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Charles Adrian
FOSTER
Robbery
May 25, 2000
OKLAHOMA EXECUTION: In Oklahoma
early Thursday, Charles Adrian Foster, 51, was executed by injection
for killing a 74-year-old man delivering groceries to his home in
1983. Claude Wiley was beaten with a baseball bat and stabbed during
the robbery.
Wiley operated a neighborhood grocery in Muskogee. His
niece and only living relative, Donna Maria Loggins, said that 17
years after the murder, "we're past due.''
Charles Foster's attorney contended that he was
mentally retarded, something that wasn't considered by the jury that
convicted him and served as the basis for his final appeal.
Foster becomes the 6th condemned inmate to be put
to death this year in Oklahoma and the 25th overall since the state
resumed executions in 1990. Foster also becomes the 37th condemned
inmate to be put to death this year in the USA and the 635th overall
since America resumed executions on Jan. 17, 1977.
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
July 7, 1999
Before SEYMOUR, BALDOCK and
BRORBY, Circuit Judges.
BRORBY, Circuit Judge.
BACKGROUND
Mr.
CharlesFoster was tried in
Oklahoma state court on an information
alleging first degree murder as well as
burglary and larceny. After a two-day trial,
a jury convicted Mr.
Foster for the murder of Claude Wiley,
a seventy-four-year-old grocery store owner
who disappeared on April 1, 1983, while
making deliveries. Mr. Wiley's last delivery
was to the home of Charles
and Eula May Foster.
His body was discovered near an abandoned
house in Muskogee ten days later. Mr. Wiley
suffered multiple stab wounds to the chest,
blunt force lacerations to the head and face,
and an extensive skull fracture.
The State
originally charged both Mr. and Mrs.
Foster with Mr.
Wiley's murder. However, prosecutors later
reduced the charge against Mrs.
Foster to "accessory
after the fact." Mrs.
Foster was the State's key witness.
She testified at trial Mr.
Foster was hiding behind the front
door with a baseball bat when Mr. Wiley
first entered their house. After accusing
Mr. Wiley of having "something to do" with
Mrs. Foster, Mr.
Foster pushed Mr.
Wiley, repeatedly struck him with the bat,
and then wrapped him in a blanket and left
in Mr. Wiley's El Camino. Mrs.
Foster further
testified that Mr. Foster
returned home after about forty-five
minutes, and then left again fifteen minutes
later for approximately one and a half hours.
When Mr. Foster
returned the second time, he had in his
possession a number of items from Mr.
Wiley's home. Soon after Mr.
Foster's return,
the couple fled to Texas in Mr. Wiley's El
Camino. Mrs. Foster
denied knowing that Mr.
Foster intended to attack and kill
Mr. Wiley when he delivered the groceries to
their house. She further denied ever
striking or stabbing Mr. Wiley.
In
rebuttal, Mr. Foster
testified his wife had sent him to the
grocery store around 6:20 p.m. on April 1,
1983. He picked up the groceries she
requested and then waited outside the store
for awhile because it was raining. He
testified that at about 7:50 p.m. his wife
came to the grocery store in Mr. Wiley's El
Camino. She told him she had borrowed the El
Camino and they were going to visit her
mother in Texas. Mr.
Foster consistently denied any
knowledge of Mr. Wiley's murder, but
admitted pawning some of Mr. Wiley's
possessions at his wife's request.
One of Mr.
Foster's former
cell-mates, Mr. Jody Lynch, testified during
the sentencing stage that Mr.
Foster had admitted
killing Mr. Wiley and wrapping him in a
blanket, and had threatened to kill Mrs.
Foster and her
family. Mrs. Foster
also testified during the sentencing stage.
She told the jury of the physical abuse she
had suffered at Mr. Foster's
hands, and explained that upon her arrest,
she asked the police to protect her from Mr.
Foster. Detective
Grayson corroborated Mrs.
Foster's testimony concerning her
fear of Mr. Foster.
During the
sentencing stage, Mr.
Foster told the jury about his family
and educational background, his work history,
and his prior run-ins with law enforcement.
He maintained he did not kill Mr. Wiley and
denied admitting the murder to Mr. Lynch. He
further denied threatening to kill Mrs.
Foster and her
family or ever abusing Mrs.
Foster. Rather, he
claimed Mrs. Foster
once stabbed him in the shoulder. Mr.
Foster stipulated
on the record he had previously been
convicted of two felonies involving the use
or threat of violence.
After
hearing this evidence and considering it
together with the evidence presented during
the guilt stage of trial, the jury found
three aggravating circumstances in support
of the death penalty: (1) Mr. Wiley's murder
was especially heinous, atrocious or cruel;
(2) Mr. Foster
posed a continuing threat to society; and
(3) Mr. Foster
previously had been convicted of a felony
involving the use or threat of violence.
Accordingly, on November 28, 1983, the trial
court sentenced Mr. Foster
to death.
Mr.
Foster took a
direct appeal to the Oklahoma Court of
Criminal Appeals. That court affirmed his
conviction and sentence.
Foster v. Oklahoma, 714 P.2d 1031 (Okla.
Crim. App.), cert. denied, 479 U.S. 873
(1986). He later filed an application for
post-conviction relief in the District Court
of Muskogee County. The district court
denied relief and was affirmed on appeal to
the Oklahoma Court of Criminal Appeals.
Foster v. Oklahoma,
No. PC-87-729 (Okla. Crim. App. May 5,
1988). The United States Supreme Court
subsequently granted certiorari and remanded
Mr. Foster's case
to the Oklahoma Court of Criminal Appeals
for reconsideration in light of Maynard v.
Cartwright, 486 U.S. 356 (1988).
Foster v. Oklahoma,
488 U.S. 884 (1988). On remand, the Oklahoma
court again denied post-conviction relief.
Foster v. Oklahoma,
779 P.2d 591 (Okla. Crim. App. 1989), cert.
denied, 497 U.S. 1032 (1990). Mr.
Foster filed a
second application for post-conviction
relief, which was also denied and then
affirmed on appeal. Foster
v. Oklahoma, No. PC-93-1020 (Okla. Crim. App.
Jan. 20, 1995). Mr. Foster
filed his federal habeas petition in June
1995. The district court denied relief in
June 1997, and denied Mr.
Foster a certificate of appealability.
Applying
Lindh v. Murphy, 521 U.S. 320 (1997), we
conclude a certificate of appealability is
not a jurisdictional requirement in this
appeal since Mr. Foster's
petition was filed before April 24, 1996,
the enactment date of the Antiterrorism and
Effective Death Penalty Act ("AEDPA"). The
version of 28 U.S.C. 2253 applicable to this
appeal requires a certificate of probable
cause. In his brief on appeal, Mr.
Foster acknowledges
this requirement and requests that this
court issue a certificate of probable cause.
Because we conclude Mr.
Foster has made a "substantial
showing of the denial of [a] federal right,"
Barefoot v. Estelle, 463 U.S. 880, 893
(1983) (internal quotation marks and
citation omitted), we grant a certificate of
probable cause and proceed to consider Mr.
Foster's petition,
applying pre-AEDPA law.
DISCUSSION
Mr.
Foster raises five
issues on appeal from the denial of his
habeas petition: (1) ineffective assistance
of counsel during both the guilt and
sentencing stages of trial; (2) denial of a
post-examination competency hearing; (3)
failure to disclose the true nature of
lenient treatment provided Mrs.
Foster in exchange
for her testimony; (4) failure to instruct
the jury regarding Mrs.
Foster's status as an accomplice; and
(5) unconstitutionality of sentencing stage
jury instructions concerning aggravating and
mitigating circumstances.
We review
the district court's legal conclusions
concerning these issues de novo and its
factual findings for clear error. Hill v.
Reynolds, 942 F.2d 1494, 1495 (10th Cir.
1991). Habeas relief must be granted only if
the claimed constitutional error "'had
substantial and injurious effect or
influence in determining the jury's verdict.'"
Kyles v. Whitley, 514 U.S. 419, 436 (1995) (quoting
Kotteakos v. United States, 328 U.S. 750,
776 (1946)). If we are in "grave doubt"
about whether an error satisfies that
standard, then the error cannot be treated
as harmless and the petitioner must prevail.
O'Neal v. McAninch, 513 U.S. 432, 437-38
(1995).
Mr.
Foster's
ineffective assistance of counsel claim
presents a mixed question of fact and law we
review de novo. Williamson v. Ward, 110 F.3d
1508, 1513 (10th Cir. 1997). To prevail on
this claim, Mr. Foster
must first demonstrate his counsel "committed
serious errors in light of 'prevailing
professional norms'" such that his legal
representation fell below an objective
standard of reasonableness. United States v.
Haddock, 12 F.3d 950, 955 (10th Cir. 1993) (quoting
Strickland v. Washington, 466 U.S. 668, 688
(1984)). If Mr. Foster
demonstrates constitutionally deficient
performance, he must then show prejudice "a
'reasonable probability' that the outcome
would have been different had those errors
not occurred." Haddock, 12 F.3d at 955 (quoting
Strickland, 466 U.S. at 694). This court may
address the performance and prejudice
components in any order, but need not
address both if Mr. Foster
fails to make a sufficient showing of one.
Strickland, 466 U.S. at 697.
Because we
can fully resolve Mr.
Foster's ineffective assistance of
counsel claim on the record before us, we
conclude he is not entitled to an
evidentiary hearing on this issue as he
suggests. See Shillinger v. Haworth, 70 F.3d
1132, 1138 (10th Cir. 1995); Scrivner v.
Tansy, 68 F.3d 1234, 1242 (10th Cir. 1995),
cert. denied, 516 U.S. 1178 (1996).
Mr.
Foster complains he
was prejudiced at the guilt stage of his
trial by his counsel's failure to
investigate and discover available witnesses
to support his alibi defense, request a
post-examination competency hearing,
adequately advise him whether to testify on
his own behalf, request an accomplice
instruction, object to the alibi instruction,
and object to the introduction of motel and
pawn shop receipts. Mr.
Foster further claims prejudice as a
result of his counsel's "invitation" to the
court to admit Mrs. Foster's
written statement to police into evidence.
We consider each alleged instance of
ineffective assistance in turn.
1.
Alibi Witnesses.
Mr.
Foster's
ineffective assistance of counsel claim
centers in large part on his allegation that
trial counsel failed to investigate and
discover witnesses who would have supported
his alibi defense. Specifically, Mr.
Foster proffers the
affidavits of Ms. Cecille Fuller and Mr.
Alvin Williams, two individuals who worked
at Weddles grocery store the grocery store
Mr. Foster claims
to have been at when Mr. Wiley was murdered.
According to Mr. Foster,
"[t]his impartial testimony unquestionably
would have had an effect on [his] jury."
Both Ms.
Fuller's and Mr. Williams' affidavits were
prepared ten years after Mr.
Foster's trial,
thus raising questions as to their veracity.
However, since the State has not rebutted
either affidavit, we will treat the factual
allegations contained therein as true. See
Williamson, 110
F.2d at 513. Moreover, we assume
without deciding that it is unreasonable for
counsel not to attempt to identify and
contact alibi witnesses to ascertain whether
their testimony would aid the defense, and
because the record offers no explanation as
to why defense counsel did not identify or
interview these alibi witnesses, we will
assume for purposes of our analysis that
defense counsel was constitutionally
ineffective for failing to investigate and
present available alibi testimony.
This does
not end our inquiry, however. Under the
holding in Strickland, Mr.
Foster cannot prevail on his
ineffective assistance of counsel claim
unless he establishes prejudice in addition
to constitutionally deficient performance.
Strickland, 466 U.S. at 693 (defendant is
required to "affirmatively prove prejudice").
We proceed, then, to determine whether Mr.
Foster has
demonstrated a reasonable probability that,
but for his counsel's failure to interview
and call alibi witnesses, he would have been
acquitted. See Strickland, 466 U.S. at 694;
Lawrence v. Armontrout, 31 F.3d 662, 667-68
(8th Cir. 1994); cert. denied, 513 U.S. 1161
(1995). "A reasonable probability is a
probability sufficient to undermine
confidence in the outcome." Strickland, 466
U.S. at 694.
Considering the totality of the evidence
before the jury in this case, id. at 695, we
conclude defense counsel's omission of alibi
evidence does not undermine our confidence
in the guilty verdict.1
This is not a case in which counsel
presented no alibi defense. Mr.
Foster himself
testified that at his wife's request he
walked from his home to Weddles grocery
store, soon after he and his wife got home
from shopping together at that same store.
He left home at about 6:20 p.m., arrived at
the store at about 6:40 p.m., bought
mushrooms, lettuce, and tomatoes, and then
remained in the store for about thirty-five
to forty minutes waiting for the rain to
stop.2
According to Mr. Foster,
Mrs. Foster picked
him up in front of Weddles grocery store in
Mr. Wiley's El Camino truck. There were
suitcases in the front of the truck and "other
stuff" covered by a blanket in the back end.
Mrs. Foster told
Mr. Foster they
were going to Texas to visit her mother. Mr.
Foster denied any
knowledge of Mr. Wiley's murder in the
Foster's home.
Ms.
Fuller's affidavit largely parrots, and is
therefore cumulative of, Mr.
Foster's testimony.3
Accordingly, the real value of Ms. Fuller's
testimony to the defense is that of
corroboration by what appears to be a
disinterested witness. While we do not
discount that value, after weighing the
materiality and probable effect of Ms.
Fuller's testimony against the strength of
the prosecution's case, id. at 694, we
conclude the mere possibility that Ms.
Fuller's testimony could reflect on Mr.
Foster's
credibility is insufficient to satisfy the "reasonable
probability" standard. Ms. Fuller's
affidavit adds nothing in terms of details
sufficient to strengthen Mr.
Foster's alibi or
otherwise create a reasonable doubt as to
Mr. Foster's guilt.4
The time frames Ms. Fuller recalls Mr.
Foster being in the
store on the evening of Mr. Wiley's murder
are general and simply do not preclude the
possibility of his involvement in the murder.
Moreover, we cannot ignore the fact Ms.
Fuller's recollection some ten years after
Mr. Wiley's murder would be subject to
intense cross-examination at trial. Finally,
we give little if any weight to Mr.
Williams' affidavit, which offers no alibi
evidence but merely vouches for Ms. Fuller's
good memory and tendency to talk to "everybody
including CharlesFoster." See United
States v. Charley, 176 F.3d 1265 (10th Cir.
1999).
We admit
this is a closer case than some since the
State's only eyewitness was an accomplice;
nonetheless, the prosecution did present
strong circumstantial evidence of Mr.
Foster's guilt.
Specifically, the prosecution placed Mr.
Wiley in the Fosters'
home at the time of his murder. The
investigating officers, forensic dentist and
medical examiner described in detail the
nature of the crime scene and injury to Mr.
Wiley. The jury certainly could conclude
from the force with which Mr. Wiley was
beaten, the fact the
Fosters' blood-stained sofa had been
moved across the room and stood on end, and
the removal and concealment of Mr. Wiley's
body, that Mrs. Foster
could not have acted alone in this crime
while Mr. Foster
was picking up a few groceries. Importantly,
Mrs. Foster's
testimony concerning how Mr.
Foster killed Mr.
Wiley was consistent with the rest of the
prosecution's evidence and remained
consistent from the time she was arrested to
Mr. Foster's trial.
Finally, the jury could infer guilt from the
fact that, despite his proclaimed innocence,
Mr. Foster ran from
police when they apprehended Mrs.
Foster in Ft. Worth,
Texas.5
Because we conclude there is no reasonable
probability additional evidence pertaining
to Mr. Foster's
alibi defense would have created a
reasonable doubt respecting his guilt, see
Strickland, 466 U.S. at 695, Mr.
Foster has failed
to satisfy the constitutional standard. We
therefore deny his request for habeas relief
on this claim.
2.
Post-Examination Competency Hearing.
As
discussed in Part II below, Mr.
Foster's claim he
was entitled to a post-examination
competency hearing is without merit. Thus,
his claim that counsel was ineffective for
failing to request such a hearing likewise
fails. Cf. Cooks v. Ward, 165 F.3d 1283,
1296-97 (10th Cir. 1998) (counsel's failure
to pursue nonmeritorious issues on appeal
does not constitute ineffective assistance),
petition for cert. filed (U.S. May 14, 1999)
(No. 98-9420).
3. Mr.
Foster's Decision
to Testify.
Mr.
Foster asserts his
trial counsel "failed to provide [him] with
any advice on whether he should testify in
his own defense." The record plainly refutes
this frivolous claim. As the district court
noted, the record demonstrates Mr.
Foster's counsel
advised him of his options and the possible
effects of each option, and then gave him
time by himself to think about whether he
wanted to testify. When asked by the trial
judge whether he understood he had the right
to remain silent and hold the State to its
burden of proving his guilt beyond a
reasonable doubt, Mr.
Foster said, "yes." Mr.
Foster also stated
he understood if he chose to testify, the
State would have the opportunity to call
rebuttal witnesses and could inquire as to
his previous convictions. Mr.
Foster assured the
court no one was putting any pressure on him
to testify or recommending that he not take
the witness stand. Accordingly, we find no
factual support for Mr.
Foster's claim his counsel failed to
advise him on whether to testify, and
certainly no evidence of prejudice.
4.
Accomplice Instruction.
For the
reasons discussed in Part IV below, Mr.
Foster cannot
obtain habeas relief by claiming he was
entitled to a cautionary instruction
regarding Mrs. Foster's
testimony. For those same reasons he cannot
prevail on his claim his counsel was
ineffective for failing to request such an
instruction. Cf. Cooks, 165 F.3d at 1296-97.
5.
Alibi Instruction.
Mr.
Foster complains he
"was deprived of a fair and impartial trial
because the alibi instruction did not
allocate the burden of proof properly."
According to Mr. Foster,
the instruction "did not place the burden of
proof squarely on the shoulders of the
prosecution," as required by Oklahoma law.
He thus asserts his trial counsel was
ineffective for failing to object to the
instruction given.
The court
instructed the jury, in relevant part:
The
law is that [the alibi] defense is
proper and legitimate and you should
consider all of the evidence bearing
thereon, whether introduced by the State
or by the defendant, and if after a
careful consideration of all of the
evidence in the case you entertain a
reasonable doubt as to whether the
defendant was present at the time and
place where the crime was committed, if
it was committed, then and in that event
the jury should give the defendant the
benefit of the doubt and acquit him.
The court
also instructed the jury:
The
defendant is presumed innocent of the
crimes charged, and the presumption
continues unless, after consideration of
all the evidence, you are convinced of
his guilt, beyond a reasonable doubt.
The State has the burden of presenting
the evidence that established guilt
beyond a reasonable doubt. The defendant
must be found not guilty unless the
State produces evidence which convinces
you beyond a reasonable doubt of each
element of the crimes.
The
instructions pertaining to the specific
crimes with which Mr.
Foster was charged reemphasized the
prosecution's burden of proof beyond a
reasonable doubt.
In habeas
proceedings, we will set aside a state court
conviction based on an erroneous jury
instruction only if the erroneous
instruction rendered the trial so
fundamentally unfair as to deny the
petitioner a fair trial and due process of
law. Tyler v. Nelson, 163 F.3d 1222, 1227
(10th Cir. 1999). The jury instructions in
this case, read together, quite obviously
and appropriately placed the burden on the
prosecution to prove Mr.
Foster's guilt beyond a reasonable
doubt. We fail to see how the instructions
in any way undermined the jury's
responsibility to find the ultimate facts
beyond a reasonable doubt. Accordingly, the
instructions did not render Mr.
Foster's trial
fundamentally unfair. Mr.
Foster's ineffective assistance claim
pertaining to the alibi defense instruction
fails.
6.
Admission of Motel and Pawn Shop Receipts.
Mr.
Foster asserts his
trial counsel should have raised a hearsay
objection to the State's admission of a
receipt from the Jackson Motel in Denison,
Texas, showing a registration to "Charles
Jackson," as well as a receipt from the AAA
Trading Post in Denison showing "Clifton
Foster" pawned a
television stand, two lamps, a radio, and a
watch. He claims "[t]he admission of this
evidence was highly prejudicial, because it
was used by the prosecution in closing
argument in an effort to show [he] was being
untruthful."
It is
precisely because the prosecution used this
evidence to attack Mr.
Foster's credibility, not to prove he
checked into the Jackson Motel and pawned
Mr. Wiley's belongings, that Mr.
Foster's claim must
fail. The prosecution clearly used the motel
registration and pawn shop receipt to show
the jury Mr. Foster
lied about his name shortly after the murder,
yet claimed he didn't know anything had
happened to Mr. Wiley. Evidence presented to
impeach the witness rather than establish
the truth of the matter asserted is not
hearsay. See Fed. R. Evid. 801(c);
Foster v. General
Motors Corp., 20 F.3d 838, 839 (8th Cir.
1994). Thus, Mr. Foster's
counsel cannot be said to have been
ineffective for failing to make a hearsay
objection.
If defense
counsel had a sustainable objection to such
evidence, it probably would have been an
objection for lack of foundation. The crux
of Mr. Foster's
challenge to the admission of the motel
registration and pawn shop receipt is that
the documents were admitted without a
sponsoring witness. However, even assuming
counsel should have objected to the
admission of the receipts due to lack of
foundation, we find no prejudice. Although
Mr. Foster did not
admit using aliases, he testified he and Mrs.
Foster stopped at
the Jackson Motel in Denison, and he was the
one who went in and registered. He further
admitted pawning Mr. Wiley's property in
Denison. Mrs. Foster
corroborated these facts and specifically
identified the motel registration. Under
these circumstances, we conclude there is no
reasonable probability the jury would have
reached a different result had Mr.
Foster's counsel
objected to the introduction of the motel
and pawn shop receipts into evidence.
7.
Admission of Mrs. Foster's
written statement.
Mr.
Foster also
challenges his counsel's suggestion that,
rather than adopt the prosecution's
conclusion that Mrs.
Foster's written statement and trial
testimony were consistent, the jury should
read Mrs. Foster's
written statement to determine whether it
differed from her trial or preliminary
hearing testimony. According to Mr.
Foster, that
suggestion invited the admission of Mrs.
Foster's written
statement, which contained prejudicial
hearsay statements Mr.
Foster's relatives made after Mr.
Wiley's murder, and hearsay evidence of
prior crimes.
Without
ruling on whether trial counsel's conduct
was ineffective or whether Mrs.
Foster's written
statement was admissible evidence, we
conclude Mr. Foster
suffered no prejudice as a result of that
statement being introduced into evidence.
Like the district court, we simply do not
believe the arguably inadmissible portions
of Mrs. Foster's
statement had any impact on the jury's
verdict. The written statement
notwithstanding, the jury heard admissible
testimony from Mrs. Foster
concerning Mr. Foster's
history of domestic violence, his role in
Mr. Wiley's murder, and the circumstances
surrounding the couple's flight from
Oklahoma. Mr. Foster
availed himself of the opportunity to rebut
Mrs. Foster's
claims when he took the stand. Under these
circumstances, we find no basis for habeas
relief on this claim.
At the
sentencing stage, Mr.
Foster asserts he was prejudiced by
his counsel's failure to investigate,
discover, prepare, and present mitigation
evidence. Specifically, he claims the jury
would not have sentenced him to death if,
during the sentencing stage, his counsel
would have presented to the jury (1)
evidence pertaining to Mr.
Foster's tragic familial and societal
background, including his mental retardation
and brain damage; (2) the testimony of Cora
Washington, his ex-wife; and (3) the
testimony of Billy Dixon, a cell-mate of Mr.
Foster's and
State's witness, Mr. Lynch.
Without
deciding whether Mr.
Foster's trial counsel was
ineffective for failing to investigate,
prepare or present potential mitigation
evidence at the sentencing stage, we
conclude Mr. Foster
has failed to demonstrate a reasonable
probability that the above-referenced
evidence would have changed the jurors'
minds. We have on numerous occasions
determined that evidence of a troubled
childhood involving physical, emotional,
sexual and/or substance abuse does not
outweigh evidence supporting the conviction
and evidence supporting multiple aggravating
circumstances; nor does evidence of low I.Q.
and/or organic brain damage. See, e.g.,
Cooks, 165 F.3d at 1293-96; Castro v. Ward,
138 F.3d 810, 831-32 (10th Cir.), cert.
denied, 119 S. Ct. 422 (1998); Nguyen v.
Reynolds, 131 F.3d 1340, 1347-49 (10th Cir.
1997), cert. denied, 119 S. Ct. 128 (1998).
Mr. Foster has not
shown his case is an exception. Indeed,
while there may have been additional
available mitigating evidence, Mr.
Foster took the
witness stand on his own behalf and told the
jury he was the second oldest of
approximately nineteen children and left
school after the eighth grade to join the
Job Corps in order to help take care of his
parents. The jury nevertheless sentenced Mr.
Foster to death.
We further
conclude neither Ms. Washington's nor Mr.
Dixon's testimony would have changed the
result. Mr. Foster
claims Ms. Washington was willing to testify
that he had told her Mrs.
Foster had killed a man and then
"lied on him," and that during the seven
years they were married he was always
employed and never physically violent. Such
testimony would have been largely cumulative
to Mr. Foster's
testimony. Mr. Foster
told the jury in no uncertain terms that Mrs.
Foster's testimony
was not true. He also told the jury he was
not violent with Mrs.
Foster except on one occasion when
she attempted to stab him. Mr.
Foster further
testified as to his work history. Under the
circumstances, we believe Ms. Washington's
testimony would have added little if
anything to Mr. Foster's
defense.
Mr. Dixon
would have testified he never heard Mr.
Foster discuss his
case with anyone, especially Mr. Lynch, who
was white. However, such testimony actually
would have contradicted Mr.
Foster's admission
that he did, in fact, speak to Mr. Lynch
"once or twice" while they were in the same
jail "tank." Mr. Foster
testified he told Mr. Lynch about the
charges he faced. Consequently, we doubt the
jury would have given Mr. Dixon's testimony
any weight whatsoever.
In sum,
the evidence against Mr.
Foster, the number of aggravating
factors found by the jury, and the nature of
Mr. Wiley's murder leaves little doubt the
mitigating evidence Mr.
Foster relies on would not have
changed the jury's decision to impose the
death penalty. Because Mr.
Foster fails to satisfy Strickland's
prejudice requirement, we deny his request
for habeas relief on this ground.
Mr.
Foster claims that
although he was evaluated at Eastern State
Hospital and determined by the chief
forensic psychiatrist to be competent to
stand trial, Oklahoma law nevertheless
entitled him to a post-examination hearing
and judicial determination of competency
prior to trial. According to Mr.
Foster, the trial
court's failure to conduct a post-examination
hearing deprived him of his constitutional
right not to be tried while incompetent a
due process right which cannot be waived.
Because Mr. Foster
does more than challenge a factual
competency determination, we are not limited
by the clearly erroneous standard. Rather,
we review his competency claim de novo. See
United States v. Williams, 113 F.3d 1155,
1160 (10th Cir. 1997).
On its
face, Mr. Foster's
brief raises a single constitutional due
process claim. On closer examination,
however, we interpret Mr.
Foster's argument to incorporate two
distinct claims. First, Mr.
Foster argues he
was improperly denied a post-examination
competency hearing as provided by Oklahoma
statute. Second, he argues his federal due
process rights were violated when he was
tried even though a doubt existed as to his
competency. We consider each claim in turn.
At the
time of Mr. Foster's
trial, Oklahoma law required that a post-examination
hearing be held in every case in which a
competency examination was conducted,
whether or not the defendant requested such
a hearing. See Scott v. Oklahoma, 730 P.2d 7
(Okla. Crim. App. 1986) (applying Okla. Stat.
tit. 22, 1175.4(A) (1981)).6
There is no dispute Mr.
Foster did not request, and was not
afforded, a post-examination competency
hearing. Nevertheless, the Oklahoma Court of
Criminal Appeals and the federal district
court each concluded since Mr.
Foster failed to
raise this claim on direct appeal, he waived
his right to assert it in his application
for post-conviction relief or habeas
petition. Mr. Foster
argues the Constitution prohibits the waiver
of such a right.
Indeed,
the general rule barring our consideration
of issues not raised on direct appeal does
not apply to substantive mental competency
claims. See Nguyen, 131 F.3d at 1346. Mr.
Foster's first
competency claim cannot, however, fairly be
characterized as a substantive mental
competency claim. The post-examination
competency hearing he was denied is a
creation of state statute. Federal law
mandates that a criminal defendant may not
be tried while incompetent, Godinez v.
Moran, 509 U.S. 389, 396 (1993); Drope v.
Missouri, 420 U.S. 162 (1975); it does not
mandate that state courts provide a post-examination
competency hearing. Thus, Mr.
Foster's first
claim is best characterized as a state
procedural claim. As such, we conclude the
state court's decision to bar that claim
from further review, as it consistently does
with all claims that could have been raised
on direct appeal, was based on adequate
state law grounds, independent of any mental
competency claim grounded in the federal
constitution. In other words, to the extent
the state court deemed Mr.
Foster's competency claim procedural
and not substantive, we agree it was
defaulted unless Mr.
Foster can demonstrate cause for his
failure to raise the claim on direct appeal,
and actual prejudice resulting from such
failure. He makes no such showing. We
therefore deny relief on his procedural
competency claim and proceed to consider the
merits of his second claim.
The trial
of an incompetent defendant violates federal
substantive due process rights. Nguyen, 131
F.3d at 1346 (citing Cooper v. Oklahoma, 517
U.S. 348, 354 (1996)). Thus, Mr.
Foster's second
competency claim is substantive in nature
and cannot be barred from review by this
court. However, having carefully reviewed
the record, we find no support for Mr.
Foster's claim he
was tried and convicted while a serious
doubt existed as to his competency.
"Competence
to stand trial requires that a defendant
have 'sufficient present ability to consult
with his lawyer with a reasonable degree of
rational understanding' and 'a rational as
well as factual understanding of the
proceedings against him.'" Nguyen, 131 F.3d
at 1346 (quoting Dusky v. United States, 362
U.S. 402, 402 (1960)). Although the trial
court found sufficient doubt as to Mr.
Foster's competency
to grant his request for a psychological
evaluation, that initial doubt was dispelled
by the State Hospital's conclusion Mr.
Foster was indeed
capable of understanding the exact nature of
the proceedings against him and would be
able to adequately advise and assist legal
counsel. The record establishes Mr.
Foster did, in fact,
consult with his lawyer and had both a
rational and factual understanding of the
proceedings against him. Most telling is the
fact Mr. Foster
took the witness stand and testified in his
own defense. Mr. Foster's
behavior on the stand was neither irrational
nor unusual. His testimony was responsive to
the questions asked, logical, and coherent.
In addition, the trial judge had ample
opportunity to assess, first hand, Mr.
Foster's ability to
understand the proceedings and assist his
counsel; the judge indicated no concern as
to Mr. Foster's
competency. In light of this record, Mr.
Foster's proffer of
Dr. Patricia Fleming's opinion (based on her
evaluation of Mr. Foster
ten years after his trial) that Mr.
Foster was unable
to provide the necessary assistance to his
attorney to aid in his defense, simply does
not "'positively, unequivocally and clearly
generate a real, substantial and legitimate
doubt concerning his mental capacity.'"
Nguyen, 131 F.3d at 1346 (quoting Carter v.
Johnson, 110 F.3d 1098, 1106 (5th Cir.
1997)). For this reason, we deny relief on
Mr. Foster's
substantive mental competency claim.
III.
Failure to Disclose the Nature of Mrs.
Foster's "Deal"
The State
initially charged Mrs.
Foster with the same crimes charged
against Mr. Foster:
murder, second degree burglary, larceny of
an automobile and grand larceny. After Mrs.
Foster's
preliminary hearing, the State reduced the
charges against her to accessory after the
fact. Mrs. Foster
pleaded guilty to being an accessory after
the fact and was sentenced to three
concurrent five-year terms, with two and one-half
years suspended. The state court received
Mrs. Foster's plea
and sentenced her prior to Mr.
Foster's trial.
At Mr.
Foster's trial, Mrs.
Foster acknowledged
her charges had been reduced. She further
testified she provided a written a statement
the day after her arrest and prior to the
reduction of her charges. That statement,
which implicated Mr.
Foster as the murderer, was
consistent with her preliminary hearing
testimony and her trial testimony. Mrs.
Foster stated she
had not been offered anything in return for
her written statement, no one told her how
many years imprisonment she might receive
based on her statement, and no one told her
what charges she would have to plead guilty
to in return for writing the statement.
Defense counsel thoroughly cross-examined
Mrs. Foster on this
issue at trial.
On appeal,
Mr. Foster claims
Mrs. Foster
ultimately was released from custody after
serving less than nine months in prison. He
alleges the State failed to disclose to him
the true nature of Mrs.
Foster's "deal," thereby denying him
due process of law in accordance with Brady
v. Maryland, 373 U.S. 83 (1963) and Giglio
v. United States, 405 U.S. 150 (1972).7
Mr. Foster bears
the burden of presenting evidence to
establish a Brady or Giglio violation.
United States v. Gonzalez-Montoya, 161 F.3d
643, 649 (10th Cir. 1998), cert. denied, 119
S. Ct. 1284 (1999). We review such claims de
novo. Id.; United States v. Molina, 75 F.3d
600, 602 (10th Cir.), cert. denied, 517 U.S.
1249 (1996)
Mr.
Foster's claim the
State denied him due process of law and the
right to confront witnesses against him by
affirmatively misleading the jury about
implied or direct promises to Mrs.
Foster is not
supported by the record. The record makes
clear that Mrs. Foster
provided a statement implicating Mr.
Foster prior to any
reduction of her charges and without
inducement by the State. Her testimony at
trial did not vary from that statement; thus,
we have no reason to believe the prosecution
needed to make a deal with Mrs.
Foster in order to
make its case. Moreover, defense counsel had
a full and fair opportunity to cross-examine
Mrs. Foster on this
issue. While Mr. Foster
alleges Mrs. Foster
provided testimony in exchange for a
reduction of charges and lenient sentence,
he provides absolutely no factual support to
rebut those facts of record which show Mrs.
Foster's testimony
was not conditioned on any promises of
leniency. We fail to see how the fact Mrs.
Foster filed an
application for post-conviction relief which
led to her early release from prison
otherwise supports Mr.
Foster's claim, even if the
government was aware of that possibility and
did not oppose her application.
We find no
evidence the prosecution suppressed
material, exculpatory evidence. The jury
knew (1) the prosecution had reduced the
charges against Mrs.
Foster, (2) she pleaded guilty to
being an accessory to Mr. Wiley's murder,
and (3) she was sentenced to serve time in
prison as a result of her participation in
that crime. The fact Mrs.
Foster ultimately did not have to
serve her full sentence and the government
did not oppose her early release simply does
not give rise to a Brady or Giglio claim.
Cf. Molina, 75 F.3d at 602 (the fact
witnesses were allowed to plead on favorable
terms subsequent to trial is not evidence
the plea agreements were secretly reached
prior to the witnesses' testimony and
improperly withheld from the defense).
Moreover, while we acknowledge Mrs.
Foster was a key
witness for the prosecution and her
credibility was an important issue, see
Giglio, 405 U.S. at 154-55, we believe any
additional evidence as to the possibility
she would be released from prison prior to
completing her full sentence would have been
cumulative to her testimony on direct and
cross-examination, and would have provided
only marginal additional support to Mr.
Foster's defense.
See United States v. Trujillo, 136 F.3d
1388, 1393-94 (10th Cir.), cert. denied, 119
S. Ct. 87 (1998). This is particularly true
in light of the fact the government's case
against Mr. Foster
did not depend solely on Mrs.
Foster's testimony.
Mr. Lynch's testimony concerning Mr.
Foster's jail cell
admissions, the investigating officers'
testimony concerning the crime scene, and
the fact Mr. Foster
ran away when the police approached his car
in Texas, all provided additional persuasive
evidence to support the conviction and
sentence. Cf. Giglio, 405 U.S. at 154-55 (new
trial granted where government admitted
failing to disclose promise made to witness,
and where the government's case depended
almost entirely on that witness' testimony).
Finally,
even if a Brady or Giglio violation occurred
in connection with the full disclosure of
Mrs. Foster's "deal,"
we conclude there was no reasonable
probability that had the jury been informed
Mrs. Foster would
be released from prison after serving only
nine months, it would have reached a
different result. As previously noted, Mrs.
Foster did not
provide the only evidence against Mr.
Foster. The
government presented ample additional
evidence to support his conviction and
sentence. Under these circumstances, we
conclude Mr. Foster
suffered no prejudice as a result of any
failure to disclose knowledge Mrs.
Foster would likely
obtain an early release from prison. See
Newsted v. Gibson, 158 F.3d 1085, 1097 (10th
Cir. 1998), cert. denied, 119 S. Ct. 1255
(1999); Banks v. Reynolds, 54 F.3d 1508,
1517 (10th Cir. 1995) (court must consider
the cumulative impact of the evidence, in
light of the entire record, including its
utility to the defense and its potentially
damaging impact on the prosecution's case).
His request for habeas relief on this ground
therefore is denied.
IV.
Failure to Instruct Regarding Accomplice
Testimony
Mr.
Foster claims his
Sixth, Eighth and Fourteenth Amendment
rights were violated when he was denied
protection under Oklahoma law from being
convicted on the uncorroborated testimony of
an accomplice. Mr. Foster
alleges the evidence at trial established
that his wife was an accomplice "as a matter
of law," and that without her testimony he
never would have been convicted of first-degree
murder. Thus, according to Mr.
Foster, he was
entitled to a cautionary instruction
concerning Mrs. Foster's
status as an accomplice, notwithstanding
defense counsel's failure to request such an
instruction.
Even
though Mr. Foster
cites us to Oklahoma law requiring the
corroboration of accomplice testimony, our
habeas review is governed by federal
constitutional principles, not state law. "The
Constitution does not prohibit convictions
based primarily on accomplice testimony."
Scrivner v. Tansy, 68 F.3d 1234, 1239 (10th
Cir. 1995), cert. denied, 516 U.S. 1178
(1996). As there is no constitutional
requirement that Mrs.
Foster's testimony be corroborated,
we need not address his claimed deprivation
of protection under state law.
Furthermore, while "[w]e have held that
failure to instruct on uncorroborated
accomplices' testimony constitutes plain
error," United States v. Hill, 627 F.2d
1052, 1053 (10th Cir. 1980), this court has
never considered such an instruction
constitutionally mandated. See Scrivner, 68
F.3d at 1239. Mr. Foster
has not cited, nor have we found, any case
that imposes a cautionary instruction as a
constitutional requirement. Cf. Cool v.
United States, 409 U.S. 100, 103 (1972) (accomplice
instructions "represent no more than a
commonsense recognition that an accomplice
may have a special interest in testifying,
thus casting doubt upon his veracity");
United States v. Nolte, 440 F.2d 1124, 1126
(5th Cir.) ("the trial judge's decision
whether to give the [accomplice credibility]
instruction is not a matter requiring
constitutional scrutiny"), cert. denied, 514
U.S. 1115 (1995). Accordingly, in the habeas
context, Mr. Foster's
burden in attacking his conviction and
sentence based on an erroneous omission of
the cautionary jury instruction is a heavy
one "even greater than the showing required
to establish plain error on direct appeal."
Maes v. Thomas, 46 F.3d 979, 984 (10th Cir.
1995) (internal quotation marks and citation
omitted). We may set aside his conviction on
this ground only if, in the context of the
entire trial, the failure to instruct the
jury to carefully consider Mrs.
Foster's
credibility as an accomplice "had the effect
of rendering the trial so fundamentally
unfair as to cause a denial of a fair trial."
Id. at 984. Mr. Foster
fails to satisfy that standard.
Mr.
Foster's claim is
based, in large part, on an assumption that
the testimony of an accomplice should seldom,
if ever, be believed. That is not the law in
this circuit. United States v. Torres, 53
F.3d 1129, 1140 (10th Cir.), cert. denied,
515 U.S. 1152, 516 U.S. 883 (1995). "[S]o
long as the testimony is not incredible on
its face and is otherwise capable of
establishing guilt beyond a reasonable doubt,"
it remains solely within the province of the
jury to determine the credibility of each
witness. Id. at 1140. The record
demonstrates Mrs. Foster's
testimony was both credible and capable of
establishing guilt beyond a reasonable doubt.
Mr. Foster's trial
counsel had ample opportunity to attack Mrs.
Foster's
credibility and indeed brought to the jury's
attention the fact she was not a
disinterested witness. Moreover, the court
instructed the jury it was their
responsibility to determine the credibility
of each witness and to weigh the testimony
considering the bias, interest or prejudice,
if any, the witness may have, and the
relation of the witness to the parties and
any bias or prejudice the witness may have.
Under these circumstances, we conclude the
trial court's failure to give a cautionary
instruction regarding accomplice testimony
did not render Mr. Foster's
trial fundamentally unfair. See e.g., Maes,
46 F.3d at 985.
To the
extent Mr. Foster
simply challenges the sufficiency of the
evidence to support his conviction, we
require only that, "after viewing the
evidence in the light most favorable to the
prosecution, any rational trier of fact
could have found the essential elements of
the crime beyond a reasonable doubt."
Jackson v. Virginia, 443 U.S. 307, 319
(1979). Mrs. Foster
testified she witnessed Mr. Wiley's murder
at the hands of CharlesFoster. The jury
was entitled to discredit or believe Mrs.
Foster's testimony.
Likewise, the jury was entitled to discredit
or believe Mr. Lynch's testimony that Mr.
Foster admitted
killing "a grocery man." In addition, the
jury heard evidence from neighbors who saw
Mr. Wiley arrive at the
Foster's home the evening he was
murdered, police officers who investigated
the crime scene and found Mr. Wiley's body,
and a forensic doctor and dentist who
described the nature of Mr. Wiley's wounds
and the force with which those injuries were
inflicted. As a matter of federal
constitutional law, there was sufficient
evidence for the jury to convict Mr.
Foster. For all
these reasons, we deny habeas relief on this
claim.
V.
Constitutionality of Aggravating and
Mitigating Circumstance Instructions
"The
constitutional validity of aggravating [circumstances]
is a question of law subject to de novo
review." United States v. McCullah, 76 F.3d
1087, 1107 (10th Cir. 1996), cert. denied,
520 U.S. 1213 (1997).
Mr.
Foster first
asserts the "continuing threat" aggravating
circumstance is overbroad and
unconstitutionally vague as applied in
Oklahoma. While Mr. Foster
acknowledges this court has rejected similar
arguments, see Castro, 138 F.3d at 816-17;
Nguyen, 131 F.3d at 1352-54, he asks this
panel to "revisit" the issue. We are not
free to revisit the issue. The prior
resolution binds this panel. See United
States v. Foster,
104 F.3d 1228, 1229 (10th Cir. 1997).
Accordingly, Mr. Foster
is not entitled to habeas relief on this
ground.
Mr.
Foster next asserts
the "heinous, atrocious or cruel"
aggravating circumstance is
unconstitutionally vague and overbroad. As
Mr. Foster points
out, this court previously has addressed
this precise issue and consistently has
upheld the heinous, atrocious or cruel
aggravator as applied in Oklahoma. See, e.g.,
Cooks, 165 F.3d at 1289-90; Duvall v.
Reynolds, 139 F.3d 768, 792-93 (10th Cir.),
cert. denied, 119 S. Ct. 345 (1998). Those
cases are dispositive here. Mr.
Foster's request
for relief on this ground must be denied.
Foster, 104 F.3d at
1229.
Mr.
Foster further
argues that even if the jury was properly
instructed, there was no evidence at trial
the victim was conscious and suffered
serious physical abuse. We conclude the
record supports the jury's finding that Mr.
Wiley experienced conscious physical
suffering sufficient to establish torture or
serious physical abuse as interpreted by the
Oklahoma courts. Mrs.
Foster testified that even after Mr.
Foster repeatedly
struck Mr. Wiley with a baseball bat, Mr.
Wiley was still breathing when Mr.
Foster wrapped him
in a blanket and left the house. Moreover,
the medical examiner testified Mr. Wiley had
blunt force lacerations to the ear, orbit of
the right eye, and top of the head. Mr.
Wiley's skull was extensively fractured and
he experienced massive hemorrhaging. In
addition, the medical examiner testified Mr.
Wiley was likely alive when he suffered
three stab wounds to the chest. Forensic
dentists testified it would have taken a
considerable amount of force to knock Mr.
Wiley's teeth out in the manner evidenced by
the fragments he examined. This evidence
amply supports application of the "heinous,
atrocious or cruel" aggravator. Because we
hold that aggravator is not unconstitutional
on its face or as applied in this case, we
deny Mr. Foster's
request for habeas relief on this ground.
Finally,
Mr. Foster claims
the jury instructions failed to explain to
jurors that they were free to consider and
give effect to all mitigating circumstances,
and did not have to unanimously agree as to
the mitigating circumstances. Here again,
this court rejected similar arguments in
Cooks, 165 F.3d at 1290-92, and Duvall, 139
F.3d at 791-93. Cooks acknowledged that
state courts are not constitutionally bound
to present instructions concerning
mitigating evidence in any particular way.
165 F.3d at 1291. This court need only
ensure there is no reasonable likelihood the
jury applied the challenged instruction(s)
in a way that prevented the consideration of
relevant evidence. Id. As in Duvall and
Cooks, the instructions pertaining to the
consideration of mitigating circumstances in
this case, as a whole, did not preclude the
jurors from considering and giving effect to
any and all mitigating circumstances in Mr.
Foster's favor, did
not suggest the jurors had to unanimously
agree as to those circumstances, and in no
way mandated imposition of the death
penalty. Accordingly, Mr.
Foster is not entitled to habeas
relief on this ground.
CONCLUSION
Having
given careful consideration to each of Mr.
Foster's claims, we
find no constitutional error. We therefore
AFFIRM his conviction and sentence.
*****
SEYMOUR,
Chief Judge, dissenting.
The
majority concludes Mr.
Foster was not prejudiced by his
counsel's failure to investigate and present
the testimony of a disinterested witness who
would have corroborated Mr.
Foster's alibi
defense. I cannot agree. Case law and common
sense reject the notion, espoused by the
majority, that such testimony may be
dismissed as merely cumulative or because it
would have added nothing to Mr.
Foster's defense.1
To the contrary, courts have held under
analogous fact situations that because such
a disinterested witness might well have
swayed the jury, the defense was prejudiced
and the defendant deprived of a
fundamentally fair trial. Because I am
convinced that the same conclusion is
required here, I respectfully dissent.
While the
majority assumes without deciding that
counsel's failure here was constitutionally
deficient, there can be little doubt that
counsel's performance fell far short of the
mark. The missing witness, Ms. Cecille
Fuller, was a clerk at Weddles grocery store
who stated by affidavit that she remembered
Mr. Foster's visit
to the store on the day of the crime and
would have been willing to testify if asked
to do so. Although she described events that
are now ten years in the past, her statement
is detailed and specific, and corroborates
Mr. Foster's trial
testimony in virtually all relevant respects.
Mr. Foster's
counsel knew or certainly should have known
that his client would present an alibi
defense at trial by testifying that he had
been at Weddles at the time of the crime. In
view of this knowledge and the fact that
alibi was Mr. Foster's
only defense, counsel's failure to interview
potential witnesses on the matter can hardly
be considered a tactical decision entitled
to deference.
Indeed, "we
have pointed out that in a capital case,
counsel's duty to investigate all reasonable
lines of defense is strictly observed."
Williamson v. Ward, 110 F.3d 1508, 1514
(10th Cir. 1997). Moreover, when counsel
fails to investigate a defendant's case for
purposes of an alibi defense, habeas courts
have routinely found the failure
constitutionally deficient. See Brown v.
Myers, 137 F.3d 1154, 1156-57 (9th Cir.
1998); Hadley v. Groose, 97 F.3d 1131,
1134-35 (8th Cir. 1996); Griffin v. Warden,
970 F.2d 1355, 1358-59 (4th Cir. 1992) (citing
cases); United States v. Gray, 878 F.2d 702,
711 (3d Cir. 1989); Montgomery v. Petersen,
846 F.2d 407, 414 (7th Cir. 1988); Code v.
Montgomery, 799 F.2d 1481, 1483 (11th Cir.
1986); Nealy v. Cabana, 764 F.2d 1173,
1178-80 (5th Cir. 1985). These courts have
rested their decision on the common sense
observation that "independent corroboration
by a neutral, disinterested witness would
perforce be extremely significant."
Montgomery, 846 F.2d at 414; see also
Hadley, 97 F.3d at 1135 (given crucial
nature of alibi witness, failure to
investigate was deficient performance);
Workman v. Tate, 957 F.2d 1339, 1345 (6th
Cir. 1992) (failure to investigate and
interview promising witnesses is negligence
rather than trial strategy). Accordingly,
Mr. Foster has
clearly met the requisite showing that his
counsel's conduct fell below an objective
standard of reasonableness.
Despite
the overwhelming case law recognizing the
value of a corroborating disinterested alibi
witness, the majority here nonetheless holds
that Mr. Foster was
not prejudiced by his counsel's ineffective
performance, characterizing the absent
testimony as "cumulative" and "insufficient".
The cases discussed below have pointedly
rejected such arguments when made by the
prosecution. I find their analysis
compelling and their conclusion inescapable.
In
articulating the appropriate test for
assessing whether counsel's deficient
performance prejudiced a defendant's defense,
the Supreme Court has stated that "[t]he
defendant must show that there is a
reasonable probability that, but for
counsel's unprofessional errors, the result
of the proceeding would have been different."
Strickland v. Washington, 466 U.S. 668, 694
(1984). The Court defined "reasonable
probability" as "a probability sufficient to
undermine confidence in the outcome." Id. In
so doing, the Court rejected an outcome-determinative
standard as inappropriate and imposing too
heavy a burden on defendants, pointing out
that "[t]he result of a proceeding can be
rendered unreliable, and hence the
proceeding itself unfair, even if the errors
of counsel cannot be shown by a
preponderance of the evidence to have
determined the outcome." Id. at 694. Thus
the question for our consideration is "whether
there is a reasonable probability that,
absent the errors, the fact finder would
have had a reasonable doubt respecting guilt."
Id. at 695. The Supreme Court has defined "reasonable
doubt" as "a doubt that would cause a
reasonable person to hesitate to act."
Victor v. Nebraska, 511 U.S. 1, 20 (1994).
The trial
here was in essence a swearing match between
Mr. Foster and his
wife.2
Mrs. Foster
testified that she saw Mr.
Foster commit the crime and that he
did so out of jealousy. Mr.
Foster denied being
present when the crime was committed and
testified that he was instead at Weddles
grocery store after being sent there by his
wife.
In my view
the majority is simply wrong in
characterizing the circumstantial evidence
against Mr. Foster
as "strong." Although the method by which
the murder was committed and the state of
the crime scene indicated that force was
used, Mrs. Foster
herself was not a small woman. The record
shows that she was five feet six inches tall
and admitted to weighing more than her
husband. This evidence would have allowed
the jury to find that she committed the
crime herself.3
Moreover, while the jury could also have
concluded from the evidence that Mrs.
Foster did not act
alone, if Mr. Foster
had established an alibi the jury could have
believed that she acted together with
someone other than her husband. The fact
that Mrs. Foster's
testimony on the manner of the victim's
death was consistent with the rest of the
prosecution's evidence tends to prove only
that she did the crime or saw it done, it
says nothing about the identity of her
accomplice, if any. Finally, Mr.
Foster's flight
from the police in Fort Worth is hardly
compelling evidence of his guilt. Mr.
Foster, who was
identified in elementary school as mentally
retarded, see Application for Post
Conviction Relief, attach. 4, testified that
after he obeyed police orders to stand at
the back of the car, the police drew a
pistol on him. Mr. Foster
said that because he did not know whether
the police were going to shoot, he fell
backward into a ditch and ran. He further
testified that he was scared, and that
because of his previous encounters with the
Fort Worth police, they had a habit of
stopping him. Thus, contrary to the
majority's assertion, the prejudice arising
from the missing alibi witness must be
assessed in light of the fact that the case
rested virtually entirely on the credibility
of Mrs. Foster, as
the prosecutor admitted in closing.
The trial
record contains testimony from neighbors of
the Fosters who
testified that the victim arrived at the
Foster residence
between 6:45 and 7:00 p.m. on the day of the
crime, and that his vehicle was gone by 7:15
p.m. Ms. Fuller, the missing alibi witness,
stated by affidavit that she remembered Mr.
Foster as a regular
customer and provided many specific details
in support of her identification. She stated
that he and a heavy-set black woman entered
the store late in the afternoon and left
when the store could not cash their welfare
check. She stated the Mr.
Foster returned to the store alone
later that evening at between 6:00 and 7:00
p.m. She checked him out and remembered him
buying diapers, lettuce, and tomatoes. She
gave him an extra paper sack for his head
because it was raining outside, and told him
he could wait outside the store until the
rain stopped. She stated that he was in the
store approximately forty-five minutes and
was picked up in front of the store by a
vehicle later identified as belonging to the
victim. Her statements support Mr.
Foster's trial
testimony and, if believed by the jury, cast
grave doubt on Mrs. Foster's
testimony that he committed the crime.4
The trial evidence showed that the murder
occurred between 6:45 and 7:15 p.m. Ms.
Fuller's testimony that Mr.
Foster was picked
up in the victim's vehicle would have
established that the murder occurred before
Mr. Foster was
picked up, and her testimony that he arrived
at the store between 6:00 and 7:00 p.m.
would have made it nearly impossible for him
to have killed the victim at his home
between 6:45 and 7:15 p.m.
Numerous
cases addressing counsel's failure to
investigate and present testimony from a
disinterested alibi witness under these
circumstances have held that counsel was
ineffective and that the defendant was
prejudiced thereby. In Brown, 137 F.3d 1154,
for example, the court pointed out that the
missing alibi witnesses "would have altered
significantly the evidentiary posture of the
case," and that the defendant's "own
testimony would have appeared more credible
because it coincided in important respects
with those of his alibi witnesses." Id. at
1157. The court emphasized that because
testimony from an alibi witness which is
consistent with that of the defendant would
buttress the defendant on a crucial point, "it
creates a reasonable probability that the
fact-finder would have entertained a
reasonable doubt concerning guilt." Id. at
1158. The court further stated that "without
any corroborating witnesses, [the
defendant's] bare testimony left him without
any effective defense." Id.
In
Montgomery, 846 F.2d 407, the court
considered a trial that, as here, boiled
down to a swearing match between the state's
witness incriminating the defendant and the
defendant denying any involvement. As the
court pointed out, "[t]he jury was presented
with a straightforward credibility choice"
in which "independent corroboration by a
neutral, disinterested witness would
perforce be extremely significant." Id. at
414. The court held that when the testimony
of a missing witness would have been
exculpatory, it would be "significant to the
petitioner's defense in several respects."
Id. at 415. First, it contradicted the
state's chief witness and thus "had a direct
bearing on this witness' veracity, a witness
upon whose testimony the state depended in
order to secure a conviction." Id. Even more
important, the court said, the missing
testimony would have provided the petitioner
with an unbiased alibi defense. Id. "As such,
it did not merely raise doubts about the
petitioner's guilt; if believed by the jury,
it would have directly exonerated him of the
crime." Id. Accordingly, the court held that
it is unrealistic to look at the missing
witness testimony as "'simply cumulative.'"
Id.
In Code,
799 F.2d 1481, the court was presented with
an attorney's failure to investigate an
alibi defense in a trial that was a swearing
match, and concluded that the failure
effectively deprived the defendant of any
defense whatsoever. Id. at 1484. The court
granted habeas relief, stating that it could
not confidently say that "the case against [the
petitioner] could have withstood the
introduction of the alibi testimony readily
discoverable at the time of trial and
subsequently proffered in habeas corpus
proceedings." Id.
Likewise,
in Nealy, 764 F.2d 1173, the court held that
because the trial at issue was effectively a
swearing match, "and because the missing
testimony might have affected the jury's
appraisal of the truthfulness of the state's
witness and its evaluation of the relative
credibility of the conflicting witnesses, [the
petitioner] has stated a claim for
ineffective assistance of counsel." Id.
1174. In so doing, the court pointed out
that the missing testimony would have
supported the defendant's credibility and
diminished that of the state's witness, and
that credibility was of major importance
because the state's case could not be
established if its witness was discredited.
Id. at 1179.
Even in
cases in which the trial involved evidence
beyond a swearing match, courts regularly
hold that counsel's failure to discover and
present a witness whose testimony would have
bolstered the defense on a crucial point
prejudiced the defendant's right to a fair
trial. See, e.g., Hadley, 97 F.3d at 1136 (failure
to investigate and present alibi defense
resulted in prejudice as defined in
Strickland); Griffin, 970 F.2d at 1358-59 (counsel's
failure to present evidence of alibi witness
to refute eyewitness identification
undermined confidence in outcome of trial);
Workman, 957 F.2d at 1346 (failure to
procure testimony of witnesses who would
have supported defendant's version of events
created reasonable probability that outcome
would have been different); Grooms v. Solem,
923 F.2d 88, 90-91 (8th Cir. 1991) (prejudice
shown where missing alibi testimony would
have supported alibi defense and raised
reasonable doubt about veracity and
credibility of state's witness); Chambers v.
Armontrout, 907 F.2d 825, 832 (8th Cir.
1990) (failure to present disinterested
witness who would have supported defendant's
claim of self-defense undermined confidence
in outcome of trial); Gray, 878 F.2d at
712-14 (failure to present witness was
prejudicial when evidence would have been
significant on credibility issue and would
have corroborated defense version of case);
see also Lawrence v. Armontrout, 900 F.2d
127, 130 (8th Cir. 1990) (to affirmatively
prove prejudice, a petitioner ordinarily
must show that testimony of uncalled witness
would have been favorable and that witness
would have testified at trial).
As the
majority recognizes, the assessment of
prejudice is a fact-bound inquiry. See maj.
op. at 11 n.1. Nonetheless, in support of
its holding that counsel's failure to
present a disinterested alibi witness did
not prejudice Mr. Foster's
defense, the majority cites three cases
which are so factually distinguishable as to
shed no light on the inquiry here. A
detailed examination of these cases reveals
that they concern circumstances far
different from those before us.
The
majority cites Lawrence v. Armontrout, 31
F.3d 662 (8th Cir. 1994), for the
proposition that prejudice is not always
established whenever a missing witness would
have testified to a fact that would be
inconsistent with the defendant's guilt. In
so concluding, the court in Lawrence
rejected the proposition that habeas relief
is required "in such instances regardless of
the strength of the evidence supporting the
petitioner's conviction." Id. at 667.
Significantly, the court made this statement,
with which I have no quarrel, after the case
had been remanded for an evidentiary hearing
to determine whether the petitioner could
show prejudice. Three of the witnesses who
testified at that hearing offered testimony
relevant to the petitioner's alibi defense
that either was not specific to the night in
question, or provided no details of the
evening, or did not rule out the possibility
that the petitioner committed the crimes. Id.
at 668. The court held that although this
evidence might justify relief if the state's
case were relatively weak, the evidence of
guilt was substantial. The court noted that
three different witnesses identified the
petitioner as being at the scene of the
crime, one of whom saw him from only five
feet away and another of whom memorized the
license number of the car used in the crime
that was later traced to the petitioner's
mother. In the case before us, of course,
the state presented no such evidence from
disinterested witnesses.
The
majority also cites Kubat v. Thieret, 867
F.2d 351 (7th Cir. 1989). In that case, the
court found no prejudice from counsel's
failure to present three alibi witnesses
because the prosecution presented
significant evidence to corroborate its
accomplice witness. As in Lawrence, the
court's holding was made after an
evidentiary hearing, in which three
witnesses not called at trial testified on
behalf of the petitioner. The Seventh
Circuit held that counsel had not been
ineffective in failing to call two of the
witnesses, and that the lack of the third
witness, who was not strictly speaking an
alibi witness, did not prejudice the
petitioner. In so doing, the court weighed
the testimony of this witness against that
of five eyewitnesses who identified the
petitioner as accompanying the confessed
accomplice, one of whom had carried on a
half-hour conversation with the petitioner,
as well as numerous other witnesses who
provided corroborating details. Id. at 362.
Finally,
the majority cites another Seventh Circuit
case, United States v. Kleba, 796 F.2d 947
(7th Cir. 1986), in which the court held
that no prejudice arose from a missing alibi
witness where the defendant would have had
ample time to commit the crime if he had
left the witness' apartment ten minutes
earlier than she stated in her affidavit.
The defendant was convicted of attempted
rape and robbery. Over a dissent, the court
concluded that the defendant was not
prejudiced by the lack of the alibi witness,
relying on testimony from police officers
that they observed the attack, pursued the
attacker, apprehended the defendant without
ever losing sight of him, and found the
victim's watch in his pocket after his
arrest. Id. at 956-57.
The result
reached by the Seventh Circuit in both Kubat
and Kleba is to be contrasted with the
result it reached in Montgomery, 846 F.2d
407, discussed above, in which the court
held that when the trial consists of a
swearing match between the defendant and the
state's witness, the failure to present a
disinterested alibi witness prejudiced the
defense. In fact, none of the cases relied
on by the majority presented the scenario
before us, a credibility contest between two
witnesses in which the state's
circumstantial evidence is slim. Here, as in
the cases I discuss and which the majority
does not address, the trial was a swearing
match between two people, Mr.
Foster and his wife.
Indeed, in its closing argument the state
prosecutor described Mr.
Foster and his wife as the two most
important witnesses, characterized Mr.
Foster's testimony
as "totally unbelievable," trial trans. at
537, and rested its case on the
believability of Mrs.
Foster, id. at 552, stating that if
the jury had any doubts about who was
telling the truth it should acquit, id.
I have
discovered no case and the majority has
cited none in which a court under these
circumstances found no prejudice in the
failure to present testimony from a
disinterested corroborating alibi witness.
The majority stands alone in this regard and
in so doing does not even address the
factually indistinguishable cases to the
contrary. On the facts of this case and in
light of the treatment other circuits have
given in closely analogous circumstances, I
do not see how we can hold that Mr.
Foster has shown no
prejudice because the missing witness'
testimony would have been cumulative or
would have had no impact on the jury's
credibility determination. To the contrary,
such testimony buttresses the credibility of
the defendant and undermines that of the
state's witness. It is in fact the
cumulative nature of such testimony that
makes it valuable and its lack prejudicial.
I cannot square the majority's resolution of
this issue with the many cases unanimously
contrary to its position, or with the
Supreme Court's admonition that "'[o]ur duty
to search for constitutional error with
painstaking care is never more exacting than
it is in a capital case.'" Williamson, 110
F.3d at 1514 (quoting Burger v. Kemp, 483
U.S. 776, 785 (1987)).
In my view,
Mr. Foster is
entitled to habeas corpus relief on his
effective assistance of counsel claim. At
the very minimum, the case should be
remanded to the district court for an
evidentiary hearing to further develop this
issue. See Lawrence, 900 F.2d at 131 (remand
"to hold an evidentiary hearing to determine
whether trial counsel's failure to
investigate and call alibi witnesses
prejudiced [petitioner's] defense.")
The dissent touts "case
law and common sense" as its basis for
departure from this conclusion. "Case law
and common sense" is not the standard Mr.
Foster must meet to
secure habeas relief. Rather, he must
present evidence which, when weighed against
the totality of the prosecution's evidence,
undermines our confidence in the jury's
verdict, in this case. Strickland, 466 U.S.
at 694. To be sure, other courts have
considered the prejudicial effect of alibi
testimony that could have been, but was not
presented at trial. Some have found the
failure to produce available alibi testimony
prejudicial. Others have not. None have
adopted a per se rule. Indeed, upon critical
examination it is patently clear each case
is decided on its own unique set of facts,
applying the very standard the majority
applies here. See, e.g., Brown v. Meyers,
137 F.3d 1154, 1156-58 (9th Cir. 1998) (court
found prejudice in light of inconsistencies
in the prosecution's evidence and multiple
alibi witnesses who would have conclusively
placed the defendant at another location.);
Lawrence v. Armontrout, 31 F.3d 662, 666-68
(8th Cir. 1994) (court found no prejudice
from failure to present alibi testimony of
three witnesses, expressly rejecting
defendant's argument that prejudice is
established whenever a habeas petitioner's
alibi witness testifies to a fact which, if
fully believed, would be inconsistent with
the petitioner's guilt.); Kubat v. Thieret,
867 F.2d 351, 362-63 (7th Cir. 1989) (court
found no prejudice from failure to present
multiple alibi witnesses where prosecution
presented significant evidence to
corroborate the testimony of its chief
witness, an accomplice to the murder.);
Montgomery v. Peterson, 846 F.2d 407, 415-16
(7th Cir. 1988) (prejudice was established
where defendant was tried in two counties
for two burglaries that occurred on same day.
In the first trial defense counsel called an
alibi witness and defendant was acquitted.
Defense counsel conducted the second trial
in the same manner, except that he failed to
call the same alibi witness. Defendant was
convicted in the second trial.); United
States v. Kleba, 796 F.2d 947, 957 (7th Cir.
1986) (court found no prejudice under
circumstances where if defendant left alibi
witnesses' apartment ten minutes earlier
than she alleged in her affidavit, he would
have had ample time to commit the crimes).
In sum, Ms. Fuller stated
under oath that: she prepared her affidavit
at the request of the attorney representing
Mr. Foster in his
post-conviction relief petition; she worked
as a cashier at Weddles grocery store in
April 1983; she was seventeen years old at
that time; she remembered
CharlesFoster
shopping at Weddles grocery store and "always
buying diapers"; she last saw Mr.
Foster on "Good
Friday before Easter in April of 1983,"
first, in the afternoon with a "heavy set
black woman" who "tried to cash her welfare
check," and later in the evening (between 6
p.m. and 7 p.m.), alone; when Mr.
Foster returned
that evening he bought diapers, lettuce and
tomatoes; she gave him an extra paper sack
for his head because it was raining and told
him he could wait in front of the store
until the rain quit; Mr.
Foster was in the store approximately
forty-five minutes; she saw an "El Camino or
Ranchero type vehicle" with furniture in the
back pull in front of the store and Mr.
Foster left.
Indeed, to the extent Ms.
Fuller recalls details, they are not
entirely consistent with Mr.
Foster's version of
the events. For example, Ms. Fuller states
she remembers Mr. Foster
buying "diapers, lettuce and tomatoes." Mr.
Foster testified he
bought "[j]ust the mushrooms, lettuce,
tomatoes." Ms. Fuller recalled seeing
furniture in the back of the vehicle that
pulled up in front of Weddles grocery store
before he left. Mr. Foster
testified the "stuff" in the back was
covered with a blanket.
The dissent completely
ignores the relevance of this evidence. See,
e.g., United States v. Lacey, 86 F.3d 956,
973 (10th Cir.), cert. denied, 519 U.S. 944
(1996).
This law has since
changed to require a post-examination
competency hearing "'only upon application
of the defendant or the state or upon the
formal setting of a competency hearing by
the court.'" Le v. Oklahoma, 947 P.2d 535,
544-45 (Okla. Crim. App. 1997) (quoting Okla.
Stat. tit. 22, 1175.4(A) (1991)), cert.
denied, 118 S. Ct. 2329 (1998).
In his habeas petition,
Mr. Foster couched
this claim in the context of an
unconstitutional denial of his request for
an evidentiary hearing to determine whether
the State offered promises of leniency to
Mrs. Foster.
Because he does not assert an entitlement to
an evidentiary hearing on appeal, the State
argues Mr. Foster
has waived this claim. While we are puzzled
as to why Mr. Foster
has recharacterized his claim, we conclude
he provided sufficient notice to the
district court of his claim the State denied
him due process of law by failing to reveal
the true nature of promises made to Mrs.
Foster to preserve
the issue on appeal. We note, however, that
in light of the clarity of the record as
discussed above, Mr.
Foster was not entitled to an
evidentiary hearing to further develop this
claim.