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Johnny
Lee GATES
GATES v. THE STATE.
35053.
(244 Ga. 587)
(261 SE2d 349)
(1979)
HILL, Justice.
Murder. Muscogee Superior Court. Before Judge Land.
This is a death case. Defendant Johnny Lee
Gates was convicted by jury of the rape, armed robbery, and
murder of a young woman in Columbus. The jury found three
statutory aggravating circumstances and imposed the death
penalty. The trial court sentenced defendant to death for the
crime of murder, and to 20 years consecutively for the crimes of
armed robbery and rape.
There was evidence from which the jury was
authorized to find the following:
Prior to being assigned to Fort Benning, the
victim's husband had been stationed in Germany where he met and
married the 19-year-old victim. On November 30, 1976, the couple
had been in the United States about a month and had been in
their apartment in Columbus about ten days. The husband left for
work at the fort about 6 a.m. on that date.
Shortly after noon, the defendant knocked on
the door of the apartment, posing as a gas employee. The victim
allowed him to enter, apparently thinking he had been sent in
response to her request that the gas heater be repaired.
Once inside, defendant was given a can of oil
and shown to the heater in a closet. After beginning to oil a
fan, defendant walked to the bathroom where the victim was and
told her of his intent to rob her. He then raped her and forced
her at gunpoint to give him $300 hidden under her mattress in
the bedroom, and $180 hidden in a tape player in the living room.
Before leaving, the defendant took the victim
back into the bedroom, where he gagged her and blindfolded her
with her husband's army ties and tied her hands behind her back
with the belt to her bathrobe. He then shot her in her right
temple, causing her death.
After his arrest on January 31, 1977, on
unrelated crimes defendant was questioned by police concerning
the above crimes of murder, armed robbery and rape. Defendant
confessed to the crimes of murder and armed robbery, but stated
that the victim had voluntarily engaged in sexual intercourse
with him. Subsequently, the defendant's fingerprint was found on
the heater. A neighbor of the victim identified the defendant as
having knocked on his door about noon on the date in question,
saying he was from the gas company.
Defendant enumerates one error in the guilt/innocence
phase of his trial and six errors in the sentencing phase, which
alleged errors we will consider in connection with our death
sentence review.
1. Defendant enumerates error in the guilt/innocence
phase of his trial in the admission into evidence of his written
and videotaped confessions on the grounds that they were not
knowingly, intelligently and voluntarily made. Although this is
the first videotaped confession to be considered by this court,
the standards by which confessions are reviewed are well known.
Miranda v. Arizona, 384 U. S. 436 (86 SC 1602, 16 LE2d 694)
(1966); Code Ann. 38-411, 38-417. (Regarding tape recorded
confessions, see Harris v. State, 237 Ga.
718 (5) (230 SE2d 1) (1976)).
Accordingly, prior to submitting defendant's
written and videotaped confessions to the jury in the instant
case, the trial court conducted a Jackson v. Denno hearing.
Jackson v. Denno, 378 U. S. 368 (84 SC 1774, 12 LE2d 908)
(1964). Defendant's interrogators testified at the hearing that
they explained his constitutional rights to him, listened to him
read aloud the statement of rights and waiver of rights form
which they had explained, further explained the pronunciation
and meaning of the word "coercion" over which defendant had
stumbled in reading, and witnessed defendant sign the waiver
before hearing and writing out his subsequent confession.
1 The officers further
testified that they were aware at the time that defendant was
twenty-one years old and had completed the sixth grade in school.
One of the officers also testified that
defendant voluntarily went with him to the then vacant apartment.
A video tape recording was made which shows defendant again
being advised of his rights and again waiving them. The video
tape recording does not depict a literal re-enactment of the
crimes. Instead, defendant showed where and stated how he had
committed the crimes and where furniture had been located at the
time.
The defendant testified at the Jackson-Denno
hearing that he had asked for a lawyer prior to confessing, that
he was told it would take several days and he didn't need one,
and that thereafter he had been afraid to ask again. He further
testified that the detectives told him that if he confessed they
would make sure that his most severe punishment would not exceed
a life sentence. Defendant also said that he had not understood
at the time the significance of the waiver he had signed, even
after reading it aloud, and that after he had signed it he
thought he had no choice but to confess on video tape at the
scene of the crime. 2 One of
the officers was recalled and refuted the statements the
defendant made as to him and the other officer.
At the close of the hearing, the trial court
made a finding that any statements made by defendant including
oral and written confessions ". . . were made freely and
voluntarily . . . without the remotest fear of injury, without
any promise or hope of benefit or reward, and after having his
constitutional rights explained to him, that he had the right to
remain silent, that anything he said could be used against him
in a court of law, that he had the right to have an attorney to
confer with and confer with an attorney prior to making any
statement and during the making of the statement, and that if he
could not afford an attorney that one would be furnished to him
by the state free of charge, that he understood these
constitutional rights that were explained to him and that he
voluntarily, intelligently -- and intelligently waived them. He
understood them and he waived them. . ."
The test for admissibility of custodial
confessions was established in Miranda v. Arizona, supra, 384 U.
S. at 479. The standard for determining the admissibility of
confessions is the preponderance of the evidence. Lego v. Twomey,
404 U. S. 477 (92 SC 619, 30 LE2d 618) (1972); High v. State,
233 Ga. 153 (210 SE2d 673) (1974);
Hurt v. State, 239 Ga. 665, 669 (238
SE2d 542) (1977). 3 To
determine whether the state has proven that a confession was
made voluntarily, the trial court must consider the totality of
the circumstances. Clewis v. Texas, 386 U. S. 707 (87 SC 1338,
18 LE2d 423) (1967); Pierce v. State, 238
Ga. 126 (231 SE2d 744) (1977).
Defendant asserts that in deciding to admit
the confessions the trial court failed to consider the age and
educational level of defendant, that he failed to consider the
fact that the police had prior knowledge of defendant's age and
educational level, and that he failed to consider that those
factors made it impossible for the defendant knowingly to
understand the drastic impact a televised confession at the
scene of the crime would have on a jury. The gist of this
argument simply is that giving a videotaped confession at the
scene of the murder was an unwise decision and hence was not an
intelligent thing to do. The mere fact that the defendant was
twenty-one years old with a sixth grade education does not lead
to the conclusion that he was incapable of knowingly,
voluntarily, and intelligently waiving his constitutional
rights. See Goodwin v. State, 236 Ga. 339
(1) (223 SE2d 703) (1976); Hurt v. State, supra at 669;
Miller v. State, 240 Ga. 110, 111
(239 SE2d 524) (1977).
Unless clearly erroneous, a trial court's
findings as to factual determinations and credibility relating
to the admissibility of a confession will be upheld on appeal.
United States v. Watson, 469 F2d 362, 365 (5th Cir. 1972);
Johnson v. State, 233 Ga. 58 (209 SE2d
629) (1974); High v. State, supra; Hurt v. State, supra.
Moreover, we find in this case that, after viewing the evidence
in the light most favorable to the prosecution, a rational trier
of fact could have found the defendant's confessions admissible
by a preponderance of the evidence. The decision of the trial
court was supported by the evidence in accordance with the
standards expressed above. Beecher v. Alabama, 408 U. S 234 (92
SC 2282, 33 LE2d 317) (1972), cited by defendant, is a case
involving gross coercion and does not apply to these facts. We
find that the trial court did not err in finding the confessions
to be admissible.
Defendant asserts that the admission of the
video tape recording was harmful error in that it was
unnecessary, served as an extra witness against him, and by its
nature made a forceful impression on the minds of the jury,
overshadowing all other evidence in the case. Defendant did not
raise objections on these grounds at the trial. Nevertheless,
this being a death case, we will address this argument on its
merits, both as it relates to the admissibility of the video
tape recording at the trial-in-chief and later as to its
possible prejudicial effect on the jury during the sentencing
phase of the trial.
Defendant does not assert that the tape is
inaccurate in its particulars, nor does he claim material
alteration. See Harris v. State, 237 Ga.
718 (5) (230 SE2d 1) (1976). Other evidence corroborates
the defendant's confessions as is required by law. Code Ann.
38-420. The mere fact that there is other substantiating
evidence does not preclude the admissibility of a confession
freely given. Cumulative evidence is admissible where relevant
and material. Bryan v. State, 206 Ga.
73 (2) (55 SE2d 574) (1949). Even though the defendant
had signed a written confession, defendant's videotaped
confession was relevant and material where the state was
required to prove his guilt beyond a reasonable doubt.
In Hendricks v. Swenson, 456 F2d 503, 506,
(8th Cir. 1972), the court approved the use of a videotaped
confession, saying: ". . . [W]e suggest that a video tape is
protection for the accused. If he is hesitant, uncertain, or
faltering, such facts will appear. If he has been worn out by
interrogation, physically abused, or in other respects is acting
involuntarily, the tape will corroborate him in ways a
typewritten statement would not. Instead of denying a defendant
his rights, we believe it is a modern technique to protect a
defendant's rights." We find no reversible error based on
defendant's assertions that a videotaped confession is both
unnecessary and by its nature makes a more forceful impression
on the minds of the jury.
We do not find any error in the admission of
defendant's written or videotaped confessions, a rational trier
of fact could have found the defendant guilty of murder, armed
robbery and rape beyond a reasonable doubt, and his convictions
therefore will be affirmed.
2. Sentence review. Although defendant does
not specifically allege that the videotaped confession
contributed to the imposition of the death sentence, Code Ann.
27-2537 requires this court to determine "whether the sentence
of death was imposed under the influence of passion, prejudice,
or any other arbitrary factor." We must determine whether the
video tape recording could have so prejudiced the jury that they
were influenced into sentencing the defendant to death. Prevatte
v. State, 233 Ga. 929, 931 (214
SE2d 365) (1975); Chenault v. State,
234 Ga. 216, 224 (215
SE2d 223) (1975).
The defendant was shown on the video tape
recording handcuffed at the scene of the crime confessing to the
murder and armed robbery. Absent justifying circumstances, the
defendant normally should not be seen by the jury handcuffed in
the courtroom or courthouse. However, where one or more jurors
by chance see the defendant in handcuffs outside the courtroom,
it is not error to deny a motion for mistrial. Morris v. State,
228 Ga. 39 (18) (184 SE2d 82) (1971),
cert. den. 405 v. S 1050. See also Brand v. Wofford,
230 Ga. 750, 752 (199
SE2d 231) (1973); Starr v. State,
209 Ga. 258 (5) (71 SE2d 654) (1952). At trial, the court
has discretion in requiring a defendant to be handcuffed or
shackled for security reasons. Allen v. State,
235 Ga. 709, 717 (221
SE2d 405) (1975). Similarly, it is the responsibility of
the police to take security measures to assure the safe and
secure confinement of a prisoner. See Howington v. Wilson,
213 Ga. 664 (100 SE2d 726) (1957).
Here was a murder suspect being transported away from the jail
where he was being held. It was natural for the police to have
him handcuffed for security reasons, and the jury would not have
been shocked to see it.
3. Defendant does assert that pretrial
publicity and remarks of the prosecutor caused the jury to be
influenced by passion and prejudice into recommending the
sentence of death.
Specifically, defendant asserts that the jury
pool was adversely affected by publicity surrounding another
murder which took place six weeks prior to defendant's trial and
the publicity surrounding his own trial. Additionally, he
enumerates as highly prejudicial the sentencing argument of the
prosecutor.
As to the jury pool, defendant was tried
seven months after his arrest. Six weeks prior to his trial
another murder occurred, causing much publicity. See Brooks v.
State, 244 Ga. 574 (1) (1979). The
weekend prior to the trial in the case before us, local radio,
television and newspaper stories related that the trial judge
might televise this trial. On the day of the trial a local radio
station broadcast details about this defendant's previous
convictions and news that the state would ask for the death
sentence.
In light of the possibility of prejudice, the
trial court granted extensive individual voir dire of
prospective jurors outside the presence of the others. He
granted each of defendant's motions to strike jurors for cause,
leaving a panel of 50 prospective jurors. Some prospective
jurors admitted to a vague knowledge of the crimes, but none
could recall details and each specifically stated an ability to
weigh the evidence impartially. Irvin v. Dowd, 366 U. S. 717,
723 (81 SC 1639, 7 LE2d 751) (1960). No prospective juror had
reached a conclusion as to defendant's guilt. Murphy v. Florida,
421 U. S. 794 (95 SC 2031, 44 LE2d 589) (1974); Allen v. State,
supra, 235 Ga. at 713.
The sixth amendment to the U. S. Constitution
and
Code Ann. 2-111 (Ga. Const. Art. I, Sec. I,
Par. XI) require juror impartiality. We have reviewed the entire
voir dire and the circumstances surrounding this case nd find no
prejudicial pretrial publicity which would weigh the stated
impartiality of the prospective jurors. See Murphy v. Florida,
supra.
We find no merit in defendant's contention
that the arguments of the prosecutor during the sentencing phase
of the trial influenced the jury to impose the death sentence
through passion and prejudice as those terms are used in the
statute. The prosecutor may argue for the death penalty and
offer plausible reasons for his position. Chenault v. State,
supra, 234 Ga. at 224 (1975).
4. Defendant contends that the court erred in
admitting into evidence over objection defendant's pleas of
guilty to three unrelated crimes, committed after the crimes for
which defendant was being tried. After being arrested and before
this trial, defendant pled guilty to two counts of armed robbery
and one count of voluntary manslaughter which he had committed
within a month after this murder.
These three pleas were admitted during the
sentencing trial. They were not introduced, however, to support
a specific aggravating circumstance so as to authorize the death
penalty. Cf. Code Ann. 27-2534.1(b)(1). See Stephens v. Hopper,
241 Ga. 596 (4) (247 SE2d 92) (1978).
Defendant asserts that such "prior criminal
convictions and pleas of guilty," as to crimes committed after
the murder for which he was on trial, are not admissible under
Code Ann. 27-2503, the scheme of which he contends is to provide
more severe punishment for incorrigibles than for those who have
not yet had the opportunity to be rehabilitated by the penal
system. Defendant misinterprets the law. The cited Code section
provides a scheme for presenting defendant's history to the
sentencing authority (the jury in death cases) so that it may
make the proper decision as to punishment. At issue for
sentencing purposes is the status of the defendant at the time
of sentencing, not his status at the moment he committed the
crimes for which he was tried. The court did not err in
admitting these prior pleas in the sentencing phase. See Clark
v. State, 146 Ga. App. 799, 800 (247
SE2d 489) (1978). On the one hand the defendant is
allowed to introduce evidence in mitigation, and on the other
hand the state is allowed to introduce prior pleas and
convictions.
After reviewing the record, transcript and
enumerations of error, we find that the defendant's sentence of
death was not imposed under the influence of passion, prejudice
or other arbitrary factor.
5. Defendant enumerates as error the failure
of the trial court to instruct the jury that its sentencing
decision must include a focus on the particular characteristics
of this defendant. In support of his contention, defendant cites
Gregg v. Georgia, 428 U. S. 153 (96 SC 2909, 49 LE2d 859)
(1976); Jurek v. Texas, 428 U. S. 262 (96 SC 2950, 49 LE2d 929)
(1976); Proffitt v. Florida, 428 U. S. 242 (96 SC 2960, 49 LE2d
913) (1976); Woodson v. North Carolina, 428 U.S. 280 (96 SC
2978, 49 LE2d 944) (1976); and Roberts v. Louisiana, 428 U. S.
325 (96 SC 3001, 49 LE2d 974) (1976).
The trial court instructed the jury to
consider the facts and circumstances in mitigation and
aggravation, explaining to them that mitigating circumstances
are those which do not excuse the offense, but which in fairness
and mercy may reduce the degree of moral culpability or blame.
He further instructed them that they were free to recommend
mercy even if they found aggravating circumstances to exist.
These instructions allow the jury to examine the defendant's
individual characteristics in deciding his fate. The jury was
properly instructed as to what it was to consider in reaching
its decision as to sentence. Fleming v. State,
240 Ga. 142 (7) (240 SE2d 37) (1977);
Hawes v. State, 240 Ga. 327 (9) (240
SE2d 833) (1978); Spivey v. State,
241 Ga. 477 (2) (246 SE2d 288) (1978), cert. den. U. S.
6. Defendant enumerates as two errors the
failure of the trial court to instruct the jury that mitigating
and aggravating circumstances should be weighed against each
other and the failure of the court to give concrete examples of
mitigating factors. In Florida, the jury and then the trial
court weigh mitigating and aggravating circumstances prior to
deciding a defendant's fate. See Proffitt v. Florida, supra, 428
U. S. at 248; Fla. Code 921.1412 (b)(c). The Georgia statute,
held to be constitutional by the U. S. Supreme Court in Gregg v.
Georgia, supra, does not impose the additional requirement that
the jury be instructed that mitigating circumstances are to be
weighed against aggravating circumstances, but instead allows
the jury to consider both, and to impose a life sentence even
where there are aggravating circumstances. Fleming v. State,
supra, Hawes v. State, supra, Spivey v. State, supra.
As for the fact that the trial court failed
to give examples of mitigating circumstances, it is not required
that specific mitigating circumstances be singled out by the
court in giving its instructions to the jury. Potts v. State,
241 Ga. 67, 86 (243
SE2d 510) (1978), Spivey v. State, supra. To influence
the jury by use of examples might limit their discretion to
consider other matters in addition to the examples given.
Defense counsel, in argument to the jury, can point out all the
mitigating circumstances available and a nonspecific charge
allows the jury to consider anything it deems worthy. We find no
error in these enumerations.
7. Defendant enumerates as error the trial
court's charge of the statutory aggravating circumstance that ".
. . the offense of murder was outrageously or wantonly vile,
horrible or inhuman in that it involved depravity of mind to the
victim . . . [sic]" 5
Defendant contends that the statutory
aggravating circumstance from which this charge was taken is
itself unconstitutionally vague and overbroad, and that this
charge served to taint the entire sentencing phase of the trial.
Code Ann. 27-2534.1 (b) (7) has consistently been held to be
constitutional. Gregg v. Georgia, supra, 428 U. S. at 201;
Harris v. State, 237 Ga. 718,
732-733 (230 SE2d 1) (1976), cert.
den. 431 U.S. 933 (1977); Johnson v. State,
242 Ga. 649, 651 (250
SE2d 394) (1978); Collins v. State,
243 Ga. 291, 294 (253
SE2d 729) (1979).
However, in the case before us, after some
deliberation the jury returned to the courtroom and requested
clarification of the phrase "depravity of mind to the victim."
The trial court read from Black's Law Dictionary and from
Webster's International Dictionary and then explained that
"depravity of mind to the victim" means ". . . that his actions
were so vile, horrible, or inhuman that he created such a state
of mind in the victim as defined by the word depravity."
(Emphasis supplied.) Regarding "depravity," it is not the
victim's state of mind which must concern the jury; it is the
defendant's. This defendant's jury was not charged on the
meaning of this aggravating circumstance as it was intended by
the legislature and has been interpreted by this court. See
Gregg v. Georgia, supra, 428 U. S. at 202 (note 54); Harris v.
State, supra. However, for the reasons which appear below, it is
unnecessary for us to decide whether the death penalty imposed
in this case must be set aside on this ground.
8. The jury was instructed as to two other
aggravating circumstances: "The offense of murder was committed
while the offender was engaged in the commission of another
capital felony, to wit: armed robbery" and "the offense of
murder was committed while the offender was engaged in the
commission of another capital felony, to wit: rape."
The evidence showed that the defendant took
some $480 from the victim at gunpoint. A gynecologist testified
that he found motile sperm in the victim's vagina and cervix,
and lacerations indicating forced sexual intercourse. The
defendant admitted having intercourse with the victim but
claimed she consented. The defendant was found guilty of rape
and armed robbery by the jury and they were authorized to do so
beyond a reasonable doubt.
After being properly instructed as to the two
aggravating circumstances now under consideration, the jury
returned a verdict imposing the death penalty for "(1) Armed
robbery. (2) Rape. (3) Outrageously or wantonly vile, horrible
or inhuman in that it involved depravity of mind to the victim.
And we recommend the death penalty."
Although the jury did not write out that "the
offense of murder was committed while the offender . . ." etc. (see
Code Ann. 27-2534.1 (c)), it did specify "(1) Armed robbery" and
"(2) Rape" as aggravating circumstances upon which it imposed
the death penalty. It was clear to the lawyers and the judge, as
it is to us, that the jury was basing its death penalty verdict
on the aggravating circumstances based on armed robbery and
rape, because no objection was made to the form of the verdict.
The intent of the jury being clear and there being evidence in
support of those aggravating circumstances beyond a reasonable
doubt, we affirm the death penalty on these two grounds. See
Potts v. State, 241 Ga. 67, 87,
supra.
Where two or more statutory aggravating
circumstances are found by the jury, the failure of one
circumstance does not so taint the proceedings as to invalidate
the other aggravating circumstance found and the sentence of
death based there on. Gregg v. State, 233
Ga. 117,127-128(210 SE2d 659)
(1974); Gregg v. Georgia, supra, 428 U. S. at 161-162. The jury
in this case was authorized to and did impose the death sentence
because the offense of murder was committed while the offender
was engaged in the commission of two other capital felonies, (1)
armed robbery and (2) rape. The verdict may be upheld for either
or both of these circumstances. The erroneous application of the
statutory aggravating circumstance of "depravity of mind to the
victim" (see Division 7, above) does not invalidate the valid
parts of the verdict of the jury.
9. We have already noted that the verdict of
the jury was not imposed under the influence of passion,
prejudice, or other arbitrary factor. We have examined
defendant's enumerations of error and the sufficiency of the
evidence to support his convictions and sentence. He confessed
twice to the armed robbery and murder, and his confessions were
admissible and corroborated by other evidence. He denied the
rape, asserting that the victim voluntarily consented to sexual
intercourse. However, there was sufficient medical evidence to
authorize the verdict of guilty of rape. The evidence supports
both the verdict and two of the statutory aggravating
circumstances beyond a reasonable doubt.
We have considered the cases appealed to this
court since January 1, 1970, in which life or death sentences
were imposed. Those similar cases listed in the appendix support
the affirmance of the death penalty in this case. They show that
the death penalty has been imposed where the murder was
committed while the offender was engaged in the commission of
another capital felony. After raping, robbing and binding the
victim, in this case, the defendant put a bullet through her
head. The sentence of death imposed upon Johnny Lee Gates is not
excessive or disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant.
APPENDIX.
HILL, Justice, concurring.
Additionally, I would consider Sandstrom v.
Montana, ---- U. S. ---- (99 SC 2450, 61 LE2d 39) (1979), even
though it was not raised. See Code Ann. 27-2537 (c)(2) and (i).
In my view the presumptions given in charge bring into question
the validity of the armed robbery and rape convictions (the
statutory aggravating circumstances) as well as the conviction
for murder. Having considered Sandstrom v. Montana, supra, and
the charge as a whole, I would affirm the Conviction and
sentence.
Notes
1 The
signed waiver itself reads: "I have read this statement of my
rights and I understand what my rights are. I am willing to make
a statement and answer questions. I do not want a lawyer at this
time. I understand and know what I am doing. No promises or
threats have been made to me and no pressure or coercion of any
kind has been used against me."
2 The
defendant makes no mention of the fact that at the beginning of
the video tape recording he is shown wearing handcuffs. This
fact will be considered further, later in this opinion.
3 Lego v.
Twomey, supra, dealt with the admissibility of confessions, not
the standard of proof required for conviction. Hence the court
found In re Winship, 397 U. S. 358 (90 SC 1068, 25 LE2d 368)
(1970), inapplicable. Similarly, Jackson v. Virginia, ---- U. S.
---- (99 SC 2781, 61 LE2d 560) (1979), which arose from Winship,
is inapplicable insofar as the admissibility of confessions is
concerned.
4 At the
request of a juror, the confession was
5 The
charge is grammatically incorrect. Code Ann. 27-2534.1 (b)(7)
reads: "The offense of murder . . . was outrageously or wantonly
vile, horrible or inhuman in that it involved torture, depravity
of mind, or an aggravated battery to the victim." The torture
and aggravated battery involve the victim; the depravity of mind
is that of the murderer. Harris v. State,
237 Ga. 718, 732 (230 SE2d 1)
(1976).
William J. Smith, District Attorney,
Arthur K. Bolton, Attorney General, for appellee.
Sprouse, Tucker & Ford, William L. Tucker,
for appellant.