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Indian River County Sheriff's Office on probation for armed trespassing.
He and Waterfield, 30 at the time, also of Vero Beach, handcuffed
Elliott and Martin and drove them to Gore's parents' house on Fifth
Street Southwest on the outskirts of Vero Beach where they raped the
girls.
Elliott was shot as she tried to escape.
A 15-year-old Vero Beach boy riding past the scene on
his bicycle later testified he saw Gore chase down and shoot Elliott
twice in the head. The boy made an anonymous 911 call to authorities,
leading to Martin's rescue by police and the end to a reign of terror by
the "Killing Cousins" that included the rape of seven women and murder
of six.
In 1984, a Pinellas County jury found Gore guilty of
first-degree murder, two counts of kidnapping and three counts of sexual
battery in connection with Elliott's death and the abduction of Elliott
and Martin.
Through interviews with Gore and Waterfield and a
comprehensive investigation, authorities also uncovered evidence that
Gore had killed six women between February 1981 and July 1983. Most were
raped, some were tortured and some were dismembered and buried in hidden
graves in citrus groves west of Vero Beach.
The discoveries led to Gore being convicted of
murdering Barbara Ann Byer, Angelica LaVallee, Judy Kaye Daley, Hsiang
Huang Ling and her daughter, Ying Hua Ling and sentenced to five
consecutive life terms that were tacked on to his death sentence.
In 1989, a federal district judge overturned Gore's
death sentence, ruling Gore should have been allowed to introduce
evidence substantiating his claim he was drunk at the time of Elliott's
murder and not in complete control of his actions.
But at a resentencing hearing in November 1992, the
then-24 Martin testified that Gore had not been drunk — he was not
slurring his words, his eyes weren't bloodshot and she did not smell
alcohol on his breath — during her ordeal.
At the end of the hearing in Fort Pierce, a jury
unanimously resentenced Gore to the electric chair. Since then, the
state has switched to lethal injections as its method of execution. Gore,
now 57,is on death row at the Union Correctional Facility in Raiford.
"I've seen a lot of murders over the years and
prosecuted a lot of death penalties," State Attorney Bruce Colton said
after the jury's verdict, "but I can't think of anyone that deserves the
death penalty more than (Gore) does."
In July 1997 and March 1998, the Florida Supreme
Court twice reaffirmed Gore's conviction and death sentence.
Waterfield was convicted of manslaughter in Elliott's
death and sentenced to 15 years in prison. He was found guilty of first-degree
murder in the cases of Byer and LaVallee, two of Gore's victims and is
serving two life sentence without the possibility of parole at the
Okeechobee Correctional Institution.
Waterfield, now 58, has filed numerous appeals to the
manslaughter conviction in Elliott's death, claiming he left the house
as soon as he, Gore, Elliott and Martin arrived there. In 1995, he filed
a 1,300-page motion to dismiss the manslaughter conviction and sentence.
A motion filed in October 1998 claimed Gore had
recanted his trial testimony implicating Waterfield in the murders of
Elliott, Byer and LaVallee. Waterfield alleged Gore had implicated him
because prosecutors threatened Gore with the death penalty in each of
the half-dozen murders. Both the motions were denied.
08/10/83Indicted as follows:
Count I First-Degree
Murder
Count II Kidnapping
Count III Kidnapping
Counts IV-VI Sexual Battery
08/15/83
Entered a plea of not guilty.
01/06/84Venue changed from Indian River County (19th Circuit) to
Pinellas County (6th Circuit).
03/15/84
Jury recommended the death sentence by an 11-1 vote.
03/16/84
Sentenced as follows:
Count I First-Degree
Murder – Death
Counts II-VI Life imprisonment
12/08/92
Gore v. State, 475 So.2d 1205 (Fla. 1985).
(Direct Appeal)
Defendant was convicted before the Circuit Court,
Pinellas County, L.B. Vocelle, J., of murder in the first degree, two
counts of kidnapping, three counts of sexual battery, and sentenced to
death. On his appeal, the Supreme Court, Alderman, J., held that: (1)
although trial court should have allowed defendant to propound questions
to jury as to their bias or prejudice in recommending a life sentence,
voir dire of jurors read in its entirety evidenced that error was
harmless beyond a reasonable doubt; (2) evidence supported conclusion
that defendant intelligently and voluntarily waived his right to counsel
and expressed his wish to proceed without counsel to give confession;
(3) photographs of murder victim were relevant and properly admitted;
(4) request for mistrial due to epileptic juror's interruption of
defense counsel during closing argument was properly denied; and (5)
evidence supported conclusion that murder was committed to prevent
lawful arrest and that it was heinous, atrocious, or cruel. Affirmed.
ALDERMAN, Justice.
David Alan Gore appeals his convictions for murder in
the first degree, two counts of kidnapping, and three counts of sexual
battery, and his sentence of death. Finding no reversible error, we
affirm his convictions and his death sentence.
Gore and his cousin picked up fourteen-year-old Regan
Martin and seventeen-year-old Lynn Elliott who were hitchhiking to the
beach. After the glove compartment in the pickup truck fell open and a
gun became visible, Gore took the gun and held it to Regan's head. He
grabbed the two girls' wrists and held them together. Gore then said
that they should take the girls to Gore's home. He told the girls that
if they said or did anything, they would be killed. When they arrived at
his home, the girls were handcuffed and taken into a bedroom. The girls
then were separated, and Lynn was tied up while Regan was handcuffed.
Gore cut Regan's clothes off of her and sexually assaulted her on three
separate occasions. Regan testified that she heard noises in the other
room after Gore had left her. She heard Gore tell Lynn to shut up or he
would kill her. Gore also told Regan to be quiet or he would slit her
throat and that he would do it anyway. Gore then put Regan in the
closet, and, after he left, she heard two or three shots. Gore then came
back into the room and put Regan in the attic where she stayed until
rescued by a police officer.
Michael Rock, a fifteen-year-old boy, testified that
on July 26, 1983, while riding his bicycle in the area of Gore's home,
he heard screaming and observed a naked girl running down the driveway
being chased by Gore who was also naked. He saw Gore catch up to her,
drag her back to a palm tree, and shoot her twice in the head. Rock went
home and told his mother, and she called the police. The police arrived
and surrounded Gore's home. Lynn's body was found in the trunk of the
car in the driveway. Her arms and legs had been tightly bound with rope.
She had multiple abrasions on her body consistent with falling and being
dragged. The gun used to kill her was found in Gore's home.
Gore was indicted for the first-degree, premeditated
murder of Lynn Elliott, for the kidnapping of Lynn Elliott, for the
kidnapping of Regan Martin, and for three counts of sexual battery of
Regan Martin. He was found guilty of all six counts. After a jury
recommendation of death, the trial court imposed the death sentence for
the first-degree murder of Lynn Elliott and imposed life sentences for
the other crimes.
Gore challenges his convictions on a multitude of
grounds. He initially contends that the court reversibly erred in not
permitting him to inquire of the various jurors as to their feelings,
attitudes, or prejudices regarding a recommendation of mercy. The trial
court sustained the state's objection to the following question posed by
defense counsel during voir dire: “Concerning the death penalty, is
there someone here that feels so strongly in favor of the death penalty
that you would never under any circumstances be able to recommend mercy
in a case in which the defendant was convicted of first-degree murder? ”
After the state's objection that there is nothing in the statute that
says anything about mercy, the following colloquy between counsel and
the trial court transpired:
THE COURT: Of course, what we're doing here,
gentlemen, with all due respect, we're getting into the lawyers making
comments on what the law is. As I understand it, the jury, their
function, first of all, is to determine innocence or guilt as to the
first count.... .... MR. STONE: It bothers me, the word. That's under
the old statute, whether you recommend mercy. It has nothing to do with
this case. MR. LONG: Your Honor, a juror can recommend— THE COURT: I'll
permit you—I'm going to permit you to ask this jury would they under no
circumstances because they've got such a conviction of the death
penalty, they cannot render an advisory opinion back to this Court with
reference to life imprisonment not to exceed twenty-five years. MR.
STONE: But the use of the word mercy, that no longer exists. That has
nothing to do with the statute whatsoever. THE COURT: If they're so
strong in their belief at this point. Mercy is not involved. .... THE
COURT: The objection is sustained as not a valid instruction to the law.
Citing Poole v. State, 194 So.2d 903 (Fla.1967), and
Thomas v. State, 403 So.2d 371 (Fla.1981), Gore argues that he was
denied the opportunity to ascertain whether the jurors were prejudiced
and was thereby denied his right to a fair and impartial jury. In Thomas
v. State, we addressed the issue of whether a juror who admitted in voir
dire that he could not recommend any mercy in any required sentencing
phase under any circumstances should have been excused for cause at the
defendant's request. We held that the juror should have been excused for
cause because of a fundamental violation which was the actual presence
of expressed bias against the defendant in the sentencing phase of his
capital trial. In Thomas, reiterating what we had formerly said in
Poole, we held: Although the jury's role in the sentencing phase is an
advisory one, it is significant to a defendant since a trial court may
not impose the death penalty following a jury's advisory sentence of
life imprisonment unless “the facts suggesting a sentence of death [are]
so clear and convincing that virtually no reasonable person could
differ.” Tedder v. State, 322 So.2d 908, 910 (Fla.1975). We have
previously held that it was error for a trial judge to refuse to allow
defense counsel to propound any voir dire inquiry as to the issue of
mercy, since “[s]uch inquiry ... could conceivably be determinative of
whether the defense should challenge a juror—either for cause or
peremptorily.” Poole v. State, 194 So.2d 903, 905 (Fla.1967) (emphasis
supplied). The admitted refusal of juror Roberts to weigh mitigating
circumstances in the sentencing phase presents a clear case in which a
challenge for cause should have been granted. 403 So.2d at 376.
In the present case, however, unlike Thomas, juror
bias and prejudice do not appear from the record before us. Although the
trial court should have allowed Gore to propound questions to the jury
as to their bias or prejudice in recommending a life sentence, we hold
that the voir dire of the jurors read in its entirety evidences that
this error does not amount to reversible error, but rather was harmless
error beyond a reasonable doubt. The jury was thoroughly questioned in
regard to their attitudes toward the death penalty and whether they felt
it should be automatically imposed or whether they would follow the
court's instructions and make sure the circumstances were proved to
support it before they would consider it. Gore has not shown that his
jury was made up of one or more persons unalterably in favor of the
death penalty or that any of the juror's views would prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath. In our recent decision of
Fitzpatrick v. State, 437 So.2d 1072 (Fla.1983), cert. denied, 465 U.S.
1051, 104 S.Ct. 1328, 79 L.Ed.2d 723 (1984), we found that Fitzpatrick
was unlike Thomas because none of the four veniremen ever indicated that
he was unalterably opposed to recommending life sentences for convicted
murderers. Their statements only indicated a tendency toward being in
favor of the death penalty. “A man who opposes the death penalty, no
less than the one who favors it, can make the discretionary judgment
entrusted to him by the State and can thus obey the oath he takes as a
juror.” ... A judge need not excuse such a person unless he or she is
irrevocably committed to voting for the death penalty if the defendant
is found guilty of murder and is therefore unable to follow the judge's
instructions to weigh the aggravating circumstances against the
mitigating circumstances. 437 So.2d at 1075–76. We hold that the trial
court did not reversibly err in sustaining the state's objection.
We find no merit to Gore's claim that the trial court
erred in denying his motion to suppress his confession. The record
supports the trial court's specific ruling that Gore intelligently and
voluntarily waived his right to counsel and expressed his wish to
proceed without counsel to give the subject confession. In denying this
motion, the trial court explained:
And the evidence is that he was an auxiliary police
officer. That he had education, experience with reference to arrest et
cetera. Whether or not he made an intelligent waiver of his right to
counsel during his statement, in the court's opinion he was given
Miranda at the Indian River County Jail, and he stated that he did wish
to proceed without a lawyer and did proceed and did intelligently answer
the questions. And it was only after some more incriminating statements
were beginning to be asked that he at that time asked for counsel and
stated I believe he did not want to proceed further without counsel and
the interrogation did, of course, cease. So, the motion to suppress the
statement will be denied, and it'd be admitted during the course of the
trial. Then after more discussion regarding the trial court's ruling,
the court, to make its finding perfectly clear, stated: “Well, let me
make my ruling specific so there'd be no misunderstanding of what I'm
doing. I'm stating that there was an intelligent waiver of the right of
counsel, intelligently done at the Indian River County Jail wherein Mr.
Gore specifically stated after Miranda that he wished to proceed without
counsel.” Gore's statement that he wanted to get something off his chest
and then he wanted to see a lawyer was not confusing and in need of
further clarification. See Cannady v. State, 427 So.2d 723 (Fla.1983).
He indicated unequivocally that he wanted to talk to the police
authorities and that after getting something off his chest, he then
wanted to speak to a lawyer.
We reject Gore's contention that the trial court
reversibly erred in allowing into evidence two prejudicial photographs,
one depicting the victim in the trunk of Gore's mother's car and the
other showing the hands of the victim behind her back. The test of
admissibility of photographs such as these objected to by Gore is
relevancy and not necessity. These photographs met the test of relevancy
and were not so shocking in nature as to defeat their relevancy. Bush v.
State, 461 So.2d 936 (Fla.1984); State v. Wright, 265 So.2d 361
(Fla.1972). These photographs placed the victim in Gore's mother's car,
showed the condition of the body when first discovered by the police,
and showed the considerable pain inflicted by Gore in binding the
victim.
Gore also argues that the trial court should have
granted his request for a mistrial due to an epileptic juror's
interruption of defense counsel during closing argument. Defense counsel
told the court that he had heard this juror who suffered a slight attack
during trial say two or three times, “goddamn you, (laughing).” After
the seizure, the jury was immediately taken from the courtroom, and the
juror was given medical attention. The trial court denied Gore's motion
for mistrial, substituted an alternate juror in place of the excused
epileptic juror, and gave the following explanation and curative
instruction to the jury:
THE COURT: Ladies and gentlemen of the jury, we are
concerned about Mr. Brown's health. Under the circumstances I am
excusing Mr. Brown so that he can go about his own personal affairs and
I believe we do have someone in attendance with him. .... Ladies and
gentlemen, any outburst that Mr. Brown made or may not have made—I did
not hear—but I want to state to you, as I've stated to you from the very
beginning, this case must be tried solely on the evidence and on the law
and nothing else. .... Can each of you assure me that you will make your
decision in this case solely on the law and nothing else? Is there
anything that Mr. Brown has stated that would in any way influence this
jury and carry any comments he may or may not have said into the jury
room? All right. We're sorry for the interruption of the defense's
argument. Mr. Phillips, you may proceed.
We find that the trial court's curative instruction
was adequate. Whether substantial justice requires the granting of a
mistrial is a determination within the sound discretion of the trial
court, and the dealing with the conduct of jurors is also left to the
discretion of the trial court. Doyle v. State, 460 So.2d 353 (Fla.1984).
In the present case, we find no abuse of discretion. We further reject
Gore's contention that the court reversibly erred in disallowing Gore's
request for a demonstration in downtown St. Petersburg of the distance
of 356 feet, erred in precluding certain testimony of Detective Pisani,
erred in denying a mistrial due to certain comments and conduct of the
prosecutor, erred in denying a mistrial upon Gore's motion relating to
Detective Kheun's testimony, erred in restricting his voir dire of the
jury relating to his cousin's involvement, and erred in denying his
motion for judgment of acquittal or motion for new trial. We also reject
as without merit Gore's challenge to the jury selection process. See
Lara v. State, 464 So.2d 1173 (Fla.1985); Maggard v. State, 399 So.2d
973 (Fla.), cert. denied, 454 U.S. 1059, 102 S.Ct. 610, 70 L.Ed.2d 598
(1981). In addition to reviewing the record in light of the errors
asserted by Gore, we have reviewed the evidence pursuant to Florida Rule
of Appellate Procedure 9.140(f), and we conclude that no new trial is
required. Finding no reversible error, we affirm his conviction.
Gore also challenges his sentence of death on a
multitude of grounds. The jury recommended the death sentence, and the
trial court entered the death sentence, finding as aggravating
circumstances that the murder was committed while Gore was under
sentence of imprisonment because he was on parole; that the murder was
committed while Gore was engaged in the commission of two kidnappings
and three sexual batteries; that the murder was committed for the
purpose of avoiding or preventing a lawful arrest; that this murder was
especially wicked, evil, atrocious, or cruel; and that this murder was
committed in a cold, calculated, and premeditated manner without any
pretense of moral or legal justification. The trial court found none of
the statutory mitigating circumstances to be applicable. It also
considered “any other aspect of Gore's character or record” or any
circumstances of the offense and found that no circumstance of the
offense could in any way act in mitigation. Insofar as concerns “any
other aspect of Gore's character or record,” the trial court found that
Gore was affectionate and considerate to his family members; that a
minister testified that he was a “born again” Christian since his arrest
for murder; that he was not a deprived child and was not rejected by his
family; that, on the contrary, he was given all the love and attention
any parent could give a child; and that, based on all the evidence, the
mitigating circumstance relative to “any aspect of Gore's character or
record” does apply. The court concluded that sufficient aggravating
circumstances exist to warrant imposition of the death penalty upon Gore
and that there are insufficient mitigating circumstances to outweigh the
aggravating circumstances.
Constitutional challenges to Florida's death penalty
statute identical to those now being made by Gore have been previously
rejected by this Court.
Gore's argument that he is entitled to a statement of
aggravating circumstances prior to trial is without merit. We have
repeatedly rejected this claim. In Hitchcock v. State, 413 So.2d 741
(Fla.), cert. denied, 459 U.S. 960, 103 S.Ct. 274, 74 L.Ed.2d 213
(1982), we explained that the death penalty statute sets out the
aggravating factors to be considered in determining whether the death
sentence should be imposed and that this statute limits consideration to
the statutory factors listed. Therefore, we concluded, there is no
reason to require the state to notify defendants of the aggravating
factors that the state intends to prove. The trial court did not err in
instructing the jury during the penalty phase. It did not erroneously
restrict Gore's closing argument during the penalty phase. Gore's
arguments that the court erred in not directing a verdict of life and
that Enmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140
(1982), applies and precludes the imposition of the death penalty in
this case are also completely without merit.
He also contends that the aggravating circumstances
that the murder was committed to prevent a lawful arrest and that the
murder was heinous, atrocious, or cruel were not proven beyond a
reasonable doubt. We disagree and hold that these circumstances were
established by the evidence beyond a reasonable doubt. With regard to
its finding of the existence of these circumstances, the trial court
accurately explained:
The crime for which the Defendant is to be sentenced
was committed for the purpose of avoiding or preventing a lawful arrest
or effecting an escape from custody. This aggravating circumstance does
apply in this case and therefore was considered by the Court regarding
imposition of sentence because the evidence shows conclusively that the
dominant or only motive for the Defendant murdering one of the victims
who was in the process of escaping was to prevent her identification of
him as the perpetrator of the kidnapping and to thereby avoid or prevent
the Defendant's arrest. .... The crime for which the Defendant is to be
sentenced was especially wicked, evil, atrocious or cruel. This
aggravating circumstance does apply in this case and therefore was
considered by the Court regarding imposition of sentence based upon the
following evidence: The homicide victim was a seventeen year old girl
who was hitchhiking along with her younger friend, another schoolgirl.
After the Defendant and his cousin offered the two girls a ride, the
Defendant pulled a gun on them and repeatedly threatened to kill the
homicide victim when she started crying. The homicide victim and her
friend were subsequently handcuffed together while enroute to the
Defendant's residence. Upon arrival at the residence, the handcuffs were
removed from the girls and the homicide victim was hog-tied so tightly
that a welt formed on one of her limbs. While the homicide victim was
inside the residence, the Defendant committed a sexual battery upon her
between the intervals he committed three sexual batteries upon her
friend. When the homicide victim managed to escape from the residence,
the Defendant pursued her, firing his gun. After she fell on the ground,
the Defendant grabbed her and began pulling her back towards the
residence. The Defendant then shot her twice in the head, killing her.
The horror and terror experienced by the homicide victim and the torture
and pain inflicted upon her prior to her death places this murder case
outside the norm of first-degree murder cases.
We also reject Gore's claim that the evidence does
not support the trial court's finding that this murder was cold,
calculated, and premeditated without any pretense of moral or legal
justification. The facts of this case are sufficient to show the
heightened premeditation required for the application of this
aggravating circumstance. We find no merit to Gore's other challenges to
his death sentence.
Accordingly, finding no reversible error and that the
death penalty is proportionately warranted under the circumstances, we
affirm Gore's convictions and the imposition of the death sentence. It
is so ordered.
BOYD, C.J., and ADKINS, OVERTON, McDONALD, EHRLICH
and SHAW, JJ., concur.
Gore v. Dugger, 763 F.Supp. 1110 (M.D. Fla.
1989). (Federal Habeas - DP Vacated)
After conviction for murder in the first degree,
kidnapping, and sexual battery was affirmed by the Florida Supreme
Court, 475 So.2d 1205, petition was filed for writ of habeas corpus. The
District Court, Hodges, J., held that: (1) petitioner was entitled to
new sentencing hearing as a result of exclusion at sentencing of
evidence that he had been drinking and/or taking pills at or about time
murder was committed; (2) there was no error during death penalty phase
of trial; and (3) defense counsel was not ineffective. Petition granted.
HODGES, District Judge.
This is a petition for a writ of habeas corpus
pursuant to 28 U.S.C. § 2254 brought by a state prisoner under sentence
of death. The petition was filed on February 14, 1989, together with an
application for stay of the Petitioner's execution then set for February
16, 1989. In order that the Petitioner's claims could be judiciously
considered, I entered a stay of execution on February 14, 1989.
The complete record has now been compiled. The issues
have been briefed and the Petitioner's claims have been fully
considered. Upon due consideration, I have concluded that Petitioner's
claim based on Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95
L.Ed.2d 347 (1987) and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57
L.Ed.2d 973 (1978) is meritorious and that the petition must be granted
in order to afford the Petitioner a new sentencing hearing. With respect
to all other claims, the petition is without merit and is denied.
FACTS SURROUNDING THE OFFENSE
The Supreme Court of Florida, in disposing of the
Petitioner's direct appeal, Gore v. State, 475 So.2d 1205 (Fla.1985),
recited the facts of the case as follows:
Gore and his cousin picked up fourteen-year-old Regan
Martin and seventeen-year-old Lynn Elliott who were hitchhiking to the
beach. After the glove compartment in the pickup truck fell open and a
gun became visible, Gore took the gun and held it to Regan's head. He
grabbed the two girls' wrists and held them together. Gore then said
that they should take the girls to Gore's home. He told the girls that
if they said or did anything, they would be killed. When they arrived at
his home, the girls were handcuffed and taken into a bedroom. The girls
then were separated, and Lynn was tied up while Regan was handcuffed.
Gore cut Regan's clothes off of her and sexually assaulted her on three
separate occasions. Regan testified that she heard noises in the other
room after Gore had left her. She heard Gore tell Lynn to shut up or he
would kill her. Gore also told Regan to be quiet or he would slit her
throat and that he would do it anyway. Gore then came back into the room
and put Regan in the attic where she stayed until rescued by a police
officer.
Michael Rock, a fifteen-year-old boy, testified that
on July 26, 1983, while riding his bicycle in the area of Gore's home,
he heard screaming and observed a naked girl running down the driveway
being chased by Gore who was also naked. He saw Gore catch up to her,
drag her back to a palm tree, and shoot her twice in the head. Rock went
home and told his mother, and she called the police. The police arrived
and surrounded Gore's home. Lynn's body was found in the trunk of the
car in the driveway. Her arms and legs had been tightly bound with rope.
She had multiple abrasions on her body consistent with falling and being
dragged. The gun used to kill her was found in Gore's home.
HISTORY OF THE CASE
The Petitioner was indicted, tried and found guilty
of first degree murder, two counts of kidnapping and three counts of
sexual battery. Following a sentencing hearing, the Petitioner was
sentenced to death for first degree murder. (R. 845–47).FN1 The trial
court also sentenced Petitioner to life imprisonment on each of the two
counts of kidnapping, to be served concurrently, and on each of the
three counts of sexual battery, to be served concurrently with each
other but consecutively to the sentences imposed on the kidnapping
charges. (R. 848–54). FN1. The record of the proceedings in the
Petitioner's trial and direct appeal will be referred to by the symbol
“R” followed by the appropriate page number. The record of the
proceedings in the state court post conviction evidentiary hearing will
be referred to by the symbol “EH” followed by the appropriate page
number.
On August 22, 1985, the Florida Supreme Court
affirmed the convictions and sentences. Gore v. State, 475 So.2d 1205
(Fla.1985). The United States Supreme Court denied certiorari on
February 24, 1986. Gore v. Florida, 475 U.S. 1031, 106 S.Ct. 1240, 89
L.Ed.2d 348 (1986). On February 24, 1988, the Petitioner filed a motion
for post conviction relief pursuant to Rule 3.850, Fla.R.Crim.P., in the
state trial court. Shortly thereafter, the Governor of Florida signed
Petitioner's first death warrant. Execution was scheduled for May 4,
1988.
On April 4, 1988, Petitioner filed a petition for a
writ of habeas corpus in the Florida Supreme Court. The state trial
court conducted an evidentiary hearing on Petitioner's Rule 3.850 motion
on April 15, 18 and 19, 1988. At the conclusion of the hearing, the
court entered an order denying Petitioner's motion. (EH 1121–26). The
Florida Supreme Court consolidated Petitioner's appeal from the trial
court's denial of his Rule 3.850 motion with his petition for a writ of
habeas corpus and, following oral argument, granted Petitioner a stay of
execution. On August 18, 1988, the Court affirmed the trial court's
denial of Petitioner's Rule 3.850 motion and also denied his petition
for a writ of habeas corpus. Gore v. Dugger/Gore v. State, 532 So.2d
1048 (Fla.1988).
The Governor of Florida signed Petitioner's second
death warrant on January 31, 1989. The Petitioner filed the present
petition in this Court on February 14, 1989, together with an
application for stay of the execution then scheduled for February 16. A
stay was entered due to the short time remaining before the scheduled
execution and the necessity that the Court review the voluminous record.
The State does not dispute that Petitioner has
exhausted his state remedies as required by 28 USC § 2254; and, as
previously noted, the state trial court has conducted an evidentiary
hearing. The court considered and determined at that time the
Petitioner's claims, including his claim of ineffective assistance of
counsel. While factual findings of the state court are entitled to a
presumption of correctness under 28 USC § 2254(d) and Sumner v. Mata,
449 U.S. 539, 101 S.Ct. 764, 66 L.Ed.2d 722 (1981), claims of
ineffective assistance of counsel present mixed questions of law and
fact, and as such, the state court's determination of ineffective
assistance claims are not entitled to that presumption. Douglas v.
Wainwright, 714 F.2d 1532, (11th Cir.1983), vacated 468 U.S. 1206, 104
S.Ct. 3575, 82 L.Ed.2d 874, aff'd on remand 739 F.2d 531 (11th
Cir.1984). Nevertheless, a review of the transcript of the post
conviction proceedings in the state court demonstrates that the
Petitioner was afforded a full and fair hearing within the meaning of 28
USC § 2254(d)(6), and that transcript, taken together with the trial
record, excludes the necessity of an evidentiary hearing on any of the
claims now before this Court.FN2
FN2. See Rule 8, Rules—Section 2254 cases (adopted
pursuant to 28 USC § 2254). Petitioner contends that the state court did
not give him a complete hearing because it did not receive evidence on
his claim concerning the ineffectiveness of his mental health expert. As
is more fully discussed infra, given the Court's resolution of this
issue, no hearing is needed on this claim.
The Petitioner has presented seventeen claims of
alleged constitutional deprivation. Each will be considered in turn.
I
In his first claim Petitioner asserts that his rights
under the Sixth, Eighth and Fourteenth Amendments were violated when the
state trial court precluded him from presenting certain mitigating
evidence to the sentencing jury in violation of the Supreme Court's
decisions in Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95
L.Ed.2d 347 (1987) and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57
L.Ed.2d 973 (1978).
In Hitchcock and Lockett the Court made it clear that
the Eighth Amendment, applicable to the states through the Fourteenth
Amendment, requires that a capital sentencing jury not “be precluded
from considering, as a mitigating factor, any aspect of a defendant's
character or record that the defendant proffers as a basis for a
sentence less than death.” Jones v. Dugger, 867 F.2d 1277, 1279 (11th
Cir.1989). (emphasis in original) (citations omitted). In this case
Petitioner contends that the trial court committed Hitchcock/ Lockett
error when it excluded mitigating evidence on two subjects: Petitioner's
drug and alcohol abuse, and the dominance exercised over him by his
cousin, Frederick Waterfield. With respect to his use of drugs and
alcohol, Petitioner attempted to introduce evidence at his sentencing
hearing to show that he had been drinking and taking pills around the
time of the commission of the offenses. Defense counsel stated to the
court that he planned to have members of Petitioner's family testify
both that he had been acting strangely during the days prior to the
murder and that, because of the way he was acting when they saw him
shortly after his arrest, they believed that he had been drinking.
Petitioner also sought to introduce evidence that, after the crime, a
half empty bottle of vodka and some pills were found in his bedroom. The
trial judge refused to admit any of this evidence ruling that it was
irrelevant because there was no direct evidence that Petitioner was
drinking while the offenses were being committed and because there was
testimony from the surviving victim and law enforcement personnel to the
effect that Petitioner did not appear drunk. (R. 3047–56).
In evaluating Petitioner's Lockett/Hitchcock claim,
this Court is, of course, bound by the Eleventh Circuit's interpretation
of those decisions. One of the Circuit's most recent decisions on the
point is Demps v. Dugger, 874 F.2d 1385, 1389–90 (11th Cir.1989).
Because the Demps case produced an opinion by each of the members of the
panel, however, it is necessary to review those opinions in some detail
to determine the current state of Lockett/ Hitchcock law in the circuit.
In Demps the petitioner was convicted of first degree murder and was
sentenced to death for the killing of a fellow prison inmate. Demps
challenged his sentence on Hitchcock grounds by arguing that the trial
court's instructions to the jury impermissibly precluded them from
considering nonstatutory mitigating evidence. The Court of Appeals
agreed, concluding that “the judge gave an instruction functionally
identical to that [erroneously] given in Hitchcock.” Demps, at 1389. The
three judges on the panel did not agree, however, on how to properly
analyze and evaluate the Hitchcock claim.
In the lead opinion for the court, Judge Fay began
his analysis by stating that Hitchcock error can be harmless under “the
strict Chapman criterion.” Id. at 1389 citing Chapman v. California, 386
U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). And, for a Hitchcock error
to be harmless, a court must, after an in depth review of the entire
record, “determine beyond a reasonable doubt that the proposed
mitigating evidence regarding the defendant's character would not have
influenced the jury to recommend a life sentence.” Id. Judge Fay then
examined each of the four types of evidence which Demps alleged would
have influenced the jury to recommend life and concluded that since none
of the evidence excluded from the jury's consideration would have
affected its sentencing recommendation, the Hitchcock error was harmless
and resentencing not required. Id. at 1389–91. FN3
FN3. The four types of evidence offered by Demps and
analyzed by Judge Fay were as follows: (1) Evidence of “honorable
military combat service.” Judge Fay concluded that exclusion of this
evidence from the jury's consideration was harmless because Demps's
service record was not “honorable” at all. He was given one special
court-martial, numerous other punishments, and a dishonorable discharge
which was eventually upgraded to a general discharge. Judge Fay thus
concluded that Demps's military record did not reflect favorably on his
character and would not have influenced the jury to recommend life. (2)
Evidence of a history of drug abuse. Judge Fay concluded that exclusion
of this evidence from the jury's consideration was also harmless because
Demps's drug addiction predated his incarceration on unrelated charges
and that no evidence existed to show that drugs or treatment for drug
dependence influenced his participation in the prison murder. (3)
Evidence of a good prison record. Judge Fay concluded that exclusion of
this evidence from the jury's consideration was harmless because Demps's
prison record was not good and, in fact, indicated that he had a record
of continuing disciplinary problems. (4) Evidence that his two
co-perpetrators received life sentences. Judge Fay concluded that
exclusion of this evidence from the jury's consideration was harmless
because Demps's prior criminal record was more severe than his
co-perpetrators and that it was sufficient to justify imposing a more
serious penalty. Id. at 1389–91.
Judge Clark, in his special concurrence, agreed with
Judge Fay that Demps's petition should be denied but disagreed with his
handling of the Hitchcock claim because the analysis was based on the
harmlessness of the Hitchcock error. Id. at 1394 (Clark, J., specially
concurring). Judge Clark concluded that “[t]his case is not a potential
Hitchcock error case. Although there was an erroneous Hitchcock
instruction, there has been no showing that any credible non-statutory
mitigating evidence exists.” Id. at 1395 (Clark, J., specially
concurring). Since Judge Clark concluded that the “evidence” Demps
wished to present to the jury did not reach the threshold of being
Hitchcock mitigating evidence (because there were no facts to
substantiate his claims), he did not believe that a Chapman harmless
error analysis was necessary or appropriate. Id. at 1396 (Clark, J.,
specially concurring). Indeed, Judge Clark found the case to be
comparable to Clark v. Dugger, 834 F.2d 1561 (11th Cir.1987), cert.
denied, 485 U.S. 982, 108 S.Ct. 1282, 99 L.Ed.2d 493 (1988), in which
the court found:
Here, however there simply were no nonstatutory
mitigating circumstances to consider. Clark did not introduce any
evidence that would support the existence of a nonstatutory mitigating
circumstance. As explained, supra, Clark's counsel, after her
investigation, made a tactical decision that any testimony at the
penalty phase could only prove harmful. Thus, Clark failed to introduce
any mitigating evidence whatever. Clark, 834 F.2d at 1569 quoted in
Demps, at 1396 (Clark, J., specially concurring).
Although Judge Clark recognized that the Clark court
had held that any Hitchcock error in that case was harmless under
Chapman, he stressed that “harmless” was an incorrect label because
“[w]here there is no nonstatutory mitigating evidence there can be no
Hitchcock error and harmlessness need not be considered.” Id. Further,
he rejected the application of a harmless error standard in a case in
which legitimate Hitchcock evidence might be offered stating that “[i]f
such evidence exists, the case should be returned to the state court for
resentencing ...” Id. at 1395 (Clark, J., specially concurring)
(citations omitted). Judge Clark explained that
I deem it an inappropriate function for a federal
court to weigh nonstatutory mitigating evidence against aggravating
circumstances and decide whether a petitioner should get the death
penalty as an alternative to a resentencing hearing. That is an invasion
of the separate states' rights and obligations for their courts to
insure appropriate sentencing in death penalty cases. ... If there is
credible evidence demonstrated by the petitioner, we should return the
case to the state court for resentencing. Id. at 1396 (Clark, J.,
specially concurring).
Dissenting on the Hitchcock issue was Judge Johnson.
Initially, citing Clark v. Dugger, Judge Johnson agreed with Judge Fay
that Hitchcock error may be harmless in some circumstances, but he
immediately qualified his statement by noting that “this Court has only
once found Hitchcock error to be harmless, see Clark, supra, and the
Supreme Court has never found the error to be harmless in its four
reversals of death sentences for failure of the sentencer to consider
non-statutory mitigating circumstances.” FN4 Id. at 1393 (citations
omitted) (Johnson, J., concurring in part, dissenting in part). Judge
Johnson further noted that “[t]he Knight decision FN5 leaves little room
for the application of harmless error analysis, except in the situation
where non-statutory mitigating evidence could have been proffered.” Id.;
see also Knight v. Dugger, 863 F.2d 705 (11th Cir.1988). Thus, Judge
Johnson agreed with Judge Clark that applying a harmless error analysis
to a Hitchcock error is inappropriate, except for the situation in which
no mitigating evidence is offered (a circumstance which, as discussed
supra, Judge Clark considers to be outside the realm of Hitchcock
altogether).
FN4. Subsequently, as discussed infra, in a recently
released opinion, Tafero v. Dugger, 873 F.2d 249, 252–53 (11th Cir.1989)
(per curiam), the Circuit once again found a Hitchcock error to be
harmless. FN5. In Knight v. Dugger, 863 F.2d 705 (11th Cir.1988), the
Court of Appeals rejected the State's contention that the failure of the
jury to consider all mitigating factors was harmless error because of
the large number of aggravating factors that had been found. The Knight
court stated: No authority has been furnished for this proposition and
it seems doubtful that any exists. The State's theory, in practice,
would do away with the requirement of an individualized sentencing
determination in cases where there are many aggravating circumstances.
It is this requirement, of course, that is at the heart of Lockett and
its progeny. Id. at 715.
Judge Johnson's disagreement with Judge Clark, and
his dissent from the result reached by the court, stemmed from the fact
that he believed the case should be remanded to the district court for
inquiry into whether Demps had any legitimate mitigating evidence to
present instead of having of the Court of Appeals make that initial
factual determination. Judge Johnson believed that if any of Demps's
claims were true, then excluding them from the jury's consideration was
constitutional error. Id. at 1394 (Johnson, J., concurring in part,
dissenting in part). Thus, Judge Johnson concluded that “[t]he
determination of whether the error committed in Demps' case was harmless
or not depends entirely on the truth of his claim that unconsidered
mitigating factors existed.” Id.
A synthesis of the three opinions in Demps leads the
Court to conclude that the following propositions were adopted by a
majority of the panel and thus constitute binding precedent which this
Court must apply. First, a district court must determine, when reviewing
a Hitchcock claim, whether the mitigating evidence sought to be placed
before the jury is, in fact, mitigating evidence. In making this
determination the district court may review not only the evidence
presented on the issue by the petitioner but may also consider any
evidence advanced by the State which contests the truthfulness or
relevancy of the petitioner's evidence. If the court concludes that the
evidence offered by the petitioner is either patently untrue or
irrelevant, i.e., that it is not mitigating, then it was not error (or,
at worst, was harmless error) for the trial court to have precluded the
jury from considering it. Second, however, if the excluded evidence does
have some mitigating value, then the court should not attempt to balance
the weight of all the evidence presented at the sentencing hearing by
conducting a harmless error review, but instead should vacate the death
sentence and return the case to the state court for resentencing.
The Court of Appeals' recent decision in Tafero v.
Dugger, 873 F.2d 249, 252 (11th Cir.1989) (per curiam), does not alter
this conclusion. In Tafero a different panel of the Court (consisting of
Judges Vance, Kravitch and Hatchett) stated that Hitchcock error could
be harmless and held that it was so in that case. Id. at 252. The court
noted, however, that the case parallels the situation in Clark v.
Dugger. Tafero's counsel, like the Clark defendant's counsel, purposely
presented no non-statutory mitigating evidence.... The Clark court held
that any Hitchcock error was harmless because of the defendant's
counsel's failure to present non-statutory mitigating evidence.
Likewise, we conclude that any Hitchcock error by Tafero's counsel was
harmless. Id. at 252 n. 5.
Tafero, therefore, when examined in light of its
facts, does not affect the Court's understanding of the law of the
Circuit on the Hitchcock issue as established by Demps; and, applying
that law to the facts of this case leads the Court to conclude that
constitutional error was committed during Petitioner's sentencing
hearing. The truthfulness of the alcohol and drug evidence sought to be
introduced, the presence of the half empty bottle of vodka, the pills
and the Petitioner's relatives' statements that he behaved as though he
were under the influence, has not been questioned.FN6 Nor can the
evidence be considered irrelevant. The evidence could support an
inference that the Petitioner had been drinking and/or taking pills at
or about the time the murder was committed. This certainly can be
considered as mitigating by the sentencing jury.FN7 See e.g., Hargrave
v. Dugger, 832 F.2d 1528 (11th Cir.1987); Fead v. State, 512 So.2d 176
(Fla.1987). Thus, although in the totality of the circumstances the
Petitioner's mitigating evidence may not be strong, it is for the state
jury and judge to decide what sentence is appropriate when all
mitigating factors are considered. Since the jury did not have the
opportunity to consider all mitigating evidence, the Petitioner's
sentence of death was imposed in violation of the Eighth Amendment and
relief must be granted on this claim.FN8
FN6. Certainly, though, the State has sought to
disprove the truthfulness of the inference Petitioner hopes the jury
draws from the evidence, that he was intoxicated at the time of the
murder. However, this attack on the truthfulness of the ultimate
conclusion is qualitatively different from an attack on the truthfulness
or reliability of the actual evidence itself. Unlike the situation in
Demps in which the State sought to disprove the evidence of the
existence of an honorable discharge, the State does not argue here that
the pills or vodka bottle were not found in Petitioner's room. Further,
an attack on the inference a petitioner hopes a jury draws from truthful
evidence cannot be adequate to sustain the exclusion of the evidence
itself. Otherwise, a trial court could preclude a defendant's mother
from testifying that her child was always a good boy when his record is
to the contrary. Clearly this type of character evidence cannot be
barred under Lockett/Hitchcock. Instead, it is in the province of the
jury to weigh its credibility. FN7. The jury, of course, may also
consider the State's evidence which it contends shows that the
Petitioner was not intoxicated at the time of the offense. FN8. As
previously indicated, Petitioner has raised one other Lockett/ Hitchcock
claim arguing that the trial court improperly excluded from the jury's
consideration evidence concerning Waterfield's domination over him.
Given the Court's determination that a resentencing is mandated because
of the exclusion of the drug and alcohol evidence, the Court need not
consider this claim. The Court notes that in its opinion on Petitioner's
Rule 3.850 motion, the Florida Supreme Court has already stated that
this domination evidence should have been admitted at the sentencing
phase. Gore v. Dugger, 532 So.2d 1048, 1050 (Fla.1988). Thus, on
resentencing the Petitioner will also be able to introduce this
evidence.
II
In his second claim Petitioner contends that he was
deprived of his due process and equal protection rights under the
Fourteenth Amendment, as well as his rights under the Fifth, Sixth, and
Eighth Amendments, because his court-appointed mental health expert
failed to conduct a competent and professionally appropriate evaluation
of him thereby overlooking numerous mitigating factors which could have
been presented to the sentencing jury. More specifically, Petitioner
asserts that Dr. David Tingle, the psychiatrist appointed by the Court
at the Petitioner's request,FN9 rendered professionally inadequate
services in that he failed:
FN9. The Court notes that in Petitioner's motion for
the appointment of psychiatrists and psychologists, he specifically
requested “an order authorizing the defendant to retain the services of
Dr. David Tingle, M.D., a competent and qualified psychiatrist.” (R.
32). The trial court granted Petitioner's motion and appointed Dr.
Tingle. (R. 413). to follow or even understand the simple requests of
counsel regarding the scope of the evaluation, to conduct proper
testing, and to review the amply available and extensive background
materials and collateral data which would have demonstrated
[Petitioner's] life-long mental disabilities, his history of severe
alcohol and substance abuse, the effects of intoxicants on his
character, personality, behavior, and control, and a veritable plethora
of information which would have, if properly assessed, evaluated, and
related in a professionally competent manner, established myriad
statutory and non-statutory mitigating circumstances. (Petition for writ
of habeas corpus, p. 75). Petitioner alleges that because of Dr.
Tingle's inadequate assistance with respect to investigating and
evaluating potential mitigating evidence to be presented at the penalty
phase, his sentence of death was imposed in an unfair and unreliable
manner. Petitioner requests that this Court conduct an evidentiary
hearing since the state court refused to hold a hearing on this claim.
In sum, Petitioner's claim is that his
court-appointed psychiatrist rendered him ineffective assistance; and he
relies on the Supreme Court's decision in Ake v. Oklahoma, 470 U.S. 68,
105 S.Ct. 1087, 84 L.Ed.2d 53 (1985), to support his contention that the
Due Process Clause requires that a criminal defendant be given competent
psychiatric assistance to aid him in preparing his defense, including
the presentation of mitigating circumstances. Ake and its progeny,
however, while establishing a limited right to court-appointed
psychiatric assistance in presenting a defense, do not stand for the
expansive proposition Petitioner asserts.
In Ake, the Supreme Court considered an indigent
capital defendant's need for psychiatric assistance both at trial and at
the penalty phase. With respect to the guilt phase, the Court held that
as a matter of due process when a defendant demonstrates to the trial
judge that his sanity at the time of the offense is to be a significant
factor at trial, the State must, at a minimum, assure the defendant
access to a competent psychiatrist who will conduct an appropriate
examination and assist in evaluation, preparation and presentation of
the defense. Ake, 105 S.Ct. at 1097. The Court's discussion of the need
for psychiatric assistance during the penalty phase was considerably
more narrow. The Court focused on the fact that in some states the jury
is allowed to consider psychiatric evidence of the defendant's future
dangerousness in fixing or recommending sentence. The Court held In such
a circumstance, where the consequence of error is so great, the
relevance of responsive psychiatric testimony so evident, and the burden
on the State so slim, due process requires access to a psychiatric
examination on relevant issues, to the testimony of the psychiatrist,
and to assistance in preparation at the sentencing hearing. Id.
(emphasis added). See also Thompson v. Wainwright, 787 F.2d 1447, 1459
(11th Cir.1986), cert. denied, 481 U.S. 1042, 107 S.Ct. 1986, 95 L.Ed.2d
825 (1987).
In this case, Petitioner does not claim that he was
denied the assistance of a psychiatrist in determining whether to
present an insanity defense; hence, Ake 's first principle is
inapplicable. The Court concludes that Ake 's second principle is
similarly inapplicable because “[u]nlike the sentencing situation in
Ake, [Petitioner's] prosecutor had no need to present psychiatric
evidence to show an aggravating factor, and he presented none. The
dangers and inequities which concerned the Court in Ake consequently did
not exist.” Bowden v. Kemp, 767 F.2d 761, 764 n. 5 (11th Cir.1985). Ake
simply stands for the proposition that a defendant must be afforded
psychiatric assistance at the penalty phase to rebut the State's own
psychiatric evidence. Where no such evidence is presented, Ake confers
no constitutional right to state afforded psychiatric assistance at the
penalty phase. Since, as previously noted, the State presented no
psychiatric testimony during the penalty phase of Petitioner's trial, he
cannot claim to have a federal right to the assistance of a psychiatrist
at that phase of trial.
Petitioner also argues that the denial of the
effective assistance of a psychiatrist at the penalty phase violated his
rights under Florida law. Two recent decisions of the Florida Supreme
Court appear to give criminal defendants a slightly expanded right under
state law to the assistance of a psychiatrist at the penalty phase when
there are “clear indications of either mental retardation or organic
brain damage.” State v. Sireci, 502 So.2d 1221, 1224 (Fla.1987) citing
Mason v. State, 489 So.2d 734 (Fla.1986). In this case, however, the
trial court specifically found that the Petitioner's right to a
psychiatrist under state law was not violated and the Florida Supreme
Court agreed. This Court's review of that decision is limited to the
question of whether the state courts' finding on an issue of state law
is “so unprincipled or arbitrary as to somehow violate the United States
Constitution.” Barclay v. Florida, 463 U.S. 939, 103 S.Ct. 3418, 3423,
77 L.Ed.2d 1134 (1983). Upon review of the record, the Court cannot say
that the state courts' decision was arbitrary or irrational. Petitioner,
therefore, has failed to demonstrate that he is entitled to relief.
Accordingly, this claim is DENIED.
III
Petitioner asserts that he was convicted on the basis
of statements obtained in violation of the Fifth, Sixth, Eighth and
Fourteenth Amendments. More specifically, Petitioner contends that the
trial court impermissibly allowed certain statements he gave to law
enforcement personnel to be admitted into evidence in violation of
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966)
and Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378
(1981). Petitioner argues that the statements he gave to Detectives
Bevis and DuBose at the Sheriff's Office, which were later admitted into
evidence at his trial, were obtained only after he had previously
requested the presence of counsel.
Upon review of the record, the Court cannot agree
with Petitioner that there was a Miranda/Edwards violation in this case.
The testimony presented to the trial court during its hearing on
Petitioner's motion to suppress discloses that immediately upon arrest
at his parents' home Petitioner was read the Miranda warnings. (R. 1222,
Testimony of Lt. Curt Keuhn). In response, Petitioner indicated that he
“had a lot of things to get off his chest” and then he wanted to speak
with a lawyer. (R. 1222, Testimony of Lt. C. Keuhn; R. 1244 Testimony of
Ofc. C.C. Walker; R. 1307, Testimony of Det. Neil Bevis). Upon his
arrival at the Sheriff's Office, Petitioner was reminded of his Miranda
rights and he once again indicated a willingness to make certain
statements without a lawyer being present. (R. 1311–12, Testimony of
Det. N. Bevis). It was these statements which were admitted into
evidence and about which Petitioner now complains.
Petitioner's argument that he explicitly or
equivocally invoked his right to counsel is without merit. Petitioner
clearly and unambiguously stated that he understood his rights FN10 and
that he wished to make certain statements to police before speaking with
an attorney. Petitioner's statements both immediately after his arrest
and again at the Sheriff's Office demonstrate an intent to waive his
Miranda rights at least to the extent of making certain initial
statements. Petitioner's mere mentioning of his desire to consult with
an attorney at some time in the future (as opposed to a present request
for an attorney) was not an equivocal request for counsel sufficient to
require that the police terminate questioning until clarified. See Bruni
v. Lewis, 847 F.2d 561, 564 (9th Cir.), cert. denied, 488 U.S. 960, 109
S.Ct. 403, 102 L.Ed.2d 391 (1988); see also United States v. Jardina,
747 F.2d 945, 949 (5th Cir.1984), cert. denied, 470 U.S. 1058, 105 S.Ct.
1773, 84 L.Ed.2d 833 (1985) (the word attorney has no talismanic
qualities; a defendant does not invoke his right to counsel merely by
mentioning the word). Therefore, it was not erroneous for the trial
court to deny Petitioner's motion to suppress and to permit his
statements to be admitted into evidence. FN10. The Court notes that
Petitioner was an auxiliary police officer who was trained in arrest
procedures and Miranda rights. Accordingly, this claim is DENIED.
IV
A jury can find an aggravating circumstance under
Florida Statute § 921.141(5)(h) if they find that “[T]he capital felony
was especially heinous, atrocious, or cruel.” The Petitioner contends
that the Florida Supreme Court has interpreted this statutory
aggravating circumstance in an unconstitutionally overbroad manner in
violation of Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct. 1853, 100
L.Ed.2d 372 (1988), and the Eighth and Fourteenth Amendments. The
Petitioner further contends that the trial court's instructions to the
jury failed to guide the jury's sentencing discretion and provided “no
principled way to distinguish this case, in which the death penalty was
imposed, from the many cases in which it was not.” Godfrey v. Georgia,
446 U.S. 420, 100 S.Ct. 1759, 1767, 64 L.Ed.2d 398 (1980). These
arguments are without merit.
The Florida Supreme Court has held that the
“especially heinous, atrocious or cruel” statutory language is directed
only at “the conscienceless or pitiless crime which is unnecessarily
torturous to the victim.” State v. Dixon, 283 So.2d 1, 9 (Fla.1973). See
also Halliwell v. State, 323 So.2d 557, 561 (Fla.1975); Tedder v. State,
322 So.2d 908, 910 (Fla.1975); Alford v. State, 307 So.2d 433, 445
(Fla.1975). In light of the construction placed upon § 921.141(5)(h) in
these cases, the provision is not constitutionally overbroad. Proffitt
v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 2968, 49 L.Ed.2d 913 (1976).
In instructing the jury with respect to this
statutory aggravating circumstance, the trial judge stated, in pertinent
part: Now, the aggravating circumstances that you may consider are
limited to any of the following that are established by the evidence ...
Now, the crime—the fourth, the crime for which the defendant is to be
sentenced was especially wicked, evil, atrocious or cruel. Now, this
aggravating circumstance is only applicable if the State of Florida has
proven beyond a reasonable doubt that the capital felony was
accomplished by such additional acts as to set the crime apart from the
norm of capital felonies. The murder must have been a consciousless
(sic) or pitiless crime which was unnecessarily torturous to the victim.
(Tr. 3232–33).
This clarifying instruction substantially complies
with the limiting construction placed upon § 921.141(5)(h) by the
Florida Supreme Court as approved in Proffitt. Moreover, the Court
agrees with the Florida Supreme Court that this aggravating circumstance
was established beyond a reasonable doubt. Gore v. State, 475 So.2d
1205, 1210–11 (Fla.1985). Section 921.141(5)(h) is not unconstitutional
as applied in this case. Accordingly, this claim is DENIED.
V
The Petitioner also contends that the aggravating
circumstance as set forth in Fla.Stat. § 921.141(5)(i) is
unconstitutional on its face and as applied in this case. Section
921.141(5)(i) allows the sentencing court to find an aggravating
circumstance where “the ... homicide ... was committed in a cold,
calculated, and premeditated manner without any pretense of moral or
legal justification.” The Petitioner argues that this aggravating factor
does not genuinely narrow the class of persons eligible for the death
penalty. See Zant v. Stephens, 462 U.S. 862, 877, 103 S.Ct. 2733, 2742,
77 L.Ed.2d 235 (1982).
The Florida Supreme Court has held that §
921.141(5)(i) requires a “heightened” level of premeditation and,
therefore, does narrow the class of persons eligible for the death
penalty. In Jent v. State, 408 So.2d 1024 (Fla.1981), cert. denied 457
U.S. 1111, 102 S.Ct. 2916, 73 L.Ed.2d 1322 (1982), the Court held that
“the level of premeditation needed to convict in ... a first degree
murder trial does not necessarily rise to the level of premeditation in
subsection (5)(i).” Id. at 1032. See also Card v. State, 453 So.2d 17,
23 (Fla.1984), cert. denied 469 U.S. 989, 105 S.Ct. 396, 83 L.Ed.2d 330
(1984) (“premeditation must rise to a level beyond that which is
required for a first degree murder conviction”). In Brown v. State, 473
So.2d 1260 (Fla.1985) cert. denied 474 U.S. 1038, 106 S.Ct. 607, 88
L.Ed.2d 585 (1985), the court held that “[T]he factor places a
limitation on the use of premeditation as an aggravating circumstance in
the absence of some quality setting the crime apart from mere ordinarily
premeditated murder.” Id. at 1268. See Combs v. State, 403 So.2d 418,
421 (Fla.1981), cert. denied, 456 U.S. 984, 102 S.Ct. 2258, 72 L.Ed.2d
862 (1982). The Eleventh Circuit Court of Appeals en banc has held that,
given these limiting constructions, § 921.141(5)(i) sufficiently narrows
the class of defendants eligible for the death penalty. Harich v.
Dugger, 844 F.2d 1464, 1468–69 (11th Cir.1988) ( en banc ) (specifically
adopting relevant portions of the panel opinion in Harich v. Wainwright,
813 F.2d 1082, 1101–04 (11th Cir.1987)). Subsection (5)(i) is,
therefore, not unconstitutional on its face.
The Petitioner further contends, however, that this
aggravating circumstance has been inconsistently applied by the Florida
Courts. This same argument was rejected in Harich v. Dugger, 844 F.2d
1464, 1468–69 (11th Cir.1988) ( en banc ). The Court finds the
Petitioner's arguments in this respect similarly unpersuasive. “[W]hile
the line between ‘ordinary’ premeditation and the ‘heightened’ cold,
calculated premeditation is a thin one, petitioner has not shown that
the state has applied this factor in an unconstitutionally arbitrary
manner.” 813 F.2d at 1103. See Harich v. Dugger, 844 F.2d 1464, 1468–69
(11th Cir.1988) ( en banc ). Moreover, the Court agrees with the Florida
Supreme Court that the facts of this case are sufficient to show the
heightened premeditation required for the application of subsection
(5)(i). Gore v. State, 475 So.2d 1205, 1211 (Fla.1985). Accordingly,
this claim is DENIED.
VI
Petitioner seeks relief on the basis that defense
counsel was improperly restricted in making his closing argument in the
penalty phase of the case. Petitioner was prosecuted for first degree
murder under two theories: premeditated murder and felony murder. During
the closing arguments following the penalty phase, Petitioner's counsel
sought to argue that if the jury believed that Petitioner's codefendant,
Freddy Waterfield, had committed the murder and that Petitioner's
conviction was based on felony murder, then the aggravating factors that
the capital murder was heinous, atrocious, or cruel and cold,
calculated, and premeditated did not apply to Petitioner. FN11 The trial
court precluded this argument, finding that it misstated the law.
FN11. Petitioner's counsel stated: if any of you
decided that David Gore ... was guilty of first-degree murder because
Freddy had done it and that was felony murder ... I submit to you that
these aggravating circumstances that Mr. Stone is arguing for, many of
them don't apply. (R. 3222–26). F.S.A. § 921.141(5)(h) and (i) list the
two aggravating factors that Petitioner argued did not apply: (h) The
capital felony was especially heinous, atrocious, or cruel. (i) The
capital felony was a homicide and was committed in a cold, calculated,
and premeditated manner without any pretense of moral or legal
justification.
A conviction based on felony murder when the
defendant was not the triggerman would not, as a matter of Florida law,
preclude the jury from considering these two aggravating factors during
the sentencing phase. The State properly points out that the legal
threshold to apply an aggravating factor is the defendant's conviction
of a capital felony as opposed to the defendant's actual role in the
crime. Defense counsel erroneously sought to argue that heinous and
cruel, cold and calculated could only apply in the instance that the
defendant did the actual killing. The Court properly prevented counsel
from making that argument.FN12 United States v. Trujillo, 714 F.2d 102
(11th Cir.1983). Hence, the trial court did not deny Petitioner's Sixth,
Eighth, or Fourteenth Amendment rights by restricting his closing
argument.
FN12. The judge did point out that defense counsel
could argue that the facts did not support finding that aggravating
factor: I'll permit you to argue that the crime was not committed in a
cold, calculated, way ... and it's not an aggravating circumstance; but
I will not permit you to argue that simply because Mr. Waterfield did
the killing, that is not an aggravating circumstance. (R. 3225) [and in
the same conversation the Court also stated] I think you can argue that
the fact it may not be premeditated, the fact that somebody else did the
shooting ... (R. 3224). Accordingly, this claim is DENIED.
VII
In his seventh claim, Petitioner asserts that his
right to an impartial jury under the Sixth Amendment and the Florida
Constitution was violated because the trial court allegedly prevented
Petitioner's counsel from engaging in adequate voir dire examination of
the jury panel. During voir dire, Petitioner's counsel sought to
ascertain whether any juror possessed such a predisposition toward the
death penalty that he or she would be unable to recommend life if
Petitioner was found guilty of first degree murder. Defense counsel
asked: Concerning the death penalty, is there someone here that feels so
strongly in favor of the death penalty that you would never under any
circumstances be able to recommend mercy in a case in which the
defendant was convicted of first degree murder? (R. 1595). The Court
sustained the State's objection to that question on the grounds that
“mercy” was not referred to in the death penalty statute.
Though sustaining the State's objection may have been
incorrect under Florida law, the trial court's action did not prejudice
defendant's right to an impartial jury.FN13 The Sixth Amendment limits
the State's power to exclude jurors based on their views about capital
punishment. However, a juror may be excluded for cause if his views
FN13. The Supreme Court of Florida decided in
Petitioner's appeal that pursuant to Florida law defense counsel should
have been permitted to ask the jurors whether they could have recommend
mercy. Gore v. State, 475 So.2d 1205, 1207 (Fla.1985) However, the Court
also found that the trial court's sustaining the state's objection “was
harmless error beyond a reasonable doubt.” Id. There was no showing of
prejudice to the defendant because The jury was thoroughly questioned in
regard to their attitudes toward the death penalty and whether they felt
it should be automatically imposed or whether they would follow the
court's instructions and make sure the circumstances were proved to
support it before they would consider it. Id.
would prevent or substantially impair the performance
of his duties as a juror in accordance with his instructions and his
oath. Adams v. Texas, 448 U.S. 38, 44, 100 S.Ct. 2521, 2526, 65 L.Ed.2d
581 (1980). Indeed, “[t]he State may insist ... that jurors will
consider and decide the facts impartially and conscientiously apply the
law as charged by the court.” Id. see also Wainwright v. Witt, 469 U.S.
412, 105 S.Ct. 844, 83 L.Ed.2d 841 (1985). The record here clearly shows
that the Court inquired of the prospective jurors whether they had any
bias or prejudice which would prevent them from being impartial or from
following the Court's instructions. R. 1497–1502). Although the trial
court did not allow defense counsel to use the term “mercy,” the court
did not foreclose counsel from asking jurors whether, given a guilty
verdict, “they cannot render an advisory opinion back to this Court with
reference to life imprisonment not to exceed twenty-five years.” (R.
1596).FN14 Overall, the record demonstrates that the subject of
predisposition in favor of the death penalty was adequately addressed
and that Petitioner's Sixth Amendment right to an impartial jury and an
adequate voir dire were not violated. Both the judge as well as counsel
for both sides took great pains to ascertain whether the jury could
fulfill its duty abide by the law and render an impartial verdict and
sentence.
FN14. At the conclusion of the bench conference
following the objection to the use of the term “mercy,” the Court told
the jury: The bottom line is that you would follow the instructions of
the law that will govern this case, and with that law and the evidence
base your decision only on the law and the evidence. In other words, is
there anyone that would not follow the law in this case. I know the
reservations that some of you have about the capital death penalty, and
we're going to get into that, but with those reservations, is there
anyone that would not follow the Florida law that governs this case and
that you would be instructed by me as the judge in this case with the
reservations of those individuals as to capital punishment? (R.
1596–97). Accordingly, this claim is DENIED.
VIII
Petitioner's eighth claim concerns two incidents
during which the trial court allegedly prevented defense counsel from
presenting exculpatory testimony. In reviewing both instances, the Court
does not find that Petitioner's Sixth Amendment right to confront
witnesses or present evidence was violated.
First, Petitioner asserts that the trial court
violated his right to present witnesses when it barred defense counsel
from presenting a witness to impeach the testimony of Michael Rock. Mr.
Rock testified that he saw Petitioner shoot the victim. Defense counsel
asked Mr. Rock in his cross examination whether Rock recalled “telling
Detective Pisani that you couldn't see his face?” To which Rock replied,
“Well I told him I couldn't see his whole face, but part. I only saw
part of it, but I told him I didn't see his whole face.” (R. 1994–95).
Defense counsel then sought to impeach Mr. Rock by having Detective
Pisani testify: “I asked [Rock] did he have a mustache and I said ‘Do
you know?’ Rock responds, ‘I really couldn't see his face ‘cause he kind
of held it down.’' The trial court barred this testimony pursuant to
Florida Evidence Code § 90.614(2) because defense counsel had failed to
lay a proper predicate for the introduction of impeachment testimony.
(R. 2660–64).
Florida Evidence Code § 90.614(2) requires: Extrinsic
evidence of a prior inconsistent statement by a witness is inadmissible
unless the witness is first afforded an opportunity to explain or deny
the prior statement and the opposing party is afforded an opportunity to
interrogate him on it ...
The Court agrees with the State that defense counsel
could very easily have asked Rock if he had told Detective Pisani “I
really couldn't see his face cause he held it down.” Here, defense
counsel did not fully and accurately quote the prior, allegedly
inconsistent statement to the witness during cross examination and did
not fulfill the prerequisite of the rule for subsequent presentation of
the impeachment testimony. Moreover, the statement made by the witness
during cross examination was not materially different from the earlier
statement in the sense that the witness admitted that his view of the
Petitioner's face was impaired.
Second, defense counsel sought to introduce
exculpatory statements allegedly made by Willie Webb who lived next door
to the place where the victim was shot. The statements were made to
Dorothy Stokes. Webb is alleged to have said that he heard a scream and
shots, then immediately saw Waterfield come around the corner in his
truck, jump out and run into Webb's yard with a gun in his waistband.
The trial court refused to let Ms. Stokes testify to Webb's statements
on the basis that the statements did not qualify as an excited utterance
exception to the hearsay rule. This was nothing more than an evidentiary
ruling which was not clearly wrong, and the Court does not find any
constitutional infirmity in that ruling. Accordingly, this claim is
DENIED.
IX
In his ninth claim, Petitioner argues that his
sentence must be overturned because the court allowed the State to
introduce evidence of non-statutory aggravating factors at Petitioner's
capital sentencing proceeding. Four months prior to his conviction in
this case, Petitioner had been serving a prison sentence for an earlier
conviction of the offense of armed trespass. This conviction was based
on Petitioner's entering into a woman's car and hiding in the back seat
with a loaded .357 magnum and a pair of handcuffs. Petitioner's prior
imprisonment was made known to the jury. However, the jury was not told
the reason for that imprisonment. (R. 3070–3073). The trial court had
previously ruled that armed trespass did not qualify as an aggravating
circumstance.
The first reference to the trespass later arose when
Petitioner's mother testified about Petitioner's character and his
religious conversion while he was in prison on the prior charge. This
effectively “opened the door” and, on cross examination, the State
questioned Petitioner's mother about the circumstances of the trespass
since she had testified that Petitioner was “not capable of doing this”
and that she had “never worried from day one until now” that her son
would get into such trouble. Petitioner's mother admitted that he had
been sent to prison for crouching in the back of a woman's car with a
gun and handcuffs. (R. 3154–55). The State later referred to this
incident in its closing argument when it questioned whether Petitioner's
alleged religious conversion was sincere in light of his past behavior.
(R. 3213).
Petitioner contends that the two references to the
armed trespass unlawfully introduced the aggravating circumstance of a
prior conviction of a felony involving the use or threat of violence.
F.S.A. 921.141(5)(b). The references to the circumstances surrounding
the armed trespass do not qualify as error, much less constitutional
error. The State never argued that this prior incident constituted an
aggravating circumstance. Rather, the prosecutor told the jury: I submit
to you that was a response to a comment about the character of the
defendant in this case. What happened after he got out of prison and had
been born again the first time? [referring to the murder] Within four
months—within four months after he had been born again in prison and got
out, that's what happened. I submit to you that you can consider that in
determining whether or not the defendant's character is an aspect in
mitigation of the aggravating circumstances that have been proven here
beyond a reasonable doubt. R. 3215–16. Hence, the references to the
circumstances of the trespass simply addressed the issue of Petitioner's
character in rebuttal of his argument that he had undergone a religious
conversion. Moreover, the jury was instructed that it could consider
only five aggravating circumstances. Those five did not include a prior
felony involving threat or use of violence. Accordingly, this claim is
DENIED.
X
Petitioner's tenth claim is that he was deprived of a
reliable and individualized sentencing procedure. Here, Petitioner
argues that the judge imposed sentence after the jury's verdict without
mentioning any statutory or nonstatutory mitigating circumstances, and
that the trial court had not engaged in the required balancing process.
Instead, Petitioner contends that the trial court sought after the fact
to bolster its sentence by providing written findings which in part
varied from the trial court's oral comments at sentencing.
Petitioner's claim is procedurally barred due to his
failure to argue it on appeal. Petitioner has not demonstrated
sufficient cause for his failure to raise the issue on appeal nor has he
demonstrated any actual prejudice. Even if the claim were not barred,
the trial court's action in sentencing the Petitioner and its later
submission of written findings supporting that sentence does not raise a
constitutional issue. It is clear that the trial court made a considered
judgment in imposing the death penalty. The judge referred to the jury's
11–1 vote in favor of death, and identified several aggravating
circumstances in imposing the sentence. Moreover, the basis of that
sentence was thoroughly discussed and supported by specific findings
which the Court later submitted as required by Florida statute §
921.141(3). Petitioner's allegation of prejudice and an unreliable
sentence is without merit. Accordingly, this claim is DENIED.
XI
Petitioner's eleventh claim is that he was denied a
reliable sentencing proceeding in violation of Booth v. Maryland, 482
U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987), and the Eighth and
Fourteenth Amendments, when the state urged that he be sentenced to
death on the basis of impermissible “victim impact” evidence. Petitioner
asserts that, contrary to the rule established in Booth, both the jury
and the judge may have considered inappropriate victim impact evidence
in arriving at their decisions to recommend and impose, respectively,
the death penalty. Booth involved a Maryland statute which required that
a presentence report containing a “victim impact statement” be
considered in all felony cases. The statement was designed to detail the
effect that the crime had on the victim and his or her family. The
Supreme Court held that the presentation of such information to a
capital sentencing jury violates the Eighth Amendment because it creates
a constitutionally unacceptable risk that the jury might impose the
death penalty in an arbitrary and capricious manner. Id. 107 S.Ct. at
2533.
The victim impact statement provided to the
jury in Booth contained two types of information. It first
described the personal characteristics of the victims and the
emotional impact of the crimes on their family, and second, it
set forth the family members' opinions and characterizations of
the crimes and the defendant. Id. Included in the impact
statement presented to the jury were family members' comments
regarding the serious emotional problems they suffered as a
result of the crimes, family members' perception of the crimes,
including the victims' son's opinion that his parents had been
“butchered like animals,” and the family members' beliefs that
the defendants could “never be rehabilitated.” Id. at 2531.
In noting that “any decision to impose the death
sentence must ‘be, and appear to be, based on reason rather than caprice
or emotion,’ ” Id. at 2536 quoting Gardner v. Florida, 430 U.S. 349, 97
S.Ct. 1197, 1204, 51 L.Ed.2d 393 (1977), the Court stated that there is
no “justification for permitting such a decision to turn on the
perception that the victim was a sterling member of the community rather
than someone of questionable character.” Booth, 107 S.Ct. at 2534. Thus,
the Court vacated Booth's death sentence because it concluded that the
family members' opinions and characterizations of the crimes “can serve
no other purpose than to inflame the jury and divert it from deciding
the case on the relevant evidence concerning the crime and the
defendant.” Id. at 2536.
Upon review of the record in this case, the Court
concludes that a material difference exists between the detailed victim
impact statements presented to the jury in Booth and the references made
to the victim's family here. In this case during voir dire examination
of the venire, the prosecutor, in the context of stressing that sympathy
cannot play a role in the jury's deliberations, made reference to the
fact that although members of the Petitioner's family might testify
during the penalty phase (if the Petitioner were ultimately convicted),
the parents of the victim would not be permitted to testify.
Additionally, at the sentencing phase the prosecutor, in response to the
introduction of childhood photographs of the Petitioner, made passing
reference to the fact that he could not introduce similar photographs of
the victim. Unlike the situation in Booth, there were no comments from
family members regarding either their emotional problems, their
perceptions of the crime, their beliefs about the Petitioner, or the
personal characteristics of the victim. Indeed, the prosecutor did not
dwell on any impact the crime had on the victims or their families. His
comments simply pointed out the self-evident fact that these teenage
victims did have families in the context of arguing that sympathy for
any party, victim or Petitioner, should not enter into the jury's
consideration. The Court, therefore, concludes that the prosecutor's
statements did not create the risk that the Petitioner's death sentence
was based on considerations that are “constitutionally impermissible or
totally irrelevant to the capital sentencing process.” Id. at 2533
(citations omitted).
Petitioner also contends that the trial judge
considered inappropriate victim impact evidence when imposing sentence.
Petitioner points out that when the judge orally imposed sentence, he
mentioned the suffering and torture felt by the surviving victim, Regan
Martin. These comments were discussed in the context of the statutory
aggravating circumstances that the murder was committed while the
Petitioner was engaged in committing other felonies—kidnapping and
sexual battery—and that the murder was especially heinous, atrocious and
cruel. These comments by the judge clearly fail to offer any support for
Petitioner's Booth claim. Accordingly, this claim is DENIED.
XII
Petitioner asserts that the trial court's
instructions to the jury during the penalty phase of Petitioner's trial
violated his constitutional rights by shifting the burden of proof from
the State to him. The relevant instructions given by the trial court are
as follows:
THE COURT: ... [I]t is your duty to follow the law
that will now be given to you by the Court and to render to the Court an
advisory sentence based upon your determination as to whether sufficient
aggravating circumstances exist to justify the imposition of the death
penalty and whether sufficient mitigating circumstances exist to
outweigh any aggravating circumstances found to exist. * * * * * * Now,
should you find sufficient aggravating circumstances do exist, it will
then be your duty to determine whether mitigating circumstances exist
that outweigh the aggravating circumstances. * * * * * * Now, if one or
more aggravating circumstances are established, you should consider all
the evidence tending to establish one or more mitigating circumstances
and give that evidence such weight as you feel it should receive in
reaching your conclusion as to the sentence that should be imposed. Now,
a mitigating circumstance need not be proved beyond a reasonable doubt
by the defendant. If you are reasonably convinced that a mitigating
circumstance exists, you may consider it as established. Now, the
sentence that you recommend to the Court must be based upon the facts as
you find them from the evidence and the law. You should weigh the
aggravating circumstances against the mitigating circumstances, and your
advisory sentence must be based on these considerations. (R. 3231–34).
Petitioner contends that these instructions
impermissibly shifted the burden of proof to him in violation of
Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975)
and violated his due process and Eighth Amendment rights to a
fundamentally fair and reliable sentencing determination. Petitioner's
claim is without merit. The United States Supreme Court has previously
declared Florida's capital sentencing procedure, including its weighing
of aggravating and mitigating circumstances, to be constitutional on its
face. Id. As the Supreme Court stated: The directions given to judge and
jury by the Florida statute are sufficiently clear and precise to enable
the various aggravating circumstances to be weighed against mitigating
ones. As a result, the trial court's sentencing discretion is guided and
channeled by a system that focuses on the circumstances of each
individual homicide and individual defendant in deciding whether the
death penalty is to be imposed. Proffitt v. Florida, 428 U.S. 242, 96
S.Ct. 2960, 2969, 49 L.Ed.2d 913 (1976). The instructions given by the
trial court in this case track the language of the statute found
facially constitutional in Proffitt. The statute as applied by the trial
court in its instructions thus did not violate Petitioner's due process
rights; and more specifically, did not shift the burden of proof to him.
Accordingly, this claim is DENIED.
XIII
Petitioner asserts that he was denied effective
assistance of counsel at trial in violation of the Sixth and Fourteenth
Amendments.
The Sixth and Fourteenth Amendments to the
Constitution guarantee a criminal defendant the right to effective
assistance of counsel. Strickland v. Washington, 466 U.S. 668, 104 S.Ct.
2052, 2064, 80 L.Ed.2d 674 (1984). The basic standard for judging a
claim that an attorney has not provided constitutionally adequate
assistance is “whether counsel's conduct so undermined the proper
functioning of the adversarial process that the trial cannot be relied
on as having produced a just result.” Id. Accordingly, a petitioner
seeking relief on a claim of ineffective assistance, such as the one
presented here, has the burden of showing (1) that his counsel's
performance was deficient, and (2) that the deficient performance
prejudiced the defense. Id. Each of these requirements was explained
further in Strickland v. Washington to involve the following
considerations.
The criterion for evaluation of attorney performance
is that of reasonably effective assistance. The standard of
reasonableness is an objective one which may be measured by using
prevailing professional norms as guidelines; however, a court must be
highly deferential when evaluating the performance of defense counsel
and “must indulge a strong presumption that counsel's conduct falls
within the wide range of reasonable professional assistance.” Id. 104
S.Ct. at 2065–66. Every effort should be made “to eliminate the
distorting effects of hindsight, to reconstruct the circumstances of
counsel's challenged conduct, and to evaluate the conduct from counsel's
perspective at the time.” Id. at 2065. Indeed, “strategic choices made
after thorough investigation of law and facts relevant to plausible
options are virtually unchallengeable.” Id. at 2066. Further, the Court
of Appeals has reiterated that effective assistance does not mean
errorless assistance, and that an attorney's performance is to be judged
on the totality of circumstances in the entire record rather than on
specific actions. Green v. Zant, 738 F.2d 1529, 1536 (11th Cir.), cert.
denied 469 U.S. 1098, 105 S.Ct. 607, 83 L.Ed.2d 716 (1984).
Even if defense counsel's performance was deficient,
a petitioner asserting a claim of ineffective assistance must show that
the deficiencies were prejudicial to his defense. This requires “that
there is a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different.”
Strickland, 104 S.Ct. at 2068.
In this case, Petitioner asserts that his trial
counsel rendered ineffective assistance because he failed to present
evidence concerning, and to request an instruction on, the issue of
Petitioner's voluntary intoxication which, if proven to the jury, would
have negated the specific intent necessary to convict Petitioner of the
crimes with which he was charged. At the Petitioner's Rule 3.850 hearing
in state court Mr. Kendall Phillips, Petitioner's trial counsel,
testified that he and co-counsel James Long investigated and considered
presenting a defense based on Petitioner's intoxication but ultimately
rejected pursuing such a strategy. (EH 658, 661, 668). Mr. Phillips
testified that the intoxication defense was rejected both because it was
factually very weak and because he thought it would be inconsistent with
Petitioner's main defense, factual innocence based on
misidentification.FN15 Mr. Phillips stated that he thought he would lose
credibility with the jury if he were to present both defenses. (EH 658).
FN15. Mr. Long gave similar testimony at the state
Rule 3.850 hearing, stating that counsel had spent many hours talking
with Petitioner's family about his history and that counsel rejected
presenting an intoxication defense because they believed the identity
defense was stronger. (EH 567, 601). Upon review of the record the Court
cannot say that by failing to pursue an intoxication defense, counsel's
performance fell outside the range of professionally competent
assistance. As counsel pointed out during his testimony, the
intoxication defense was weak as there was no direct evidence that
Petitioner had been drinking or using drugs on the day of the offense.
FN16 To be sure, as discussed with respect to claim I, there was some
circumstantial evidence—the bottle of vodka, the opened bottle of pills
and family members' impressions—that would lend credence to an
intoxication theory. However, there was also evidence from law
enforcement personnel that after his arrest the Petitioner did not
appear to be under the influence of either alcohol or drugs. (R. 2504,
Testimony of Detective Sidney DuBose). Additionally, although Petitioner
is correct that the misidentification and intoxication defenses are not
strictly inconsistent, counsel's belief that he would lose credibility
with the jury if he were to argue both that his client was innocent but
that, if he were guilty, his guilt should be at least partially excused,
is not unreasonable and his strategic choice not to pursue both defenses
does not render his assistance ineffective.
FN16. Petitioner did not testify at either the guilt
phase or the sentencing phase and no allegation is made that the
decision to keep him off the witness stand was erroneous or constituted
ineffective assistance of counsel and, from the record, no such claim
could be sustained.
Further, even if the Court concluded that competent
counsel would have pursued an intoxication defense, the Petitioner's
claim of ineffective assistance would still be unavailing because he has
failed to demonstrate that there is a reasonable probability that
assertion of the defense would have changed the outcome of the case. See
Strickland, 104 S.Ct. at 2068; Harich v. Dugger, 844 F.2d 1464, 1471
(11th Cir.1988). Not only was there no direct evidence of intoxication
but the circumstantial evidence was not extremely strong and the
inference of intoxication Petitioner hoped to draw from it was disputed
by the observations of law enforcement personnel. Further, as described
by Regan Martin, the surviving victim, the Petitioner's course of
conduct over the hours the kidnappings, sexual assaults and murder took
place disclosed that he directed the commission of the offenses. This
testimony would have directly contradicted Petitioner's claim that he
was so intoxicated that he was unable to form the specific intent
necessary to be found guilty of the crimes charged. Petitioner,
therefore, has failed to meet his burden of demonstrating that he was
constitutionally prejudiced by counsel's failure to pursue an
intoxication defense. Accordingly, this claim is DENIED.
XIV
Petitioner asserts that he was deprived of his due
process rights, his right to a fair trial and his right to confrontation
in violation of the Sixth, Eighth and Fourteenth Amendments due to the
State's failure to comply with state discovery rules. Petitioner alleges
that the State failed to comply with state discovery rule
3.220(a)(1)(vi), Fla.R.Crim.P., because it did not list the fact that
three rounds of ammunition were found in Petitioner's pants pocket.
Petitioner claims that this omission prejudiced him when the State
improperly introduced the ammunition into evidence over his objection.
[30] This claim is without merit. An alleged violation of state law is
cognizable in a § 2254 petition only if some federal right has also been
impinged. Petitioner has shown no such federal right was violated in
this case. Petitioner had been given notice of the presence of the
ammunition well prior to trial because its existence was noted during
the deposition testimony of Mr. Daniel Nippes, criminalist with the
regional crime laboratory. (R. 2467–68). Additionally, the evidence was
available for inspection by counsel for some time prior to trial. (R.
2472). The Court, therefore, cannot say that Petitioner's due process
rights, his right to a fair trial or his right to confrontation were
compromised by the State's failure to list the ammunition as may be
required by state rules. Accordingly, this claim is DENIED.
XV
Petitioner's fifteenth claim for relief is predicated
upon Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d
231 (1985), in which the Supreme Court held that it is constitutionally
impermissible under the Eighth and Fourteenth Amendments for a state to
rest a death sentence on a determination made by a sentencing jury which
has been led to believe that ultimate responsibility for determining the
appropriateness of the defendant's death rested elsewhere. As this claim
was not raised at trial or on direct appeal, it is procedurally barred.
The Court can review the merits of the Caldwell claim only if the
Petitioner can demonstrate sufficient cause and prejudice to excuse his
failure to raise this issue on appeal. Wainwright v. Sykes, 433 U.S. 72,
97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). Petitioner is foreclosed from
showing the requisite “cause,” however, by the Supreme Court's recent
decision in Dugger v. Adams, 489 U.S. 401, 109 S.Ct. 1211, 103 L.Ed.2d
435 (1989). Adams held that the Court's intervening decision in Caldwell
does not provide cause to a Florida defendant for a procedural default
because the claims could have been raised during trial under
then-existing state law. As the Supreme Court explained in Adams:
[W]hat is determinative in this case is that the
ground for challenging the trial judge's instructions—that they were
objectionable under state law—was a necessary element of the
subsequently available Caldwell claim. In such a case, the subsequently
available federal claim does not excuse the procedural default. Id., at
402, 109 S.Ct. at 1212. Petitioner's Caldwell claim is thus procedurally
defaulted and the default is not excused under the cause and prejudice
standard set out in Sykes. Accordingly, this claim is DENIED.
XVI
Petitioner contends that his death sentence rests
upon an unconstitutional automatic aggravating circumstance, in
violation of Lowenfield v. Phelps, 484 U.S. 231, 108 S.Ct. 546, 98
L.Ed.2d 568 (1988), and the Eighth and Fourteenth Amendments. More
particularly, the Petitioner contends that it is unclear from the
general verdict form whether the conviction was for killing with a
premeditated design pursuant to Fla.Stat. § 782.04(1)(a) 1 or pursuant
to the felony murder provision at Fla.Stat. § 782.04(1)(a) 2. The
Petitioner argues that if the jury rendered a verdict of guilty of
murder in the first degree on the basis of the felony murder statute,
then a finding of the aggravating factor set forth in Fla.Stat. §
921.141(5)(d) (that the crime for which the defendant is be sentenced
was committed while the defendant was engaged in the commission of,
inter alia, sexual battery or kidnapping) was “automatic” at the penalty
phase in violation of Lowenfield. This argument is without merit.
In Lowenfield, the petitioner was found guilty of
three counts of first degree murder pursuant to a Louisiana statute
which defined the crime as occurring when: “[T]he offender has a
specific intent to kill or to inflict great bodily harm upon more than
one person.” Id. 108 S.Ct. at 554 quoting La.Rev.Stat.Ann. § 14:30.A(3).
The only aggravating factor found by the jury was that “the offender
knowingly created a risk of death or great bodily harm to more than one
person.” Id. quoting La.Code Crim.Proc.Ann. Art. 905.4(d). Petitioner
contended that his death sentence violated the Eighth Amendment because
the sole aggravating factor found merely duplicated an element of the
underlying offense of which he was convicted. Id. at 548.
In rejecting the petitioner's contention the Supreme
Court held that the parallel nature of the aggravating circumstance did
not render the sentence infirm because the constitutionally mandated
narrowing of the class of death-eligible persons was performed at the
guilt phase under Louisiana's statutory scheme. The Constitution,
therefore, did not require an additional aggravating circumstance to be
found at the penalty phase to channel the jury's discretion. Id. at 554.
In Florida, unlike Louisiana, the required narrowing
of death-eligible persons occurs during the sentencing phase through the
weighing of aggravating and mitigating factors. Here, in the Order
entered August 20, 1984, the trial judge specifically found the
existence of five statutory aggravating circumstances and that no
mitigating circumstances existed. (R. 854A–G, Order of Judge L.B.
Vocelle, August 20, 1984). On appeal, the Florida Supreme Court rejected
all of Petitioner's challenges to his sentence, including numerous
challenges to individual aggravating circumstances, and held that the
death penalty was proportionately warranted in this case. Gore v. State,
475 So.2d 1205, 1211 (Fla.1985).
Based on the fact that the trial court found four
aggravating circumstances independent of that claimed to be “automatic”
by Petitioner, and the Court's own review of the record, there is no
question that the penalty phase of this trial “genuinely narrow[ed] the
class of persons eligible for the death penalty and ... reasonably
justif[ied] the imposition of a more severe sentence on the defendant as
compared to others found guilty of murder.” Zant v. Stephens, 462 U.S.
862, 103 S.Ct. 2733, 2742, 77 L.Ed.2d 235 (1983). Lowenfield v. Phelps
adds nothing to the Petitioner's argument and simply does not support
it. Accordingly, this claim for relief is DENIED.
XVII
In his final claim Petitioner contends that he was
denied the due process guarantees of an impartial jury and a verdict
based solely on the evidence adduced at trial in violation of the Sixth,
Eighth and Fourteenth Amendments due to an outburst by an epileptic
juror which interrupted defense counsel's closing argument. At the time,
defense counsel reported to the trial judge that he had heard the juror
laughingly exclaim during his seizure “goddamn you” two or three times.
(R. 2856–7). After taking a brief recess during which the trial judge
denied Petitioner's motion for a mistrial, the epileptic juror was
excused and an alternate juror seated in his place. The judge then gave
the following explanatory and curative instruction:
THE COURT: Ladies and gentlemen of the jury, we are
concerned about Mr. Brown's health. Under the circumstances I am
excusing Mr. Brown so that he can go about his own personal affairs and
I believe we do have someone in attendance with him. * * * * * * Ladies
and gentlemen, any outburst that Mr. Brown made or may not have made—I
did not hear—but I want to state to you, as I've stated to you from the
very beginning, this case must be tried solely on the evidence and on
the law and nothing else. * * * * * * Can each of you assure me that you
will make your decision in this case solely on the law and nothing else?
Is there anything that Mr. Brown has stated that would in any way
influence this jury and carry any comments he may or may not have said
into the jury room? All right. We're sorry for the interruption of the
defense's argument. Mr. Phillips, you may proceed. (R. 2864–66).
Upon review of the record, the Court concludes that
the brief and unfortunate outburst by the epileptic juror in the throes
of a seizure did not undermine “the fundamental integrity of all that is
embraced in the constitutional concept of trial by jury.” Turner v.
Louisiana, 379 U.S. 466, 85 S.Ct. 546, 549, 13 L.Ed.2d 424 (1965). The
juror was excused and any potential confusion felt by the jury after the
juror's outburst was adequately remedied by the curative instruction
given by the trial court immediately following the brief recess which
had been taken in order to give the affected juror medical assistance.
Accordingly, this claim for relief is DENIED.
Upon due consideration, the Court has concluded that
Petitioner's first claim for relief, the claim based on Lockett v. Ohio
and Hitchcock v. Dugger is meritorious and that Petitioner has
demonstrated that his death sentence was imposed in violation of the
Eighth Amendment of the Constitution of the United States. The petition
for a writ of habeas corpus is GRANTED. Unless the State within 120 days
resentences the Petitioner in a proceeding that comports with Lockett
and Hitchcock, the Petitioner shall be resentenced to an appropriate
sentence less than death. With respect to all other claims, the petition
is without merit and is denied. A number of motions remain for the
Court's consideration. Petitioner's motion for leave to proceed in forma
pauperis is GRANTED. The motion for an extension of the Court's page
limitation is GRANTED. The several motions to admit counsel pro hac vice
are GRANTED.
The Clerk is directed to enter judgment in favor of
Petitioner consistent with this memorandum opinion. IT IS SO ORDERED.
DONE and ORDERED.
Gore v. Dugger, 933 F.2d 904 (11th
Cir. 1991).
After defendant's first-degree murder, kidnapping and
sexual battery convictions were affirmed on direct appeal, 475 So.2d
1205, defendant petitioned for habeas relief. The United States District
Court for the Middle District of Florida, 89-203-CIV-T-10C, Wm. Terrell
Hodges, J., granted partial relief, 763 F.Supp. 1110, and appeal was
taken. The Court of Appeals held that preclusion of nonstatutory
mitigating evidence in violation of Lockett / Hitchcock principle was
not harmless. Affirmed.
Gore v. State, 706 So.2d 1328 (Fla.
1997). (Direct Appeal After Resentencing)
After defendant's first-degree murder, kidnapping,
and sexual battery convictions were affirmed on direct appeal, 475 So.2d
1205, and partial grant of federal habeas corpus relief, 763 F.Supp.
1110, was likewise affirmed, 933 F.2d 904, state sought order compelling
discovery in new sentencing proceeding. The Circuit Court, St. Lucie
County, Dan L. Vaughan, Acting J., ordered discovery. Defendant
petitioned for common law writ of certiorari. The District Court of
Appeal, 614 So.2d 1111, Farmer, J., granted certiorari, quashed order,
and remanded with instructions. On remand, the trial court imposed
sentence of death, and defendant appealed. The Supreme Court held that:
(1) trial court did not abuse its discretion in declining to excuse
venire members challenged for cause on basis of incompetency; (2) jury
instruction indicating that defendant, if sentenced to life
imprisonment, would be eligible for parole after 25 years, did not
impermissibly mislead jury as to his eligibility for parole; (3)
evidence supported all statutory aggravating factors invoked by jury;
(4) any alleged inadequacy or vagueness in jury instruction concerning
aggravating factor of “cold, calculated and premeditated” (CCP) was
harmless error beyond reasonable doubt; (5) defendant was not entitled
to instruction concerning prohibition against doubling of aggravators
based on same circumstances of crime with respect to aggravating factors
of CCP and avoiding arrest; (6) defendant was not entitled to
instruction regarding specific nonstatutory mitigation factors; (7)
trial court did not err in permitting testimony of former prosecutor
concerning terms of previous plea agreement made with defendant; (8)
trial court's error in permitting police officer to express opinion that
defendant had lied to him with respect to particular fact was harmless
beyond reasonable doubt; and (9) county court judge's two successive
six–month assignments to hear matters presented to him in Criminal
Division, which resulted in his presiding over defendant's capital
sentencing proceeding, were permissible. Affirmed. Shaw, J., dissented
with opinion in which Anstead, J., concurred.
PER CURIAM.
We have on appeal the sentence of the trial court
imposing the death penalty upon David Allen Gore following
resentencing.FN1 We have jurisdiction. Art. V, § 3(b)(1), Fla. Const.
FN1. This Court affirmed Gore's original sentence of death in Gore v.
State, 475 So.2d 1205 (Fla.1985). Upon petition for a writ of habeas
corpus, the United States District Court for the Middle District of
Florida concluded that Gore's sentence of death was imposed in violation
of Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95 L.Ed.2d 347
(1987), and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973
(1978), and granted the petition. Gore v. Dugger, 763 F.Supp. 1110
(M.D.Fla.1989), aff'd, 933 F.2d 904 (11th Cir.1991). A second sentencing
proceeding was instituted, resulting in the instant appeal.
The circumstances of the murder are as follows. On
July 26, 1983, Gore and his cousin Freddy Waterfield picked up teenagers
Lynn Elliott and Regan Martin, who were hitchhiking. Soon after, Gore
took a gun out of the glove compartment and handcuffed the two girls
while Waterfield drove to Gore's parents' house. Once there, Gore bound
each of the girls and placed them in separate bedrooms. Regan Martin
testified that Gore cut off her clothes and forced her to perform oral
sex on him while he threatened to kill her, and that Gore kept going
back and forth between the two rooms. At one point when Gore was out of
the room, Martin heard gunshots from outside. When Gore returned he
placed her in a closet and then the attic and threatened to kill her if
she tried anything. Soon after, Gore surrendered to the police and
Martin was rescued. Elliott's nude body was found in the trunk of Gore's
car.
Michael Rock, a teenager riding his bike by Gore's
house on the day in question, testified that he saw Gore and a naked
woman (Lynn Elliott) running up the driveway toward the road. Rock
watched as Gore caught up with Elliott and dragged her back toward the
house. He then saw Gore throw Elliott down and shoot her. Elliott had
been shot twice, once in the back of the head and once in the jaw.
The jury recommended a sentence of death by a vote of
twelve to zero. The trial court found the following six aggravators were
established beyond a reasonable doubt: (1) The capital felony was
committed by a person under sentence of imprisonment. Gore was on parole
after being convicted and sentenced for trespass of a conveyance while
armed. (2) The defendant was previously convicted of another capital
offense or of a felony involving the use or threat of violence to a
person. The trial court found that the facts of the aforementioned
trespass conviction involved the threat of violence to a person. The
court further found that Gore's contemporaneous convictions for
kidnapping and sexual battery also satisfied this aggravator. (3) The
crime was committed while the defendant was engaged in the commission of
a sexual battery and kidnapping. (4) The capital felony was committed
for the purpose of avoiding or preventing a lawful arrest or effecting
an escape from custody. The trial court found that Elliott was in the
process of escaping and was killed for the dominant or sole motive to
prevent her from identifying Gore because that would lead to his arrest.
(5) The capital felony was especially heinous, atrocious, or cruel
(HAC). The trial court relied on evidence that Elliott was abducted and
handcuffed at gun point, brought to the Gores' residence, and then
tightly bound before being sexually assaulted. The court also found that
Elliott attempted to flee but Gore caught up with her and dragged her
back as she fought to free herself before finally throwing her to the
ground and shooting her. (6) The murder was committed in a cold,
calculated, and premeditated manner without any pretense of moral or
legal justification (CCP). The trial court relied on evidence that Gore
participated in a detailed plan to kidnap a young girl using a gun,
handcuffs, and rope, to transport her to his residence, commit sexual
battery, terrorize and then murder her. He also threatened to kill Regan
Martin and told her he was “going to do it anyway.”
The trial court found no statutory mitigation. It
found the following nonstatutory mitigating circumstances: (1) Gore's
exemplary conduct while in prison, his past conduct as a model prisoner,
his capacity to be one in the future, and his ability to live in prison
without being a threat or danger to others; (2) Gore's impoverished
childhood; (3) Gore's exemplary conduct during the resentencing
proceeding; (4) Gore's depression at the time of the offense; and (5)
Gore's love for his children and his separation from them. Finding that
the mitigating circumstances were substantially outweighed by the
aggravating circumstances, the trial court sentenced Gore to death.
Gore raises sixteen issues in this appeal. We find
that nine merit consideration. We reject the remaining seven without
discussion. FN2 First, he contends that the trial court erred during
jury selection in denying his challenges for cause to eight members of
the venire. Of those eight, three ultimately served on the jury.FN3 A
trial court has great discretion when deciding whether to grant or deny
a challenge for cause based on juror incompetency. Pentecost v. State,
545 So.2d 861 (Fla.1989). The decision to deny a challenge for cause
will be upheld on appeal if there is support in the record for the
decision. Johnson v. State, 660 So.2d 637, 644 (Fla.1995), cert. denied,
517 U.S. 1159, 116 S.Ct. 1550, 134 L.Ed.2d 653 (1996).
FN2. These issues are: (1) the trial court
erroneously permitted the State to create the impression that mercy and
sympathy should play no role in the jurors' deliberations; (2) the trial
court erred in permitting the State's psychiatrist to examine Gore; (3)
the State engaged in improper argument to the jury; (4) the court erred
in refusing to hear Gore's motion to suppress Michael Rock's
identification of Gore; (5) the trial court erred in refusing to allow
on cross-examination the introduction of an out-of-court statement Gore
had made which implicated Waterfield; (6) the trial court erred in
failing to enforce the rule of sequestration with respect to two State
witnesses; and (7) the trial court erred in failing to conduct an
allocution hearing before reaching its sentencing decision and in
failing to consider allocution evidence.
FN3. Gore also argues that juror Tobin should not
have served on the jury. However, Tobin was not challenged for cause.
Gore is therefore procedurally barred from arguing the matter on appeal.
We conclude that the trial court did not abuse its
discretion in declining to excuse the challenged venire members.FN4 We
have carefully examined the voir dire of each of these jurors. Although
they expressed certain biases and prejudices, each of them also stated
that they could set aside their personal views and follow the law in
light of the evidence presented. Penn v. State, 574 So.2d 1079
(Fla.1991); Lusk v. State, 446 So.2d 1038, 1041 (Fla.1984). The trial
court was in a better position to assess the credibility of these venire
members. Consequently, we will not substitute our judgment for that of
the trial court.
FN4. We note that after Gore exhausted his peremptory
challenges, he asked for three more and identified the three that he
would challenge. Yet, when the trial court granted him an additional
peremptory challenge, he used it to challenge an unidentified juror whom
he had not challenged for cause. When his subsequent challenge of
another juror for cause was denied, he did not thereafter request any
more peremptory challenges.
Gore's second argument is that the trial court
through multiple errors permitted the State to mislead the jury as to
his eligibility for parole. Specifically, Gore asserts that in light of
his numerous other life sentences, FN5 he could not have been considered
for parole for at least fifty years if given a life sentence. According
to Gore, the jury was misled into believing that Gore was subject to
parole either immediately on some of these offenses or at most within
fifteen years. As part of this argument, Gore contends that it was error
to deny his request to omit possibility of parole after twenty-five
years from the life sentence instruction. We disagree. The jury was
correctly instructed that a life sentence for the murder of Lynn Elliott
included eligibility for parole after twenty-five years. § 775.082(1),
Fla. Stat. (1983).FN6 It would have been error for the trial court to
instruct the jury otherwise.
FN5. Gore had been sentenced to two concurrent life
sentences for the kidnappings of Regan Martin and Lynn Elliott and three
life sentences for sexual batteries committed against Martin. The two
kidnapping sentences were to run consecutive to the three sexual battery
sentences. FN6. The statute was subsequently amended in 1994 to
eliminate eligibility for parole for those convicted of first-degree
murder. Ch. 94–229, § 1, at 1577, Laws of Fla.
Also in connection with this argument, Gore posits
that the trial court erred in its responses to two questions issued by
the jury during deliberations. The first question asked whether, if
given a life sentence, Gore would receive credit for the ten years he
had already served, to which the court instructed the jury that he
would. However, even defense counsel conceded this point at trial. The
jury's second question asked if and when parole could occur on these
other life sentences. The court instructed the jury to rely on their
recollection of the evidence that had been presented. This was not
error. The record shows that in its cross-examination of former
prosecutor Robert Stone,FN7 the State elicited testimony that none of
Gore's life sentences contained a minimum mandatory sentence.FN8 Defense
counsel did not object to the line of questioning; thus any objection
was waived. We also note that defense counsel was free to argue that as
a practical matter Gore would spend his life in prison.
FN7. Stone was one of the prosecutors in Gore's first
trial and Waterfield's trial. FN8. Gore claims he presented Stone's
testimony to illustrate that if Gore was given a life sentence for the
murder of Lynn Elliott, he would not be eligible for parole for 50
years. On cross-examination, Stone testified that Gore's five life
sentences boiled down to the equivalent of two consecutive life
sentences, and that none of his sentences contain any minimum mandatory
sentence.
Because Gore points out that error can occur even
where there is no actual misstatement of the law, we also note that this
case is distinguishable from Hitchcock v. State, 673 So.2d 859, 863
(Fla.1996). In Hitchcock, the State argued in a resentencing proceeding
that the defendant would be eligible for parole after twenty-five years
if given a life sentence. We held this argument to be improper and
unfairly prejudicial because the resentencing occurred so close in time
to the expiration of the twenty-five-year period. In contrast, the State
in the present case did not make any such argument, nor was Gore close
to meeting the expiration of the twenty-five-year minimum mandatory.
Gore's third argument is that the trial court erred
in finding that his prior conviction for armed trespass of a conveyance
constituted a felony involving the use or threat of violence under
section 921.141(5)(b), Florida Statutes (1991). He argues that neither
the facts of the offense nor its legal elements satisfied the
requirements for finding this aggravating circumstance. In Johnson v.
State, 465 So.2d 499 (Fla.1985), we held that the offense of burglary is
not per se a crime involving violence or threat of violence. We
continued: [W]hether a previous conviction of burglary constitutes a
felony involving violence under section 921.141(5)(b), Florida Statutes
(1981), depends on the facts of the previous crime. Those facts may be
established by documentary evidence, including the charging or
conviction documents, or by testimony, or by a combination of both. Id.
at 505. The same can be said of armed trespass.FN9 While the crime of
armed trespass is not per se a crime involving the use or threat of
violence, documentary evidence and/or testimony may be introduced to
establish that the circumstances surrounding a defendant's prior crime
of armed trespass satisfy the requirements of this aggravating factor.
FN9. § 810.08(1), (2)(c), Fla. Stat. (1981).
In Johnson, we concluded that it was error to
instruct the jury that burglary is a felony involving the use or threat
of violence for purposes of section 921.141(5)(b) without making it
clear that the circumstances surrounding the particular burglary are
dispositive. Id. In the instant case, however, the trial court properly
instructed the jury that trespass of a conveyance while armed may or may
not be a felony involving the use or threat of violence to another
person, depending on the circumstances of that offense. The evidence
adduced at trial supports the finding that the offense involved the
threat of violence. Testimony concerning the armed trespass offense
established that Gore was found crouching behind the front seat of a
woman's car with a loaded gun and a police scanner. The woman, who
discovered Gore upon returning to her car but before getting in,
summoned a police officer and Gore was apprehended. It is clear that at
a minimum, the woman was under a threat of violence. We have held that
the lack of any actual violence or harm to the intended victim is
irrelevant for purposes of this aggravator. Johnston v. State, 497 So.2d
863 (Fla.1986). Thus we find no error.
Fourth, Gore argues that the trial court committed
error in giving certain jury instructions and refusing to give others.
In connection with this argument, he contends that the HAC and CCP
instructions were unconstitutionally vague, that the trial court erred
in refusing to instruct the jury on the prohibition against doubling of
aggravators when they are based on the same circumstances of the crime,
and that the trial court erred in refusing to instruct the jury
regarding specific nonstatutory mitigation.
The State acknowledged that the HAC instruction that
was then set forth in the Florida Standard Jury Instructions in Criminal
Cases had been declared unconstitutional in Espinosa v. Florida, 505
U.S. 1079, 112 S.Ct. 2926, 120 L.Ed.2d 854 (1992). As a consequence, the
State suggested an expanded HAC instruction. Defense counsel objected to
this expanded instruction but declined the trial court's request to
explain how the instruction could be made constitutionally adequate.
Because the instruction as given was virtually identical to the
instruction we upheld in Hall v. State, 614 So.2d 473, 478 (Fla.1993),
we find no error on this point.
Even though the case was tried prior to this Court's
decision in Jackson v. State, 648 So.2d 85 (Fla.1994), the State also
requested an expanded CCP instruction. Defense counsel objected to the
expanded instruction but once again declined to explain how the
instruction could be changed to meet his objection. The CCP instruction
ultimately given FN10 incorporated some but not all of the provisions of
the CCP instruction suggested in Jackson or the current standard
criminal jury instruction on CCP. Assuming, without deciding, that the
CCP instruction as given was inadequate, we are convinced that any error
in the instruction was harmless beyond a reasonable doubt in light of
the overwhelming evidence of CCP as well as the other circumstances of
the case.
FN10. The instruction was as follows: The crime for
which the defendant is to be sentenced was committed in a cold,
calculated and premeditated manner without any pretense of moral or
legal justification. The kind of crime intended to be cold, calculated
and premeditated is one that follows a careful plan or pre-arranged
design.
Gore's argument regarding the doubling instruction
was not properly preserved for review. At trial, Gore's argument in
favor of the doubling instruction was that the prior violent felony and
under sentence of imprisonment aggravators should be merged. However, on
appeal he grounds his argument for the doubling instruction on two
different aggravators; namely, the CCP and avoid arrest factors. In any
event, we find no error because the avoid arrest and CCP aggravators
were based on different aspects of the crime. See Stein v. State, 632
So.2d 1361, 1366 (Fla.1994) (finding no improper doubling where avoid
arrest aggravator focused on motive for the murder and CCP focused on
manner).
We also reject Gore's argument that the trial court
erred in refusing to instruct the jury regarding specific nonstatutory
mitigation such as Gore's background and deprived childhood. The trial
court instructed the jury that they could consider as mitigation any
evidence that went to the defendant's character or record and any other
circumstances of the offense. That is all that was required. Robinson v.
State, 574 So.2d 108, 111 (Fla.1991). Gore's counsel was free to argue
specific nonstatutory mitigation for the jury to consider.
Fifth, Gore contends that the trial court erred in
finding that the avoid arrest, CCP, and HAC aggravators had been
established. We disagree. With respect to the avoiding lawful arrest
aggravator where the victim is not a police officer, we have required
strong proof of the defendant's motive, and it must be clearly shown
that the dominant or only motive for the murder was the elimination of
the witness. Perry v. State, 522 So.2d 817, 820 (Fla.1988). In this
case, the trial court found and the evidence established that Elliott
was attempting to escape from Gore when he dragged her back toward the
house and shot her. These circumstances support the finding that the
dominant motive for killing Elliott was to avoid arrest by eliminating a
witness. See Swafford v. State, 533 So.2d 270, 276 (Fla.1988); Harvey v.
State, 529 So.2d 1083, 1087 (Fla.1988); Harich v. State, 437 So.2d 1082
(Fla.1983).
As to the CCP finding, the facts of this case clearly
support this aggravator. The evidence showed that Gore had planned in
advance to both kidnap and kill Elliott and Martin. Gore repeatedly
threatened to kill the two girls throughout the ordeal. He told Regan
Martin that he was “going to do it anyway” as he was sexually assaulting
her, and this occurred before Elliott was killed. That statement
illustrates the heightened degree of premeditation necessary to sustain
the CCP aggravator. The fact that the actual murder may have taken place
earlier than Gore had planned it does not change this result.
The evidence also established beyond a reasonable
doubt that the murder was heinous, atrocious, or cruel. Although
Elliott's death by gunshot was most likely instantaneous, we have held
that the actions of the defendant preceding the actual killing are
relevant to this aggravator. Swafford, 533 So.2d at 277; see also Smith
v. State, 424 So.2d 726, 733 (Fla.1982). We have also held that the fear
and emotional strain of the victim from the events preceding the killing
may contribute to its heinous nature. Swafford, 533 So.2d at 277
(citations omitted). Here, there is little doubt that Elliott
experienced terror from the moment Gore took the gun from the vehicle's
glove compartment. She had been abducted, handcuffed, transported to a
remote place, tightly bound, and sexually battered, all under threat of
death. Her escape attempt ended in vain with Gore dragging her back
toward the house and finally shooting her.
Sixth, Gore claims that the State violated its
agreements with the defense by eliciting certain testimony from former
prosecutor Robert Stone. Some background is required to understand this
argument. Gore and the State entered into a written agreement under
which he would plead guilty to first-degree murder for three other
deaths in exchange for the State's assurance that it would not seek the
death penalty for those crimes. The State also agreed that the
convictions would not be used against Gore in any other proceedings,
including the instant case, and that no information revealed by Gore to
law enforcement officers after July 27, 1983, would be used against him.
As part of the plea bargain, Gore also agreed to testify truthfully
against his cousin Freddy Waterfield regarding his part in the crimes
involving the victim in this case. Gore gave a deposition fully
implicating Waterfield in these crimes. However, in the middle of
Waterfield's trial, Gore's attorney informed prosecutors that Gore's
trial testimony would place much less blame on Waterfield. Therefore,
the State did not call Gore as a witness. Waterfield was ultimately
convicted of manslaughter and sentenced to fifteen years. Subsequently,
the original plea agreement was reaffirmed as part of a new agreement
under which Gore agreed to plead guilty to two additional murders.
In the instant case, the defense was attempting to
establish that Gore and Waterfield were equally culpable in the crimes,
so that by being made eligible for the death penalty when Waterfield had
been convicted of manslaughter, Gore was the subject of disparate
treatment. Part of the defense's cross-examination of the State's
witnesses was directed to this end. Also, in its opening argument,
defense counsel quoted a statement made by Stone during his opening
argument in Freddy Waterfield's trial that Waterfield was just as guilty
as Gore. The State in turn presented Stone's testimony to explain that
the reason Waterfield was ultimately convicted of manslaughter was
because Gore had backed out of his plea agreement, leaving the State
without the evidence it needed to secure a first-degree murder
conviction against Waterfield, and not because Waterfield was receiving
more lenient treatment for the same level of culpability.
We conclude that the trial court did not err in
permitting this testimony. Significantly, there was no mention of the
plea agreements or the other five murders. Moreover, Gore opened the
door to this testimony by suggesting that the death penalty would be
unfair in light of Waterfield's manslaughter conviction. See Wuornos v.
State, 644 So.2d 1000, 1009–1010 (Fla.1994) (“Once the defense argues
the existence of mitigators, the State has a right to rebut through any
means permitted by the rules of evidence, and the defense will not be
heard to complain otherwise.”) (footnote omitted), cert. denied, 514
U.S. 1069, 115 S.Ct. 1705, 131 L.Ed.2d 566 (1995). To the extent it
could be said that the State breached the condition of the plea
agreements, any error in admitting Stone's testimony was harmless beyond
a reasonable doubt. See State v. DiGuilio, 491 So.2d 1129 (Fla.1986).
We agree with Gore's seventh claim that the court
erred in permitting a police officer to express the opinion that Gore
had lied to him with respect to a particular fact. Capehart v. State,
583 So.2d 1009 (Fla.1991). However, we find this error to be harmless
beyond a reasonable doubt. DiGuilio.
Gore's eighth argument is that it was improper for
Judge Vaughn, a county court judge, to preside over Gore's capital
sentencing proceeding. Gore asserts that the temporary assignment order
authorizing Judge Vaughn to preside over the sentencing proceeding
exceeded permissible time limits under Payret v. Adams, 500 So.2d 136
(Fla.1986). However, this case is distinguishable from Payret, which
involved successive assignments of a county judge totaling five years
and wherein the county judge was the de facto circuit judge for a
specially created district. Further, in Wild v. Dozier, 672 So.2d 16, 19
(Fla.1996), we stated that whether a judicial assignment is a proper
“temporary” assignment is not merely a function of the duration of an
individual assignment. Other factors to be considered include the
successive nature of the assignment, the types of cases covered by the
assignment, and the practical effect of the assignment on circuit court
jurisdiction over a particular type of case. Id.
The record in this case indicates that Judge Vaughn
received a temporary assignment to hear emergency matters in the
Juvenile Division, HRS and URESA filings in the Family Relations
Division, and all matters presented to him in the Criminal Division from
January 1 to June 30, 1992. By separate order he also was assigned to
hear domestic violence ex parte injunctions for protection cases on
weekends and holidays and during the absence of the judge regularly
assigned to domestic violence cases. In April of that same year he was
assigned to the instant case following Judge Wild's disqualification.
Judge Vaughn then received a second six-month assignment to hear the
same types of matters. There is no indication that Judge Vaughn's county
court duties were suspended. We therefore conclude that the two
successive six-month assignments were permissible. See Crusoe v. Rowls,
472 So.2d 1163 (Fla.1985) (upholding successive assignments totaling two
and a half years).
Finally, we reject the argument that Gore's
resentencing violated his constitutional right to a speedy trial. See
Hitchcock, 673 So.2d at 863 (rejecting argument that length of time case
took since murder, which occurred in 1978, was a violation of
defendant's constitutional rights). The sentence of the trial court
imposing the death penalty on David Allen Gore is affirmed. It is so
ordered.
OVERTON, GRIMES, HARDING and WELLS, JJ., concur.
SHAW, J., dissents with an opinion, in which ANSTEAD, J., concurs.
SHAW, Justice, dissenting.
I disagree with the majority's conclusion that the
trial court did not abuse its discretion in declining to excuse
venireperson M.K. for cause. Ms. K. violated the court's order by
discussing the case with her husband who informed her that this homicide
case also involved sexual battery. Ms. K. was a former rape victim and
expressed concern about her ability to be impartial since her assailant
was released early from prison and “did it again.” The voir dire
transcript reflects the following colloquy: THE COURT: What is it you
want to tell me, ma'am? JUROR K.: Well, I don't know whether I can be
any good on this or not because about ten years ago I was raped with a—
THE COURT: Okay.... Why don't you come up to the bench? Yes, ma'am. What
did you want to tell me? JUROR K.: About ten years ago I was raped at
knife point and I just don't think I can—this has been bothering me. I
don't think I have— THE COURT: That experience, do you think that
experience would affect your ability to sit— JUROR K.: I'm sorry? THE
COURT: Do you think that experience would affect your ability to sit
impartially on this case if you were asked to serve? JUROR K.: No. No,
it would not. THE COURT: Would it affect your ability to be impartial?
JUROR K.: (Witness nods head.) THE COURT: Any questions for her? MR.
MORGAN [PROSECUTOR]: No, sir. THE COURT: Mr. Udell, Mr. Nickerson? MR.
NICKERSON [DEFENSE COUNSEL]: Ms. Wetmore—Ms. K., pardon me. Is this
something that has troubled you part of the—Apparently this is something
that has troubled you, caused you some concern enough to bring it to the
Judge's attention on this evening, is that— JUROR K.: Yes. MR.
NICKERSON: And prior to this evening you sat here for about three days
and it hasn't bothered you? JUROR K.: I didn't know what it was about.
MR. NICKERSON: Okay. Do you now know that this case—the State has told
you that there's a homicide; is that right? JUROR K.: (Witness nods
head.) MR. NICKERSON: Okay. Is there some other information that you
have right now that makes you believe this prior experience that you
have gives you great concern? JUROR K.: Someone else told me it was rape
and I—that's what bothered me. MR. NICKERSON: Who told you it was rape,
ma'am? JUROR K.: My husband. MR. NICKERSON: Okay. Now that you know that
this case does involve a sexual battery, ma'am, and you've come here to
the Judge tonight to bring this to his attention this concern, can you
say that when the evidence is presented here in court that your prior
experience, this experience that happened to you ten years ago, that you
would be able to keep that in a way that you will not be biased against
Mr. Gore should you hear evidence of a sexual battery being presented in
this case? Can you be—can you tell the Judge that you can be completely
fair to Mr. Gore. Can you keep this experience out from your
deliberations if you're selected as a juror in this case? JUROR K.: Yes.
The only thing that bothers me, like this one that raped me was sent to
jail. He had 20 years sentence and he only got six. They let him out and
he did it again. MR. NICKERSON: Okay. Based on—ma'am, I understand that.
Based on how that particular defendant was treated, the sentence that he
got and how he was released back out again, do you think that you could
sit if you were selected on this jury and deliberate whether or not Mr.
Gore should get a sentence of life without parole for a 25–year period
based on the fact this other defendant was released and went out and
committed the offense again? Can you say that you can be completely
unbiased in your determination of which sentence is appropriate based on
how this other defendant was treated? JUROR K.: Yes. I agree with
defense counsel's argument that by saying the “magic words,” i.e., that
she could set her experience aside, Juror K. was not rendered competent:
MR. UDELL [DEFENSE COUNSEL]: ....
But, Judge, we'd ask you to go beyond the words, you
saw her, she was obviously shaken about this incident, she obviously
felt it was important enough and affected her enough to come forward and
bring it to the Court's attention. We would ask you on whole considering
the way she acted, her demeanor, what she had to say, given all due
deference to the Defendant and following the law which requires that all
reasonable doubts as to the issuance of jurors be impartial in favor of
the Defendant,[ FN11] we would ask to grant the challenge for cause as
to Ms. K.
FN11. This Court has repeatedly applied the rule to
which defense counsel refers: [I]f there is a basis for any reasonable
doubt as to any juror's possessing that state of mind which will enable
him to render an impartial verdict based solely on the evidence
submitted and the law announced at the trial he should be excused on
motion of a party, or by the court on its own motion. Singer v. State,
109 So.2d 7, 23–24 (Fla.1959). .... THE COURT: I'll deny the challenge
for cause based on simply because each and every question that was asked
of her she indicated she could be fair and impartial and set it out of
her mind. Now, I understand what her husband may have told her in
conversation, she indicated she stopped him, cut-off the conversation
there and then before the Court with regard to this case her situation
that she had in the past but to each question asked of her she never
waivered [sic] or indicated she could not set that out of her mind and
render a fair and impartial verdict. So I'll grant—but that's not reason
to disqualify her. I'll deny the motion for cause [ ][c]hallenge for
that. All right. Do you have any more cause?
The judge erred factually when he said Juror K.
indicated she could be fair and impartial each time she was asked. She
responded affirmatively (“Witness nods head.”) when asked if her
experience would affect her ability to be impartial. Several of her
responses were equivocal at best.
This case differs from other Florida cases reversed
for a trial court's refusal to strike a juror for cause in that Juror K.
never verbally indicated an inability to be impartial.FN12 In Williams
v. State, 638 So.2d 976, 978 (Fla. 4th DCA 1994), the district court
held that the trial court's failure to excuse a juror for cause (who had
contacts with the United States Attorney's Office) constituted
reversible error. The juror in Williams nodded his head when asked by
defense counsel whether he had any apprehensions about being “a hundred
percent sure that [he] could be fair and impartial.” The court further
questioned the juror on his ability to be fair and impartial and the
juror stated, “I hope that I can [be fair and impartial]” and “I'll be
impartial because that is my character.” Id. at 978. In reversing the
conviction, the district court in Williams stated: FN12. In the
following instances, potential jurors gave equivocal verbal answers
regarding their ability to be impartial, and it was held to be error for
a trial judge to refuse to strike them for cause: “I would like to try,”
Gill v. State, 683 So.2d 158, 160 n. 1 (Fla. 3d DCA 1996); “I hope that
I can,” Williams v. State, 638 So.2d 976, 978 (Fla. 4th DCA 1994); “I
think I can,” Jones v. State, 660 So.2d 291, 292 (Fla. 2d DCA 1995); “I
could do it,” Price v. State, 538 So.2d 486, 489 (Fla. 3d DCA 1989); “I
believe so,” Coggins v. State, 677 So.2d 926, 927 n. 2 (Fla. 3d DCA
1996); “and I would try,” Auriemme v. State, 501 So.2d 41, 42 (Fla. 5th
DCA 1986). A juror's subsequent statements that he or she could be fair
should not necessarily control the decision to excuse a juror for cause,
when the juror has expressed genuine reservations about his or her
preconceived opinions or attitudes. Id. at 979. Under this analysis,
Juror K.'s statements, “I don't think I can—this has been bothering me.
I don't think I have—,” when coupled with the nod of her head in
response to the question regarding her ability to be impartial, amounts
to an expression of “genuine reservations,” about her potential bias.
Consistent with the principles enunciated in Williams for resolving
these issues, the Third District, in Perea v. State, 657 So.2d 8 (Fla.
3d DCA 1995), reversed the defendant's conviction based upon the trial
court's error in denying a juror challenge for cause:
The juror at issue turned in a questionnaire answer
indicating that he was unsure whether he could give defendant a fair
trial. This was partly because of a sexual molestation experience of one
of the juror's family members. As was true in the Bryant case, the
prospective juror indicated that he would follow the court's
instructions, but his other responses on the ability to give a fair
trial were equivocal. We conclude that there must be a new trial. Id. at
9.
Finally, in Club West, Inc. v. Tropigas of Fla.,
Inc., 514 So.2d 426 (Fla. 3d DCA 1987), the Second District held that
the trial judge's refusal to excuse a particular juror for cause was
reversible error. The juror's husband owned stock in Raytheon, the
defendant corporation, and stated that she might be inclined to let her
knowledge of her husband's investment experiences with Raytheon figure
into her decision in the case. In later questioning, however, she
assured the court that she would weigh the evidence and impartially
decide the case based on the evidence. In reversing the judgment, the
district court stated: Where a juror initially demonstrates a
predilection in a case which in the juror's mind would prevent him or
her from impartially reaching a verdict, a subsequent change in that
opinion, arrived at after further questioning by the parties' attorneys
or the judge, is properly viewed with some skepticism. Id. at 427.
When a juror such as Ms. K. states that she can set
aside her personal views and follow the law in light of the evidence
presented, it is extremely difficult for the trial judge to divine
whether she can in fact be impartial in light of her initial
reservations founded on a negative personal experience, “partly because
the juror may have an interest in concealing [her] own bias and partly
because the juror may be unaware of it.” Though a juror might honestly
believe she can be impartial, she nevertheless may have “such a close
connection to the circumstances at hand that bias must be presumed.”
Gonzales v. Thomas, 99 F.3d 978, 987 (10th Cir.1996)(quoting Smith v.
Phillips, 455 U.S. 209, 221–22, 102 S.Ct. 940, 948, 71 L.Ed.2d 78
(1982), (O'Connor, J., concurring), and United States v. Scott, 854 F.2d
697, 699 (5th Cir.1988)), cert. denied, 520 U.S. 1159, 117 S.Ct. 1342,
137 L.Ed.2d 501 (1997). Although Ms. K. did not admit to bias, “rape is
a traumatic and heinous violation of personal integrity and autonomy,”
FN13 and in light of her equivocal responses, it defies human experience
to believe that her emotional involvement would not compromise her
impartiality, notwithstanding her best efforts to remain unbiased and
objective. A vivid example of the depth of feeling experienced by a
victim of a sexual battery is contained in a recent opinion from the
Third District: FN13. Gonzales v. Thomas, 99 F.3d 978, 990 (10th
Cir.1996).
The trial court conducted the initial segment of voir
dire. Because this was a sexual battery case, the court asked whether
any of the jurors had been the victim of sexual abuse, or had a
relative, friend or acquaintance who had been such a victim. The court
explained in substance that if the answer was yes, any follow-up
questions would be asked privately with only the judge and attorneys
present. Juror L. misunderstood the court's instruction. When the court
began questioning individual prospective jurors in open court, Ms. L.
answered the court's questions about employment, marital status, and
prior jury service. She then went on to state that she had been a victim
of incest, sexual molestation, and rape, and that she would not be able
to give the defendant a fair trial. She then broke down crying and was
comforted by the juror sitting next to her, juror Popejoy. The court
called a recess and excused juror L. From further jury service. Bauta v.
State, 698 So.2d 860, 861 (Fla. 3d DCA 1997).
The statute governing disqualification, states that
“No person interested in any issue to be tried therein shall be a juror
in any cause.” § 40.013(3), Florida Statutes (1995). I find it difficult
to believe that a former rape victim who expressed concern about her
assailant's early release and recidivism would not be “interested in any
issue tried” where her options are to vote for the death penalty or risk
the eventual parole of another convicted rapist (and murderer) who might
“[do] it again.” “[J]urors should if possible be not only impartial, but
beyond even the suspicion of partiality.” Hill v. State, 477 So.2d 553,
556 (Fla.1985) (quoting O'Connor v. State, 9 Fla. 215, 222 (1860)). I
would find that Ms. K. should have been excused upon Gore's challenge
for cause for the following reasons: (1) she violated the court's order
by discussing the case with her husband; (2) her responses regarding her
ability to be impartial were equivocal; and (3) it is clear from the
record that Ms. K. was raped at knifepoint, was traumatized by the
experience and was bothered by the fact that her assailant who received
a twenty-year sentence only served six. Once he was released, he
apparently raped again; “they let him out and he did it again.” A juror
with these concerns should not be sitting on a case where she is called
upon to determine whether the defendant, a convicted rapist, should be
sentenced to life without parole for twenty-five years or death. When
such a juror is challenged for cause, prudence would dictate that doubt
as to the juror's impartiality should be resolved in favor of granting
the challenge. Denying the challenge under these circumstances was an
abuse of discretion. Consistent with my belief that Gore was denied an
impartial and unbiased jury, I would reverse.FN14
FN14. Ms. K. sat on the jury even though Gore
challenged her for cause, asked for additional peremptory challenges,
specifically naming her as an objectionable juror, and after exhausting
his peremptory challenges (including the additional one granted by the
court) on other objectionable jurors, Gore objected to all the
challenged jurors prior to the panel being sworn. See Trotter v. State,
576 So.2d 691, 693 (Fla.1990) (“Where a defendant seeks reversal based
on a claim that he was wrongfully forced to exhaust his peremptory
challenges, he initially must identify a specific juror whom he
otherwise would have struck peremptorily. This juror must be an
individual who actually sat on the jury and whom the defendant either
challenged for cause or attempted to challenge peremptorily or otherwise
objected to after his peremptory challenges had been exhausted.”).
ANSTEAD, J., concurs.
Gore v. State, 964 So.2d 1257 (Fla.
2007). (State Habeas)
Background: Following affirmance on direct appeal,
475 So.2d 1205, of convictions of first-degree murder, kidnapping, and
three counts of sexual battery, federal appellate affirmance, 933 F.2d
904, of partial grant of federal habeas corpus relief, 763 F.Supp. 1110,
and appellate affirmance, 706 So.2d 1328, of reimposed sentence of
death, movant sought to vacate, set aside, or correct sentence. The
Circuit Court, Indian River County, Dan L. Vaughn, J., denied motion,
and movant appealed. In addition, movant brought original petition for
writ of habeas corpus.
Holdings: The Supreme Court held that: (1) prosecutor
did not knowingly present or fail to correct false testimony in
resentencing proceeding; (2) lead defense counsel did not provide
ineffective assistance at resentencing; (3) movant's 23 years served on
death row did not amount to cruel and unusual punishment; and (4) state
capital sentencing scheme did not violate Sixth Amendment right to jury
trial or federal constitutional right to due process. Affirmed; petition
denied.
PER CURIAM.
David Alan Gore appeals an order of the circuit court
denying his motion for postconviction relief under Florida Rule of
Criminal Procedure 3.850. FN1 Gore also petitions the Court for a writ
of habeas corpus. We have jurisdiction. See art. V, § 3(b)(1), (9), Fla.
Const. FN1. Gore's postconviction motion was filed under Florida Rule of
Criminal Procedure 3.850 on September 28, 1999, and his amended 3.850
postconviction motion was filed on January 7, 2002. The current version
of the rule, Florida Rule of Criminal Procedure 3.851, “appl[ies] to all
postconviction motions filed on or after October 1, 2001.” Fla. R.Crim.
P. 3.851(a).
FACTUAL AND PROCEDURAL HISTORY
This Court concisely detailed the facts surrounding
the murder and other crimes in the direct appeal of Gore's resentencing:
FN2. The resentencing occurred after a federal court overturned Gore's
death sentence. See Gore v. Dugger, 763 F.Supp. 1110 (M.D.Fla.1989),
aff'd, 933 F.2d 904 (11th Cir.1991).
On July 26, 1983, Gore and his cousin Freddy
Waterfield picked up teenagers Lynn Elliott and Regan Martin, who were
hitchhiking. Soon after, Gore took a gun out of the glove compartment
and handcuffed the two girls while Waterfield drove to Gore's parents'
house. Once there, Gore bound each of the girls and placed them in
separate bedrooms. Regan Martin testified that Gore cut off her clothes
and forced her to perform oral sex on him while he threatened to kill
her, and that Gore kept going back and forth between the two rooms. At
one point when Gore was out of the room, Martin heard gunshots from
outside. When Gore returned he placed her in a closet and then the attic
and threatened to kill her if she tried anything. Soon after, Gore
surrendered to the police and Martin was rescued. Elliott's nude body
was found in the trunk of Gore's car.
Michael Rock, a teenager riding his bike by Gore's
house on the day in question, testified that he saw Gore and a naked
woman (Lynn Elliott) running up the driveway toward the road. Rock
watched as Gore caught up with Elliott and dragged her back toward the
house. He then saw Gore throw Elliott down and shoot her. Elliott had
been shot twice, once in the back of the head and once in the jaw. Gore
v. State, 706 So.2d 1328, 1331 (Fla.1997).
Gore was convicted of the first-degree murder of Lynn
Elliot (“Elliot”), the kidnapping of Elliot and Regan Martin (“Martin”),
and three counts of sexual battery upon Martin. See Gore v. State, 475
So.2d 1205, 1206 (Fla.1985). The jury recommended the death penalty for
the murder of Elliot. See id. The trial court imposed the death sentence
for the murder, and life sentences were imposed for the five other
counts. See id.
On the initial direct appeal, Gore asserted the
following claims involving the guilt phase: FN3 (1) the trial court
erred in not permitting inquiry of the jurors with regard to a mercy
recommendation; (2) the trial court erred by denying Gore's motion to
suppress his confession; (3) the trial court erred by admitting into
evidence two prejudicial photographs (one showed Elliot in the trunk of
Gore's mother's car and the other showed Elliot's hands bound behind her
back); (4) the trial court should have granted Gore's request for a
mistrial because of an epileptic juror's interruption of Gore's counsel
during closing argument; (5) the trial court erred in disallowing a
demonstration in downtown St. Petersburg; (6) the trial court erred in
precluding certain testimony of Detective Pisani; (7) the trial court
erred by denying a request for a mistrial that was made due to comments
and conduct by the State; (8) the trial court erred by denying a request
for a mistrial that was made due to the testimony of Detective Kheun;
(8) the trial court erred in restricting Gore's voir dire of the jury
with regard to Waterfield's involvement; and (9) the trial court erred
by denying Gore's motion for judgment of acquittal or motion for new
trial. See id. at 1206-09. This Court denied all of Gore's claims in
affirming his conviction and death sentence. See id. at 1211.
FN3. Gore also asserted claims involving the penalty
phase, but we have omitted these claims due to the later resentencing
(and the subsequent direct appeal) that occurred.
Gore petitioned for a writ of habeas corpus in the
United States District Court for the Middle District of Florida. See
Gore v. Dugger, 763 F.Supp. 1110 (M.D.Fla.1989). In granting the
petition, the federal court concluded that Gore's death sentence
violated both Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95
L.Ed.2d 347 (1987), and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57
L.Ed.2d 973 (1978). See Gore, 763 F.Supp. at 1119. After a new penalty
phase proceeding was held, the jury unanimously recommended a death
sentence. See Gore, 706 So.2d at 1331. The trial judge found the
following six aggravators: (1) the capital felony was committed by a
person under sentence of imprisonment (Gore was on parole for the armed
trespass of a conveyance); (2) Gore's previous conviction for a violent
felony (either for the armed trespass conviction, or the contemporaneous
convictions for kidnapping and sexual battery); (3) the murder was
committed while Gore was committing the offenses of sexual battery and
kidnapping; (4) the capital felony was committed for the purpose of
avoiding or preventing a lawful arrest (Elliot was killed to prevent her
from identifying Gore); (5) the capital felony was especially heinous,
atrocious, or cruel (“HAC”) (Elliot was abducted at gunpoint, tightly
bound, sexually assaulted, and dragged across a driveway); and (6) the
murder was committed in a cold, calculated, and premeditated manner
(“CCP”) (Gore's detailed plan and his threat to kill Martin accompanied
by his statement that he was “going to do it anyway”). See id. The trial
court found no statutory mitigating circumstances and five nonstatutory
mitigating circumstances. See id. at 1331-32.FN4 The trial court found
that the mitigating circumstances were substantially outweighed by the
aggravating circumstances, and sentenced Gore to death. See id. at 1332.
FN4. The trial court found the following nonstatutory
mitigating circumstances: (1) Gore's past conduct and probable future
conduct in prison; (2) Gore's impoverished childhood; (3) Gore's
exemplary conduct at the resentencing; (4) Gore's mental depression at
the time he committed the murder; and (5) Gore's affection for his
children and his separation from them. See Gore, 706 So.2d at 1332-33.
On direct appeal, this Court affirmed the death
sentence that was imposed during resentencing. See id. at 1336. In that
proceeding, Gore asserted the following claims: (1) the trial court
erred during jury selection by denying challenges for cause to eight
venire members; (2) the trial court erred by permitting the State to
mislead the jury as to Gore's parole eligibility, which included
responses that the trial court provided to two questions presented by
the jury during deliberations; (3) the trial court erred in finding that
the previous armed trespass conviction constituted a prior violent
felony; (4) the trial court erred in giving jury instructions on the HAC
and CCP aggravators because the instructions were unconstitutionally
vague, the jury should have been instructed on the prohibition against
the doubling of aggravators when they are based on the same
circumstances, and the jury should have been instructed on specific
nonstatutory mitigation; (5) the trial court erred in finding that the
avoid arrest, CCP, and HAC aggravators had been established; (6) the
State violated its agreements with the defense by utilizing particular
testimony from witness Robert Stone (“Stone”); FN5 (7) the trial court
erred by allowing a police officer to opine that Gore had lied to him;
(8) it was improper for a county court judge, Judge Vaughn, to preside
over this capital sentencing; and (9) Gore's resentencing violated his
right to a speedy trial. See id. at 1332-36. FN6 This Court denied all
of Gore's claims. See id. at 1336.
FN5. In separate trials, Stone personally prosecuted
both Waterfield (who was Gore's accomplice) and Gore for their roles in
the crimes surrounding the instant matter. FN6. Seven other issues that
were raised by Gore were rejected by this Court without discussion due
to their lack of merit.
On September 28, 1999, Gore filed a rule 3.850 motion
for postconviction relief. On January 7, 2002, Gore filed an amended
motion. On October 24, 2002, a HuffFN7 hearing was held. The trial court
ordered an evidentiary hearing on claims III(1)(a), III(1)(b), and
III(1)(c), which addressed counsel's presentation of witnesses and the
failure to object to juror Tobin for cause; on claim III(3), which
addressed the failure of Gore's counsel to elicit testimony with regard
to the fee charged by the State's mental health expert, Dr. Cheshire;
and on claim III(4), which addressed the failure of Gore's counsel to
present witnesses to demonstrate that Gore suffered from neurological
disorders. An evidentiary hearing was held and on June 9, 2004, the
trial court issued an order that denied postconviction relief on all of
his claims. This appeal followed. FN7. Huff v. State, 622 So.2d 982
(Fla.1993).
MOTION FOR POSTCONVICTION RELIEF
I. Presentation of Untruthful Parole Possibilities
Gore asserts that the State knowingly presented the
false testimony of Stone that Gore could receive parole at “any time,”
because of the new evidence discovered at the evidentiary hearing that
Stone only met with the State prior to the resentencing to discuss his
testimony and the State has imputed knowledge of the correct parole
possibilities. A GiglioFN8 violation exists when (1) the prosecutor
presented or failed to correct false testimony; (2) the prosecutor knew
the testimony was false; and (3) the false evidence was material. See
Guzman v. State, 941 So.2d 1045, 1050 (Fla.2006). Once the first two
prongs are established, the false evidence is deemed material if there
is any reasonable possibility that it could have affected the jury's
verdict. See id. at 1050. Gore also asserts that he was prevented from
arguing the correct sentencing alternative of life imprisonment without
eligibility for parole for fifty years as a mitigating circumstance,
because the trial court incorrectly instructed the jury that the
alternative to the death penalty was life imprisonment without
eligibility for parole for twenty-five years. FN8. Giglio v. United
States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972).
This general claim involving the alleged untruth with
regard to Gore's parole possibilities was previously litigated on direct
appeal. In Gore, 706 So.2d 1328, this Court's conclusions included the
following: (1) a jury instruction that stated the life sentence for
Elliot's murder included eligibility for parole after twenty-five years
was correct; (2) the trial court's response to the second jury question
asking when Gore could receive parole on the other life sentences was
correct; FN9 and (3) any alleged error with regard to Stone's testimony
that none of Gore's life sentences had a minimum mandatory sentence was
not preserved for appellate review because defense counsel failed to
object. See id. at 1332-33. Gore cannot bring a second appeal on the
parole possibilities that were presented to the jury. See Maharaj v.
State, 684 So.2d 726, 728 (Fla.1996) (“It is inappropriate to use a
collateral attack to relitigate an issue previously raised on appeal.”).
Despite couching his challenge in terms of a Giglio violation, Gore is
making the same general argument that he made on direct appeal: that the
parole possibilities presented to the jury were incorrect and,
therefore, a resentencing is warranted. Gore is procedurally barred from
making the same challenge in a postconviction proceeding. See Harvey v.
Dugger, 656 So.2d 1253, 1256 (Fla.1995) (concluding that it is “not
appropriate to use a different argument to relitigate the same issue”).
FN9. The trial court's response was that the jury
should rely on their “own recollection of the evidence” that had been
presented, which included the testimony of Stone that none of Gore's
life sentences contained a minimum mandatory sentence. See Gore, 706
So.2d at 1333. The effect of no minimum mandatory sentences, according
to Stone, was Gore could receive parole at “any time” on the sexual
battery and kidnapping offenses.
As previously described, this Court on direct appeal
has already specifically addressed (and concluded that it was without
merit) Gore's current claim that the jury instruction which stated that
Gore would be eligible for parole after twenty-five years for Elliot's
murder was error. The one claim that was not specifically litigated on
direct appeal addressed Stone's response to the question about Gore's
kidnapping and sexual battery offenses, when Stone testified that Gore
could receive parole at “any time.” On direct appeal, this Court held
that Gore could not argue error with Stone's testimony about minimum
mandatory sentences FN10 because it was procedurally barred due to the
failure of Gore's counsel to object to it. See Gore, 706 So.2d at 1333.
To preserve error for appellate review, the general rule is a
contemporaneous, specific objection must occur during trial at the time
of the alleged error. See F.B. v. State, 852 So.2d 226, 229 (Fla.2003);
Steinhorst v. State, 412 So.2d 332, 338 (Fla.1982). In the instant
postconviction matter, the Giglio claim involving Stone's “any time”
testimony is without merit. FN11
FN10. This Court summarized the argument by Gore that
was procedurally barred as “[o]n cross-examination, Stone testified that
Gore's five life sentences boiled down to the equivalent of two
consecutive life sentences, and that none of his sentences contain any
minimum mandatory sentence.” Gore, 706 So.2d at 1333 n. 8.
FN11. Gore incorrectly asserts that the claim could
not be brought on direct appeal, because evidence of this violation was
not discovered until the 2003 evidentiary hearing. This new evidence was
that the State met with Stone after he was subpoenaed, and discovered
the substance of his testimony to be presented at the resentencing,
including testimony that Gore could receive parole at “any time.” Gore's
argument that this claim could not be brought on direct appeal is
inconsistent with his argument that the State has imputed knowledge of
the true parole possibilities. This imputed knowledge theory is based on
both the Parole Commission and the prosecutor in the instant matter
working for the government of the State of Florida. Gore alleged that
the State presented untruthful parole possibilities through the
testimony of Stone, and failed to correct this false information despite
the State's imputed knowledge at that time of the true parole
possibilities. Even without the “new” evidence, which was discovered in
2003, Gore could have challenged Stone's testimony in the direct appeal
of the resentencing in 1997, because Stone had already testified and the
State had imputed knowledge at the time of his testimony.
Even without the earlier procedural bar, we conclude
that the requirements of Giglio are not met. Under the first prong of
Giglio, the testimony of Stone with regard to when parole could occur
was technically not false. Even Gore acknowledges that when Stone stated
that he could receive parole at “any time,” Stone was being questioned
with regard to the noncapital felonies of kidnapping and sexual battery.
For first-time offenders, convictions for kidnapping and sexual battery
offenses committed prior to October 1, 1983, do not require minimum
mandatory sentences in Florida. See § 775.082(3)(a)(1), Fla. Stat.
(2005). Gore could technically receive parole at “any time” for each of
these particular offenses in isolation. There was no inquiry
specifically about the practical or combined effect of all of Gore's
sentences on his parole possibilities. Therefore, without a clear and
more fully developed context, the first prong for a Giglio violation is
unsatisfied as the State did not necessarily present false testimony
through witness Stone.FN12
FN12. Even if this testimony could be deemed false,
the lack of a broader context surrounding Stone's “any time” statement
would prevent a conclusion, under the second prong of Giglio, that the
State knowingly presented false testimony. Only if Gore's counsel had
established that Stone was testifying to the combined or practical
effect of Gore's various sentences could the State's presentation of
Stone's testimony that Gore could receive parole at “any time” possibly
meet the second prong under Giglio. Additionally, we conclude that the
materiality prong of Giglio is not met because of the overwhelming
evidence supporting the trial court's finding of the six aggravators at
resentencing. See Ponticelli v. State, 941 So.2d 1073, 1088 (Fla.2006)
(discussing that the third prong of Giglio “requires the State to prove
that the presentation of false testimony was ‘harmless beyond a
reasonable doubt’ or ... that ‘there is no reasonable possibility that
the error contributed to the conviction.’ ”).
II. Improper Ex Parte Communications
Gore asserts that a letter sent by the State to the
resentencing court on December 4, 1992,FN13 and a motion filed by the
State on February 17, 1992,FN14 were improper ex parte communications.
Gore also asserts that it was error for the trial court judge at
resentencing to deny the motion to disqualify himself, because this
judge was a material witness to the ex parte communications. In Rose v.
State, 601 So.2d 1181 (Fla.1992), this Court discussed the negative
effect of ex parte communications:
FN13. The State provided a “letter” to the trial
court that was actually a cover letter and a memorandum of law, which
extensively detailed findings on aggravating and mitigating
circumstances. The State initially argued that the trial court requested
this letter, but later withdrew this argument. The letter had a “cc”
notation indicating that a copy was sent to Gore's counsel. FN14. The
State's motion was entitled “Ex Parte Motion to Appoint Counsel,
Transport the Defendant and Set Case for Pre-Sentencing and Sentencing
Hearing,” and it presented arguments on these various issues.
Nothing is more dangerous and destructive of the
impartiality of the judiciary than a one-sided communication between a
judge and a single litigant.... ... Except under limited circumstances,
no party should be allowed the advantage of presenting matters to or
having matters decided by the judge without notice to all other
interested parties.... ... The guaranty of a fair and impartial trial
can mean nothing less than this. ... [W]e understand that this would not
include strictly administrative matters not dealing in any way with the
merits of the case. Id. at 1183 (quoting In re Clayton, 504 So.2d 394,
395 (Fla.1987) and State ex rel. Davis v. Parks, 141 Fla. 516, 194 So.
613, 615 (1939)). Unlike Rose and other cases in which this Court has
ordered a resentencing, such as Reese v. State, 728 So.2d 727, 728
(Fla.1999), or ordered an evidentiary hearing on the improper ex parte
communication issue, both parties in the instant matter were given an
opportunity to make their arguments to the judge at the resentencing
prior to the issuance of the sentencing order. After the jury returned
its death recommendation, Gore responded negatively to the court's
question as to whether there was anything additional that needed to be
addressed. Subsequently, a notice of hearing, which was to occur on
December 8, 1992, was sent to all parties on November 23, 1992. Gore was
provided with the opportunity to make an argument as to the proposed
mitigators and aggravators after December 4, 1992, which was the date
the State's letter was filed with the trial court. Therefore, this
letter from the State is not the type of ex parte communication with
which this Court had concerns in Rose, which is a communication that
risks the judge “being unduly swayed by unrebutted remarks” and destroys
the “appearance of the impartiality of the tribunal.” 601 So.2d at 1183.
Also, even though portions of the trial court's
findings do closely resemble the language in material submitted by the
State, the two are not identical. Instead, the trial court made
additional findings that were not proposed by the State. For example,
the trial court found that the CCP aggravator was supported by the fact
that Gore concealed Elliot's body in the trunk of a vehicle and
attempted to divert the police by making phony 911 calls. These
arguments were not made by the State, demonstrating that the State did
not effectively write the resentencing order through the material
submitted. See Jones v. State, 845 So.2d 55, 64 (Fla.2003) (holding that
the defendant failed to offer competent evidence that the resentencing
court failed to engage in an independent weighing of aggravators and
mitigators, because the version of the order drafted by the prosecutor
was not identical to the final order entered by the trial judge).
Therefore, during the Huff hearing, the trial court did not err in
finding that the resentencing court independently weighed the
aggravators and mitigators, rather than solely relying on the State's
letter.
Additionally, Gore's claim that the letter
constituted an improper ex parte communication is based on speculation.
See Jones, 845 So.2d at 64 (rejecting defendant's request for
postconviction relief for an alleged improper ex parte contact, because
the defendant's assertions were based on speculation and
“[p]ostconviction relief cannot be based on speculative assertions”).
Speculation just as easily supports the scenario that Gore's counsel was
provided a copy of the State's letter, consistent with the letter's “cc”
notation that indicated such, and that Gore's counsel may have misplaced
the copy. At the Huff hearing, Gore withdrew his assertion that the
trial court had requested that the State provide this letter, because
there were “no facts to back up that allegation.” Accordingly, there is
no support for Gore's argument that another resentencing is necessary
due to an ex parte communication.
The claim involving the motion filed by the State
also fails on the merits. The State's motion requested action that was
strictly administrative and had nothing to do with the merits of the
case. See Arbelaez v. State, 775 So.2d 909, 916 (Fla.2000) (holding that
an ex parte communication that involved the judge setting a time period
for when a response to a 3.850 motion could be filed was strictly
administrative under Rose ). The results of motion subject to this claim
were as follows: (1) a hearing date was set; (2) defense counsel was
appointed; and (3) a determination was made that Gore should be
transported. These are not merit-related issues.FN15 Accordingly, this
ex parte communication involving the State's motion is also not
improper.
FN15. Contrary to Gore's argument, the significance
of these issues does not factor into the Rose test. It is entirely
possible for an ex parte communication to involve a matter that is
extremely significant but also strictly administrative, so it is not
improper under Rose.
If an argument that the ex parte communications were
improper is “conclusively refuted” by the record, the trial court's
denial of an evidentiary hearing should be affirmed. See Waterhouse v.
State, 792 So.2d 1176, 1189 (Fla.2001) (affirming the trial court's
denial of an evidentiary hearing on the ineffective assistance claim
involving the failure of defendant's counsel to impeach a State witness,
because the claim was conclusively refuted by the record). Based upon
our prior analysis determining that a resentencing is not warranted, we
conclude that an evidentiary hearing on these alleged ex parte
communications is also not needed because the record conclusively
refutes Gore's argument that they were improper.
Gore also claims it was error for the trial judge to
deny the motion to disqualify, because this judge was a material witness
to the allegedly improper ex parte communication. A motion to disqualify
is governed substantively by section 38.10, Florida Statutes (2005), and
procedurally by Florida Rule of Judicial Administration 2.330. The rule
provides that a motion to disqualify shall show that “the party fears
that he or she will not receive a fair trial or hearing because of
specifically described prejudice or bias of the judge”; or that the
judge is either an interested party to the matter, related to an
interested party, related to counsel, or “is a material witness for or
against one of the parties to the cause.” Fla. R. Jud. Admin. 2.330(d).
The standard of review of a trial judge's determination on a motion to
disqualify is de novo. See Chamberlain v. State, 881 So.2d 1087, 1097
(Fla.2004), cert. denied, 544 U.S. 930, 125 S.Ct. 1669, 161 L.Ed.2d 495
(2005). Whether the motion is legally sufficient is a question of law.
See Barnhill v. State, 834 So.2d 836, 843 (Fla.2002). The standard for
determining the legal sufficiency of a motion to disqualify is whether
the facts alleged, which must be assumed to be true, would cause the
movant to have a well-founded fear that he or she will not receive a
fair trial at the hands of that judge. See Fla. R. Jud. Admin.
2.330(d)(1). In the instant matter, there was no error in the trial
court's denial of the motion to disqualify due to legal insufficiency,
because the alleged ex parte communications with the trial judge, as
noted above, were not improper. Compare Hodges v. State, 885 So.2d 338,
354 (Fla.2004) (holding that the trial court did not err in rejecting
defendant's motion to disqualify because the only basis supporting a
well-grounded fear that he would not receive a fair trial was that the
ex parte communications were improper, and this claim was rejected),
with Roberts v. State, 840 So.2d 962, 968 (Fla.2002) (holding that the
motion to disqualify was legally sufficient, because the judge had asked
the State to draft the sentencing order and had failed to independently
weigh the aggravators and mitigators).
III. Ineffective Assistance of Counsel During the
Resentencing
Following the United States Supreme Court's decision
in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984), this Court has held that successful ineffective assistance
of counsel claims satisfy the following two requirements:
First, the claimant must identify particular acts or
omissions of the lawyer that are shown to be outside the broad range of
reasonably competent performance under prevailing professional
standards. Second, the clear, substantial deficiency shown must further
be demonstrated to have so affected the fairness and reliability of the
proceeding that confidence in the outcome is undermined. A court
considering a claim of ineffectiveness of counsel need not make a
specific ruling on the performance component of the test when it is
clear that the prejudice component is not satisfied. Maxwell v.
Wainwright, 490 So.2d 927, 932 (Fla.1986) (citations omitted). There is
a strong presumption that trial counsel's performance was not
ineffective. See Strickland, 466 U.S. at 690, 104 S.Ct. 2052. “A fair
assessment of attorney performance requires that every effort be made to
eliminate the distorting effects of hindsight, to reconstruct the
circumstances of counsel's challenged conduct, and to evaluate the
conduct from counsel's perspective at the time.” Id. at 689, 104 S.Ct.
2052. The defendant carries the burden to “overcome the presumption
that, under the circumstances, the challenged action ‘might be
considered sound trial strategy.’ ” Id. (quoting Michel v. Louisiana,
350 U.S. 91, 101, 76 S.Ct. 158, 100 L.Ed. 83 (1955)). “Judicial scrutiny
of counsel's performance must be highly deferential.” Id. In Occhicone
v. State, 768 So.2d 1037 (Fla.2000), this Court held that “strategic
decisions do not constitute ineffective assistance of counsel if
alternative courses have been considered and rejected and counsel's
decision was reasonable under the norms of professional conduct.” Id. at
1048.
A. Decisions Involving Witness Stone
Gore argues that counsel was ineffective in deciding
to call witness Stone during resentencing. This claim fails on the
merits. Gore never produced lead counsel Nickerson at the evidentiary
hearing, which would have provided insight into his decisions with
regard to witness Stone, so the available testimony is relegated to that
of co-counsel Udell. Despite Udell's description of Nickerson's decision
to call Stone as “surprising,” we conclude that the decision could have
been considered “sound trial strategy” from the perspective of Nickerson
at the time. Strickland, 466 U.S. at 690, 104 S.Ct. 2052. The decision
to call Stone was made solely by Nickerson. At the evidentiary hearing,
Udell testified, “I think it's quite clear that we all kn [e]w that Mr.
Stone was not going to be friendly to David Alan Gore in his
testimony....” Despite this predicted unfriendliness, Stone was
seemingly called for a strategic reason that both Udell and this Court
recognized on direct appeal: to elicit testimony that Waterfield was not
sentenced to death and, because the State had argued that both Gore and
Waterfield were equally culpable, proportionality necessitated that Gore
also not receive the death penalty. See Gore, 706 So.2d at 1335. Other
possible strategic reasons for calling Stone include the presentation of
testimony that Gore had received life sentences for the kidnapping and
sexual battery crimes perpetrated on Elliot and Martin (illustrating
that Gore would likely never be released from prison), and to elicit
testimony demonstrating the inconsistent statements that the State made
with regard to the culpability of Gore and Waterfield. With three viable
strategies, Nickerson's decision to call Stone does not qualify as
deficient performance. Gore has not met his burden in overcoming the
presumption of “sound trial strategy.” Strickland, 466 U.S. at 690, 104
S.Ct. 2052. Indeed, it appears that Gore's counsel should have located
and presented evidence from Nickerson, as his testimony would have
directly revealed his strategies in calling Stone.FN16
FN16. After the evidentiary hearing, the trial court
found that Gore gave no explanation as to why Nickerson could not
testify at the hearing or what efforts were made to secure his
attendance.
Gore also argues that counsel was ineffective for the
failure to interview or depose Stone between the time he was subpoenaed
and the time he testified. At the evidentiary hearing, Stone testified
that after he was subpoenaed by Gore's counsel, he had no contact with
either Nickerson or Udell, but he did discuss what his testimony on
cross-examination might be as to parole possibilities with the State.
Udell speculated that Nickerson's reason for not speaking with or
deposing Stone was that perhaps Nickerson already knew the testimony
Stone would deliver. Again, Gore's claim is hindered by Nickerson not
testifying at the evidentiary hearing. Speculation by co-counsel Udell
as to why Nickerson did not speak to Stone prior to the hearing is
insufficient to meet Gore's weighty burden on this ineffective
assistance claim. Gore presented no evidence at the hearing that this
failure to contact Stone prior to the hearing fell below “prevailing
professional standards.” Maxwell, 490 So.2d at 932. Moreover, even if
Nickerson's performance was deficient, there was no prejudice. It still
would have been reasonable to call Stone due to the aforementioned
strategic reasons.
Gore also argues that counsel was ineffective for the
failure to object to Stone's testimony that Gore could receive parole at
“any time,” which led to a waiver of this issue for direct appeal. We
conclude that Gore's counsel at resentencing was not deficient for
failing to object. As previously described, this questioning occurred in
the narrow context of the kidnapping and sexual battery charges,
rendering the “any time” response to be arguably technically correct.
Thus, the decision to not object can be considered within “sound trial
strategy” at the time. Strickland, 466 U.S. at 690, 104 S.Ct. 2052; see
Wright v. State, 581 So.2d 882, 883 (Fla.1991) (holding that the
ineffective assistance claim with regard to the failure to object had no
merit, because this error was “strategic in nature and this Court will
not second guess trial strategy employed by trial counsel”). Again,
because lead counsel Nickerson did not testify at the evidentiary
hearing, Gore has not met his weighty burden. To satisfy the deficient
performance requirement, evidence was needed but lacking that
alternative courses were not considered in deciding upon this trial
strategy of not objecting to Stone's “any time” testimony. See
Occhicone, 768 So.2d at 1048. Additionally, there was also no prejudice.
As described above, if the “any time” testimony was error it was nothing
more than harmless error due to the record and overwhelming evidence
supporting the trial court's finding of the six aggravators at
resentencing. Accordingly, the failure to object does not undermine our
confidence in the outcome.
Gore also argues that counsel was ineffective for the
failure to present additional witnesses to illustrate that Gore could
not receive parole for fifty years. We disagree. At the evidentiary
hearing, Udell testified that he remembered testimony from Stone that
Gore received life sentences for the kidnapping and sexual batteries
involving Elliot and Martin, so it was unlikely that Gore would ever be
released from prison. The likely combined or practical effect of Gore's
various sentences was already illustrated to the jury, so Gore's counsel
did not need to present another witness. See Whitfield v. State, 923
So.2d 375, 380 (Fla.2005) (holding that the failure to call certain
witnesses was not ineffective assistance, because witnesses had already
presented similar evidence and “counsel is not required to present
cumulative evidence”). Additionally, the significance of the testimony
that the combined or practical effect of Gore's sentences was that he
would not receive parole for fifty years would have been immediately
negated through damaging cross-examination that could potentially reveal
that Gore could technically receive parole after twenty-five years for
Elliot's murder in isolation. See Jones v. State, 928 So.2d 1178, 1185
(Fla.2006) (citing Johnson v. State, 921 So.2d 490, 501 (Fla.2005))
(“Counsel cannot be deemed ineffective for failing to present evidence
that would open the door to damaging cross-examination and rebuttal
evidence that would counter any value that might be gained from the
evidence.”). Even if deficient performance was found, the prejudice
requirement has not been met. On direct appeal, this Court held that the
jury instruction indicating that Gore would be eligible for parole after
twenty-five years was not error. See Gore, 706 So.2d at 1332. With the
jury being instructed on the possibility of parole after twenty-five
years, it is highly unlikely that a witness who testified that Gore, for
all practical purposes, could not receive parole for fifty years would
have changed the outcome at the resentencing. Additionally, the trial
court at resentencing found six aggravating circumstances and no
statutory mitigating circumstances. See id. at 1331-32. Accordingly, we
conclude that the failure of Gore's counsel to offer a witness on this
subject did not so “affect[ ] the fairness and reliability of the
proceeding that confidence in the outcome is undermined.” Maxwell, 490
So.2d at 932.
B. Failure to Impeach Dr. Cheshire with Financial
Bias
Gore argues that counsel was ineffective at the
resentencing for the failure to question Dr. Cheshire about his fee and
how often he testified for the State. Gore's counsel was not deficient
in this regard. As with other aspects of the resentencing, lead counsel
Nickerson was responsible for the strategy utilized with Dr. Cheshire on
cross-examination. At the evidentiary hearing, Udell testified that he
did not know why Cheshire was not questioned by Nickerson on financial
bias. Again, Gore has not met his burden on this ineffective assistance
claim because Udell cannot provide evidence about what Nickerson may
have been thinking in his decisions, and Nickerson was not produced as a
postconviction witness. Udell did testify, however, that he believed
questions as to financial bias are overrated as “jurors know these
people are getting paid.” Therefore, Nickerson's decision to not impeach
through questions targeted at financial bias can certainly be viewed as
“sound trial strategy.” Strickland, 466 U.S. at 690, 104 S.Ct. 2052. The
record on resentencing demonstrates that Nickerson extensively
cross-examined Cheshire on his substantive conclusions, which, unlike
financial bias questions, directly attacked his conclusions. Gore's
expert at resentencing stipulated that there is no absolute rule or
checklist for financial bias questions that must be asked of expert
witnesses under all circumstances. FN17. We note that testimony from
Gore's alleged expert that Nickerson's cross-examination of Cheshire did
not meet the local community's standard of care for lawyers is weakened
by the following, which demonstrate his lack of expertise on criminal
capital matters: (1) he is a civil trial lawyer who only handles
personal injury and legal malpractice cases; (2) he admitted that he is
unqualified to handle a capital case; and (3) this was the first time
that he had testified as an expert on the subject.
Also, even if the deficiency prong was satisfied,
there was no prejudice. Dr. Cheshire testified that Gore was not an
alcoholic, did not have a dependent personality disorder, and did not
have an extreme mental or emotional disturbance; but was instead
suffering from adult antisocial behavior without mental illness. He also
testified that it was impossible for Gore to ingest the amount of
alcohol he claimed and show no signs of impairment. The testimony of
Cheshire contradicted some of the mitigators that Gore claimed, but
other evidence presented was sufficient to refute those mitigators even
without the testimony of Cheshire. For example, Gore's argument that he
was intoxicated by alcohol at the time of the incident was refuted by
numerous other individuals, rather than just Cheshire. At the
resentencing, Martin testified that Gore did not smell of alcohol, did
not slur his words, did not have bloodshot eyes, and was in complete
control. Eyewitness Michael Rock testified that Gore did not stagger in
the driveway when he ran after Elliot. Detective Redstone, Captain
Dubois, and Officer Raymond all testified that Gore had no signs of
alcohol impairment at the time of arrest. Therefore, Cheshire's
testimony was not essential to the trial court finding the existence of
no statutory mitigators on resentencing.
Even if one or more mitigators could have been found
by the trial court had Cheshire been impeached with financial bias, a
death sentence would have likely still resulted due to the strength of
the six aggravators that were independently found. First, Gore was under
a sentence of imprisonment at the time of Elliot's murder, because he
was on parole for the armed trespass conviction. Second, the armed
trespass conviction was a prior violent felony due to the discovery of a
handgun and police scanner in the victim's car with Gore, and the
discovery of handcuffs and rope in Gore's car nearby at the time of this
offense. Third, the Elliot murder was clearly committed while Gore was
engaged in the crimes of kidnapping and sexual battery, because Gore was
convicted of kidnapping Elliot and the testimony at resentencing
established that Gore had committed sexual batteries on Elliot. Fourth,
the avoid arrest aggravator was supported by the murder occurring when
Elliot tried to escape and only after she struggled during Gore's
attempts to return her to the house. Fifth, the HAC aggravator is
supported by the following: (1) Gore “hogtied” Elliot so tightly prior
to her murder that a welt formed; (2) Gore sexually battered Elliot
prior to her murder; and (3) Gore dragged Elliot, who was nude, along
the ground back toward the house immediately prior to shooting her.
Sixth, the following “overwhelming” evidence helped establish the CCP
aggravator: (1) Gore said to the girls at the house, “Don't try anything
or I'll come back and kill you”; (2) Gore told Martin, while she was
performing oral sex on him, to “suck harder” or else he was “going to
slice [her] throat”; (3) Gore said to Martin, in reference to slicing
her throat, that he was “going to do it anyway”; (4) Gore used a police
scanner to monitor threats of detection by the police; (5) Gore
concealed Elliot's body in a car trunk; and (6) Gore placed phony 911
calls in an attempt to divert police from his residence. See Gore, 706
So.2d at 1334 (discussing that the evidence in support of the CCP
aggravator in the instant matter was “overwhelming”); Fotopoulos v.
State, 608 So.2d 784, 792-93 (Fla.1992) (holding that the murder was
committed in a cold, calculated, and premeditated manner due to the
heightened premeditation illustrated by how the defendant carefully
planned and prearranged the murder). Accordingly, the failure to impeach
Cheshire with financial bias does not undermine our confidence in the
outcome.
C. Co-Counsel Udell's Deference to Lead Counsel
Nickerson
Gore argues that co-counsel Udell was ineffective due
to his total deference to lead counsel Nickerson. We conclude that this
decision by Udell to defer to Nickerson could have been considered
“sound trial strategy” at the time, because of Udell's reasonable
beliefs that Nickerson had superior qualifications to take the lead in
the case. Strickland, 466 U.S. at 690, 104 S.Ct. 2052. At the
evidentiary hearing, Udell testified that he deferred to Nickerson
because Nickerson was intelligent and had better experience with capital
cases and Gore had a lot of personal confidence in him. We conclude that
Udell made a strategic decision to defer to Nickerson, and such was
arguably “reasonable under the norms of professional conduct.”
Occhicone, 768 So.2d at 1048. When Udell finally discovered at the
evidentiary hearing that Nickerson had only practiced law for
approximately three years at the time of the 1992 resentencing, Udell
stated that he was “surprised” by this information. Any mistaken belief
that Udell had as to Nickerson's experience was reasonable, because
according to Udell, Nickerson appeared to know everybody and was
completely “immersed” in the area of capital litigation. Additionally,
Udell was never aware that there was a bar grievance pending against
Nickerson during preparation for and the actual resentencing. Finally,
contrary to Gore's argument, we conclude that Udell did not totally
defer to Nickerson but, rather, assumed an active role by providing
input on trial strategy. For example, Udell discussed possible
nonstatutory mitigators with Nickerson. Therefore, Udell's strategic
decision to defer on a limited basis to the apparent abilities of
Nickerson did not constitute deficient performance.
D. Failure to Discover and Present Additional
Mitigators Relating to Alleged Neurological Disorders
Gore argues that his counsel was ineffective due to
the failure to investigate his past involvement with toxic citrus groves
that allegedly caused neurological disorders, which could have then been
offered as mitigating evidence. Gore has not established that the
performance of his counsel was deficient. The general rule is “[a]n
attorney has a duty to conduct a reasonable investigation, including an
investigation of the defendant's background, for possible mitigating
evidence.” Ventura v. State, 794 So.2d 553, 570 (Fla.2001) (quoting Rose
v. State, 675 So.2d 567, 571 (Fla.1996)). Although Nickerson apparently
did not ask Gore's mother any specific questions about agricultural
chemicals or the citrus groves, Nickerson did ask her about Gore's
health as is demonstrated by her resentencing testimony that ant bites
had given Gore convulsions when he was seventeen months old.
Additionally, Gore's counsel asked her whether Gore was an alcoholic.
Udell's testimony that Nickerson “got very close to David and David's
mom and dad” indicates that there was a good and open relationship with
essential persons to assist with the investigation as Nickerson was
analyzing Gore's past. Finally, Udell testified that he was present
during conversations that Nickerson had with Gore's family with regard
to Gore's life and a search and investigation into Gore's past did
occur. Cf. Ragsdale v. State, 798 So.2d 713, 719 (Fla.2001) (holding
that counsel was ineffective due to an inadequate investigation and
failure to present particular mitigators when “counsel's entire
investigation consisted of a few calls made by his wife to Ragsdale's
family members”); Heiney v. State, 620 So.2d 171, 172 (Fla.1993)
(holding that there was ineffective assistance when counsel “totally
fail[ed] to investigate potential mitigating factors”).
The decision by Gore's counsel not to pursue a theory
that pesticide exposure from the citrus groves may have led to
neurological disorders without proper supporting evidence, and then
present this as a mitigator, was within the range of “sound trial
strategy” at the time this decision was made. Strickland, 466 U.S. at
690, 104 S.Ct. 2052. At the evidentiary hearing, Udell stated that it is
dangerous to make tenuous arguments that sound only like “lawyer talk,”
because the jury might punish that party for making a seemingly
senseless argument. Nickerson could have engaged in that thought process
when he determined that he would not pursue this argument, but again,
this was not confirmed because Nickerson did not testify at the
evidentiary hearing. Additionally, those directly and personally
involved with Gore's life were also apparently of the same view that
this was a weak theory as Udell testified that he did not believe the
issue of pesticides from the citrus groves was ever raised by Gore or
his family. Gore's failure to inform counsel about the alleged exposure
to the pesticides precludes Gore from arguing that counsel was
ineffective for failing to offer this potential mitigating evidence. See
Stewart v. State, 801 So.2d 59, 67 (Fla.2001) (holding that the failure
to communicate instances of childhood abuse to defense counsel or the
defense psychiatrist precludes an ineffective assistance claim for
failing to pursue such mitigation). Also, the testimony of two
entomologists at the evidentiary hearing demonstrated that the theory
that Gore suffered neurological disorders from pesticide exposure was
extremely tenuous, at best. Dr. Nigg testified that it is uncertain how
the agricultural chemicals, to which Gore was supposedly exposed by
working and living near the citrus groves, affect humans on a long-term
basis. In analyzing a test done on Gore's blood, he said some of his
chemical composition levels, such as with mercury and cadmium, were
troublesome because they were too low. Also, Gore's lead level of 20
ug/dL was considered a “ normal lead blood level.” This testimony
contradicts Gore's assertion that he was overexposed to high levels of
agricultural chemicals. Similarly, Dr. Napp testified that he had no
knowledge of anyone developing health problems from lead arsenic, and he
opined that there are no long-term effects associated with exposure to
organo-phosphates and there has never been a case of overexposure to
Calthane or Ethion in Florida. These are all agricultural chemicals to
which Gore was allegedly exposed. Finally, there was no direct evidence,
such as a medical diagnosis, that Gore actually suffered from any
neurological disorders, which he now argues resulted from exposure to
agricultural chemicals. Instead, only evidence that Gore suffered from
totally different health problems, such as high fevers and convulsions,
was presented.
Instead, Gore's counsel focused on other theories and
presented extensive mitigating evidence related to those theories at the
resentencing. Gore's counsel called approximately ten witnesses,
including Michael Maher and Peter Maculuso, who were both mental health
experts. In preparing for his testimony, Dr. Maher reviewed a medical
history of Gore, which was provided by Gore's counsel, and questioned
Gore about his background. The mitigation that was presented included
the following: (1) Gore was the son of hard-working parents; (2) Gore
was shy and introverted in comparison to Waterfield; (3) Gore's divorce
and separation from his children had negatively affected him; (4) Gore
used alcohol around the time of the murder; and (5) Gore was an
alcoholic. Moreover, Udell testified that all mitigation that “seemed
consistent with [Gore's] best interests” was presented at the
resentencing. This evidence establishes that Gore's counsel was not
deficient.
Even if Gore's counsel was deficient, we conclude
that there was no prejudice. As previously described, extensive
mitigation was already presented at the resentencing. Even if the trial
court at resentencing had found this one additional mitigating factor
involving neurological disorders from citrus grove pesticide exposure,
which is a tenuous theory at best, this would not have overcome the
trial court's finding of six aggravating factors which, as previously
described, are supported by strong evidence. Therefore, we conclude that
counsel's failure to present the mitigating evidence with regard to the
citrus grove pesticide exposure is not of such a nature that “confidence
in the outcome is undermined” due to the failure to present this
evidence. Strickland, 466 U.S. at 690, 104 S.Ct. 2052.
E. Failure to Challenge Juror Tobin for Cause
Gore argues that his counsel was ineffective for the
failure to present a challenge for cause with regard to juror Tobin at
the resentencing, after Tobin stated during voir dire that an
impoverished background may not be a proper mitigating circumstance.
Nickerson's failure to challenge this juror for cause was not deficient
performance. We have reviewed the record and conclude that Tobin did not
give unequivocal answers that would render him subject to removal for
cause. See Spencer v. State, 842 So.2d 52, 68 (Fla.2003) (“It is
sufficient if the juror can lay aside his or her opinion or impression
and render a verdict based on the evidence presented in court.” (citing
Castro v. State, 644 So.2d 987, 990 (Fla.1994))). Instead, Tobin also
stated “that he would be fair and impartial and would follow the law as
instructed by the court.” There was also arguably no prejudice as the
trial court likely would not have excused Tobin for cause had this
challenge been made. See Dufour v. State, 905 So.2d 42, 54 (Fla.2005)
(holding that the ineffective assistance claim for failing to strike a
juror was without merit, because the juror was “properly permitted to
serve because she clearly indicated an ability to follow the trial
court's instructions and weigh the aggravating and mitigating factors”
through later responses, despite the initial statement of bias by the
juror).
F. Failure to Propose an Expanded CCP Jury
Instruction
Gore argues that his counsel was ineffective for the
failure to propose an expanded CCP jury instruction. Gore's counsel was
not deficient in this regard. The resentencing of Gore occurred prior to
Jackson v. State, 648 So.2d 85 (Fla.1994), in which this Court held that
the standard CCP jury instruction was unconstitutionally vague. See id.
at 87. Gore's counsel was not deficient for the failure to offer an
alternative CCP instruction, because Gore's counsel was not even
required to initially object to the standard CCP jury instruction as
this jury instruction was considered proper at that time. See Downs v.
State, 740 So.2d 506, 518 (Fla.1999) (holding that because the CCP
instruction given at the resentencing was approved by this Court as the
proper standard jury instruction, defense counsel was not ineffective
for failing to object). Additionally, there was no prejudice. On direct
appeal, this Court previously determined that regardless of the type of
CCP instruction given to the jury, the jury would have returned a
finding of CCP due to the overwhelming evidence of this aggravator. See
Gore, 706 So.2d at 1334. Accordingly, any error with regard to the CCP
jury instruction was harmless. See id.
IV. Death Row is Cruel and Unusual Punishment
Gore argues that his twenty-three years served on
death row is cruel and unusual punishment, and violates both the Eighth
and Fourteenth Amendments of the United States Constitution. This Court
has consistently rejected the argument that serving time on death row is
cruel and unusual punishment, regardless of the time served. See Lucas
v. State, 841 So.2d 380, 389 (Fla.2003) (holding that over twenty-five
years on death row is not cruel and unusual punishment); Foster v.
State, 810 So.2d 910, 916 (Fla.2002) (holding that twenty-three years on
death row is not cruel and unusual punishment). Gore's exercise of his
constitutional rights through the appeal and postconviction process has
prevented his death sentence from being executed, so he may not claim a
constitutional violation due to his length of time on death row. See
Knight v. State, 746 So.2d 423, 437 (Fla.1998) ( “[N]o federal or state
courts have accepted [the] argument that a prolonged stay on death row
constitutes cruel and unusual punishment, especially where both parties
bear responsibility for the long delay.”). Therefore, Gore's claim is
without merit. FN18. Furman v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33
L.Ed.2d 346 (1972).
Gore argues that the death penalty is
unconstitutional under the Eighth Amendment of the United States
Constitution. This claim is procedurally barred, because Gore failed to
make this argument in his direct appeal of the resentencing. See Gore,
706 So.2d 1328; Maharaj, 684 So.2d at 728. Additionally, there is
nothing in the record that indicates Gore properly preserved this
argument for appellate review during the resentencing. See Fotopoulos,
608 So.2d at 794 & n. 7 (holding that the argument that “Florida law
unconstitutionally creates a presumption of death” was not properly
preserved at the trial level). Even without this procedural bar, this
Court has repeatedly summarily denied this claim due to its lack of
merit, regardless of the circumstances. See Atwater v. State, 788 So.2d
223, 228 (Fla.2001); Hunter v. State, 660 So.2d 244, 252-53 (Fla.1995);
Fotopoulos, 608 So.2d at 794.
PETITION FOR WRIT OF HABEAS CORPUS
I. Apprendi and Ring Violation with Death Penalty
Statute
Gore asserts that his sentence of death must be
vacated because according to Ring v. Arizona, 536 U.S. 584, 122 S.Ct.
2428, 153 L.Ed.2d 556 (2002), Florida's capital sentencing scheme
violates his Sixth Amendment right to a jury trial and his Fourteenth
Amendment right to due process under the United States Constitution. The
claim is without merit. This Court addressed the contention that
Florida's capital sentencing scheme violates the United States
Constitution under Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348,
147 L.Ed.2d 435 (2000), and Ring, in Bottoson v. Moore, 833 So.2d 693
(Fla.2002), and King v. Moore, 831 So.2d 143 (Fla.2002), and denied
relief. See also Jones, 845 So.2d at 74. We conclude that Gore is
likewise not entitled to relief on this claim. Furthermore, one of the
aggravating circumstances found by the trial court in this matter was
Gore's prior conviction of a violent felony, “a factor which under
Apprendi and Ring need not be found by the jury.” Jones v. State, 855
So.2d 611, 619 (Fla.2003); see also Doorbal v. State, 837 So.2d 940, 963
(Fla.2003) (rejecting the Ring claim where one of the aggravating
circumstances found by the trial judge was the defendant's prior
conviction for a violent felony), cert. denied, 539 U.S. 962, 123 S.Ct.
2647, 156 L.Ed.2d 663 (2003). Finally, this Court has previously held
that Ring and Apprendi cannot receive retroactive application. See
Johnson v. State, 904 So.2d 400, 412 (Fla.2005) (holding that Ring does
not apply retroactively in Florida in postconviction proceedings to
cases that were final on direct review at the time of the Ring
decision); Hughes v. State, 901 So.2d 837, 840 (Fla.2005) (holding that
Apprendi does not apply retroactively in Florida in postconviction
proceedings to cases that were final on direct review at the time of the
Apprendi decision). Here, the claim is procedurally barred as Gore's
direct appeal to this Court occurred prior to the decisions in both Ring
and Apprendi. Accordingly, we reject this claim.
II. Ineffective Assistance of Counsel During the
Appellate Process
Gore asserts that counsel was ineffective for the
failure to challenge the constitutionality of Florida's death penalty
statute under Ring and Apprendi. As a general rule, claims of
ineffective assistance of appellate counsel are appropriately presented
in a petition for writ of habeas corpus. See Freeman v. State, 761 So.2d
1055, 1069 (Fla.2000). Consistent with the Strickland standard, to grant
habeas relief based on ineffectiveness of counsel, this Court must
determine first, whether the alleged omissions are of such magnitude as
to constitute a serious error or substantial deficiency falling
measurably outside the range of professionally acceptable performance
and, second, whether the deficiency in performance compromised the
appellate process to such a degree as to undermine confidence in the
correctness of the result. Pope v. Wainwright, 496 So.2d 798, 800
(Fla.1986); see also Freeman, 761 So.2d at 1069; Thompson v. State, 759
So.2d 650, 660 (Fla.2000). In raising such a claim, “[t]he defendant has
the burden of alleging a specific, serious omission or overt act upon
which the claim of ineffective assistance of counsel can be based.”
Freeman, 761 So.2d at 1069; see also Knight v. State, 394 So.2d 997,
1001 (Fla.1981). “If a legal issue ‘would in all probability have been
found to be without merit’ had counsel raised the issue on direct
appeal, the failure of appellate counsel to raise the meritless issue
will not render appellate counsel's performance ineffective.” Rutherford
v. Moore, 774 So.2d 637, 643 (Fla.2000) (quoting Williamson v. Dugger,
651 So.2d 84, 86 (Fla.1994)). As described above, we conclude that there
is no merit to Gore's claim that Florida's death penalty statute is
unconstitutional under Ring and Apprendi. Therefore, we conclude that
appellate counsel was not ineffective for failing to bring this
meritless claim.
CONCLUSION
For the foregoing reasons, we affirm the trial
court's denial of Gore's rule 3.850 motion and deny Gore's petition for
writ of habeas corpus. It is so ordered. LEWIS, C.J., and WELLS,
ANSTEAD, PARIENTE, QUINCE, CANTERO, and BELL, JJ., concur.