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Jesse
Lee JOHNSON
Jesse Lee Johnson
Marion County - Oregon
Born: 02/05/61
Sentenced to death: 3/26/04
Johnson was convicted of fatally stabbing Harriet Lavern "Sunny"
Thompson, 28, in her Salem house in 1998. Her landlord found her body.
It took six years to try Johnson because prosecutors appealed rulings
that police had illegally seized Johnson's boots and clothes. Johnson's
attorneys argued that the delay had denied him his constitutional right
to a speedy trial.
Interesting fact: Most recent Death Row inmate.
Status: Death Row.
IN THE SUPREME COURT OF THE STATE OF
OREGON
STATE OF OREGON, Respondent,
v.
JESSE LEE JOHNSON, Appellant.
(CC 98C46239; SC S51313)
Jamese L. Rhoades, Judge.
Argued and submitted September 7, 2006.
Ingrid A. MacFarlane, Portland, argued the cause and
filed the briefs for appellant.
Kathleen Cegla, Assistant Attorney General, Salem,
argued the cause and filed the brief for respondent. With her on the
brief were Hardy Myers, Attorney General, and Mary H. Williams,
Solicitor General.
Before, De Muniz, Chief Justice, and Carson,
Gillette, Durham, Balmer, and Kistler, Justices.*
KISTLER, J.
The judgment of conviction and sentence of death are
affirmed.
* Riggs, J., retired September 30, 2006, and did not
participate in the consideration or decision of this case. Carson, J.,
retired December 31, 2006, and did not participate in the decision of
this case. Walters and Linder, JJ., did not participate in the
consideration or decision of this case.
KISTLER, J.
On March 27, seven days after the victim's death, two
police officers arrested defendant for a probation violation. When the
officers arrested him, they seized his jacket, which was similar to the
one that the person walking away from the victim's home had been wearing.
Before leaving with the officers, defendant put on a pair of heavy work
boots. One officer noticed that the pattern on the soles of defendant's
boots was consistent with a shoe impression found in blood at the crime
scene.
After they arrived at the police station, the
officers advised defendant of his Miranda rights and spoke with
him concerning the murder. During their conversation, defendant admitted
that he had known the victim but maintained that he never had been to
her home even after the officers told him that his fingerprints had been
found there. After the interview, the officers seized defendant's
clothing and boots, placed them in an evidence locker, and booked
defendant into the Yamhill County Jail on the probation violation charge.
The state charged defendant with aggravated murder on
June 25, 1998, and trial was set to begin on September 8, 1999. Before
trial, defendant moved to suppress some of the state's evidence,
including the clothing and boots that the officers had seized during
their first interview with him. On August 20, 1999, the trial court
suppressed that evidence, reasoning that the officers did not have a
warrant to seize defendant's clothing and that the inevitable discovery
doctrine did not apply. The state pursued two pretrial appeals regarding
the seized clothing. Neither appeal was successful. The case against
defendant went to trial on March 8, 2004, and the jury found him guilty
of aggravated murder and sentenced him to death.
We begin with defendant's argument that, at trial,
the officers impermissibly commented on the exercise of his right to
remain silent. Defendant filed a pretrial motion to suppress statements
that he had made to police officers on March 27 and April 17, 1998. He
contended that he had not knowingly and intelligently waived his rights
under Miranda v. Arizona, 384 US 436, 86 S Ct 1602, 16 L Ed 2d
694 (1966). At the hearing on that motion, the state offered evidence
that the officers had advised defendant of his Miranda rights and
that he had spoken with them after receiving that advice.
The evidence at the hearing also revealed that
defendant had not answered all the officers' questions. Sometimes,
defendant had responded, "I don't know what you're talking about." Other
times, defendant would pause, the officers would repeat or clarify the
question, and then defendant would respond. Still other times, defendant
would simply remain silent in response to a question. Ultimately,
defendant told the officers that he did not want to talk to them anymore
and, after that point, made no further statements.
After the hearing on his suppression motion,
defendant filed a supplemental memorandum based on the officers'
testimony during the hearing. In that memorandum, defendant identified
specific instances in which he had remained silent in response to the
officers' questions. Defendant argued that evidence of his silence was
not admissible for two reasons. First, he contended that his silence did
not qualify as an adoptive admission under the Oregon Evidence Code.
Alternatively, he argued that introducing evidence of his silence at
trial would be an impermissible comment on the exercise of his
constitutional right to remain silent.
The state argued, in response to the evidentiary
issue raised in petitioner's supplemental memorandum, that it intended
to introduce evidence of his silence only for the purpose of proving
that his statements to the officers were voluntary. On the
constitutional issue, the state argued that defendant's silence, when
viewed in context, did not constitute an invocation of his right to
remain silent. The state reasoned:
At trial, the officer who had interviewed defendant
did not testify regarding the two instances of silence that the trial
court had ruled would be admissible, nor did he testify regarding any
other instance of silence that defendant had identified in his
supplemental memorandum. Rather, the officer testified as follows:
"Well, the first thing that I told [defendant]
was -- was that we've continued to investigate this; we've developed
more information. And I just simply told him 'I don't have any doubt
you were there. I think you were there at the time of the homicide.
And -- you know -- the issue with us is that we at this point need
to know what your involvement is.' While I'm talking with him saying,
'Hey. I need to talk to you about a murder,' he is almost casual in
his appearance. He's got his arms crossed. He's looking away, down,
kind of off to the side of his lap. He would be nonresponsive to
some statements and questions, so I'd have to repeat them to get him
to respond to me. I told him that -- you know -- 'Hey. I really need
to talk to you about this situation. And I know you were there when
this happened.' And his response to that was to say, 'I don't know
what you're talking about.' And I would follow that up with, 'Well,
I'm talking about a murder. I'm talking where someone has been
stabbed to death. Someone has stolen her jewelry, and people are
saying you're the one involved in that.' And he would say, 'I don't
know what you're talking about.'"
The issue that defendant raises on review is narrow.
He does not argue that, when he remained silent in response to the
officers' questions, he invoked his right to silence and all questioning
therefore had to stop. Cf. State v. Longo, 341 Or 580, 592-93,
148 P3d 892 (2006) (recognizing that selective refusal to talk on some
subjects did not foreclose questioning on other subjects). Rather, he
argues that his intermittent silences were selective invocations of his
constitutional right to remain silent and that, when the officer
testified at trial that he had remained silent in response to the
officers' questions, the officer impermissibly commented on defendant's
invocation of his constitutional right to remain silent.
One difficulty with defendant's argument is the
factual premise that underlies it. The officer did not testify at trial
that defendant remained silent in response to his questions. Rather, he
testified that defendant hesitated and then answered. The officer told
the jury that defendant "would be non-responsive to some statements and
questions, so I'd have to repeat them to get him to respond to me." The
officer went on and set out defendant's responses to his questions --
responses in which defendant denied any knowledge of the events to which
the officer referred. Far from testifying that defendant remained silent
in the face of questions, the officer testified only that defendant
paused before responding.
On September 30, 1999, the state appealed the trial
court's pretrial order. The state conceded that the officers had
obtained the evidence illegally but argued that the trial court erred in
concluding that the inevitable discovery doctrine did not apply.
State v. Johnson, 177 Or App 244, 247, 35 P3d 1024 (2001) (Johnson
I). The state contended that the jail staff would have inventoried (and
thus seized) defendant's clothing at the jail if the officers had not
illegally seized the clothing earlier. Id. at 250. It followed,
the state reasoned, that the inevitable discovery doctrine applied.
Id. The Court of Appeals disagreed, concluding that, even if jail
staff would have inventoried defendant's clothes after his arrest and
seized them temporarily for that purpose, the state had failed to show
that the jail staff would have seized that clothing for all the purposes
of a criminal investigation, such as forensic testing. Id. at
252. Accordingly, on October 17, 2001, the Court of Appeals affirmed the
trial court's order suppressing the evidence.
While the state was pursuing its appeal, it applied
to the trial court for a search warrant authorizing the seizure of the
boots and clothes. That court issued the warrant, authorizing the police
to seize and analyze the clothing "located at the Salem Police
Department." After the state lost its appeal, it did not petition for
review of the Court of Appeals decision. It chose instead to rely on the
seizure pursuant to the warrant. Defendant then moved to suppress the
evidence seized pursuant to the warrant. He argued that the police
officers were able to locate the clothing and boots for the purpose of
executing the warrant only because of their earlier, illegal seizure of
that evidence. The trial court agreed and again suppressed the evidence.
On July 24, 2003, this court upheld the trial court's
order. See id. at 511. The court began by examining the question,
previously unanswered in state law, of how the burdens of production and
persuasion should be allocated when the state claims that a warranted
search or seizure is not the product of an earlier illegality. Id.
at 519-21. This court concluded that, if a defendant meets the burden of
"establishing a 'factual nexus' between the unlawful police conduct and
the challenged evidence," then the burden of persuasion shifts to the
state to prove that the evidence was not tainted by the unlawful conduct.
Id. at 520-21.
After this court determined that the trial court
correctly had allocated the burdens of production and persuasion, it
considered whether the evidence supported the trial court's conclusion
that the state had failed to meet its burden of persuasion that the
seizure of the evidence pursuant to the warrant was not a product of the
earlier illegality. Id. at 522-23. On that issue, the court
reviewed the evidence before the trial court and concluded that,
although the trial court could have found that the state had met its
burden of persuasion, it could not say as a matter of law that the trial
court erred in finding otherwise. Id. at 523-26. Accordingly, the
court affirmed the trial court's order suppressing the evidence that the
state had seized pursuant to the warrant. Id. at 526.
Immediately after this court issued its decision in
Johnson II, the trial court offered defendant a trial date of
November 10, 2003. Defendant agreed to postpone the trial further,
pushing it back to February 2004. In October 2003, defendant filed a
pretrial motion to dismiss for lack of a speedy trial, arguing that the
state had violated his rights under ORS 135.747, Article I, section 10,
of the Oregon Constitution, and the Sixth Amendment to the United States
Constitution.
After a hearing on the motion to dismiss, the trial
court found that the "lion's share" of the pretrial delay had been
caused by two unsuccessful and "unduly lengthy" state's appeals. The
court noted that the first appeal took nearly two years and found that
the state's attorney assigned to the case had failed to give the appeal
the "highest priority," working instead on "a number of less serious
cases in lieu of this case." The court found that the second appeal "was
poorly timed, of questionable value and added eighteen months to an
already unnecessarily long pretrial delay." Although the court
questioned the value of the state's two pretrial appeals, it denied
defendant's motion to dismiss. It found that defendant had failed to
prove that the delay had prejudiced him. The court reasoned:
"Although the length of the delay and the reasons
for the delay analysis suppor[t] Defendant's motion, the Court finds
the prejudice prong has not been met. Facts supporting a finding of
actual prejudice are likely to become apparent only following trial,
when a comprehensive analysis can be made of the evidence still
available following delay."
After the guilt phase but before the penalty phase of
his trial, defendant renewed his motion to dismiss, arguing once again
that the state had denied his right to a speedy trial. Defendant based
his motion in part on what he characterized as "the testimony contained
in the record regarding numerous instances of faded or absent memories
of witnesses." He also based it on missing evidence regarding cigarette
butts and a photo throw-down. In support of his motion, defendant filed
an affidavit describing the ways in which the delay had "substantially
affected [his] physical and mental well-being." The affidavit referred,
among other things, to trouble sleeping due to the stress of being in
jail, weight loss due to anxiety, the loss of "important family members"
and "all hope," and trouble concentrating on helping his attorney with
the case.
When a defendant charged with murder raises statutory
and constitutional speedy trial claims, we reverse our usual order of
analysis and consider the constitutional claims first. State v.
Harberts, 331 Or 72, 81, 11 P3d 641 (2000). We do so because a
defendant who prevails on a constitutional speedy trial claim is
entitled to dismissal with prejudice. Id. When a defendant who is
charged with murder prevails on a statutory speedy trial claim, he or
she is entitled only to dismissal without prejudice and faces the
prospect of another prosecution for the same crime. Id.
Accordingly, we begin with defendant's state constitutional claim.
Article I, section 10, of the Oregon Constitution
provides, in part, that "justice shall be administered * * * without
delay." Even though that provision refers broadly to the administration
of justice, this court has held that it is "similar" to the command
contained in the Sixth Amendment that, "[i]n all criminal prosecutions,
the accused shall enjoy the right to a speedy * * * trial." State v.
Mende, 304 Or 18, 22, 741 P2d 496 (1987); see also Harberts,
331 Or at 81-86 (describing the two provisions as substantially the same).
The two provisions are not identical, however. See Haynes v. Burks,
290 Or 75, 80, 619 P2d 632 (1980) (so noting). For instance, a
defendant's failure to invoke his or her right to a speedy trial is
neutral in the state constitutional analysis while the failure to invoke
the federal right can weigh against a defendant. Id.
Even though a pretrial appeal is part of the
administration of justice, an undue and "wholly unjustified" delay in
prosecuting a pretrial appeal can result in the denial of a defendant's
rights under Article I, section 10. See Haynes, 290 Or at 90 (so
stating); accord Harberts, 331 Or at 89-91. In assessing the
effect of the delay, the court considers both the length of the delay
and the reasons for it. When the state pursues a reasonable pretrial
appeal with diligence, the delay will weigh only slightly against the
state. See Harberts, 331 Or at 90 (stating proposition). On the
other hand, the delay resulting from a pretrial appeal will weigh more
heavily against the state if considerable delay already has occurred, if
the state lacks a "strong justification" for the appeal, and if the
state fails to give the appeal sufficient priority. See id. at
91-93 (stating those propositions).
"must assess prejudice to the defendant in light
of the interests that the speedy-trial requirement was designed to
protect: (1) to prevent oppressive pretrial incarceration; (2) to
minimize the anxiety and concern of the criminally accused; (3) and
to limit the possibility that the defense will be impaired."
Id. When a defendant proves that "the delay
caused a 'reasonable possibility of prejudice' to the ability to prepare
a defense," that will weigh in the defendant's favor. Harberts,
331 Or at 86 (quoting State v. Ivory, 278 Or 499, 508, 564 P2d
1039 (1977)); see also Haynes, 290 Or at 82 (indicating that
something more "concrete" is called for if trial has occurred). However,
when the value of unavailable evidence is only speculative, the
unavailability of that evidence will not factor significantly in the
analysis. See Tiner, 340 Or at 557-58 (loss of witness's unknown
testimony not sufficient to warrant dismissing charges); State v.
Emery, 318 Or 460, 473-74, 869 P2d 859 (1994) (same).
This court is bound by a trial court's findings of
historical fact if there is evidence in the record to support them.
Johnson II, 335 Or at 523. Accordingly, the trial court's findings
of fact concerning the length and reasons for the delay, as well as the
type, level, and cause of any anxiety that defendant suffered, are
binding if supported by evidence. See Harberts, 331 Or at 94 (so
indicating). How those findings of historical fact factor into the
constitutional analysis presents a question of law. See id. at
91-92 (so indicating).
In this case, the grand jury indicted defendant on
June 25, 1998. SeeState v. Vasquez, 336 Or 598, 612-13,
88 P3d 271 (2004) (explaining that the period for assessing a speedy
trial claim begins when the state initiates criminal charges against a
defendant by indictment or its equivalent). Trial began on March 8,
2004. The period between indictment and trial was five years and eight
months. Defendant does not argue that the state intended to hamper his
defense through delay or that the delay was so long that it is
sufficient, without more, to establish a violation of his speedy trial
rights. See Harberts, 331 Or at 86 (recognizing those bases for
proving a speedy trial violation). The delay, however, is "substantially
greater than the average." See Mende, 304 Or at 23-24.
Accordingly, we consider the reasons for the delay and the prejudice to
the defendant, bearing in mind that the length of the delay weighs
against the state. See id. (following similar course).
We accept the trial court finding of
historical fact that the "lion's share" of the delay in this case stems
from the state's two appeals. The question of law for this court,
however, is whether the state acted unreasonably and without a
sufficient justification in pursuing the two appeals. See id. at
92-93 (reviewing those issues as questions of law). On that issue, the
trial court reasoned that the appeals were "unduly lengthy" due, in part,
to the state's failure to prioritize its first appeal. It is true that
the state could have pursued the first appeal with greater diligence;
however, the state's attorney moved for only two 28-day extensions of
time in which to file the opening brief in part because of the other
cases for which she was responsible. We cannot say that the state took
an unreasonably long time to brief the case or contributed unduly to the
delay. Indeed, defense counsel sought more than three months of
extensions to file the answering brief and added to the delay with a
cross-appeal that defendant ultimately abandoned. To be sure, part of
the delay also derived from the state's motion to supplement the record
and its motion for a limited remand. The purpose of those motions,
however, was to speed up the process, not slow it down.
We also disagree with the trial court's implicit
conclusion that the state acted unreasonably in pursuing the two appeals.
The second appeal presented unresolved issues of state law, and its
outcome was far from a foregone conclusion. See Johnson II, 335
Or at 520 (explaining that the allocation of burdens of production and
persuasion presented an unresolved issue of state law). If the trial
court had erred in placing the burden of persuasion on the state, then
the factual finding on which its order depended would have had no force.
We also conclude that the state acted reasonably in pursuing its first
appeal. Not only had the trial court based its ruling on a statute that
had been superseded, but the appeal presented a novel issue of state law
-- how the inevitable discovery doctrine applies to unlawful seizures as
opposed to unlawful searches. Johnson I, 177 Or App at 248-50.
The fact that the state did not prevail on the two appeals does not mean
that it acted unreasonably in pursuing them.
In sum, looking at the length of the delay and the
two appeals responsible for most of it, we conclude that the length of
the delay weighs against the state but that the state did not act
unreasonably in taking or pursuing the two appeals. See Haynes,
290 Or at 86-87, 90-91 (rejecting speedy trial claim in case involving
two pretrial appeals); cf. Tiner, 340 Or at 556-57 (concluding
that little justification existed for delay caused by an unwarranted
appeal); Harberts, 331 Or at 92, 98 (finding speedy trial
violation where state pursued an appeal with little likelihood of
success, after much delay already had occurred, and then failed to
prioritize that appeal and ultimately abandoned it).
The final factor is prejudice to the defendant. On
that point, defendant argues that he suffered prejudice to all three
interests protected by the speedy trial requirement in the form of
lengthy incarceration, anxiety, and impairment of his defense. With
regard to the first interest, the length of the pretrial incarceration
in this case cuts against the state. With regard to the second interest,
the trial court found, in ruling on defendant's speedy trial motion,
that he appeared "in good health without visible stress." Accordingly,
the second interest does not advance defendant's speedy trial claim.
See State v. Dykast, 300 Or 368, 378, 712 P2d 79 (1985) (reaching
similar conclusion under comparable facts).
At trial, Stacy Satter and Donald Blocker testified
regarding defendant's attempts to trade jewelry and other valuables for
methamphetamine shortly after the victim's death. Satter testified that,
when she met defendant in a park, he had a backpack containing jewelry
and a Citizens Band radio that he was trying to trade for drugs.
Defendant initially had asked Blocker to make the trade. According to
Satter, Blocker took the jewelry but not the radio to see if he could
trade it for drugs. When Blocker's efforts proved unsuccessful, Satter
took the jewelry and was able to trade it for a small amount of
methamphetamine, which she brought back to defendant and Blocker.
Blocker testified consistently with Satter. He did
not remember seeing a radio but testified that he had attempted to trade
the jewelry unsuccessfully. He also testified that, in talking with
defendant about where he had gotten the jewelry, defendant "said he
offed the bitch for what he had" -- i.e., for the jewelry that he
was trying to trade for drugs. Blocker testified, as Satter had, that
she took the jewelry and was able to trade it for a small amount of
methamphetamine, which he and defendant consumed.
Two other witnesses, Vicki Free and Earl Jones,
testified regarding different encounters with defendant. While defendant
was visiting Free's home shortly after the murder, he gave her two pairs
of earrings, which were similar to earrings that the victim had owned.
Jones was Free's fiancé. He was not present when defendant gave Free the
earrings. However, Jones testified that he saw defendant later that same
day. He noticed that defendant had some rings, an Elgin watch, and cell
phones that he was trying to trade for drugs. Jones testified that Free
had not been present and had not seen the watch but that he may have
told her about it.
Defendant contends that, by the time of trial,
Blocker and Free had forgotten critical details about those incidents
that could have aided his defense. He notes that Free could not remember
whether she had told the police that he had a watch and Blocker could
not remember whether defendant had a Citizens Band radio that he was
trying to trade for drugs. Defendant argues that, if Free and Blocker
had remembered that he possessed that property in addition to the
jewelry, the jury could have inferred that he trafficked generally in
stolen property and that he had received the victim's jewelry in the
course of that enterprise rather than as a result of killing her and
stealing the property from her.
Even if some witnesses suffered a loss of memory,
other witnesses testified to the same facts that defendant argues the
jury should have heard. That evidence permitted defendant to argue that
he came into possession of the victim's jewelry as a result of
trafficking in stolen property generally and not as a result of killing
the victim. Beyond that, the inference that defendant seeks to draw from
the fact that he possessed other stolen property for trade -- i.e.,
that he came into possession of the victim's jewelry as a result of
trafficking in stolen property -- seems somewhat strained in light of
defendant's statement to Blocker that he came into possession of the
jewelry as a result of "off[ing] the bitch."
"If a defendant charged with a crime, whose trial
has not been postponed upon the application of the defendant or by
the consent of the defendant, is not brought to trial within a
reasonable period of time, the court shall order the accusatory
instrument to be dismissed."
However, even when the state has not brought a
defendant to trial within a reasonable period of time, ORS 135.750
provides that the trial court may continue the case if "sufficient
reason therefor is shown."
If the state has failed to bring a defendant to trial
within a reasonable period of time, then the remaining question is
whether there is "sufficient reason" to continue the case. ORS 135.750.
In deciding the sufficiency of the reason, this court has looked to the
purposes for enacting the speedy trial statute -- to clear out cases
that "are languishing in the criminal justice system" and to serve as a
"housecleaning" mechanism for trial court dockets. Johnson, 339
Or at 90-91. The question whether the delay is reasonable and the
question whether there is sufficient reason to continue the case present
questions of law. Id. at 86-87.
We also note that defendant's statutory speedy trial
claim entails an issue that his constitutional speedy trial claims did
not. The legislature specifically has authorized the state to take
pretrial appeals from, among other things, adverse rulings on
suppression motions. See ORS 138.060(1)(c). Although that
legislative decision does not affect the decision whether the state has
honored a defendant's constitutional right to a speedy trial, it does
bear on the statutory questions whether the state has brought a
defendant to trial within a reasonable period of time and, if not,
whether there is a sufficient reason to continue a case. To hold
otherwise would effectively prevent the state from reasonably pursuing a
procedure that the legislature specifically has authorized. It follows
that, when, as in this case, the state reasonably has made a decision to
take two pretrial appeals and has prosecuted those appeals with
reasonable diligence, either the resulting period of time is reasonable
under ORS 135.747 or a sufficient reason exists for continuing the case
under ORS 135.750. The trial court did not err in denying defendant's
statutory speedy trial claim.
Defendant finally assigns error to the trial court's
ruling regarding his use of expert testimony. The court ruled that
introducing expert testimony regarding footprints found at the victim's
home would open the door to evidence regarding defendant's boots that
the trial court had suppressed. The ruling that defendant challenges has
a lengthy history. We first summarize that history and then set out the
ruling to which defendant assigns error before turning to defendant's
arguments.
Defense counsel responded that, if the state offered
Stoelk's testimony, they intended to introduce expert testimony to
establish that visual observations were not a reliable way to identify
the source of the bloody footprint. Rather, scientific testing was
required. The state replied that introducing that evidence would imply
inaccurately that it had not done any scientific testing when, in fact,
it had done so. The state contended that, if defendant sought to
introduce that evidence, he would open the door to the evidence that the
trial court had ordered suppressed.
After the state had presented its case-in-chief,
defense counsel made an offer of proof in which they took a different
position. As the initial part of an offer of proof, they observed that
there were two distinct sets of footprints in the victim's house. One
set of footprints was consistent with the pattern that Stoelk had
noticed on the soles of defendant's boots. There also was a second,
different set of footprints on a broken knife blade, on some papers
lying near the victim's body, and in the mud outside the victim's home.
Defense counsel reasoned that the second set of footprints was more
immediately connected with the victim's death than the first.
Defense counsel explained that they wanted to
introduce a pair of defendant's tennis shoes to show that his tennis
shoes did not match the second set of footprints. Defense counsel also
wanted to call Detective Stoelk to testify to evidence that the defense
successfully had objected to earlier, that is, they wanted to call
Stoelk to testify that the boots that defendant had been wearing when
the officers arrested him were consistent with the first set of
footprints found at the crime scene.
The court and the parties discussed the issue off the
record, at which point defense counsel explained that they also intended
to introduce expert testimony to show that there were two sets of
footprints in the victim's house. The trial court announced a tentative
ruling, which it later put on the record. The court observed that, by
introducing evidence relating to defendant's boots, defendant ran the
risk of opening the door to the evidence that the court previously had
suppressed, and it sought to identify how far defendant could go without
opening the door. The court stated that defendant could introduce "lay
evidence" that two different sets of footprints were found at the scene
of the crime. It also recognized that defendant could call Stoelk to
testify that defendant had been wearing boots that were consistent with
one set of footprints. It reasoned that the introduction of that
evidence would not "ope[n] the door to the entire suppressed evidence or
the comparison made by the Oregon State Crime Lab of the defendant's
boots with the latent[ footprints] left at the s[cene]."
The trial court explained that it was concerned that,
if the defense went further and introduced expert testimony regarding
the footprints, the jury would draw the incorrect inference that the
state had failed to make comparable scientific tests of defendant's
boots. The court observed that the only issue on which defendant
apparently wanted to introduce expert testimony -- that there were two
sets of footprints in the victim's house -- did not require an expert.
Rather, the court explained that it was apparent from the photographs
that there were two different sets of prints.
Later, defendant completed his offer of proof. The
offer of proof revealed that the expert would testify that there were
two distinct sets of footprints at the crime scene. The first had been
made by a shoe with a lug type sole; the second had been made by a shoe
with an oval and bar pattern on the sole. The expert would testify that
the second pattern was visible on the knife blade, on a spot of blood
near the knife blade, on papers surrounding the victim's body, and in
the mud outside of the victim's house. In each instance, the oval and
bar pattern was the same. In the expert's opinion, the more complete
footprint in the mud made clear what was "fairly convincing" from the
other prints alone -- that the oval and bar pattern had been made by a
shoe.
The court, in turn, asked the state why introducing
expert, as opposed to lay, testimony would be prejudicial. The state
explained that, if defendant's witness testified as an expert, the jury
would be aware that the expert had made a series of measured and scaled
comparisons between the footprints. The jury also would know, given
defendant's offer of proof, that the police had noticed the soles of
defendant's boots when they arrested him and that the soles of his boots
appeared to match one set of footprints at the crime scene. The state
argued that the jury incorrectly would infer from that limited evidence
that the police had failed to make any further examination of
defendant's boots or undertake any scientific tests to determine whether
they matched the footprints at the scene of the crime.
After considering the parties' arguments, the trial
court ruled:
"I believe, once again, we get into what will be
improper inferences for the jury to draw if we get into expert
testimony, particularly because it is true that those same kind of
measurements were done [by the state] with regard to defendant's
boots. And if we get scientific, the [jury is] going to understand
that that's something that gets done and that in fact should have
been done in this case, and they're going to conclude that it wasn't.
And so I think we're on a safe path if we only have lay testimony
with regard to the observations of the latent[ footprints found at
the crime scene] and observations of any footwear. And as long as
the cross-examination of various witnesses is only lay testimony,
then I think that we're still on safe ground."
The court's ruling did not preclude defendant from
offering his expert's testimony. However, if defendant chose to offer
expert testimony, he would open the door to the state's expert testimony
that defendant's boots were generally consistent with the first set of
prints found at the crime scene.
Defendant chose not to offer expert testimony and
open the door to the tests that the state had done on his boots. Rather,
he offered lay and photographic evidence to prove that there were two
sets of footprints and to show that one set of footprints was found on
the knife blade, on the papers surrounding the body, and in the mud.
Defense counsel also called Stoelk to show that defendant had been
wearing boots that were consistent with the other set of shoe prints.
Defense counsel asked Stoelk whether he had seen a "partial shoe
impression etched in blood" made by a "full-sized shoe having a heavy,
cleated lug sole type design on the shoe sole" at the crime scene. When
Stoelk said that he had seen such a shoe impression, defense counsel
then asked Stoelk whether the soles of the work boots that defendant had
been wearing "appeared to be similar to the heavy, cleated lug type work
boot impressions which you observed at the crime scene." Stoelk
testified that they were.
In closing, defendant argued those same points, and
the state did not dispute them. Rather, the state agreed that there were
two sets of footprints at the scene of the crime and that only one of
them was consistent with defendant's boots. The state disagreed with the
inferences to be drawn from those facts -- i.e., whether
defendant or someone else was personally and intentionally responsible
for murdering the victim. But the state did not disagree with the
underlying facts regarding the two sets of footprints on which defendant
based his argument.
We think that the trial court's ruling in this case
is consistent with the holding in Miranda. Defendant wanted to
present expert testimony regarding the two sets of footprints; he also
wanted to introduce evidence that the soles of his tennis shoes did not
match one set of footprints found at the crime scene and that an officer
had noted that his boots were consistent with another set of footprints
found there. The trial court correctly recognized that, given only that
evidence, the jury would infer (correctly) that expert testimony was
necessary in this area and (incorrectly) that the state had failed to
test critical evidence. The inference was particularly problematic
because one of the defense theories was that the state had failed to
test and preserve critical DNA evidence. The partial presentation of
evidence regarding his boots that defendant sought to introduce bled all
too easily into the same theme -- that the state had failed to test
defendant's boots even though the officers were aware that they could be
linked to the murder.