Appeal from the United States
District Court for the Southern District of
Florida.
Before KRAVITCH, HATCHETT and
ANDERSON, Circuit Judges.
PER CURIAM:
In this capital sentence
case, we are asked to determine whether the
district court erred when it denied Bobby Marion
Francis a writ of habeas corpus. Finding that
Francis is not entitled to a writ of habeas
corpus, we affirm the district court.
FACTS
The Florida Supreme Court
described the murder of Titus Walters as follows:
The victim, Titus Walters,
was a confidential informant. He was being used
in a drug investigation in early August 1975. A
conversation which he had with the sheriff's
office in connection with this investigation had
resulted in Francis' arrest for dealing in
narcotics.
After this incident, Francis
had vowed that he would kill Walters. The events
leading to the actual murder of Titus Walters
apparently began on August 16, 1975, when Opal
Lee and Charlene Duncan went to Key West from
Miami to deliver a package from Francis to Elmer
Wesley. Francis had given Duncan some money for
her bus ticket.
Upon arriving in Key West,
Lee and Duncan went to the home of Elmer Wesley.
There they were introduced to Walters who tried
to make a move on Lee. Walters continued to
harass them and eventually punched Lee in the
face, knocked her down, and pulled out a gun and
shot at Duncan. Duncan then called Francis in
Miami and told him what had occurred.
Francis agreed to go to Key
West, which he did on August 17, 1975. Francis,
Willie Orr (who had come with Francis from
Miami), Elmer Wesley, Duncan, and Lee went to
Wesley's house where Francis, with the expressed
intent to kill Walters, lay in wait for Walters.
When Deborah Wesley Evans
(Elmer Wesley's sister), Arnold Moore, and
Walters arrived at Wesley's home, Francis, Lee,
Orr, and Duncan came out from behind the curtain
that separated the living room from the kitchen.
Francis told Walters to get on his knees and
asked him why he punched Francis' woman in the
mouth. Walters began to plead with him to let
him explain.
Orr, at that point, took
Evans and Moore into the kitchen. They heard a
gunshot and heard Walters plead for his life.
Francis had shot into the floor. Francis then
took Walters into the bathroom, made him sit
backwards on the commode, put a washcloth in his
mouth, and taped his hands and mouth. Francis
went into the kitchen and requested syringes and
Drano which he proposed to inject into Walters.
These were subsequently obtained and were later
found in Wesley's home.
He went into the bathroom and
shot Walters in the head, but the wound was not
fatal. Francis, with pillow and gun in hand,
came into the kitchen and informed those present
that the victim must have strong roots because
he would not die. He told the others that they
were all part of the conspiracy and that they
would have to dispose of the body. He then went
back into the bathroom and fatally shot Walters
through the heart.
When Walters' body was found
in a bathtub in the Key West home, his hands
were bound and his mouth was taped. Powder burns
on his body indicated that he had been shot at
close range. The police officers recovered a
pillow with six holes and a black substance on
it which were consistent with gunshots being
fired through it.
Francis v. State, 473 So.2d
672, 673-74 (Fla.1985), cert. denied, 474
U.S. 1094 , 106 S.Ct. 870, 88 L.Ed.2d 908 (1986).
PROCEDURAL HISTORY
On August 27, 1975, a state
grand jury indicted Francis, and others, for the
first-degree murder of Titus Walters. After a
trial in 1976, a jury convicted Francis of first-degree
murder and recommended the death penalty. The
trial court sentenced Francis to death. Prior to
hearing the direct appeal, the Florida Supreme
Court relinquished jurisdiction to the trial
court which granted Francis a new trial after a
finding that his trial counsel rendered
ineffective assistance of counsel.
After a second trial in 1979,
a jury again convicted Francis of first-degree
murder and recommended the death penalty; the
trial court sentenced him to death. On direct
appeal, the Florida Supreme Court reversed the
conviction and sentence because Francis had been
involuntarily absent during a critical phase of
the jury selection process. Francis v. State,
413 So.2d 1175 (Fla.1982).
In March 1983, at a third
trial, Charlene Duncan, among others, testified
against Francis. Duncan had been a co-defendant
with Francis at his first trial where a jury
convicted her of first-degree murder. The trial
court sentenced Duncan to a life sentence
without parole for twenty-five years.
In 1979, Duncan entered into
an agreement with the state in which she agreed
to testify truthfully against Francis at his
second trial. In exchange, the state, through
its state attorney, agreed that if Duncan's
conviction were overturned on appeal, the state
would allow her to plead guilty to third-degree
murder and receive a sentence of no more than
ten years. Further, absent a successful appeal,
the state agreed to actively seek executive
clemency or a pardon. Duncan testified at the
second trial. The Florida Supreme Court did not
reverse Duncan's conviction and sentence.
Prior to the third trial, the
state entered into another agreement with Duncan
in which the state agreed to assist Duncan in
preparing and filing a Rule 3.850 motion seeking
relief on the ground that, by testifying
truthfully at Francis's third trial, Duncan
would be entitled to the benefit of the 1979
agreement (i.e., a plea to third-degree murder
and a ten-year sentence). The state did not
disclose this agreement to Francis's counsel.
At trial, Duncan gave the
following testimony regarding her agreement with
the state. Duncan stated that she was serving a
twenty-five year sentence and that if she
testified truthfully, she would be allowed to
plead to third-degree murder with a ten-year
sentence, or receive a pardon. Duncan also
testified that the prosecutor had arranged a
resentencing hearing on her behalf scheduled for
April 4, 1983, the week following Francis's
third trial. On cross-examination, Francis's
counsel asked Duncan if "a new deal has already
been processed," to which she replied "no."
Further, on recross, Francis's counsel asked
Duncan if she had received a pardon. Duncan
replied, "No, but I can get one." Duncan did not
specifically testify that the prosecutor had
agreed to assist her in a Rule 3.850 proceeding.
The state also called Deborah
Wesley as a witness. Wesley's testimony
corroborated the testimony of the other
eyewitnesses to the murder. On cross-examination,
defense counsel sought to inquire into a pending
unrelated murder charge against Wesley. The
trial court sustained the state's objection to
the admissibility of this evidence.
The jury convicted Francis of
first-degree murder and recommended a life
sentence. The trial court, however, overrode
that recommendation and imposed the death
penalty. On appeal, the Florida Supreme Court
affirmed the conviction and sentence. Francis v.
State, 473 So.2d 672 (Fla.1985), cert. denied,
474 U.S. 1094 , 106 S.Ct. 870, 88 L.Ed.2d 908
(1986).
On September 15, 1987, the
Governor of the State of Florida signed a death
warrant for Francis. Francis then filed two
collateral attacks on his death sentence. First,
Francis filed a petition for writ of habeas
corpus in the Florida Supreme Court. On November
2, 1987, the Florida Supreme Court denied
Francis's petition. Francis v. Dugger, 514 So.2d
1097 (Fla.1987). Second, Francis filed a motion
to vacate judgment and sentence pursuant to Rule
3.850. After an evidentiary hearing, the trial
court denied relief. Francis appealed to the
Florida Supreme Court which affirmed the denial
of relief. Francis v. State, 529 So.2d 670 (Fla.1988).
On September 12, 1988, the
Governor signed Francis's second death warrant.
Shortly thereafter, Francis filed a petition for
writ of habeas corpus in the United States
District Court for the Southern District of
Florida. 28 U.S.C. Sec . 2254. The
district court denied Francis's petition for a
writ of habeas corpus and denied a certificate
of probable cause to appeal. Francis v. Dugger,
697 F.Supp. 472 (S.D.Fla.1988). This court
granted a certificate of probable cause and
stayed the pending execution.
CONTENTIONS
Francis contends that the
district court erred when it denied his petition
for habeas corpus. According to Francis: (1) the
state deprived him of a fair trial and due
process of law (a) by withholding material
evidence (i.e. the state's agreement to assist
Duncan in a 3.850 proceeding), and (b) by
permitting Duncan to present false testimony
regarding that agreement, Giglio v. United
States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d
104 (1972), Brady v. Maryland, 373 U.S. 83, 83
S.Ct. 1194, 10 L.Ed.2d 215 (1963); (2) the
district court erred when it found the Brady/Giglio
violations to be harmless; (3) the trial court's
restriction of the cross-examination of witness
Deborah Wesley, concerning her pending criminal
charge, violated the confrontation clause, and
the district court erred when it found the
violation to be harmless beyond a reasonable
doubt; (4) Francis's counsel provided
ineffective assistance during the penalty phase
of his trial; (5) the trial court arbitrarily
overrode the jury's life recommendation when it
imposed death; (6) the application of the
aggravating factor "cold, calculated, and
premeditated" violated the ex post facto clause;
(7) the district court erred when it determined
that sufficient evidence existed to support the
aggravating factors of (a) "heinous, atrocious,
or cruel," (b) "cold, calculated, and
premeditated" and (c) disrupting or hindering
the "enforcement of laws"; (8) the state trial
court and the Florida Supreme Court interpreted
and applied "cold, calculated, and premeditated"
as well as "heinous, atrocious, or cruel" in an
unconstitutionally overbroad manner, Maynard v.
Cartwright, 486 U.S. 356, 108 S.Ct. 1853, 100
L.Ed.2d 372 (1988); and (9) the district court
erred when it held that the trial court's pre-verdict
plea offers, to allow Francis to plead guilty to
first-degree murder with a life sentence, did
not render improper the trial court's subsequent
imposition of the death penalty.
In response, the state
contends that the district court properly denied
Francis's petition for a writ of habeas corpus.
While the state acknowledges that it had a duty
to affirmatively disclose its assistance to
Duncan, it contends that the district court
properly found the error to be harmless beyond a
reasonable doubt. As for the alleged
confrontation clause violation (i.e., the
restriction on the cross-examination of Wesley),
the state argues, first, that the district court
erroneously concluded that the restriction
amounted to a violation of the confrontation
clause and, second, that in any event, the
district court properly found the error to be
harmless beyond a reasonable doubt. As to all
other alleged errors, the state contends that
the district court's rulings are correct.
ISSUES PRESENTED
We address the following
issues:
1. Whether the district court
correctly found the state's nondisclosure of
evidence and failure to correct Duncan's
inaccurate testimony, regarding her agreement
with the state, to be harmless beyond a
reasonable doubt;
2. Whether the district court
properly held the trial court's restriction on
the cross-examination of Wesley (concerning her
pending criminal charge) to be error, but
harmless beyond a reasonable doubt;
3. Whether the district court
erred when it determined that Francis's trial
counsel provided effective assistance during the
penalty phase of the trial;
4. Whether the district court
erred when it found the trial court's decision
to override the jury's life recommendation and
to impose death to be constitutionally proper;
5. Whether the trial court's
application of the aggravating factor, "cold,
calculated, and premeditated" violated the ex
post facto clause;
6. Whether sufficient
evidence supports the trial court's application
of the aggravating factors "heinous, atrocious,
or cruel," "cold, calculated, and premeditated,"
and disrupting or hindering the "enforcement of
laws" when sentencing Francis;
7. Whether the Florida
Supreme Court and the state trial court applied
the aggravating factors "heinous, atrocious, or
cruel," and "cold, calculated, and premeditated"
in an unconstitutionally overbroad manner; and
8. Whether the district court
correctly found the trial court's imposition of
the death penalty, after having previously
offered Francis a life sentence if he would
plead guilty to first-degree murder, to be
proper.
DISCUSSION
A. Brady/Giglio Issue
The state's suppression of
material evidence which is favorable to a
defendant or exculpatory amounts to a
deprivation of due process of law. Brady v.
Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d
215 (1963); United States v. Agurs, 427 U.S. 97,
96 S.Ct. 2392, 49 L.Ed.2d 342 (1976); Delap v.
Dugger, 890 F.2d 285, 298-99 (11th Cir.1989).
Similarly, "presentation [by the state] of known
false evidence is incompatible with 'rudimentary
demands of justice.' " Giglio v. United States,
405 U.S. 150, 153, 92 S.Ct. 763, 765, 31 L.Ed.2d
104 (1972). "The same result obtains when the
State, although not soliciting false evidence,
allows it to go uncorrected when it appears."
Napue v. Illinois, 360 U.S. 264, 269, 79 S.Ct.
1173, 1177, 3 L.Ed.2d 1217 (1959). The state
violated these principles when it (1) failed to
disclose its 1983 agreement with Duncan (to
assist in a 3.850 proceeding) and (2) did not
take the steps necessary to correct Duncan's
inaccurate testimony regarding the specifics of
her agreement with the state.
Where "there is any
reasonable likelihood that the false testimony
could have affected the judgment of the jury" we
will reverse the conviction. United States v.
Bagley, 473 U.S. 667, 678, 105 S.Ct. 3375, 3381,
87 L.Ed.2d 481 (1985) (quoting Agurs, 427 U.S.
at 103, 96 S.Ct. at 2397). We will not reverse,
however, where prosecutorial misconduct is "harmless
beyond a reasonable doubt." Bagley, 473 U.S. at
680, 105 S.Ct. at 3382.
Francis contends that the
district court erred when it concluded that the
state's failure to fully disclose its assistance
to Charlene Duncan, as well as its deliberate
deception, amounted to harmless error. According
to Francis, under no construction can it be said
that the prosecutorial misconduct amounted to
harmless error.
No reasonable possibility or
likelihood exists that the state's nondisclosure
and failure to correct Duncan's inaccurate
testimony could have affected the outcome of the
trial. See Bagley, 473 U.S. at 678, 105 S.Ct. at
3381. As the district court correctly found:
Duncan acknowledged at trial
that she was serving a life sentence without
parole for twenty-five years for the murder of
Walters, and that she had agreed to testify for
the State against Francis in return for either a
new trial or plea to a lesser offense. She
testified she was scheduled for resentencing on
the matter a few days after Francis' trial. She
testified she had not been pardoned, but 'could
get one.' Francis' counsel argued in his closing
statement that she might receive a lesser
sentence at her hearing. Although he did not
know that the State had been substantially
involved in attempting to obtain a reduced
sentence for the witness, he fully explored with
the witness that she hoped to obtain a reduced
sentence or 'pardon.' The record was abundantly
clear that Duncan was portrayed as one motivated
by her own self-interest to testify.
Francis v. Dugger, 697 F.Supp.
at 477.
Moreover, the state presented
overwhelming evidence of Francis's guilt: (1)
three other eyewitnesses offered substantially
the same accounts as did Duncan; (2) numerous
items of physical evidence corroborated the four
eyewitness accounts; (3) Francis had a clear
motive for the murder, the elimination and
punishment of the victim for his activities as a
law enforcement informant; and (4) Francis gave
inconsistent statements after his arrest. Under
these circumstances, we hold that the district
court correctly found the state's conduct,
though improper, to be harmless beyond a
reasonable doubt. Finally, Francis is not
entitled to an evidentiary hearing because the
relevant material facts are not in dispute. See
Agan v. Dugger, 835 F.2d 1337, 1338 (11th
Cir.1987), cert. denied, 487 U.S. 1205 ,
108 S.Ct. 2846, 101 L.Ed.2d 884 (1988).
B. Confrontation Clause
Francis contends that the
trial court's decision to completely foreclose
his counsel from cross-examining Deborah Wesley
concerning her then pending second-degree murder
charge, violated his sixth amendment right of
confrontation. Further, Francis argues that the
district court erred when it held the
confrontation clause error to be harmless beyond
a reasonable doubt.
The confrontation clause of
the sixth amendment provides that "[i]n all
criminal prosecutions, the accused shall enjoy
the right ... to be confronted with the
witnesses against him." "The main and essential
purpose of confrontation is to secure for the
opponent the opportunity of cross-examination."
Davis v. Alaska, 415 U.S. 308, 315-16, 94 S.Ct.
1105, 1110, 39 L.Ed.2d 347 (1974) (quoting 5 J.
Wigmore, Evidence Sec. 1395, p. 123 (3d ed.
1940)) (emphasis in original).
The confrontation clause does
not, however, prevent a trial court from
imposing any limits on the cross-examination of
a prosecution witness concerning that witness's
potential bias. Delaware v. Van Arsdall, 475
U.S. 673, 679, 106 S.Ct. 1431, 1435, 89 L.Ed.2d
674 (1986). A trial court retains "wide latitude
insofar as the Confrontation Clause is concerned
to impose reasonable limits on such cross-examination
based on concerns about, among other things,
harassment, prejudice, confusion of the issues,
the witness' safety, or interrogation that is
repetitive or only marginally relevant." Van
Arsdall, 475 U.S. at 679, 106 S.Ct. at 1435.
We hold that the trial court
did not err when it prohibited Francis's counsel
from cross-examining Wesley concerning her
pending murder charge. Francis's proposed line
of inquiry into Wesley's "bias or motive" was,
given the factual context of the pending charge,
marginally relevant and, therefore, inadmissible.
See Van Arsdall, 475 U.S. at 679, 106 S.Ct. at
1435.
The charge against Wesley
arose from the murder of her husband during a
domestic dispute and was wholly unrelated to the
crime for which Francis was being tried.
Moreover, although Francis's counsel deposed
Wesley prior to her testimony, Francis did not
offer any evidence or proffer of a deal with the
state. Finally, as the Florida Supreme Court
concluded, Francis did not proffer "what answer
[Wesley] would give or how her answer would be
relevant to prove a material fact other than her
bad character or propensity toward violence."
Francis v. State, 473 So.2d 672, 674-75 (Fla.1985).
Even if the trial court's
prohibition on the cross-examination of Wesley
were error, we would find it to be harmless
beyond a reasonable doubt. In Van Arsdall, the
Supreme Court discussed the relevant factors in
determining whether a confrontation clause
violation is harmless:
These factors include the
importance of the witness' testimony in the
prosecution's case, whether the testimony was
cumulative, the presence or absence of evidence
corroborating or contradicting the testimony of
the witness on material points, the extent of
cross-examination otherwise permitted, and, of
course, the overall strength of the
prosecution's case.
Van Arsdall, 475 U.S. at 684,
106 S.Ct. at 1438. In this trial, other
witnesses corroborated Wesley's testimony,
Francis's counsel subjected Wesley to extensive
cross-examination bearing on her credibility,
and the state, as previously noted, presented
overwhelming evidence of Francis's guilt.
Finally, Francis is not entitled to an
evidentiary hearing because, as the district
court held, the material facts are not in
dispute. See Agan, 835 F.2d at 1338.
C. Effective Assistance of
Counsel
Francis contends that the
district court erred when it concluded that his
counsel provided effective assistance during the
penalty phase of the trial. According to
Francis, his counsel failed to investigate and
prepare for the penalty phase of the trial.
Specifically, Francis contends that two types of
evidence in mitigation were available--evidence
about his impoverished, abused, and socio-economically
limited childhood, and evidence of his brain
dysfunction, diagnosed by his expert as fetal
alcohol syndrome. Either or both of these
nonstatutory mitigating factors, according to
Francis, would have provided a reasonable basis
for a life sentence.
In Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984), the United States Supreme Court
established a two-part test for determining
whether the assistance of counsel is so
defective as to require reversal of a death
sentence:
First, the defendant must
show that counsel's performance was deficient.
This requires showing that counsel made errors
so serious that counsel was not functioning as
the 'counsel' guaranteed the defendant by the
Sixth Amendment. Second, the defendant must show
that the deficient performance prejudiced the
defense. This requires showing that counsel's
errors were so serious as to deprive the
defendant of a fair trial, a trial whose result
is reliable. Unless a defendant makes both
showings, it cannot be said that the ... death
sentence resulted from a breakdown in the
adversary process that renders the result
unreliable.
466 U.S. at 687, 104 S.Ct. at
2064. Assessment of the effectiveness of counsel
is a mixed question of law and fact. Strickland,
466 U.S. at 698, 104 S.Ct. at 2070. In
evaluating the assistance of counsel, we are
guided by a strong presumption that counsel's
representation falls within the wide range of
reasonable professional assistance:
Judicial scrutiny of
counsel's performance must be highly deferential....
A fair assessment of attorney performance
requires that every effort be made to eliminate
the distorting effects of hindsight, to
reconstruct the circumstances of counsel's
challenged conduct, and to evaluate the conduct
from counsel's perspective at the time. Because
of the difficulties inherent in making the
evaluation, a court must indulge a strong
presumption that counsel's conduct falls within
the wide range of reasonable professional
assistance; that is, the defendant must overcome
the presumption that, under the circumstances,
the challenged action 'might be considered sound
trial strategy.'
Strickland, 466 U.S. at 689,
104 S.Ct. at 2065 (citation omitted).
We reject Francis's argument
that his counsel rendered deficient assistance
during the penalty phase of the trial. Trial
counsel made a decision to deliver a highly
impassioned, emotional argument which, rather
than focusing on Francis, emphasized the Easter
season, forgiveness, compassion, and the value
of life. We cannot say that this strategy was
unreasonable given counsel's reasoned belief (based
upon previous conversations with the trial judge
and the court's plea offers) that the trial
judge would follow a life recommendation. As did
the district court and the Florida Supreme Court,
we find it significant that Francis's trial
counsel obtained a life recommendation from the
jury, following brief deliberations, where two
prior juries had recommended death by twelve to
zero votes. See Francis v. Dugger, 697 F.Supp.
at 481; Francis v. State, 529 So.2d at 672.
Contrary to Francis's
assertions, trial counsel had no reason to
retain a mental health expert who would testify
that Francis suffered brain damage, and
therefore could not appreciate the criminality
of his conduct or conform his conduct to the
requirements of the law. The facts of the
offense show that Francis had a heightened
appreciation for the criminality of his conduct.
Further, as shown by various statements Francis
made during the trial, he is articulate and his
speech exhibits highly structured and organized
reasoning. See Strickland, 466 U.S. at 691, 104
S.Ct. at 2066 ("The reasonableness of counsel's
actions may be determined or substantially
influenced by the defendant's own statements or
actions.... And when a defendant has given
counsel reason to believe that pursuing certain
investigations would be fruitless or even
harmful, counsel's failure to pursue those
investigations may not later be challenged as
unreasonable.")
Moreover, trial counsel's
decision not to investigate and present evidence
regarding Francis's family background does not
amount to deficient assistance. Under certain
circumstances, trial counsel's decision not to
investigate family childhood background may
legitimately be the product of a reasoned
tactical choice. See Stanley v. Zant, 697 F.2d
955, 970 (11th Cir.1983), cert. denied,
467 U.S. 1219 , 104 S.Ct. 2667, 81 L.Ed.2d 372
(1984). Given the particular
circumstances of this case including, among
other things, the fact that Francis was thirty-one
years old when he murdered Titus Waters,
evidence of a deprived and abusive childhood is
entitled to little, if any, mitigating weight.
See Francois v. Wainwright, 763 F.2d 1188, 1191
(11th Cir.1985). Consequently, trial counsel
cannot be faulted for expending his limited time
and resources on other vital areas.
Even if we were to hold that
trial counsel should have introduced the "mitigating"
evidence Francis urges, we would still affirm.
We are not persuaded that Francis satisfied the
second prong of Strickland by demonstrating any
prejudice from trial counsel's alleged
deficiencies. See Strickland, 466 U.S. at 687,
694, 104 S.Ct. at 2064, 2068. Finally, the
district court correctly held that Francis is
not entitled to an evidentiary hearing on this
issue because he received a full and fair
hearing during his state 3.850 proceeding. See
Agan, 835 F.2d at 1338.
D. Jury Override
In Florida, a jury's
recommendation of a life sentence is entitled to
"great weight," and may only be overturned by a
sentencing judge if "the facts suggesting a
sentence of death [are] so clear and convincing
that virtually no reasonable person could differ."
Tedder v. State, 322 So.2d 908, 910 (Fla.1975).
The jury override procedure in Florida is
constitutionally valid only to the extent that
it does not lead to arbitrary or discriminatory
capital sentencing. See Spaziano v. Florida, 468
U.S. 447, 465, 104 S.Ct. 3154, 3165, 82 L.Ed.2d
340 (1984).
Francis contends that the
trial court's override of the jury's recommended
sentence of life resulted in an arbitrarily,
capriciously, and unreliably imposed sentence of
death in violation of the eighth and fourteenth
amendments. Specifically, Francis maintains that
reasonable bases existed for the jury's life
recommendation including: (1) Francis's life as
a model prisoner; (2) the trial court's finding
that Francis did not have a significant prior
criminal history; and (3) the fact that none of
Francis's co-defendants received the death
penalty. Taken together, Francis argues, the
record before the jury contained mitigating
circumstances which provided a reasonable basis
for the life recommendation.
The central question is
whether the state's application of the override
scheme in this case resulted in the arbitrary or
discriminatory imposition of the death penalty.
Parker v. Dugger, 876 F.2d 1470, 1473-76 (11th
Cir.1989). Our role is not to second-guess the
Florida courts on questions of state law,
particularly on whether the trial court complied
with the mandates of Tedder, but rather to
determine whether the trial court, in Francis's
case, imposed the death penalty in an arbitrary
or discriminatory manner. See Parker, 876 F.2d
at 1475.
We find the trial court's
override to be neither arbitrary nor
discriminatory. First, the Florida Supreme Court
noted that the jury's life recommendation may
well have been the product of defense counsel's
highly impassioned emotional closing argument,
and thus under Florida law, the recommendation
is not entitled to its normal weight. Francis v.
State, 473 So.2d at 676-77. Second, the Florida
Supreme Court found the trial court's conclusion
that Francis had no significant prior criminal
history (which included a 1976 conviction for
sale of heroin) to be erroneous. Francis v.
State, 473 So.2d at 677. Third, the record
demonstrates the existence of three valid
aggravating factors; it was a deliberately
planned, torture murder, of a government
informant.
Finally, no valid statutory
mitigating factors existed, and the nonstatutory
mitigating factors were only (a) that Francis
has been a model prisoner and (b) that Francis's
co-defendants, whose involvement was
insignificant when compared to that of Francis,
did not receive the death penalty. Even in
override cases, however, the mere presence of
mitigating evidence does not automatically
provide a reasonable basis for the jury's
recommendation. See Pentecost v. State, 545
So.2d 861, 863 n. 3 (Fla.1989). Consequently, we
hold that the trial court's override of the
jury's life recommendation is not
constitutionally infirm.
E. The Other Issues
1. "Cold, Calculated, and
Premeditated" and the Ex Post Facto Clause
Francis contends that the
trial court's application of the aggravating
circumstance "cold, calculated, and premeditated"
violated the ex post facto clause, article 1,
section 10 of the United States Constitution. (The
Florida Legislature added this statutory
aggravating factor to the list after the murder
occurred but before Francis's conviction.) In
Miller v. Florida, 482 U.S. 423, 107 S.Ct. 2446,
96 L.Ed.2d 351 (1987), the Supreme Court set out
the test for determining whether a statute is ex
post facto: "two critical elements must be
present: first, the law 'must be retrospective,
that is, it must apply to events occurring
before its enactment'; and second, 'it must
disadvantage the offender affected by it.' " 482
U.S. at 430, 107 S.Ct. at 2451 (quoting Weaver
v. Graham, 450 U.S. 24, 29, 101 S.Ct. 960, 964,
67 L.Ed.2d 17 (1981). We hold that no ex post
facto violation occurred because the application
of the aggravating circumstance "cold,
calculated, and premeditated" did not
disadvantage Francis. As the district court
reasoned:
[T]he facts on which the
trial judge relied in applying the 'cold,
calculated, and premeditated' factor were the
same facts underlying application of other
aggravating factors, such as 'hindering law
enforcement' and 'especially atrocious and
cruel.' Francis argues that the retrospective
application of this factor adversely affected
his sentence because the trial judge mistakenly
enumerated three, rather than two aggravating
factors. The Florida sentencing scheme is not
founded on 'mere tabulation' of aggravating and
mitigating factors, but relies instead on the
weight of the underlying facts. Herring v.
State, 446 So.2d 1049, 1057 (Fla.1984).... [I]t
was proper for [the trial court] to consider
those specific circumstances in sentencing.
Francis v. Dugger, 697 F.Supp.
at 482.
2. The Aggravating Factors
Francis argues that the state
presented insufficient evidence to support a
finding that the aggravating factors "heinous,
atrocious, or cruel," "cold, calculated and
premeditated," and disrupting or hindering the "enforcement
of laws" existed beyond a reasonable doubt. See
Fla.Stat. Sec. 921.141(5)(g), (h), (i); Jent v.
State, 408 So.2d 1024, 1032 (Fla.1981). We hold
that the state offered sufficient evidence to
support a finding of these aggravating factors.
See Wilcox v. Ford, 813 F.2d 1140, 1143 (11th
Cir.), cert. denied, 484 U.S. 925 , 108
S.Ct. 287, 98 L.Ed.2d 247 (1987).
3. Maynard/Godfrey Claims
Francis also contends that
the trial court and the Florida Supreme Court
interpreted and applied the aggravating factors
"cold, calculated, and premeditated" and "heinous,
atrocious, or cruel" in an unconstitutionally
overbroad manner. Maynard v. Cartwright, 486
U.S. 356, 108 S.Ct. 1853, 100 L.Ed.2d 372
(1988); Godfrey v. Georgia, 446 U.S. 420, 100
S.Ct. 1759, 64 L.Ed.2d 398 (1980). Following our
recent decisions in Lindsey v. Thigpen, 875 F.2d
1509, 1514 (11th Cir.1989), and Bertolotti v.
Dugger, 883 F.2d 1503, 1526-27 (11th Cir.1989),
we conclude that Francis's Maynard/Godfrey
claims are without merit.
First, the Florida Supreme
Court has adequately limited the class of
capital murders to which these aggravating
circumstances can be applied. See Proffitt v.
Florida, 428 U.S. 242, 255-56, 96 S.Ct. 2960,
2968, 49 L.Ed.2d 913 (1976) ("heinous, atrocious,
or cruel" is constitutional because Florida
Supreme Court has limited its application);
Harich v. Wainwright, 813 F.2d 1082, 1102-03
(11th Cir.) (Florida Supreme Court's
construction adequately narrows "cold,
calculated, and premeditated"), vacated 828 F.2d
1497 (11th Cir.1987), dist. ct. disposition
adopted on rehearing, 844 F.2d 1464 (11th
Cir.1988). Second, the trial court explicitly
found the facts to warrant these aggravating
circumstances. See Bertolotti, 883 F.2d at 1527.
Finally, we can see a " 'principled way to
distinguish this case, in which the death
penalty was imposed, from the many cases in
which it was not.' " Bertolotti, 883 F.2d at
1527 (quoting Godfrey, 446 U.S. at 433, 100 S.Ct.
at 1767).
4. Pre-verdict Offer of
Life/Post-verdict Jury Override
Finally, Francis contends
that the district court erred when it concluded
that the trial court acted properly when it
imposed the death sentence after offering a plea
to "first and life" prior to the jury's verdict.
We agree with the district court that Francis is
not entitled to relief on this basis. See
Hitchcock v. Wainwright, 770 F.2d 1514, 1518-20
(11th Cir.1985) (in banc) (it is not improper
for a trial court to offer life sentence in
exchange for guilty plea, and then to impose the
death penalty after trial), rev'd on other
grounds sub nom., Hitchcock v. Dugger, 481 U.S.
393, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987).
We have considered the
remaining issues Francis raised and find them to
be without merit.
CONCLUSION
In sum, we conclude that the
district court properly denied Francis's
petition for a writ of habeas corpus.
AFFIRMED.
*****