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Robin McKennel LOVITT
Affirmed by published opinion. Judge WILKINSON wrote
the opinion, in which Judge WILLIAMS and Judge TRAXLER joined.
WILKINSON, Circuit Judge:
RobinLovitt was
convicted and sentenced to death for the murder of his former co-worker
during the commission of a robbery. His challenges to his conviction and
sentence — under Strickland, Brady, and Youngblood
— have been heard by many courts. The Supreme Court of Virginia
rendered two thorough and conscientious opinions in his case —
one on direct appeal and one on habeas. The state habeas court in
Arlington also treated Lovitt's claims with
care, holding a two-day evidentiary hearing and authoring detailed
findings of fact and conclusions of law. Finally, the federal district
court again reviewed Lovitt's claims, and
dismissed them in a meticulous and lengthy opinion.
This case is a good example of the care with which state courts
should treat capital cases. We think the Virginia Supreme Court properly
resolved Lovitt's claims. Even if that were not
the case, however, we could not begin to say that it unreasonably
applied clearly established Supreme Court law. 28 U.S.C. § 2254(d)(1)
(2000). In so concluding, we affirm the judgment of the district court
dismissing the petition.
The Virginia Supreme Court has provided a full account of the facts
of the murder on Lovitt's direct appeal, see
Lovitt v. Commonwealth, 260 Va. 497, 537
S.E.2d 866 (Va.2000) ("Lovitt I"), so we
need only summarize the salient evidence here.
On November 18, 1998, Clayton Dicks was brutally murdered at the
pool hall where he worked in Arlington County. Dicks was stabbed six
times in his back and chest. When his body was found, the police
discovered that the pool hall's cash register had been broken and one of
the drawers was missing.
Also missing that morning was a pair of orange-handled scissors kept
next to the register. A police canine unit found scissors of a similar
description lying in the woods about fifteen yards behind the pool hall.
Those scissors had blood on them which matched the DNA of Clayton Dicks.
Amy Hudon, a manager at the pool hall, testified that two months before
Dicks was murdered, the cash register drawer was not opening properly.
RobinLovitt, an
employee of hers at the time, assisted her by prying a pair of scissors
into the drawer's latch and forcing it open.
Clayton Dicks was scheduled to work the late managerial shift at the
pool hall on the night he was murdered. He arrived for work between 1:30
and 2:00 in the morning. The other employees left the pool hall by 3:00
a.m., making Dicks the only employee remaining on the premises. At 3:25
a.m., Jose Alverado and Carlos Clavell arrived at the pool hall and
witnessed two men fighting behind the bar. Alvarado testified that he
saw the shorter man stab the taller man six or seven times with a silver-colored
weapon. Once the taller man fell to the floor, Alvarado said he saw the
shorter man repeatedly kick him. At the preliminary hearing, Alvarado
could not say he was 100% certain that Lovitt
was the assailant, but he did testify at trial that he was 80% sure.
Warren Grant is Lovitt's cousin. He lives
on the "other side of the woods" from the pool hall, about a quarter
mile away. Grant testified that Lovitt arrived
at his house between 1:30 and 3:00 on November 18th. Grant said
Lovitt was carrying a large square metal box.
The two cousins opened the box with a screwdriver and split the money
that was inside.
The government's theory at trial was that Lovitt
used the scissors to pry open the cash register but was caught in the
act by Dicks. Thus surprised, Lovitt allegedly
stabbed Dicks several times with the scissors before fleeing with the
cash-register drawer to his cousin's house, discarding the scissors
along the way.
In support of this theory, a forensic scientist testified that the
cash register drawer that had been found at Grant's house did in fact
come from the pool hall register, and that the pry marks on the drawer
were made by the same scissors that were found in the woods. Another
scientist testified that the chance of someone other than Dicks
contributing to the DNA sample on the tip of the scissors found in the
woods was 1 in more than 5.5 billion.
Another key witness for the prosecution was Casel Lucas. Lucas was
an inmate at the Arlington County jail who befriended
Lovitt during the two months they lived together in the same unit.
Lucas testified that Lovitt confided in him
about murdering Dicks. According to Lucas, Lovitt
said he waited in the bathroom late at night on November 18 until he
knew everyone but Dicks had left the pool hall. Apparently,
Lovitt then attempted to jimmy open the cash
register drawer. When confronted and recognized by Dicks,
Lovitt told Lucas he stabbed Dicks several
times and took the cash register drawer to his cousin's house before
leaving to buy drugs.
After hearing all of this evidence, on September 20, 1999, a jury
found RobinLovitt
guilty of the capital murder of Clayton Dicks during the commission of a
robbery.
In a separate sentencing proceeding, the government sought the death
penalty for Lovitt on a theory of future
dangerousness. See Va.Code Ann. § 19.2-264.4. The prosecutors
introduced evidence of Lovitt's rather
extensive criminal history, starting with charges of assault when he was
just eleven years old. The jury learned that while at a juvenile
detention center during his teenage years, Lovitt
was disciplined for fighting, assault, and possession of contraband. He
was convicted of grand larceny in 1981 and served 12 months in jail. At
various times in his life, Lovitt was convicted
of petit larceny, grand larceny, breaking and entering, distribution and
possession of narcotics, attempted robbery, parole violations,
destruction of property, and assault and battery.
Lovitt was on parole at the time of Dicks's murder.
To mitigate this evidence, Lovitt's
attorneys presented testimony from the guards at the Arlington County
jail. Those officers stated that Lovitt had not
caused any disciplinary problems while in jail on the present charges,
and in fact regularly attended Bible study and AA meetings.
Lovitt also offered testimony from his half-sister,
Lemanda Jones, who testified that Lovitt was
the oldest of twelve children who took care of his younger siblings.
The jury weighed the aggravating and mitigating evidence and ordered
death as the punishment for Lovitt's murder
conviction.
Lovitt appealed to the Supreme Court of
Virginia, which affirmed his conviction and sentence on November 3,
2000. Lovitt I, 260 Va. 497, 537 S.E.2d
866 (Va.2000). In October of the following year, the United States
Supreme Court denied Lovitt's petition for a
writ of certiorari. 534 U.S. 815, 122 S.Ct. 41, 151 L.Ed.2d 14 (2001).
In May 2001, virtually all of the evidence from
Lovitt's trial was thrown away as ordered by Robert McCarthy, a
clerk in the Arlington County Circuit Court. McCarthy did not notify
anyone at the Commonwealth Attorney's Office of his intentions to
dispose of these items. He had the evidence discarded in order to make
additional space in the evidence room, and because he had received a
mandate from the Supreme Court of Virginia indicating that
Lovitt's appeal was over.
In January of 2002, Lovitt's new court-appointed
counsel filed a state petition for a writ of habeas corpus. The petition
alleged, among others, (1) that Lovitt's due
process rights were violated because the state destroyed evidence and
thus prevented adequate habeas review, (2) that the prosecution
willfully suppressed exculpatory evidence in violation of Brady v.
Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and (3)
that his trial counsel provided ineffective assistance under
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984).
The Supreme Court of Virginia reviewed Lovitt's
petition, and decided that it raised issues of fact which required an
evidentiary hearing to resolve. Thus, at the Supreme Court's direction,
the Circuit Court of Arlington County held a two-day evidentiary hearing
on June 18 and 19, 2002. Prior to the hearing, the circuit court granted
much of Lovitt's extensive discovery requests.
Accordingly, Lovitt was permitted to depose the
two Assistant Commonwealth's Attorneys who prosecuted his case, and the
head clerk of the court where the evidence was destroyed. He was also
authorized to subpoena the social service records of many of his family
members and he was given copies of certain records from the prosecutor's
files.
Following this comprehensive evidentiary hearing in which live
testimony was heard from over twenty witnesses, the circuit court issued
a report with approximately fifty detailed findings of fact and over ten
pages of proposed conclusions of law. It recommended that
Lovitt's petition be denied.
The state supreme court then reviewed Lovitt's
claim once more — ordering a full briefing from the parties and
oral argument. The court reviewed the Arlington circuit court's factual
findings to ensure they were supported by the evidence, and it reviewed
all legal issues de novo. On September 12, 2003, the Supreme Court of
Virginia unanimously accepted the circuit court's findings and
recommendations. Lovitt v. Warden, 266
Va. 216, 585 S.E.2d 801 (2003) ("Lovitt II").
Lovitt's state habeas petition was dismissed,
and his subsequent writ of certiorari to the United States Supreme Court
was denied seven months later. 541 U.S. 1006, 124 S.Ct. 2018, 158 L.Ed.2d
523 (2004).
Having exhausted direct appeal and state collateral review,
Lovitt turned to federal court. On December 23,
2003, the United States District Court for the Eastern District of
Virginia stayed Lovitt's execution, allowing
him to petition for federal habeas corpus relief under 28 U.S.C. § 2254.
That court heard oral argument and reviewed (among others)
Lovitt's Strickland, Brady, and
destruction of evidence claims. In a lengthy opinion, it concluded that
Lovitt's petition was rightly dismissed. Lovitt v. True, 330 F.Supp.2d 603 (E.D.Va.2004).
Lovitt now appeals that decision. On October
12, 2004, the district court granted Lovitt's
application for a certificate of appealability on three of his four
claims, and this court expanded the order on November 9, 2004, to
include the fourth claim. 28 U.S.C. § 2253(c) (2000).
Lovitt's federal habeas petition was filed
pursuant to 28 U.S.C. § 2254, which was amended by the Antiterrorism and
Effective Death Penalty Act of 1996 ("AEDPA"). With this statute,
Congress provided a federal habeas remedy for state prisoners, but only
when the state court proceedings:
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
The Supreme Court has interpreted these provisions to require that
federal courts accord considerable deference in their review of state
habeas proceedings. (Terry) Williams v. Taylor, 529 U.S. 362,
412-13, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). Thus, a state court
decision is only "contrary to" clearly established law when it "applies
a rule that contradicts the governing" Supreme Court holding or "confronts
a set of facts that are materially indistinguishable from a decision of
[the Supreme Court] and nevertheless arrives at a result different from
[its] precedent." Id. at 405-406, 120 S.Ct. 1495.
Similarly, "a federal habeas court may not issue the writ simply
because that court concludes in its independent judgment that the
relevant state-court decision applied clearly established federal law
erroneously or incorrectly. Rather, that application must also be
unreasonable." Id. at 411, 120 S.Ct. 1495. See also Booth-El
v. Nuth, 288 F.3d 571, 576 (4th Cir.2002) (stressing the Supreme
Court's recognition that Congress chose the word "unreasonable" in AEDPA
instead of the word "erroneous" or "incorrect"). Further, "a decision
adjudicated on the merits in a state court and based on a factual
determination will not be overturned on factual grounds unless
objectively unreasonable in light of the evidence presented in the state-court
proceeding." Miller-El v. Cockrell, 537 U.S. 322, 324, 123 S.Ct.
1029, 154 L.Ed.2d 931 (2003).
When Congress crafted this deferential standard of review in AEDPA,
it was at least partially motivated "to limit federal intrusion into
state criminal adjudications." (Michael) Williams v. Taylor, 529
U.S. 420, 436, 120 S.Ct. 1479, 146 L.Ed.2d 435 (2000). It is, after all,
the job of state courts to faithfully apply federal law. U.S. Const.,
Art. VI, cl. 2. Their efforts in this regard are to be respected as the
acts of sovereign entities, whose sworn allegiance to the Constitution
and the laws of the United States is as solemn as our own.
Keeping in mind the deference we owe to the Virginia courts, we take
up Lovitt's claims in the order he presents
them.
Lovitt first asserts that his trial lawyers
provided him with ineffective assistance of counsel. He claims that they
"hardly investigated [his] background at all" and thus neglected to
present relevant mitigating evidence at sentencing about his "nightmarish
childhood." This performance, Lovitt says,
violated his Sixth Amendment right to counsel.
The standard used for evaluating ineffective assistance claims was
set out by the Supreme Court in Strickland v. Washington, 466 U.S.
668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The now familiar
Strickland test requires a two-part showing: (1) counsel's
performance must have fallen "below an objective standard of
reasonableness," and (2) that "deficient performance" must have "prejudiced
the defense." Id. at 687-88, 104 S.Ct. 2052.
The Supreme Court of Virginia rejected Lovitt's
argument by holding that any alleged deficiencies on the part of
Lovitt's lawyers did not alter the outcome of
his sentencing. Lovitt II, 585 S.E.2d at
825. The district court agreed with that conclusion, but additionally
held that Lovitt's counsel performed in an
objectively reasonable way. Lovitt, 330
F.Supp.2d at 645. Although it was perfectly appropriate for the Virginia
court to rely exclusively on the prejudice prong of Strickland,
we will nonetheless address both parts of the test here.
Lovitt correctly notes that in death
penalty cases, counsel must adequately investigate and present evidence
in mitigation of guilt. Williams, 529 U.S. at 393, 120 S.Ct.
1479. See also Byram v. Ozmint, 339 F.3d 203, 209 (4th Cir.2003).
However, in assessing a lawyer's performance in this regard, the Supreme
Court has emphasized that "Strickland does not require counsel to
investigate every conceivable line of mitigating evidence no matter how
unlikely the effort would be to assist the defendant at sentencing."
Wiggins v. Smith, 539 U.S. 510, 533, 123 S.Ct. 2527, 156 L.Ed.2d 471
(2003). And, when courts review these decisions, "every effort [must] be
made to eliminate the distorting efforts of hindsight." Strickland,
466 U.S. at 689, 104 S.Ct. 2052.
In many cases, counsel's decision not to pursue a particular
approach at sentencing reflects not incompetence, but rather a sound
strategic choice. See Rose v. Lee, 252 F.3d 676, 693 (4th
Cir.2001). Accord Bunch v. Thompson, 949 F.2d 1354, 1364 (4th
Cir.1991). The district court found that Lovitt's
attorneys "made a reasoned, informed, and strategic decision not to
introduce [Lovitt's] social history records
during the sentencing phase of trial." Lovitt
v. True, 330 F.Supp.2d 603, 642. For the reasons that follow, we
agree.
First, we think it relevant that the state habeas court found that
Lovitt "did not give counsel permission to
speak to members of his family, and he stated to counsel that his family
does not care about his situation." JA 230; See also
Lovitt, 330 F.Supp.2d at 643. We need not
hold that heeding instructions of this sort from a capital defendant
renders counsel's performance effective in every set of circumstances.
But capital sentencing proceedings do not set at naught the basic
principle of attorney-client relations: namely that counsel, for all
their learning and experience, remain in the end the agents of the one
most intimately affected. Lovitt is correct to
insist that a client's decision in this regard should be an informed one.
At the same time, however, Lovitt's lawyers
were hardly ineffective for incorporating their client's wishes into
their professional judgment. See Strickland, 466 U.S. at 691, 104
S.Ct. 2052 ("The reasonableness of counsel's actions may be determined
or substantially influenced by the defendant's own statements or actions....
In particular, what investigation decisions are reasonable depends
critically on such information").
Second, Lovitt's two seasoned attorneys
knew that the information about Lovitt's family
background was classic double-edged evidence. The Virginia Supreme Court
noted, "in preparation for trial, [Lovitt's
attorneys] obtained `all of Lovitt's jail
records from the Arlington County Detention Facility, all of his
juvenile records, his records from the Beaumont juvenile facility, his
medical records, and his presentence report.'"
Lovitt II, 585 S.E.2d at 814 (quoting a factual finding from
the circuit court). Lovitt's lawyers were also
familiar with Lovitt's family because they had
represented many of them in prior criminal proceedings. They knew that
all five of Lovitt's brothers were incarcerated,
that at least two of his six sisters had criminal records, and that
Lovitt's family had a long history of drug use
and a reputed "predilection for criminal activity" in the community.
After listening to Lovitt's lawyers testify
at the state habeas hearing, the court found that they had "made a
strategic decision not to present evidence that would have described
Lovitt's and his family's extensive drug use
because they believed such evidence would have invited the Commonwealth
to argue that Lovitt murdered the victim for a
rock of crack cocaine." As one of Lovitt's
lawyers explained at the hearing:
I was trying to avoid the connection between Robin
and substance abuse.... I was fearful that ... the door would be open,
that the prosecution could parade up and down in front of that jury with
a piece of simulated crack and argue, This is the value that Mr.
RobinLovitt put on Mr.
Dicks's life. And I was terribly afraid that that would be devastating
testimony in front of a jury, and I was doing everything I could to
avoid that connection.
JA 568.
This decision does not represent deficient lawyering.
Lovitt's lawyers were contesting the
government's theory that Lovitt posed a risk of
future danger. See Va.Code Ann. § 19.2-264.4. As one of them
explained at the habeas hearing, "[t]he Commonwealth was concentrating
on [trying] to get the death penalty on future dangerousness.... So I
thought [the way] to combat the future dangerousness was to demonstrate
what a good prisoner he had been." JA 545.
This strategy of not risking a more determined prosecutorial
onslaught with respect to Lovitt's problematic
past was sensible. For, if Lovitt's lawyers had
pursued a strategy of mitigation that focused on
Lovitt's social history, they risked calling further attention to
Lovitt's drug addiction, underscoring his "quick
temper" and "physical aggressiveness" referenced in his social records,
and hammering home his checkered criminal past. His lawyers chose not to
emphasize this part of Lovitt's life but
instead to focus on the fact that Lovitt had
behaved well recently, participated in a prison Bible study, and
attended Alcoholics Anonymous meetings. See Lovitt
II, 585 S.E.2d at 823. This was not an unreasonable decision. For
when a defendant's family background is "by no means uniformly helpful"
to him since it "suggest [s] violent tendencies," it is reasonable to
choose not to present it. Burger v. Kemp, 483 U.S. 776, 793, 107
S.Ct. 3114, 97 L.Ed.2d 638 (1987). See also Hunt v. Lee, 291 F.3d
284, 292 (4th Cir.2002).
Third, despite Lovitt's contentions to the
contrary, his trial lawyers' strategic decisions were different from the
ones made by the lawyers in Wiggins. Trial counsel in Wiggins
chose to focus almost exclusively on contesting guilt and hardly
presented any mitigation evidence at all, despite counsels' exposure to
records alluding to the petitioner's extensive history of childhood
sexual abuse and rape. Wiggins, 539 U.S. at 526, 534-35, 123 S.Ct.
2527. The Supreme Court found this to be an unreasonable professional
error. Id. at 534, 123 S.Ct. 2527. But, in so doing, it also
noted that Wiggins's social history contained "little of the double edge
we have found to justify limited investigations in other cases." Id.
at 535, 123 S.Ct. 2527. We think the present situation is a precise
example of what the Supreme Court was referencing when making this
distinction.
While the lawyers in Wiggins limited their investigation
artificially and were thus making decisions in the dark, id. at
527-28, 123 S.Ct. 2527, the lawyers in Lovitt's
case were personally familiar with Lovitt's
family history and were well aware of the skeletons that would be found
in that closet. While the lawyers in Wiggins did not present any
evidence of the defendant's life history at all, id. at 515, 123
S.Ct. 2527, the lawyers in Lovitt's case
introduced evidence from Lovitt's half-sister
about Lovitt's alcoholic step-father and from
prison guards who testified that Lovitt behaved
well in jail. While the lawyers in Wiggins made a decision which
"resulted from inattention," the lawyers in Lovitt's
case made a deliberate choice which resulted from a "reasoned strategic
judgment." Id. at 526, 123 S.Ct. 2527. We cannot ignore these
differences.
Finally, we note that Lovitt's attorneys
found themselves between a rock and a hard place. Had they ignored
Lovitt's advice and interviewed his family
members without his consent, then they could be accused of being
ineffective for ignoring their client's wishes. Had they introduced his
family as witnesses and watched them be impeached through their own
criminal histories on cross-examination, then counsel could be accused
of being ineffective for not anticipating that disaster. And, no matter
how adroitly the pivot was made, had they presented an inconsistent
approach between the guilt phase and the penalty phase (he did not do it,
but if he did, this is why), then they could be accused of being
ineffective for forfeiting the trust of the jury.
We refuse to place defense lawyers in this position. "Trial counsel
is too frequently placed in a no-win situation with respect to possible
mitigating evidence at the sentencing phase of a capital case." Bunch,
949 F.2d at 1364. Therefore, "[t]he best course for a federal habeas
court is to credit plausible strategic judgments." Id.See also
Truesdale v. Moore, 142 F.3d 749, 754-55 (4th Cir.1998). To do
otherwise would be a transparent misuse of the habeas court's power of
hindsight.
Even if Lovitt's counsel had been deficient
in their performance, we agree with the Supreme Court of Virginia that
the outcome of the penalty phase in Lovitt's
trial would have remained the same. The relevant question is whether "there
is a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine
confidence in the outcome." Strickland, 466 U.S. at 694, 104 S.Ct.
2052. See also Byram, 339 F.3d at 209. To answer this question,
the Virginia court properly observed that "[i]n determining prejudice,
we `reweigh the evidence in aggravation against the totality of
available mitigating evidence.'" Lovitt II,
585 S.E.2d at 824-25 (quoting Wiggins, 539 U.S. at 534, 123 S.Ct.
2527 and citing Williams v. Taylor, 529 U.S. at 397-98, 120 S.Ct.
1495).
As the Virginia court noted, the aggravating evidence in
Lovitt's case was quite severe. It included "the
brutal nature of the attack on Dicks, the fact that
Lovitt murdered Dicks solely to eliminate any witness to the
robbery ..., Lovitt's prior record [of]
numerous felonies, ... [and the fact that Lovitt]
was on parole at the time he murdered Dicks." Id. at 825, 266 Va.
216.
By contrast, the mitigating evidence that Lovitt
says should have been presented to the jury was what the Virginia
Supreme Court described as "mixed." Id. The court explained that
although the testimony at the habeas hearing described an abusive and
alcoholic step-father, other evidence in the juvenile records contained
social worker descriptions of Lovitt's
childhood home as being "very clean and nicely furnished" with parents
who were "strong individuals who provided Lovitt
with a stable home life." Id. at 824, 266 Va. 216.
Further, while general allegations of sexual abuse in
Lovitt's family were made at the habeas hearing,
the Virginia court found that "there is no evidence describing the
nature or extent of sexual abuse allegedly inflicted on
Lovitt by his stepfather." Id. at 825,
266 Va. 216. Without this, the court concluded it "would have to resort
to speculation to consider any sexual abuse that
Lovitt may have suffered."1Id. Quite reasonably, the court declined to do so.
Not only did the Supreme Court of Virginia find the mitigating
evidence in Lovitt's case to be occasionally
contradictory and to require speculation, but it further noted that much
of "this evidence could be viewed both in aggravation and in mitigation
of the offense." Id. For example, evidence in
Lovitt's juvenile records indicated that Lovitt
"began a cycle of crime and aggressive behavior at an early age" and
indicated that he "had a serious problem with anger." Id. at
824-25, 266 Va. 216. It is entirely possible that presenting evidence of
Lovitt's social history to the jury and drawing
attention to this can of worms would have actually hurt
Lovitt's case, rather than helped it.
In addition to re-weighing the mitigating and aggravating factors,
the Supreme Court of Virginia also properly identified the relevant
Supreme Court precedents — Williams and Wiggins
— and proceeded to apply those cases with great care. The court
noted several distinctions between those cases and
Lovitt's case, and concluded, properly, that these differences
greatly altered the prejudice analysis.
First, the Virginia Supreme Court carefully distinguished Wiggins.
As noted above, the penalty phase in Wiggins contained no
evidence of the defendant's life history, with counsel instead seeking
to prove that he did not actually commit the crime. Wiggins, 539
U.S. at 515, 123 S.Ct. 2527. By contrast, as the Virginia court pointed
out, the penalty phase in Lovitt's case
contained recent personal history (the testimony from the prison
officials) and some family history as well (testimony from his half-sister,
Lemanda Jones).
The Virginia court found two additional important differences
between Wiggins and Lovitt. Wiggins had a
diminished mental capacity and no criminal record, neither of which his
counsel emphasized. Id. at 535-536, 123 S.Ct. 2527. By contrast,
the Virginia court noted that there was no indication that
Lovitt had a diminished mental capacity, and he
did in fact have a lengthy criminal record. Lovitt
II, 585 S.E.2d at 825. Lovitt says these
distinctions are immaterial. But we cannot believe that it would not
make a difference to a jury whether a defendant had a mental impairment
and whether he was a career criminal or a first-time offender.
Similarly, the Virginia court found Williams to be
distinguishable on its facts. Like Wiggins — and unlike
Lovitt — Williams was found to have a
mental disorder. Williams, 529 U.S. at 396, 120 S.Ct. 1495. And,
in contrast to the arguably conflicted evidence in
Lovitt's case, Williams had unquestionably suffered extreme abuse
— his parents had been imprisoned for two years for criminally
neglecting him. Id. at 395, 120 S.Ct. 1495. Finally, the Court
was disturbed in Williams by the fact that the defendant's
attorneys never introduced a witness who offered to testify about the
defendant's positive adjustment to prison life. Id. at 396, 120
S.Ct. 1495. Here, by comparison, similar witnesses did in fact speak to
the jury on Lovitt's behalf.
Thus, the Supreme Court of Virginia properly identified the Supreme
Court cases it was to apply to Lovitt's
ineffectiveness claim — Strickland, Wiggins, and
Williams. We think the court properly applied these holdings, but in
any event it certainly did not apply them unreasonably. 28 U.S.C. §
2254(d)(1). We therefore uphold the Virginia court's rejection of
Lovitt's Strickland claim.
Lovitt additionally argues that the outcome
of his case is unconstitutional because the prosecution failed to
disclose material exculpatory evidence, in violation of Brady v.
Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).
For a Brady claim to be successful, three requirements must
be met: "(1) the evidence must be favorable to the accused, (2) it must
have been suppressed by the government, either willfully or
inadvertently, and (3) the suppression must have been material."
Monroe v. Angelone, 323 F.3d 286, 299 (4th Cir.2003). This last
element, the question of materiality, depends on whether "there is a
reasonable probability that, had the evidence been disclosed to the
defense, the result of the proceeding would have been different."
Kyles v. Whitley, 514 U.S. 419, 433-34, 115 S.Ct. 1555, 131 L.Ed.2d
490 (1995) (citing United States v. Bagley, 473 U.S. 667, 682,
105 S.Ct. 3375, 87 L.Ed.2d 481 (1985)).
Lovitt says the prosecutors in his case
withheld two material pieces of evidence: the opinion of a medical
examiner and the prison informant's history of cooperating with the
government. Because we agree with the Supreme Court of Virginia that
neither piece of evidence was "material," within the meaning of Brady
and Kyles, we reject both arguments.
Lovitt's first argument under Brady
concerns the opinion of Dr. Marie Pierre-Louis, the medical examiner who
performed the autopsy on the victim and who testified at
Lovitt's trial.
During trial, Dr. Pierre-Louis was not asked about whether the
bloody scissors admitted into evidence were consistent with Dicks's stab
wounds. However, prior to trial, she did examine two pairs of scissors
found at the scene (she was not presented with the bloody pair found in
the woods). At that time, she opined that scissors with three and a half
inch long blades could not have caused all of Dicks's wounds, some of
which were eight inches deep. This opinion was not revealed to
Lovitt's defense team. Nonetheless,
Lovitt's lawyers did have access to Dr. Pierre-Louis's
autopsy report — which explicitly mentions that investigators
presented scissors to her with three and a half inch long blades
— and counsel of course had the chance to cross-examine her at
trial.
First, we note that "materiality is not considered item by item,
rather it must be assessed collectively." McHone v. Polk, 392
F.3d 691, 697 (4th Cir.2004) (citing Kyles). In
Lovitt's case, after surveying all of the evidence, it is hard to
believe that the doctor's opinion would have seriously undermined the
conclusion that the scissors were the murder weapon.
As the district court observed, Dr. Pierre-Louis never examined the
actual pair of scissors believed to be the murder weapon. Lovitt, 330 F.Supp.2d at 613. That pair of
bloody scissors with the victim's DNA on it was found on the flight path
from the murder scene. A forensic expert testified that those bloody
scissors conclusively matched pry marks found on the cash register
drawer. And that very drawer was ultimately discovered at the home of
the defendant's cousin who testified that the defendant had brought it
there. Under these circumstances, Lovitt is
hard pressed to show, as he must, that "the favorable evidence could
reasonably be taken to put the whole case in such a different light as
to undermine confidence in the verdict." Kyles, 514 U.S. at 435,
115 S.Ct. 1555.
Next, we observe several key factual findings made by the state
habeas court after its evidentiary hearing. The circuit court found that
"[a]fter DNA test results came back confirming that the victim's blood
was on the scissors, Dr. Pierre-Louis indicated to the Common-wealth's
attorneys that she had been wrong in her [first] conclusion regarding
the scissors." This divergence in view undercuts the materiality of the
doctor's initial assessment, and makes it less probable that the
assessment would have altered the outcome of the trial.
Moreover, the circuit court found that Lovitt's
trial attorneys — without talking to Dr. Pierre-Louis —
independently questioned whether scissors could inflict Dicks's wounds.
This concern led them to contact a separate Commonwealth expert who told
them "that in a frenzied violent attack, the tissue of the body can
become compressed, and that it was conceivable that these scissors were
capable of being the murder weapon."
In light of these important factual findings, we cannot say that Dr.
Pierre-Louis's initial opinion — after examining scissors other
than the alleged murder weapon — constituted material exculpatory
evidence under Brady. The Supreme Court of Virginia was certainly
not unreasonable to so conclude.
Finally, we are persuaded by the opinion of the district court which
emphasized Lovitt's access to Dr. Pierre-Louis's
opinion before trial. Lovitt, 330 F.Supp.2d.
at 616 ("[A]s both the circuit court and the Supreme Court of Virginia
found, prior to trial, Lovitt's attorney ...
had access to Dr. Pierre-Louis and could have asked her to compare the
victim's wounds to the various pairs of scissors.")
Before trial, Lovitt's attorneys obtained a
copy of the autopsy report, had access to the bloody scissors, and could
have easily questioned Dr. Pierre-Louis about the scissors on cross-examination.
We have explained before that "where the exculpatory information is not
only available to the defendant but also lies in a source where a
reasonable defendant would have looked, a defendant is not entitled to
the benefit of the Brady doctrine." United States v. Wilson,
901 F.2d 378, 381 (4th Cir.1990). Such was the case here.2
The second part of Lovitt's Brady
allegation involves Casel Lucas, the prison inmate who testified against
Lovitt at trial. It is undisputed that Lucas
did not receive and was not promised a benefit for testifying in
Lovitt's trial. However,
Lovitt says Lucas is a "professional snitch" who had a long
history of cooperating with the government. He says the prosecutors
should have provided Lucas' witness history to the defense for use as
impeachment material. See United States v. Bagley, 473 U.S. 667,
676, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985)(explaining that evidence to
impeach a witness's credibility counts as exculpatory for purposes of a
Brady claim).
According to Lovitt, Lucas had cooperated
with the government in the D.C. and Northern Virginia area on four
different occasions: in the Evans case, the Young case, the Lee case,
and in the "D.C. Starbucks triple homicide" case. The prosecutors did
not inform Lovitt's lawyers of Lucas' role in
any of these cases. Significantly, however, the Virginia Supreme Court
found that Lovitt's prosecutors were only aware
of Lucas' involvement in one of these cases, the Evans case. Lovitt II, 585 S.E.2d at 812. We have no
reason to doubt its conclusion. 28 U.S.C. § 2254(d)(2).
As an initial matter, we think petitioner exaggerates the value of
this information. With respect to the Young, Lee, and Starbucks cases,
although Lucas may have had a unilateral expectation of a benefit for
his assistance, it is clear that he did not receive one in any of these
cases. Lovitt II, 585 S.E.2d at 812.
Moreover, there is no indication that Lucas' prior testimony was
anything but truthful. See Lovitt I, 537
S.E.2d at 872. The exculpatory value of evidence is limited when the
effect of disclosure might well be to emphasize to the jury that the
prior testimony was in fact accurate.
In any event, because the prosecutors were not aware of Lucas'
participation in the Young, Lee, and Starbucks cases, we need not ask
whether this information was material. See United States v. Agurs,
427 U.S. 97, 103, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976)(Brady only
applies when evidence is "known to the prosecution but unknown to the
defense.") Of these three cases, only the Young case took place in
Arlington County. However, as explained above, the state habeas court
concluded that Lovitt's prosecutors had no
knowledge of Lucas' assistance in the Young case (which had been
prosecuted three years earlier). And, as the Supreme Court of Virginia
noted, Lucas never testified in the Young case since it resulted in a
guilty plea, which when taken by the court, was accompanied by a
recitation of facts that contained no mention of a confession to Lucas
at all. Lovitt II, 585 S.E.2d at 812.
As for the Lee and Starbucks cases, those cases were not even
prosecuted in Arlington county. Admittedly, "an individual prosecutor
has a duty to learn of any favorable evidence known to others acting on
the government's behalf." Kyles, 514 U.S. at 437, 115 S.Ct. 1555.
But we do not think this duty crossed jurisdictional lines in
Lovitt's case. As the district court stated, "to
require a prosecutor to mine the records of every surrounding
jurisdiction in both the Commonwealth of Virginia and the District of
Columbia, absent some specific information triggering such an inquiry,
would be patently unreasonable." Lovitt,
330 F.Supp.2d at 622.
This leaves only Lucas' participation in the Evans case. Once again
the Supreme Court of Virginia identified the relevant Supreme Court
precedent on this issue and concluded that "the failure to disclose this
evidence did not place Lovitt's trial in a
posture that would undermine confidence in the verdict." Lovitt II, 585 S.E.2d at 819 (citing
Kyles, 514 U.S. at 514, 115 S.Ct. 1597, and Strickler v. Greene,
527 U.S. 263, 290, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999)).
In a phone interview the night before he testified, Lucas revealed
to one of Lovitt's attorneys that he had
cooperated with the government in the Evans case and, as a result, had
received a reduced sentence. Lovitt's lawyers
brought this out on cross-examination, and Lucas admitted as much to the
jury. Additionally, prosecutors informed defense counsel of Lucas'
extensive criminal record, and Lovitt's lawyers
impeached Lucas' credibility by introducing his thirteen felony
convictions into evidence. Had the Commonwealth told
Lovitt's lawyers earlier that Lucas had cooperated in the Evans
case, it is unclear what more Lovitt's
attorneys could have done to undermine Lucas' credibility. See United
States v. Cole, 293 F.3d 153, 163 (4th Cir.2002)(suppression of
impeachment evidence is not material when ample information exists to
effectively cross-examine witness).
For the aforementioned reasons, we agree with the Virginia courts
that no material exculpatory evidence was suppressed by
Lovitt's prosecutors.
Finally, we address Lovitt's claim
regarding the discarded evidence in his case. In May 2001 (after the
Supreme Court of Virginia had affirmed Lovitt's
conviction, but while Lovitt's petition for
certiorari was pending before the U.S. Supreme Court) Robert McCarthy, a
clerk in the Arlington county circuit court, directed that almost all of
the evidence in Lovitt's case be destroyed.
Lovitt, citing Arizona v. Youngblood,
488 U.S. 51, 109 S.Ct. 333, 102 L.Ed.2d 281 (1988), says the state
deliberately frustrated his efforts to obtain meaningful post-conviction
relief, and denied him due process of law. Youngblood holds that
where a defendant can show bad faith, the "failure to preserve
potentially useful evidence" constitutes a violation of the Due Process
Clause. Id. at 58, 109 S.Ct. 333.
Following a two-day evidentiary hearing, the state habeas court
found the following facts on this issue:
This was an error in judgment by McCarthy, but I find that he
prepared the order to destroy the exhibits because he had received a
mandate from the Supreme Court indicating that Lovitt's
appeal was finished, and he wanted to remove the box of exhibits from
the evidence room to make additional space.
There is no evidence to conclude that there was an intent by anyone
in the Clerk's office to destroy exculpatory evidence.
No one from the Commonwealth's Attorney's Office or the Attorney
General's office had any knowledge that the evidence was going to be
destroyed or was destroyed until months after the destruction had taken
place.
There is no evidence that any official of the Commonwealth acted in
bad faith.
We agree with the state habeas court that Mr. McCarthy made a
serious error in judgment in destroying the evidence. This error,
however, cannot be attributed to the police or prosecution, and there is
certainly no evidence that the prosecutors did away with anything in an
attempt to prevail or foreclose further judicial review.
Moreover, we note that the evidence in this case was discarded by
the clerk after Lovitt's trial had concluded
and after the Supreme Court of Virginia had affirmed his conviction. As
the Virginia court observed, this departs significantly from the
Youngblood line of cases which instead involved pre-trial
destruction of evidence. See, e.g., Youngblood, 488 U.S. at
53-54, 109 S.Ct. 333; Illinois v. Fischer, 540 U.S. 544, 546-47,
124 S.Ct. 1200, 157 L.Ed.2d 1060 (2004) (discussing Youngblood in
the context of pre-trial destruction of evidence). Extending the
destruction of evidence rule today might impermissibly create a "new
rule" on federal habeas review. See Caspari v. Bohlen, 510 U.S.
383, 389-90, 114 S.Ct. 948, 127 L.Ed.2d 236 (1994); Teague v. Lane,
489 U.S. 288, 301, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989).
Yet we need not decide whether Lovitt asks
for such a "new rule" with his Youngblood argument because an
essential component of his Youngblood claim has not been met. The
Supreme Court of Virginia observed that "under the Youngblood
standard, a state's failure to pre-serve potentially useful evidence
does not constitute a denial of due process unless a defendant can show
bad faith on the part of the state." Lovitt
II, 585 S.E.2d at 815.
The Virginia court noted McCarthy's testimony that "he thought he
was authorized to destroy the trial exhibits after receiving a mandate
from [the Supreme Court of Virginia] indicating that
Lovitt's convictions were affirmed." Id. at 808, 266 Va.
216. And that he "drafted the evidence destruction order without
consulting anyone in the Commonwealth's Attorney's office, the Attorney
General's office, or the Arlington County Police Department. McCarthy
also did not notify any of the circuit court judges,
Lovitt's trial counsel, or his habeas counsel of the impending
evidence destruction." Id. at 809, 266 Va. 216. The court then
returned to the critical finding of fact made by the circuit court that
although Mr. McCarthy surely made an error in judgment, there existed no
evidence of bad faith on anyone's part. Id.
This factual finding was not made on a whim. It was made as part of
a detailed recitation of factual conclusions, and it came following a
two-day hearing where numerous witnesses testified. Indeed, before
making this finding, the habeas court went out of its way to consider
every piece of evidence on this issue, including testimony from two of
McCarthy's co-clerks who had advised McCarthy not to discard evidence in
a capital case until after the defendant's execution. The habeas court
heard all of this testimony and still found that no one acted in bad
faith, and the evidence was instead thrown out simply to make more space.
In light of this extensive review process, we cannot say that the
Supreme Court of Virginia's decision was based on an "unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding" as 28 U.S.C. § 2254(d)(2) requires.3
Appellant has understandably sought to use his case as a symbol of
all that goes wrong in the criminal justice system, at least as it
pertains to capital punishment. But that view overlooks all that went
right in an imperfect system, to be sure, but one that is as fair and
conscientious as human beings can make it. Petitioner's case has
received the very best efforts of both the bench and the bar, as indeed
all capital cases should.
We have reviewed Lovitt's claims with care,
as did each of the various courts before us. We also express our
appreciation for the quality of advocacy on both sides of this appeal.
There is no right to effective assistance of counsel in a habeas
proceeding, see Pennsylvania v. Finley, 481 U.S. 551, 555, 107
S.Ct. 1990, 95 L.Ed.2d 539 (1987), but petitioner was indeed effectively
represented here. And the state's attorney likewise presented a thorough
brief and able argument. In this respect also, the system worked as it
should.
For the reasons expressed above, we affirm the judgment dismissing
the petition.
Lovitt directs our attention
to parts of the record which contradict this assertion by the Virginia
Supreme Court. But we note that even the sections highlighted by
Lovitt in his brief never allege
Lovitt's sexual abuse outright, but only in
speculative or general termsSee, e.g., Petitioner's brief p. 27(referencing
testimony by Lovitt's half-sister about sexual
abuse: "The boys haven't really said a lot about it but it was pretty
much all of us.").
Lovitt makes an additional
claim regarding Dr. Pierre-Louis's opinion. He argues that the
prosecutors misled the jury since they were aware of the doctor's
opinion and nevertheless argued that the 3 inch scissors found in the
woods were the murder weapon
We do not find this argument
persuasive on its merits, but in any event, we agree with the Supreme
Court of Virginia that Lovitt defaulted this
claim because he did not raise it in his habeas petition. See
Lovitt II, 585 S.E.2d at 817, n. 4. We
decline to excuse this failure to comply with state procedural rules
because we do not find "cause" for the default. See Coleman v.
Thompson, 501 U.S. 722, 750, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991).
After all, as the district court noted,
when Lovitt filed his state habeas petition, he
attached a copy of the autopsy report and alleged — in connection
with his Brady claim — that the medical examiner did not
believe Dicks's wounds could be caused by the scissors. See
Lovitt, 330 F.Supp.2d at 627. If
Lovitt was able to use this information to
formulate a Brady claim when he filed his habeas petition, then
there is no reason why he could not have used the same information to
make a claim of prosecutorial misconduct at that time.
Lovitt points out that the
Virginia General Assembly has recently enacted a law which requires the
preservation of biological evidence in death penalty cases until after
the judgment is executedSee Va.Code § 19.2-270.4:1(B). This
statute had not come into effect at the time McCarthy drafted the
destruction order. And, as the Supreme Court of Virginia noted, "although
[the new law] became effective twenty days before entry of the
destruction order, McCarthy was unaware of the statute's provisions when
the evidence was destroyed." Lovitt II,
585 S.E.2d at 810.
Regardless, while this law strikes us
as a very wise policy — one we expect clerks in the future will
observe — it is not expressive of federal due process standards
which govern Lovitt's claim.