Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Just before 6:30 a.m., 11 year old Elissa Self left her house in St.
Louis for the bus stop to a school for gifted children. When she did not
arrive, the school called Elissa's parents, who called the police. Four
days later, her body was discovered in the St. Francis River near a
recreation area, 135 miles south of St. Louis.
Link was later pulled over on a traffic stop, and
after a high speed chase, officers found a jar of petroleum jelly with
Link's fingerprints on the jar and flecks of blood embedded in the jelly.
DNA tests conducted by two different labs showed that Link's DNA matched
the DNA found in sperm cells on vaginal swabs taken from Elissa's body.
The state's DNA expert set the odds of such a match at one in 6,600. The
testing also revealed that Elissa's DNA matched the DNA in the blood
found in the petroleum jelly jar seized from Link's car. The odds of
that match were one in 48. The joint probability of both of these
matches occurring by chance was less than one in 300,000. At trial, Link
called two DNA experts to testify that the DNA tests performed by the
other two laboratories were faulty, and that the probabilities were
incorrect.
Citations:
State v. Link, 25 S.W.3d 136 (Mo. 20000) (Direct Appeal). Link v. Luebbers, 469 F.3d 1197 (8th Cir. 2006) (Habeas).
Final Meal:
A sausage and pepperoni pizza, lasagna, garlic bread, a chef's salad,
New-York-style cheesecake, a strawberry shake and Dr. Pepper
Final Words:
"The state says killing is wrong, so why do they do it? For revenge.
Where is the closure? There is none. The death penalty is an act of
revenge. Many men sit on death row, some innocent, some not. So what
happens when a man is executed and it's later learned he was, in fact,
innocent? He can't be brought back."
Case Facts:
On Friday, January 11, 1991, just before 6:30 a.m., eleven-year-old
Elissa Self left her house at 3844 Humphrey Street in South St. Louis to
walk less than three blocks to catch her bus to Enright Classical Junior
Academy, a school for gifted children.
It was a cold, rainy
morning, and Elissa's mother insisted that she wear boots and carry an
umbrella. Elissa never arrived at school, and at about 8:20 a.m. the
school called Elissa's parents to tell them that Elissa was not present.
Elissa's parents drove
around the neighborhood looking for her, but they were unable to find
her, and they went home and called the police.
During the next four
days, police canvassed the neighborhood, interviewed possible witnesses,
and investigated calls and letters on possible sightings.
On Tuesday, January 15,
1991, two persons who were scavenging at the Black Bridge recreation
area along the St. Francis River, 135 miles south of St. Louis in Wayne
County, found Elissa's body in a large pile of debris that had washed up
on the riverbank. Police soon searched the area and found Elissa's boots,
but none of her other belongings.
At about 9:24 p.m., on
January 26, 1991, eleven days after Elissa's body was found, a City of
Kirkwood police officer saw Martin Link driving with a headlight out and
attempted to pull him over.
Link led the officer on
a high-speed chase, eventually crashing his car into a telephone pole,
and was then taken into custody. In a search of the car, officers found
a jar of petroleum jelly with Link's fingerprints on the jar and flecks
of blood embedded in the jelly.
DNA tests conducted by
two different labs showed that Link's DNA matched the DNA found in sperm
cells on vaginal swabs taken from Elissa's body. The state's DNA expert
set the odds of such a match at one in 6,600.
The testing also
revealed that Elissa's DNA matched the DNA in the blood found in the
petroleum jelly jar seized from Link's car. The odds of that match were
one in 48. The joint probability of both of these matches occurring by
chance was less than one in 300,000.
Link did not testify at
trial, but he called two witnesses who had reported seeing Elissa after
6:30 a.m. on January 11, 1991. He also called a detective who had worked
with one of these witnesses to make a composite drawing of a man she
allegedly saw with Elissa, but who did not resemble Link.
He also called two
witnesses who worked as buyers in the clothing industry to testify to
the large number of cotton/ramie sweaters, like the one Elissa wore,
that were imported every year. He called two DNA experts to testify that
the DNA tests performed by the other two laboratories were faulty.
In addition, one of the
DNA experts and a third expert testified that the state's conclusions
about the probabilities of Link's DNA being found in the sperm on the
vaginal swab and Elissa's DNA being found in the blood in the petroleum
jelly jar were incorrect.
At the close of the
evidence, instructions, and arguments, the jury found Link guilty of
kidnapping, forcible rape, and murder in the first degree.
25 S.W. 3d 136 (Mo. banc 2000)
Martin Link was executed on February 9, 2011.
Case Facts:
On Friday, January 11, 1991, just before 6:30 a.m.,
eleven-year-old Elissa Self left her house at 3844 Humphrey Street in
South St. Louis to walk less than three blocks to catch her bus to
Enright Classical Junior Academy, a school for gifted children. It was a
cold, rainy morning, and Elissa’s mother insisted that she wear boots
and carry an umbrella. Elissa never arrived at school, and at about 8:20
a.m. the school called Elissa’s parents to tell them that Elissa was not
present. Elissa’s parents drove around the neighborhood looking for her,
but they were unable to her, and they went home and called the police.
During the next four days, police canvassed the
neighborhood, interviewed possible witnesses, and investigated calls and
letters on possible sightings. On Tuesday, January 15, 1991, two persons
who were scavenging at the Black Bridge recreation area along the St.
Francis River, 135 miles south of St. Louis in Wayne County, found
Elissa’s body in a large pile of debris that had washed up on the river
bank. Police soon searched the area and found Elissa’s boots, but none
of her other belongings. One of the small boulders that defined the
perimeter of the parking area had been pushed out of place, and there
was a tire rut in the gravel leading up to that boulder.
At about 9:24 p.m., on January 26, 1991, eleven days
after Elissa’s body was found, a City of Kirkwood police officer saw
Martin Link driving with a headlight out and at tempted to pull him over.
Link led the officer on a high-speed chase, eventually crash- ing his
car into a telephone pole, and was then taken into custody. In a search
of the car, officers found a jar of petroleum jelly with Link’s
fingerprints on the jar and flecks of blood embedded in the jelly. In
addition, officers took tape lifts from the inside of the car in order
to obtain fiber evidence.
During the investigation, officers discovered that
Link had grown up five blocks from where Elissa was kidnapped and had
attended the school near Elissa’s bus stop. In the early 19805, Link
lived in a house less than a mile away from the Black Bridge recreation
area, the place where Elissa’s body was found. At the time Link was
arrested, he was living in South St. Louis, about 1 1/2 miles from where
Elissa was kidnapped.
Officers also discovered that Link was registered at
a motel just outside of St. Louis from January 9, 1991 to January 11,
1991. Link checked out at an unknown time on January 11, the morning
that Elissa was kidnapped. That night, at about 1:55 a.m. on January 12,
Link checked into a motel in Des Loge, Missouri, which is about seventy
miles north of Black Bridge on a direct route from Black Bridge to St.
Louis. A witness noted that Link’s car was loud, “like a car that had a
bad muffler on it.” At about 8:30 a.m., Link called the S & S Muffler
shop and “was very insistent” that he get his car fixed that day. He was
told to bring in the car that afternoon and did so at 2:30 p.m. He
explained to the employees that he was coming from further south and
that he had to get his muffler fixed or else he would get a ticket in St.
Louis. While he was at the shop, he kept pacing in the waiting room and
checking to see if the work on his car was finished.
While a mechanic was working underneath Link’s car,
clumps of orange clay of the same type found in the St. Francis riverbed
fell from the bottom of the car. The tailpipe was bent and broken loose
from the muffler, and the muffler had been hit by something that smashed
and punctured it. The muffler of Link’s car had twelve inches of
clearance, which was also the height of the rock that had been moved out
of place at Black Bridge, where Elissa’s body was found.
As part of the investigation, a special agent at the
FB! crime laboratory compared three fibers found on the front passenger
seat of Link’s car with fibers from the sweater Elissa had been wearing
when she was kidnapped. The agent determined that the fibers found in
Link’s car were “consistent with having come from the victim’s sweater.”
DNA tests conducted by two different labs showed that
Link’s DNA matched the DNA found in sperm cells on vaginal swabs taken
from Elissa’s body. The state’s DNA expert set the odds of such a match
at one in 6,600. The testing also revealed that Elissa’s DNA matched the
DNA in the blood found in the petroleum jelly jar seized from Link’s
car. The odds of that match were one in 48. The joint probability of
both of these matches occurring by chance was less than one in 300,000.
Link did not testify at trial, but he called two
witnesses who had reported seeing Elissa after 6:30 a.m. on January 11,
1991. He also called a detective who had worked with one of these
witnesses to make a composite drawing of a man she allegedly saw with
Elissa, but who did not resemble Link. He also called two witnesses who
worked as buyers in the clothing industry to testify to the large number
of cotton/ramie sweaters, like the one Elissa wore, that were imported
every year. He called two DNA experts to testify that the DNA tests
performed by the other two laboratories were faulty. In addition, one of
the DNA experts and a third expert testified that the state’s
conclusions about the probabilities of Link’s DNA being found in the
sperm on the vaginal swab and Elissa’s DNA being found in the blood in
the petroleum jelly jar were incorrect. Finally, Link called an accident
reconstructionist who testified that the boulder at Black Bridge could
not have damaged the muffler on Link’s car.
In rebuttal, the state presented its own accident
reconstruction evidence. Investigating officers testified that they
obtained a car of the same year and model, with the same kind of tires,
bumper arrangement, and exhaust system as Link’s car. They backed the
car up to the boulder that had been moved out of place at Black Bridge,
whereupon the tailpipe and muffler made contact with the boulder, thus
showing that the boulder could have caused the damage to Link’s car.
At the close of the evidence, instructions, and
arguments, the jury found Link guilty of kidnapping, forcible rape, and
murder in the first degree.
*****
Martin Link was born April 17, 1963 (unverified), in
St. Louis, MO.
On October 13, 1995, Link was sentenced in St. Louis
City to death for the crime of Murder in the First Degree. He was
originally ordered to the custody of the Missouri Department of
Corrections on November 23, 1993, for crimes committed prior to this
sentencing structure. He has remained in DOC custody since that date.
Legal Chronology:
1991
January 11: Martin Link kidnaps 11-year-old Elissa Self as she goes to
school. She is eventually strangled.
January 15: Elissa Self’s body is found washed ashore along the St.
Francis River.
September 26: Link is charged by indictment with first degree murder, as
well as other felonies.
1995
July 17: The jury trial begins.
August 10: Jury returns verdicts of guilty of murder in the first degree,
rape and kidnapping. August
12: July returns death sentences as punishment for first degree murder
conviction.
October 13: The St. Louis City Circuit Court
sentences Link to death and to a totaì of life plus 15 years.
November 9: Link ñles a notice of appeal.
1996
October 1: Link files a Rule 29.15 motion for postconviction relief in
the St. Louis City Circuit Court.
1999
July 2: The Circuit Court denies post-conviction relief.
2000
August 1: The Missouri Supreme Court affirms Link’s conviction and
sentence and the denial of post- conviction relief. State v. Link, 25
S.W.3d 136 (Mo. banc 2000). December 4: The United States Supreme Court
denies certiorari review of the direct appeal and post-conviction
appeals. Link v. Missouri, 531 U.S. 1040 (2000).
2001
December 4: Link files a petition for writ of habeas corpus in the
United States District Court for the Eastern District of Missouri.
2004
September 10: The District Court denies the petition for writ of habeas
corpus in an unpublished order.
2006
December 8: The Court of Appeals affirms the denial of habeas relief.
Link v. Luebbers, 469 F.3d 1197 (8th Cir. 2006)
2007
October 29: The Supreme Court declines discretionary review. Link v.
Roper, 128 S. Ct. 488 (2007)
2008
April 17: The state files a motion to set an execution date.
2011
January 7: The Missouri Supreme Court issues an execution warrant
setting February 9, 2011, as the execution date.
MissouriDeathRow.Com
Missouri executes man for rape and murder of girl
By Bruce Olson - ReuterNews.com
Feb 9, 2011
ST. LOUIS (Reuters) - Missouri executed by lethal
injection a 47-year-old man early on Wednesday for the 1991 murder, rape
and kidnapping of an 11-year-old St. Louis girl.
The execution of Martin Link, the first in Missouri
in nearly two years, was carried out at 12:15 a.m. local time Wednesday
at the state prison in Bonne Terre after last-minute appeals failed,
Department of Corrections spokesman Chris Cline said.
Gov. Jay Nixon earlier on Tuesday denied a clemency
petition, and appeals before Missouri and U.S. federal courts also
failed. Nixon said nothing had changed since Link was convicted of
killing Elissa Self-Braun, who disappeared walking to her school bus
stop. Her body was found four days later floating in the St. Francis
River, about 135 miles from her home.
The execution used sodium thiopental, a drug no
longer made by Hospira, Inc., the only U.S. company that manufactured
the drug. The company said recently that it will no longer make the drug
because it does not want it to be used in executions.
Missouri's last execution was in 2009, and another
man, Richard Clay, was scheduled to die earlier this year. His sentence
was commuted to life in prison at the last minute by Nixon.
The execution of Link was the fifth this year in the
United States. There were 46 executions in the U.S. during 2010, down 12
percent from 2009. Since 1989, Missouri has executed 67 men.
Missouri executes man for girl’s rape, murder
KansasCity.com
Feb. 10, 2011
BONNE TERRE, Mo. | Forty-seven men remain on
Missouri’s death row after Martin Link’s execution early Wednesday for
killing and raping an 11-year-old St. Louis girl. It was the first
execution in the state in nearly two years.
Link, 47, died two decades after his victim, Elissa
Self-Braun, was killed. He coughed four times as the anesthetic sodium
thiopental was administered. He never opened his eyes or moved as the
next two drugs killed him. He never showed remorse. He used his final
words to criticize the death penalty.
His crime stunned St. Louis. Elissa, a bright girl
with a big smile, left home about 6:30 a.m. on Jan. 11, 1991, heading
three blocks to catch her bus to Enright Classical Junior Academy, a
school for gifted children. She never made it to the bus.
Four days later, two people scavenging along the St.
Francis River 135 miles south of St. Louis found Elissa’s body in debris
that had washed up on the riverbank. Investigators eventually tied Link
to the crime through DNA evidence.
No more executions have been scheduled in Missouri,
which is affected by a nationwide shortage of sodium thiopental.
Opinion
Missouri Court of
Appeals Southern District
Martin C. Link, Appellant,
v.
State of Missouri, Respondent.
Case Number: 19661 and 21368
Handdown Date: 03/30/1998
Appeal From: Circuit Court of
Pulaski County, Hon. Douglas E. Long, Jr. and Hon. James L. Elliott
Opinion Author: Phillip R.
Garrison, Presiding Judge
Opinion Vote: AFFIRMED.
Prewitt and Crow, J.J., concur.
Opinion:
Martin C. Link (Appellant)
was convicted by a jury of aggravated forcible rape, section 566.030,
RSMo Supp. 1990, first degree burglary, section 569.160,All
statutory references are to RSMo 1986, and all rule references are to
Missouri Rules of Criminal Procedure (1996), unless otherwise indicated.
two counts of armed criminal action, section 571.015, and first
degree robbery, section 569.020.1(2). The trial court sentenced him,
as a dangerous offender, to life imprisonment on each of the rape and
robbery convictions, and thirty years on the burglary conviction. It
also sentenced him to thirty years on each of the two armed criminal
action convictions. It ordered that the sentences be served
consecutively. Appellant appeals those convictions in Case No. 19661.
Appellant also filed a
pro se motion for post-conviction relief pursuant to Rule 29.15
which was later amended by appointed counsel. Those motions were denied
after an evidentiary hearing. Appellant appeals that denial in Case No.
21368. These appeals were duly consolidated for purposes of appeal but
will be discussed separately in this opinion.
The sufficiency of the
evidence to support the conviction is not in dispute. We view the
evidence and all reasonable inferences therefrom in the light most
favorable to the verdicts. Statev.Crews,
923 S.W.2d 477, 478 (Mo.App. S.D. 1996). The facts, viewed in that
light, indicate that on January 25, 1991, D.H. and her two-month-old
child were alone at her parents' home when a man, whom she later
identified as Appellant, knocked on the door and asked for directions to
a person's home. When she told Appellant she did not know, he asked if
anyone else was there who might know. When D.H. answered in the
negative, Appellant produced a knife and forced his way into the house.
Appellant told D.H. to remove her clothes and to give him her money.
After she did both, he took her to a bedroom and had sexual intercourse
with her while holding the knife in his hand. He then placed his penis
in her mouth, and later placed it in her vagina a second time.
Appellant, who was still holding the knife, then held a pillow over D.H.'s
face, until he heard something outside the house which caused him to let
her up. He then cut the phone lines and left the house. D.H. dressed
and went to her aunt's house to report what had happened. She was then
taken to the police department and later to a doctor's office, where she
was examined.
Appellant was arrested
five days later after trying to elude an officer in St. Louis. D.H.
identified Appellant in a line-up and at trial. At trial, she
identified a photo of the car he was driving when arrested as the same
car he drove from her parents' home. She also testified that a knife
found in the car was the same knife he held when he assaulted her.
CASE NO. 19661
In his first point in
his direct appeal, Appellant contends that the trial court erred in
denying his challenge to the state's use of its peremptory jury strikes
to remove venirepersons because "the prosecutors exercised all of their
peremptory challenges to exclude male venirepersons and their
explanations that four of the male jurors which were struck did not
sufficiently complete the juror questionnaire was not gender neutral."
Appellant correctly
points out that in Batsonv.Kentucky, 476
U.S. 79, 86-87, 106 S.Ct. 1712, 1717-1718, 90 L.Ed.2d 69, 80-81 (1986),
the United States Supreme Court held that racially motivated peremptory
strikes to remove venirepersons violate the equal protection rights of
both the defendant and the stricken venirepersons. That same principle
has now been extended to protect against discriminatory strikes based
solely on gender. J.E.B.v.Alabamaexrel. T.B., 511 U.S. 127, 129, 114 S.Ct. 1419, 1421,
128 L.Ed.2d 89, 97 (1994). "[T]he substance and procedures established
by the Batson line of cases are equally applicable to
challenges made to peremptory strikes based on gender bias."
Statev.Hayden, 878 S.W.2d 883, 885 (Mo.App. E.D.
1994).
The Supreme Court of
Missouri has adopted a three-part test in analyzing race, and now gender-based
claims of discrimination in the jury selection process. Statev.Parker, 836 S.W.2d 930, 939 (Mo.banc 1992), cert.
denied, 506 U.S. 1014, 113 S.Ct. 636, 121 L.Ed.2d 566 (1992).
First, the defendant must raise a challenge with regard to one or more
specific venirepersons struck by the state and identify the racial or
gender group to which that person belongs. Id. The trial
court then requires the state to come forward with "reasonably specific
and clear race-neutral explanations for the strike." Id.
Assuming that the prosecutor articulates an acceptable reason for the
strike, "the defendant will then need to show that the state's proffered
reasons for the strikes were merely pretextual and that the strikes were
racially motivated." Id.
In the instant case,
Appellant, citing Batson, requested a mistrial after all
of the State's peremptory strikes were directed at male jurors.
A mistrial is not the appropriate remedy. Statev.
Hudson, 815 S.W.2d 430, 432 (Mo.App. E.D. 1991). The proper
objection is directed to the striking of a particular venireperson or
persons prior to the venire's dismissal. Parker, 836 S.W.2d
at 936. Nevertheless, the Missouri Supreme Court has said that "[w]here
the defense attorney clearly intends to assert a Batson
challenge and the court fully understands that the objection is to the
jury's being sworn, the form of the motion is not fatal to appellate
review." Statev.Starks, 834 S.W.2d 197,
198 n. 1 (Mo.banc 1992). Here, Appellant's attorney made a Batson
challenge and the trial court clearly understood that the challenge was
to the jury being sworn. Therefore, the nature of the challenge is not
fatal to appellate review here.
In responding to the Batson-type challenge to the State's exercise of its
peremptory strikes, the prosecutor explained the peremptory strikes as
follows: Venireperson No. 5 was stricken because he had both a hearing
problem and back trouble; Venirepersons No. 8 and No. 9 were stricken
not only because the prosecutors did not feel they had enough
information on them from the jury questionnaires, but also because they
had not actively participated in the voir dire process in that they
hesitated in raising their hands in response to questions; Venireperson
No. 21 did not fully complete the juror questionnaire, and seemed to be
timid and did not project himself well when answering questions;
Venireperson No. 36 did not complete the jury questionnaire, and also
indicated that his hearing was only fair and that his eyesight was poor;
and Venireperson No. 35 was stricken because he indicated that he had
"fair" health, and it came down to a choice between him and another
female venireperson who spoke out more and articulated her thoughts well.
The prosecutor also explained that the State made its strike from the
list of alternates for no particular reason, that the venireperson
stricken was the first one on the list, and any of the alternates would
have been acceptable to them. The trial court found that, based on the
State's explanations, there was no gender bias, and denied the request
for a mistrial.
Appellant now argues
that the State's explanations for the strikes were merely pretexts for
discriminating against the excluded venirepersons based on their gender.
He did not, however, raise that issue at trial, but instead allowed the
selection of the jury to continue without further comment on the subject.
Appellant was required to show that the State's proffered reasons for
the strikes were merely pretextual and that the strikes were gender-motivated.
SeeParker, 836 S.W.2d at 939. Because he failed
to do so, he has not preserved the matter for our review. SeeStatev.Pullen, 843 S.W.2d 360, 365 (Mo.banc
1992), cert. denied, 510 U.S. 871, 114 S.Ct. 200, 126 L.Ed.2d
158 (1993). Likewise, Appellant failed to raise this issue in his
motion for new trial. Accordingly, he requests that we review for plain
error.
It is not clear that a
plain error review of such claims is appropriate. See
Statev.Sutherland, 939 S.W.2d 373, 379-80 n. 1 (Mo.banc
1997), cert. denied, ___U.S. ___, 118 S.Ct. 186, 139 L.Ed.2d 125
(1997). Even assuming that plain error would be appropriate, we find
none here. The State gave gender neutral explanations for its
peremptory strikes. What a prosecutor observes about potential jurors
in voir dire, as well as what is said, may form a legitimate
nondiscriminatory basis for exercising a peremptory strike. Statev.Weaver, 912 S.W.2d 499, 509 (Mo.banc 1995), cert.
denied, ___ U.S. ___, 117 S.Ct. 153, 136 L.Ed.2d 98 (1996). This
may include reluctance or hesitation in answering questions, as well as
"lack of strength." Id. Certainly, health factors such
as hearing and eyesight problems, can be valid, nondiscriminatory
considerations in making peremptory strikes. Assuming a plain error
review were appropriate here, we find none. Appellant's first point is
denied.
In his second point,
Appellant argues that the judgment should be reversed because the trial
court did not, sua sponte, declare a mistrial when the prosecutor
"vouched for the credibility of her witnesses" during closing argument.
Appellant refers to comments made by the prosecutor during closing such
as, "the State has produced the best in witnesses;" the prosecutor "felt
very comfortable with the testimony" of the State's witnesses; and that
D.H. was a "very credible young lady." He admits, however, that his
attorney neither objected to the argument nor raised the matter in his
motion for new trial. He therefore requests that we review the point
for plain error.
In State
v.Silvey, 894 S.W.2d 662, 670 (Mo.banc 1995), the
Missouri Supreme Court declined to grant a plain error review with
reference to the state's closing argument, explaining that "plain error
review 'should be used sparingly and does not justify a review of every
trial error that has not been properly preserved for appellate review.'"
Id. at 670(citing Statev.McMillin, 783 S.W.2d 82, 98 (Mo.banc 1990), cert. denied,
498 U.S. 881, 111 S.Ct. 225, 112 L.Ed.2d 179 (1990)). "Relief should
rarely be granted on assertions of plain error as to closing argument
because, 'in the absence of objection and request for relief, the trial
court's options are narrowed to uninvited interference with summation
and a corresponding increase of error by such intervention.'"
Silvey, 894 S.W.2d at 670(citing Statev.Clemmons, 753 S.W.2d 901, 907-08 (Mo.banc 1988), cert.
denied, 488 U.S. 948, 109 S.Ct. 380, 102 L.Ed.2d 369 (1988)). Under
the circumstances here, we decline to grant a plain error review.
Appellant's second point is denied.
The judgment in Case
No. 19661 is affirmed.
CASE NO. 21368
We now address
Appellant's appeal from the denial, after an evidentiary hearing, of
his prose and amended post-conviction motions filed
pursuant to Rule 29.15. Appellate review of the denial of post-conviction
relief is limited to a determination of whether the motion court's
findings and conclusions are clearly erroneous. Statev.Clements, 849 S.W.2d 640, 646 (Mo.App. S.D. 1993). Appellant
must prove his grounds for post-conviction relief by a preponderance of
the evidence. Id. The motion court's findings and
conclusions are clearly erroneous if, after reviewing the entire record,
the appellate court is left with a definite and firm impression that a
mistake has been made. Id.
Appellant contends that
he received ineffective assistance of counsel at trial. We presume that
counsel is competent, and that his challenged acts or omissions are
sound trial strategy. Sidebottomv.State,
781 S.W.2d 791, 795-96 (Mo.banc 1989), cert. denied, 497 U.S.
1032, 110 S.Ct. 3295, 111 L.Ed.2d 804 (1990). In order to prevail on a
claim of ineffective assistance of counsel, a movant must show both that
his attorney failed to exercise the customary skill and diligence that a
reasonably competent attorney would have exercised under similar
circumstances, and that he was thereby prejudiced. Sanders
v.State, 738 S.W.2d 856, 857 (Mo.banc 1987).
"Prejudice is shown by
proof that, but for counsel's unprofessional errors, there was a
reasonable probability that the result would have been different." Sidebottom, 781 S.W.2d at 796 (citing Strickland
v.Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064,
80 L.Ed.2d 674, 693 (1984)). "Prejudice is not presumed from a showing
of deficient performance of counsel, but must be affirmatively proved."
Sidebottom, 781 S.W.2d at 796. "It is not
enough for the defendant to show that the errors had some conceivable
effect on the outcome of the proceeding, [citation omitted] rather,
defendant must show that there is a reasonable probability that, but for
the errors by counsel, the fact finder would have had a reasonable doubt
respecting punishment." Id.
In his first point on
this appeal, Appellant contends that his counsel was ineffective by
failing to "fully communicate with his client concerning his
investigation, trial strategy and the status of five serious felony
charges" prior to the trial. Appellant fails, however, to provide
any specifics about how that alleged failure prejudiced his defense or
the outcome of the case. A movant must show that he was prejudiced as a
result of the alleged lack of contacts with counsel. State
v.Anthony, 837 S.W.2d 941, 946 (Mo.App. E.D. 1992). By
failing to do so, he is not entitled to post-conviction relief.
Id.. See alsoStatev.Villa-Perez,
835 S.W.2d 897, 904 (Mo.banc 1992). We also note that the motion court
found that trial counsel's testimony at the evidentiary hearing
indicated numerous contacts with Appellant prior to trial. This point
is denied.
In his second point,
Appellant contends that his counsel was ineffective by "failing to
properly preserve his objection and motion to quash the venire panel for
failure to have any black venirepersons in the panel and further . . .
to preserve his objection to the state's use of its peremptory strikes
in a gender discriminatory manner." It is clear from Appellant's point,
and from the argument section of his brief, that the thrust of his
complaint is trial counsel's failure to properly preserve the issues for
review on appeal.
Post-conviction relief
for ineffective assistance of counsel is limited to errors which
prejudiced the movant by denying him a fair trial. Strickland,
466 U.S. at 687, 104 S.Ct. at 2064, 80 L.Ed.2d at 693. The failure to
properly preserve Batsonclaims for review on appeal is
not a claim cognizable under Rule 29.15. Statev.
Harris, 908 S.W.2d 912, 916 (Mo.App. E.D. 1995); Statev.Loazia, 829 S.W.2d 558, 570 (Mo.App. E.D. 1992).
Accordingly, this point is also denied.
Appellant bases his
third and final point on this appeal on the alleged ineffectiveness of
his counsel in failing "to object, move to strike and request a mistrial
after the state's prosecuting attorney made highly personalized,
improper and prejudicial remarks during her closing argument . . ."
This point relates to the argument referred to in Appellant's second
point in his direct appeal. The motion court found that the
prosecuting attorney was commenting on the appearance and demeanor of
the witnesses instead of vouching for their truthfulness, that an
objection would have been without merit, and that there was no
reasonable probability that the result would have been different had
counsel objected to the argument.
The failure to object,
even to objectionable argument, does not alone establish ineffective
assistance of counsel. Statev.Taylor, 831
S.W.2d 266, 272 (Mo.App. E.D. 1992). "The failure to object constitutes
ineffective assistance of counsel only where the comment was of such a
character that it resulted in a substantial deprivation of the accused's
right to a fair trial." Id. It is not ineffective
assistance of counsel to fail to make a meritless objection to preserve
a meritless claim. Id.
It is true that a
prosecutor may not make an argument to the jury that induces it to
believe that he has special knowledge of facts that show that defendant
is guilty. Statev.Anthony, 577 S.W.2d
161, 162-63 (Mo.App. W.D. 1979). The prosecutor does, however, have the
right to comment on the evidence and the credibility of witnesses from
the State's viewpoint. Id. at 163. "The golden thread
running through all the cases on this subject is an inquiry into whether
the prosecutor's statement of his belief appears to be based on the
evidence which has been introduced before the jury." Id.
Whether a prosecutor has exceeded the broad limits of closing argument
which he is afforded is a matter within the sound discretion of the
trial court. Statev.Bryant, 741 S.W.2d
797, 799 (Mo.App. E.D. 1987).
In the instant case,
the argument to which Appellant refers was nothing more than comments on
the credibility of witnesses from the state's viewpoint. The motion
court did not clearly err in finding that an objection would have been
meritless, and that there was no reasonable probability that the result
would have been different if an objection had been made. Appellant's
third point is denied.
The order of the motion
court in Case No. 21368 is affirmed.
Footnotes:
FN1. All statutory
references are to RSMo 1986, and all rule references are to Missouri
Rules of Criminal Procedure (1996), unless otherwise indicated.
State v. Link, 25 S.W.3d 136 (Mo. 20000) (Direct
Appeal).
Defendant was convicted in Circuit Court, City of St.
Louis, Evelyn M. Baker, J., of kidnapping, forcible rape, and murder in
the first degree and sentenced to death. Defendant appealed. The Supreme
Court, Limbaugh, J., held that: (1) error in admission of officer
opinion testimony that witness's sighting of murder victim was false was
not shown to have prejudiced defendant; (2) expert's statistical
probability testimony based on joint probability calculations was
admissible; (3) officer's testimony that five suspects were eliminated
in case did not invade province of jury; (4) prejudice from admission of
officer's testimony concerning statement of sister of victim was
negligible; (5) testimony of medical personnel, who handled box with
vaginal swabs, showed unbroken chain of custody; (6) prosecutor's
comment for jurors to “raise that window and say we're mad as hell and
we are not going to take it,” did not constitute manifest injustice; and
(7) counsel was not ineffective in penalty phase for failing to present
expert testimony on abuse that murder defendant suffered as child.
Affirmed.
STEPHEN N. LIMBAUGH, Jr., Judge.
Martin Link was convicted by a jury in the Circuit
Court of the City of St. Louis of kidnapping, section 565.110, RSMo
1986, forcible rape, section 566.030, RSMo Supp.1990, and murder in the
first degree, section 565.020, RSMo Supp. 1990, and the trial court,
following the jury's recommendation, sentenced Link to death. The post-conviction
court overruled his Rule 29.15 motion after an evidentiary hearing.
Because the death penalty was imposed, this Court has exclusive
jurisdiction of the appeals. mo. Const. art. V, sec. 3; Order of June
16, 1988. The judgments are affirmed.
I. FACTS
The facts, which this Court reviews in the light most
favorable to the verdict, State v. Ferguson, 20 S.W.3d 485, 491 (Mo.
banc 2000), are as follows:
On Friday, January 11, 1991, just before 6:30 a.m.,
eleven-year-old Elissa Self left her house at 3844 Humphrey Street in
South St. Louis to walk less than three blocks to catch her bus to
Enright Classical Junior Academy, a school for gifted children. It was a
cold, rainy morning, and Elissa's mother insisted that she wear boots
and carry an umbrella. Elissa never arrived at school, and at about 8:20
a.m. the school called Elissa's parents to tell them that Elissa was not
present. Elissa's parents drove around the neighborhood looking for her,
but they were unable to find her, and they went home and called the
police.
During the next four days, police canvassed the
neighborhood, interviewed possible witnesses, and investigated calls and
letters on possible sightings. On Tuesday, January 15, 1991, two persons
who were scavenging at the Black Bridge recreation area along the St.
Francis River, 135 miles south of St. Louis in Wayne County, found
Elissa's body in a large pile of debris that had washed up on the
riverbank. Police soon searched the area and found Elissa's boots, but
none of her other belongings. One of the small boulders that defined the
perimeter of the parking area had been pushed out of place, and there
was a tire rut in the gravel leading up to that boulder.
Elissa's body was autopsied twice. The autopsies
revealed two fresh oval-shaped bruises on Elissa's upper left arm, which
were consistent with someone grabbing her arm tightly. Her lips were
bruised and torn on the inside from being pressed against her teeth. The
autopsies also showed that she had been raped. Her external genitalia
were bruised and swollen, and there was a five-millimeter tear in the
area leading to her vagina. Her hymen had been torn as well.
Inflammation had begun in her vagina, and blood in her panties had
partially dried, indicating that she survived for some time after the
rape.
The cause of death was ligature strangulation. There
were two long, thin bruises, about five to seven millimeters wide,
around her entire neck. These bruises were consistent with a cord having
been wrapped completely around her neck, with each end of the cord held
in front of her. A pathologist testified that Elissa had been strangled
to death slowly, losing consciousness after about five to ten minutes
and dying after about thirty minutes. Although she still may have been
alive when her body was dumped in the river, the amount of brain damage
she sustained from the strangulation indicated that she never would have
regained consciousness. Because the cold water had preserved her body,
the time of death could be established only during the interval between
the time of her kidnapping to twenty-four hours before she was found.
At about 9:24 p.m., on January 26, 1991, eleven days
after Elissa's body was found, a City of Kirkwood police officer saw
Martin Link driving with a headlight out and attempted to pull him over.
Link led the officer on a high-speed chase, eventually crashing his car
into a telephone pole, and was then taken into custody. In a search of
the car, officers found a jar of petroleum jelly with Link's
fingerprints on the jar and flecks of blood embedded in the jelly. In
addition, officers took tape lifts from the inside of the car in order
to obtain fiber evidence.
During the investigation, officers discovered that
Link had grown up five blocks from where Elissa was kidnapped and had
attended the school near Elissa's bus stop. In the early 1980s, Link
lived in a house less than a mile away from the Black Bridge recreation
area, the place where Elissa's body was found. At the time Link was
arrested, he was living in South St. Louis, about 1 1/2 miles from where
Elissa was kidnapped.
Officers also discovered that Link was registered at
a motel just outside of St. Louis from January 9, 1991 to January 11,
1991. Link checked out at an unknown time on January 11, the morning
that Elissa was kidnapped. That night, at about 1:55 a.m. on January 12,
Link checked into a motel in Desloge, Missouri, which is about seventy
miles north of Black Bridge on a direct route from Black Bridge to St.
Louis. A witness noted that Link's car was loud, “like a car that had a
bad muffler on it.” At about 8:30 a.m., Link called the S & S Muffler
shop and “was very insistent” that he get his car fixed that day. He was
told to bring in the car that afternoon and did so at 2:30 p.m. He
explained to the employees that he was coming from further south and
that he had to get his muffler fixed or else he would get a ticket in St.
Louis. While he was at the shop, he kept pacing in the waiting room and
checking to see if the work on his car was finished.
While a mechanic was working underneath Link's car,
clumps of orange clay of the same type found in the St. Francis riverbed
fell from the bottom of the car. The tailpipe was bent and broken loose
from the muffler, and the muffler had been hit by something that smashed
and punctured it. The muffler of Link's car had twelve inches of
clearance, which was also the height of the rock that had been moved out
of place at Black Bridge, where Elissa's body was found.
As part of the investigation, a special agent at the
FBI crime laboratory compared three fibers found on the front passenger
seat of Link's car with fibers from the sweater Elissa had been wearing
when she was kidnapped. The agent determined that the fibers found in
Link's car were “consistent with having come from the victim's sweater.”
DNA tests conducted by two different labs showed that Link's DNA matched
the DNA found in sperm cells on vaginal swabs taken from Elissa's body.
The state's DNA expert set the odds of such a match at one in 6,600. The
testing also revealed that Elissa's DNA matched the DNA in the blood
found in the petroleum jelly jar seized from Link's car. The odds of
that match were one in 48. The joint probability of both of these
matches occurring by chance was less than one in 300,000.
Link did not testify at trial, but he called two
witnesses who had reported seeing Elissa after 6:30 a.m. on January 11,
1991. He also called a detective who had worked with one of these
witnesses to make a composite drawing of a man she allegedly saw with
Elissa, but who did not resemble Link. He also called two witnesses who
worked as buyers in the clothing industry to testify to the large number
of cotton/ramie sweaters, like the one Elissa wore, that were imported
every year. He called two DNA experts to testify that the DNA tests
performed by the other two laboratories were faulty. In addition, one of
the DNA experts and a third expert testified that the state's
conclusions about the probabilities of Link's DNA being found in the
sperm on the vaginal swab and Elissa's DNA being found in the blood in
the petroleum jelly jar were incorrect. Finally, Link called an accident
reconstructionist who testified that the boulder at Black Bridge could
not have damaged the muffler on Link's car.
In rebuttal, the state presented its own accident
reconstruction evidence. Investigating officers testified that they
obtained a car of the same year and model, with the same kind of tires,
bumper arrangement, and exhaust system as Link's car. They backed the
car up to the boulder that had been moved out of place at Black Bridge,
whereupon the tailpipe and muffler made contact with the boulder, thus
showing that the boulder could have caused the damage to Link's car.
At the close of the evidence, instructions, and
arguments, the jury found Link guilty of kidnapping, forcible rape, and
murder in the first degree.
During the penalty phase, the state called Elissa's
father, mother, stepfather, stepmother, and older sister to give victim
impact testimony. The state also called several witnesses to testify
about Link's lengthy criminal history, which included, 1) that on June
1, 1982, at about 7:30 a.m., Link jumped in front of a 13-year-old girl
in an alley in St. Louis, held a knife to her throat, pulled her into a
garage, attempted to rape her, then forced her to perform oral sex on
him; 2) that on March 16, 1983, at about 9:30 p.m., Link kidnapped a 15-year-old
girl in South St. Louis, drove her to East St. Louis, raped her, and
left her under a bridge (crimes for which he was convicted and sentenced
to twenty years of imprisonment, but was paroled in 1989); 3) that on
November 27, 1989, Link solicited an undercover police officer in St.
Louis for prostitution; 4) that on December 12, 1990, Link stole the car
that was used to kidnap Elissa; 5) that on January 23, 1991, Link stole
a purse from a 71-year-old woman in South St. Louis, and later that day,
he attempted to cash one of her checks; 6) that later on January 23,
1991, Link walked into a laundromat, raped a woman at knife-point and
then kidnapped her, although she escaped by jumping, half-naked, from
his car when he stopped at a stop sign; 7) that on January 25, 1991, at
about 10:30 a.m., in Cuba, Missouri, Link broke into a home, ordered a
woman in the home to put her baby down, robbed her at knife-point, raped
her twice, and held a pillow over her face until he was startled by a
noise, and then quickly left after cutting the phone cord; 8) that at
about 6:30 p.m. on that same evening, Link attempted to grab an eight-year-old
girl in an alley, but she ran into her house; and 9) that, again on the
same evening, Link walked into a Baskin-Robbins, held a knife to a 16-year-old
female employee and demanded money, but fled when she sounded the buzzer
on the cash register.
At the beginning of Link's penalty phase evidence,
his counsel read to the jury a stipulation regarding his incarceration
records. The stipulation stated that Link's conduct in jail was always
good except for one incident in which he stole some fish, that he had
successfully participated in a drug rehabilitation program, that he
participated in other rehabilitation programs, and that he had
successfully completed a GED program. He also called an investigator who
testified that Link was ostracized by his own family, including his
daughter, that his stepfather rarely had contact with Link because he
worked the night shift, and that little information was known about
Link's family tree.
At the close of penalty phase evidence, instructions,
and arguments, the jury found the existence of two aggravating
circumstances: 1) that the murder involved depravity of mind and as a
result was outrageously vile, horrible, and inhuman, in that Link
murdered Elissa after she was rendered helpless; and 2) that he murdered
Elissa while engaged in the perpetration of rape and kidnapping. The
jury recommended that Link receive the death sentence for murder in the
first degree, and the trial court sentenced him accordingly. The trial
court also sentenced Link to consecutive sentences of fifteen years
imprisonment for kidnapping and life imprisonment for forcible rape.
Link filed an amended motion for post-conviction
relief on March 27, 1997. The motion court held an evidentiary hearing
on November 9 and 10, 1998, and allowed Link to present additional
evidence by way of depositions. On July 2, 1999, the motion court
entered findings of fact and conclusions of law, overruling Link's
motion for post-conviction relief. This consolidated appeal follows.
II. ALLEGATIONS OF TRIAL COURT ERROR
A. Officer Maher's and Officer Flaherty's
Testimony
Link first claims that the trial court abused its
discretion in allowing Officers Gary Maher and Michael Flaherty to
testify that defense witness Caroline Burke's reported sighting of
Elissa the morning of the kidnapping was a “false sighting.” This
testimony, Link explains, was “nothing more than opinions by the
witnesses that Burke was not a credible witness,” and, as such, the
testimony “invaded the province of the jury.”
Preliminarily, the parties contest whether this point
was preserved for review. The transcript reflects that the prosecutor
asked Officer Maher: “With regard to your conversations with Carol Burke,
did you determine whether that was a valid or false sighting?” When the
witness responded, “It was a false sighting,” defense counsel
immediately objected “to the opinion of this officer.” Although the
state contends that the objection was untimely because the witness had
already answered the question, defense counsel had no reason to object
before the answer was given. The witness was not asked to give his
opinion, but only whether he had an opinion, and an objection at that
point would have been premature. Though counsel could have moved for the
answer to be stricken as unresponsive, the objection actually made was
equally proper and was not untimely.
On the other hand, the objection made to the false
sightings testimony of Officer Flaherty was insufficient. Defense
counsel stated only that “I would renew my objection,” without
specifying what objection was being renewed. In fact, the objection
previous to the “renewal” - the objection to which the renewal logically
referred - was an objection to hearsay, not an objection to improper
opinion testimony. Accordingly, Officer Flaherty's testimony is
reviewable only for plain error upon a showing of manifest injustice
under Rule 30.20.
On the merits of that part of Link's claim pertaining
to the testimony of Officer Maher, the general rule is that expert
testimony is inadmissible if it relates to the credibility of witnesses
because it invades the province of the jury. State v. Middleton, 998 S.W.2d
520, 527 (Mo. banc 1999), cert. denied, 528 U.S. 1167, 120 S.Ct. 1189,
145 L.Ed.2d 1094 (2000). However, it is proper for a witness to testify
to specific facts that discredit the testimony of another witness, as
long as the witness does not comment directly on the truthfulness of
another witness. Stone v. City of Columbia, 885 S.W.2d 744, 747-48 (Mo.App.1994).
In the present case, it did not invade the province of the jury for
Officer Maher to explain the general concept of false sightings. See
State v. Skillicorn, 944 S.W.2d 877, 892 (Mo. banc 1997), cert. denied,
522 U.S. 999, 118 S.Ct. 568, 139 L.Ed.2d 407 (1997) (permissible for FBI
agent to explain generic concept that defendants minimize involvement in
crime). Nor was it improper for him to state specific facts that tended
to discredit Ms. Burke's sighting. See Stone, 885 S.W.2d at 747-48. But
it was improper for him to go one step further and say that the police
classified the information from Ms. Burke as a false sighting.
Despite this error in the admission of Officer
Maher's testimony, Link has not shown that he was prejudiced, much less
that he suffered manifest injustice due to the admission of Officer
Flaherty's testimony. Indeed, the officers' testimony was not as
damaging as the testimony of Ms. Burke herself. Although at one point Ms.
Burke testified that she was positive she saw Elissa, she said seven
times during direct examination that she was not sure that she saw
Elissa. She said that as she was driving around the day of the sighting,
she saw two different girls at two different locations at almost the
same time, but she was not sure which of them she thought was Elissa.
She said that on the day of the sighting she told her sister, “I'm not
sure, but it looks like Elissa.” She said that she did not call Elissa's
mother that day because she was not sure it was Elissa; that even after
she found out that Elissa was missing, she waited two days to report the
sighting to police; that she did not tell Elissa's parents about it when
she was with them the day after the sighting; that the reason she did
not tell anyone was because at that time she was not sure it was Elissa;
and that she only reported the sighting when, after mentioning it to
someone at her church, that person took her to a third person who then
called the police. Ms. Burke also testified that the day she made the
sighting it was “raining and icing,” and that she only glanced at the
girls as she drove by them and looked at them in her rear-view mirror.
Given the weakness of Ms. Burke's testimony, the impropriety of the
officers' false sightings testimony was negligible and certainly not
prejudicial. The point is denied.
B. Dr. Moses Schanfield's Testimony
Link next claims that the trial court erred in
allowing one of the state's DNA experts, Dr. Moses Schanfield, to
testify that the report of defense expert Dr. Randell Libby showed that
Libby had “no knowledge” of how to interpret mixed stains. This
testimony, Link contends, was a direct comment on Dr. Libby's
credibility that invaded the province of the jury. As noted, direct
comments relating to the truthfulness or credibility of a witness are
generally inadmissible. However, an expert witness may testify that he
disagrees with the scientific conclusions reached by another expert
witness. State v. Love, 963 S.W.2d 236, 245 (Mo.App.1997); Stone v. City
of Columbia, 885 S.W.2d 744, 747 (Mo.App.1994).
Although it is a close question, Dr. Schanfield's “no
knowledge” remark was an impermissible comment on Dr. Libby's
credibility. However, in the context of Dr. Schanfield's entire
testimony, the prejudice to Link was negligible. The record shows that
Dr. Schanfield gave a detailed scientific explanation of his
disagreement with Dr. Libby's report, that he was harshly critical of
the report, and that he stated the report contained “impossible
conclusions.” The “no knowledge” remark was made at the end of Dr.
Schanfield's rather devastating testimony and could hardly have caused
more damage to Link than what had been said before. Absent prejudice,
the error in admitting the “no knowledge” remark did not rise to the
level of reversible error. The point is denied.
C. Dr. Martin Tracey's Testimony
Link claims that the trial court abused its
discretion in overruling his objection to testimony regarding
statistical probabilities elicited from Dr. Martin Tracey, another of
the state's DNA experts. Dr. Tracey testified that if two people were
picked at random, the odds are less than one in 300,000 that 1) the DNA
profile of the first person would match the DNA profile of the blood
found in the jar of petroleum jelly and 2) the DNA profile of the second
person would match the DNA profile of the sperm found on the vaginal
swabs. Link argues that this testimony did not meet the standard
required by Frye v. United States, 293 F. 1013 (D.C.Cir.1923), because
the method that Dr. Tracey used to arrive at those numbers is not
generally accepted in the scientific community.
Dr. Tracey arrived at this figure by using the
“product rule,” which provides, that if two events are independent of
each other, the probabilities of each event occurring can be multiplied,
and the resulting product is the probability of both events occurring.
In the present case, Dr. Tracey multiplied the odds that someone at
random would match the DNA profile of the blood found in the petroleum
jelly - one in 48 - by the odds that someone at random would match the
DNA profile of the semen found on the vaginal swabs -one in 6,600 - to
arrive at the probability of both the profiles matching two individuals
picked at random. This Court has held that “the product rule is
generally accepted in the scientific community, and that population
frequency statistics based on the product rule are admissible.” State v.
Kinder, 942 S.W.2d 313, 327 (Mo. banc 1996), cert. denied, 522 U.S. 854,
118 S.Ct. 149, 139 L.Ed.2d 95 (1997). Link claims, however, that this
holding only allows experts to use the product rule to testify about the
probability that one sample will match that of someone picked randomly,
and it does not allow the expert to testify about the joint probability
of two separate samples matching two separate individuals picked at
random. Although it is correct that this Court's previous holding did
not specifically address joint probability, this Court recognizes that
the product rule is simply a mathematical principle that applies equally
well for joint probability calculations. Dr. Tracey's testimony, which
was based on the product rule, was therefore admissible.
D. Officer William Roach's Testimony
Link claims that the trial court erred in admitting
Officer William Roach's testimony that there were five suspects, other
than Link, who were eliminated in the case. Link argues that this
testimony was improper because its “clear import” was that Officer Roach
believed Link was guilty, and therefore, like earlier testimony
complained of, invaded the province of the jury. Because Link failed to
object to the testimony in question, he is only entitled to relief under
the plain error/manifest injustice standard. Rule 30.20.
Even if this claim had been properly preserved, the
trial court did not err in admitting this testimony. It is improper for
a witness to directly comment that he thinks that the defendant is
innocent or guilty. See State v. Cason, 596 S.W.2d 436, 440 (Mo.1980),
cert. denied, 449 U.S. 982, 101 S.Ct. 397, 66 L.Ed.2d 243 (1980); State
v. Linzia, 412 S.W.2d 116, 120 (Mo.1967). In the present case, Officer
Roach did not testify that he believed Link was guilty, and, instead,
merely stated that there were other suspects who had been eliminated.
This testimony does not invade the province of the jury, and the trial
court did not err in this regard.
Link further complains that Officer Roach's testimony
about his reasons for eliminating the suspects - that the suspects had
alibis that were supported by other witnesses - constituted improper
hearsay testimony. Link did not object on hearsay grounds at trial, and
again, his claim is reviewable only under the plain error/manifest
injustice standard. Assuming that the testimony was hearsay, the
evidence of Link's guilt, and especially the DNA evidence, was
overwhelming, and the admission of the testimony did not amount to
manifest injustice.
On another matter relating to Officer Roach's
testimony, Link contends that the trial court erred in allowing the
officer to testify that Elissa's sister told him that she found Elissa's
umbrella in the alley near her home on the morning Elissa was abducted.
Link argues that this testimony was inadmissible hearsay and that it
violated his constitutional right to confront witnesses against him.
Unlike the other claims, this claim was properly preserved for review.
Although the testimony was clearly hearsay, and
admission of the testimony was error, the error was not so prejudicial
as to require reversal. The underlying rationale for the hearsay rule is
for the purpose of securing the trustworthiness of the assertions. State
v. Harris, 620 S.W.2d 349, 355 (Mo. banc 1981). Courts generally exclude
hearsay because the out-of-court statement is not subject to cross-examination,
is not offered under oath, and the fact-finder is not able to judge the
declarant's demeanor and credibility as a witness. Bynote v. National
Super Markets, Inc., 891 S.W.2d 117, 120 (Mo. banc 1995). However, to
the extent that a declarant “is available for live testimony, under oath,
the ‘dangers of hearsay are largely non-existent.’ ” State v. Schaal,
806 S.W.2d 659, 664 (Mo. banc 1991), cert. denied, 502 U.S. 1075, 112
S.Ct. 976, 117 L.Ed.2d 140 (1992).
In this case, Elissa's sister was available to
testify during the guilt phase of the trial, and, in fact, she did
testify during penalty phase, telling the jury firsthand that she found
Elissa's umbrella in the alley at about 7:30 a.m. on January 11, 1991.
These are indeed the kinds of circumstances in which the dangers of
hearsay are largely non-existent. For that reason, and considering the
overwhelming evidence of Link's guilt, the prejudice was negligible. The
point is denied.
E. Chain of Custody
Link argues that the trial court erred in admitting
into evidence state's exhibit 152, a box containing vaginal swabs made
during the second autopsy of Elissa's body, because the state did not
establish a proper chain of custody. In support, Link cites the
testimony of Dr. Michael Graham, the medical examiner who performed the
second autopsy and took the vaginal swabs from the body and placed them
in the box, who admitted on cross-examination that he did not have any
personal knowledge as to how the swabs were handled and stored after he
packaged them.
The determination of whether a sufficient chain of
custody has been established for the admission of an exhibit is a matter
within the sound discretion of the trial court. State v. Nicklasson, 967
S.W.2d 596, 617 (Mo. banc 1998), cert. denied 525 U.S. 1021, 119 S.Ct.
549, 142 L.Ed.2d 457 (1998). In order to admit exhibits and testimony
regarding tests performed on those exhibits, the trial court must be
satisfied as to the identity of the exhibits and that the exhibits were
in the same condition when tested as when the exhibits were originally
obtained. State v. Mahan, 971 S.W.2d 307, 317 (Mo. banc 1998); State v.
Strughold, 973 S.W.2d 876, 886 (Mo.App.1998). This may be proven by
evidence establishing a chain of custody, but proof of a chain of
custody does not require proof of hand-to-hand custody of the evidence,
nor proof that eliminates all possibility that the evidence has been
disturbed. Mahan, 971 S.W.2d at 317. The trial court may assume, absent
a showing of bad faith, ill will or proof, that officials having custody
of exhibits properly discharged their duties and that no tampering
occurred. Id.
In this case, the state's proof of chain of custody
was adequate. Dr. Graham testified that he marked and sealed the box in
which the vaginal swabs were contained and that he was able to identify
the box by marks he put on the box and his handwriting on the box. He
further testified that the box was picked up the same day that he took
the swabs and was delivered next door to the St. Louis police department
laboratory. Dr. Joseph Crow, a criminalist at the laboratory, testified
that he received the vaginal swabs, and Harold Messler, chief
criminalist of the laboratory, testified that he sent the swabs on to
the Serological Research Institute (SERI), a private forensic laboratory.
Brian Wraxall, a forensic serologist at SERI, identified exhibit 152 and
testified that he received it, but that SERI tested only the vaginal
swabs taken from the first autopsy, which were in a different container,
and not those taken from the second autopsy. In any event, when SERI
completed its testing, both sets of swabs were returned to the police
laboratory. Harold Messler received the swabs and sent them to the
Analytical Genetic Testing Center (AGTC), another private forensic
laboratory. Thomas Wahl from AGTC identified exhibit 152, and testified
that he received it from the police laboratory. He also testified that
AGTC then performed the DNA tests on the vaginal swabs taken from the
second autopsy, but did not repeat the DNA tests performed by SERI on
the vaginal swabs taken from the first autopsy. This evidence shows an
unbroken chain of custody for the swabs from the second autopsy from the
time they were made to the time they were tested. The trial court did
not abuse its discretion in admitting exhibit 152. The point is denied.
F. Closing Argument
Link's next claim pertains to the following remarks
made by the prosecutor during the rebuttal portion of the prosecutor's
guilt phase closing argument:
Now, just a few closing comments that I want to make.
There's a movie - I'm going to give you a little story now. It ain't
going to take long. There's a movie that came out a few years ago called
“Network.” Peter Finch starred in it. And at one point he is so
frustrated, he raises the window and screams out his window, “I'm mad as
hell and I'm not going to take it anymore.” That is what I would like to
see this jury do in this case. An 11-year-old girl was murdered. A
helpless child. And it is time for this community to raise the window
and tell predators like him [Indicated.] that it's not going to be
tolerated, and you're going to pay the price. * * * You represent the
people of the City of St. Louis here, and you heard through this
evidence a terrible, terrible crime has been committed. And you have
heard evidence from many, many sources reflecting the best scientific
techniques that we could find showing the best police work that has ever
been done in this case, and in this particular city. To find one person,
and there he sits. [Indicated.] And it is time for this jury, for us to
raise that window and say we're mad as hell and we are not going to take
it. Elissa Self-Braun is the victim here. I'm not asking for you to do
this for me. I am not asking you to do this for the Self family. I am
not asking you to do this for the Braun family. [Held photograph.] I'm
asking you to do this for her. Thank you.
Link contends that the prosecutor's comments “called
upon the jury to find [him] guilty because of emotion and not based upon
the evidence.” Because Link's objection at trial was based on other
grounds, and he failed to include the claim in his motion for new trial,
the claim has not been preserved and is only reviewable under the plain
error/manifest injustice standard of Rule 30.20.
Although this Court has often held that it is proper
for a prosecutor to argue that the jury should “send a message” to the
community that criminal conduct will not be tolerated, see, e.g., State
v. Phillips, 940 S.W.2d 512, 520 (Mo. banc 1997); State v. Simmons, 944
S.W.2d 165, 182 (Mo. banc 1997), cert. denied, 522 U.S. 953, 118 S.Ct.
376, 139 L.Ed.2d 293 (1997), it is improper for a prosecutor to argue
that the jury should base its decision on emotions, State v. Taylor, 944
S.W.2d 925, 927 (Mo. banc 1997). The prosecutor's argument in this case,
though mostly a proper “send a message” argument, goes over the line in
calling the jury to “raise that window and say we're mad as hell.” It is
similar to the kind of raw emotional comments this Court disallowed in
Taylor, comments that included, “Now is the time you can put your
emotion into it. Now is the time that you can show your outrage. Now is
the time to get mad.” Id. Although the comments in Taylor constituted
reversible error, reversal is inappropriate in the present case. In
Taylor there was more emphasis on and repetition of the comments, and
the comments were not so well set in the context of a send-the-message
argument as they were here. Furthermore, the Taylor comments were made
during penalty phase rather than in guilt phase, as in this case. The
jury in Taylor could not reach a decision on punishment, suggesting a
reasonable probability that, without the improper argument, the jury
would have imposed only a life sentence. In contrast, the jury in this
case heard the prosecutor's comments only during the determination of
guilt or innocence, and the guilt phase evidence was overwhelming, as
noted. Finally, and most important, the argument in Taylor was preserved
for review by a timely objection, but in this case, the argument was
made without objection. Under these circumstances the prosecutor's
closing argument did not constitute manifest injustice. The point is
denied.
III. ALLEGATIONS OF RULE 29.15 MOTION COURT ERRORS
A. The Motion Court's Findings and Conclusions
Link claims that the motion court erred in adopting
the state's proposed findings of fact and conclusions of law almost
verbatim, which shows, he contends, that the motion court failed to
thoughtfully and carefully review the proposed findings. In support,
Link points to five alleged errors in the 23-page order.
In the absence of independent evidence that the court
failed to thoughtfully and carefully consider the claims, “there is no
constitutional problem with the court adopting in whole or in part the
findings of fact and conclusions of law drafted by one of the parties.”
State v. Ferguson, 20 S.W.3d 485, 510 (Mo. banc 2000) (quoting State v.
Kenley, 952 S.W.2d 250, 261 (Mo. banc 1997), cert. denied, 522 U.S.
1095, 118 S.Ct. 892, 139 L.Ed.2d 878 (1998)). Moreover, a minor error in
the motion court's findings does not establish that the court did not
carefully consider the state's proposed findings. State v. Phillips, 940
S.W.2d 512, 521 (Mo. banc 1997).
The five errors that Link identifies in this case are
either minor errors or not errors at all, and none of the errors
establish that the court failed to thoughtfully and carefully consider
the claims. An extended opinion on this point would have no precedential
value. The point is denied.
B. Ineffective Assistance of Counsel
Link's final claim is that the motion court clearly
erred in finding that counsel was not ineffective in penalty phase for
failing to present expert testimony on the abuse he suffered as a child.
Link underwent pretrial psychological evaluations by Dr. Pat Fleming, a
licensed psychologist, on three occasions. In addition to determining
that Link had been physically abused by his mother and first stepfather
and that Link had long-standing substance abuse problems, Dr. Fleming
reported that:
Mr. Link was hesitant to describe happenings in his
life, but briefly stated that he was sexually molested by an older man
who lived nearby. Given the nature of his crimes, it is probable that
the abuse was not a single episode, but Mr. Link would not provide
additional information. * * * The results from the evaluation are not
felt to be complete nor adequate. It is highly recommended that another
examiner, ideally a black male, might be more effective in establishing
rapport. Link now claims that counsel was ineffective for failing to
contact Dr. Donald Cross, a black male examiner, with whom Link's
counsel was aquainted. Dr. Cross eventually did examine Link, but not
until he was requested to do so by post-conviction counsel. Link
submitted Cross's 69-page report to the motion court as an exhibit and
points out that the report contains additional and more detailed
information regarding the alleged physical and sexual abuse that he
suffered than that in Dr. Fleming's report. Dr. Cross stated that he
thought that Link was abused as a child, but he did not offer that
opinion within a reasonable degree of scientific certainty.
The standard of review of the motion court's action
is limited to a determination of whether the findings and conclusions of
the court are clearly erroneous. Moss v. State, 10 S.W.3d 508, 511 (Mo.
banc 2000). The court's rulings are presumed correct and will be found
clearly erroneous only if, upon a review of the entire record, the
appellate court is left with a definite and firm impression that a
mistake has been made. Id.
In order to prevail on a claim of ineffective
assistance of counsel, Link must prove by a preponderance of the
evidence that counsel failed to exercise the customary skill and
diligence that a reasonably competent attorney would exercise in similar
circumstances, and that he was prejudiced as a result. State v. Clay,
975 S.W.2d 121, 135 (Mo. banc 1998) (citing Strickland v. Washington,
466 U.S. 668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). To prove
that he was prejudiced, Link must show a “reasonable probability that,
but for counsel's errors, the result of the proceeding would have been
different.” Id. In addition, the decision not to call a witness to
testify, as a matter of trial strategy, is “virtually unchallengeable”
as a claim of ineffective assistance of counsel. Leisure v. State, 828
S.W.2d 872, 875 (Mo. banc 1992), cert. denied, 506 U.S. 923, 113 S.Ct.
343, 121 L.Ed.2d 259 (1992).
In the present case, just before penalty phase began,
the prosecutor, who was concerned that Link might later try to claim
that counsel was ineffective for failing to present any psychological
experts, asked Link's attorney to make a record as to why he was not
calling such experts. Counsel responded:
[A]s an officer of the court and as a counselor at
law, I will represent to the court that as an attorney this is my
fourteenth death penalty actual trial much less the number of death
penalty cases I've handled, and I have used psychological testimony in
the past in litigation cases, and at times I haven't. And based on my
experience and training and information that's provided to me in this
case through a number of different avenues, I have made a conscious
choice not to put that on. Later, counsel stated that he “made a
conscious choice not to open the door to any evidence as to [Link's]
personality disorders, or mental makeup,” and then asked that the
prosecutor be prevented from putting on its psychologist in rebuttal.
After the court granted the request, counsel agreed with the
prosecutor's characterization of his decision not to put on any
psychological experts as one “based on tactics and strategy.”
Link has failed to show that the motion court's
findings were clearly erroneous. Counsel testified at the post-conviction
hearing that he was aware that testimony of both his experts and the
state's experts would show that Link had no mental disease or defect,
that he had a fixation on having sex with young girls, that he was anti-social,
that he would repeat his criminal behavior, and that he would kill again.
Accordingly, counsel's strategy was to keep out as much of Link's life
as possible, and then preach a “sermon” against imposing the death
penalty on someone they knew so little about. Ultimately, counsel made a
conscious decision not to pursue or introduce psychological evidence
from any source and that decision was entirely a matter of trial
strategy.
Even if it could be said that counsel was ineffective
in failing to contact Dr. Cross, Link has not met the prejudice part of
the Strickland standard. As noted, if Dr. Cross had testified, the state
would have called its own expert, who would have presented devastating
testimony about Link's state of mind. Further, Dr. Cross's report
contained evidence that Link lied to Dr. Cross and tried to fake his
test results, and it verifies other expert opinions that Link is anti-social,
aggressive, and a serial rapist. On this record, there is no reasonable
probability that the jury would have come to a different result. The
point is denied.
IV. PROPORTIONALITY REVIEW
Under section 565.035.3, RSMo 1994, this Court is
required to determine: 1) Whether the sentence was imposed under the
influence of passion, prejudice, or any other arbitrary factor; 2)
Whether a statutory aggravating circumstance and any other circumstances
found by the trier of fact were supported by the evidence; and 3)
Whether the sentence is excessive or disproportionate to the punishment
imposed in similar cases, considering both the crime, the strength of
the evidence and the defendant.
From this Court's review of the record, there is no
evidence that the sentence of death was imposed under the influence of
passion or prejudice or any other arbitrary factors. Further, the
evidence amply supports the two statutory aggravators found by the jury:
1) that the murder of the victim was outrageously or wantonly vile,
horrible or inhuman, and 2) that the murder was committed while Link was
engaged in the perpetration of kidnapping and rape. Finally, the
imposition of the death penalty in this case is neither excessive nor
disproportionate. In that regard, the strength of the evidence and the
circumstances of the crime far outweigh any mitigating factors in Link's
favor. In addition, this case is like many others where the death
penalty has been imposed against defendants who have murdered victims
they had abducted and against whom they had committed sexual offenses.
See, e. g., State v. Ferguson, 20 S.W.3d 485 (Mo. banc 2000); State v.
Brooks, 960 S.W.2d 479, 502 (Mo. banc 1997), cert. denied, 524 U.S. 957,
118 S.Ct. 2379, 141 L.Ed.2d 746 (1998); State v. Nunley, 923 S.W.2d 911,
926 (Mo. banc 1996), cert. denied, 519 U.S. 1094, 117 S.Ct. 772, 136
L.Ed.2d 717 (1997); State v. Brown, 902 S.W.2d 278 (Mo. banc 1995), cert.
denied, 516 U.S. 1031, 116 S.Ct. 679, 133 L.Ed.2d 527 (1995); State v.
Gray, 887 S.W.2d 369 (Mo. banc 1994), cert. denied, 514 U.S. 1042, 115
S.Ct. 1414, 131 L.Ed.2d 299 (1995); State v. Lingar, 726 S.W.2d 728,
741-42 (Mo. banc), cert. denied, 484 U.S. 872, 108 S.Ct. 206, 98 L.Ed.2d
157 (1987).
CONCLUSION
For the foregoing reasons, the judgments are affirmed.
All concur.
Link v. Luebbers, 469 F.3d 1197 (8th Cir.
2006) (Habeas).
Background: Following affirmance on direct appeal of
petitioner's convictions for kidnapping, forcible rape, and murder in
the first degree, and affirmance of his death sentence, 25 S.W.3d 136,
he filed petition for writ of habeas corpus. The United States District
Court for the Eastern District of Missouri, Donald J. Stohr, J., denied
petition. Petitioner appealed.
Holdings: The Court of Appeals, Wollman, Circuit
Judge, held that: (1) defense counsel's failure to obtain additional
psychological testing did not amount to ineffective assistance of
counsel; (2) defense counsel's failure to present mitigating evidence in
the form of psychological testimony during the penalty phase did not
deprive petitioner of effective assistance of counsel; (3) appellate
counsel's failure to raise certain claims on appeal did not deprive
petitioner of effective assistance of appellate counsel; and (4) claim
that counsel representing him in his state postconviction application
was deficient was not cognizable on habeas review. Affirmed.
WOLLMAN, Circuit Judge.
Martin Link was found guilty by a jury of kidnapping,
raping, and murdering eleven-year-old Elissa Self-Braun and was
sentenced to death. He appeals from the district court's FN1 judgment
denying his petition for a writ of habeas corpus. We affirm.
FN1. The Honorable Donald J. Stohr, United States
District Judge for the Eastern District of Missouri.
I.
Elissa Self-Braun disappeared in St. Louis on the
morning of January 11, 1991. On January 15, her body was found in a
drift pile near the St. Francis River in Wayne County, Missouri,
approximately 130 miles from St. Louis. On January 26, 1991, Link was
arrested following a high speed chase, which ended when Link crashed the
stolen 1986 Ford Tempo he was driving into a utility pole.
Both of the examiners who performed autopsies on
Elissa's body determined that Elissa had been sexually assaulted and
strangled, but they were unable to determine conclusively whether Elissa
died before her body was placed in the river. One of the examiners
testified that the evidence indicated that Elissa had been strangled
slowly, remaining conscious for up to five to ten minutes and dying
within approximately thirty minutes.
Evidence connecting Link to Elissa's kidnapping,
rape, and murder included a jar of petroleum jelly found in the stolen
car that Link was driving. The jar bore Link's fingerprints. Genetic
testing of blood found within the jar indicated that it was consistent
with Elissa's DNA. Sperm found within Elissa's body was determined to
match Link's DNA. An expert testified that the probability of both of
these genetic samples matching by random chance was less than one in
three hundred thousand. Fibers found on the front passenger seat of the
car appeared to match the sweater Elissa was wearing when she was
kidnapped. Link had grown up in the area where Elissa was kidnapped and
had lived near the area where her body was found. Link had checked out
of a motel near St. Louis on the morning Elissa disappeared. He checked
into a hotel between Wayne County and St. Louis the next day. A witness
at that hotel described the car Link was driving as sounding like it had
a damaged muffler. Link brought this car into a mechanic's shop that
afternoon and insisted that it be repaired quickly. Under the car, the
mechanic found several clumps of orange clay similar to the clay found
in the St. Francis riverbed near where Elissa's body was found.
In addition, the mechanic noticed that the car's
muffler, which had a clearance of approximately twelve inches from the
ground, had been punctured by a collision with some object. Officers
testified at trial that a twelve-inch-tall rock in the parking area near
the St. Francis River appeared to have been recently moved out of place.
In response to this evidence, Link called an accident reconstructionist,
who testified that the damage to the car could not have been caused by
the rock at the crime scene. In rebuttal, the state recalled Detective
Michael Flaherty, who had testified in the state's case-in-chief.
Detective Flaherty had examined the defense expert's report and had then
performed his own reconstruction of the event with a car matching the
model that Link was driving at the time of his arrest. Link objected to
the admission of this evidence because of the state's failure to
disclose the fact of this reconstruction, which was performed by
Detective Flaherty prior to his earlier testimony. Link's objection was
overruled, and Flaherty was permitted to testify.
Link was represented by a series of different
attorneys during the preparation of his defense and his jury trial.
Public defenders Kevin Curran and Cathy DiTraglia initially handled
Link's case and performed substantial preliminary investigative work. In
1994, the Missouri Public Defender's system appointed Joseph Green and
Scott Rosenblum, two private criminal defense attorneys, to take over
Link's defense. Rosenblum was replaced by Ramona Martin. Martin handled
the penalty phase of Link's defense while Green focused primarily on the
guilt phase. Because of financial and caseload concerns, Martin withdrew
from Link's defense approximately one month before the trial began and
Vanessa Antoniou took her place. Although Antoniou, who had assisted one
of the partners in her firm prepare some twenty murder cases during the
three years she had been in the practice, had never previously tried a
murder case, Green, who had tried approximately twelve capital cases,
decided that it would be better if she presented the defense in the
penalty phase. Green thought that, as a woman, Antoniou would have more
credibility with the jury in light of the fact that Link's offenses had
been committed against women. Moreover, Green was concerned that the
jury would find him less credible because of his role in the guilt phase.
Green supervised Antoniou during the penalty phase and gave her advice
and direction.
As part of their investigation of possible defense
strategies, Link's attorneys asked Dr. Patricia Fleming to administer a
psychological evaluation. Dr. Fleming advised the attorneys that she was
unable to establish a rapport with Link and that he did not cooperate
with her. She recommended that Link be examined by a black male, who
might be better able to establish a rapport with him. Although Green was
familiar with Dr. Donald Cross, a local psychological examiner who fit
Dr. Fleming's recommendation, he and his co-counsel did not ask Dr.
Cross to examine Link prior to the trial.
During the penalty phase, the state presented victim
impact testimony from Elissa's father, mother, stepfather, stepmother,
and sister. In addition, the state presented extensive evidence of
Link's criminal history. The jury heard evidence that in 1982 Link had
held a knife to the throat of a thirteen-year-old girl, had attempted to
rape her, and then had forced her to perform oral sex on him. In 1983,
Link kidnapped and raped a fifteen-year-old girl, leaving her under a
bridge. For these crimes, Link was imprisoned until 1989. Later that
year, he was arrested for soliciting a police officer for prostitution.
On December 12, 1990, Link stole the Ford Tempo that he was driving at
the time of his January 26, 1991, arrest. On January 23, 1991, Link
stole a purse from a seventy-one-year-old woman and attempted to cash
one of the checks found therein. Later that same day, he raped a woman
at knife-point and kidnapped her. Two days later, he broke into a
woman's home and robbed and raped her, holding a pillow over the woman's
face and fleeing when he heard a noise. Later that day, Link attempted
to grab an eight-year-old girl, but she fled. On January 26, 1991, the
day of his arrest, Link entered an ice cream shop and demanded money
from a sixteen-year-old employee, threatening her with a knife and
fleeing when she sounded an alarm.
The evidence presented by the defense in the penalty
phase consisted of records from various institutions at which Link had
been an inmate showing good conduct there and the testimony of an
investigator with the state public defender's office recounting her
inability to gather much useful information about Link.
During closing arguments, the prosecutor spoke at
length about the crime spree that surrounded Elissa's murder, about
Link's history of victimizing women and young girls, and about the
brutality of this particular crime. In her closing, Antoniou pleaded for
mercy, emphasizing the lack of available information about Link. She
argued that it was immoral to kill someone whom the jury did not
understand and that the jurors would be reduced to Link's level if they
voted to kill him out of revenge or hate. Following the jury's
recommendation of a sentence of death for Elissa's murder, the trial
court sentenced Link to fifteen years on the kidnapping charge, to life
on the rape charge, and to death on the murder charge.
After obtaining new counsel, Link filed a motion in
state court for post-conviction relief. One of the grounds asserted was
an allegation that his trial counsel had been ineffective in
investigating Link's childhood and had failed to discover important
mitigating evidence that might have persuaded the jury not to impose the
death penalty. At the request of post-conviction counsel, Dr. Cross
examined Link and issued a sixty-nine-page report that discussed several
alleged instances of Link's being physically, sexually, and emotionally
abused during his childhood. In addition, the report discussed Link's
abuse of alcohol, marijuana, and inhalants dating back to preadolescence.
Dr. Cross diagnosed Link as suffering from post-traumatic stress
disorder. Link was also examined by Dr. William Logan, Dr. Robert Smith,
and psychologist Marie Clark. Their assessments were consonant with Dr.
Cross' conclusions.
At the hearing on the post-conviction petition, Green
testified that he had no strategic reason not to have Link examined by
another examiner, as Dr. Fleming had recommended. Both Green and
Antoniou testified that it was Ramona Martin, whom neither side called
as a witness at the hearing, who was assigned to handle the mitigation
phase.
Following the court's denial of the post-conviction
relief petition, Link's direct appeal was consolidated with his post-conviction
appeal. The Missouri Supreme Court affirmed his conviction, sentence,
and the denial of post-conviction relief. State v. Link, 25 S.W.3d 136 (Mo.2000).
Link filed for federal habeas corpus relief,
asserting twelve violations of his federal constitutional rights.
Following the district court's denial of the petition, we granted a
certificate of appealability on three issues: (1) whether Link received
ineffective assistance of counsel because of counsel's failure to
investigate and present mitigating evidence, (2) whether Link received
ineffective assistance of appellate counsel because of counsel's failure
to raise on appeal a claim regarding the trial court's decision to allow
evidence on the issue of the testing done on the Ford Tempo, and (3)
whether Link received ineffective assistance of appellate counsel
because of appellate counsel's failure to allege constitutional
violations stemming from trial counsel's failure to make a record
regarding juror strikes.
II.
In an appeal from a district court's denial of a
habeas petition, we review the district court's conclusions of law de
novo and its findings of fact for clear error. Lyons v. Luebbers, 403
F.3d 585, 592 (8th Cir.2005). If the issues raised in the petition have
been adjudicated on the merits in the state court proceeding, the
petition must be denied “unless the state court disposition ‘resulted in
a decision contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of
the United States' or ‘resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the state court proceedings.’ ” Nooner v. Norris, 402 F.3d
801, 806 (8th Cir.2005) (quoting 28 U.S.C. § 2254(d)). Link's claim of
ineffective assistance of trial counsel was fully adjudicated on the
merits in the state court proceeding. Link, 25 S.W.3d at 148-49. The
Missouri Supreme Court correctly identified Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), as the controlling
legal standard. Id. As a result, we may overturn that court's legal
conclusions only if they are objectively unreasonable. Honeycutt v.
Roper, 426 F.3d 957, 960 (8th Cir.2005).
To establish a claim of ineffective assistance of
counsel, Link must demonstrate that (1) his trial counsel's performance
was so deficient that it fell below an objective standard of
reasonableness, and (2) the deficiency in the trial counsel's
performance was prejudicial to the defense. Strickland, 466 U.S. at
687-92, 104 S.Ct. 2052. Because of the “distorting effects of hindsight,”
our highly deferential scrutiny of counsel's performance “indulge [s] a
strong presumption that counsel's conduct falls within the wide range of
reasonable professional assistance.” Id. at 689, 104 S.Ct. 2052. Our
review of the state court determination that Link has not proved an
ineffective assistance of trial counsel claim, then, is “twice
deferential: we apply a highly deferential review to the state court
decision; the state court, in turn, is highly deferential to the
judgments of trial counsel.” Nooner, 402 F.3d at 808.
Link contends that his attorneys did not explore
investigative options that might have produced valuable mitigation
evidence. He also faults trial counsel for failing to present mitigation
evidence at the penalty phase of his trial. Because an inadequate
investigation can undermine the reasonableness of an otherwise sound
tactical decision to not put on evidence, we address first Link's claim
regarding counsel's failure to conduct a reasonable investigation.
This claim relies heavily on the psychological report
prepared by Dr. Fleming. According to Dr. Fleming, the sexual nature of
Link's crimes suggests that Link had been the victim of early sexual
trauma. Dr. Fleming also stated, however, that her psychological
assessment was incomplete and inadequate because she was not able to
establish a rapport with Link. As recounted above, she recommended that
Link be examined by a black male, who would stand a better chance of
establishing an effective rapport. If his attorneys had followed through
with Dr. Fleming's recommendation, Link argues, they would have
uncovered valuable mitigation evidence. In support of this latter
contention, Link points to psychological evaluations prepared for his
petition for post-conviction relief, including the report prepared by
Dr. Cross.
Under Strickland, trial counsel has a duty to conduct
a reasonable investigation or to make a reasonable determination that an
investigation is unnecessary. Sidebottom v. Delo, 46 F.3d 744, 752 (8th
Cir.1995). It is Link's burden to overcome the strong presumption that
counsel's decision to forgo additional psychological testing was
reasonable. Link asserts that Green's and Antoniou's testimony
demonstrate that they had no strategic reason not to pursue further
psychological examination, but neither Green nor Antoniou made this
decision. According to the testimony, it was Martin who had primary
responsibility for the penalty phase.FN2 We have no testimony from
Martin herself regarding her reasons for declining to pursue further
psychological testing. In the absence of such testimony, we have no
reason to believe that Martin's performance was anything other than
“reasonable professional assistance.” Nooner, 402 F.3d at 808.
FN2. We note that it “is not deficient performance
for a team of attorneys to divide among them the workload of a case in a
rational and efficient manner.” Bucklew v. Luebbers, 436 F.3d 1010, 1019
(8th Cir.2006).
This is not a case in which the record is clear that
no reasonable attorney in Martin's position would have failed to pursue
further psychological evidence. Contrast Rompilla v. Beard, 545 U.S.
374, 125 S.Ct. 2456, 162 L.Ed.2d 360 (2005) (holding that defense
counsel's failure to examine a readily available file that counsel knows
the prosecution will cull for aggravating evidence was clearly
unreasonable). As the Missouri Supreme Court observed, previous
examiners had concluded that Link had no mental disease or defect and
that he would repeat his criminal behavior and kill again if released.
Link, 25 S.W.3d at 149. Another report opined that, based on his
criminal record, Link had a fixation on having sex with young girls. In
the light of this damaging information, it would have been reasonable
for Martin to believe that it would be better to avoid what Green would
later call a “a battle of experts” over Link's psychological makeup.FN3
FN3. There is no suggestion that Martin was unaware
of the prior reports. Nor would such a suggestion, absent supporting
evidence, be plausible. As the state court concluded, Green knew of this
material. It is unlikely that Green, who was presenting the guilt phase,
was aware of this psychological information, but that Martin, who was
responsible for mitigation, was not.
Furthermore, the state post-conviction court found
that Link's various attorneys had put a great deal of work into his
case, including the mitigation phase, and that his attorneys had
discussed various options, a finding that suggests that whatever
Martin's precise thinking may have been, the decision to forgo
additional testing was the product of thought and deliberation. Because
the decision to not pursue further psychological examinations was not
unreasonable on the face of the record and because there is no testimony
that Martin acted in other than a professional manner, Link has failed
to overcome the strong presumption that counsel acted reasonably.
Link's claim pertaining to the failure to present
evidence is also unavailing because Green's decision to not put on
psychological evidence was a matter of trial strategy. Ordinarily, we
consider strategic decisions to be virtually unchallengeable unless they
are based on deficient investigation, in which case the “presumption of
sound trial strategy ... founders on the rocks of ignorance.” White v.
Roper, 416 F.3d 728, 732 (8th Cir.2005). Because Link has failed to show
that his attorneys' investigation was deficient, Green's tactical
decision enjoys a strong presumption of reasonableness.
In response to the prosecutor's question, posed
immediately prior to the start of the penalty phase, as to why the
defense would not be calling any expert witnesses, Green responded: [A]s
an officer of the court and as a counselor at law, I will represent to
the court that as an attorney this is my fourteenth death penalty actual
trial much less the number of death penalty cases I've handled, and I
have used psychological testimony in the past in litigation cases, and
at times I haven't. And based on my experience and training and
information that's provided to me in this case through a number of
different avenues, I have made a conscious decision not to put that on.
Green later stated that he had “made a conscious
choice not to open the door to any evidence as to [Link's] personality
disorders, or mental makeup,” and then asked the trial judge to preclude
the prosecution from introducing any testimony from its psychologist, a
request that the court granted. In light of this testimony, the Missouri
Supreme Court concluded that counsel's strategy was to keep out as much
of Link's life as possible, and then preach a “sermon” against imposing
the death penalty on someone they knew so little about. Ultimately,
counsel made a conscious decision not to pursue or introduce
psychological evidence and that decision was entirely a matter of trial
strategy. Link, 25 S.W.3d at 149. We conclude that this decision is not
based upon an unreasonable determination of the facts and thus must be
affirmed.
Moreover, even if the failure to pursue further
psychological testing or present psychological evidence were missteps,
the Supreme Court of Missouri concluded that Link suffered no prejudice.
The court stated: [I]f Dr. Cross had testified, the state would have
called its own expert, who would have presented devastating testimony
about Link's state of mind. Further, Dr. Cross's report contained
evidence that Link lied to Dr. Cross and tried to fake his test results,
and it verifies other expert opinions that Link is anti-social,
aggressive, and a serial rapist. On this record, there is no reasonable
probability that the jury would have come to a different result. Link,
25 S.W.3d at 149. We conclude that the state court's holding resulted in
a decision that was neither contrary to nor involved an unreasonable
application of clearly established federal law. Nor was it based on an
unreasonable determination of the facts in light of the evidence
presented in the state court proceedings. Moreover, while it is true
that Link's childhood may have been marked by incidents of abuse, as
noted in Dr. Cross' report, they do not compare with those described in
Rompilla. See 545 U.S. 374, 391-92, 125 S.Ct. 2456, 162 L.Ed.2d 360
(2005) (citing Rompilla v. Horn, 355 F.3d 233, 279 (3d Cir.2004) (Sloviter,
J., dissenting)). Thus, we cannot say that the now-tendered evidence
might well have influenced the jury's appraisal of Link's culpability,
and so, the likelihood of a different outcome had the evidence been
presented is not sufficient to undermine our confidence in the verdict
reached by the jury. Cf. Id. at 393, 125 S.Ct. 2456 (holding that
confidence in a jury's vote for a death sentence is undermined if the
jury might well have reached a different verdict had the omitted
mitigating evidence been presented). It bears mention that Link had
already been sentenced to multiple terms of life in prison for two rapes
he committed in January 1991. A jury could very well conclude that a
life sentence would not result in any additional punishment for the
death of this eleven-year-old child. Accordingly, because Link has not
met his burden under either the performance or prejudice prongs of
Strickland, his claims fail.
III.
Turning to his claim for ineffective assistance of
appellate counsel, Link must fulfill the Strickland requirements by
showing that his counsel was unreasonably deficient and that his defense
was prejudiced by this deficiency. See Smith v. Robbins, 528 U.S. 259,
285, 120 S.Ct. 746, 145 L.Ed.2d 756 (2000). When appellate counsel
competently asserts some claims on a defendant's behalf, it is difficult
to sustain a ineffective assistance claim based on allegations that
counsel was deficient for failing to assert some other claims. Id. at
288, 120 S.Ct. 746. Because one of appellate counsel's important duties
is to focus on those arguments that are most likely to succeed, counsel
will not be held to be ineffective for failure to raise every
conceivable issue. Charron v. Gammon, 69 F.3d 851, 858 (8th Cir.1995).
“Generally, only when ignored issues are clearly stronger than those
presented, will the presumption of effective assistance of counsel be
overcome.” Smith, 528 U.S. at 288, 120 S.Ct. 746 (quoting Gray v. Greer,
800 F.2d 644, 646 (7th Cir.1986)).
A.
Link's first claim of ineffective assistance of
appellate counsel is based on counsel's failure to challenge on direct
appeal the admission of the state's accident reconstruction evidence.
Link argues, based on Wardius v. Oregon, 412 U.S. 470, 93 S.Ct. 2208, 37
L.Ed.2d 82 (1973), that the admission of this evidence was fundamentally
unfair because the state had not disclosed this evidence to the defense,
while the defense was forced to disclose to the state its expert
reconstruction evidence.
This claim fails for two reasons. First, Link does
not compare the strength of this claim relative to those claims that
were asserted on appeal. As a result, he cannot overcome the presumption
that appellate counsel acted properly in making a strategic decision to
focus on other claims. Second, Link is unable to establish prejudice,
because it appears unlikely that the Missouri courts would have
overturned his conviction based on this argument. Under Missouri case
law interpreting Wardius, rebuttal witnesses need not generally be
disclosed unless they are called to refute an alibi or a defense of
mental disease or defect. State v. Clark, 975 S.W.2d 256, 263 (Mo.Ct.App.1998).
Moreover, discovery violations do not warrant reversal unless they
result in fundamental unfairness or prejudice to the defendant's
substantial rights. State v. Cook, 5 S.W.3d 572 (Mo.Ct.App.1999). In the
light of these decisions and the overwhelming evidence of Link's guilt
independent of the now-challenged rebuttal evidence, we conclude that
Link has not shown “a reasonable probability that, but for his counsel's
unreasonable failure [to assert this claim], he would have prevailed on
his appeal.” Smith, 528 U.S. at 285, 120 S.Ct. 746.
B.
Link also argues that appellate counsel was deficient
for failing to assert error in the trial court's decision to strike a
juror that Link asserts was qualified and for failing to strike two
jurors that Link asserts were unqualified. In addition, Link claims that
appellate counsel should have, in the state post-conviction relief
appeal, asserted that trial counsel was ineffective for failure to make
a sufficient record.
Link's claim, insofar as it applies to a deficiency
in his post-conviction relief appeal, is not grounds for federal habeas
corpus relief. There is no federal constitutional right to the effective
assistance of post-conviction counsel. Clay v. Bowersox, 367 F.3d 993,
1005 (8th Cir.2004). In Missouri, where the direct appeal and post-conviction
relief appeal are often consolidated, the appellant is therefore
entitled to effective assistance of counsel only on that portion of the
appeal that is devoted to direct appeal issues. Id.
Thus, we focus solely on Link's assertion that
appellate counsel should have asserted a jury selection claim as part of
the direct appeal. Once again, Link has not established the strength of
this claim relative to the claims that were asserted by appellate
counsel. He is therefore unable to overcome the strong presumption that
appellate counsel made a reasonable strategic decision not to press this
particular claim. Such a strategic decision is certainly within the
reasonable range of choices an appellate advocate might make, given the
deficient record created on this issue by the trial counsel and the fact
that neither of the jurors about whom Link complains ultimately served
on the jury.