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Dorsie Leslie
JONES Jr.
Same day
February 1, 2001
OKLAHOMA - An inmate on death row longer than any other was
executed Thursday for a 1979 murder at a Lawton bar. D.L. "Wayne"
Jones Jr., 61, was pronounced dead at 9:16 p.m. from a lethal dose
of drugs at the Oklahoma State Penitentiary.
Jones, a Lawton carpenter, was convicted of
killing 48-year-old Stanley Eugene Buck Sr. He also wounded Buck's
19-year-old son, Stanley Buck Jr., and Betty Jean Strain, 40.
Jones
had been on death row longer than any other because of an extended
appeals process that resulted from a U.S. Supreme Court ruling in a
separate case 16 years ago.
He met Strain at another bar earlier that day and
became angry at her for slipping out while Jones was on the phone,
said Sandy Howard, chief of the criminal appeals division for the
state attorney general's office. He encountered Strain at another
bar, the Wichita Lounge, where a bartender noticed a gun sticking
out of his boot and asked Jones to cover it.
Jones threatened to shoot her, then brandished
the weapon and opened fire, saying he would kill everyone in the
tavern. Strain was wounded under the right breast and managed to
walk to another bar for help while Jones confronted the Bucks, who
were drinking sodas, eating chicken and playing pool.
He did not know them and asked Stanley Buck Jr.
what they were doing before shooting the father in the head at point
blank close range. Jones shot Stanley Buck Sr. again as he lay dying.
He shot Stanley Buck Jr. twice in the bar and
followed him outside and purportedly said "if I let you live you'll
tell the cops, won't you?" before shooting the son a 3rd time.
Stanley Buck Jr. managed to stumble to a nearby fruit stand and
motioned to call police because he could not talk.
Lawton detectives
arrested Jones without incident at his home a short time later.
Jones said a combination of alcohol and drugs rendered him
unconscious of the acts. Witnesses said Jones did not appear drunk.
Stanley Buck Jr., who was partially paralyzed
from his wounds, said Jones' execution was long overdue. "My father
was not given but an instant to contemplate his life. Jones has had
20 years to contemplate his," the son wrote the state Pardon and
Parole Board, which rejected clemency last week.
Strain's injuries
resulted in the removal of her spleen at the time. She has since
died. Prosecutors successfully argued that aggravating circumstances
warranted the death penalty, partly because the act was especially
heinous, atrocious and cruel. Prosecutors also said Jones intended
to kill others at the bar, another aggravating circumstance.
Jones becomes the 8th condemned inmate to be put
to death this year in Oklahoma and the 38th overall since the state
resumed capital punishment in 1990. Jones is the 121 condemned
inmate to be put to death in Oklahoma since statehood. Jones becomes
the 12th condemned inmate to be put to death this year in the USA
and the 695th overall since America resumed executions on January
17, 1977.
A jury found
petitioner guilty of first degree murder and two
counts of assault and battery with a dangerous
weapon and sentenced him to death for the murder
conviction and to twenty and fifteen years'
imprisonment for the other two convictions. The
Oklahoma Court of Criminal Appeals affirmed the
convictions and sentences. See Jones v. State, 648
P.2d 1251 (Okla. Crim. App. 1982), cert. denied, 459
U.S. 1155 (1983). That court also affirmed the state
trial court's denial of petitioner's first
application for post-conviction relief. See Jones v.
State, 704 P.2d 1138 (Okla. Crim. App. 1985).
On November 18,
1985, petitioner filed a petition for writ of habeas
corpus in federal district court. After directing
petitioner to exhaust state court remedies on
various claims, the district court administratively
closed the case without prejudice to reopening.
Petitioner filed a second state application for
post-conviction relief. The state trial court denied
relief, and the Oklahoma Court of Criminal Appeals
affirmed, see Jones v. State, No. PC-91-0756 (Okla.
Crim. App. Mar. 28, 1995) (unpublished order).
Thereafter, petitioner filed a revised federal
habeas petition, and the district court reopened the
case. The court denied habeas relief and granted a
certificate of probable cause.
On appeal,
petitioner asserts the following grounds for relief:
(1) there is insufficient evidence in the record to
support the unconstitutionally applied heinous,
atrocious, or cruel aggravating circumstance; (2)
his right to remain silent and his right to
confrontation were violated; (3) the prosecutor
improperly questioned him, leading the jury to
believe he would be released if found not guilty by
reason of insanity; and (4) his appellate counsel
provided ineffective assistance. We affirm.
STANDARD OF REVIEW
Because petitioner
filed his initial federal habeas petition long
before the effective date of the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA), AEDPA
does not apply to this appeal. See Lindh v. Murphy,
521 U.S. 320, 322-23 (1997). Under pre-AEDPA law,
this court affords a presumption of correctness to
state court factual determinations. See Williamson
v. Ward, 110 F.3d 1508, 1513 & n.7 (10th Cir. 1997);
see also Demosthenes v. Baal, 495 U.S. 731, 735
(1990) (per curiam) (holding federal courts may
overturn state court factual determinations only
upon concluding they are not fairly supported by
record).
This court reviews
the district court's conclusions of law de novo and
its factual findings for clear error. See Foster v.
Ward, 182 F.3d 1177, 1183 (10th Cir. 1999). "When
the district court's findings are based merely on a
review of the state record, we do not give them the
benefit of the clearly erroneous standard but
instead conduct an independent review." Smallwood v.
Gibson, 191 F.3d 1257, 1264 n.1 (10th Cir. 1999). "We
may grant relief to a state prisoner only if state
court error deprived him of fundamental rights
guaranteed by the constitution of the United States."
Brown v. Shanks, 185 F.3d 1122, 1124 (10th Cir.
1999) (quotations omitted).
FACTS
On August 14,
1979, petitioner was drinking beer with Betty Strain
at the Wichita Lounge in Lawton, Oklahoma. Royce
Linker, who worked at the bar, noticed a gun
protruding from the top of petitioner's boot. She
asked him to cover the gun with his pant leg.
Petitioner told her to shut up or he would blow her
head off. See Tr. vol. 2 at 402.
He also stated
that he came to kill everyone in the bar, and she
would be first. See id. at 428, 432-33, 498.
Immediately thereafter, petitioner pointed the gun
at Ms. Linker, who ducked and crawled behind the bar
to hide. Petitioner fired the gun, and the bullet
hit Ms. Strain, who fled from the bar. See id. at
404.
Petitioner then
turned to Stanley Buck, Sr. and his son Stanley
Buck, Jr. and asked them what they were doing. See
id. at 500. They indicated that they were shooting
pool. Petitioner shot both of them.1
See id. at 440, 502-03. Petitioner asked Mr. Buck,
Sr., after the first shot, if he was dead and then
shot him again. He died as a result of the gunshot
wounds.
Petitioner
testified at trial that on the day of the murder he
had probably taken the prescription drug Ativan and
had drunk two shots of whiskey and one beer. His
defense was that the interaction of the drug and
alcohol rendered him unconscious of his acts and
therefore temporarily insane. He testified that he
did not know if he had done the things about which
the other witnesses had testified. See id. at 647.
The jury rejected
petitioner's insanity defense and found him guilty
of murder. At the sentencing stage, the jury found
two aggravating circumstances: the murder was
especially heinous, atrocious, or cruel and
petitioner knowingly created a great risk of death
to more than one person.
DISCUSSION
I. HEINOUS,
ATROCIOUS, OR CRUEL AGGRAVATOR
Petitioner argues
there is insufficient evidence to support the
unconstitutionally applied heinous, atrocious, or
cruel aggravating circumstance. The trial court
instructed the jury as follows:
You are further
instructed that the term "heinous", as that term is
used in these instructions means extremely wicked or
shockingly evil, and that "atrocious" means
outrageously wicked and vile; and "cruel" means
designed to inflict a high degree of pain, utter
indifference to, or enjoyment of, the suffering of
others; pitiless.
O.R. at 173. After
petitioner's conviction, the Supreme Court held that
this instruction was unconstitutional as applied.
See Maynard v. Cartwright, 486 U.S. 356, 360 (1988);
see also Cartwright v. Maynard, 822 F.2d 1477,
1485-91 (10th Cir. 1987). Subsequently, the Oklahoma
Court of Criminal Appeals narrowed the aggravator,
holding that it only applies to those murders which
are preceded by torture or serious physical abuse.
See Stouffer v. State, 742 P.2d 562, 563 (Okla. Crim.
App. 1987); see also Phillips v. State, 989 P.2d
1017, 1039 (Okla. Crim. App. 1999). This narrowed
construction is constitutionally permissible. See
Duvall v. Reynolds, 139 F.3d 768, 792-93 (10th
Cir.), cert. denied, 119 S. Ct. 345 (1998).
The Oklahoma Court
of Criminal Appeals, in reviewing the denial of
petitioner's second post-conviction application,
properly applied this narrowed construction. See
Walton v. Arizona, 497 U.S. 639, 653-54 (1990)
(holding state appellate court may properly
determine whether evidence supports a properly
limited aggravator); see also Richmond v. Lewis, 506
U.S. 40, 47 (1992) (stating state appellate court
can rely on adequate narrowing construction in
curing error caused by unconstitutionally vague
aggravating factor); Davis v. Executive Dir. of
Dep't of Corrections, 100 F.3d 750, 767, 772 (10th
Cir. 1996) (determining state court may properly
cure error by correctly applying narrowed
construction).
Reweighing the
evidence under the narrowed construction, the
Oklahoma appellate court determined the murder was
especially heinous, atrocious, or cruel. The court
stated petitioner "was wholly indifferent to the
pain inflicted upon the victim" and "'[t]he unarmed
victim lay wounded and pleaded for his life, yet the
[petitioner] coldly and deliberately shot him at
point blank range and then continued to mock the
victim as he bled to death.'" Jones, No. PC-91-0756,
slip op. at 4 (quoting Jones, 648 P.2d at 1259).
The court
concluded the deceased was tortured and knew death
was "eminent." Id. On habeas, the federal district
court concluded there was sufficient evidence in the
record to support finding this aggravator under a
narrowed construction of the instruction, even
though no evidence in the record supported the
Oklahoma Court of Criminal Appeals' finding the
victim pleaded for his life.
Petitioner argues
the evidence does not support the Oklahoma Court of
Criminal Appeals' determination that the murder was
especially heinous, atrocious, or cruel, because no
evidence supports that court's finding "[t]he
unarmed victim lay wounded and pleaded for his life."
Id. On federal habeas review of the state appellate
court's determinations, this court reviews the state
court's application of the narrowed construction
under the "rational factfinder" standard of Jackson
v. Virginia, 443 U.S. 307 (1979). See Davis, 100
F.3d at 767-68 (citing Richmond, 506 U.S. at 47);
see also Lewis v. Jeffers, 497 U.S. 764, 783 (1990).2
We will uphold the
state appellate court's determination "so long as a
rational factfinder could have found the elements
identified by the construction here that the crime
involved torture or physical abuse." Hatch v.
Oklahoma, 58 F.3d 1447, 1469 (10th Cir. 1995). A
challenge to the sufficiency of the evidence under
Jackson presents a question of law. See Moore v.
Gibson, 195 F.3d 1152, 1176 (10th Cir. 1999).
Under Oklahoma law,
the torture or serious physical abuse required by
the properly narrowed aggravator may include
infliction of great physical anguish or extreme
mental cruelty. See Phillips, 989 P.2d at 1039;
Cheney v. State, 909 P.2d 74, 80 (Okla. Crim. App.
1995). Conscious physical suffering of the victim
must occur before death and any extreme mental
distress must result from the petitioner's
intentional acts. See Cheney, 909 P.2d at 80.
Any mental torture
must produce mental anguish in addition to that
which necessarily accompanies the underlying killing.
See id. The analysis focuses on the acts of the
petitioner and the level of tension created. See
Martinez v. State, 984 P.2d 813, 830 (Okla. Crim.
App. 1999); Cheney, 909 P.2d at 80. Oklahoma law,
however, is unclear as to the length of time a
victim must be terrorized before there is mental
torture. Compare Turrentine v. Oklahoma, 965 P.2d
955, 976 (Okla. Crim. App. 1998) ("The length of
time which the victim suffers mental anguish is
irrelevant.") (further quotation omitted), and
Berget v. State, 824 P.2d 364, 373 (Okla. Crim. App.
1991) (same), with Washington v. State, 989 P.2d
960, 975 (Okla. Crim. App. 1999) ("The mental
torture element is confined to cases in which the
victim is terrorized for a significant period of
time before death.") (further quotation omitted),
Turrentine, 965 P.2d at 976 (same), and Cheney, 909
P.2d at 81 (same).
There is no mental
anguish, however, when death probably occurs
instantaneously. See Booker v. State, 851 P.2d 544,
548 (Okla. Crim. App. 1993). Evidence that the
victim was conscious and aware of the attack
supports a finding of torture. See Le v. State, 947
P.2d 535, 550 (Okla. Crim. App. 1997); see also
Hooks v. Ward, 184 F.3d 1206, 1240 (10th Cir. 1999)
(noting Oklahoma law requires murder victim to be
conscious during at least part of attack); Spears v.
State, 900 P.2d 431, 443 (Okla. Crim. App. 1995) ("conscious[ness]
. . . is the critical inquiry in determining whether
a murder was especially heinous, atrocious or
cruel"); Neill v. State, 896 P.2d 537, 556 (Okla.
Crim. App. 1994) (permitting finding of aggravator
when mental torment occurred before shooting).
We agree with both
petitioner and the federal district court that the
record does not support the Oklahoma Court of
Criminal Appeals' finding that petitioner pleaded
for his life. Nonetheless, we conclude the evidence
is sufficient to support a finding of torture or
extreme mental cruelty under the properly narrowed
aggravator. Several factors indicate mental cruelty.
First, petitioner
threatened to kill everyone in the bar. We can
assume Mr. Buck, Sr., heard petitioner's threat.
Petitioner raised his voice when making the threat.
See Tr. vol. 2, at 430. Mr. Buck, Jr., testified to
hearing petitioner arguing with Ms. Linker about the
gun protruding from the boot. See id. at 495, 498.
Mr. Buck, Sr. presumably witnessed the shooting of
Ms. Strain. Cf. Neill, 896 P.2d at 556 (finding
extreme mental anguish where victims heard co-workers
savagely murdered and realized they could be next).
According to Mr. Buck, Jr. his father "looked awful
scared" as petitioner put the gun to his father's
head and neck and pushed him toward the back of the
bar. Tr. vol. 2 at 500-03. At this time, Mr. Buck,
Sr. probably was anticipating, with some uncertainty,
harm or death to both his son and to himself. See
Neill, 896 P.2d at 556 ("Mental anguish includes the
victim's uncertainty as to his ultimate fate."); cf.
Turrentine, 965 P.2d at 977 (finding evidence
insufficient to support mental torture element, but
noting, in dicta, "[h]aving her mother killed in
front of her, and possibly her brother and then
waiting her turn, seems sufficient to warrant a
finding of mental torture").
Also, petitioner
shot Mr. Buck, Sr. without provocation. Cf.
Phillips, 989 P.2d at 1040 (considering unprovoked
manner of killing as factor in finding aggravator);
Berget, 824 P.2d at 374 (same). Furthermore, between
the first and second bullets, petitioner mocked and
taunted Mr. Buck, Sr. As Mr. Buck, Sr. lay on the
ground making sounds,3
petitioner said "[a]ren't you dead? You're dead" and
shot Mr. Buck, Sr. again. Tr. vol. 2 at 440; cf.
Phillips, 989 P.2d at 1040 (considering killer's
attitude as evidenced by taunts and verbal threats
as factors in finding aggravator).
We recognize that
Mr. Buck, Sr. probably lost consciousness thirty
seconds to two minutes after the first gunshot. See
Tr. vol. 2 at 614-15. In so recognizing, we do not
intend to suggest that anything other than
instantaneous death constitutes torture sufficient
to prove this aggravator. Cf. McCarty v. State, 977
P.2d 1116, 1134 (Okla. Crim. App. 1998) (finding
death was not instantaneous).
This is not a case
where the victim was rendered unconscious prior to
any physical injury or mental torture. The manner of
killing involved cruelty beyond the act of the
killing itself due to the threats and taunts and Mr.
Buck, Sr.'s reasonable fear of harm to himself and
to his son. Thus, we do not need to "engage in pure
speculation and guesswork" to conclude Mr. Buck, Sr.
experienced conscious mental torture before death.
Perry v. State, 893 P.2d 521, 535 (Okla. Crim. App.
1995).
Considering the
unprovoked killing of Mr. Buck, Sr., the likelihood
that he suffered both mental torture before the
first shot and between the two shots, petitioner's
attitude as evidenced by his taunts and verbal
threats, and the pitiless nature of the shootings,
we conclude there was sufficient evidence to support
the heinous, atrocious, or cruel aggravator.
Petitioner
believes the Oklahoma Court of Criminal Appeals did
not have the trial records when it performed its
review of the properly narrowed aggravator. The
federal district court noted that it did not appear
that the Oklahoma appellate court had reviewed the
trial transcript during its reweighing and instead
had looked only at the facts recited in the direct
appeal opinion. This appears to be correct, upon
comparison of the direct appeal opinion, Jones, 648
P.2d at 1259, and the second post-conviction opinion,
Jones, No. PC 91-0756, slip op. at 4.
Although it is
unclear whether the Oklahoma Court of Criminal
Appeals considered the transcript, the court said it
reweighed. While it is preferable for the Oklahoma
appellate court to reweigh based on a fresh review
of the record, we cannot say that constitutional
error occurs when a state appellate court reweighs
based upon its direct criminal appeal opinion, as
that opinion presumably reflected the record before
that court on direct criminal appeal.
II. VIOLATION OF
CONSTITUTIONAL RIGHTS
A. Fifth Amendment
Violations
Petitioner argues
the prosecutor violated his Fifth Amendment right to
silence by (1) cross-examining petitioner about his
refusal to discuss the shooting incident during his
sanity evaluation and (2) presenting the
psychiatrist who examined petitioner to testify
regarding his refusal to discuss the incident.
Respondents argue, as they did in the district court,
that this claim is procedurally barred. We agree.
Petitioner raised
this claim in his first post-conviction application,
and the Oklahoma Court of Criminal Appeals found it
to be procedurally defaulted. See Jones, 704 P.2d at
1140. Petitioner again raised this claim in his
first federal habeas petition and also intertwined
it with an ineffective assistance of appellate
counsel claim. The federal district court directed
petitioner to exhaust the ineffective assistance
claim.
Petitioner,
however, failed to raise this claim in the second
state post-conviction application either alone or
specifically as part of his ineffective assistance
of appellate counsel claim. In his revised federal
habeas petition, petitioner again argued the claim
should be heard on its merits because appellate
counsel was ineffective. The federal district court
considered the claim on the merits for that reason.
Respondents,
however, urge that this court not consider the
merits of the claim because petitioner has failed to
assert in state court his ineffective assistance of
appellate counsel claim. See Murray v. Carrier, 477
U.S. 478, 489 (1986) (deciding claim of ineffective
assistance of counsel should be presented to state
courts as independent claim before it may be
asserted as cause for procedural default).
We conclude the
merits of the ineffective assistance of appellate
counsel claim are unexhausted because petitioner did
not argue ineffective assistance of appellate
counsel with respect to this claim in his second
post-conviction application. See O'Sullivan v.
Boerckel, 526 U.S. 838, 119 S. Ct. 1728, 1731, 1732
(1999); see also Smallwood, 191 F.3d at 1267 ("Although
petitioner raised an ineffective assistance of
counsel claim . . ., he based it on different
reasons than those expressed in his habeas petition[,
and therefore] failed to exhaust his ineffective
assistance of counsel claim[]."); Demarest v. Price,
130 F.3d 922, 938-39 (10th Cir. 1997) (finding
ineffective assistance claim unexhausted when
petitioner made general allegations in state court
and specific allegations in federal habeas petition).
The state courts,
however, would now find this unexhausted claim
procedurally barred on independent and adequate
state grounds. See Smallwood, 191 F.3d at 1267 (citing
Coleman v. Thompson, 501 U.S. 722, 735 n. 1 (1991)).
This court, therefore, will consider this
procedurally defaulted claim only if petitioner can
show cause for his default and resulting prejudice
or a fundamental miscarriage of justice if the
federal courts fail to consider the claim. See
English v. Cody, 146 F.3d 1257, 1259 (10th Cir.
1998) (citing Coleman, 501 U.S. at 749-50).
Petitioner cannot
show cause. He presents no reason for failing to
raise this ineffective assistance of appellate
counsel claim in his second post-conviction
application, despite being directed to do so by the
district court, and despite the Oklahoma Court of
Criminal Appeals' consideration of other claims of
ineffective assistance of appellate counsel raised
for the first time in that application.4
Also, this court's failure to review this claim will
not result in a fundamental miscarriage of justice,
because petitioner cannot show actual innocence in
light of his admitting the shootings. See Smallwood,
191 F.3d at 1269. Accordingly, we conclude this
claim is procedurally barred.
B. Right to
Confront State's Witness
Petitioner argues
he should have been allowed to cross-examine Ms.
Linker about criminal charges pending against her,
her mental health history, and her relationship with
the decedent in order to show her bias. On the
morning of the first day of trial, the trial court
granted the State's motion in limine preventing
petitioner from questioning Ms. Linker about (1)
charges pending against her for DUI, feloniously
carrying a firearm after former conviction of a
felony, and burglary; (2) her mental health history,
other than her mental capacity at the time of the
shootings; and (3) a previous sexual relationship
with Mr. Buck, Sr. See Tr. vol. 1 at 1-9. At that
time, counsel objected. He indicated that the
pending charges were relevant because they suggested
the district attorney had made a promise of leniency
to Ms. Linker. See id.
At trial, during
cross-examination of Ms. Linker, petitioner's
counsel asked her if she had ever carried a firearm
and if she had carried one on the night of the
murder. She asserted her Fifth Amendment right
against self-incrimination to the first question and
answered "no" to the second. See id. vol. 2 at
468-69. Counsel did not ask Ms. Linker about any
pending criminal charges or contest the ruling on
the motion in limine regarding these charges.
Counsel attempted to ask Ms. Linker about her
previous mental history. The State objected, and the
trial court reminded counsel about the motion in
limine. See id. at 470. Although Ms. Linker
testified she had dated Mr. Buck, Sr., counsel did
not ask her about the nature of her relationship
with him. See id. at 490.
1. Procedural Bar/Waiver
Respondents argue
this claim is procedurally barred. Petitioner first
raised this claim in his first state post-conviction
application. The Oklahoma Court of Criminal Appeals
found it to be barred. See Jones, 704 P.2d at 1140.
Petitioner also raised the claim in his second post-conviction
application.
The Oklahoma
appellate court discussed the merits of the claim
under the ineffective assistance of appellate
counsel argument, determining (1) the trial court
erred in not allowing defense counsel to
cross-examine Ms. Linker on the pending charges in
order to show her possible bias; (2) counsel failed
to preserve the issue during cross-examination of
Ms. Linker; and (3) any error in not allowing
petitioner to impeach Ms. Linker was harmless
because her testimony was cumulative to Mr. Buck,
Jr.'s testimony. See Jones, No. PC-91-0756, slip op.
at 6-7.
On federal habeas
corpus review, the district court concluded that (1)
any error concerning pending charges or Ms. Linker's
relationship with Mr. Buck, Sr. was waived, because
counsel should have contested the ruling on the
motion in limine during cross-examination of Ms.
Linker; and (2) any error regarding any of the three
areas was harmless because trial counsel effectively
and thoroughly cross-examined Ms. Linker and because
the excluded material was not relevant to
petitioner's defense.
Petitioner did
waive any claims with respect to Ms. Linker's
pending charges and her relationship with the
decedent. Under Oklahoma law, a motion in limine is
advisory. See Cheatham v. State, 900 P.2d 414, 427 (Okla.
Crim. App. 1995). To preserve an issue, a defendant
must make an offer of proof during trial or attempt
to introduce evidence at trial. See Mitchell v.
State, 884 P.2d 1186, 1197-98 (Okla. Crim. App.
1994). Petitioner did not make an offer of proof
during trial, and his attempt to introduce evidence
was limited to only the mental health issue.
Despite the waiver,
the Oklahoma Court of Criminal Appeals decided this
claim on its merits when it addressed the claim of
ineffective assistance of appellate counsel raised
in the second post-conviction application. Thus,
state procedural bar does not preclude federal
habeas review. Cf. Crease v. McKune, 189 F.3d 1188,
1192 (10th Cir. 1999); Hooks, 184 F.3d at 1215 (citing
Ylst v. Nunnemaker, 501 U.S. 797, 801-03 (1991)).
2. Merits
The Sixth
Amendment right to confrontation includes the right
to cross-examination. See Davis v. Alaska, 415 U.S.
308, 315 (1974). "[T]he exposure of a witness'
motivation in testifying is a proper and important
function of the constitutionally protected right of
cross-examination." Id. at 316-17; see also Delaware
v. Van Arsdall, 475 U.S. 673, 678 (1986). Whether
the jury would have been influenced by any possible
bias of Ms. Linker is pure speculation.
Nonetheless, the
jury was entitled to have the benefit of a full
cross-examination as to her possible bias in order
to determine what weight to give her testimony. See
Davis, 415 U.S. at 317; Alford v. United States, 282
U.S. 687, 693 (1931) (holding that where witness was
in prosecutor's custody due to pending charges,
petitioner was "entitled to show by cross-examination
that his testimony was affected by fear or favor");
see also Davis, 415 U.S. at 318 n.6 (recognizing
Alford involved federal criminal trial, but noting
constitutional dimension of holding applies to state
criminal conviction); Bui v. DiPaolo, 170 F.3d 232,
241-42 (1st Cir. 1999) (stating petitioner's
entitlement to cross-examine witnesses "increases in
sensitivity in direct proportion to witness's
importance" to state's case), petition for cert.
filed (U.S. June 14, 1999) (No. 98-9840). Thus,
reviewing de novo, see Hatch, 58 F.3d at 1467, we
conclude the trial court improperly curtailed cross-examination
in violation of petitioner's right to confrontation.
Our analysis does
not end here. Harmless error analysis applies to
Confrontation Clause cases. See Van Arsdall, 475
U.S. at 680, 684. When a federal court considers a
Confrontation Clause violation in a habeas
proceeding, the relevant harmless error analysis is
"whether, assuming that the damaging potential of
the cross-examination were fully realized, a
reviewing court might nonetheless say that the
error," id. at 684, "had substantial and injurious
effect or influence in determining the jury's
verdict," Brecht v. Abrahamson, 507 U.S. 619, 623,
637-38 (1993) (quotation omitted). This court's
harmless error review is de novo. See Tuttle v.
Utah, 57 F.3d 879, 884 (10th Cir. 1995).
In reviewing for
harmless error, this court examines "the entire
record to determine the error's possible effect on
the jury." Crespin v. New Mexico, 144 F.3d 641, 649
(10th Cir.), cert. denied, 119 S. Ct. 378 (1998).
Whether an error is harmless depends on (1) the
importance of the witness's testimony in the
prosecution's case; (2) whether the testimony was
cumulative; (3) the presence or absence of evidence
corroborating or contradicting the testimony of the
witness on material points; (4) the extent of the
actual cross-examination; and (5) the overall
strength of the State's case. See Van Arsdall, 475
U.S. at 684.
Ms. Linker was an
important witness, see Tr. vol. 1 at 6 (both parties
agreed that Ms. Linker was one of two main witnesses),
whose testimony was not merely cumulative. Her
testimony and the testimony of the other main
witness, Mr. Buck, Jr., were inconsistent at times.
Thus, the first two areas of inquiry suggest the
error was not harmless.
The remaining
areas of inquiry, however, suggest the error was
harmless. Defense counsel carefully cross-examined
Ms. Linker regarding the events occurring at the
shooting. The jury was able to observe her demeanor
and assess her credibility with respect to her
description of these events.
As the federal
district court noted, defense counsel pointed out
inconsistencies between petitioner's testimony at
the preliminary hearing and her testimony at trial,
and inconsistencies between her testimony and the
testimony of other witnesses in an attempt to
impeach her. Cf. Tapia v. Tansy, 926 F.2d 1554, 1557
(10th Cir. 1991) (determining defense counsel
thoroughly examined witness and impeached him with
prior inconsistent statements). Certainly her
credibility could have been scrutinized more closely
if the jury had heard testimony that she hoped for a
favorable disposition of her pending charges. See
Wright v. Dallman, 999 F.2d 174, 180 (6th Cir.
1993).
Nothing in the
record indicates, beyond mere speculation, however,
that a promise for favorable disposition of pending
charges actually had been made. See Tr. vol. 1 at 2
(defense counsel's suggestion jury had right to draw
conclusions regarding promises State made or
intended to make where carrying a firearm after
former conviction of a felony had not gone to
preliminary hearing in nine months and State had
requested two continuances of that preliminary
hearing after petitioner's preliminary hearing).
Also, the jury had
some impeachment evidence before it. The State
presented evidence that Ms. Linker had a previous
first degree manslaughter conviction. See Tr. vol. 2
at 420; see also Davis, 415 U.S. at 316 (determining
evidence of prior criminal conviction is general way
to discredit witness). Ms. Linker testified that she
had dated Mr. Buck, Sr. See Tr. vol. 2 at 490.
Finally, the
evidence of petitioner's guilt was strong. By
contrast, the evidence of his insanity was not.
Petitioner's expert witnesses merely testified that
it was reasonable to infer petitioner was
temporarily insane and not aware of what he was
doing at the time of the shootings. Other witnesses
testified petitioner was calm and rational. The
evidence excluded by the limitation on cross-examination
was not material to the presentation of petitioner's
defense.
Considering the
evidence as a whole, we conclude the error in
limiting cross-examination was harmless. It is
unlikely the restriction on cross-examination had a
substantial effect or influence on the jury's
verdicts.
C. Cumulative Error
Petitioner argues
the federal district court erred in failing to
consider the combined effect of the right to
confrontation and Fifth Amendment errors after it
found the errors to be harmless individually.
Petitioner did not make this argument in his revised
habeas petition. Thus, this court need not consider
it. See Oyler v. Allenbrand, 23 F.3d 292, 299 n.8
(10th Cir. 1994). In any event, this argument is
without merit because petitioner procedurally
defaulted his Fifth Amendment claim and the right to
confrontation violation was harmless.
III. PROSECUTORIAL
MISCONDUCT
Petitioner asserts
the prosecutor violated his right to a fair trial by
questioning him about the consequences if the jury
were to find him not guilty by reason of insanity.
Specifically, the prosecutor asked petitioner if he
knew that he would go free if the jury found him
temporarily insane. See Tr. vol. 2 at 676-78; see
also id. vol. 3 at 770-71 (prosecutor's questioning
of petitioner's mental health expert witness whether
petitioner goes free if witness gives insanity
opinion). Petitioner maintains the prosecutor was
trying to insert societal alarm into the jury's
deliberations.
Petitioner first
raised this claim in his first application for post-conviction
relief. The Oklahoma Court of Criminal Appeals
determined petitioner waived the claim because he
did not raise it on direct appeal. Petitioner also
raised this claim in his second application for
post-conviction relief.
The Oklahoma Court
of Criminal Appeals discussed the issue on its
merits when considering ineffective assistance of
appellate counsel. The court determined any error
was harmless, pointing to the overwhelming evidence
of guilt and the lack of persuasive evidence
concerning the defense of insanity. See Jones, No.
PC-91-0756, slip op. at 8-9. The federal district
court determined the state trial court erred in
allowing these questions, but any error did not
violate petitioner's constitutional rights.
Allegations of
prosecutorial misconduct are mixed questions of law
and fact. See Fero v. Kerby, 39 F.3d 1462, 1473
(10th Cir. 1994). A prosecutor's improper remark
will require reversal of a state conviction only
where the remark sufficiently infected the trial so
as to make it fundamentally unfair, and, therefore,
a denial of due process. See Donnelly v.
DeChristoforo, 416 U.S. 637, 643, 645 (1974); see
also Darden v. Wainwright, 477 U.S. 168, 181 (1986).
Inquiry into the fundamental fairness of a trial can
be made only after examining the entire proceedings.
See Donnelly, 416 U.S. at 643. An improper appeal to
societal alarm typically does not amount to a denial
of due process. See Brecheen v. Reynolds, 41 F.3d
1343, 1356 (10th Cir. 1994).
Under Oklahoma law,
if a defendant is found guilty by reason of insanity,
he will remain in custody until the court determines
that he is not presently mentally ill or dangerous
to the public peace or safety. See Okla. Stat. tit.
21, § 152(4); id. tit. 22, § 1161.
Thus, the
prosecutor's questions and comments were improper
under state law. Federal habeas relief is not
available for state law errors, however; rather, it
is limited to violations of federal constitutional
rights. See, e.g., Estelle v. McGuire, 502 U.S. 62,
67-68 (1991). A review of the entire proceedings
does not support petitioner's argument that the
prosecutor's conduct so infected the trial with
unfairness that the resulting convictions and
sentences were a denial of due process.
In light of the
strong evidence of guilt, and the weakness of
petitioner's defense, there is not a reasonable
probability that the outcome would have been
different without the alleged misconduct. See
Smallwood, 191 F.3d at 1276; cf. United States ex
rel. Alerte v. Lane, 725 F. Supp. 936, 943-44 (N.D.
Ill. 1989) (concluding petitioner was denied a fair
trial where prosecutor repeatedly exploited fear
petitioner would go free if found not guilty by
reason of insanity, where petitioner's insanity
defense was not based on temporary insanity, where
evidence of sanity was not overwhelming, and where
judge did not intervene or give curative
instructions), appeal dismissed, 898 F.2d 69 (7th
Cir. 1990).5
IV. INEFFECTIVE
ASSISTANCE OF APPELLATE COUNSEL
Petitioner argues
his appellate counsel was ineffective for failing to
raise the Fifth Amendment and right to confrontation
claims. Petitioner's ineffective assistance of
appellate counsel claim is governed by Strickland v.
Washington, 466 U.S. 668 (1984). To establish
constitutionally ineffective assistance of counsel,
petitioner must show both that his counsel's
performance was deficient and that the deficient
performance prejudiced his defense. See id. at 687.
"When considering a claim of ineffective assistance
of appellate counsel for failure to raise an issue,
we look to the merits of the omitted issue. If the
omitted issue is without merit, counsel's failure to
raise it does not constitute constitutionally
ineffective assistance of counsel." Hooks, 184 F.3d
at 1221 (quotation and citation omitted).
As discussed above,
the ineffective assistance of appellate counsel
claim with respect to the Fifth Amendment claim is
procedurally barred. Because, also as discussed
above, there is no merit to the confrontation claim,
appellate counsel was not ineffective.6
We AFFIRM the
district court's denial of habeas corpus relief.
There is inconsistency
between the testimony of Mr. Buck, Jr. and Ms.
Linker regarding who was shot first. Like the
federal district court, we assume Mr. Buck, Sr.
was shot first.
Before arguing insufficiency
of the evidence, petitioner complains the
Oklahoma Court of Criminal Appeals did not
conduct a proper reweighing because it neither
reweighed the valid aggravating circumstances
against the mitigating evidence nor determined
if the effect of the invalid aggravator was
harmless beyond a reasonable doubt as required
by Clemons v. Mississippi, 494 U.S. 738 (1990).
Instead, according to petitioner, the court
reweighed using a sufficiency of the evidence
test, a test not approved by any court.
Petitioner also maintains the federal district
court made these same mistakes. As respondents
properly point out, Clemons provides for
reweighing of the remaining valid aggravators
and mitigators or harmless error analysis when
an aggravator has been invalidated or improperly
defined, and, thus, eliminated from
consideration. See id. at 741, 745. Here, the
Oklahoma Court of Criminal Appeals recognized
the heinous, atrocious, or cruel aggravator was
improperly defined, and cured the error by
properly narrowing the aggravator and
determining whether the evidence supported a
finding of that aggravator as properly narrowed.
See Richmond, 506 U.S. at 47. Thus, on federal
habeas corpus review, the issue is whether the
Oklahoma Court of Criminal Appeals correctly
determined a "rational factfinder" could find
sufficient evidence to support the
constitutionally narrowed aggravator. See id. (quotation
omitted); Walton, 497 U.S. at 653-54. If the
evidence supports the properly narrowed
aggravator, Clemons reweighing or harmless error
analysis would serve no function and thus is not
needed.
It is possible the Oklahoma
Court of Criminal Appeals construed these noises
as Mr. Buck, Sr.'s plea for his life.
Nonetheless, the evidence does not support this.
See Tr. vol. 2 at 568 (testimony that after
first shot Mr. Buck, Sr. was gasping for breath
and "blood and stuff" came out of his mouth);
see also id. at 617 (testimony of medical
examiner that if victim was trying to get air he
would have made noises).
Petitioner argues that
respondents did not file a cross-appeal and
therefore any procedural bar argument has been
waived. This court has never required a
respondent to file a cross-appeal in order to
continue to assert that a claim is procedurally
barred. Rather, this court has even held that it
may consider procedural bar sua sponte. See
Hatch, 58 F.3d at 1453.
Contrary to petitioner's
suggestion, Munn v. State, 658 P.2d 482, 488 (Okla.
Crim. App. 1983), does not establish
constitutional error. The court in Munn vacated
the death sentence and remanded for modification
of the sentence to life imprisonment where (1)
improper cross-examination by the prosecutor
inferred that if the defendant was found not
guilty by reason of insanity he would be
released from commitment and (2) the death
penalty was disproportionate. The court
considered both factors in vacating the death
sentence. Also, the court expressly noted the
improper cross-examination was not fundamental
error regarding guilt, but may have affected the
sentence. See id.
As a last thought, petitioner
suggests that his twenty-year incarceration
alone may be violative of the Eighth Amendment.
This is the first time petitioner has made this
argument, and this court need not address it.
See Oyler, 23 F.3d at 299 n.8. Even if we were
to address the claim, we conclude it is without
merit because delays occurred in part due to
petitioner's failure to exhaust state court
remedies. Cf. Stafford v. Ward, 59 F.3d 1025,
1028 (10th Cir. 1995) (concluding lengthy delays
were caused largely by petitioner who sought
repeated stays to pursue legal remedies;
recognizing Supreme Court has not endorsed this
legal theory). See generally Knight v. Florida,
120 S. Ct. 459, 459 (1999) (denying certiorari
on similar issue; opinion of Stevens, J.,
pointing out denial is not ruling on merits).