranted.
A fair
assessment of attorney performance requires that every effort be made
to eliminate the distorting effects of hindsight, to reconstruct the
circumstances of counsel's challenged conduct, and to evaluate the
conduct from counsel's perspective at the time. Because of the
difficulties inherent in making the evaluation, a court must indulge a
strong presumption that counsel's conduct falls within the wide range
of reasonable professional assistance; that is, the defendant must
overcome the presumption that, under the circumstances, the challenged
action might be considered sound trial strategy.
Strickland v.
Washington, 466 U.S. 668, 689 (1984) (quotations omitted). "The
Supreme Court has recognized that because representation is an art and
not a science, even the best criminal defense attorneys would not
defend a particular client in the same way." Waters v. Thomas, 46 F.3d
1506, 1522 (11th Cir.1995) (en banc) (alterations, quotation marks,
and citations omitted). Burton's performance was not completely
unreasonable; therefore it was not deficient. See Boyd, 179 F.3d at
914 ("For counsel's performance to be constitutionally ineffective, it
must have been completely unreasonable, not merely wrong.").
The facts in
this case are strikingly similar to those in Braun v. Ward, 190 F.3d
1181 (10th Cir. 1999). In that case, Braun alleged that "his blind
plea of nolo contendere was involuntary because it was induced by the
ineffective assistance of trial counsel." Id. at 1188. Braun contended
that "his attorneys misled him into entering his plea when they
related to him an alleged conversation with the trial judge indicating
that the judge was surprised the prosecutors were seeking the death
penalty . . . and when they advised him that he had a better shot in
front of the judge than a jury of getting life without parole." Id. In
addition, Braun complained about his attorneys' observation that "the
judge was a veteran and would not feel the pressure" to give a death
sentence. Id. at 1189.
This court
rejected his claim, writing, "Braun's attorneys made no guarantees
regarding his sentence. Based upon their experience and expertise,
they properly advised him that he had a better shot in front of the
judge. . . . Moreover, it is clear Braun knew when he was entering his
plea that he was taking his chances." Id. at 1190. We find no
deficient performance in counsel's recommendations that Fields enter
into a blind guilty plea based, in part, upon counsel's interpretation
of the district judge's sentiments as expressed in ex parte
communications.
At oral
argument, Fields's counsel argued that Burton's representation was
deficient because, in advising Fields, she had relied solely on ex
parte discussions with Judge Gullet. We reject this argument for two
reasons. First, it is counter-factual. Implicit in Burton's
recommendation to Fields that he had a better chance of not receiving
the death penalty from a judge than a jury was an assessment by Burton
of the merits of the case. Second, while it might have been improper
for Burton to have ex parte conversations with Judge Gullet, once they
occurred she was under no duty to disregard what she had learned.
Again, a lawyer is supposed to take all information she learns and use
it to advise her client of his best course of action.
Consequently,
the OCCA's conclusion that Fields's counsels' performance was not
deficient was not "contrary to, or [did not] involve[] an unreasonable
application of, clearly established Federal law as determined by the
Supreme Court." 28 U.S.C. 2254(d)(1).
3. Not
Guilty of Murder
Fields argues
that he was not guilty of burglary, so he could not have been guilty
of felony murder. He reasons that he was not guilty of burglary
because "there was not forcible entry [into Schem's home], [Fields]
was unarmed and he [believed Schem] was not at home at the time of the
break-in of her home." Id. The federal district court concluded (1)
that this claim is procedurally barred, and (2) that Fields's own
testimony establishes that he is guilty of burglary. See Memorandum
Opinion at 30-32, 45-50. We need not review the district court's
conclusion that this claim is procedurally barred because we can
easily find it fails on the merits. See United States v. Wright, 43
F.3d 491, 496 (10th Cir. 1994) (rejecting claim under 2255 on the
merits, rather than on the alternative ground of procedural default).
Fields's
contentions that he did not forcibly enter, that he was unarmed, and
that he believed Schem was not home are not dispositive. "The
essential elements of First Degree Burglary are (1) breaking, (2)
entering, (3) a dwelling, (4) of another, (5) in which a human is
present, (6) with the intent to commit some crime therein." Calhoun v.
State, 820 P.2d 819, 821 (Okla. Crim. App. 1991). "The word 'breaking'
has been defined as 'any act of physical force, however slight, by
which obstructions to entering are removed.'" Pack v. State, 819 P.2d
280, 283 (Okla. Crim. App. 1991).
In Pack, the
OCCA found that pushing a door that was already one to two feet open
in order to gain entry qualified as "breaking." See id.; see also Dean
v. State, 381 P.2d 178, 182 (Okla. Crim. App. 1963) (opening a closed
door in order to enter a building constitutes "breaking"). While here
it was ambiguous whether Schem's front door was closed or slightly
ajar, Fields's action of opening the screen door, pushing open (or
opening) the front door, and crossing the threshold into Schem's home
satisfies the first two elements of "breaking" and "entering."
Finally, as
the district court wrote, "There is no requirement that the defendant
know someone is at home to commit First Degree Burglary. Rather,
someone must be home." Memorandum Opinion at 49 (emphasis in
original). It is undisputed that Schem was, in fact, at home when
Fields entered with the intent to steal her television.
Thus, we find
this argument without merit.
III. Does
using the same evidence to support different death penalty aggravators
violate the federal Constitution?
It is unclear
whether, in this claim, Fields argues that the federal Constitution
was violated because (1) the three aggravators in this case were
duplicative or (2) the same evidence was used to support more than one
aggravator. Either way, this claim fails on the merits.9
A.
Duplicative Factors
"The
constitutional validity of aggravating factors is a question of law
subject to de novo review." United States v. McCullah, 76 F.3d 1087,
1107 (10th Cir. 1996). In McCullah, this court explained that the
presence of "duplicative" aggravating factors results in weighing a
factor twice, see id. at 1111-12, and "[s]uch double counting . . .
has a tendency to skew the weighing process and creates the risk that
the death sentence will be imposed arbitrarily and thus,
unconstitutionally." Id. at 1111.
Accordingly,
we held "that the use of duplicative aggravating factors creates an
unconstitutional skewing of the weighing process which necessitates a
reweighing of the aggravating and mitigating factors." Id. at 1112. To
determine whether aggravating factors are duplicative "[t]he
applicable test 'is not whether certain evidence is relevant to both
aggravators, but rather, whether one aggravating circumstance
necessarily subsumes the other[s].'" Smith v. Gibson, 197 F.3d 454,
464 (10th Cir. 1999) (quoting Cooks v. Ward, 165 F.3d 1283, 1289 (10th
Cir. 1998)).
The three
aggravating factors in this case "prior violent felony," "murdered to
avoid arrest," and "continuing threat to society" are not duplicative
because none of them "necessarily subsumes" the others. "Prior violent
felony" requires that the government prove the defendant has
committed, in his past, some violent felony which is unrelated to the
crime for which he is being convicted. "Murdered to avoid arrest"
requires that the government prove the defendant murdered someone in
order to avoid lawful arrest or prosecution for the crime for which he
is being convicted. "Continuing threat to society" requires that the
government prove, based upon his prior conduct, the defendant will
likely be a continuing threat to society in the future. The three
aggravators are distinguishable on the basis of the time-frame and
conduct necessary to prove their existence. While some of the same
evidence may be relevant to proving the existence of each, none of
them "necessarily subsumes" any of the others.
The evidence
in this case supports this observation. To prove "prior violent
felony" the government elicited testimony about a purse-snatching
Fields committed in 1986. To prove "murdered to avoid arrest" the
government introduced evidence that Fields killed Schem in order to
avoid being identified by her. To prove "continuing threat to society"
the government relied on the same evidence for the prior two
aggravators plus other evidence, e.g., "that [Fields] was unemployed
and an admitted crack addict" who "was prone to panic in stressful
situations" and that Fields "left the scene of the murder, sold the
victim's gun to an upstairs neighbor, and purchased additional drugs
with that money before returning to his girlfriend's house, all within
a short period of time." Fields I, 923 P.2d at 637. This evidence was
used to demonstrate a likelihood that Fields would be dangerous in the
future. None of the inquiries "necessarily subsumed" any of the
others.
This court has
explicitly found that "prior violent felony" and "continuing threat to
society" are not duplicative: "[T]he aggravating circumstance of
future dangerousness and prior felony conviction are not duplicative.
The former is supported by evidence of the petitioner's potentiality
for future dangerous acts, the latter by evidence of petitioner's past
acts." Johnson v. Gibson, 169 F.3d 1239, 1252 (10th Cir. 1999) (citing
Berget v. State, 824 P.2d 364 (Okla. Crim. App. 1991)). Berget
explains the difference between "prior violent felony" and "continuing
threat to society":
[T]he two
aggravating circumstances are clearly individual, calling for unique
determinations on the part of the jury. In one instance, the sentencer
is called upon to evaluate evidence, the judgments and sentences,
which indicate the defendant's prior history of criminal activity. In
the second instance, the court must look at evidence, including the
circumstances of the defendant's prior crimes, in order to determine
the likelihood of a defendant's future violent criminal activity.
Berget, 824
P.2d at 377.
We reject
Fields's claim of error on this issue.
B. Using
the Same Evidence to Support Different Aggravators
Fields cites
no cases to support the proposition that it is improper to use the
same evidence to support different aggravators. So long as the
aggravators are not duplicative, see supra, we see no problem with
this. It is commonplace to use one piece of evidence to prove
different aspects of a case. For example, a gun might be used to prove
the identity of the defendant (because the gun was registered to the
defendant or because it had his fingerprints), the mode of death of
the victim (whether he was shot or beaten with the butt), and the
existence of a sentencing enhancement (felon in possession of a
firearm). There is no error.
IV. Was
sufficient evidence presented to support the "prior violent felony"
aggravator?
Fields argues
that there was insufficient evidence to support the prior violent
felony aggravator because the testimony detailing the prior crime
snatching a purse from a 58-year-old woman contained no evidence of
violence or threats of violence. Notably, Fields does not dispute that
he was validly convicted of first degree robbery. Rather, he argues
that there was insufficient evidence to show that the facts underlying
his robbery conviction included violence or threats of violence. The
OCCA rejected this challenge on direct review. See Fields I, 923 P.2d
at 637. Given our deferential standard of review, we must affirm.
A. Standard
of Review
Fields's
sufficiency of the evidence challenge reduces, in essence, to a claim
that the state court simply misapplied its own aggravating
circumstance to the facts of this case. Because federal habeas corpus
relief does not lie for errors of state law, federal habeas review of
a state court's application of a constitutionally narrowed aggravating
circumstance is limited, at most, to determining whether the state
court's finding was so arbitrary or capricious as to constitute an
independent due process or Eighth Amendment violation.
Lewis v.
Jeffers, 497 U.S. 764, 780 (1990) (citations omitted). "[I]n
determining whether a state court's application of its
constitutionally adequate aggravating circumstance was so erroneous as
to raise an independent due process or Eighth Amendment violation, we
think the . . . appropriate standard of review is the 'rational
factfinder' standard established in Jackson v. Virginia, 443 U.S. 307
(1979)." Id. at 781. Under the "rational factfinder" standard, a court
asks "whether, after viewing the evidence in the light most favorable
to the prosecution, any rational trier of fact could have found the
[presence of the aggravating circumstance] beyond a reasonable doubt."
Id. (emphasis in original).
Jeffers was
decided in 1990, before enactment of AEDPA. AEDPA adds another layer
of deferential review and has engendered some confusion in Tenth
Circuit case-law in this area:
Prior to
AEDPA, we reviewed sufficiency of the evidence challenges de novo. See
Moore v. Gibson, 195 F.3d 1152, 1176 (10th Cir. 1999). Under AEDPA,
however, our standard of review is not as clear. There is precedent in
the Tenth Circuit that a sufficiency of the evidence challenge is a
legal question and other precedent suggesting it is a question of
fact. See Moore, 195 F.3d at 1176-77 (collecting cases on both sides).
If we treat the issue as a legal determination, we look to 28 U.S.C.
2254(d)(1) and determine whether the state court decision was contrary
to or an unreasonable application of clearly established federal law.
If, on the other hand, it is a factual question, we look to 2254(d)(2)
and decide whether the state court decision was an unreasonable
determination of the facts in light of the evidence presented to the
state court. Further, 2254(e)(1) requires us to afford a presumption
of correctness to a state court's factual findings.
Hale v.
Gibson, 227 F.3d 1298, 1335 n.17 (10th Cir. 2000); see also Thomas v.
Gibson, 218 F.3d 1213, 1227 (10th Cir. 2000) (using same formulation
and finding evidence insufficient to support aggravator); Medlock v.
Ward, 200 F.3d 1314, 1321 & n.6 (10th Cir. 2000) (using same
formulation and finding evidence sufficient to support aggravator);
Moore v. Gibson, 195 F.3d 1152, 1176-77 (10th Cir. 1999) (same). Thus,
if we treat the issue as a legal determination under 2254(d)(1) we ask
whether the state court decision was contrary to or an unreasonable
application of the "rational factfinder" standard. On the other hand,
if we treat the issue as a factual determination under 2254(d)(2) and
(e)(1) we ask whether Fields has rebutted the presumption of
correctness by showing, by clear and convincing evidence, that the
state court's decision was an unreasonable determination of the facts.
We have held,
however, that it is possible to avoid deciding what standard of review
applies when the petitioner's claims are clearly meritless under
either standard. See Hale, 227 F.3d at 1335 n.17 ("In this case,
however, we do not determine which is the more appropriate analysis
because Hale's claim lacks merit under either standard of review.").
Here, too, we follow this approach because we believe that under
either of these highly deferential standards Fields's claim fails.
B. Merits
Oklahoma
defines the "prior violent felony" aggravator as "a felony involving
the use or threat of violence to the person." Okla. Stat. Ann. tit.
21, 701.12(1). The OCCA has established, [T]he State is required to go
beyond simple proof that a defendant in a capital case had prior
felony convictions to establish the aggravating circumstance. The
State must additionally prove that the prior felonies involved the use
or threat of violence to the person. The fact that the prior felonies
were committed and that the defendant committed them are properly and
most easily proven through the use of the judgment and sentence.
However, the element that the felonies involved the use or threat of
violence is not so easily and summarily proven. It is therefore
necessary that the State present sufficient information concerning the
prior felony convictions to support its contention.
Brewer v.
State, 650 P.2d 54, 62 (Okla. Crim. App. 1982). The Brewer court
offered rape and second-degree murder as two examples of prior
felonies that courts and parties might assume involve the use or
threat of violence to the person, but that conceivably might not the
defendant might have committed statutory rape or second-degree murder
by driving while intoxicated. See id. Thus, Brewer requires "the State
[to] carry the burden of proving that the circumstances concerning a
defendant's prior felony convictions are appropriate to its contention
that the defendant should suffer the ultimate penalty of death." Id.
at 63.
In this case,
police detective Robert Cannon testified that on March 20, 1986,
Fields had snatched a purse from a 58-year-old woman in a parking lot.
The victim's daughter, who was walking with the victim when the
robbery occurred, chased and caught up with Fields, who knocked her
down during the struggle to break free from her. Cannon described the
crime as "a robbery by force." In addition, the government introduced,
without objection, a certified judgment and sentence stating Fields
had been convicted of first degree robbery on April 9, 1986. "First
degree robbery" is defined in Oklahoma as "[r]obbery, when
accomplished by the use of force, or of putting the person robbed in
fear of some immediate injury to his person." Okla. Stat. Ann. tit.
21, 797. On this record, we cannot state that the OCCA committed error
under either AEDPA standard referred to above.
We affirm
because we do not find that the OCCA unreasonably applied the
"reasonable factfinder" standard nor do we find that Fields has
rebutted the presumption of correctness by showing, by clear and
convincing evidence, that the OCCA's factual determination was
unreasonable.
CONCLUSION
For the
foregoing reasons, we AFFIRM the district court's decision to deny
Fields's habeas petition.
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