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Billy Ray FOX
Supermarket robbery
Next day
January 25, 2001
OKLAHOMA - A man who
orchestrated a murderous robbery at an Edmond grocery store where he
once worked followed his accomplice into the death chamber Thursday
night.
Billy Ray Fox, 35, was executed by injection for the July 3,
1985, murders of 3 night employees at Wynn's IGA. He was pronounced
dead at 9:06 p.m. Mark Andrew Fowler, who helped carry out the
murders, was executed Tuesday night at Oklahoma State Penitentiary.
Acquaintances said that 2 days before the murders,
Fox approached Fowler about robbing the grocery store, to which he
still had keys to the door, the cash register and a safe.
Armed with
shotguns they took from their roommates, the 2 shot to death
Chaowasin and Cast. Barrier was stabbed 9 times and bludgeoned with
a shotgun. A 16-year-old girl who worked at the store found the
bodies of the victims lying side-by-side in a large pool of blood in
a back room of the store.
Fox and Fowler got away with $1,200 in
cash. The afternoon following the murder, Fowler paid off some debts
and threw a party for some friends, serving steaks and food he took
from the store. Fox bought clothes and jewelry at an Oklahoma City
mall. Both were arrested that night.
Fox spent the hours before his execution visiting
with family members through thick glass. Fox went on a weeklong
hunger strike earlier this month to protest the death penalty,
Corrections Department spokesman Jerry Massie said. 3 of Cast's
family members were at the prison to witness the execution, along
with Barrier's sister, Linda Barrier, her friend and 3 Edmond police
officers.
The same family members watched Fowler die Tuesday. Cast's
brother, Frank Cast, called Fowler and Fox "mad dogs" and said their
execution was the end of 15 1/2 years of grief and pain. "I request
all people of good conscience to pray for the souls of the 3 victims
and deceased members of all the families of this tragedy, as well as
pray that the souls of these 2 killers be sent directly to Hell,"
Cast wrote in a statement.
Fox becomes the 6th condemned inmate to be put to
death this year in Oklahoma and the 36th overall since the state
resumed capital punishmetn in 1990. Fox becomes the 9th condemned
inmate to be put to death this year in the USA and the 692nd overall
since America resumed executions on January 17, 1977.
1989 OK CR 51
779 P.2d 562
FOX v. STATE
Case Number: F-86-511
Decided: 08/30/1989
Billy Ray Fox, appellant, was convicted in Oklahoma County District
Court of three counts of Murder in the First Degree, Case No. CRF-85-3343,
and was given three sentences of the death penalty. Judgments and
sentences are AFFIRMED.
Robert Ravitz, Oklahoma County Public Defender,
Opio Toure, Pete Gelvin, Asst. Public Defenders, Oklahoma City, for
appellant.
Robert H. Henry, Atty. Gen., Susan Stewart
Dickerson, Asst. Atty. Gen., Oklahoma City, for appellee.
OPINION
BUSSEY, Judge:
[779 P.2d 565]
¶1 Billy Ray Fox, appellant, was convicted in
Oklahoma County District Court of three counts of Murder in the
First Degree while in the commission of Robbery with a Dangerous
Weapon, pursuant to the felony-murder doctrine codified at 21 O.S.
1981 § 701.7 [21-701.7](B). He was tried before a jury and
punishment was set at death on each count. The trial court sentenced
him accordingly.
¶2 Between 3:15 a.m. and 3:53 a.m. on the morning
of July 3, 1985, three employees of the Wynn's I.G.A. grocery store
in Edmond, Oklahoma, were murdered while on duty. Cash in the amount
of $1,200.00 and checks totalling $1,500.00 were taken from the
store. The three employees were killed in the back room of the
store. Two of them, Rick Cast and Chumpon Chaowasin, died from
single gunshot wounds to their heads. The third, John Barrier, died
from being stabbed numerous times in the neck, chest, back and side,
as well as from being bludgeoned on the back of his head with a
shotgun.
¶3 At approximately 2:30 a.m. on July 3, 1985,
Fox and his codefendant, Mark Fowler, had gone to the bedrooms of
Fox's two roommates and asked to borrow a shotgun from each. When
Fox returned home later that morning, he confessed to one room-mate
that he had killed some people. Afterwards, as a news broadcast of
the killings appeared on the television, Fox admitted that that was
what he had done.
¶4 Both defendants were arrested on the evening
of July 3. Appellant was arrested as he approached his pickup, the
same vehicle in which he had traveled to and from the grocery store.
When two police officers appeared, appellant handed a companion a
wad of cash. In the bed of the truck, the police found bloody
splinters from the broken stock of a shotgun, together with the
gun's forestock and two shell casings. The following morning, Fox
made a statement to police detectives and led them to a white purse
which contained some checks that had been taken from the IGA during
the robbery. He also told the officers where in his home they could
find a knife that he had hidden. The knife later proved to be
consistent with the cause of Barrier's wounds. The barrel of the
shotgun was found in some debris in Fox's yard.
¶5 Both Fox and Fowler admitted to police
officers that they had gone to the grocery store to commit the
robbery, but each denied committing or participating in the
homicides.
[779 P.2d 566]
I
¶6 Appellant's first assignment of error is that
he was denied a fair trial through the systematic exclusion of "minorities"
from the jury. He summarizes this contention by asserting "[t]he
trial court committed reversible error by refusing to allow
appellant an opportunity to produce the `records' of the jury panel,
the number of minorities in the panel on May 5, 1986." To the motion,
appellant's counsel attached the affidavit of another attorney
practicing in Oklahoma County stating that while "minorities"
constituted seventeen percent of the population of the county, he
believed that they represented only five percent of those called for
jury duty. Defense counsel requested that the jury clerk be ordered
to count the number of people who appeared for jury duty who
physically appeared to represent a minority. The trial court denied
the request. For the following reasons, we do not agree that
appellant was denied a fair trial by the systematic exclusion of
minorities or that the trial court erred by not requiring a count of
apparent minorities.
¶7 The United States Supreme Court held in
Hernandez v. Texas, 347 U.S. 475, 477, 74 S.Ct. 667, 670, 98 L.Ed.
866 (1954), that "it is a denial of the equal protection of the laws
to try a defendant of a particular race or color under an indictment
issued by a grand jury. . . . from which all persons of his race or
color have, solely because of that race or color, been excluded by
the State. . . ." When a defendant asserts this form of denial of
equal protection, he must show that the procedures used to call his
jury "resulted in substantial underrepresentation of his race or of
the identifiable group to which he belongs. The first step is to
establish that the group is one that is a recognizable, distinct
class, singled out for different treatment under the laws, as
written or applied." Castaneda v. Partida, 430 U.S. 482, 494, 97
S.Ct. 1272, 1280, 51 L.Ed.2d 498 (1977) (citing Hernandez).
¶8 "Minorities" is not a recognizable, distinct
class. Appellant does assert that he is half Asian, his mother being
Polynesian/Hawaiian. However, we cannot say that even this group is
a recognizable, distinct class which could be singled out for
different treatment in Oklahoma County. According to the 1980 U.S.
Census, Asians constituted .99 percent of its population. The group
to which appellant belongs is not sufficiently numerous to form a
distinct class. Because the appellant failed to reach the first step
in establishing systematic exclusion of his group, the trial court
was under no obligation to provide appellant the "records" of the
jury panel.
¶9 At the hearing on appellant's pretrial motion,
the Oklahoma County Election Secretary was called to testify as to
the procedures utilized in registering voters in the county. The
local jury clerk also described how names of all registered voters
in the county were entered into a computer and then randomly
withdrawn for petit juries. It was clear that the procedure set
forth in the Oklahoma Statutes for calling jurors, 38 O.S.Supp. 1985
§ 18 [38-18], was followed and that it was racially neutral and not
susceptible to abuse. The method qualified any registered voter to
be called as a grand or petit juror. Thus, had appellant made a
prima facie case of discriminatory purpose by showing substantial
underrepresentation of his group, the State would have easily
rebutted it. Castaneda, 430 U.S. at 494, 97 S.Ct. at 1280.
Accordingly, this assignment of error is without merit.
II
¶10 Appellant's second assignment of error is
that he was denied a jury representing a fair cross section of the
community because 38 O.S. 1981 § 28 [38-28](A), allows jurors
seventy years of age or above to opt out of jury service. We have
previously discussed this issue and are unpersuaded to change our
holding that this exemption from jury service does not exclude a
sufficiently numerous and distinct group. Moore v. State, 736 P.2d
161, 165 (Okla. Crim. App. 1987), cert. denied, ___ U.S. ___, 108
S.Ct. 212, 98 L.Ed.2d 163 (1987). Appellant did not demonstrate that
representation of this group in venires is not fair and reasonable
in relation to the number of such people in the community. Id. [779
P.2d 567] Furthermore, we find the exemption to be reasonable in
light of the increasing rate of physical infirmities incurred by
senior citizens and the resulting hardships if lengthy jury service
is required. The Supreme Court held in Taylor v. Louisiana, 419 U.S.
522, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975), that the fair cross
section principle must offer much leeway and allow for relevant
qualifications for jurors as well as reasonable exemptions.1
III
¶11
¶12 While it is true that most of the venire had
read or heard media accounts of the robbery/homicides, none of those
serving on appellant's jury had formulated an opinion of his guilt
or innocence. In fact, during voir dire, the one individual that had
formed an opinion was excused for cause. Another had heard in the
media that each codefendant had placed the blame for the homicides
on the other, and was also excused for cause.
¶13 The trial judge voir dired at the bench and
out of hearing of the others, each venireman who had learned of the
case from the media. Thus, he carefully prevented the venire from
being contaminated by information others had acquired from the media
while at the same time allowing each venireman to disclose his or
her own knowledge and opinion. We are satisfied that this procedure
adequately allowed thorough inquiry into the veniremen's knowledge
and opinions acquired from media accounts and ensured that those who
sat on the jury could impartially and fairly judge appellant on the
evidence presented at trial. See Irvin v. Dowd, 366 U.S. 717, 81
S.Ct. 1639, 6 L.Ed.2d 751 (1961); Walker v. State, 723 P.2d 273, 278
(Okla. Crim. App. 1986); Moore v. State, 672 P.2d 1175, 1177 (Okla.
Crim. App. 1983).
¶14 We cannot say on the record before this Court
that the jury that tried the appellant was unfairly prejudiced
against him because of the media coverage of his case or that there
was a deep pattern of prejudice throughout the community. Murphy v.
Florida, 421 U.S. 794, 95 S.Ct. 2031, 44 L.Ed.2d 589 (1975). This
assignment is without merit.
IV
¶15 Appellant next asserts that the trial court
committed reversible error in not severing his trial from his
codefendant's trial because of their mutually antagonistic defenses.
He claims that their defenses pitted them against one another
because each sought to blame the homicides on the other.
¶16 In statements made to the police, each
defendant acknowledged planning and participating in the robbery,
but stated that he had no part in and never envisioned violence
toward the victims. However, neither defendant testified at trial
and the only portions of their redacted statements introduced at
trial were their admissions of going to the grocery store and
robbing it. Therefore, the issue before us is not whether there are
disagreements between the defendants concerning the facts, but
whether the defenses are antagonistic in that each defendant is
attempting to exculpate himself and inculpate his co-defendant.
¶17 During closing argument, accusatory remarks
were made in attempts to show that Fox should bear greater
responsibility for the murders than Fowler. However, the defendants
were charged with first degree murder under the felony-murder
statute because the victims died as a result of acts committed to
further the commission of a felony, to-wit, robbery. An examination
of the statements shows that both defendants [779 P.2d 568]
inculpated themselves of felony-murder and whomever bears the
greater responsibility is immaterial to the issue of guilt.
¶18 Thus, appellant has not demonstrated
antagonistic defenses nor prejudice resulting from being tried with
codefendant Fowler. See Vowell v. State, 728 P.2d 854, 857 (Okla.
Crim. App. 1986); VanWoundenberg v. State, 720 P.2d 328, 331 (Okla.
Crim. App. 1986) cert. denied, 479 U.S. 956, 107 S.Ct. 447, 93 L.Ed.2d
395 (1986); Master v. State, 702 P.2d 375, 378 (Okla. Crim. App.
1985). The trial court did not abuse its discretion in denying
appellant's motion for severance.
V
¶19 Relying on this Court's holding in Master v.
State, 702 P.2d 375, 379 (Okla. Crim. App. 1985), the trial court
found that the codefendants did not have inconsistent defenses which
would prevent them from being required to join in exercising their
nine peremptory challenges according to 22 O.S. 1981 § 655 [22-655].
Appellant contends that since their defenses were antagonistic, his
motion for additional peremptory challenges should have been granted
and that he was denied a number of constitutional rights as a result.
¶20 In the previous assignment, we found that the
codefendants did not present antagonistic defenses. For that reason,
we cannot say that the trial court erred in refusing to grant
additional challenges. Furthermore, we find Master to be controlling
on this issue. Indeed, as the trial court noted, the language of the
statute specifying the number of peremptory challenges is mandatory.
Title 22 O.S. 1981 § 655 [22-655], states that "if two or more
defendants are tried jointly they shall join in their challenges. .
. ." (emphasis added). As appellant points out in his brief,
peremptory challenges are not constitutionally guaranteed and are
subject to limitations in their exercise. See Stilson v. United
States, 250 U.S. 583, 40 S.Ct. 28, 63 L.Ed. 1154 (1919). The Court
held in Stilson that the government may permissibly regulate the
number of peremptory challenges available and may require
codefendants to be treated as one defendant in exercising the
allotted challenges.
¶21 As we have found no substantial
inconsistencies, we find no violation of the statute in question nor
of appellant's constitutional rights in requiring the codefendants
to join in their peremptory challenges.
VI
¶22 Appellant next asserts that the trial court
erred in not allowing individual voir dire of each juror, out of the
hearing of the others, as to their views on capital punishment. We
have previously addressed the trial court's discretion in
considering such a request on several occasions and are unpersuaded
of its usefulness in appellant's case. See Vowell v. State, 728 P.2d
854, 857 (Okla. Crim. App. 1986); Foster v. State, 714 P.2d 1031,
1037 (Okla. Crim. App. 1986) cert. denied, 479 U.S. 873, 107 S.Ct.
249, 93 L.Ed.2d 173 (1986). We have no reason to believe from the
record that voir dire was unduly hampered. We note that of those
questioned, three veniremen were excused for cause because of their
opposition to the death penalty, and one was excused for cause due
to being irrevocably committed to the death penalty.
VII
¶23 Appellant claims the trial court erred in
excusing for cause two veniremen, Stutzman and Porter, because of
their concern about the death penalty. When asked the following
question, each answered, "No":
If you find beyond a reasonable doubt
that these defendants are guilty of murder in the first
degree can you consider both legal punishments, life or
death?
Further questioning by the trial judge elicited
negative answers. Defense counsel requested and was granted the
opportunity to further voir dire one venireman but was denied the
opportunity on the other. Appellant claims that excusal of the
veniremen violated his rights and that he was entitled to further
voir dire. We disagree with both charges.
[779 P.2d 569]
¶24 It was clear from the trial court's inquiries
that the views of these two veniremen would have prevented or
substantially impaired the performance of their duties as jurors in
this case. This is sufficient ground to excuse a potential juror for
cause in a capital case. Wainwright v. Witt, 469 U.S. 412, 105 S.Ct.
844, 83 L.Ed.2d 841 (1985). We have previously held that there is no
right for counsel of either party to rehabilitate a venireman and
have noted that protracted inquiry about capital punishment may tend
to confuse the issue. See Banks v. State, 701 P.2d 418, 423 (Okla.
Crim. App. 1985). We find no abuse of discretion.
¶25 Appellant also mentions in this assignment,
without citation of authority, that the trial court erred in not
allowing defense counsel to voir dire the veniremen about what
circumstances they might view as mitigating. We do not consider this
to be an abuse of the trial court's discretion in directing the
manner and extent of voir dire. See McFatridge v. State, 632 P.2d
1226, 1229 (Okla. Crim. App. 1981).
VIII
¶26 As his eighth assignment of error, appellant
contends that the trial court should not have allowed into evidence
a statement made to police officers which had been elicited by
improper custodial interrogation. Following his arrest on July 3,
1985, Fox was interrogated by Edmond police officers. He
subsequently requested counsel on July 4, 1985, and all questioning
ceased at that time. Later during the day of July 4, two homicide
detectives went by to leave their business cards with appellant. He
was brought out of his cell to a nearby interview room and the
officers gave him their cards in case he or his attorney desired to
contact the police. They advised him that they were not there to
discuss his case. As the officers started to leave, Fox advised them
that his case was not getting any better and that he wanted to talk
to them. He made an incriminating statement which was tape recorded
and thereafter led the detectives to a purse containing checks
stolen during the robbery. Appellant also told them where to locate
a knife used in the robbery and executed a search waiver. During an
in camera hearing to determine the voluntariness of his statements,
Fox testified that he did these things only after one of the
detectives had assaulted him.
¶27 Appellant cites the case of Rhode Island v.
Innis, 446 U.S. 291, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980), as
authority for the assertion that the officers' giving of their
business cards amounted to an interrogation after he had requested
counsel, thereby violating his Fifth Amendment rights. See also
Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378
(1981). However, we find the holding in Innis to support the
opposite position. In that case, the defendant led the arresting
police officers to the location of a murder weapon after overhearing
a conversation between two of the officers expressing their concerns
that handicapped children in the vicinity might find the weapon and
hurt themselves with it. The court held therein that "interrogation"
was not limited to express questioning, but included words and
actions by police which the police should know are reasonably likely
to elicit an incriminating response. 446 U.S. at 300-301, 100 S.Ct.
at 1689. "The case thus boils down to whether, in the context of a
brief conversation, the officers should have known that the
respondent would suddenly be moved to make a self-incriminating
response." Id. at 303, 100 S.Ct. at 1691. After a review of the
record, we cannot say that appellant's statements and actions were
the product of evocative conduct on the part of the officers.
IX
¶28 After the trial had begun, appellant's
counsel advised the trial court that they had received several
telephone calls from an individual who claimed to be an informant on
drug deals and who worked with certain law enforcement officers. The
individual advised that on July 3, 1985, he had heard Mark Fowler
claim that he, not Fox, had killed the victims during the robbery.
This individual would not identify [779 P.2d 570] himself but said
he worked with an Officer Hill and an Officer Beck. Officer Hill was
an endorsed witness at trial called by the State. No one knew for
sure who Beck was because the only officer named Beck who worked for
the Oklahoma City Police Department was a helicopter pilot, and was
not assigned to narcotics.
¶29 At trial, Fox's attorney requested that
Officer Hill be required to disclose the names and addresses of all
his informants so that they might be called and asked if they were
the one who had heard Fowler make this claim. The trial court did
not require this because of the doubtful credibility of an anonymous
caller, the danger to the informants working with Officer Hill, and
because the District Attorney's office and Officer Hill did
everything they could in helping defense counsel to identify the
individual. Officer Hill called several informants and located only
one who might have made the calls. Hill gave defense counsel the
name and telephone number of this person, but after speaking with
him, defense counsel did not believe he was the same person who had
called earlier. Officer Hill also contacted an Officer Beck with the
Drug Enforcement Administration to determine if he could identify
the caller. Officer Beck could not. He knew of no informant that was
acquainted with Fox or Fowler.
¶30 Appellant charges that the trial court should
have granted a continuance of trial immediately before closing
arguments began and ordered the police department to provide the
names and addresses of all its informants to the court. The police
department is privileged from disclosing the identity of
confidential informants. 12 O.S. 1981 § 2510 [12-2510](A).
Appellant's request is more far-fetched than requesting the name of
a specific informant. He not only demanded the name of someone who
never gave to the police the information he wanted, but he wanted
the names of all their confidential informants involved with
narcotics. The request was unfounded as far as legal authority is
concerned and could have endangered the lives and welfare of a
number of people. This assignment is without merit.
X
¶31 Appellant next complains that the three
photographs and a video tape which depicted the murder scene were
unduly gruesome and that their prejudicial value outweighed their
probative value. We disagree. The photographs were in black and
white except for the one introduced during the blood splatter
expert's testimony. That photograph showed the pattern of blood
splattering and explained and corroborated the expert's testimony of
the order and method of killing.
¶32 The other photograph was black and white and
simply showed Barrier's body lying face down in a pool of blood. The
third photograph complained of was of the doors leading to the back
room of the store. On one door was a red spot which might have been
blood.
¶33 The pictures and videotape were not
unnecessarily descriptive of the details of the victims' injuries
nor were they particularly gruesome. In fact, very little of the
footage of the videotape was devoted to the scene of the victims'
deaths. Most footage was taken in the front of the store. Those
which did show the victim Barrier were properly admitted to
corroborate expert testimony and to prove corpus delicti. See Castro
v. State, 745 P.2d 394, 402 (Okla. Crim. App. 1987); DeVooght v.
State, 722 P.2d 705, 713 (Okla. Crim. App. 1986); and, Thompson v.
State, 711 P.2d 936, 937 (Okla. Crim. App. 1985). There is no error.
XI
¶34 In his next assignment appellant contends
that three individuals who testified as expert witnesses at trial
should not have been allowed to do so.
A
¶35 The first witness of which appellant
complains is Ned Stuart. Stuart was qualified by the trial court as
an expert and testified of tests he conducted on the codefendants'
clothing worn during the homicide and on the immediate area [779
P.2d 571] surrounding the death scene. Luminal tests were performed
to detect the presence of blood on these surfaces. This process is
used when blood is suspected as being present but is not visibly
discernible. It simply involves a chemical reaction to the blood
which causes the blood to luminesce. Positive results were obtained
on most of the surfaces tested.
¶36 This Court has never approved or disapproved
of expert testimony concerning Luminal testing. "If scientific,
technical or other specialized knowledge will assist the trier of
fact to understand the evidence or to determine a fact in issue, a
witness qualified as an expert by knowledge, skill, experience,
training or education may testify in the form of an opinion or
otherwise." 12 O.S. 1981 § 2702 [12-2702]. In this case, the trial
judge properly informed himself of the reliability of the tests used2
and the expert's qualifications3
B
¶37 The appellant contends that the testimony of
Sergeant Tom Bevel, who qualified as a blood splatter expert, should
not have been admitted because he based his conclusions partially on
the luminal test results of Ned Stuart. This assignment is unmerited
since we have found that Mr. Stuart was properly qualified to
testify of the results of the luminal tests. Sergeant Bevel was
properly qualified as a blood splatter expert, Farris v. State, 670
P.2d 995, 997 (Okla. Crim. App. 1983), and was also present when Mr.
Stuart performed the luminal tests.
C
¶38 As his final contention within this
assignment, Fox claims that Joyce Gilchrist should not have been
allowed to testify of her conclusion that, based upon the presence
of hairs found on the victim Barrier, which were consistent with
scalp hairs of Fox and Fowler, both defendants were in contact with
the victim Barrier. Title 12 O.S. 1981 § 2704 [12-2704] provides
that in regard to experts, "[t]estimony in the form of an opinion or
inference otherwise admissible is not objectionable because it
embraces an ultimate issue to be decided by the trier of fact."
Relying on this section of the evidence code, the trial judge
allowed the testimony. Ms. Gilchrist was asked by the prosecutor
whether she had an opinion with regard to her findings in the case
and that is when she offered her aforementioned conclusion.
¶39 Ms. Gilchrist admitted that an individual
could not be positively identified by hair evidence. However, she
went on to testify that, "[in] her opinion . . . Mark Fowler and
Bill Fox were in contact with John Barrier prior to death." (Tr.
1581). The lack of scientific weight of such a conclusion is
apparent on reflection by those dealing with similar evidence on a
regular basis. But to a lay jury, usually ill-equipped to assimilate
hair analysis findings on their own, such an opinion may appear too
substantial. Cf. McCarty v. State, 765 P.2d 1215, 1219 (Okla. Crim.
App. 1988), wherein a majority of this Court held that expert
opinion that a defendant was in fact present when violence was done
to the victim was improper.
¶40 While opinion testimony of an expert is
properly admissible, such a witness should not be encouraged by the
prosecution or the defense to give imprecise [779 P.2d 572]
conclusions. Had the imprecision of this conclusion not been exposed
on cross-examination and by the testimony of the defense's expert,
Samuel Palenik, error may have resulted.
¶41 This case is also much different from the
expert testimony approved by this Court in Kennedy v. State, 640
P.2d 971 (Okla. Crim. App. 1982). Kennedy was a case of first
impression, wherein bite-mark evidence had been introduced at trial
to identify Kennedy as the assailant of a woman who, before being
strangled to death, had had her nipples gnawed from her breasts. The
techniques used and details of the analysis made were extensively
explained and visually demonstrated to the jury. Even at that, the
experts identified Kennedy as the perpetrator only "within
reasonable medical probability." The doctors readily explained the
limitations of their ability to make identifications from bite-mark
evidence and did not try to state their conclusions as absolutes.
Although it is not feasible for experts on every occasion to be so
comprehensive in their testimony, the accuracy demonstrated in
Kennedy should be exemplified by all experts.
XII
¶42 During the sentencing stage of trial,
appellant presented fifty-four witnesses who testified that his life
had meaning to them and who felt that he should be sentenced to life
imprisonment rather than being given the death penalty. He also
offered the affidavits to the same effect of five more people who
were unable to be present to testify at his trial. The court held
that there was no exception to the hearsay rule which would allow
their admission. Fox contends that the trial court erred in refusing
to admit this mitigating evidence.
¶43 While it is true that the hearsay rule should
not be applied in a mechanistic fashion which would defeat the ends
of justice, Green v. Georgia, 442 U.S. 95, 99 S.Ct. 2150, 60 L.Ed.2d
738 (1979), the rules of evidence should, nonetheless, regulate the
course of proceedings in the sentencing stage of a capital case.
Chaney v. State, 612 P.2d 269 (Okla. Crim. App. 1980), modified on
other grounds sub nom., Chaney v. Brown, 730 F.2d 1334 (10th Cir.
1984).
¶44 We find that the affidavits were cumulative
of the tremendous quantity of evidence introduced of appellant's
good character and meaningfulness. Prohibiting the needless
presentation of cumulative evidence is proper. 12 O.S. 1981 § 2403
[12-2403]. The mitigating evidence herein was not exclusive to the
particular affiants as was the testimony offered by certain
witnesses which was held to have been improperly excluded in Skipper
v. South Carolina, 476 U.S. 1, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986),
Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1
(1982), and Green v. Georgia, 442 U.S. 95, 99 S.Ct. 2150, 60 L.Ed.2d
738 (1979). Its exclusion was not error.
XIII
¶45 Appellant next contends the trial court erred
in allowing rebuttal evidence to be introduced that he had stabbed
another student while attending John Marshall High School. During
the sentencing stage of trial, appellant's brother, Sam Fox, Jr.,
testified that he knew appellant could not be guilty of the crimes
in question because he was never violent even when he argued with
others. The trial judge then ruled that the State could introduce
testimony on rebuttal of the stabbing incident. The evidence was
that while he was attending high school, appellant had a conflict of
a racial nature with some other boys. He searched for a knife and
then stabbed one of them. Title 12 O.S. 1981 § 2404 [12-2404](A)
provides:
Evidence of a person's character or a
trait of his character is not admissible for the purpose of
proving that he acted in conformity therewith on a
particular occasion, except
1. Evidence of a pertinent trait of his
character offered by an accused or by the prosecution to
rebut the same; . . . .
See Brodbent v. State, 700 P.2d 1021, 1022 (Okla.
Crim. App. 1985). Appellant's contention that this evidence caused
him to receive the death penalty by ambush is meritless. Prior to
trial he made a motion in [779 P.2d 573] limine to exclude evidence
of the prior assault. He was well aware of the evidence and the risk
that it might be introduced against him.
XIV
¶46 Appellant asserts that the jury could not
give him particularized consideration in assessing the death penalty
because he was tried jointly with codefendant Fowler at the
sentencing stage. This is especially so, he argues, since Fowler had
prior convictions for a violent felony. The constitutional
requirement for particularized consideration of an individual's
character and circumstances before the death penalty may be meted
out does not necessitate a separate sentencing hearing for
codefendants. See Woodson v. North Carolina, 428 U.S. 280, 96 S.Ct.
2978, 49 L.Ed.2d 944 (1976). Indeed, the jury was instructed to
consider each defendant individually.
¶47 Besides being instructed of the basic
definition of "mitigating circumstances," the jury was given a list
of some thirty specific factors which could be considered in
mitigation of Fox's guilt. Fowler's list of mitigating factors was
separate and much briefer than appellant's. We have no reason to
believe that the jury did not sentence appellant on an individual
basis.
XV
¶48 In his fifteenth assignment, appellant
contends that his constitutional rights were violated because the
trial court's instructions concerning sentencing were inadequate in
several facets. Only one consideration is supported by authority.
¶49 The one issue which appellant supports with
authority is that the jury was not advised they could give him a
life sentence even if they found the mitigating circumstances were
outweighed by aggravating factors. The authority he offers is from
other jurisdictions and is unpersuasive to overrule this Court's
prior holding denying the same contentions. In Walker v. State, 723
P.2d 273, 284 (Okla. Crim. App. 1986) cert. denied, 479 U.S. 995,
107 S.Ct. 599, 93 L.Ed.2d 600 (1987), we held:
`Jury nullification' is the jury's
exercise of its inherent `power to bring in a verdict [of
acquittal], in the teeth of both law and facts.' Horning v.
District of Columbia, 254 U.S. 135, 138, 41 S.Ct. 53, 54, 65
L.Ed. 185 (1920). In capital cases, an instruction on this
issue would inform the jury of its right to return a
sentence of life no matter how great the weight of evidence
supporting the circumstances. However, the courts have
almost uniformly held that a criminal defendant is not
entitled to such an instruction. See, e.g., United States v.
Wiley, 503 F.2d 106, 107 n. 4 (8th Cir. 1974). But see
Washington v. Watkins, 655 F.2d 1346, 1374 n. 54 (5th Cir.
1981). The rationale for this majority view is eloquently
explained in United States v. Dougherty, 473 F.2d 1113,
1130-37 (D.C. Cir. 1972). Although a trial judge may, in the
exercise of his sound discretion, give such an instruction,
it is not error for him to refuse the request.
¶50 We note that besides giving the jury the
Uniform Jury Instructions concerning sentencing, the trial judge
additionally advised them that: "If you do unanimously find one or
more of these aggravating circumstances existed beyond a reasonable
doubt and fail to find anything in mitigation, you may impose a
sentence of death or life imprisonment." (O.R. 201).
¶51 Appellant also claims that the trial court's
instructions were deficient in directing the jury "to consider all
factors, not just aggravating factors." He also asserts that the
instructions failed to place the burden on the State to prove that
the mitigating factors did not outweigh the aggravating
circumstances and failed to explain that standard of proof.
¶52 We disagree with appellant's contentions.
While it is true that the State must prove the existence of at least
one aggravating circumstances beyond a reasonable doubt before the
jury is authorized to consider the death penalty, 21 O.S. 1981 §
701.11 [21-701.11], there is no specific standard constitutionally
required for weighing mitigating against aggravating circumstances.
See Zant v. Stephens, 462 U.S. 862, 103 [779 P.2d 574] S.Ct. 2733,
77 L.Ed.2d 235 (1983); Brogie v. State, 695 P.2d 538, 543 (Okla.
Crim. App. 1985). We have previously rejected a standard which would
require the State to prove beyond a reasonable doubt that
aggravating circumstances outweigh mitigating circumstances. Johnson
v. State, 731 P.2d 993, 1004 (Okla. Crim. App. 1987). The jury
herein was properly instructed of the State's burden of proof and of
their duty to weigh the countervailing circumstances and to
determine the appropriate sentence. This assignment is without merit.
XVI
¶53 Title 21 O.S. 1981 § 701.11 [21-701.11],
provides that in case the jury cannot reach a unanimous decision
concerning punishment in a capital case within a reasonable time,
the judge shall impose a life sentence. Appellant requests this
Court to reconsider its prior holding that the jury does not need to
be instructed concerning this rule of law. E.g., Johnson v. State,
731 P.2d 993, 1005 (Okla. Crim. App. 1987). However, we remain
convinced that the jury should not be concerned with the trial
court's supervisory role. Such an instruction could improperly
distract the jury from performing its duty of assessing the sentence.
XVII
¶54 Appellant asserts that the trial court
committed fundamental error by not instructing the jury that there
exists a "`presumption of life' which guarantees a person convicted
of murder the right to live incarcerated for life unless the
prosecution demonstrates beyond a reasonable doubt that death is the
only appropriate penalty for the defendant." Appellant neither
requested this specific instruction, Childs v. State, 744 P.2d 567,
568 (Okla. Crim. App. 1987), nor now cites relevant authority in
support of it. The cases he offers are those recognizing the
presumption of innocence until proven guilty beyond a reasonable
doubt. Bullington v. Missouri, 451 U.S. 430, 101 S.Ct. 1852, 68 L.Ed.2d
270 (1981); Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48
L.Ed.2d 126 (1976); and In Re Winship, 397 U.S. 358, 90 S.Ct. 1068,
25 L.Ed.2d 368 (1970). He did submit an instruction concerning a "presumption
of mitigation" which the trial judge noted to have been given in
substance. The instructions given concerning sentencing and legally
recognized presumptions adequately advised the jury of the
appropriate law. There is no error.
XVIII
¶55 The jury was advised during the guilt stage
of trial to not let sympathy, sentiment or prejudice play a part in
their deliberations. They were instructed:
. . . From all the facts and
circumstances appearing in evidence and coming to your
observation during the trial, aided by the knowledge which
you each possess in common with other persons, you will
reach your conclusions. You should not let sympathy,
sentiment or prejudice enter into your deliberations, but
should discharge your duties as jurors impartially,
conscientiously and faithfully under your oaths and return
such verdict as the evidence warrants when measured by these
instructions. (OUJI-CR 907).
During the sentencing stage, the trial court
further instructed the jury that the first stage instructions
applied where appropriate and were to be considered together with
the supplemental instructions. Appellant contends that admonishing
the jury against letting sympathy play a part in their deliberations
prevented them from considering the full range of possible
mitigating factors in violation of the Eighth and Fourteenth
Amendments.
¶56 We do not believe that a reasonable juror
could have understood the charge to mean that they could not
consider all relevant mitigating circumstances, a constitutional
failure expounded in Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct.
869, 71 L.Ed.2d 1 (1982) and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct.
2954, 57 L.Ed.2d 973 (1978) (plurality opinion). The jury was also
instructed that:
Mitigating circumstances are those which,
in fairness and mercy, may be considered as extenuating or
reducing the degree of moral culpability or blame.
[779 P.2d 575]
The determination of what are mitigating
circumstances is for you as jurors to resolve under the
facts and circumstances of this case. (OUJI-CR 438).
Thirty potentially mitigating factors were listed
by the court for the jury. Many encompassed aspects of appellant's
personality or life that could not have been appreciated unless an
element of sympathy was allowed. For example, the jury was
instructed that evidence that appellant had been abandoned by his
natural mother and that he had helped his sister by taking the blame
for some of her actions could have been considered as mitigating
circumstances by them.
¶57 What was prohibited by the instruction, and
what would be understood by a reasonable juror as being prohibited
were "emotional responses not rooted in the aggravating and
mitigating evidence introduced during the penalty phase." California
v. Brown, 479 U.S. 538, 542, 107 S.Ct. 837, 840, 93 L.Ed.2d 934, 940
(1987). Such a limitation promotes rather than offends the purpose
in the Eighth Amendment to eliminate arbitrary and capricious action
in sentencing. Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49
L.Ed.2d 859 (1976). In Johnson v. State, 731 P.2d 993, 1004 (Okla.
Crim. App. 1987), we noted that if juries were allowed to be guided
by sympathy in their deliberations in capital cases, it is a
consideration likely to work to the disadvantage of the criminal
defendants.
¶58 We also find the instruction given in this
case to be distinguishable from the antisympathy instruction given
in Parks v. Brown, 860 F.2d 1545 (10th Cir. 1988). In Parks, the
instruction provided in pertinent part: "You must avoid any
influence of sympathy, sentiment, passion, prejudice or other
arbitrary factor when imposing sentence." (emphasis added) The Court
felt that the instruction carried with it the danger of leading the
jury to ignore sympathy that is based on mitigating evidence. Id. at
1553.
¶59 Initially, it is obvious that Oklahoma
Uniform Jury Instruction (Criminal) 907 does not contain the
qualifier "any." Secondly, the phrase "or other arbitrary factor,"
which was present in the instruction in Parks, is not present in
this instruction. We therefore find the Supreme Court's well-reasoned
opinion in Brown, supra, to be controlling. In Brown, the Court
stressed, "reading the instruction as a whole, as we must, it is no
more than a catalog of the kind of factors that could improperly
influence a juror's decision to vote for or against the death
penalty. The doctrine of noscitur a sociis is based on common sense,
and a rational juror could hardly hear this instruction without
concluding that it was meant to confine the jury's deliberations to
considerations arising from the evidence presented, both aggravating
and mitigating." See also Byrne v. Butler, 847 F.2d 1135 (5th Cir.
1988). We also find no substantial possibility that a reasonable
juror might have rested his or her verdict on an improper
interpretation of the instruction. Cf. Mills v. Maryland, 486 U.S.
367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988). Finally, when reviewed
as a whole, we find that the entire instructions delivered a correct
interpretation of the law.
XIX
¶60 Fox next urges that the trial court committed
fundamental error in not defining the elements of the aggravating
circumstance that the murders were committed for the purpose of
avoiding or preventing a lawful arrest or prosecution. However, the
instruction as given applied language commonly used and was easily
understandable. No further definition was required. See Liles v.
State, 702 P.2d 1025, 1031 (Okla. Crim. App. 1985), cert. denied,
476 U.S. 1164, 106 S.Ct. 2291, 90 L.Ed.2d 732 (1986). Moreover,
appellant failed to request or submit an instruction such as he now
claims to be required and cannot be heard to complain on appeal of
its absence. Liles, 702 P.2d at 1031. Nuckols v. State, 690 P.2d
463, 471 (Okla. Crim. App. 1984), cert. denied, 471 U.S. 1030, 105
S.Ct. 2050, 85 L.Ed.2d 323 (1985).
¶61 We disagree with appellant when he claims
that the evidence presented at trial was insufficient to support a
finding [779 P.2d 576] of this aggravating circumstance's existence.
The evidence was that he went to the store where he had been
formerly employed intending to rob it. He had worked with one of the
victims. The codefendants made no attempts to conceal their
identities. One of the three victims was resting in an upstairs
break room and was brought down to the store's back room where he
was killed with the others. The robbery and homicides were executed
in the early morning hours when no other customers were in the store
or likely to arrive. The parts of the broken shotgun and the checks
taken in the robbery were hidden in various locations. The
codefendants rinsed their blood splattered clothes before returning
to their homes. These factors taken together were sufficient
circumstantial evidence that appellant killed with the intent of
preventing a lawful arrest or prosecution. Stouffer v. State, 738
P.2d 1349, 1362 (Okla. Crim. App. 1987), cert. denied, ___ U.S. ___,
108 S.Ct. 763, 98 L.Ed.2d 779 (1988) and Moore v. State, 736 P.2d
161, 165 (Okla. Crim. App. 1987), cert. denied, ___ U.S. ___, 108
S.Ct. 212, 98 L.Ed.2d 163 (1987). This assignment is without merit.
XX
¶62 Appellant next reurges his fifteenth
assignment of error that the jury should have been required to find
beyond a reasonable doubt that the aggravating circumstances
outweighed the mitigating factors before a sentence of death could
be imposed. Having fully answered this proposition above, we decline
to address it again.
XXI
¶63 Appellant claims that the aggravating
circumstance that a murder is "especially heinous, atrocious, or
cruel" is being applied in an arbitrary, and, therefore,
unconstitutional manner. See Cartwright v. Maynard, 822 F.2d 1477
(10th Cir. 1987); Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct.
1853, 100 L.Ed.2d 372 (1988). In Stouffer v. State, 742 P.2d 562,
563 (Okla. Crim. App. 1987) (Opinion on Rehearing), cert. denied,
___ U.S. ___, 108 S.Ct. 763, 98 L.Ed.2d 779 (1988), this Court
specifically limited application of this aggravating circumstance to
those murders which are preceded by torture or serious physical
abuse. We find that this sufficiently narrowed the class of murders
to which the circumstance could be applied. Godfrey v. Georgia, 446
U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398 (1980).
¶64 The jury in appellant's case was properly
instructed on this point. We find that the evidence supports their
finding of this aggravating circumstance as to the death of John
Barrier. While two of the victims, Rick Cast and Chumpon Chaswasin,
died from single gunshot wounds to the head, John Barrier was
stabbed a number of times which, together with blunt force trauma to
the head, caused his death. The shotgun used to shoot the others was
used to bludgeon Barrier's head. So much force was used that the
stock splintered and fell into a number of pieces and the barrel was
bent. The evidence indicates that Barrier fought for his life
because the stab wounds were located over various parts of his upper
body, including defensive wounds on his hand. Furthermore, Fowler
told officers that he heard Barrier cry out in pain and beg for his
life. We find this to be adequate evidence that Barrier suffered
serious physical abuse.
XXII
¶65 Appellant contends that the aggravating
circumstance set forth in 21 O.S. 1981 § 701.12 [21-701.12](7) and
found by the jury to be present in his case, that, "The existence of
a probability that the defendant would commit criminal acts of
violence that would constitute a continuing threat to society," is
being applied in an unconstitutional manner and is not supported by
the evidence. We have previously addressed the constitutionality of
the application of this aggravating factor and held that it is not
constitutionally infirm. VanWoundenberg v. State, 720 P.2d 328, 336
(Okla. Crim. App. 1986), cert. denied, 479 U.S. 956, 107 S.Ct. 447,
93 L.Ed.2d 395 (1986), and Liles v. State, 702 P.2d 1025, 1031 (Okla.
Crim. App. 1985), cert. denied, 476 U.S. 1164, 106 S.Ct. 2291, 90
L.Ed.2d 732. See also Castro v. [779 P.2d 577] State, 745 P.2d 394,
407 (Okla. Crim. App. 1987) and Walker v. State, 723 P.2d 273, 285 (Okla.
Crim. App. 1986), cert. denied, 479 U.S. 995, 107 S.Ct. 599, 93 L.Ed.2d
600 (1986). We are unpersuaded by appellant's argument to the
contrary.
¶66 We also find that there is sufficient
evidence to support the jury's finding of this factor. As appellant
notes in his brief, this Court has held that evidence of the murder
itself will support a finding of this aggravating circumstance.
Liles, supra (and cases cited therein). Robison v. State, 677 P.2d
1080, 1088 (Okla. Crim. App. 1984), cert. denied, 467 U.S. 1246, 104
S.Ct. 3524, 82 L.Ed.2d 831 (1984); Stafford v. State, 665 P.2d 1205,
1217 (Okla. Crim. App. 1983), vacated, 467 U.S. 1212, 104 S.Ct.
2651, 81 L.Ed.2d 359 (1984), affirmed on remand, 700 P.2d 223 (Okla.
Crim. App. 1985), cert. denied, 474 U.S. 865, 106 S.Ct. 188, 88 L.Ed.2d
157; Ake v. State, 663 P.2d 1, 11 (Okla. Crim. App. 1983), reversed
on other grounds sub. nom., Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct.
1087, 84 L.Ed.2d 53 (1985). These cases addressed the characteristic
of callousness as reflected by a defendant's actions. Here too,
there was evidence of callousness where appellant planned the
robbery at least four days in advance. Weapons were specially
obtained to carry out the crime. The three employees on duty were
collected and moved to the backroom of the store where they were
killed execution style, one brutally with numerous stabs to the body
and blows to the head. After the codefendants secreted evidence and
washed blood from their clothes, appellant went shopping and
purchased clothing, earrings and drug paraphernalia.
¶67 As mentioned earlier, appellant had sought a
knife and stabbed another student while attending high school.
Although appellant did not have a history of arrests for violent
assaults, such is not a prerequisite to a finding of this
aggravating circumstance. This assignment lacks merit.
XXIII
¶68 Appellant asserts that under the decisions of
this Court, if one of the four aggravating circumstances found by
the jury is not supported by the evidence his sentence must be
modified to life. However, he relies upon the authority of cases
previously reversed by this Court in Stouffer v. State, 742 P.2d
562, 563 (Okla. Crim. App. 1987) (Opinion on Rehearing), cert.
denied, ___ U.S. ___, 108 S.Ct. 763, 98 L.Ed.2d 779 (1988). See also
Castro v. State, 749 P.2d 1146, 1148 (Okla. Crim. App. 1987) (Opinion
on Rehearing). Moreover, having found the circumstances properly
supported by the evidence (see Proposition XXVI), this assignment is
moot.
XXIV
¶69 Appellant cites a number of comments made by
the prosecutors during closing arguments and claims that he was
denied a fair trial due to their interjection. The prosecutor stated
during argument in the first stage that Fox began thinking about the
robbery as early as February 15, 1985. We find this to be a
reasonable inference from the evidence, since one witness testified
that on that date Fox told him that he would get even with Wynn's
I.G.A. for having fired him. See Wacoche v. State, 644 P.2d 568, 573
(Okla. Crim. App. 1982).
¶70 The next eleven comments of which appellant
complains were made during the sentencing stage of trial. When
objected to at trial, the trial judge overruled the defense. A
review of the record reveals that some of the comments were
unwarranted and not condoned by this Court. However, in light of the
overwhelming evidence of appellant's guilt, we cannot say that the
comments constitute fundamental error. See Newbury v. State, 695
P.2d 531, 537 (Okla. Crim. App. 1985) and Moore v. State, 736 P.2d
161, 167 (Okla. Crim. App. 1987).
XXV
¶71 Finally, appellant contends that 21 O.S.Supp.
1987 § 701.13 [21-701.13](E)(2), which allows the trial court to
resentence a defendant in a capital case if this Court finds error
in the sentencing stage is unconstitutional. This [779 P.2d 578]
statute has no application to appellant's case because we have not
found reversible error in his trial. Therefore, we find it
unnecessary to discuss the constitutionality of the statute.
XXVI
¶72 We further find, and the jury was so
instructed,4
XXVII
¶73 Pursuant to 21 O.S.Supp. 1987 § 701.13
[21-701.13], we have reviewed the evidence and verdicts and have
determined that: (1) the sentences of death were not imposed under
the influence of passion, prejudice, or any other arbitrary factor;
and, (2) the evidence supports the jury's findings of the four
aggravating circumstances charged, which were:
1) The defendant knowingly created a
great risk of death to more than one person;
2) The murder was committed for the
purpose of avoiding or preventing a lawful arrest or
prosecution;
3) The existence of a probability that
the defendant would commit criminal acts of violence that
would constitute a continuing threat to society; and,
4) The murder of John Barrier was
especially heinous, atrocious, or cruel.
¶74 Finding no error warranting reversal or
modification, judgments and sentences are AFFIRMED.
PARKS, P.J., reserves vote.
LANE, V.P.J., and BRETT, J., concur.
LUMPKIN, J., specially concurs.
Footnotes:
1
In Duren v. Missouri, 439 U.S. 357, 99 S.Ct. 664, 58 L.Ed.2d 579
(1979), the Supreme Court compared a statutory exemption from jury
service of "women" with that of "persons over the age of 65" and
expressed no concern with the latter as it affected the fair cross
section principle.
2
Gaensslen, R.E., Sourcebook in Forensic Serology, Immunology, and
Biochemistry (U.S. Govt. Printing Office Aug., 1983). The trial
judge referred to the cited source and several others in informing
himself of the reliability of the luminal tests.
3
Ned Stuart testified that he had been director of the regional crime
lab in Coeur d' Alene, Idaho, for thirteen years at that time and
coordinator of the School of Law Enforcement at North Idaho College
for fifteen years. By education, training and experience, Mr. Stuart
testified that he was a chemist and physicist and had twenty-eight
hours of postgraduate study in police science. He also had 750 to
1000 hours of police science study in seminars.
APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE WESTERN DISTRICT OF OKLAHOMA.
D.C. No. CIV-95-705-T
Before BRORBY, EBEL, and KELLY,
Circuit Judges.
KELLY, Circuit Judge.
In the early
morning hours of July 3, 1985, three employees of
the Wynn's IGA in Edmond, Oklahoma, were murdered
during a robbery planned and executed by Petitioner-Appellant,
Billy Ray Fox ("Mr. Fox") and co-defendant Mark
Andrew Fowler ("Mr. Fowler"). They were arrested on
July 4, 1985. Both admitted to involvement in the
robbery, but each accused the other of committing
the murders. Following a jointly held jury trial in
the Oklahoma County District Court, both were
convicted of three counts of first degree felony
murder. Okla Stat. Ann. tit. 21 701.7(B). Both were
thereafter sentenced to death.
The Oklahoma Court
of Criminal Appeals ("OCCA") affirmed both Mr. Fox's
murder convictions and death sentence. See Fox v.
State, 779 P.2d 562 (Okla. Crim. App. 1989). Mr.
Fox's application for post-conviction relief was
denied by the OCCA in 1994. See Fox v. Oklahoma, 880
P.2d 383 (Okla. Crim. App. 1994). On June 16, 1995,
Mr. Fox filed a petition for habeas corpus in the
federal district court for the Western District of
Oklahoma pursuant to 28 U.S.C. 2254, asserting
fifteen grounds for relief from his state
convictions and sentences. On July 6, 1998, the
district court denied Mr. Fox's habeas petition but
granted a certificate of probable cause for all
issues in this appeal. See 28 U.S.C. 2253 (pre-AEDPA);
Foster v. Ward, 182 F.3d 1177, 1183 (10th Cir.
1999).
Petitioner asserts
the following twelve grounds for relief: (1) the
trial court refused to sever Mr. Fox and Mr.
Fowler's trial, resulting in the violation of Mr.
Fox's right to due process; (2) petitioner's trial
counsel was constitutionally ineffective in
violation of the Sixth Amendment; (3) the trial
court admitted misleading testimony of three state
expert witnesses, violating due process; (4) the
trial court admitted Mr. Fox's pretrial statements
to the police in violation of the Fifth and
Fourteenth Amendments; (5) the "especially heinous,
atrocious, or cruel" aggravating circumstance was
applied in Mr. Fox's case in violation of the Eighth
and Fourteenth Amendments; (6) during his closing
argument, the prosecutor violated Mr. Fox's
constitutional rights by instructing the jury to
ignore mitigating evidence, in violation of the
Eighth Amendment; (7) the trial court erroneously
failed to instruct the jury that it had the option
of returning a life sentence even if the aggravating
factors outweighed the mitigating factors; (8) the
trial court erroneously restricted Mr. Fox's cross-examination
of one of the government's expert witnesses,
resulting in a violation of the Sixth Amendment
right of confrontation; (9) the trial court and the
Oklahoma Court of Criminal Appeals applied and
interpreted the "avoid arrest or prosecution"
aggravating circumstance in an unconstitutionally
vague and overbroad manner in violation of the
Eighth Amendment; (10) the "continuing threat"
aggravating circumstance as applied in Mr. Fox's
case violates the Eighth Amendment; (11) the trial
court failed to instruct the jury that mitigating
factors need not be found unanimously, thus
violating the Eighth Amendment; (12) the state and
federal district courts denied Mr. Fox an
evidentiary hearing on his claim that the jury was
permitted to consider misleading evidence, and his
ineffective assistance of counsel claim, violating
his constitutional right to due process. Our
jurisdiction arises under 28 U.S.C. 1291, and we
affirm.
Discussion
The Antiterrorism
and Effective Death Penalty Act ("AEDPA") does not
apply to this appeal, because Mr. Fox filed his
habeas petition on June 16, 1995, before the law's
enactment. See Lindh v. Murphy, 521 U.S. 320,
322-323 (1997). Therefore, we refer to pre-AEDPA law
for guidance as to the appropriate standards of
review. Our review is limited insofar as we can
grant relief only if state court error "deprived [petitioner]
of fundamental rights guaranteed by the Constitution
of the United States." See Brown v. Shanks, 185 F.3d
1122, 1124 (10th Cir. 1999) (quoting Jackson v.
Shanks, 143 F.3d 1313, 1317 (10th Cir. 1998)). We
review legal issues de novo, "affording deference to
the state court's construction of state law." Id. We
review the federal district court's factual findings
for clear error, while presuming that the findings
of fact made by the state court are correct unless
they are not fairly supported by the record. See id.;
28 U.S.C. 2254 (pre-amendment).
I. Erroneous
Failure to Sever
Mr. Fox asserts
that the trial court erroneously joined his trial
with co-defendant Mr. Fowler's, resulting in
unconstitutionally unfair proceedings. As this court
articulated in Cummings v. Evans, 161 F.3d 610 (10th
Cir. 1998), "whether the trial court erred in
denying severance is generally a question of state
law that is not cognizable on federal habeas appeal.
. .a criminal defendant has no constitutional right
to severance unless there is a strong showing of
prejudice caused by the joint trial." Id. at 619;
see also, Arbuckle v. Dorsey, 198 F.3d 477 (10th
Cir. 1999).
Mr. Fox argues,
citing Zafiro v. United States, 506 U.S. 534 (1993),
that two specific trial rights were compromised by
the trial court's denial of severance. He first
claims that his constitutional right of
Confrontation was violated by virtue of the
limitation on his cross-examination of a witness
regarding his co-defendant's redacted confession.
Secondly, Mr. Fox argues that it amounts to
constitutional error that he was required to share
peremptory strikes with his co-defendant. Mr. Fox
concludes that as a result of these errors, the jury
was left with the misimpression that he actually
committed the murders rather than his co-defendant,
Mr. Fowler.
a. Bruton
violation
Mr. Fox contends
that he was deprived of his rights guaranteed by the
Confrontation Clause when the trial court refused to
permit Mr. Fox's attorney to elicit additional
portions of Mr. Fowler's confession. The statement,
admitted through the testimony of the interviewing
detective, essentially established that co-defendant
Fowler was present at the Wynn's IGA on the night of
the murder, watching for people entering and leaving.
Mr. Fox's counsel sought to establish that Mr.
Fowler was in the storeroom at the time of the
murders. However, the trial judge sustained Mr.
Fowler's objection to this cross-examination on the
grounds that it would open the door for the
prosecutor to elicit the full admission of Mr.
Fowler, which included the statement that he saw Mr.
Fox committing the murders in the back storeroom.
Mr. Fox asserts on appeal that this limitation on
cross-examination constitutes a Bruton violation.
Mr. Fox
misconstrues Bruton. Mr. Fox is neither explicitly
nor implicitly implicated by the admitted portion of
Mr. Fowler's confession - the hallmark of a Bruton
violation. See Richardson v. Marsh, 481 U.S. 200,
201-02 (1987) ("In Bruton v. United States, 391 U.S.
123 (1968), we held that a defendant is deprived of
his rights under the Confrontation Clause when his
nontestifying co-defendant's confession naming him
as a participant in the crime is introduced at their
joint trial, even if the jury is instructed to
consider that confession only against the co-defendant.").
Thus, Bruton is
not implicated by the trial court's restriction on
Mr. Fox's cross-examination of the detective. On the
contrary, as we discuss below, the trial court's
restriction of Mr. Fox's cross-examination was
integral to the court's compliance with the mandates
of Bruton. Moreover, to permit Mr. Fox to elicit the
additional portions of the Fowler admission while
omitting Mr. Fowler's statement that he witnessed
Mr. Fox killing the victims would have been
tantamount to permitting a deliberate act of
deception, totally recasting the nature of the
admission.
A trial court may
not sit idly on the sidelines and permit counsel to
deliberately distort the evidence or mislead the
jury. Admission of a redacted version of a
defendant's post-arrest statement is impermissible
if it unfairly distorts the original, or excludes
substantially exculpatory information. See United
States v. Mussaleen, 35 F.3d 692, 696 (2d Cir.
1994); United States v. Zamudio, 141 F.3d 1186 (10th
Cir. 1998); United States v. Kaminski, 692 F.2d 505,
522 (8th Cir. 1982)
Mr. Fox's
objection is more properly characterized as a
challenge to an evidentiary ruling by the trial
court. This court held in Sellers v. Ward, 135 F.3d
1333 (10th Cir. 1998), that "[h]abeas relief is not
available on this ground unless the petitioner can
show his whole trial was rendered fundamentally
unfair by the limitation of the cross-examination."
135 F.3d at 1342. Mr. Fox has not satisfied this
standard. Mr. Fox was not prejudiced in any way by
the trial court's limitation on his cross-examination
of the detective.
Moreover, there
was ample evidence before the jury, based on
testimony of the state's forensic experts, that Mr.
Fowler was in the storeroom at the time of the
murders. Whatever "exculpatory" benefit Mr. Fox
sought to elicit from Mr. Fowler's admission was
provided by this forensic evidence. Additionally, it
bears noting that neither Mr. Fowler's admission nor
the forensic evidence exculpated Mr. Fox, but rather
merely inculpated Mr. Fowler. Despite Mr. Fox's
assertions to the contrary, in view of the evidence
presented at trial, these are not equivalent.
Establishing that
Mr. Fowler was present at the site of the murders
does not render Mr. Fox's participation in the
murders impossible or even unlikely. There was ample
evidence to suggest that Mr. Fox and Mr. Fowler were
both involved in the actual murders. In sum, Mr. Fox
has failed to demonstrate any prejudice by the trial
court's limit on his cross-examination of the
detective who interviewed Mr. Fowler. Thus, Mr.
Fox's Confrontation Clause argument fails.
b. Sharing
Peremptory Strikes
Mr. Fox next
argues that he was unconstitutionally prejudiced
because he was required to share peremptory
challenges with his co-defendant. Mr. Fox claims
that because their defenses were inconsistent, he
was entitled to his own nine peremptory challenges,
rather than having to share nine with his co-defendant.
See Okla. Stat. Ann. tit. 22 655 (1981).
Mr. Fox has not
challenged the impartiality of the jury. Thus, he is
objecting only to the number of peremptory
challenges. This is a question of state law, not of
constitutional dimension. See Cummings, 161 F.3d at
619 (citing Ross v. Oklahoma, 487 U.S. 81, 88
(1988)). We may not review this claim as a result.
Id.
Moreover, to the
extent that Mr. Fox implies that severance was
warranted because his defense was mutually
antagonistic with that of his co-defendant, his
argument is unpersuasive. "Mutually antagonistic
defenses are not prejudicial per se." Zafiro, 506
U.S. at 538. In order to prevail on such a theory
for severance, the defendant must show real
prejudice, rather than merely note that each
defendant is trying to exculpate himself while
inculpating the other. See United States v. Dirden,
38 F.3d 1131, 1140-41 (10th Cir. 1994); Arbuckle,
189 F.3d 477; United States v. Briseno-Mendez, 153
F.3d 728 (10th Cir. 1998). Such actual prejudice is
shown if the defenses are truly mutually exclusive,
such that "the jury could not believe the core of
one defense without discounting entirely the core of
the other." Dirden, 38 F.3d at 1141. Mr. Fox has not
shown this type of prejudice in either the guilt
phase or the sentencing phase of trial.
c. Severance at
Guilt Phase
Mr. Fox argues
that he was prejudiced during the guilt phase of his
trial, because his defense was mutually antagonistic
with that of his co-defendant. Namely, each
defendant admitted to involvement in the felony, but
tried to exculpate himself by inculpating the other
in the actual commission of the murders. Mr. Fox
overlooks the fact that during the guilt phase of
the instant case, the relative culpability of the
defendants was irrelevant, given that they were
charged with first degree felony murder, which only
requires that a murder result during the commission
of a robbery with a dangerous weapon. Okla. Stat.
Ann. tit. 21 701.7 (B). The evidence at trial amply
established both Mr. Fox and Mr. Fowler's
participation in the underlying robbery. Thus, Mr.
Fox has not sufficiently demonstrated that he was
prejudiced during the guilt phase by joinder with
Mr. Fowler.
d. Severance at
the Penalty Phase
Mr. Fox argues
that the prejudice he suffered from the denial of
severance was especially acute in the penalty phase
of his trial. Beyond his above claims of
Confrontation clause and peremptory challenge
violations, he does not develop or support his
argument beyond simply claiming that "who actually
committed the murders would have made a substantial
difference to the jury when they considered
punishment." The failure to develop this aspect of
his legal argument, supported by relevant authority,
effects a forfeiture of the claim. See United States
v. Callwood, 66 F.3d 1110, 1115 n.6 (10th Cir.
1995). Mr. Fox does not challenge the
constitutionality of the Oklahoma statute requiring
the same jury to sit for both guilt and penalty
phases. See Okla. Stat. Ann. tit. 21 701.10. Nor
does he discuss (with reference to the relevant
facts and authority) why it was impossible for the
jury to believe the core of Mr. Fowler's defense
without discounting entirely the core of his own.
Dirden, 28 F.3d at 1141.
The relevance of
who specifically committed the murders in the
penalty phase is not automatically apparent, given
that Enmund v. Florida, 458 U.S. 782, 797 (1982),
and Tison v. Arizona, 481 U.S. 137, 157 (1987),
require only that the petitioner "himself kill[ed
the victim], attempt[ed] to kill [the victim], or
intend[ed] that a killing [of the victim] take place
or that lethal force will be employed." Enmund, 458
U.S. at 797. (Emphasis added).
Moreover, "major
participation in the felony committed, combined with
reckless indifference to human life is sufficient to
satisfy the Enmund culpability requirement." Tison,
481 U.S. at 158. Ample evidence, including Mr. Fox's
own confession, demonstrated that Mr. Fox intended
that lethal force might be employed. Mr. Fox
acquired firearms in preparation for the robbery of
the Wynn's IGA, immediately prior to the murders,
and admitted the killing to his roommate.
II. Ineffective
Assistance of Counsel
Mr. Fox next
claims that he was deprived of effective assistance
of trial counsel. Specifically, he argues that trial
counsel was deficient because he (i) implicated Mr.
Fox during voir dire in such a way as to unfairly
poison the jury against him; and (ii) failed to
sufficiently inculpate the co-defendant, in order to
exculpate Mr. Fox. Ineffective assistance claims are
mixed questions of law and fact reviewed by this
court de novo. See Moore v. Reynolds, 153 F.3d 1086,
1096 (10th Cir. 1998).
a. Ineffective
Assistance during Voir Dire
Mr. Fox relies
upon the following incidents to support his claim of
ineffective assistance of counsel during voir dire.
Trial counsel asked several times whether the venire
could be open minded about the imposition of life
imprisonment rather than the death penalty, should
his client be convicted. One member of the venire1
formed an opinion as to Mr. Fox's guilt based on the
voir dire. This person was subsequently dismissed
for cause. Moreover, the trial court expressed the
opinion that Mr. Fox's counsel had gone too far in
this line of questioning, to the detriment of his
client.
To prevail on his
ineffective assistance of counsel claim, Mr. Fox
must demonstrate that (i) counsel's performance was
objectively deficient and (ii) counsel's deficiency
prejudiced the defense, depriving petitioner of a
fair trial with a reliable result. See Strickland v.
Washington, 466 U.S. 668, 687 (1984). To demonstrate
constitutional deficiency, Mr. Fox must show that
counsel's performance was completely unreasonable,
not simply wrong. See Hoxsie v. Kerby, 108 F.3d
1239, 1246 (10th Cir. 1997).
Similarly, to show
unconstitutional prejudice, Mr. Fox must demonstrate
that but for counsel's errors, there is a reasonable
probability that the result of the proceedings would
have been different. See Strickland, 466 U.S. at
694. Mr. Fox bears a heavy burden in that he must
overcome the presumption that his counsel's actions
were sound trial strategy, in the context of his
case. See id. at 689. Moreover, counsel's actions
during voir dire are presumed to be matters of trial
strategy. See Nguyen v. Reynolds, 131 F.3d 1340,
1349 (10th Cir. 1997).
Mr. Fox cannot
overcome this burden. Like the counsel in Nguyen,
Mr. Fox's attorney chose, as a strategic matter, to
focus on whether potential jurors could give his
client a fair trial. Id. Mr. Fox's attorney
commented to this effect, in response to the judge's
disapproval of his line of questioning:
First of all, Your
Honor, it is over our objection that we have the
same jury determine guilt or innocence and
punishment. We believe that even if we get past
guilt or innocence we have to have some idea as to
how these people will behave, if you will, on
punishment. We have to ask certain questions so that
we exercise our peremptory challenges and whether
they could consider life imprisonment...
Tr. 340-341. Thus
it is clear that Mr. Fox's counsel, properly
recognizing that Oklahoma law requires the same jury
to sit for both guilt and penalty phases of a trial
for first degree murder, Okla. Stat. Ann. tit. 21
701.10, chose to focus on whether the jurors could
be fair during the sentencing phase. This was
neither unreasonable nor prejudicial, Nguyen, 131
F.3d at 1349, especially in view of the evidence
that counsel undoubtedly was aware would later be
admitted. It was an entirely understandable
strategic decision. We reject Mr. Fox's claim of
ineffective assistance of counsel based on questions
posed during voir dire.
b. Counsel's
Failure to Inculpate Co-Defendant
Mr. Fox next
argues that counsel was ineffective in that he
failed to inculpate the co-defendant, on the theory
that had he done so, it would have proven that Mr.
Fox "did not kill, attempt to kill or intend to kill
any of the victims" Aplt. Br. at 16. Citing Enmund,
Mr. Fox implies that had his counsel demonstrated
that it was Mr. Fowler who committed the actual
murders, Mr. Fox would have been exonerated from the
first degree felony murder charge.
In this vein, Mr.
Fox argues counsel was ineffective for not refuting
the state's blood spatter expert, who testified that
two people were involved in the murders; for not
making an opening statement; for failing to rebut
Mr. Fowler's comments inculpating Mr. Fox during the
guilt phase closing argument; and for failing to
inculpate Mr. Fowler during the penalty phase
closing argument.
An ineffective
assistance claim may be resolved on either
performance or prejudice grounds alone. See Hatch v.
Oklahoma, 58 F.3d 1447, 1457 (10th Cir. 1995). This
is true in the instant case regarding Mr. Fox's
arguments about counsel's failure to inculpate Mr.
Fowler in the guilt phase of trial. Because Mr. Fox
was charged with first degree felony murder, he
would not have been exculpated by inculpating
defendant Mr. Fowler in the murders themselves,
since Mr. Fox concedes that he participated in the
underlying robbery. Okla Stat. Ann. tit. 21
701.7(B).
Moreover, the
state's blood spatter expert was cross-examined by
Mr. Fowler's counsel, who elicited the expert's
concession that it was possible, albeit improbable,
that one person committed the murders. Thus, Mr. Fox
has not demonstrated any prejudice resulting from
his counsel's failure to orally contest the expert's
conclusion that two people committed the murders.
Additionally, Mr.
Fox has not shown that his counsel was
constitutionally deficient. That is, he has not
overcome the presumption of trial strategy regarding
his counsel's waiver of opening statement in the
guilt phase, the failure to rebut Mr. Fowler's
closing argument inculpating Mr. Fox in the guilt
phase, and the failure to inculpate Mr. Fowler in
the penalty phase. For counsel's actions to rise to
the level of constitutional ineffectiveness, his
strategic decisions must have been "'completely
unreasonable, not merely wrong, so that [they] bear
no relationship to a possible defense strategy.'"
Hatch, 58 F.3d at 1459 (quoting United States v.
Ortiz Oliveras, 717 F.2d 1, 4 (1st Cir. 1983)).
While opening and
closing statements are not to be lightly waived in a
capital case, it is well-settled that the decision
to waive an opening or closing statement is a
commonly adopted strategy, and without more, does
not constitute ineffective assistance of counsel.
See Nguyen, 131 F.3d at 1350; see also United States
v. Haddock, 12 F.3d 950, 955 (10th Cir. 1993);
United States v. Miller, 907 F.2d 994, 1000 (10th
Cir. 1990).
The record
indicates Mr. Fox's counsel chose to waive closing
argument during the guilt phase as a strategic
matter as well. Mr. Fox's counsel initially believed
that waiving closing argument in the guilt phase
would preclude the State from presenting rebuttal
argument aimed at Mr. Fox. When the judge made it
clear that this was not an accurate understanding of
the trial procedures, Mr. Fox's counsel stated that
he nevertheless thought that if he made a closing
argument rebutting Mr. Fowler's arguments
inculpating Mr. Fox, he would waive his objections
to those arguments on Eighth Amendment grounds.
Finally, Mr. Fox's
counsel's failure to argue that Mr. Fox was innocent
during the penalty phase was a reasonable strategy,
especially in light of the overwhelming evidence
militating in favor of Mr. Fox's guilt. Instead, Mr.
Fox's counsel understandably shifted the focus from
Mr. Fox's innocence (or Mr. Fowler's guilt) to the
humanity of his client. It was a reasonable strategy
to do so, both to maintain credibility with the jury,
and to try to emphasize the mitigating factors
presented. Thus, following Hatch, we find that
counsel's decisions amounted to a reasonable trial
strategy, and as such, do not rise to the level of
unconstitutional deficiency.
III. Admission of
Misleading Testimony
Mr. Fox next
claims that the state court permitted the jury to
consider misleading evidence, thus violating his
right to due process. Specifically, he alleges that
the trial court impermissibly admitted the testimony
of the state's forensic experts on blood, blood
spatter, and hair evidence. Additionally, he asserts
that the trial court impermissibly admitted forensic
evidence regarding an article of clothing discovered
with blood on it.
Mr. Fox's claims
are properly characterized as a due process
challenge to the state evidentiary rulings. On
habeas review, we will not disturb the state court's
evidentiary rulings unless the appellant
demonstrates that the court's error was "so grossly
prejudicial that it fatally infected the trial and
denied the fundamental fairness that is the essence
of due process." Williamson v. Ward, 110 F.3d 1508,
1522 (10th Cir. 1997). Mr. Fox has not demonstrated
any error in the admission of this evidence, much
less that the admission of the above evidence
rendered the proceeding fundamentally unfair. Mr.
Fox simply disagrees with the testimony.
As for the
testimony of the various forensic experts, they were
all adequately qualified to testify, See Saathoff v.
Hesse, 72 F.3d 138 (10th Cir. 1995), and were
subject to rigorous cross-examination. Weaknesses in
the testimony of each of the state's forensic
experts were sufficiently pursued and developed on
cross-examination. First, the state's forensic blood
expert witness admitted on cross-examination that
the blood tests performed were presumptive and not
conclusive. That is, he openly stated that he was
unable to determine conclusively whether the stains
were of animal or human origin. Next, the "blood
spatter" expert who recreated the murder scene for
the jury admitted on cross-examination that his
account was not the only possible description.
Rather, he conceded that it was possible, though not
plausible, that one person could have committed the
homicides.
Moreover, this
forensic expert stated clearly that he relied on
data produced from the aforementioned "presumptive"
blood testing, the validity of which was discussed
and tested at length. Finally, the state forensic
hair expert's opinions were thoroughly tested on
cross-examination, and a defense expert with a
differing view was presented during the trial to
rebut her claims. The state's hair expert candidly
admitted that she was rushed in completing her
testing. The credibility of these witnesses was a
question exclusively for the jury.
Furthermore, the
admission of evidence regarding blood found on an
article of clothing, a white polo shirt, was not
error and in any event, did not render the entire
trial fundamentally unfair. The record reflects that
the evidence bearing on what Mr. Fox wore the night
of the murder was conflicting; the shirt was
discovered behind the front seat of the vehicle
driven by Mr. Fox the night of the murders. It was
certainly relevant for the State to introduce
evidence from forensic experts that there was blood
on the shirt, most likely wiped off from the knife
used in the murder. It seems that Mr. Fox is
actually objecting to the weight accorded to the
evidence admitted by the state trial court; this is
not of constitutional dimension, and fails to
satisfy our standard of review of state evidentiary
rulings on habeas.
IV. Admission
of Pre-trial Statements to Police
Next, Mr. Fox
claims that the trial court failed to suppress pre-trial
custodial statements to the police in violation of
his Fifth and Fourteenth Amendment rights. After his
arrest, and while in custody, two police officers
approached Mr. Fox in the absence of his attorney,
removed him from his cell, and gave him their
business cards. The officers were aware that Mr. Fox
had elected to remain silent, and that he had
requested his attorney be present during any
interrogation. The record reflects that as the
officers were leaving, Mr. Fox indicated to them
that he wanted to talk to them. The officers advised
Mr. Fox of his right to counsel, and asked him if he
wanted to waive it. Mr. Fox responded that while he
preferred his counsel be present, he was
nevertheless willing to talk with them2.
The statements
taken during this interrogation were not admitted at
trial. However, evidence was recovered as a result
of information thus gathered. Mr. Fox argues that
the officers' actions constitute interrogation in
violation of his Fifth Amendment and Fourteenth
Amendment rights. Moreover, Mr. Fox asserts, citing
Minnick v. Mississippi, that he was legally
incapable of waiving his right to counsel, once
invoked, without his counsel present.
We find his claims
unpersuasive. The officers' initial conduct did not
constitute "interrogation" under controlling
standards. Under Rhode Island v. Innis,
interrogation extends only to words or actions that
the officers should have known were reasonably
likely to elicit an incriminating response. 446 U.S.
291, 301 (1980); see also United States v. Roman-Zarate,
115 F.3d 778, 782 (10th Cir. 1997). In the instant
case, the officers merely introduced themselves to
Mr. Fox and left him their business cards. The fact
that Mr. Fox was in custody does not automatically
render this exchange an interrogation. See Innis,
446 U.S. at 299. Such interaction between Mr. Fox
and the police constituted conduct "normally
attendant to arrest and custody," and was not the "functional
equivalent" of interrogation. See id. at 301. Thus,
we agree with the Oklahoma Court of Criminal Appeals
in its conclusion that the officers' actions were
not evocative within the meaning of Innis. See Fox
v. State, 779 P.2d 562, 569 (Okla. Crim. App. 1989).
It is certainly
true that once an individual has expressed his
desire only to deal with police through counsel, all
interrogation absent counsel will be deemed
involuntary. See Edwards v. Arizona, 451 U.S. 477,
484-85 (1981); United States v. Giles, 967 F.2d 382,
385 (10th Cir. 1992). However, if the individual
voluntarily initiates further communication with law
enforcement officials, he can effectively waive his
previously invoked right to counsel. See Oregon v.
Bradshaw, 462 U.S. 1039, 1045-46 (1983); Cooks v.
Ward, 165 F.3d 1283, 1288 (10th Cir. 1998). In the
instant case, the facts presented at trial make it
clear that Mr. Fox reinitiated contact with the
officers as they were leaving. Reviewing his waiver
de novo, Miller v. Fenton, 474 U.S. 104, 112 (1985),
we agree with the district court's finding that Mr.
Fox's waiver was voluntary.
The evidence
demonstrates that Mr. Fox's waiver "was a product of
free and deliberate choice...and was made in full
awareness of the nature of the right being waived
and the consequences of waiving." Cooks, 165 F.3d at
1288. Like the defendant in Cooks, Mr. Fox was fully
appraised of his rights, he had previously exercised
his right to remain silent absent his counsel (demonstrating
his understanding of the right), and there is no
evidence of coercion or compulsion on the part of
the officers. Id.
Mr. Fox argues
that it is legally impossible for an individual to
waive his right to counsel, once invoked, absent
counsel's presence. This badly misconstrues Minnick
v. Mississippi, 498 U.S. 146 (1990). Minnick stands
for the proposition that once counsel is requested,
interrogation must cease, and law enforcement
officials may not reinitiate interrogation without
counsel present, regardless of whether the accused
has conferred with his attorney. See id. at 153.
Minnick does not bear on the instant situation,
namely, where the accused voluntarily reinitiates
contact with law enforcement officials. Because Mr.
Fox voluntarily reinitiated contact with law
enforcement officials, and validly waived his right
to counsel, his instant claim does not warrant
relief.
V. "Heinous,
Atrocious, or Cruel" Aggravator
Mr. Fox argues
next that the jury instruction given by the state
trial court regarding the "heinous, atrocious, or
cruel" aggravator is unconstitutional. Moreover, he
argues that there was insufficient evidence to
support the jury's finding of the above aggravator.
This identical
challenge has been considered and rejected by this
court on several occasions, see Cooks, 165 F.3d at
1289-90; see also Hatch, 58 F.3d at 1468-69; Duvall
v. Reynolds, 139 F.3d 768, 792-93 (10th Cir. 1998),
and binds this panel in the instant case. See Cooks,
165 F.3d at 1289 (citing United States v. Foster,
104 F.3d 1228, 1229 (10th Cir. 1997).
Next we consider
whether given the evidence presented, viewed in the
light most favorable to the prosecution, any
rational trier of fact could have found the
aggravating circumstance beyond a reasonable doubt.
See LaFevers v. Gibson, 182 F.3d 705, 723 (10th Cir.
1999) (citing Jackson v. Virginia, 443 U.S. 307, 319
(1979)). This is a question of law which we review
de novo. See, e.g., Romero v. Tansy, 46 F.3d 1024,
1032 (10th Cir. 1995).
John Barrier's
murder was "especially heinous, atrocious, or
cruel." It was marked by torture and serious
physical abuse, evidenced by proof of conscious
physical suffering. Sufficient evidence was
presented to support this conclusion. The State's
forensic expert testified that Mr. Barrier had
defensive wounds on his hands, consistent with those
one suffers in a fight for his life. Tr. 1677.
Additionally, the detective who interviewed co-defendant
Mr. Fowler testified that Mr. Fowler heard Mr.
Barrier cry out and beg for his life. Tr. 1877. This
is strong evidence of conscious physical suffering.
Thus, Mr. Fox's claim for relief on this ground
fails.
VI. Prosecutorial
Misconduct
Mr. Fox next
argues that he was subjected to unconstitutional
prosecutorial misconduct. Specifically, he takes
issue with the prosecutor's comments in two ways.
First, he objects to the prosecutor's comments
regarding the weight that should be accorded to the
mitigating evidence presented. Second, he objects to
the prosecutor's comments regarding the procedural
and discretionary hurdles that are required before
seeking the death penalty. Finally, Mr. Fox argues
that he is entitled to a rehearing because the state
and district courts applied the incorrect standard
in reviewing his claim of prosecutorial misconduct.
Prosecutorial
misconduct claims present mixed issues of law and
fact and are reviewed by this court de novo. See
Fero v. Kerby, 39 F.3d 1462, 1473 (10th Cir. 1994).
Mr. Fox will be entitled to habeas relief only if he
can establish that the prosecutor's misconduct or
improper remarks infected the trial to such an
extent that it resulted in a fundamentally unfair
trial. See Donnelly v. DeChristoforo, 416 U.S. 637,
645 (1974).
The prosecutor in
the instant case made several comments that Mr. Fox
regards as tantamount to instructing the jury that
it should ignore mitigating evidence. Namely, the
prosecutor said:
I tell you today
that what these two were prior to 1985 is irrelevant.
Tr. 2345.
Why these
defendants are what they are may be a good field of
research, but it's no mitigation or justification
for what they did. It doesn't change them back and
it doesn't mitigate what they did. Tr. 2348.
Is it adequate
punishment just to lock them up on a clean bed with
clean clothes and three meals a day? Is that
adequate punishment for taking three lives? Tr.
2358.
Mr. Fox argues
that these comments violate the dictates of
Hitchcock v. Dugger, 481 U.S. 393 (1987), which
reversed a death sentence because the advisory jury
was instructed not to consider, and the sentencing
judge refused to consider, evidence of nonstatutory
mitigating circumstances.
The facts of Mr.
Fox's case are distinguishable. Only the court
instructs the jury. The prosecutor merely argues to
the jury. In this case, the prosecutor's comments
bore on the weight to be accorded to the mitigating
evidence. The comments did not contradict the
court's instructions and did not preclude the jury
from considering this evidence. The court is
permitted to shape and structure the jury's
consideration of mitigating evidence, provided that
it does not preclude the jury from giving effect to
the mitigating evidence. See Buchanan v. Angelone,
118 S.Ct. 757, 761 (1998).
In the instant
case, the prosecutor merely commented on the weight
that should be accorded to the mitigating factors.
He did not suggest that the jury was not permitted
to consider the factors. It is well-settled that the
prosecutor may comment on "information about the
defendant, his character, and the circumstances of
his offense made known to the jury throughout the
bifurcated trial." Coleman v. Brown, 802 F.2d 1227,
1239 (10th Cir. 1986).
The trial court
clearly instructed the jury that "the determination
of what are mitigating circumstances is for you as
jurors to resolve under the facts and circumstances
of this case." O.R. at 202. Also, after listing
thirty factors that Mr. Fox offered in mitigation,
the trial court further instructed the jury that "whether
these circumstances existed, and whether these
circumstances are mitigating, must be decided by you."
O.R. at 204. The prosecutor's remarks did not
constitute misconduct that prejudiced Mr. Fox so as
to deny him a fair trial consistent with due process.
Mr. Fox further
claims that the following comments made by the
prosecutor diminished the jury's sense of
responsibility in violation of the rule set forth in
Caldwell v. Mississippi, 472 U.S. 320 (1985):
I had to make the
decision to seek the death penalty. Before I could
do that, the Edmond police department and the
Oklahoma City police department had to bring the
evidence to me upon which I could justify such a
decision. And all of you, you, the jury and my staff
and the police departments and their experts did
what we did because it's our responsibility and duty.
Tr. at 2350. Mr.
Fox misconstrues Caldwell. In that case, the court
held that the prosecutor could not suggest to the
jury that it was not the final arbiter of the
defendant's fate, given that there was an appeals
process in which their determination was reviewable.
See Caldwell, 472 U.S. at 328-329. In this case, the
prosecutor told the jury that he did not undertake
the decision to seek the death penalty lightly, and
pointed to the different elements that went into
making his decision. This is a permissible line of
commentary. See Moore v. Gibson, 195 F.3d 1152 (10th
Cir. 1999) (holding that it was not a violation of
Caldwell for the prosecutor to note "a number of
things have to happen" before a death sentence is
sought); see also Sellers v. Ward, 135 F.3d 1333,
1343 (10th Cir. 1998) (prosecutor's suggestion that
he personally approved of death penalty and
statements that "many hurdles had to be jumped
before a capital murder trial could ever occur" were
insufficient to suggest that anyone other than the
jury had the burden to make ultimate sentencing
decision). Thus, we reject Mr. Fox's claims based on
a Caldwell violation.
The district court
reviewed the merits of Mr. Fox's claim of
prosecutorial misconduct, and properly applied the
Donnelly standard in reaching its determination. Mr.
Fox is not entitled to re-sentencing on these
grounds.
VII. Jury
Instructions Regarding Option of Life Sentence
Mr. Fox next
argues that he is entitled to relief because the
jury instructions given did not explicitly inform
the jury that they were not required to give a
sentence of death, even if they made a determination
that the aggravating factors outweighed the
mitigating factors. Mr. Fox properly recognizes that
we have rejected this very claim in Duvall v.
Reynolds, 139 F.3d 768, 789-91 (10th Cir. 1998).
He urges that we
nevertheless depart from our earlier holding given
that the court there failed to consider the
relevance of Oklahoma's revision of its uniform jury
instructions in 1994, to include the instruction he
sought at trial. This argument is likewise
unavailing; the court squarely passed on this
contention in Bryson v. Ward, 187 F.3d 1193, 1207
(10th Cir. 1999). In Bryson, we held that while the
revised jury instruction clearly sets forth the
settled law, the failure to give such an instruction
is not constitutional error. Id. As stated
previously, this resolution binds this panel in the
instant case.
VIII. Restriction
of Cross-Examination
Mr. Fox argues
that he is entitled to relief because the state
trial court unconstitutionally restricted his cross-examination
of the state's forensic expert regarding hair
evidence. Mr. Fox sought to elicit from her, in
cross-examination that there was a delay in her
analysis due to her large caseload. The court
sustained the state's objection to this question,
and held that while the inquiry was relevant, any
probative value was outweighed by the prejudice that
the defendant would suffer by implying that there
was an unusually high rate of crime in the county
where the murders took place.
As stated
previously, Mr. Fox faces a demanding burden in
raising a challenge to the trial court's evidentiary
ruling on habeas review. That is, relief is not
available on this ground unless Mr. Fox shows that
the entire proceeding was rendered fundamentally
unfair by the trial court's limit on cross-examination.
See Sellers, 135 F.3d at 1342. The inquiry focuses
on the materiality of the excluded evidence to the
presentation of Mr. Fox's defense, and ultimately
turns on whether or not the trial court deprived Mr.
Fox of an opportunity for effective cross
examination. Id.
Mr. Fox has not
satisfied this burden. We are not persuaded that the
entire trial was rendered fundamentally unfair by
the trial court's restriction on Mr. Fox's cross-examination.
Mr. Fox's counsel was permitted to elicit that the
state's forensic expert had been under pressure to
complete her analysis, and as such, her work was
hurried. Additionally, the state's expert was
thoroughly cross-examined concerning her conclusions.
Moreover, Mr.
Fox's co-defendant presented his own expert
testimony directly challenging the state expert's
opinions. In light of the foregoing, prohibiting Mr.
Fox's inquiry into the delay in the forensic
expert's analysis did not have the effect of
rendering the entire proceeding fundamentally unfair.
Thus, Mr. Fox's claim for relief on this ground
fails.
IX. "Avoid Arrest
or Prosecution" Aggravator
Mr. Fox next seeks
relief on the grounds that the state trial court
applied the "avoid arrest or prosecution"
aggravating circumstance in an unconstitutionally
vague and overbroad manner. However, the arguments
Mr. Fox advances in support of this proposition are
more accurately characterized as a challenge to the
sufficiency of the evidence supporting the finding
of this aggravating circumstance. That is, Mr. Fox
merely argues that there is nothing in the record to
support this aggravating circumstance.
To support the
finding of this aggravating circumstance, the focus
is on the defendant's intent, whether proved by the
defendant's own statement or through circumstantial
evidence. See Boyd v. Ward, 179 F.3d 904, 923 (10th
Cir. 1999). In the instant case, there was ample
evidence from which a rational fact finder could
conclude that the aggravating circumstance was
present. Neither Mr. Fox nor Mr. Fowler attempted to
conceal their identities.
Mr. Fox had worked
at the Wynn's IGA previously, and it is thus
reasonable to infer that he knew one or more of the
victims and that they could have identified him.
Moreover, as the federal district court observed,
Mr. Fox and Mr. Fowler committed these crimes in the
early morning hours, when it was unlikely that other
customers would be present. The robbery was planned
for a time when there would be a minimal number of
employees present. All of the foregoing is
persuasive circumstantial evidence supporting a
finding of the aggravating circumstance in question.
Mr. Fox's claim for relief on this ground fails.
X. "Continuing
Threat" Aggravator
Mr. Fox next
argues that the "continuing threat" aggravating
circumstance, as used in Oklahoma is
constitutionally deficient, insofar as it would
apply to every defendant convicted of murder. Mr.
Fox properly recognizes that this court has upheld
the constitutionality of this aggravating factor in
Nguyen v. Reynolds, 131 F.3d 1340, 1353 (10th Cir.
1997). He nevertheless asks that we revisit the
issue and grant relief. Even if we were so inclined,
we are unable to do so, given that the determination
of the Nguyen panel binds this panel.
XI. Jury
Instruction Regarding Unanimity Requirement for
Mitigating Factors Determination
Mr. Fox next
argues that the trial court's failure to instruct
the jurors that they need not be unanimous in their
findings of mitigating evidence was error of
constitutional magnitude warranting relief on
habeas. This court has squarely addressed and
rejected this claim in LaFevers v. Gibson, 182 F.3d
705 (10th Cir. 1999), in which we held that "a trial
court need not, however, expressly instruct a
capital sentencing jury that unanimity is not
required before each juror can consider a particular
mitigating circumstance." Id. at 719. This
resolution is binding on this panel.
XII. Evidentiary
Hearing
Finally, Mr. Fox
claims that he is entitled to an evidentiary hearing
to develop his claims that the jury was permitted to
consider misleading evidence and ineffective
assistance of counsel. To establish entitlement to
an evidentiary hearing under pre-AEDPA standards,
Mr. Fox must "make allegations which, if proved,
would entitle him to relief." See Stouffer v.
Reynolds, 168 F.3d 1155, 1168 (10th Cir. 1999). If
Mr. Fox has made these requisite allegations, he is
entitled to a hearing only if there is a factual
dispute, and he did not receive a full and fair
evidentiary hearing in a state court. See Miller v.
Champion, 161 F.3d 1249, 1252 (10th Cir. 1998).
Following our own independent review, we agree with
the district court that the issues here raised by
Mr. Fox were properly resolved on the basis of the
record and the law, and as such, an evidentiary
hearing is not required. See Castro v. Ward, 138
F.3d 810, 832 (10th Cir. 1998).
Mr. Fox stated: "My case is
not getting any better. It is getting worse, I
mean. I would like it if the lawyer was on his
way. While I am talking to you now, I mean, I
don't mind him not being here, you know, but I
am ready to talk to you all now." State's
exhibit 108(A) at 2 (admitted only for purposes
of in camera hearing).