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Direct Appeal: Lambert v. State, 643 N.E.2d 349 (Ind. December 6, 1994)
Conviction Affirmed 5-0; DP Affirmed 3-2
Givan Opinion; Shepard, Dickson concur; Debruler, Sullivan dissent.
(Case was remanded back to trial court before this opinion to allow
for correct application of intoxication as mitigator)
Lambert v. State, 675 N.E.2d 1060 (Ind.
1996)
(On Rehearing, DP Affirmed 4-1 despite error in admitting victim
impact evidence)
Selby Opinion; Shepard, Dickson, Sullivan concur; Boehm dissents. Lambert v. Indiana, 117 S.Ct. 2417 (1997) (Cert. denied). Lambert v. Indiana, 118 S.Ct. 7 (1997) (Rehearing denied).
PCR:
PCR Petition filed 10-01-97.
PCR denied 07-10-98 by Delaware Superior Court Judge Robert L. Barnet,
Jr.
Lambert v. State, 743 N.E.2d 719 (Ind. March
5, 2001)
(Appeal of PCR denial by Delaware Superior Court Judge Robert L.
Barnet, Jr.)
Conviction Affirmed 5-0; DP Affirmed 5-0
Sullivan Opinion; Shepard, Dickson, Boehm, Rucker concur. Lambert v.
Indiana, 122 S.Ct. 1082 (2002) (Cert. denied).
Lambert v. State, 825 N.E.2d 1261 (Ind. Apr
28, 2005) (18S00-0412-SD-503).
(Lambert sought leave to file successive petition for state
postconviction relief. Held: Denied; Indiana Supreme Court, on direct
appeal, had appellate authority to independently reweigh the proper
aggravating and mitigating circumstances, as remedy for improper
victim impact evidence admitted during trial.)
Shepard Opinion; Dickson, Sullivan concur. Rucker, Boehm dissent.
Habeas:
Petition for Writ of Habeas Corpus filed on 11-13-01 in U.S. District
Court, Southern District of Indiana.
Writ denied 11-07-02 by U.S. District Court Judge Larry J. McKinney.
Lambert v. McBride, 365 F.3d 557 (7th Cir. April 7, 2004).
(Appeal of denial of Habeas Writ - Affirmed 3-0 - Ring does not apply
retroactively).
Circuit Judge Terence T. Evans, Judge Kenneth F. Ripple, Judge Michael
S. Kanne.
05-12-05 Petition for Writ of Habeas Corpus filed
in U.S. District Court, Southern District of Indiana.
Judge Larry J. McKinney
05-31-05 Petition for Writ of Habeas Corpus dismissed for lack of
jurisdiction; Stay denied.
06-17-05 Stay of Execution ordered by 7th Circuit U.S. Court of
Appeals for scheduled 06-22-05 execution date. “In due course, the
court will issue an order addressing whether a certificate of
appealability should be issued.
Lambert v. Davis, ___ F.3d ___ (7th Cir. May
31, 2006) (05-2610)
Appeal of dismissal of Successive Petition for Habeas Relief.
(Whether Lambert was entitled to benefit of “Saylor” rule is a matter
of state, not federal, law)
Affirmed 2-1; Opinion by Circuit Judge Terence T. Evans.
Judge Michael S. Kanne concurs; Judge Kenneth F. Ripple dissents.
For Defendant: Alan M. Freedman, Midwest Center for Justice, Evanston,
IL
For State: Stephen R. Creason, Deputy Attorney General (S. Carter)
Final Words:
None.
Clark County Prosecuting
Attorney
ON DEATH ROW SINCE 01-17-92
DOB: 10-21-1970
DOC#: 922001
White Male
Delaware County Superior Court
Judge Robert L. Barnet, Jr.
Prosecutor: Richard W. Reed, J.A. Cummins, Jeffrey L. Arnold
Defense: Ronald E. McShurley, Mark D. Maynard
Date of Murder: December 28, 1990
Victim(s): Gregg Winters W/M/31 Muncie Police Officer
Method of Murder: shooting with .25 handgun
Trial: Information/PC for Murder and DP filed
(01-09-91); Voir Dire (11-04-91, 11-06-91, 11-07-91, 11-08-91,
11-11-91, 11-12-91, 11-13-91); Jury Trial (11-13-91, 11-14-91,
11-15-91, 11-16-91); Deliberations over 2 days; Verdict (11-16-91);
DP Trial (11-18-91); Verdict (11-18-91); Court Sentencing
(01-17-92).
Conviction: Murder
Sentencing: January 17, 1992 (Death Sentence)
Aggravating Circumstances: law enforcement victim
Mitigating Circumstances: 20 years old at the time of the murder,
lack of guidance in upbringing, intoxication at time of murder,
positive signs of rehabilitation
Also Serving Time For:
Burglary, sentenced to 8 years imprisonment on 08-31-92. (Delaware
County)
Battery, sentenced to 8 years imprisonment on 11-07-97. (LaPorte
County)
Inmate executed for killing Muncie police
officer
By Tom Coyne - Indianapolis Star
Associated Press June 15, 2007
MICHIGAN CITY, Ind. — The man convicted of
fatally shooting a Muncie police officer more than 16 years ago was
executed early Friday. Michael Lambert, 36, was pronounced dead at
12:29 a.m. CDT following the lethal injection procedure, Indiana
State Prison spokesman Barry Nothstine said. Lambert did not offer a
final statement.
Some 20 police cars arrived at the prison about
two hours before the execution, bringing dozens of officers and
others from Muncie and elsewhere, including LaPorte, Mishawaka,
South Bend and Gary. As they awaited word of the execution, they
held blue glowsticks given to them by the widow of Officer Gregg
Winters to represent the “thin blue line” he was on the night he was
killed.
Molly Winters hugged supporters outside the
prison soon after Lambert’s death was announced and said she was
relieved it was over. “Justice has been served,” she said. “You look
at all the blue lights behind you. It shows you that Gregg has not
been forgotten and everything he stood for.” Lambert’s execution
came about nine hours after the U.S. Supreme Court rejected, without
commenting, his final appeal. Gov. Mitch Daniels on Wednesday had
denied his clemency petition.
Lambert fatally shot Winters on Dec. 28, 1990,
while Winters was driving him in a cruiser to the Delaware County
Jail on a charge of public intoxication. Another officer had patted
Lambert down but did not find the gun he had in his pocket. Lambert
shot Winters five times in the head, and the officer died 11 days
later.
Terry Winters, the slain officer’s brother and
deputy chief of the Muncie Police Department, witnessed the
execution under a state law that took effect last year giving
relatives of murder victims that right. “It was not an easy thing,
but his death was a lot smoother than what my brother’s was,” Terry
Winters said of watching the lethal injection. “His punishment for
that crime was death and it’s been carried out. And that’s the end
of it.”
Molly Winters had decided not to watch the
execution, saying she was with her husband when he died and that she
did not want Lambert’s death to also be in her memories. The
couple’s two sons, 19-year-old Kyle and 17-year-old Brock, joined
their mother at the prison. “It’s just more relief that this part’s
over even though it’s still not going to bring Dad back,” Kyle
Winters said. Brock Winter’s eyes welled up and he did not speak as
his family members commented.
Lambert said in an interview last week that he
could not remember what happened the night of the shooting and had
no explanation for why he shot Winters. “No one in their right mind
is going to sit there facing a public intoxication charge or
something like that and go to that extreme,” he said. “That’s one of
the aspects of this thing that makes it hard to come to terms with.”
Muncie police Detective Brad Wiemer, who was
among those who traveled to the prison, said the group was there in
a show of support for the Winters family. “In a horrible, tragedy
situation like this, it’s just nice to see the support come out,
especially from different areas,” Wiemer said.
Some 25 anti-death penalty protesters carried
signs and banged drums outside the prison’s main gate in the hours
before the execution. The Rev. Tricia Teater, a Buddhist priest from
Chicago, said she spent Thursday afternoon with Lambert, praying,
mediating and chanting. “It is a very sad thing for this society to
keep spinning the cycle of violence and creating more victims and
more pain,” she told the protesters.
Lambert’s attorneys had asked the Supreme Court
on Monday to stay the execution on several grounds, including the
fact that three of the five Indiana Supreme Court justices had at
times during his appeals ruled his death sentence was
“constitutionally deficient.”
The appeals argued that the execution should be
blocked because the state’s high court had found that the jury in
Lambert’s case was improperly exposed to victim impact evidence. “We
thought that in America three out of five wins, an issue that was
constantly going around throughout the case of an unfair sentencing
hearing,” Lambert attorney Alan M. Freedman said Thursday. “But
that’s part of the process and we’ve lost.” Lambert’s attorneys did
not speak with reporters following the execution.
Lambert, who did not request a special last meal,
met Thursday with some friends after having visited with family
members earlier in the week, said Nothstine, the prison spokesman.
Protests, prayers mark final hours for
Lambert
Authorities at the Indiana State Prison early Friday were
preparing to execute Muncie resident Michael Lambert
By Nick
Werner - Muncie Star-Press
Jun 15, 2007
MICHIGAN CITY -- With the life of convicted
killer Michael A. Lambert apparently in its final hours, opponents
of capital punishment gathered outside the walls of the Indiana
State Prison to protest his execution. Lambert, 36, Muncie, was to
be killed by lethal injection in the prison's death chamber shortly
after 1 a.m. Friday (Muncie time).
The execution date fell more than 15 years after
the Muncie man received a death sentence -- from Delaware Circuit
Court 3 Judge Robert Barnet Jr. -- for the slaying of Muncie police
officer Gregg Winters. Lambert's last hopes of a stay of execution
faded Thursday afternoon when his Chicago-area attorneys called him
with word that all 11th-hour appeals had failed.
Indiana State Prison spokesman Barry Nothstine
said he escorted the condemned killer to a telephone and was with
him when he received the news. "He really didn't say anything..."
Nothstine said. "He's been very quiet and calm throughout today and
the entire week."
In what was almost certain to be his last day,
Lambert began meeting with friends at 8 a.m. Central Time, Nothstine
said. He met with four friends during the day. Lambert had already
met with his relatives earlier this week and did not want family
members in Michigan City for his execution, Nothstine said. At 4
p.m. Lambert was escorted to a holding room next to the execution
chamber, where he met with a spiritual adviser, Nothstine said.
The adviser, a Buddhist priest from Chicago, told
reporters Thursday night she spent about two hours with Lambert,
praying, meditating and chanting near an altar of incense and
candles. "He's in a place he needs to be at this time," said the
priest, Tricia Teeter. Teeter also expressed her discontent with the
death penalty. "Tonight we see the cycle of violence continue right
in front of our eyes," she said. In the two minutes she addressed
media, Teeter did not mention how long Lambert had been a Buddhist
or what drew him to Buddhism. "I promised him I would see him at
sunrise in the morning," she said.
By 9 p.m. Muncie time, opponents of the death
penalty began filing into a parking lot across the street from the
prison, an area has been designated for such vigils and
demonstrations. Within minutes they numbered about 20, mostly
members of the Duneland Coalition to Abolish Capital Punishments.
They carried picket signs, folding chairs, tom-toms
and anti-death penalty literature, anticipating Lambert's execution
in about four hours. Their signs read, "Death Penalty Moratorium Now,"
and "Shame Never Kill in Our Name" and "The State is not the Angel
of Death." Protesters said they planned to light vigil candles, beat
drums, toll bells and sing abolition songs.
Rev. Charles Doyle of the Gary Roman Catholic
Diocese, is the Duneland's president. Execution is playing God,
Doyle said, and puts the state on the same level as the murderer. "If
we consider them so dangerous, we can safely keep them away from the
community without killing them," Doyle said.
A few police officers, mainly from the
Indianapolis area, later gathered in the parking lot to show their
support of the death penalty. Mark Hamner, a patrolman with the
Indianapolis Metropolitan Police Department, disagreed with
protesters' beliefs that the death penalty did nothing to deter
future crimes. "One thing is for sure; Michael Lambert is never
going to kill again," Hamner said, as drum beats from about 30
picketing protesters echoed in the background.
Hamner did not know the Winters family and was
not involved in any organized efforts to show support for them. He
said he has attended four executions, not just those involving
fallen officers. Hamner grilled meat on a charcoal grill and drank
soda, much like he was tailgating.
A group of Muncie police officers and supporters
of the Winters family were believed to be waiting out the evening in
a nearby park. Terry Winters, Muncie's deputy police chief and
brother of the slain officer, was to witness the execution. A large
contingent of police vehicles -- including Muncie police cars --
arrived outside the prison about 10:45 p.m., some with flashing
lights.
Lambert fatally shot Gregg Winters on Dec. 28,
1990, while Lambert was being taken to the Delaware County Jail on a
charge of public intoxication. A police officer who patted Lambert
down did not find the gun he had in his pocket. Lambert shot Winters
five times in the head, and the officer died 11 days later.
Widow believes officer finally at peace
Michael A. Lambert was declared dead in the state prison's death
chamber at 1:29 a.m. Friday
By Nick Warner - Muncie Star-Press
June 16, 2007
MUNCIE -- The spirit of slain Muncie police
officer Gregg Winters was present throughout all the court
proceedings and legal battles that concluded with his killer's
execution early Friday, his widow Molly Winters said. When Molly
Winters and their two sons became overwhelmed or tired, Gregg
Winters remained as attentive in death as he was in life, providing
his family with the extra strength it needed to go on, Molly Winters
said Friday afternoon. "Now that justice has been served, he's
resting peacefully in heaven," she added.
On Dec. 28, 1990, 20-year-old Michael Lambert
used a .25-caliber handgun hidden somewhere on his body to shoot
Winters five times in the head and neck as Winters was transporting
Lambert to a temporary jail on Riggin Road. Police had found Lambert
drunk under a car earlier that night in the 1000 block of East 24th
Street and arrested him on a charge of public intoxication. Greg
Winters died 11 days later at the age of 32.
Convicted of murder by a Delaware Superior Court
1 jury in November 1991, Lambert was sentenced to death two months
later by Judge Robert Barnet Jr.
The Muncie man was pronounced dead from lethal
injection at 1:29 a.m. (Muncie time) Friday in the execution chamber
of the Indiana State Prison in Michigan City, prison spokesman Barry
Nothstine said. Lambert, 36, had been cooperative with prison
employees and did not offer any final statement.
Gregg Winters' brother, Terry, a deputy police
chief for the Muncie Police Department, was the only representative
of the Winters family to witness Lambert's execution. "His death was
a lot smoother than what my brother's was," Terry Winters told
reporters outside prison walls just minutes after the execution.
The rest of the family and about six Muncie
police officers who were close to Gregg Winters awaited confirmation
of Lambert's death inside a room used for parole board hearings. The
news for them came in the form of a radio transmission from a victim
advocate who witnessed the execution to a victim advocate stationed
with the small group. "When I heard that I just kind of stood there,"
Molly Winters said.
The scene outside the prison was equally subdued.
Death penalty protesters began filing in to a parking lot across a
street from the prison's eastern gate about 8 p.m. At their peak,
they numbered somewhere between 20 and 30.
The protesters, mostly from the Dunelands
Coalition to Abolish the Death Penalty, brought folding chairs, tom-tom
drums and florescent picket signs with such phrases as "Death is
God's Business" and "Thou Shalt Not Kill." John Souder Roser, a 73-year-old
retired truck driver from Porter County, said his father had been a
social worker at the Indiana State Prison and he grew up in a house
on prison grounds. "I believe it's wrong," he said. "It's totally
insane. It makes me a murderer. I'm part of the state of Indiana and
I'm culpable in this man's death."
Lambert's spiritual adviser, a Buddhist priest
from Chicago addressed the protesters, telling them she prayed,
chanted and meditated with Lambert near an altar of candles and
incense for about two hours Thursday. "Tonight we see the cycle of
violence continue right in front of our eyes," she said.
What had largely been a demonstration against
capital punishment changed around 10 p.m. Sirens north of the prison
interrupted the calm, signaling the arrival of those wishing to show
their support for Gregg and Molly Winters. A caravan of about 30
sport-utility vehicles and marked and unmarked police cars, some
with lights flashing, ushered in at least 70 people. Many wore T-shirts
emblazoned with a police badge and the words "In Memory of Gregg Wm.
Winters."
Most were either off-duty officers belonging to
Indiana's Fraternal Order of Police or surviving family members of
other officers killed in the line of duty. About a dozen were Muncie
police officers in uniform, including Jeff Leist, who played
softball on the Muncie FOP team with the Winters brothers. "We had a
lot of good memories,' Leist said. "He was a good police officer,
dad and husband. He was a great man."
Mike Goodwin was in this group. His brother, Cpl.
Thomas Goodwin of the Goshen Police Department, was shot and killed
in 1998. Molly Winters helped guide Mike Goodwin and Goshen officers
through their grief, he said. "She's done so much for our family,"
Goodwin said. "This is a small way to pay her back."
At 11 p.m., these supporters distributed blue
glow sticks, an alternative form of candlelight vigil to express the
"thin blue line" of law enforcement. As the execution neared, the
crowd formed a line along the prison's wrought iron fence, holding
the glow sticks in outstretched arms toward the prison.
This was the image Molly Winters first saw as she
left the prison after Lambert's death with her sons, Kyle, 20, and
Brock, 17, at her side and Terry Winters nearby. Molly, Terry and
Kyle Winters briefly spoke to reporters at the prison's gate before
embracing their supporters one-by-one. "It's just a relief," Kyle
said. "Even though it's still not going to bring my dad back."
Execution Means Justice for Wife of Officer
Killed
By Debbie Knox - WISHTV.com
June 15, 2007
INDIANAPOLIS - The execution of Michael Lambert
means justice for Molly Winters, the wife of Muncie Police Officer
Gregg Winters. Winters was killed in 1990 when Lambert, a handcuffed
prisoner in Winters' patrol car, used a concealed handgun to shoot
Winters in the back of the head five times. Days later Gregg Winters
died. Lambert was sentenced to death for the crime.
"Five days before Gregg was shot he said, 'Let's
talk about something.' And I said, 'Okay, what do you want to talk
about?' And he said, 'If anything ever happens to me this is what I
would want at my visitation, this is what I want at my funeral. This
is what I want for the future for you and the boys,'" Molly
remembered. "That was God's way of as much as he could prepare me,
prepare me," she said.
"I went to bed about 1:30 that night and at about
20 till 2:00, Brock who was 10 months at the time cried out. And I
thought oh, we have another ear infection and I later found out
that's when Mike Lambert shot Gregg in the head." "I was with Gregg
when he took his last breath and will remember that. It'll be
forever etched in my mind. I will not give Mike Lambert the honor of
being in my memories for the rest of my life. That's not going to
happen," she said.
"Every milestone that my children has gone
through has been difficult, when they learned to write their name,
they had to write it on a piece of paper and attach it to a helium
balloon and send it to heaven so Daddy could see that they now could
write their name. Same way when they started writing numbers.
They're very angry that they haven't had their dad here to share
things with them."
"It's been 17 years of fighting the battles and
fighting for victims rights and trying to make a huge positive out
of a horrible tragedy and now it's time for Gregg and it's time that
he get to rest," she said. "I will be there. I will be standing
there quietly with my blue glo-stick that represents Gregg and the
thin blue line of law enforcement and I'm ready for justice."
Inmate executed for killing Muncie police
officer
WTHR.com
June 15, 2007
Michigan City - The man convicted of fatally
shooting a Muncie police officer more than 16 years ago was executed
early Friday. Michael Lambert, 36, was pronounced dead at 12:29 a.m.
CDT following the lethal injection procedure, Indiana State Prison
spokesman Barry Nothstine said. Lambert did not offer a final
statement.
At midnight, white lights of protest shone from
death penalty opponents who stood outside the Indiana State Prison
in Michigan City. There were blue lights of support held by
relatives of police and other slain lawmen remembering Greg Winters.
Molly Winters, her two sons and supporters left
the prison with the justice they have waited more than 16 years for.
"Relief," Molly Winters said tearfully. "Justice has been served and
look at all the blue lights behind you - it tells us that Greg has
not been forgotten and everything he stood for." "This part's over
even though it's still not gonna bring Dad back," said Kyle Winters.
"Just a relief."
Officer Winters was shot to death in his patrol
car by Michael Lambert. Winters' brother, a Muncie police deputy
chief, witnessed the execution. "His death was a lot smoother than
what my brother's was and his punishment for that crime was death
and it's been carried out and that's the end of it," said Terry
Winters.
During the last 16 years, Molly Winters has said
she's been on a journey that at times felt as though she were in
prison as well. "There is a feeling of being set free because when
Lambert put those five shots in the back of Greg's head, I said as
long as I live, I will be at every court hearing and I will do
everything I can do every step of the way to make sure that one day
Greg will rest peacefully and that there will be justice, and it's
done," she said. Now Molly Winters continues her journey, embraced
and surrounded by friends.
Lambert's execution for the killing of Officer
Gregg Winters came about nine hours after the U.S. Supreme Court
rejected, without commenting, his final appeal. The U.S. Supreme
Court on Thursday denied, without commenting, to grant Lambert's
request that the execution be blocked. That step came a day after
Governor Mitch Daniels denied his clemency petition.
3:13 p.m.: Lambert doesn’t like change in who
can watch executions
Anderson Herald-Bulletin
The Associated Press - June 14, 2007
MICHIGAN CITY, Ind. (AP) — When Michael Lambert
was set to be executed two years ago, he agreed to let the brother
of the police officer he fatally shot more than 16 years ago watch
him die. That execution was stayed. Since then, a change in Indiana
law means he has no say over who in Muncie Officer Gregg Winters’
family can watch his execution now set for early Friday. It’s a
change Lambert doesn’t like. “I don’t think anyone should be given
that choice,” he said during an interview last week. “It’s not
natural just to come in and watch someone die — not just die, but
watch someone be killed. It’s not natural.”
Terry Winters, deputy chief of the Muncie Police
Department, thought it was unfair he needed to ask Lambert for
permission two years ago. “My brother is the victim here and it
shouldn’t be up to him (Lambert),” Winters said.
Gov. Mitch Daniels on Wednesday denied clemency
for Lambert. The governor did not elaborate on his decision, which
was issued in a brief statement from his office. “Obviously, we’re
very disappointed,” Larry Komp, one of the attorneys representing
Lambert through the Midwest Center for Justice in Evanston, Ill.,
said Wednesday.
Lambert’s last chance to avoid execution rested
with the U.S. Supreme Court. His attorneys on Monday asked the Court
to stop it on several grounds, including the fact that three of
Indiana’s five Supreme Court justices have at times during his
appeals ruled his death sentence is “constitutionally deficient.”
The high court had not ruled as of Thursday afternoon.
Lambert killed Gregg Winters on Dec. 28, 1990,
while he was being brought to the Delaware County Jail on a charge
of public intoxication. A police officer who patted Lambert down did
not find the gun he had in his pocket. Lambert shot Winters five
times in the head, and the officer died 11 days later.
Lambert is the second person to be executed under
the new law that gives up to eight spots to immediate family members
of murder victims. Last month, five adult children of Juan Placencia
watched as David Leon Woods was executed.
Terry Winters was the only relative who asked to
witness the execution that will be by lethal injection. Gregg
Winters’ widow, Molly, did not want to watch but planned to be at
the prison. “I was with Gregg those 11 days that he was laying there
fighting for his life,” she said. “And I was there when he took his
last breath and died. That is a memory that will always be in my
mind. I will not give Michael Lambert the privilege of knowing he
will always be forever in my memories right next to Gregg. I’m not
doing it.”
A federal appeals court temporarily blocked
Lambert’s 2005 execution. It later lifted that order, and the U.S.
Supreme Court for a fourth time declined to review his case.
He then filed another appeal with the Indiana
Supreme Court, which it denied last month and set the new execution
date. Lambert again argued that his death sentence should be
overturned because the state’s high court had held that the jury in
his case was improperly exposed to victim impact evidence.
Indiana executes man who killed cop while
drunk
By Karen Murphy - Reuter News
Jun 15, 2007
MICHIGAN CITY, Indiana (Reuters) - The state of
Indiana on Friday executed a man who killed a police officer after
he was arrested for public drunkenness more than 16 years ago.
Michael Lambert, 36, was pronounced dead at 12:29 a.m. CDT (1:29
a.m. EDT, 0529 GMT) after an injection of lethal chemicals,
officials at the Indiana State Prison said.
Lambert had lost a series of final court appeals
and was denied clemency by both the state parole board and Gov.
Mitch Daniels.
He was convicted of killing Gregg Winters, a city
policeman in Muncie, Indiana, in December 1990. Winters took him
into custody for public drunkenness. Sitting in the back of Winters'
squad car, Lambert pulled a gun he had concealed and shot the
officer, a 32-year-old father of two, five times in the back of his
head.
Winters' brother, Terry Winters, the deputy chief
of the Muncie police department, witnessed the execution. Roughly a
hundred other police officers held a candlelight vigil outside the
prison.
Lambert had been given a kitten while on death
row, which he left to his son. The kitten was three months old.
Lambert was offered a meal of his choosing on
Wednesday night but declined the offer. He has contended he didn't
know what he was doing when he killed Winters because he was drunk.
He met with a spiritual advisor on Thursday but
had no final statement.
His was the 23rd execution in the United States
this year, the second in Indiana in 2007 and the 1,080th since the
death penalty was restored in the United states in 1976.
Lambert v. State, 643 N.E.2d 349 (Ind.
1994) (Direct Appeal).
Defendant was convicted in the Delaware Superior
Court, Division 1, Robert L. Barnet, Jr., J., of murder of police
officer, was sentenced to death, and he appealed. The Supreme Court,
Givan, J., held that: (1) jury panel was properly drawn; (2)
prosecution could qualify jury to consider death penalty; (3)
defendant's statement to police was intelligent and voluntary; (4)
trial court did not abuse its discretion in admitting videotaped
demonstration of how handcuffed defendant could have shot police
officer; (5) no aggravating situation existed which could have
justified instruction on voluntary manslaughter; (6) instruction on
jury recommendation for sentencing correctly advised jury of their
advisory role; (7) defendant waived issue of whether trial court
properly admitted victim-impact evidence; and (8) trial court
properly weighed aggravating and mitigating factors in determining
death sentence. Affirmed. DeBruler, J., concurred in result in part
and dissented in part and filed opinion in which Sullivan, J.,
joined.
GIVAN, Justice.
Upon conviction of the murder of a police officer, appellant
received the death penalty. Oral argument was held in this cause on
June 3, 1993. The State conceded the trial court applied the wrong
standard in determining intoxication is not a mitigator; therefore,
this Court ordered the case remanded to the trial court to
reconsider evidence of intoxication and its effect on the penalty in
view of Ind.Code § 35-50-2-9(c)(6). The trial court has returned its
findings and judgment as per our Order and the parties have filed
their respective briefs pertaining thereto.
The facts are: During the afternoon of December
27, 1990, appellant consumed several alcoholic drinks. At
approximately 8:00 p.m., he went to the 300 Club Bar on the south
side of Muncie, Indiana where he consumed additional alcoholic
beverages. His conduct there was described as “radical” and “dancing
around wild-eyed.”
A little after 1:00 a.m., on December 28, 1990,
Muncie Police Officers were dispatched to a property-damage accident.
When they arrived, they observed a utility truck with the name “Jim
Allen's Service Maintenance” painted on the side. Shirts inside the
truck bore the name “Mike.” The driver could not be found and the
truck was towed.
A short time later, Officer Kirk Mace observed
appellant trying to crawl under a car. When Officer Mace
investigated, appellant told him he was going to sleep under the
car. He was lightly dressed, it was snowing and the temperature was
in the teens.
The officer concluded that appellant was
intoxicated and placed him under arrest for public intoxication.
Appellant was subjected to a “quick pat-down search,” was handcuffed,
and was placed in the back of the police car. Then, Officer Gregg
Winters, with only he and appellant in the police car, started
driving to the jail which was approximately fifteen minutes away.
A few minutes later, Deputy Sheriff Mike
Scroggins and Deputy Greg Ellison were driving their patrol cars
east on Riggins Road when they observed a westbound car approaching.
It suddenly slid off the road, coming to rest against a fence in a
ditch. As the car went into the ditch, the officers were able to
observe that it was a police car. They observed Officer Winters
immobile behind the steering wheel and appellant in the back seat of
the car.
It was discovered that Officer Winters had
suffered gunshot wounds to the back of the head and neck, and
although appellant was handcuffed, there was a .25 caliber pistol
lying on the floor of Winter's police car. Ballistics tests later
established the weapon was used to inflict the wounds on Officer
Winters. It also was learned later that appellant had stolen the
pistol from his employer.
Six empty cartridge casings were located in the
car and five slugs were recovered, one from the body of Winters
during the autopsy, two from the front seat of the car, one from
Winters' clothing at the hospital, and one which was lodged between
the dash panel and the left pillar of the car. An autopsy revealed
that Officer Winters in fact had been struck by five separate
bullets.
Despite the fact appellant was handcuffed at the
time, he apparently was able to recover the pistol from his clothing
and fire the shots into the back of the head and neck of Officer
Winters. Police conducted a demonstration to determine if such an
act was possible. The demonstration was videotaped and clearly
established the fact that a person of appellant's height and weight
in fact could accomplish such a feat although it did require a
certain amount of physical dexterity.
Appellant claims the jury panel was improperly
drawn and that the system used by Delaware County to obtain
prospective jurors uses the voter registration lists only and thus
is in violation of Ind.Code § 33-4-5-2(a), which requires a list of
prospective jurors be chosen from not only the list of legal voters
in the county but also the latest tax schedules of the county.
Appellant concedes that this procedure was
approved in Rogers v. State (1981), Ind.App., 428 N.E.2d 70.
Appellant argues that in 1989 the legislature amended Ind.Code §
33-4-5-7 to eliminate the requirement that a person be a resident
voter in order to be qualified for jury duty and in retaining the
language in Ind.Code § 33-4-5-2(a) that the jury panel be drawn both
from the voter registration list and the tax schedules, further
provided that potential juror lists could be expanded beyond those
persons to include various other groups.
Appellant takes the position that when the
legislature undertakes to amend a statute it is presumed to be aware
of prior language and the Court interpretation of the statute. Thus,
the prior holding in Rogers that a drawing from either registered
voters or property owners would be proper was altered by the
statutory amendment. Henceforth, it is required that both voter
registration and tax schedules lists be used in drawing potential
jurors.
In order to show reversible error in the manner
in which prospective jurors are chosen, an appellant must show a
common thread running through the excluded group, showing that the
exclusion was such as to prevent juries from being made up of a
certain segment of the population of the community. See Moore v.
State (1981), Ind.App., 427 N.E.2d 1135.
In the case at bar, appellant in effect is
arguing that property owners who are not registered voters would
have been excluded. However, there is no showing that property
owners as a group were excluded from the jury. As the State points
out, many property owners in fact are registered voters and there is
no showing here that a jury was made up entirely of registered
voters only and excluded property owners. Under the circumstances of
this case, the observations made by the Court of Appeals in Rogers
are still valid and applicable to the case at bar. We see no
reversible error in the manner in which the jury was chosen.
Appellant claims the trial court erred in denying
his motion for change of venue or venire. The record here amply
demonstrates that this case received a high degree of publicity not
only in Delaware County but throughout the entire state. During voir
dire examination, the jurors were questioned extensively concerning
the knowledge they had gained of the case through news media or any
other source.
Each person who eventually was chosen and served
on the jury was able to state that although they had read accounts
of the incidents leading to appellant's trial, they would be able to
make their determination based solely on the evidence heard in the
case and would follow the instructions of a trial court. This was in
keeping with our holding in Davidson v. State (1991), Ind., 580 N.E.2d
238.
We would further point out that appellant did not
exhaust his peremptory challenges which would be a prerequisite to
demonstrating that he was subjected to a biased panel. Reinbold v.
State (1990), Ind., 555 N.E.2d 463. There is no evidence in this
record to support appellant's claim that the trial court erred in
denying his motion for change of venue or change of venire.
Appellant contends that allowing the State to
proceed to seek a “death-qualified” jury subjected him to a trial by
a “guilt-prone” jury. Appellant concedes that both the Supreme Court
of the United States and the Supreme Court of Indiana have held that
death qualification is not unconstitutional. See Lockhart v. McCree
(1986), 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137; Fleenor v.
State (1987), Ind., 514 N.E.2d 80, cert. denied, 488 U.S. 872, 109
S.Ct. 189, 102 L.Ed.2d 158. However, he urges us to reconsider this
line of cases in light of Georgia v. McCollum (1992), 505 U.S. 42,
112 S.Ct. 2348, 120 L.Ed.2d 33. We do not find that case on point
here. McCollum holds that the prosecution is barred from exercising
peremptory challenges in a racially discriminatory manner.
We find that both the United States Supreme Court
and this Court still adhere to the proposition that it is proper to
qualify a jury concerning their willingness to give the death
penalty. Appellant argues that McCollum stands for the proposition
that excluding any class of persons from a jury deprives those
persons of their rights and undermines the fairness of the judicial
system.
However, when persons state they cannot perform
their duties as required by law because of their personal
convictions, they cannot qualify for jury service in that particular
case. See Utley v. State (1992), Ind., 589 N.E.2d 232, cert. denied,
506 U.S. 1058, 113 S.Ct. 991, 122 L.Ed.2d 142. We continue to hold
that it is valid for the State to qualify a jury to consider the
death penalty.
Appellant claims the trial court erred in denying
his motion to suppress his statement to police and admitting that
statement in evidence at trial. Appellant contends he was so
intoxicated at the time he was arrested and questioned that he was
incapable of knowingly and freely waiving his right against self-incrimination;
therefore, his statement to police was not admissible.
There is no question that a person may be so
intoxicated that he is incapable of giving a knowingly voluntary
statement to police. See Thomas v. State (1983), Ind., 443 N.E.2d
1197. We have held that a defendant's statement will be deemed
incompetent only when he is so intoxicated that it renders him
unconscious of what he is doing or produces a state of mania. A
lesser degree of intoxication affects only the weight and not the
admissibility of his statement. Houchin v. State (1991), Ind., 581
N.E.2d 1228.
Officer Stanley testified that when he started
taking appellant's statement at 4:05 a.m. on December 28, appellant
appeared to be oriented as to time and place and did not slur his
words. He said appellant stated to him that he understood what was
going on and that he was able to recount events in a logical order
and sequence.
Appellant stated that he had “a buzz on” but he
was not drunk and knew what he was saying. Captain Cox testified
that he detected an odor of alcohol; however, he observed appellant
walking and he did not wobble or stumble. Although there was an odor
of alcohol on appellant, he did not demonstrate any of the other
signs of intoxication. Samples of appellant's signature affixed to
his statement to the police and his signature taken at other times
were compared for their similarity.
A breathalyzer test given to appellant at 5:15
a.m. showed he tested a blood alcohol level of .18 percent. We have
held that if a defendant appears to be able to talk clearly and
understand what he is saying even though he tests high in blood
alcohol content, his statement will be admissible. See Gregory v.
State (1989), Ind., 540 N.E.2d 585. The evidence in this case
supports the trial court's finding that although intoxicated,
appellant had the ability to render an intelligent and voluntary
statement to the police.
Appellant contends the trial court erred by
allowing in evidence a videotape of a staged “reenactment” of the
crime. Because of the obvious difficulty of a person who was
handcuffed obtaining a weapon from his clothing and firing five
shots into the back of an officer's head, the State chose a person
of appellant's height and weight to demonstrate such a possibility.
In several tries, the demonstrator was able to
produce a gun from several locations in his clothing with the
exception of his right coat sleeve. He not only was able to produce
the weapon but able to demonstrate his ability to fire it in the
direction of a person seated behind the wheel of the automobile.
Demonstrations are admissible subject to a trial court's discretion.
On review, we will reverse only for an abuse of that discretion.
Peck v. State (1990), Ind., 563 N.E.2d 554.
Appellant cites Peterson v. State (1987), Ind.,
514 N.E.2d 265 for the proposition that in making a determination to
permit a demonstration, the court should consider: 1) the ability to
make a faithful record of the drama for appeal purposes; 2) the
degree of accuracy in the recreation of the actual prior condition;
3) the complexity and duration of the procedure; 4) other available
means of proving the same facts; and 5) the risk which the conduct
of such procedure may pose to the fairness of the trial. In this
case, it is obvious the ability to restage the action was
exceedingly simple.
The police officer and appellant were the only
two people in the automobile-the police officer behind the wheel and
appellant handcuffed in the back seat. There is obviously very
little variation that could have occurred. There is obviously
nothing complex about such a procedure. The murder weapon was found
on the floor of the car and it was established that it had been
stolen from appellant's employer.
The demonstration clearly showed the ability for
a handcuffed person to produce and fire the gun in such a manner as
was necessary to inflict the wounds on the officer. We see no
violation of the trial court's discretion in permitting the
videotape of the demonstration to be shown to the jury.
Appellant claims the trial court erred in
refusing to read appellant's Final Instructions Nos. 9 and 10 on
voluntary manslaughter as a lesser-included offense. Appellant
contends he was too drunk to form the necessary intent to kill. This
Court has held previously that voluntary manslaughter requires
intent, whereas the defense of intoxication, if accepted, requires
an acquittal because of lack of the ability to form intent. It does
not justify a conviction on a lesser-included offense. Rowe v. State
(1989), Ind., 539 N.E.2d 474; McCarty v. State (1986), Ind., 496 N.E.2d
379.
In the case at bar, appellant was arrested while
trying to crawl under an automobile to sleep. When the officer
discerned that he was intoxicated, he was arrested, handcuffed, and
placed in the back seat of a squad car. There was nothing unusual
about his arrest nor was there any confrontation with the police in
regard thereto. There is no evidence that he was abused in any way
or that he was discernibly angered in any way.
There is nothing about the facts in this case
that would justify a finding that appellant was subjected to an
aggravating situation provoking sudden heat which would be an
element to consider so far as a voluntary manslaughter instruction
would be concerned. The trial court did not err in refusing to give
a voluntary manslaughter instruction.
Appellant claims the trial court erred by
modifying his proposed Final Instruction No. 1 regarding the effect
of the jury recommendation concerning the death penalty during the
penalty phase of the trial. The trial judge modified appellant's
Tendered Instruction to read in part: “A jury recommendation is to
be given a special role in a judge's process of determining
punishment, because it represents the collective conscience of the
community.”
He claims his instruction should have been given
unmodified because nowhere else were the jurors told of the great
weight and very serious consideration which would be given to their
recommendation and sentencing.
In Drollinger v. State (1980), 274 Ind. 5, 408
N.E.2d 1228, this Court noted that an instruction need not
necessarily be read to the jury because it is a correct statement of
the law. “The mere fact that certain language or expressions are
used in the opinions of this Court to reach its final conclusion
does not make it proper language for instructions to a jury.” Id. at
25, 408 N.E.2d at 1241.
The trial court correctly advised the jury of
their advisory role. Bellmore v. State (1992), Ind., 602 N.E.2d 111,
125. The instruction tendered by appellant focused only on one
possible recommendation and would have encouraged the jury to try to
gauge the legal consequence of their recommendation rather than to
consider what on the evidence their recommendation should be. The
modification by the trial court was proper. There was no error.
Appellant claims the trial court erred in
allowing the State to present victim-impact evidence during the
penalty phase of the trial and failing to strike the victim-impact
statements from the presentence investigation report. In Bivins v.
State (1994), Ind., 642 N.E.2d 928, a majority of this Court,
construing our state constitution, adopted a new rule of criminal
procedural law constraining the available aggravating circumstances
to those designated by the capital sentencing statute.
The Bivins majority applied this new rule to hold
that victim-impact evidence would be improper unless relevant to one
of the statutory capital aggravators. This new rule applies in
pending cases on direct appeal if the issue is properly preserved.
In the present appeal, the defendant asserts
error in the admission of victim-impact evidence only on grounds
that it is contrary to Indiana statutes concerning the probation
officer's presentence investigation. Ind.Code § 35-38-1-8.5(A).
Because the defendant's appeal does not present the legal claim upon
which Bivins was decided, we deem such issue to be waived. Appellant
concedes that the United States Supreme Court has held in Payne v.
Tennessee (1991), 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 that
the Eighth Amendment does not prohibit the introduction of such
evidence.
He further concedes that this Court has followed
Payne. Roche v. State (1992), Ind., 596 N.E.2d 896; Benirschke v.
State (1991), Ind., 577 N.E.2d 576, cert. denied, 505 U.S. 1224, 112
S.Ct. 3042, 120 L.Ed.2d 910. We find no reversible error here.
Appellant contends the trial court erred at
sentencing by finding and considering aggravating circumstances not
supported by the evidence and failing to find and consider
mitigating circumstances supported by the evidence. He further
claims the trial court applied the wrong standard to the evidence of
intoxication and in finding that the aggravating factor of the
killing of a police officer in the line of duty outweighed the
mitigating factors. As previously stated in this opinion, this case
was remanded to the trial court for consideration of the possible
mitigator of intoxication.
In responding to that remand, the trial court has
presented a lengthy and detailed evaluation of each possible
aggravator and each possible mitigator which he considered in
rendering the sentence. He carefully analyzes each aspect of the
claim of appellant's intoxication and finds that he in fact was
intoxicated at the time the crime was committed and that he was
intoxicated to the extent that it impaired his ability to reason.
However, he further found that: “[Appellant's]
capacity to conform his conduct to the requirements of the law was
not substantially impaired as a result of intoxication, mental
disease, or defect. The Defendant was able to conform his conduct to
those requirements.
A closer question is whether or not [his]
capacity to appreciate the criminality of his conduct was
substantially impaired as a result of mental disease or defect or of
intoxication.”
The court went into detail concerning appellant's
age-which was 20 years, his level of intoxication, his family
history, his prior exposure to alcohol, and the impact the alcohol
had on his judgement. He held that these factors should be
considered as mitigators and should be considered together with the
aggravators in coming to a conclusion as to the sanction to be
imposed. The careful detail given by the trial court in response to
our remand is to be commended. In the vernacular, we observe he did
not “leave a stone unturned.”
He carefully points out the evidence as to
appellant's degree of intoxication, the absence of any aggravating
circumstance, the total wantonness of appellant's conduct in
deliberately firing five shots into the back of the head and neck of
an officer who had in no way abused him. The trial court did observe
that appellant had shown some signs of possible rehabilitation and
he claimed that he already had started on such a program.
This case is very similar to the case of Johnson
v. State (1992), Ind., 584 N.E.2d 1092, cert. denied, 506 U.S. 853,
113 S.Ct. 155, 121 L.Ed.2d 105. The ages of Johnson and appellant
were the same. They both were intoxicated at the time they committed
murder. In Johnson's case, he fatally bludgeoned an 82-year-old
woman to death after breaking into her home. In the case at bar, the
officer was shot from the back with no opportunity to defend himself.
In both cases, lack of guidance in upbringing and
intoxication were urged as mitigating circumstances. However, in
Johnson as in the case at bar, those contentions were to no avail at
the trial level. The court in Johnson relied on our holding in Woods
v. State (1989), Ind., 547 N.E.2d 772, cert. denied, 501 U.S. 1259,
111 S.Ct. 2911, 115 L.Ed.2d 1074, where the defendant attempted to
rely on the fact of a turbulent childhood marked by mistreatment as
a mitigator. As in both Johnson and Woods, we find appellant's
claims that mitigators should override the aggravators and that the
death penalty should not be invoked are to no avail.
The trial court is affirmed. SHEPARD, C.J., and
DICKSON, J., concur. DeBRULER, J., concurring in result and
dissenting with separate opinion in which SULLIVAN, J., concurs.
*****
DeBRULER, Justice, concurring in result and
dissenting.
1. Over objection at trial the judge admitted a
videotape in which appeared a male officer whose hands were
handcuffed behind his back. This officer moved and tossed about and
managed to position his hands and body in a manner which would have
permitted him to remove a handgun from the back of his pants, place
it on the driver's head rest and yell “bang, bang.” This ruling was
error.
The standard governing the admissibility of such
matter given in Peterson v. State (1987), Ind., 514 N.E.2d 265, was
not met. First, there was no necessity for the employment of this
method by the prosecution in proving its case. The jury was in a
perfect position to judge whether appellant was able to draw, point,
and fire the fatal shots while handcuffed. Such judging is everyday
fare for triers of fact.
Second, this visual portrayal is pure theater. It
was written, produced, directed, and casted by the prosecuting
agents of the government. It has emotional content and impact upon
the viewer far beyond the abstract message it carried that appellant
could have drawn, pointed and fired.
The film was manufactured outside the courtroom.
It was shown to the jury on a screen using expensive and
technologically sophisticated machinery. There was undoubtedly a
hushed atmosphere in the courtroom. The attention of the jury was
undoubtedly focused in that special manner which accompanies theater
and television viewing. It is impossible to conceive of a process
posing a greater threat to the fairness of judicial proceedings.
This particular film and its genre, as evidence, have no part in
court and must be condemned in the strongest terms.
As has oft been noticed, it is not every error
which requires remedy. Under the unique circumstances of this case,
the error admitting this film was harmless at the guilt/innocence
stage of the trial. Additional facts supporting the verdict show
that when deputy sheriff Scroggins and deputy Ellison reached the
car, the motor was running, the car was in drive, and the victim
Winters was behind the wheel with his foot still on the accelerator.
Appellant was in the back with the murder weapon.
Winters was dying of multiple bullet wounds.
Winters' gun was still secure in its holster. The risk that the jury
gave significant weight to the erroneously admitted film in
determining guilt or innocence is de minimus. Since I regard the
ruling of the trial court to be error, I concur in result only in
that part of the majority opinion affirming the conviction.
2. With respect to sentencing, I dissent and vote
to set aside the sentence of death and order the imposition of a
term of years. The trial court was in error in permitting Chief
Scroggins over an Eighth Amendment objection to testify that as a
direct result of the murder of Officer Winters he was unable to
function at an appropriate level as chief, and had to seek medical
help and take prescription drugs. He also testified that some
officers as a direct result of the murder of Officer Winters began
acting in a violent and illegal way in dealing with the public in
the course of their duties.
The holding of the Supreme Court in Payne v.
Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991),
does not write the Eighth Amendment out of the issue of whether
victim impact evidence is admissible during the penalty phase of a
capital trial. After Payne, some victim impact evidence is
admissible and some is not. In Payne the Supreme Court approved the
prosecutor's use of a grandmother's testimony describing the sense
of loss of her grandchild who himself managed to survive the same
murderous attack which had taken the lives of his mother and sister.
The child was a survivor of the very crime for
which the death penalty was sought. I do not believe the Eighth
Amendment, as interpreted by the Supreme Court in Payne, would
permit a state to include a police chief or a police department
among the survivors of crime for the purpose of admissibility.
Clearly, only three Justices in Payne regard such large entities and
the community as a whole as survivors for this purpose.
In its final order, the trial court added weight
to the death aggravator based upon the “terrible effect” which this
killing had on other officers. In so doing, it is evident that the
trial court was moved by the testimony of Chief Scroggins and
inferences therefrom to add weight on the aggravator side of the
scales. This was federal constitutional error and contrary to law.
3. In its final order, the trial court's final
reason for choosing death was that under the circumstances of the
case the “... imposition of the death penalty is supportable and the
Court now accepts the recommendation of the jury.” I continue to
regard this type of reasoning as inconsistent with the requirement
that the judge adjudicate the propriety of the sentence of death.
4. Finally, it is important to consider the
distinctions between the circumstances of this case and those
present in Johnson v. State (1992), Ind., 584 N.E.2d 1092, cert.
denied, 506 U.S. 853, 113 S.Ct. 155, 121 L.Ed.2d 105 (1992) and
Woods v. State (1989), Ind., 547 N.E.2d 772, cert. denied, 501 U.S.
1259, 111 S.Ct. 2911, 115 L.Ed.2d 1074 (1991), in which the death
penalty was affirmed by this Court on appeal. In both those cases,
as in this case, the defendant was under the lawful drinking age,
and killed while intoxicated.
There the similarities end. Both Johnson and
Woods planned to rob a lone elderly person at home, and in executing
such plans held weapons for use against the intended victims.
Appellant did not plan to kill officer Winters and arm himself for
that purpose. His design to kill and escape was made under a high
state of intoxication, after having been handcuffed and confined in
a small space. The weight of the aggravators in Johnson and Woods is
greater. SULLIVAN, J., concurs.
Defendant was convicted in the Delaware Superior
Court, Robert L. Barnet, Jr., J., of murdering a police officer, and
was sentenced to death. Defendant appealed. The Supreme Court, Givan,
J., 643 N.E.2d 349, affirmed. Defendant petitioned for rehearing.
The Supreme Court, Selby, J., held that: (1) defendant preserved
relevancy objections to victim impact testimony on appeal; (2)
victim impact testimony was inadmissible; (3) erroneous admission of
victim impact testimony was not harmless; but (4) death sentence was
warranted nonetheless. Petition granted; affirmed in part and
reversed in part. Boehm, J., filed dissenting opinion.
SELBY, Justice.
This is a petition for rehearing of this Court's decision to affirm
the trial court's sentence of death in Lambert v. State, 643 N.E.2d
349 (Ind.1994). Lambert was tried, convicted, and sentenced to death
for the murder of a police officer. As a result of Lambert's initial
direct appeal, and by stipulation of the State, this Court remanded
the case to the trial court to reconsider evidence of Lambert's
intoxication and its effect as a mitigator under Ind.Code Section
35-50-2-9(c)(6).
After reconsideration of the intoxication
mitigator, the trial court again sentenced Lambert to death. This
Court affirmed that sentence on direct appeal. Lambert v. State,
supra. Lambert now petitions for rehearing, raising multiple issues.
We grant his petition for rehearing solely on the issue of the
admissibility of certain victim impact testimony at the sentencing
phase of the trial.
On direct appeal, we deemed that the issue of the
admissibility of victim impact testimony was waived. We reasoned
that Lambert had “assert[ed] error in the admission of victim-impact
evidence only on grounds that it is contrary to Indiana statutes
concerning the probation officer's presentence investigation[,]
Ind.Code Section 35-38-1-8.5(a)[,]” and therefore he had waived his
relevancy objection to the admission of this evidence. Lambert, 643
N.E.2d at 354 (emphasis added).
Lambert notes in his Petition for Rehearing that
the objections which he made at trial regarding the admission of
this evidence were not limited to statutory concerns. Rather,
Lambert consistently objected to the admissibility of the evidence
on the grounds that it was irrelevant. For example, he introduced a
Motion to Exclude Victim Impact Evidence, and he continually
objected to the admission of victim impact evidence during the
penalty phase on the basis that this victim impact evidence
constituted irrelevant aggravators.
Also, in his brief on direct appeal, Lambert
argued that the extensive victim impact testimony goes “far beyond
the ‘quick glimpse’ ” of the victim's life and the impact of the
crime permissible under Payne v. Tennessee, 501 U.S. 808, 111 S.Ct.
2597, 115 L.Ed.2d 720 (1991). (Brief for Appellant at 9, 25.)
Additionally, Lambert objected to the jury's
recommendation because it had been tainted by the extensive victim
impact testimony. Thus, a review of the record indicates Appellant
did raise relevancy objections to the victim impact testimony at
trial and did adequately, though perhaps imprecisely, preserve his
objections on appeal. We grant his Petition for Rehearing to review
those objections.
FACTS
While Lambert v. State contains a full recital of
the facts, we will briefly restate them here. During the afternoon
of December 27, 1990, Michael Allen Lambert, then a twenty-year-old
man, began consuming alcohol. At approximately 8:00 p.m., he went to
a bar in Muncie, Indiana where he continued drinking. A little after
1:00 a.m., on December 28, 1990, Muncie police officers were called
to an accident scene. At the scene, an officer discovered Lambert
attempting to crawl under a car.
When confronted, Lambert explained that he was
crawling under the car to go to sleep. The police arrested Lambert
for public intoxication. They cuffed Lambert's hands behind his
back, gave him a brief pat-down search, and then placed him in the
back seat of Officer Gregg Winters' police car. Officer Winters
began driving Lambert toward the police station.
A few minutes later, two officers noticed Officer
Winters' vehicle approaching them. They then saw Officer Winters'
vehicle suddenly slide off the road and into a ditch. Upon
investigation, they found Officer Winters with five .25 caliber
firearm wounds to the back of his head and neck. Lambert was seated
in the back of Officer Winters' police car, and a .25 caliber pistol
was laying on the patrol car's floor. Lambert's arms remained
handcuffed; his hands, when later examined, showed traces of having
been within six inches of the firing of a firearm. The pistol proved
stolen from his employer.
At the sentencing phase of the trial, the State
presented victim impact testimony in support of the death penalty.
Lambert objects to the testimony of three witnesses as improper
victim impact testimony: Muncie Chief of Police Donald Scroggins;
Officer Terry Winters, a Muncie police officer and the victim's
brother; and Molly Winters, the victim's wife.
The court first permitted Chief Scroggins to
testify, over Lambert's relevancy objections, about the effect that
Officer Winters' death had both on Chief Scroggins personally and on
the members of the Muncie Police Department. Chief Scroggins was
permitted to testify that at Officer Winters' funeral over twenty
different police agencies were represented, and that the Department
had received cards and letters from police departments all over the
country.
He testified that he and other members of the
department had sought psychological counseling to cope with Officer
Winters' death, and that after the shooting, because he was unable
to function as he felt a Chief of Police should, he contacted his
physician for prescription medication.
The court next heard from Officer Terry Winters,
the victim's brother. Officer Winters testified, over defendant's
continued relevancy objections, that his brother had loved being a
policeman, and that his brother's death had adversely affected
Officer Terry Winters' job performance and attitude toward his job.
Officer Winters testified about his other brothers' employment, his
father's place of employment, and his mother's place of employment.
Next, Molly Winters, the victim's widow, provided
penalty phase testimony regarding her relationship with Officer
Gregg Winters. She too testified over defendant's continued
objections. She stated that they had been married for six-and-a-half
years and that they had two sons, Kyle and Brock, ages four-and-a-half
years and twenty months old, who liked sports, roughhousing and bike
riding. She was permitted to lay a foundation for admission into
evidence of a photo of the family taken the previous Christmas.
She testified that Officer Winters was a good
father and husband. She further testified that he was a dedicated
officer who loved his job, and that she had encouraged him to buy
and wear a bullet-proof vest prior to the time that vests were
issued by the department. “I told him ... I want you to get a vest
and to wear it for added protection because I'm worried about you. I
want to make sure that every night that you go to work, you come
home safe, and I've got two little babies, and I don't want to raise
them by myself.” Molly Winters then related the events that occurred
between the time of Officer Winters' shooting and his death eleven
days later:
State: He survived 11 days, is that correct? Mrs.
Winters: That's correct. State: Did your boys get to see him in the
hospital before he died? Mrs. Winters: Yeah. I had a couple of
doctors that told me don't subject them to that. But I told them
they were wrong because it was very important to me that my children
know that Daddy went to work. He did his job, and, as we put it, a
bad guy got him. And we don't know the outcome, but Daddy is hurt
very badly, and we could go and see him and talk to him, but he just
can't talk to us. State: Did the boys go and see him? Mrs. Winters:
I took them back, and I stayed out in the hallway, and I explained
to my oldest son, Kyle, what was going on because the baby was nine
and a half months and he didn't know. And I said, if you want to
touch Daddy, you can, but you don't have to. So we went on in. When
we went in, he asked me numerous questions, you know about the
machines and different things, and then he said, Mommy, can you do
me a favor? And I said yeah. He said, can you tell Daddy I love him?
And I said, yeah, I can do that. And I said, do you want to hug
Daddy or kiss him? And he said, no, I better not right now, but I
will later. And he said, Daddy, you have good dreams.
So we went out, and then I had Kyle with me the
entire time I was in the hospital with Gregg. And every time he
asked about his daddy or wanted to see his daddy or tell his daddy
something, I took him in. And the night that we lost Gregg, they
moved him to the hospice floor. And when he died, it was more of a
homey atmosphere, and I took Kyle in ‘cause we had open visitation,
and most of the machines were gone, and the sterile atmosphere was
gone, and he climbed up on the bed next to Gregg, and he talked to
him for the first time without telling me to tell him things. And he
said, I love you, Daddy. And then there was a big window in his room,
and Gregg and Kyle, they always went places together. They would
dress alike a lot of times. They would go to the bypass and look for
semis that they could pass. State: Did they have identical jogging
suits? Mrs. Winters: Yeah, yeah. They had a couple of identical
outfits. State: Kind of a tradition about McDonald's restaurants?
Mrs. Winters: Yes, yes. They would put their
outfits on on payday, and Gregg would take him with him to get his
check, and they'd go to the bank, and then it was a boy's day out.
They would go to McDonald's on Madison Street, and they would sit at
the bar, and they would have lunch together. And when I had Brock,
there were several times that Gregg took Brock, but before they
would leave when they didn't take Brock, they would tell him,
Brockie, now when you get to be a big boy like Kyle, you get to go
too. When you can start eating, then you can have some of my french
fries, Brockie, you can go with us. (R. at 5867-70.)
Molly Winters concluded her testimony by advising
the jury that Officer Winter's nickname was “Goose” and that she
considered him to be a hero. As noted previously, Lambert objected
to the admission of this victim impact testimony.
Specifically, Lambert sought to exclude the
testimony as not relevant to proof of the “aggravating circumstance
alleged; that being that Gregg Winters was a police officer acting
in the course of his duty at the time that he was killed.” (R. at
5826.) At the penalty phase of the trial, the trial court, citing
Payne v. Tennessee, permitted the State to present its victim impact
evidence.
*****
Because this court cannot say with assurance that
the erroneously admitted victim impact evidence did not affect the
jury's decision to recommend a death sentence, we hold that the
admission of such evidence was not harmless error. On independent
reweighing of the statutory aggravators and mitigators, we affirm
the trial court's death sentence. SHEPARD, C.J., and DICKSON, and
SULLIVAN, J.J., concur.
*****
BOEHM, Justice, dissenting.
I concur in the majority's conclusion that the trial court erred in
receiving the heartrending testimony ably described in the majority
opinion. However, I respectfully dissent from the majority's
imposition of the sentence in this case. I do so not because I
disagree with the result reached by the majority, based on the
information available to me. Rather, I dissent because I do not
believe it is customary for this or any appellate court to originate
a sentence as opposed to reviewing and revising a sentence imposed
by the trial court. There may be circumstances where that action is
appropriate, but this is not one of them.
Lambert v. State, 743 N.E.2d 719 (Ind.
2001) (PCR)
Following final appellate affirmance, upon
rehearing, of his murder conviction and death sentence, 675 N.E.2d
1060, petitioner sought post-conviction relief. The Superior Court,
Delaware County, Robert L. Barnet, Jr., J., denied petition, and
petitioner appealed. The Supreme Court, Sullivan, J., held that: (1)
its reweighing of aggravating and mitigating factors on rehearing in
petitioner's direct appeal was proper; (2) trial and post-conviction
judge's statements during sentencing did not demonstrate
disqualifying bias; (3) presence of uniformed, armed police officers
in courtroom during trial did not render trial judge incapable of
making impartial findings in post-conviction proceedings; (4)
defendant's trial counsel was not ineffective for failure to keep
out evidence, object to prosecutor's statements, proffer or object
to jury instructions, or investigate defendant's claims of mental
disorder; (5) defendant's appellate counsel was not ineffective for
failing to present particular issues and claims on appeal; (6)
state's failure to disclose evidence with purported impeachment
value was harmless; (7) any error resulting from sentencing court's
reliance on misleading or unreliable testimony was rectified by
Supreme Court's reweighing of aggravators and mitigators on
rehearing; and (8) petitioner's numerous freestanding claims of
trial court error were unavailable on post-conviction review.
Affirmed.
Lambert v. McBride, 365 F.3d 557 (7th
Cir. 2004) (Habeas)
Background: Following affirmance of his state
court murder conviction and death penalty, 675 N.E.2d 1060, and
denial of postconviction relief, 743 N.E.2d 719, petitioner sought
writ of habeas corpus. The United States District Court for the
Southern District of Indiana, Larry J. McKinney, Chief Judge, denied
relief, and petitioner appealed.
Holdings: The Court of Appeals, Terence T. Evans,
Circuit Judge, held that:
(1) Ring rule that death sentence must be based on jury
determination did not apply retroactively,
(2) extension of Clemons rule allowing appellate court to rebalance
aggravating and mitigating evidence to case involving advisory jury
recommendation was not contrary to or unreasonable application of
Supreme Court precedent;
(3) counsel was not deficient in failing to object to presence of
officers in courtroom;
(4) determination that prosecutor did not commit misconduct in
closing was not contrary to or unreasonable application of Supreme
Court precedent; and
(5) state court determination that no Brady violation occurred was
not contrary to or unreasonable application of Supreme Court
precedent. Affirmed.
TERENCE T. EVANS, Circuit Judge.
Michael Lambert appeals from the denial of his petition for a writ
of habeas corpus, pursuant to 28 U.S.C. § 2254. He does not dispute
that his Indiana conviction for the murder of police officer Gregg
Winters is valid, but he contends that the death sentence he
received was unconstitutionally imposed. The facts are grisly.
Lambert was drinking heavily one December day in
1990. That night, he went to a bar on the south side of Muncie,
Indiana, and drank even more. He became drunk; a patron of the bar
said he was “dancing around wild-eyed.” A little after midnight,
Muncie police were dispatched to a property-damage accident. When
they arrived on the scene, they found a truck without a driver.
A short time later, Officer Kirk Mace saw a man
trying to crawl under a car. When Mace investigated, the man, who
turned out to be Lambert, said he was going to go to sleep under the
car. Lambert was lightly dressed; the outside temperature was in the
teens and it was snowing. Mace concluded that Lambert was drunk and
arrested him for public intoxication.
Lambert was subjected to a quick “pat-down search,”
handcuffed, and placed in the back of a squad car. A single officer,
Officer Winters, started to drive Lambert to the jail, which was
about 15 minutes away. What happened during that short trip ended
Winters' life and altered, with a sentence of death, Lambert's life
as well.
A few minutes into the trip, a patrol car
carrying two deputy sheriffs approached Officer Winters' squad car,
which was proceeding from the opposite direction. Suddenly, Winters'
patrol car slid off the road and came to rest in a ditch. Why? Well,
as revealed during the trial, what happened was chilling.
The “pat-down” search of Lambert had come up dry
for weapons, but it was tragically incomplete. Lambert had a gun
somewhere on his person, one that he stole from his employer 8 days
earlier. During the ride to the jail, Lambert, despite being
handcuffed, managed to get the gun and fire shots into the back of
Officer Winters' neck and head. When the two deputies got to the
scene, Winters was immobile behind the steering wheel and Lambert's
pistol was on the floor. An autopsy revealed that Winters was struck
by five bullets. He died in a hospital 11 days later.
Lambert was subsequently charged with murder. The
charged aggravating circumstance, which made him eligible for the
death penalty, was that the victim was a police officer killed in
the line of duty. Indiana Code § 35-50-2-9(b)(6). Lambert was
convicted by a jury, and the case proceeded to a sentencing hearing
before the same jury.
During this hearing, under Indiana law, a jury
considers “all the evidence introduced at the trial stage of the
proceedings, together with new evidence presented at the sentencing
hearing.” § 35-50-2-9(d). When these proceedings (prior to the 2002
amendments to the statute) occurred, the judge was not bound by the
jury's recommendation, and prior to pronouncing sentence she could
receive victim-impact evidence. Indiana Code § 35-50-2-9(e). In this
case, however, it was the jury who heard victim-impact testimony-from
the police chief, Officer Winters' brother, and from his widow,
Molly Winters. The jury recommended a death sentence, which the
judge then imposed.
Lambert appealed his conviction and sentence to
the Indiana Supreme Court, which remanded the case to the trial
court to reconsider evidence of intoxication as it was related to
the penalty determination. The trial judge once again sentenced
Lambert to death, and this time the Indiana Supreme Court affirmed
both the conviction and sentence. Lambert v. State, 643 N.E.2d 349
(Ind.1994).
Lambert sought rehearing, arguing that the court
was wrong to find that he waived his claim that the trial judge
improperly admitted the victim-impact testimony. The Indiana Supreme
Court, on rehearing, held that the victim-impact evidence was
improperly admitted and that its admission was not harmless error.
The court found, however, after itself weighing
the factors in aggravation and mitigation, that the death sentence
was proper. Lambert v. State, 675 N.E.2d 1060 (Ind.1996). Next,
Lambert filed a petition for state postconviction relief in the
trial court. After an evidentiary hearing, the court denied relief.
Lambert once again appealed to the Indiana Supreme Court, which
affirmed the denial of postconviction relief, Lambert v. State, 743
N.E.2d 719 (Ind.2001).
A rehearing request was also denied. Along the
way, petitions for writs of certiorari were presented to the United
States Supreme Court and denied. Lambert v. Indiana, 520 U.S. 1255,
117 S.Ct. 2417, 138 L.Ed.2d 181 (1997); Lambert v. Indiana, 534 U.S.
1136, 122 S.Ct. 1082, 151 L.Ed.2d 982 (2002). Lambert's next stop
was the United States district court, where he filed a petition for
a writ of habeas corpus. The district court denied his petition, and
this appeal followed.
Because Lambert's petition was filed after the
effective date of the Antiterrorism and Effective Death Penalty Act
of 1996 (AEDPA), the provisions of that Act govern our review. Lindh
v. Murphy, 521 U.S. 320, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997).
Under AEDPA, if a constitutional claim was adjudicated on the merits
by the state court, a federal court may grant habeas relief on that
claim only if the state court decision was “contrary to” or
“involved an unreasonable application of clearly established federal
law as determined by the Supreme Court,” or if it was based on an
unreasonable determination of the facts in light of the evidence
presented in the state court proceeding. 28 U.S.C. § 2254(d).
A state court decision is “contrary to”
established Supreme Court precedent when the state applies a rule
different from governing Supreme Court cases or confronts a set of
facts that is materially indistinguishable from those of a Supreme
Court decision and arrives at a different conclusion. Williams v.
Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). If the
case involves an “unreasonable application” of Supreme Court
precedent, we defer to reasonable state court decisions. Bell v.
Cone, 535 U.S. 685, 122 S.Ct. 1843, 152 L.Ed.2d 914 (2002). State
court factual findings that are reasonably based on the record are
accorded a presumption of correctness, and the state court's
findings of facts must be rebutted by clear and convincing evidence.
28 U.S.C. § 2254(e)(1); Denny v. Gudmanson, 252 F.3d 896 (7th
Cir.2001).
Lambert contends that the Indiana Supreme Court
decision, where it reweighed the statutory factors in aggravation
and mitigation and then permitted his death sentence to stand, is
contrary to or an unreasonable application of Clemons v. Mississippi,
494 U.S. 738, 110 S.Ct. 1441, 108 L.Ed.2d 725 (1990).
Quite obviously, Lambert's row to hoe on this
issue would be smoother if he could rely on Ring v. Arizona, 536 U.S.
584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002). As he recognizes,
however, that argument is foreclosed to him, as it was in Trueblood
v. Davis, 301 F.3d 784 (7th Cir.2002), where we observed, without an
extended discussion, that the Supreme Court has not held Ring to be
retroactive to cases on collateral review. See also Szabo v. Walls,
313 F.3d 392 (7th Cir.2002). We will now add a bit to that
discussion.
In Ring, the Supreme Court held that the Sixth
Amendment jury trial guarantee extends to the determination of any
fact, other than a prior conviction, that increases the maximum
punishment for first degree murder from life imprisonment to death.
Essentially, this is an application, perhaps more accurately an
extension of the rule announced earlier in Apprendi v. New Jersey,
530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). Because the
rule in Apprendi is not retroactive, Curtis v. United States, 294
F.3d 841 (7th Cir.2002), it stands to follow that the rule in Ring,
an Apprendi child, is not retroactive for the same reasons.
Two circuits, the Tenth and Eleventh, have
expressly held that Ring is not retroactive to cases on collateral
review. See Cannon v. Mullin, 297 F.3d 989 (10th Cir.2002), and
Turner v. Crosby, 339 F.3d 1247 (11th Cir.2003). These decisions
make the convincing case that first Apprendi, and then Ring, only
established new rules of criminal procedure. They did not involve
substantive changes in the law. And Teague v. Lane, 489 U.S. 288,
109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), holds that new
constitutional rules of criminal procedure do not apply to cases
that are final before the new rules are announced.
Teague does provide two exceptions to this
general rule. First, a new rule applies retroactively if it places a
class of private conduct beyond the power of the criminal law-making
authority to proscribe or punish. Second, a new rule applies
retroactively if (1) it is a watershed rule that “alters our
understanding of the bedrock procedural elements that must be found
to vitiate the fairness of a particular conviction,” id. at 311, 109
S.Ct. 1060, and (2) under the new rule “the likelihood of an
accurate conviction is seriously diminished,” id. at 313, 109 S.Ct.
1060. Today we reaffirm what we held in Trueblood and Szabo and join
the Tenth and Eleventh Circuits in expressly holding that Ring does
not fit under either of the Teague exemptions to non-retroactivity.
In reaching this conclusion, we are mindful of
the contrary view recently expressed by the Ninth Circuit in
Summerlin v. Stewart, 341 F.3d 1082 (9th Cir.2003) (en banc), cert.
granted, No. 03-526 (U.S. Dec. 1, 2003). With all due respect,
however, we cannot agree with that circuit's view that Ring is a
substantive change in the law exempt from Teague's retroactivity
bar. And so we return to Lambert's claim for relief in reliance on
Clemons.
Clemons held that it was constitutionally
permissible for a state appellate court to uphold a jury-imposed
death sentence that is based in part on an invalid aggravating
factor by reweighing the aggravating and mitigating evidence or by
harmless-error review. Lambert argues that the Indiana Supreme Court
could uphold the death sentence in his case either by finding that
the admission of the victim-impact testimony was harmless (the court
specifically found that it was not) or by reweighing the aggravating
and mitigating factors.
But, he argues, Clemons does not allow them to
engage in both harmless-error review and a reweighing: Having said
the admission of the testimony could not be considered harmless, the
court was required to remand the case for resentencing, rather than
to perform the weighing itself. In other words, Lambert says Clemons
allows a court to do one or the other, not both.
Clemons involved a Mississippi scheme where the
jury weighs the mitigating and aggravating factors. The Court noted
that its previous holdings had considered the circumstance in which
an aggravating factor made a defendant eligible for the death
penalty. In that circumstance, invalidation of one factor did not
necessarily require an appellate court to vacate the death sentence.
The Court said, however, that it had not
previously determined the significance of the invalidation of a
particular aggravating circumstance under a statutory scheme in
which the judge or the jury was specifically instructed to weigh
statutory aggravating and mitigating circumstances in deciding
whether to impose the death penalty. What the Court had to consider
was whether, in a circumstance in which the jury was charged with
weighing the factors and a factor was found to be invalid, an
appellate court could nevertheless uphold the death sentence.
It was in that context that the Court stated that
the death sentence could be upheld either through harmless-error
analysis or by reweighing the factors. Reweighing by the appellate
court was allowed even though, under the state statute, the
sentencing decision was committed to the jury.
If reweighing can be done by the appellate court
when the jury is charged with the sentencing decision, it seems
clear to us that when the jury's determination is only advisory, the
appellate court has latitude to reweigh the factors. As we said, at
the relevant time, Indiana had a hybrid death penalty scheme, in
which a jury rendered an advisory verdict but the judge made the
ultimate sentencing determination. What happened here, according to
the Indiana Supreme Court, is that the admission of the victim-impact
evidence was error and it was not harmless.
That would mean that the jury's recommendation
was flawed. But, under what was then the Indiana scheme, the jury's
recommendation was just that: an advisory recommendation. Under
those circumstances, it is not an improper extension of Clemons to
say that the appellate court could reweigh the appropriate
aggravating and mitigating factors and allow a death sentence to
stand.
Lambert tries to bolster his argument that the
reweighing was inappropriate by pointing out that a dissenting
member of the Indiana Supreme Court found resentencing by the
appellate court to be inappropriate. 675 N.E.2d at 1066. The
dissenting justice, however, based his dissent on provisions in the
Indiana Constitution, not precedent from the United States Supreme
Court. Furthermore, he concurred in the later decision, upholding
the denial of postconviction relief on this issue. 743 N.E.2d 719.
As a final word on this point, we note that our
decision in this matter will soon become a fossil. The Indiana
statutes were revised in 2002. Indiana Code 35-50-2-9(e)(2) now
states that if “the jury reaches a sentencing recommendation, the
court shall sentence the defendant accordingly.” Furthermore, as we
noted, the procedure followed in this case is called into serious
question by Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d
556 (2002). But based on Lambert's argument and the law as it
applies to him, we find no error in how his death sentence was
treated by the court.
That being said, Lambert's remaining arguments
become somewhat meaningless; they go to matters which allegedly
could have prejudiced the jury at the death penalty hearing. Because
the jury recommendation has already been determined to be invalid,
we will look only briefly at the remaining arguments.
First, Lambert contends that his counsel was
ineffective by failing to object to the presence of uniformed police
officers as spectators in the courtroom during the trial. He says
that the presence of the officers is a violation of Holbrook v.
Flynn, 475 U.S. 560, 106 S.Ct. 1340, 89 L.Ed.2d 525 (1986). The
argument fails.
Holbrook involved officers stationed in the
courtroom as guards, not spectators. And, more importantly, their
presence, which was at least as apparent as the officers in this
case, was not found to be prejudicial. In Lambert's case, the number
of officers present varied from time to time, but during trial there
were from 6 to 8 present, and at crucial times that number rose to
15. They were seated in the spectator section, which in this
particular courtroom was separated from the proceedings by a
transparent barrier, similar to that in a hockey rink. Apparently,
as they entered the courtroom the jurors could see the spectators,
but once they were in their seats, their backs were to the spectator
section.
Finally, there was no indication that the
officers were in any way trying to intimidate the jurors.
Furthermore, trials are open to the public, including to police
officers, and the state trial judge concluded that he would have
overruled any objection to the presence of the officers. 743 N.E.2d
at 732. That counsel did not object to their presence does not
render his performance deficient under the standard set out in
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984).
More importantly, however, the presence of the
officers could not have any effect on the Indiana Supreme Court, who
ultimately allowed the death sentence to be effective.
Lambert also raises an issue of prosecutorial
misconduct in statements made in closing argument at the penalty
hearing. In the district court, the issue was framed as an issue of
incompetence of counsel for failing to object to the argument. We
will consider the issue in that context. As a freestanding argument
that there was prosecutorial misconduct, the argument runs into
procedural problems involving waiver and procedural default.
Lambert contends that his counsel should have
objected to remarks made by the prosecutor. Those remarks included a
statement that Justices Rehnquist and White said they believed death
sentences to be an appropriate protection for police officers and
described police officers as “foot soldiers of society's defense of
ordered liberty.”
The prosecutor read a poem that was presented at
Officer Winters' funeral and argued that the death penalty was
appropriate because police officers are soldiers in a war against
crime. The Indiana Supreme Court found that these arguments “pushed
the bounds of zealous advocacy,” 743 N.E.2d at 737, but concluded
that the trial court would not have had to sustain an objection to
them.
In evaluating a claim of prosecutorial
misconduct, the relevant inquiry is whether the prosecutor's conduct
“so infected the trial with unfairness as to make the resulting
conviction a denial of due process.” Darden v. Wainwright, 477 U.S.
168, 181, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986), quoting Donnelly v.
DeChristoforo, 416 U.S. 637, 643, 94 S.Ct. 1868, 40 L.Ed.2d 431
(1974). We cannot say that the conclusion of the Indiana court is
contrary to either case.
Lambert also contends that his attorney should
have objected to comments that mitigation cannot override the
aggravating circumstances of the case. Lambert seems to contend that
this was a statement that, in every case where a police officer is
killed, this aggravating circumstance overrides any mitigating
evidence. It is not clear that the prosecutor was attempting to
state a principle of law. The argument was impassioned but not
necessarily objectionable.
Under Strickland, we must note that there may
very well be strategic reasons for counsel not to object during
closing arguments. Counsel may have been trying to avoid calling
attention to the statements and thus giving them more force. As it
was, the comments were brief responses to arguments made by
Lambert's attorneys.
The Indiana Supreme Court concluded that
counsel's performance was not deficient, and we cannot find the
conclusion to be an unreasonable application of Supreme Court
precedent.
Finally, Lambert contends that the decision of
the Indiana Supreme Court is contrary to Brady v. Maryland, 373 U.S.
83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), which requires the
prosecution to disclose favorable evidence that is material to a
defendant's case. That evidence was that, shortly before trial, the
State had agreed to Richard Garske's request for sentence
modification in exchange for his testimony. Garske was incarcerated
in the county jail at the same time as Lambert, and he testified for
the State. He said Lambert told him it “was just a cop. Well, it was
just a pig is what it was. Not a cop.”
During cross-examination,
counsel asked Garske about his criminal record but not about
possible deals he had with the State in exchange for his testimony.
Lambert argues that the cross-examination would have been more
effective had he been given the withheld evidence that he could have
used to impeach Garske's testimony. That he wasn't told constitutes
a Brady violation, he argues.
Lambert also contends that had he been given the
information, he could have called other prisoners to challenge the
basis for Garske's testimony. For instance, Bruce Carpenter, a
fellow inmate, testified in the postconviction proceedings that he
told Lambert “to keep his mouth shut about his case ... because
everybody in here wanted out, and his case was certainly a way for
everybody to get out.” Carpenter also testified that he never saw
Lambert talking to Garske. Another inmate, William Barnhouse,
testified in the postconviction hearing that he never heard Lambert
discuss his case.
As a preliminary matter, it is difficult to see
how any of the testimony from other inmates is dependent upon
knowledge that Garske might receive a sentence reduction. The
inmates could have been called regardless of whether Lambert was
given the information. Carpenter's statement that Lambert should
keep his mouth shut would be relevant whether or not Garske had a
deal. Carpenter's statement that he never saw Lambert talking to
Garske and Barnhouse's statement that he never heard Lambert
discussing his case really prove not much of anything, and, more
importantly, they are not dependent on any deal Garske may have had,
even if he had one prior to testifying. More importantly, that there
was no explicit agreement between the State and Garske at the time
he testified is a factual determination, and factual findings by the
Indiana courts on the point are entitled to a presumption of
correctness. 28 U.S.C. § 2254(e)(1). We agree with the district
court that Lambert did not overcome the presumption by clear and
convincing evidence.
For these reasons, the decision of the district
court denying Lambert's petition for a writ of habeas corpus is
Affirmed.