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Michael Dee
MATTSON
Date of arrest: September 21, 1978
In the late 1970s, a crime wave swept
California. Several young girls were kidnapped, brutally raped, and
murdered. Michael Dee Mattson, a drug addict with severe emotional
problems, was convicted of these crimes and sentenced to be executed in
California's gas chamber.
Death row inmate who killed O.C.
girl dies
Michael Dee Mattson confessed to killing a 16-year-old
south county girl in 1978.
OCregister.com
Saturday, July 18, 2009
SAN QUENTIN STATE PRISON An inmate who was
sentenced to death in 1980 for the kidnapping and killing of two
Southern California girls, including one from Orange County, has died of
natural causes.
Officials at San Quentin State Prison say 55-year-old
Michael Dee Mattson died in an outside hospital facility early Friday
morning. The exact cause of death has not been released.
Mattson had been confined to the prison's death row
after being convicted of the rape and murder of a 9-year-old girl who
disappeared near Santa Fe Springs High School in July 1978 and was found
strangled the next day. He also was convicted of the murder, in the
course of a rape or attempted rape, of a 16-year-old girl last seen in
El Toro in September 1978 and found strangled two months later in Laguna
Beach.
Investigators working on the cases at the time said
Mattson confessed to raping and killing both girls.
In 1990, the state Supreme Court upheld Mattson's
death sentence, whose confessions were ruled invalid by the court in
1984 but reinstated at a retrial. Between the two trials, the
prosecution came up with evidence that Mattson had started the
conversations with police that resulted in the confessions. That
discovery made the evidence admissible, the court said in a 5-2 decision.
In July 2008, James William Potts, a Pasadena
attorney who while he was in law school worked on Mattson's appeal ,
wrote a memoir about the experience, "Right to Counsel."
The detective who broke the case, Pat Dingle, is the
director of the Southern Nevada Zoological-Botanical Park.
From Mattson's appeal, summary of evidence on
victims
Nine-year-old Cheryl G. disappeared from the parking
lot of Santa Fe Springs High School in Los Angeles County on July 14,
1978. Cheryl had been swimming with her older sisters who had left her
briefly while they went to telephone their mother who was to pick them
up. Cheryl was wearing a two-piece swimming suit and a pair of thongs,
and carried a towel.
The plant foreman at the high school saw a young
Hispanic girl waiting near the gate of the parking lot when he left work
at about 3:30 p.m. on that date. He also saw a young man with long, dark
hair and a beard. The man, who looked very much like defendant, was
sitting in a car within 20 feet of the girl. The car was yellow or
orange, had mud streaks on the sides, and had brush marks on the
passenger side of its top.
Cheryl's body was found on July 15, 1978, in the Legg
Lake region of the Whittier Narrows Recreation Area.
Sixteen-year-old Adele C. was last seen alive by her
mother on September 6, 1978. Adele's mother had dropped her off at 8:30
a.m. on a street corner where Adele was to be picked up by friends who
were to give her a ride to her part-time job at a motel on the Pacific
Coast Highway. Adele was wearing a white eyelet blouse with straps, a
hooded multicolored sweater, jeans, and blue tennis shoes. She also wore
a pukka shell necklace. She did not report to work that day.
Adele's remains were located in a wooded area in
Duarte on November 9, 1978.
On September 10, 1978, 15-year-old Kiz L., who lived
in Seal Beach (Orange County), missed the bus to Huntington Beach and
started hitchhiking. Defendant picked her up, but before reaching the
location to which she had told him she was going, made a U-turn, pulled
out a knife, and told her to lock the door of the car. Defendant was
driving a yellow car. He drove north onto the 605 Freeway where he
pulled over and got out, saying he had to urinate. When Kiz left the car,
he grabbed her, apologized for scaring her, threw the knife away, and
promised to take her home. Instead he drove to an area near Diamond Bar
where he forced her to leave the car and walk to a desolate area where
he (sexually assaulted) her. He then removed his belt and told her he
was going to hang her. Finally, however, he threw the belt away, saying
that he could not kill her.
Kiz escaped from defendant's car when he stopped to
buy beer. She identified defendant as the person who had kidnapped and
assaulted her, and she testified at the trial.
Detective reflects on getting
serial killer to confess
Pat
Dingle was a young homicide detective in 1978 when he got Michael Dee
Mattson to talk.
By Chris Caesar - The Orange County
Register
Saturday, July 18, 2009
Today, Pat Dingle is the director of the Las Vegas Zoo, but in 1978 the
now-retired homicide detective "capped his career" by getting serial
killer Michael Dee Mattson to confess to kidnapping, raping and killing
a 9-year-old girl in Los Angeles County and a 16-year-old girl in Orange
County, and kidnapping and raping a 15-year-old girl, also from Orange
County.
Mattson, who had been released on parole after
serving time for robbing and raping an Oregon girl in 1971, moved to
Southern California and continued a spree of rapes that Dingle said
totaled as many as 15 girls. Mattson eventually fled California to stay
with his grandparents in northern Nevada, where he was later arrested by
police.
Mattson's confessions ultimately led to a conviction
and the death penalty. He sat on death row for 29 years before dying of
natural causes in a hospital outside of San Quentin State Prison early
Friday morning. We spoke with Dingle Saturday.
Q. What's your reaction to
the news of Mattson's death?
A. Pause.
To tell you the truth, I really haven't had time to think about it. The
world is better off without him. I'm sorry I wasn't there to see it
happen I was kind of looking forward to an invitation to watch him die
on death row.
From time to time it's not something I dwell on
but on occasion, if the subject of serial killers come up, I think back
to that, my serial killer. I had been a detective since I was 24, and
since I was topped out (of promotions), I ended up retiring not long
after (Mattson's conviction). I had dealt with other murder cases before,
but not a cold-blooded killer like this.
Q. Can you describe the
details of your investigation? What were the circumstances of his arrest?
A.He ran out
of gas near Las Vegas on his way to his grandparents' home and decided
to get off the freeway near a community college. He ended up kidnapping
a young co-ed at gunpoint in a parking lot at the school, brought her to
the desert and raped her. He planned to kill her, but he had the
presence of mind, I guess, to check to see if she had any money for gas
all she had was a credit card.
When they went back into town to fill up again,
thankfully, she was able to get out of the car and scream for help;
Mattson just drove off. We interviewed her for a few hours, found his
car full of all sorts of women's clothes in the backseat and we put
out an "attempt to locate." A sheriff's deputy later found him at his
grandparents' home.
Q. Can you describe
Mattson's temperament after his arrest? Did he show any remorse for the
crimes?
A.The first
time I saw him sitting in a cell, the hair on the back of my neck stood
up I knew he was absolute evil. He never showed remorse he could sit
on your chest, strangle you, twist a tourniquet around your neck, watch
you die, and eat a sandwich. He had little social redeeming value.
Q. What was it like
interrogating a serial killer?
A. I tried to
overcome my revulsion for this guy and treated him right spoke
politely, established rapport, and built up trust. Basically, I didn't
treat him like the person he was.
Eventually, he started to trust me and asked for me.
He wouldn't submit to interviews with other detectives unless I was in
the room, too. He indicated to me that he had raped about 15 women
throughout his life not necessarily all murders but certainly more
than what he was convicted on.
He was an evil person. No question about that.
People v. Mattson
SUPREME COURT OF CALIFORNIA
May 3, 1990
THE PEOPLE, PLAINTIFF AND RESPONDENT,
v.
MICHAEL DEE MATTSON, DEFENDANT AND APPELLANT
Superior Court of Los Angeles County, No. A445812, Thomas F. Nuss,
Judge.
Opinion by Eagleson, J., with Lucas, C.J., Panelli, J., and Franson,
J.,*fn*
concurring. Separate concurring opinion by Kennard, J. Separate
dissenting opinions by Mosk and Broussard, JJ.
Eagleson
On October 22, 1984, this court reversed a judgment of conviction
and sentence imposing the death penalty, holding that defendant's
confessions to the two murders, related offenses, and unrelated sexual
offenses of which he stood convicted had been obtained in violation of
article I, section 15 of the California Constitution and therefore were
inadmissible under People v. Pettingill (1978)
21 Cal. 3d 231 [145 Cal. Rptr. 861,
578 P.2d 108] and People v. Fioritto (1968)
68 Cal. 2d 714 [68 Cal. Rptr. 817,
441 P.2d 625]. (People v. Mattson (1984)
37 Cal. 3d 85 [207 Cal. Rptr. 278,
688 P.2d 887].)
Defendant was retried. At the second trial, a new pretrial hearing
was held to determine the admissibility of the confessions, new evidence
was presented, and once again the trial court ruled that the confessions
were admissible.
After a trial that began on December 10, 1985, the jury convicted
defendant of count I, the July 14, 1978, wilful, deliberate, and
premeditated murder of Cheryl G. (Pen. Code, ?? 187, 189),*fn1
under special circumstances of murder committed during the commission or
attempted commission of rape (former ? 261, subd. (2)), lewd and
lascivious conduct on a child under the age of 14 (? 288) (former ?
190.2, subd. (c)(3)(iii) & (iv)), and multiple murder (former ? 190.2,
subd. (c)(5)); count II, kidnapping of Cheryl G. (? 207) with
intentional infliction of great bodily injury (? 12022.7); count III,
rape of Cheryl G. with great bodily injury; count IV, lewd conduct with
Cheryl G. with great bodily injury; count VI, the September 6, 1978,
wilful, deliberate and premeditated first degree murder of Adele C. with
special circumstances of murder during the commission or attempted
commission of kidnapping and rape, and multiple murder; count VII,
kidnapping of Adele C.; count X, the September 10, 1978, kidnapping of
Kiz L.; count XI, rape of Kiz L.; count XII, sodomy of Kiz L. (? 286);
and count XIII, oral copulation of Kiz L. (? 288a).
The penalty trial began on December 26, 1985. The jury returned a
verdict of death on each murder count on January 8, 1986, after a day of
deliberation. Judgment was pronounced on February 7, 1986, at which time
defendant was sentenced to death on each murder count and to the upper
term of five years with a three-year enhancement on counts II, III, IV,
and VII; to the upper term of five years on counts X, XI, and XII; and
to the upper term of three years on count XIII.
This appeal is automatic. (? 1239, subd. (b).)
Defendant's principal contentions are that he was denied his right
under article I, section 16 of the California Constitution and the Sixth
Amendment to the United States Constitution to trial by a jury drawn
from a representative cross-section of the community, and that the trial
court erred in permitting relitigation of the admissibility of, and in
admitting, his confessions. He also asserts a double jeopardy claim;
error in denying funds requested pursuant to section 987.9; errors in
ruling on objections to evidence, arguments and instructions; failure of
the People to establish the corpus delicti of certain special
circumstances; ineffective assistance by trial counsel who failed to
move for severance of, and separate trials on, the three groups of
offenses; and error in instructing the jury.
With respect to the penalty trial, defendant claims error in
admitting evidence regarding events underlying his prior convictions;
error in permitting a witness to be examined on future dangerousness;
and error in ruling on the automatic application for modification of the
verdict.
We conclude that none of these claims has merit. The judgment will
be affirmed in all respects.
I.
Summary of Evidence
A. Guilt Phase.
1. Cheryl G.
Nine-year-old Cheryl G. disappeared from the parking lot of Santa Fe
Springs High School in Los Angeles County on July 14, 1978. Cheryl had
been swimming with her older sisters who had left her briefly while they
went to telephone their mother who was to pick them up. Cheryl was
wearing a two-piece swimming suit and a pair of thongs, and carried a
towel.
The plant foreman at the high school saw a young Hispanic girl
waiting near the gate of the parking lot when he left work at about 3:30
p.m. on that date. He also saw a young man with long, dark hair and a
beard. The man, who looked very much like defendant, was sitting in a
car within 20 feet of the girl. The car was yellow or orange, had mud
streaks on the sides, and had brush marks on the passenger side of its
top.
Cheryl's body was found on July 15, 1978, in the Legg Lake region of
the Whittier Narrows Recreation Area. She was nude. The top of her
swimming suit was wrapped around her neck, as were a piece of
monofilament fishing line and a "Handy Wipe." Fecal matter was found on
the cheeks of her buttocks and the inner side of her thigh. Death was
caused by asphyxiation by ligature strangulation and/or suffocation. She
had suffered injuries consistent with blows to the head. Her hymen was
not intact.
Defendant subsequently confessed to investigators that he had picked
up a Hispanic girl in the parking lot of the Santa Fe Springs High
School, had driven to Legg Lake, had intercourse with the girl in the
bushes, and then strangled her with his belt and tied fishing line
around her neck. Information about the ligature had not been released to
the public by investigators at the time defendant confessed.
2. Adele C.
Sixteen-year-old Adele C. was last seen alive by her mother on
September 6, 1978. Adele's mother had dropped her off at 8:30 a.m. on a
street corner where Adele was to be picked up by friends who were to
give her a ride to her part-time job at a motel on the Pacific Coast
Highway. Adele was wearing a white eyelet blouse with straps, a hooded
multicolored sweater, jeans, and blue tennis shoes. She also wore a
pukka shell necklace. She did not report to work that day.
Adele's remains were located in a wooded area in Duarte on November
9, 1978, by an officer who followed directions given him by Detective
Reed who was then in Nevada. The cause of death could not be determined.
The body had a pukka shell necklace, white eyelet blouse, and a blue
tennis shoe on it. There was no underwear on the body.
Detective Reed obtained his information about the location of
Adele's remains from defendant while interrogating defendant about the
Cheryl G. murder. Defendant volunteered information about this killing,
stating that he had picked up a 16-year-old girl who was hitchhiking,
had taken her to a remote area of Duarte off the Foothill Freeway, had
intercourse with her 3 times, and then strangled her.
3. Kiz L.
On September 10, 1978, 15-year-old Kiz L., who lived in Seal Beach
(Orange County), missed the bus to Huntington Beach and started
hitchhiking. Defendant picked her up, but before reaching the location
to which she had told him she was going, made a U-turn, pulled out a
knife, and told her to lock the door of the car. Defendant was driving a
yellow car. He drove north onto the 605 Freeway where he pulled over and
got out, saying he had to urinate. When Kiz left the car, he grabbed her,
apologized for scaring her, threw the knife away, and promised to take
her home. Instead he drove to an area near Diamond Bar where he forced
her to leave the car and walk to a desolate area where he forced her to
orally copulate him and raped and sodomized her. He then removed his
belt and told her he was going to hang her. Finally, however, he threw
the belt away, saying that he could not kill her.
Kiz escaped from defendant's car when he stopped to buy beer. She
identified defendant as the person who had kidnapped and assaulted her,
and she testified at the trial. Defendant confessed that he had
kidnapped, raped, sodomized and orally copulated Kiz, and that he had
intended to kill her.
4. Defense Evidence.
Defendant sought to discredit his confessions by establishing that
he had falsely confessed to the July 20, 1978, murder of Deanna M. in
Riverside County. He introduced evidence that he had been at work at the
time of the offense. The prosecution offered evidence in rebuttal
tending to show that defendant's confession included details with which
only the killer would be familiar.
B. Penalty Phase.
The prosecution offered evidence that on September 20, 1978,
appellant entered the car of Sonia L. when she returned to her car in
the parking lot of the North Las Vegas Community College from an evening
class. He demanded money, and drove into the desert where he raped her.
She escaped from the car when he returned to the city and stopped for
gas. Defendant was convicted of the kidnapping, robbery, and rape of
Sonia L. in January 1979.
Evidence of the August 1, 1971, kidnapping and rape of Jeanette K.
in Oregon was also presented. Jeanette and her younger brother Joe
picked up defendant, who was hitchhiking. When they pulled over because
defendant said he wanted to get out, defendant forced Joe from the car
at knifepoint, and ordered Jeanette to drive on and to pull into a
wooded area off the freeway where he raped her.
Mitigating evidence was offered by defendant in the form of expert
testimony that defendant had been diagnosed as suffering from
schizophrenia attributable to major traumatic childhood experiences,*fn2
the deprivation and abuse he had suffered as a child, his history of
sexual identity problems that led him to "cross-dress" as a child, and
drug abuse; and of his exemplary behavior in prison from 1980 to 1984,
during which time defendant received psychotropic drugs.
II.
Jury Selection
A. Underrepresentation.
Both the Sixth Amendment of the United States Constitution and
article I, section 16 of the California Constitution guarantee a
defendant the right to trial before a jury drawn from a representative
cross-section of the community. (Taylor v. Louisiana (1975) 419 U.S.
522, 528 [42 L.Ed.2d 690, 696-697, 95 S.Ct. 692]; People v. Bell (1989)
49 Cal. 3d 502, 525 [262 Cal. Rptr. 1,
778 P.2d 129].) That guaranty mandates that "the
jury wheels, pools of names, panels, or venires from which juries are
drawn must not systematically exclude distinctive groups in the
community and thereby fail to be reasonably representative thereof."
(419 U.S. at p. 538 [42 L.Ed.2d at p. 703].) The petit jury that
actually tries the case need not itself mirror the community, however,
and states are free to permit reasonable exemptions and to prescribe
qualifications relevant to the ability to serve as a juror. (Ibid.)
When a fair cross-section challenge to the jury selection procedure
is made, the defendant bears the initial burden of demonstrating a prima
facie violation of the fair cross-section requirement. To do so he must
show: "(1) that the group alleged to be excluded is a distinctive' group
in the community; (2) that the representation of this group in venires
from which juries are selected is not fair and reasonable in relation to
the number of such persons in the community; and (3) that this
underrepresentation is due to systematic exclusion of the group in the
jury-selection process." (Duren v. Missouri (1979) 439 U.S. 357, 364 [58
L.Ed.2d 579, 587, 99 S.Ct. 664].)
The jury selection process to which defendant objects is one that
was peculiar to Los Angeles County in which 11 judicial districts
existed at the time of defendant's trial. Each of those districts
summoned jurors from the surrounding area, but in compliance with former
section 203 of the Code of Civil Procedure, no prospective juror was
assigned to a courthouse more than 20 miles from his or her residence.*fn3
The Central Judicial District, which needs a greater number of jurors
than do the outlying districts, drew from the pool or wheel first.
Because its 20-mile limit overlapped that of the Southeast Judicial
District (Norwalk), the Norwalk court drew from a more restricted area.
Defendant's evidence established that while the area within a 20-mile
radius of the Norwalk courthouse had a high population of Blacks and
Hispanics, the population of the smaller area from which the Norwalk
court drew jurors was predominantly White.*fn4
In 1985, the Black population of the 20-mile region was 16.3 percent,
but the percentage of Blacks on Norwalk venires was only 3.2 percent.
The percentage of Hispanics in the same region was 34.8, but they
constituted only 15.1 percent of the venires.*fn5
The county's director of jury services testified, however, that no
disparity existed with respect to the percentage of Blacks in the
population and on Norwalk jury venires, from either a countywide
perspective or at the judicial district level.*fn6
With respect to the latter, in September and October of 1985, 3.6
percent of the jurors appearing for duty in Norwalk were Black, while
the Black population of the Southeast Judicial District was 2.9 percent.
The same witness also testified with respect to Hispanic jurors,
that 40.8 percent of the Hispanic population of the county (and the
Southeast Judicial District) were not citizens, and that the
presumptively jury-eligible Hispanic population was only 20.5 percent.
Defendant's expert found no basis other than speculation for these
conclusions.
Defendant contends that the method of assigning prospective jurors
to the Norwalk courthouse at the time his jury was selected caused
constitutionally impermissible underrepresentation of Blacks and
Hispanics on the venires.
We disagree. That Blacks and Hispanics are "distinctive" groups is
undisputed. Defendant fails to satisfy the second Duren prong, however.
His claim assumes that the area within the 20-mile radius of the Norwalk
courthouse is the relevant "community" against whose population the
representation of cognizable groups is to be measured. We have recently
held, contrary to this assumption, that the relevant community for
cross-section analysis is the judicial district. (Williams v. Superior
Court (1989)
49 Cal. 3d 736, 745 [263 Cal. Rptr. 503,
781 P.2d 537].) Since the record does not
demonstrate a disparity when the population of this community is used
for comparison purposes, defendant has not established a prima facie
violation of the cross-section guaranty.
B. Witherspoon-Witt Error.
The Sixth Amendment guaranty of a fair and impartial trial also
precludes exclusion from the jury in a capital case of those jurors who
express general objections to the death penalty, or conscientious or
religious scruples against its infliction. (Witherspoon v. Illinois
(1968) 391 U.S. 510, 522 [20 L.Ed.2d 776, 784-785, 88 S.Ct. 1770].) A
prospective juror may be excluded for cause if his views regarding the
death penalty "would prevent or substantially impair the performance of
his duties as a juror in accordance with his instructions and his oath."
(Adams v. Texas (1980) 448 U.S. 38, 45 [65 L.Ed.2d 581, 589, 100 S.Ct.
2521].)
In applying this standard, the prospective juror's unwillingness to
consider imposition of the death penalty need not appear with "absolute
clarity." It is enough that following voir dire of the jury "the trial
judge is left with the definite impression that a prospective juror
would be unable to faithfully and impartially apply the law." (Wainwright
v. Witt (1985) 469 U.S. 412, 426 [83 L.Ed.2d 841, 852, 105 S.Ct. 844].)
This standard is also applied in assessing the propriety of an excuse
for cause under article I, section 16 of the California Constitution. (People
v. Hamilton (1989)
48 Cal. 3d 1142, 1165 [259 Cal. Rptr. 701,
774 P.2d 730]; People v. Ghent (1987)
43 Cal. 3d 739, 767 [239 Cal. Rptr. 82,
739 P.2d 1250].)
Defendant claims that the trial court erred in restricting his
effort to "rehabilitate" by further examination of prospective jurors
whose responses on voir dire to inquiry regarding their views regarding
capital punishment led the court to excuse them for cause. Defendant
does not contend that, on the record made during voir dire, the court
erred under either Witherspoon, which was then understood to state the
proper standard, or Witt, which has since refined the test. He claims
only that the court unreasonably denied him the opportunity to further
examine the jurors after they expressed reservations about capital
punishment.
The duty to examine prospective jurors and to select a fair and
impartial jury is a duty imposed on the court, although counsel must be
given reasonable opportunity to examine the prospective jurors. (Code
Civ. Proc., ? 223, subd. (a); former Pen. Code, ? 1078.) Counsel may
conduct that voir dire of prospective jurors to determine the basis for
a challenge for cause. (People v. Balderas (1985)
41 Cal. 3d 144, 182 [222 Cal. Rptr. 184,
711 P.2d 480].) In the general voir dire, this
right includes examination of the prospective jurors about their
attitudes toward specific legal doctrines they may be called upon to
apply. (Ibid.) When a bias that may form a basis of a challenge for
cause appears during such voir dire, opposing counsel may seek to
rehabilitate the prospective juror, but this further voir dire, like
that directed to uncovering bias, is subject to reasonable limitation at
the discretion of the trial judge.
Here we deal with the death qualification process and the
sequestered voir dire mandated by Hovey v. Superior Court (1980)
28 Cal. 3d 1, 80-81 [168 Cal. Rptr. 128,
616 P.2d 1301]. The only question the court need
resolve during this stage of the voir dire is whether any prospective
juror has such conscientious or religious scruples about capital
punishment, in the abstract, that his views would " prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath.'" (See Wainwright v. Witt,
supra, 469 U.S. at p. 420, italics omitted [83 L.Ed.2d at p. 849] [quoting
Adams v. Texas, supra, 448 U.S. 38, 45 (65 L.Ed.2d 581-589)]; People v.
Clark (1990) ante, 583, 596-597 [ Cal. Rptr. , , P.2d ].) As we noted in
People v. Clark, supra, at p. 597, this "death qualification" voir dire
seeks only to determine if, because of his views on capital punishment,
any prospective juror would vote against the death penalty without
regard to the evidence produced at trial. (Wainwright v. Witt, supra,
469 U.S. at p. 416 [83 L.Ed.2d at pp. 846-847]; People v. Adcox (1988)
47 Cal. 3d 207, 250 [253 Cal. Rptr. 55,
763 P.2d 906].) The question posed by defendant,
whether or not hypothetical, was not relevant to death qualification.
The jurors who were excused had each expressed clearly an inability or
unwillingness to vote for imposition of the death penalty.*fn7
When a juror has clearly expressed an inability to vote for the
death penalty regardless of the evidence that may be produced at trial,
the court has discretion to limit further voir dire directed toward
persuading the juror that there may be some circumstance which he has
not considered that could cause him to modify his conscientious or moral
attitude toward the death penalty. (People v. Fields (1983)
35 Cal. 3d 329, 357-358 [197 Cal. Rptr.
803,
673 P.2d 680].)
We find no abuse of that discretion here. In the three instances
complained of, defendant sought to ask if the prospective juror would be
able to impose the death penalty if the People proved beyond a
reasonable doubt that the defendant would pose a danger to guards or
other inmates if sentenced to life imprisonment without possibility of
parole. When the court sustained the People's objection, defendant
declined the opportunity to conduct further voir dire of the prospective
jurors and made no attempt to make a more general inquiry regarding
their willingness to vote for imposition of the death penalty if they
were satisfied that the defendant might commit future crimes and thus
pose a danger to the community. (See Barefoot v. Estelle (1983) 463 U.S.
880, 896-905 [77 L.Ed.2d 1090, 1106-1112, 103 S.Ct. 3383].)*fn8
C. Denial of Funds.
The trial court denied defendant's motion, made pursuant to section
987.9, for funds to employ an expert in jury selection. In support of
his motion defendant had claimed that the assistance of an expert in
jury selection should be authorized because counsel lacked experience in
selecting juries under the death qualification process established by
Hovey v. Superior Court, supra,
28 Cal. 3d 1; the inflammatory nature of the
charges increased the difficulty of selecting impartial jurors; counsel
had been economical in other phases of trial preparation; and the cost
of an expert was modest. The expert defendant hoped to engage was a
psychologist experienced in assisting counsel in the selection of juries.
He sought funds not only for pretrial preparation, but also for the
services of the expert during jury selection. The trial court denied the
application, ruling that the services of such an expert were not
reasonably necessary to the preparation of the defense or to provide a
full and fair defense.
Section 987.9 commits to the sound discretion of the trial court the
determination of the reasonableness of an application for funds for
ancillary services. Although a high standard must be applied to such
discretionary decisions in capital cases (see Keenan v. Superior Court
(1982)
31 Cal. 3d 424, 430-431 [180 Cal. Rptr.
489,
640 P.2d 108]), there was no abuse of discretion in
the trial court's ruling. Counsel was an experienced attorney who had
represented defendant during the first trial. The assumption underlying
the Hovey procedure is that the untoward effects of death qualification
voir dire will be minimized. (Hovey v. Superior Court, supra, 28 Cal. 3d
at pp. 80-81.) Defendant did not demonstrate how lack of experience in
conducting voir dire under the Hovey procedure was relevant to his
ability to identify prospective jurors who were qualified or were
subject to excuse for cause.
None of the other factors supporting the request for ancillary funds
establishes a basis for concluding that such funds were "reasonably
necessary." The availability of the expert and other economies of
counsel are not relevant to that question. Nothing about the charges in
this case so distinguishes it from other capital cases or noncapital
cases in which sexual assaults are charged as to compel a conclusion
that selection of impartial jurors would be unusually difficult. Denial
of the request was not an abuse of discretion.
III.
Guilt Phase Issues
A. Admission of Defendant's Confessions.
During an interrogation on October 3, 1978, in North Las Vegas,
Nevada, defendant confessed that he had raped Kiz L. On November 8,
1987, he confessed that he had kidnapped, raped, and murdered Cheryl G.
and a girl who was later identified as Adele C. We reversed the prior
convictions because the record of the first trial indicated that those
confessions were made while defendant was in custody in response to
interrogations initiated by police officers after defendant had invoked
his right to remain silent and to counsel. We held that California law
determined the admissibility of defendant's confessions, and that the
confessions were inadmissible under the California privilege against
self-incrimination (Cal. Const., art. I, ? 15) as construed in People v.
Pettingill, supra,
21 Cal. 3d 231. (See People v. Mattson, supra,
37 Cal. 3d at pp. 88-91.)
At the request of defendant we have taken judicial notice of the
record of the first trial to ascertain the nature of the procedure by
which he sought to exclude his confessions. That record reflects a "Notice
of Motion to Suppress the Evidence De Novo 1538.5
Penal Code" filed on November
7, 1979. In that motion defendant sought to
suppress all of the statements, admissions, and confessions he had made
in connection with the offenses charged in this matter on grounds that
promises had been made to induce him to confess; that the interrogating
officers knew he was represented by counsel but neither notified counsel
nor sought permission from counsel appointed in the Nevada proceeding;
and that after he had asserted his right to counsel during questioning
by North Las Vegas, Nevada Detective Pat Dingle, Detective Reed, a
California officer, had participated in interrogations leading to his
confessions. This, he argued, violated his rights under California law
as declared in People v. Pettingill, supra,
21 Cal. 3d 231, and People v. Fioritto, supra,
68 Cal. 2d 714.
In his motion defendant also sought to suppress "items found in
automobile," claiming that search of his automobile was unlawful because
it was not the result of a free and voluntary consent to search, his
consent having been given after he had asserted his right to counsel. He
argued that the consent was obtained in violation of his Sixth Amendment
right to counsel, was made in submission to authority, and was "tainted"
by the statements he alleged had been unlawfully obtained.
At the December 11, 1979, hearing on the motion defendant was
permitted to expand the scope of the motion to include suppression of
evidence regarding observations of the body of Adele C. The trial court
stated that the effort to suppress the confessions should have been
raised in a motion under
Evidence Code section
402, but the People stipulated that the matter be
heard at that time. The court then ruled that defendant would be
permitted to litigate the admissibility of his statements in the hearing
on the section 1538.5 motion.
1. Propriety of Relitigation.
The People were permitted to relitigate the admissibility of
confessions at the second trial, and introduced evidence, which had not
been presented at the first trial, that the defendant initiated the
interviews at which he confessed. The court overruled defendant's
objection that the issue could not be relitigated, and that no new
evidence on the issue could be considered. The confessions were admitted.
Defendant now claims that the trial court erred in permitting
relitigation of the issue; that equitable estoppel principles preclude
relitigation based on facts that are inconsistent and irreconcilable
with facts established in the initial hearing; and that due process and
presumed prejudice preclude relitigation based on new facts after a
substantial delay.
We find no merit in these claims. A reversal of a judgment without
directions is an order for a new trial. (? 1262.) "An unqualified
reversal remands the cause for new trial and places the parties in the
trial court in the same position as if the cause had never been tried."
(People v. Murphy (1963)
59 Cal. 2d 818, 833 [31 Cal. Rptr. 306,
382 P.2d 346].) "The granting of a new trial places
the parties in the same position as if no trial had been had. . . ." (?
1180.)
That status even permits amendment of the accusatory pleading (see
People v. Chadd (1981)
28 Cal. 3d 739, 758 [170 Cal. Rptr. 798,
621 P.2d 837]), as well as renewal and
reconsideration of pretrial motions and objections to the admission of
evidence. (See, e.g., People v. Murphy, supra,
59 Cal. 2d at pp. 833-834.) Absent a statutory
provision precluding relitigation, a stipulation by the parties, or an
order by the court that prior rulings made in the prior trial will be
binding at the new trial, objections must be made to the admission of
evidence (Evid. Code, ?
353), and the court must consider the admissibility
of that evidence at the time it is offered. (See People v. Bell, supra,
49 Cal. 3d at pp. 520-521; People v. Jennings
(1988)
46 Cal. 3d 963, 975, fn. 3 [251 Cal. Rptr.
278,
760 P.2d 475].) In limine rulings are not binding.
(People v. Williams (1988)
44 Cal. 3d 883, 912-913 [245 Cal. Rptr.
336,
751 P.2d 395].)*fn9
Defendant's claim that our determination that his confession should
have been excluded at the first trial constitutes the "law of the case"
lacks merit. The law-of-the-case doctrine binds the trial court as to
the law but controls the outcome only if the evidence on retrial or
rehearing of an issue is substantially the same as that upon which the
appellate ruling was based. (People v. Carswell (1959)
51 Cal. 2d 602, 608 [335 P.2d 99];
Erlin v. National Union Fire Ins. Co. (1936)
7 Cal. 2d 547, 549 [61 P.2d 756].)
The law-of-the-case doctrine applied to this court's prior ruling only
insofar as we held that California law governed the admissibility of the
confessions. The trial court did not depart from that ruling in its
determination, based on new evidence, that the confessions were
admissible.
Defendant also argues that because his motion to exclude the
confessions at the prior trial was part of a motion made pursuant to
section 1538.5, relitigation of the admissibility of the confessions is
statutorily barred. Section 1538.5 may preclude relitigation of the
admissibility of evidence sought to be suppressed as the product of a
search or seizure that violated the defendant's rights under the Fourth
Amendment. (See People v. Brooks (1980)
26 Cal. 3d 471 [162 Cal. Rptr. 177,
605 P.2d 1306].)*fn10
Here, however, defendant included Fifth and Sixth Amendment bases for
exclusion of his confessions in a section 1538.5 motion.
Section 1538.5 is properly used only to exclude evidence obtained in
violation of a defendant's state and/or federal (Fourth Amendment) right
to be free of unreasonable search and seizure.*fn11
Although the procedure may be used to exclude confessions that are the
product of an unlawful search and seizure, and the question of whether a
confession was unlawfully obtained may be decided by the court in order
to rule on the admissibility of physical evidence that is discovered as
a result of the confession, section 1538.5 may not be used to suppress
admissions and confessions on grounds that they are the product of Fifth
Amendment and/or Sixth Amendment violations. (People v. Superior Court (Zolnay)
(1975)
15 Cal. 3d 729, 733-734 [125 Cal. Rptr.
798,
542 P.2d 1390].) Zolnay does not hold that when a
Miranda (Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct.
1602, 10 A.L.R.3d 974] violation is found in a hearing on a section
1538.5 motion the confession may be suppressed as part of that motion.
The statutory language would not support that rule since the evidence to
be suppressed must have been "obtained as a result of a search and
seizure."
Here defendant sought to exclude his confessions and admissions
solely on the ground that they were obtained in violation of his right
against self-incrimination and his right to counsel. He did not assert
that they were the product of an unlawful search and seizure. Although
his self-incrimination and counsel claims had to be decided in order to
rule on the part of his motion that sought to exclude evidence obtained
in the search of his car, only that latter aspect of the motion was
properly brought pursuant to section 1538.5. The trial court was clearly
aware of the distinct bases for the attempt to exclude the confessions,
however, having stated that the admissibility of the confessions should
be litigated in a motion pursuant to
Evidence Code section
402.*fn12
Regardless whether defendant improperly sought to obtain a ruling on
exclusion in the motion made pursuant to section 1538.5, however, the
basis on which the trial court found the confessions admissible was that
there was neither a Fifth Amendment nor a Sixth Amendment violation. The
court based its conclusion on a factual determination that defendant's
initial refusal to speak to Detective Dingle was not an invocation of
his rights, but a preference not to discuss the case while still in Ely.*fn13
While this court reached a different conclusion, we held exclusion was
required because of the apparent violation of his right against self-incrimination
and his right to counsel. (People v. Mattson, supra,
37 Cal. 3d at pp. 89-92.) The effort to exclude the
confessions was not properly a subject of a section 1538.5 motion and
neither the trial court nor this court treated it as such.
Therefore, the hearing at the new trial was not relitigation of a
section 1538.5 motion.*fn14
The trial judge at the second trial properly concluded that the prior
hearing on the admissibility of the confessions had been a combined
section 1538.5 and
Evidence Code section
402 hearing. We agree.
We are not persuaded that relitigation should have been denied
because of delay. Delays that are the product of the normal appellate
process do not implicate due process concerns. The difficulty in
locating witnesses, and the possibility of fading recollection, are no
different with respect to the hearing on the admissibility of the
confessions than with respect to the trial itself. As with claims of
delay alleged to violate a defendant's right to speedy trial, because
normal delays attributable to an appeal are unavoidable and are not
purposeful, delay should be considered potentially prejudicial only when
it occurs after issuance of the remittitur by the appellate court. (See
People v. Powell (1974)
40 Cal. App. 3d 107, 145 [115 Cal. Rptr.
109].)*fn15
Since there was no bar to a new hearing on the admissibility of the
confessions, and additional evidence on the question of who initiated
the interviews was heard, the law-of-the-case doctrine did not compel
the trial court to exclude defendant's confessions. Except where
insufficiency of the evidence to sustain a judgment of conviction was
the basis for reversal, in which case double jeopardy considerations
preclude relitigation (see Burks v. United States (1978) 437 U.S. 1 [57
L.Ed.2d 1, 98 S.Ct. 2141]; People v. Green (1980)
27 Cal. 3d 1, 62 [164 Cal. Rptr. 1,
609 P.2d 468]), the law-of-the-case doctrine is
inapplicable to the determination of questions of fact (People v. Shuey,
supra,
13 Cal. 3d at p. 842) decided on the basis of new
or different evidence in a new trial following reversal on appeal. (People
v. Hamilton (1969)
71 Cal. 2d 176, 182 [77 Cal. Rptr. 785,
454 P.2d 681].)*fn16
2. Ruling on Admissibility.
Defendant argues that his admissions and confessions were obtained
in violation of his rights under Miranda v. Arizona, supra, 384 U.S.
436, and Edwards v. Arizona (1981) 451 U.S. 477 [68 L.Ed.2d 378, 101
S.Ct. 1880], as well as People v. Fioritto, supra,
68 Cal. 2d 714, and People v. Pettingill, supra,
21 Cal. 3d 231.
The only claim properly before us with regard to violation of
defendant's privilege against self-incrimination is that based on
article I, section 15 of the California Constitution. Defendant's motion
and his argument at the hearings on that motion at the first and second
trials relied only on the theory that under California law any
interrogation, even by officers other than those with whom he had
refused to discuss the Nevada charge and even about unrelated offenses,
was impermissible once he had invoked his right to remain silent. He did
not make the claims put forth on appeal that the manner in which his
constitutional rights were explained failed to comply with Miranda or
that the interrogation violated Edwards v. Arizona, supra, 451 U.S. 477,
and Oregon v. Bradshaw (1983) 462 U.S. 1039 [77 L.Ed.2d 405, 103 S.Ct.
2830], because his request to speak to Detective Dingle was not for the
purpose of discussing the charged offenses.
A judgment will not be reversed on grounds that evidence has been
erroneously admitted unless "there appears of record an objection to or
a motion to exclude or to strike the evidence that was timely made and
so stated as to make clear the specific ground of the objection or
motion. . . ." (Evid. Code, ?
353, subd. (a). Italics added.) Specificity is
required both to enable the court to make an informed ruling on the
motion or objection and to enable the party proffering the evidence to
cure the defect in the evidence. (People v. Wright (1989) 48 Cal. 3d
168, 189 [255 Cal. Rptr. 853, 768 P.2d 72]; People v. Williams, supra,
44 Cal. 3d 883, 906.) Miranda -based claims are
governed by this rule. "The general rule is that a defendant must make a
specific objection on Miranda grounds at the trial level in order to
raise a Miranda claim on appeal." (People v. Milner (1988)
45 Cal. 3d 227, 236 [246 Cal. Rptr. 713,
753 P.2d 669]; People v. Rogers (1978)
21 Cal. 3d 542, 548 [146 Cal. Rptr. 732,
579 P.2d 1048].)
Defendant's motion also sought to exclude his confessions on grounds
that it was not voluntarily made, having been induced by promises of
psychiatric treatment, and that his right to counsel had been violated.
The motion did not identify the constitutional basis or bases for those
claims, but the authorities cited implied reliance on the due process
guaranties of the federal and state Constitutions and on the Sixth
Amendment.*fn17
These objections were sufficiently specific to preserve the issues for
appeal.
Notwithstanding defendant's failure to identify in the trial court
self-incrimination theories other than those based on alleged violation
of People v. Pettingill, supra,
21 Cal. 3d 231, and People v. Fioritto, supra,
68 Cal. 2d 714, for exclusion of his confessions,
we consider them here. We do so to forestall a later claim that trial
counsel's failure to predicate his motion on those additional grounds
reflects constitutionally inadequate representation, and because in the
context of this case the new theories raise only issues of law and
factual questions that this court decides independently. (See People v.
Carr (1974)
43 Cal. App. 3d 441, 444 [117 Cal. Rptr.
714].)*fn18
In support of his self-incrimination argument defendant claims
variously with regard to several interviews by Nevada and California
authorities that the advice he was given regarding his constitutional
rights (his Miranda rights) was defective because he was not advised
explicitly of his right to the presence of counsel during any
questioning and to have counsel appointed for that purpose; that he was
questioned after he had both invoked his right to silence and his right
to counsel; and that the People failed to carry their burden of
establishing that his purpose in initiating a conversation with the
investigating officer was to discuss the offense or offenses of which he
was suspected, rather than to discuss incidents of custody. (See Oregon
v. Bradshaw, supra, 462 U.S. 1039, 1045-1046 [77 L.Ed.2d 405, 412-413].)
a. Dingle Interview: September 26, 1978.
Defendant argues that violations of his rights which preceded his
statements to North Las Vegas Detective Pat Dingle necessarily tainted
all of the admissions and confessions he made subsequently. Defendant
claims that both Miranda violations and a violation of his right to
counsel render his statements to Dingle inadmissible. Basic to
defendant's claim that his confessions were obtained in violation of his
right to counsel, is an argument that a deputy public defender who
observed a lineup which preceded defendant's initial waiver of his
rights was present to represent, and did represent, defendant.
i. The evidence.
The ruling of the trial court that defendant's statements to Dingle
were not obtained in violation of his Miranda rights and were admissible
was based on the following evidence.
Defendant was arrested at the home of his grandparents in Cherry
Creek, Nevada, on September 22, 1978, by Archie Robison, the sheriff of
White Pine (then Ely) County, Nevada. Defendant was arrested as a
suspect in a kidnapping and sexual assault that had occurred two days
earlier at the North Las Vegas Community College. After the arrest
Sheriff Robison advised defendant of his right to remain silent, that
anything he said could and would be used against him, that he had a
right to consult with a lawyer and have one present while being
questioned, and that a lawyer would be appointed for him before any
questioning if he wished to have one. Defendant acknowledged that he
understood his rights, but he was not questioned and said nothing about
any offenses at that time. While being booked, however, defendant asked
Sheriff Robison how he had been identified. When the sheriff mentioned
tatoos on defendant's arms, defendant said: "I didn't think she saw
those." No other statement was made.
Defendant was held in Ely, Nevada for the North Las Vegas police,
and released to them on September 25, 1978. Detective Pat Dingle, a
North Las Vegas police officer, and his partner, Detective King, took
custody of defendant. Dingle advised defendant "that he had the right to
remain silent. That anything he said could and would be used against him
in a court of law. That he had the right to an attorney prior to being
questioned, if he so desired. If he could not afford an attorney, one
would be appointed to him [ sic ] by the courts, and he had a right to
have an attorney present during any questioning." Defendant again
acknowledged his understanding. When Dingle asked defendant if he wanted
to talk without an attorney present, defendant replied, "no." No attempt
was made to question him. Dingle and King drove defendant to North Las
Vegas where he was booked into custody. No attempt was made to question
him after booking on September 25.
On the morning of September 26, 1978, Detective Dennis Branch of the
Huntington Beach Police Department telephoned Dingle. Branch was then
investigating the Kiz L. kidnapping. He asked Dingle about the North Las
Vegas kidnapping and requested copies of Dingle's report, as well as
photographs and fingerprints of defendant. On that afternoon defendant
appeared in a lineup. Dingle had notified the offices of both the
district attorney and public defender of the lineup. He did so "as a
matter of routine policy to see whether or not they wanted to send a
representative down to the lineup." Deputy Public Defender Gubler
attended and observed the lineup as did a deputy district attorney. The
victim of the North Las Vegas kidnapping and assault identified
defendant as her assailant at this lineup.
As the five participants in the lineup were being escorted by Dingle
and King from the lineup room to the jail, defendant held back and said
to Dingle, "I'd like to talk to you." Dingle responded that he had to
take everybody to the jail and would see defendant "shortly." About 15
to 20 minutes later, after returning the lineup participants to the jail,
and finishing his lineup business, Dingle asked the jailer to bring
defendant to a holding area, from which Dingle escorted defendant to an
interview room in the detective bureau. He then advised defendant of his
rights again, telling him "that he had a right to remain silent. That
anything he said could and would be used against him in a court of law.
That he had the right to an attorney prior to being questioned, if he so
desired, and if he couldn't afford an attorney, one would be appointed
him [ sic ] by the courts at no cost to him." After defendant
acknowledged his understanding of those rights, Dingle asked defendant
if he wished to waive them and speak to Dingle "now without an attorney."
Defendant said that he did.
Defendant then asked Dingle where defendant's car was and was told
it had been impounded. Dingle asked defendant about clothes found in the
car. Defendant said they were his and asked Dingle if the Nevada kidnap/rape
victim had identified him. Dingle told defendant that she had done so.
At the time of the interview, to Dingle's knowledge, no attorney had
been appointed to represent defendant. Deputy Public Defender Gubler had
not stated that he represented defendant or any of the other lineup
participants. Dingle, Gubler, and the representative of the district
attorney's office had signed a lineup form, however. Gubler had signed
above a printed statement which read: "Signature of Public Defender or
attorney for suspect." Had Gubler objected to the manner in which the
lineup was being conducted, Dingle would have accommodated him. The
purpose of having representatives of the district attorney and public
defender present was to ensure that the lineup was legitimate and fair.
Gubler testified that before the lineup was conducted he spoke to
the participants as a group, telling them that he was there as counsel
for defendant, who was the suspect, and that they should all cooperate
so that the lineup would be fair for defendant. He did not speak to
defendant individually. Gubler was there as part of his duties as a
public defender. He had not met defendant prior to the lineup, and did
not know if his office had been appointed to represent defendant. He was
never appointed to represent defendant and at the time of the lineup had
not been appointed to represent any of the participants in the lineup.
When the lineup was concluded Gubler left and had no further contact
with defendant on that day. His function at the lineup was satisfied.
The procedure of an attorney who observes a lineup is to sign the lineup
form, which becomes part of the file for any attorney appointed to
represent the defendant.
ii. Miranda advice.
In considering a claim that a statement or confession is
inadmissible because it was obtained in violation of a defendant's
rights under Miranda v. Arizona, supra, 384 U.S. 436, and its progeny,
we accept the trial court's resolution of disputed facts and inferences,
and its evaluations of credibility, if they are substantially supported.
Although we must "independently determine from the undisputed facts, and
those properly found by the trial court, whether the challenged
statement was illegally obtained" (People v. Boyer, supra,
48 Cal. 3d 247, 263), we may " give great weight to
the considered conclusions' of a lower court that has previously
reviewed the same evidence. (See Miller v. Fenton (1985) 474 U.S. 104,
112 [88 L.Ed.2d 405, 412, 106 S.Ct. 445].)" (People v. Jennings, supra ,
46 Cal. 3d at p. 979.)
Because this offense occurred prior to the addition of section 28,
subdivision (d), to article I of the California Constitution, the
voluntariness of defendant's waiver of his rights must be established by
proof beyond a reasonable doubt that he was aware of, and intelligently
waived, his Miranda rights. (People v. Howard (1988)
44 Cal. 3d 375, 394 [243 Cal. Rptr. 842,
749 P.2d 279]; People v. Murtishaw (1981)
29 Cal. 3d 733 [175 Cal. Rptr. 738,
631 P.2d 446]. Cf. People v. Markham (1989)
49 Cal. 3d 63 [260 Cal. Rptr. 273,
775 P.2d 1042].)
Defendant claims that the advice given him by Dingle was not
adequate to comply with the mandate of Miranda because it did not state
that he had the right to have an attorney present during questioning. (See
Fare v. Michael C. (1979) 442 U.S. 707, 717 [61 L.Ed.2d 197, 207, 99
S.Ct. 2560]; Miranda v. Arizona, supra, 384 U.S. at p. 473 [16 L.Ed.2d
at p. 723].) As indicated above, however, defendant was given this
advice when he was picked up by Dingle in Ely. Although it was not
included in the restatement of his rights prior to the first North Las
Vegas interview, it was implicit in the question asked by Dingle that
immediately preceded defendant's waiver of his rights -- whether he "wanted
to waive the rights and speak to me now without an attorney."
We have no doubt that the advice given defendant regarding his
rights was adequate to make clear to him that his right to counsel
encompassed the right to have counsel present during questioning. The
Miranda advice is prophylactic (Michigan v. Tucker (1974) 417 U.S. 433,
446 [41 L.Ed.2d 182, 194, 94 S.Ct. 2357]), and need not be given in a
"precise formulation" or "talismanic incantation." (California v.
Prysock (1981) 453 U.S. 355, 359 [69 L.Ed.2d 696, 701, 101 S.Ct. 2806].)
Nothing in the manner in which his rights were explained to him
suggested that defendant did not have a present right to counsel. Rather,
he was expressly advised once, and implicitly advised immediately before
he waived his rights, that he had a right to have counsel present during
any interrogation.
iii. Prior invocation of rights.
Defendant also contends that the evidence does not support a
conclusion that he initiated the first North Las Vegas interview with
Dingle for the purpose of discussing any criminal offenses of which he
was suspected, or a conclusion that he, rather than Dingle, brought up
that subject during the interview. We agree, of course, that having once
invoked his right to silence, any subsequent attempt to interrogate
defendant was impermissible unless defendant initiated the interview. (Edwards
v. Arizona, supra, 451 U.S. 477; People v. Jennings, supra,
46 Cal. 3d at pp. 976-977; People v. Mattson, supra,
37 Cal. 3d at p. 91; People v. Pettingill, supra,
21 Cal. 3d 231; People v. Fioritto, supra,
68 Cal. 2d 714.)
"Once the suspect has expressed his desire to deal with the police
only through counsel, [he] is not subject to further interrogation by
the authorities until counsel has been made available to him, unless the
accused himself initiates further communication, exchanges, or
conversations with the police.' [Citation.] Once the Miranda right to
counsel has been invoked, no valid waiver of the right to silence and
counsel may be found absent the necessary fact that the accused, not the
police, reopened the dialogue with the authorities.'" (People v. Boyer,
supra,
48 Cal. 3d 247, 273.)
The evidence that defendant initiated the September 26, 1978,
interview with Dingle is undisputed. Dingle's testimony was corroborated
by Detective King who observed defendant contact Dingle and ask to speak
with him. Although defendant attempted to impeach Dingle by suggesting
that his testimony was recently fabricated, the trial judge stated that
he found the testimony of the police officers, particularly that of
Detectives Dingle and King, that defendant had initiated the
conversations that followed the September 26, 1978, lineup to be
credible, and that from all the evidence he found that defendant
knowingly and intelligently waived his constitutional rights and
discussed the matter with Dingle. He also believed "beyond a reasonable
doubt" the evidence presented regarding the confessions made on November
8, 1978.
Having reviewed the testimony of both Dingle and King we, too, are
satisfied beyond a reasonable doubt that defendant initiated the
interview.
Defendant also argues, however, that the People bear the burden of
establishing that he initiated the interview with Dingle for the purpose
of discussing the charged offenses rather than conditions of custody or
other routine matters. Defendant reasons that Dingle was obliged to
confirm that defendant's purpose was not to discuss routine matters
before bringing up the offenses. His reliance on Oregon v. Bradshaw,
supra, 462 U.S. 1039, and Edwards v. Arizona, supra, 451 U.S. 477, for
these propositions is misplaced.
In Edwards the Supreme Court established another "prophylactic rule"
(Michigan v. Harvey (1990) 494 U.S. , [108 L.Ed.2d 293, 302, 110 S.Ct.
1176]), holding that an accused who has invoked his Miranda -based right
to counsel may not be interrogated unless "the accused himself initiates
further communication, exchanges, or conversations with the police." (Edwards
v. Arizona, supra, 451 U.S. at p. 485 [68 L.Ed.2d at p. 386].) The court
recognized that often when an accused initiates a meeting with police
after having invoked his rights, the ensuing conversation is not "one-sided"
and it is likely that there will be interrogation. "In that event, the
question would be whether a valid waiver of the right to counsel and the
right to silence had occurred, that is, whether the purported waiver was
knowing and intelligent and found to be so under the totality of the
circumstances, including the necessary fact that the accused, not the
police, reopened the dialogue with the authorities." (451 U.S. at p.
486, fn. 9 [68 L.Ed.2d at p. 387].)
The court again addressed the question in Oregon v. Bradshaw, supra,
462 U.S. 1039. In that case the accused had been arrested for furnishing
liquor to a minor whose body had been found in the minor's wrecked
automobile. After the arresting officer suggested that the accused might
actually have been the driver, he had invoked his Miranda -based right
to counsel and the interview had been terminated. Later, during or just
before transfer to the county jail, the accused asked a police officer
what was going to happen to him. The officer responded by reminding the
accused that he did not have to speak with the officer, that he had
requested an attorney, and that the officer did not want the accused to
speak to him because the accused had requested counsel and it "has to be
at your own free will." The officer told the accused where he was being
taken and the offense with which he was to be charged, and also stated
that the accused could help himself by taking a polygraph examination.
The accused said he would take the examination, and after waiving his
Miranda rights on the next day, did so. When told by the examiner that
the examiner did not believe the accused was truthful, the accused
confessed that he had been the driver. The state court held the
confession was inadmissible under Edwards v. Arizona, supra, 451 U.S.
477, reasoning that the inquiry about what was to happen to him was not
a waiver of the accused's rights.
A plurality opinion by Justice Rehnquist, in which Chief Justice
Burger, and Justices White and O'Connor concurred, reasoned that the
requirement that the accused initiate communication with police was a
prophylactic rule intended to prevent badgering of a suspect who has
invoked his rights. When the accused initiates further dialogue and
interrogation follows, the People have the burden of showing that "subsequent
events indicated a waiver of the Fifth Amendment right to have counsel
present during the interrogation." (Oregon v. Bradshaw, supra, 462 U.S.
1039, 1044 [77 L.Ed.2d at p. 412].)
The plurality acknowledged that some inquiries by an accused "such
as a request for a drink of water or a request to use a telephone" are
too routine to reflect a desire to open up general conversation relating
directly or indirectly to the charges. "Such inquiries or statements . .
. will not generally initiate' a conversation in the sense in which that
word was used in Edwards." (Oregon v. Bradshaw, supra, 462 U.S. at p.
1045 [77 L.Ed.2d at p. 412].) In the case before it, however, the
plurality concluded the inquiry "was not merely a necessary inquiry
arising out of the incidents of the custodial relationship" and could
have been reasonably understood by the officer as relating to the
investigation. Therefore, the officer did not violate the Edwards rule
when he spoke with the accused about the offense. (Id. at p. 1046.)
After resolving that question, the plurality turned to whether a valid
waiver of the accused's rights to silence and counsel occurred, and
agreed with the conclusion of the state court that the accused's
statements to the polygraph examiner were the voluntary product of a
knowing waiver. (Ibid.)
Justice Powell concurred separately with the plurality in Oregon v.
Bradshaw, supra. He did not agree, however, that the two-step analysis
undertaken by the plurality was either required by Edwards or
appropriate since incarcerated persons accused of crimes engage in
numerous conversations with officers that rarely lend themselves to an
analysis of who spoke first about the offenses. The crucial question, in
the opinion of Justice Powell, is whether under the totality of
circumstances the accused made a knowing and intelligent waiver of his
right to counsel. (Oregon v. Bradshaw, supra, 462 U.S. at pp. 1047-1051
[77 L.Ed.2d at pp. 413-416].)
Applying either the approach of the plurality or that of Justice
Powell in Oregon v. Bradshaw, supra,*fn19
we conclude that defendant's confessions were admissible. There was no
indication in defendant's request to speak to Dingle that defendant
wished to discuss only routine matters related to his incarceration.
Edwards v. Arizona, supra, 451 U.S. 477, does not suggest that the
prosecution bears the burden of establishing that an accused who has
initiated a conversation after invoking his rights does not intend to
discuss only routine matters. The court recognized that in some cases it
is obvious that an inquiry by an accused relates only to routine matters,
but absent such indications there are situations in which an officer may
reasonably infer a willingness or desire to speak about an ongoing
investigation. This was such a case since defendant asked about his car.
He did not simply express concern about whether the car was in
safekeeping. The location of the car was relevant to both the North Las
Vegas offenses, and to those in California. It held highly incriminating
evidence. Dingle could reasonably believe, therefore, that defendant was
interested in discussing the investigation.
Under either the two-step analysis of the plurality in Oregon v.
Bradshaw, supra, or the totality-of-the-circumstances approach of
Justice Powell, our next inquiry is whether defendant made a knowing,
intelligent, and voluntary waiver of his rights.*fn20
Here, defendant not only initiated the contact, he expressly waived his
rights before the interview commenced and did so after having additional
time to reflect between asking for the interview and being taken from
his cell to the interview room. There was no police badgering and no
apparent pressure. Indeed, it appears that Dingle was being overly
cautious in readvising defendant of his rights and obtaining a waiver
before any conversation took place. Defendant had already acknowledged
his understanding of his rights and had unequivocally exercised them. We
see no basis on which to conclude that defendant would then waive them
involuntarily if his only reason for asking to speak with Dingle was, as
he now suggests, to inquire about the whereabouts of his car.*fn21
We conclude, as did the trial court, that defendant's waiver was
voluntary.*fn22
iv. Psychological coercion.
In addition to the argument rejected above that his statements to
Detective Dingle were obtained in violation of his Miranda and or
Fioritto-Pettingill rights and therefore tainted all subsequent
statements and confessions, defendant claims that psychological coercion
and inducements, coupled with his psychological vulnerability, rendered
his waivers of rights involuntary.
In support of this claim defendant relies on the evidence above, and
on Dingle's testimony that defendant told Dingle that he needed
psychiatric attention and wanted help for his deviant sexual behavior.
Dingle made no offer or promises to obtain counseling for defendant,
however. The record reflects only that Dingle agreed that psychiatric
counseling could be beneficial and, when defendant asked to see a
psychiatrist, Dingle did arrange for that. No evidence supports
defendant's claim that Dingle offered to facilitate transfer to
California custody or deceived defendant regarding his interest in
learning about the California crimes.
The evidence on which defendant relies does not indicate that
psychological coercion was used in eliciting defendant's admissions and
confessions. Nothing in the record suggests that threats, promises of
leniency, or any inducements by Dingle, or by the officers who
subsequently interrogated defendant, were the motivating cause of his
admissions and confessions.*fn23
(Cf. People v. Hogan (1982)
31 Cal. 3d 815, 838-839 [183 Cal. Rptr.
817,
647 P.2d 93].)
The trial court did not err, therefore, in ruling that the testimony
of Detective Dingle regarding defendant's statements at the September
26, 1978, interview was admissible. A fortiori, the subsequent
admissions and confessions were not inadmissible as the product of this
interview and the statements made during it. (Cf. People v. Braeseke
(1980)
28 Cal. 3d 86 [168 Cal. Rptr. 603,
618 P.2d 149]; People v. Braeseke (1979)
25 Cal. 3d 691, 703-704 [159 Cal. Rptr.
684,
602 P.2d 384].)
The statements made during and subsequent to the September 26, 1978,
interview were also admissible. No coercion, psychological or otherwise,
is reflected by the circumstances in which they were made.
After defendant told Dingle that the clothes in the car were his,*fn24
and Dingle had told defendant that the North Las Vegas victim had
identified defendant, Dingle and defendant discussed those offenses.
Defendant explained the kidnap and rape in his own words. Dingle then
told defendant that there had been a similar case in Huntington Beach.
Defendant replied: "Yes, you know, I know," and told Dingle in general,
"vague," terms about the Huntington Beach case that he first claimed to
have heard about on television. Later in the conversation defendant gave
Dingle details about both the North Las Vegas and the Huntington Beach
offenses. The interview lasted no more than four hours, with a break for
dinner. At the end of the interview, defendant asked Dingle when he
would see him again. Dingle told defendant that he would see him the
following day.
On September 27, 1978, Dingle again advised defendant of his rights.
Defendant acknowledged his understanding and expressed his willingness
to talk to Dingle without an attorney present. They went into more
detail about both cases. Between that interview and shortly after noon
on Friday, September 29, 1978, defendant made a full confession as to
each case. Before doing so he had again been advised of his rights,
waived them, and in response to the question whether he was willing to
talk without an attorney present, replied, "Sure." The confessions were
tape-recorded, a transcript was prepared, and defendant was given an
opportunity to review the typed transcript that he signed on each page.
The statement itself contained a "rights admonition" that petitioner
acknowledged reading and understanding. During this period Dingle had
been in contact with Detective Branch of the Huntington Beach Police
Department and had exchanged information about defendant and the Kiz L.
case.
Dingle testified that the several interviews with defendant were
conducted in a relaxed atmosphere and were conversational rather than an
interrogation.
When counsel was appointed for defendant, Dingle advised counsel of
the development of the two cases, and that the California case was
branching out into other areas. This occurred during the first week in
October 1978. Dingle did not recall any objection by defendant's counsel
to the interviews with defendant and he continued to interview defendant
four or five times a week during the month of October.
b. Reed Interview: November 8, 1978.
Dingle had been contacted early in November 1978 by Detective Reed
of the Los Angeles County Sheriff's homicide division. Although Dingle
had suspected that defendant might have been involved in one or more
murders, until this time he was unaware of any actual murder
investigation in which defendant was or might be implicated. On November
5, 1978, Reed filed complaints in the Whittier Municipal Court charging
defendant with the Cheryl G. and Kiz L. offenses. Reed came to North Las
Vegas on November 7, 1978, and interviewed defendant for the first time
on November 8, 1978. Dingle was present and again advised defendant of
his rights. Before the interview Reed repeated the admonitions and
obtained waivers. He expressly advised defendant of his right to counsel
and asked defendant if he wished to have counsel present during the
interview. Defendant said he would talk to Reed and did not wish counsel.
Reed had identified himself to defendant, showed him his credentials,
and told defendant he was investigating California crimes, and specified
the crimes.
Reed told defendant he was investigating a case involving a girl
from the Santa Fe Springs area and asked defendant if he knew anything
about it. Defendant replied that he knew the girl was dead. During this
interview, after Reed told defendant that defendant and his automobile
had been identified by a custodian at the Santa Fe Springs High School,
defendant admitted the kidnapping and sexual assault on Cheryl G. His
statement was taped, transcribed, and in typewritten form signed by
defendant. This statement also bore advice of rights and waiver signed
by defendant.
Defendant then volunteered: "I'll give you one you don't know about."
He then described the murder of another woman, gave directions to the
location of the body, and told Reed about the paper in his car on which
a map of the location would be found. Defendant gave consent to search
the car for this paper. This victim was later identified as Adele C.
Defendant's statement about this offense was also recorded, transcribed,
and signed in the same manner as the earlier statements.
3. Intentional Interference With Right to Counsel.
Defendant's final challenge to the admission of his admissions and
confessions is premised on assertions that: (1) defendant was
represented by counsel from the time that Deputy Public Defender Gubler
appeared to observe the lineup in which defendant was a participant on
September 25, 1978; (2) Dingle failed to advise Deputy Public Defender
Ahlswede, who was formally appointed to represent defendant in the North
Las Vegas matter on October 3, 1978, that Dingle would question
defendant about possible capital charges; and (3) the officers who
interrogated defendant on or after October 3, 1978, failed to notify
Ahlswede before questioning defendant.
The People argue that no interference with defendant's right to
counsel on the California charges could have occurred in Nevada because
formal charges had not been filed at the time of the Nevada interviews.
As a result, the People argue, no right to counsel had yet arisen.
a. The Evidence.
Defendant first appeared before a magistrate of the North Las Vegas
Justice Court on September 26, 1978, as an arrestee. He and other
arrestees were advised of the arrest charges, of their right to counsel,
and of their right to appointment of counsel. No formal charges had been
filed at that time and counsel was not appointed. A complaint was filed
on September 28, 1978. Ahlswede was present in the courtroom and saw
defendant there on that date, but had no actual contact with him until
October 3, 1978, shortly before his appointment, when he interviewed
defendant regarding his financial circumstances. Ahlswede testified that
when Dingle contacted him, within two weeks after that date, he
indicated to Dingle that it was all right for Dingle to speak to
defendant. Dingle told Ahlswede that defendant had made admissions
regarding the Huntington Beach matter. Ahlswede was not aware of any
other investigations, and did not recall if he had been in North Las
Vegas on November 8, 1978. Ahlswede did not recall when he first saw
Detective Reed, but was advised at the time he saw Reed that a homicide
investigation was underway.
Ahlswede testified, after defendant waived the attorney-client
privilege, that both before and after speaking with Dingle he discussed
with defendant the advisability of further interviews with Dingle.
Ahlswede and defendant realized that defendant faced service of
substantial time in Nevada for a serious crime. At that time defendant
was eager to be returned to California, and Ahlswede's decision to
advise defendant to cooperate with Dingle was based on his opinion that
this would further defendant's wishes to be returned to California. Had
Ahlswede known that Dingle was investigating possible murder charges he
would not have suggested cooperation.
Reed attempted unsuccessfully to contact Ahlswede prior to the
November 8, 1978, interview. A message was left at Ahlswede's office,
and a second unsuccessful telephone call was made in attempt to contact
Ahlswede before the interview commenced.
b. Right to Counsel.
At the time of the several interviews in Nevada defendant had
voluntarily and intelligently waived his Fifth Amendment and Sixth
Amendment right to counsel during interrogation. "Once it is determined
that a suspect's decision not to rely on his rights was uncoerced, that
he at all times knew he could stand mute and request a lawyer, and that
he was aware of the State's intention to use his statements to secure a
conviction, the analysis is complete and the waiver is valid as a matter
of law." (Moran v. Burbine (1986) 475 U.S. 412, 422-423 [89 L.Ed.2d 410,
422, 106 S.Ct. 1135]. Cf. Arizona v. Roberson (1988) 486 U.S. 675 [100
L.Ed.2d 704, 108 S.Ct. 2093].)
As to the Cheryl G. and Adele C. charges, since defendant had not
yet been charged at the time of the initial interviews, he had no Sixth
Amendment right to counsel. (Moran v. Burbine, supra, U.S. at p. 428 [89
L.Ed.2d at pp. 425-426].) His Sixth Amendment rights arose with respect
to the Cheryl G. charges on November 5, 1978, but since he had not been
arraigned on those charges when Detective Reed interviewed him, counsel
had not been appointed to represent him in that matter. He therefore had
no existing attorney-client relationship with any attorney, appointed or
retained, whose representation included defense of the California
charges about which he was questioned in Nevada.
Defendant appears to rely on reasoning that the Nevada and
California officers interfered with his right to counsel by failing to
respect an existing attorney-client relationship in the Nevada
prosecution by notifying his Nevada counsel of the plan to interview him.
Insofar as defendant's argument is directed to questioning prior to
November 5, 1978, and questioning regarding the Adele C. offenses, it
lacks merit. A similar claim was rejected by the high court in Moran v.
Burbine, supra, 475 U.S. 412, in which the court held that prior to the
initiation of adversary judicial proceedings, interrogation of a
defendant who has validly waived his Fifth Amendment rights is not
precluded by the Sixth Amendment even when counsel does, or desires to,
represent the defendant.*fn25
The court held that the existence of an attorney-client relationship
prior to the filing of formal charges does not trigger Sixth Amendment
protections. "The Sixth Amendment's intended function is not to wrap a
protective cloak around the attorney-client relationship for its own
sake any more than it is to protect a suspect from the consequences of
his own candor. Its purpose, rather, is to assure that in any criminal [prosecution],'
U.S. Const., Amdt. 6, the accused shall not be left to his own devices
in facing the "prosecutorial forces of organized society."' [Citation.]
By its very terms, it becomes applicable only when the government's role
shifts from investigation to accusation. . . . [para.] Indeed, in Maine
v. Moulton [(1985) 474 U.S. 159 (88 L.Ed.2d 481, 106 S.Ct. 477)],
decided this Term, the Court again confirmed that looking to the
initiation of adversary judicial proceedings, far from being mere
formalism, is fundamental to the proper application of the Sixth
Amendment right to counsel." (Moran v. Burbine, supra, 475 U.S. at pp.
430-431 [89 L.Ed.2d at p. 427].)
This has long been the rule in California. In People v. Duck Wong,
supra ,
18 Cal. 3d 178, we recognized the "compelling
policy considerations" which weighed against an extension of the rule
that statements elicited after indictment of a defendant in the absence
of retained counsel are inadmissible. (See Massiah v. United States
(1964) 377 U.S. 201 [12 L.Ed.2d 246, 84 S.Ct. 1199]; People v. Isby
(1968)
267 Cal. App. 2d 484 [73 Cal. Rptr. 294].)
We observed that "[following] the commission of a possible crime, it is
essential that the police not be unduly hampered in their investigation.
Under defendant's [proposal] . . . however, interrogation of suspects
could be delayed indefinitely while the officers attempted to locate the
suspect's counsel, notify him of the proposed interview, and either
obtain his consent thereto or permit his participation therein. We find
no convincing reasons why such a cumbersome procedure is necessary to
protect a suspect's constitutional rights." (People v. Duck Wong, supra,
18 Cal. 3d at p. 187.)
Subsequent to Duck Wong, we held in People v. Houston (1986)
42 Cal. 3d 595 [230 Cal. Rptr. 141,
724 P.2d 1166], that a defendant's right to counsel
under article I, section 15 of the California Constitution was violated
when interrogating officers failed to advise the defendant that counsel
retained by others to represent him in the matter about which he was
being questioned was at the station house to assist him. The Houston
rule was quite narrow, however, and was limited to the facts of that
case -- "whether or not a suspect in custody has previously waived his
rights to silence and counsel, the police may not deny him the
opportunity, before questioning begins or resumes, to meet with his
retained or appointed counsel who has taken diligent steps to come to
his aid." (42 Cal. 3d 595, 610. Italics added.)
Defendant had neither retained nor appointed counsel in the
California matters, and his appointed Nevada counsel had taken no steps
to assist defendant with regard to those matters.
Defendant nonetheless argues that his Sixth Amendment right to
counsel in the Cheryl G. matter arose when the complaint was filed in
California on November 5, 1978, at which time defendant was represented
in the Nevada case by Deputy Public Defender Ahlswede. After that date
defendant was interrogated by, and made incriminating statements about,
the Cheryl G. offense to Detective Reed.*fn26
No violation of a defendant's Sixth Amendment right to counsel
occurs, however, as a result of a failure to notify counsel who
represents a defendant in a prosecution for a separate offense of the
intent to interview the defendant as a suspect in an unrelated criminal
investigation when the defendant has waived his right to have counsel
present during the interview. (People v. Duren (1973)
9 Cal. 3d 218, 243 [107 Cal. Rptr. 157,
507 P.2d 1365].)
We need not decide whether, in the absence of a waiver, the
investigating officers must inquire if the appointed attorney will also
represent the defendant during interrogation about an unrelated offense.
We are not persuaded by defendant's argument that this case is taken out
of these rules because Detective Dingle engaged in a deceptive conduct,
and did not advise defendant during the interviews of Detective Reed's
interest in offenses other than the Kiz L. matter. Even before Dingle
became aware of defendant's involvement in any specific California
offense, he believed that defendant had committed crimes other than
those crimes committed in North Las Vegas. He intended to obtain
information about any crimes in which defendant was implicated. The
evidence simply fails to support defendant's suggestion that Dingle
engaged in deceptive practices when he interviewed defendant, however.
The manner in which the interviews were conducted reflects none of the
coercive elements that might violate a defendant's Fifth Amendment,
Sixth Amendment, or due process rights. (Cf. People v. Hogan, supra,
31 Cal. 3d 815; People v. Azure (1986)
178 Cal. App. 3d 591 [224 Cal. Rptr.
158].)
The trial court did not err in admitting defendant's statements and
confessions to Dingle and Reed.
B. Rulings on Defense Objections.
Defendant argues that the trial court erred in ruling on various
objections to admission of other items of evidence, instructions, and
prosecutorial argument. He claims that these errors, individually and
cumulatively, undermined his defense strategy of attempting to cast
doubt on the reliability of his confessions to the Cheryl G. and Adele
C. offenses. In order to do so he sought to demonstrate that he had
falsely confessed to another crime, the murder of Deanna M. on July 20,
1978, in Hemet, California. In support of that defense, defendant relied
principally on a time card that suggested he was at his place of
employment in suburban Los Angeles at the time of the Hemet killing, and
testimony of persons with whom he was employed regarding the manner in
which time cards were managed and defendant's normal work practices.
1. Police Opinion Testimony.
Defendant contends that the court erred in admitting the testimony
of a Hemet police officer that notwithstanding the apparent alibi,
defendant continued to be a suspect of the still unsolved Deanna M.
murder. This testimony, he argues, was opinion testimony regarding his
guilt of that offense. Defendant contends now that the testimony was
hearsay and referred to matters outside the record. The trial objection,
however, was that the evidence was irrelevant.
The evidence to which defendant objected was offered to rebut
evidence that his confession to the Deanna M. murder was a fabrication.
The People had offered evidence of defendant's knowledge of details
about the victim, the means of death, and the location of the body,
tending to confirm his guilt of that offense and thus the veracity of
his confession. The testimony in question was relevant, not as an
opinion that defendant was guilty, but to establish that, in light of
the other evidence of guilt, defendant's alibi was insufficient to cause
an experienced police investigator to rule defendant out as a suspect in
the Deanna M. homicide.
The trial court did not err in overruling defendant's relevance
objection to admission of this evidence.
2. Photographs of Deanna M.
The trial court overruled defendant's objection to admission of
photographs that reflected the position of this victim's body when found,
and the tanning pattern on the victim. The court expressly found that
the probative value of the photographs outweighed their prejudicial
impact. (Evid. Code, ?
352; People v. Thompson (1988)
45 Cal. 3d 86, 104 [246 Cal. Rptr. 245,
753 P.2d 37].) The court did not err. The
photographs were not unduly gruesome, and were highly relevant since
they tended to confirm the veracity of defendant's confession by
demonstrating matters that only the actual killer could have known.
Defendant's argument that the photographs were merely cumulative
lacks merit. Although witnesses testified regarding these matters, the
testimony reflected only the witnesses' opinion that details given by
defendant in his statements to the Hemet officers closely matched the
actual conditions of the body. In these circumstances the photographs
were the best evidence of those conditions. Evidence that is identical
in subject matter to other evidence should not be excluded as "cumulative"
when it has greater evidentiary weight or probative value. (People v.
Carter (1957)
48 Cal. 2d 737, 748-749 [312 P.2d 665].)
3. Instructions.
a. Consciousness of Guilt.
Defendant claims next that the trial court erred in instructing the
jury in the language of CALJIC No. 2.03.*fn27
He argues that the instruction permitted the jury to consider his
denials of the Deanna M. homicide as consciousness of guilt of the
offenses for which he was on trial by reasoning that his confession to
the Deanna M. homicide was relevant to his guilt of those charges.
We perceive no error. The language of the instruction is clear. It
restricts consideration of prior statements as reflecting consciousness
of guilt to false statements about the charge for which the defendant is
being tried. Defendant's denials of the Deanna M. homicide were not
statements "concerning the charge on which [defendant was] being tried."
Moreover, the jury was expressly instructed regarding the relevance of a
conclusion that defendant's Deanna M. confession was false.*fn28
In the context in which the instruction was given we cannot accept
defendant's speculation that the jury might have misunderstood the
limited relevance of a conclusion that he had falsely denied killing
Deanna M.
Defendant also claims that it was error to give CALJIC No. 2.03. The
basis upon which the instruction was requested by the People was
defendant's initial denial that he had committed the Cheryl G. offenses.
As defendant observes, since he later gave a full confession to those
crimes the probative value of, and inference of consciousness of, guilt
from the initial denial was tenuous. Nonetheless, even if erroneously
given, the instruction was not prejudicial. Defendant's confession and
the other evidence connecting him to those offenses were overwhelming.
It is not reasonably probable that a different verdict would have been
reached absent the error, if it was error. The impact of an inference of
consciousness of guilt could not have resulted in a miscarriage of
justice. (People v. Watson (1956)
46 Cal. 2d 818, 836 [299 P.2d 243].)
b. Duty to Give Sua Sponte Admonition.
Defendant suggests that the prosecutor "appears" to have improperly
implied in his closing argument that guilt should be inferred from the
defendant's pattern of conduct. The apparent misconduct is identified as
a statement that "[the] defense attorney talks about that there seems to
be a lot of similarities between some of the statements that are
obtained from the defendant. Of course there are. Because Michael Dee
Mattson kidnaps, rapes, and kills people in a similar fashion."
This "improper argument," defendant argues, triggered a duty on the
part of the court to give a sua sponte instruction to the jury that the
evidence regarding each offense must be separately considered.
There was no misconduct. The argument was responsive to defendant's
argument that the confessions were similar because they were fabricated.
The prosecutor did no more than point out an alternative reason for the
similarities, a reason supported by the evidence. Moreover, the numerous
similarities, or common marks, in the manner in which the offenses were
committed could be considered by the jury as evidence of the identity of
the killer. (People v. Bean (1988)
46 Cal. 3d 919, 937 [251 Cal. Rptr. 467,
760 P.2d 996].) Most importantly, however,
defendant did not object to the argument. He attempts to circumvent the
rule that an objection to assertedly improper argument must be made, and
the court afforded the opportunity to admonish the jury, if a misconduct
claim is to be preserved for appeal. (People v. Bell, supra,
49 Cal. 3d at p. 535.) Since an admonition could
have cured any misunderstanding of the import of the evidence, the
failure to object constitutes a waiver of the issue on appeal.
c. Jury Agreement: CALJIC No. 17.01.
Defendant argues that the trial court's failure to instruct the jury
that it had to agree on a single act to find that the murder of Cheryl
G. was perpetrated during the commission or attempted commission of a
lewd and lascivious act requires reversal of the conviction of the
murder of Cheryl G.
The jury necessarily agreed on a single act, however, when it found,
under proper instructions, that the murder was committed during the
commission of rape.*fn29
It is impossible to commit an act of rape on a child under 14 without
simultaneously violating section 288. (People v. Cogar (1962)
202 Cal. App. 2d 509, 512 [21 Cal. Rptr.
27]; People v. Stampher (1959)
168 Cal. App. 2d 579, 580-581 [336 P.2d
207].) Assuming therefore that the instruction was required (People
v. Diedrich (1982)
31 Cal. 3d 263, 281 [182 Cal. Rptr. 354,
643 P.2d 971]; but see id. at p. 282; People v.
Thompson (1984)
160 Cal. App. 3d 220, 224 [206 Cal. Rptr.
516]), defendant suffered no prejudice as a result of the
omission. (People v. Sedeno (1974)
10 Cal. 3d 703, 721 [112 Cal. Rptr. 1,
518 P.2d 913].)
4. Corpus Delicti.
Defendant sought by motions pursuant to sections 995 and 1118.1 to
have all special circumstance allegations on both the Adele C. and
Cheryl G. murder counts and the Adele C. murder charge itself dismissed,
arguing that there was insufficient evidence independent of his
confessions to support those charges. Because error in the denial of a
motion pursuant to section 995 does not require reversal absent a
showing of prejudice (People v. Pompa-Ortiz (1980)
27 Cal. 3d 519, 529 [165 Cal. Rptr. 851,
612 P.2d 941]), which defendant does not make, we
consider only the denial of defendant's motion pursuant to section
1118.1 for a directed verdict of acquittal.*fn30
The corpus delicti rule requires that the prosecution establish the
corpus delicti of the offense independently of the defendant's
extrajudicial statements, admissions, and confessions. (People v. Towler
(1982)
31 Cal. 3d 105, 115 [181 Cal. Rptr. 391,
641 P.2d 1253].) However, "the prosecution is not
required to establish the corpus delicti by proof as clear and
convincing as is necessary to establish the fact of guilt; rather slight
or prima facie proof is sufficient for such purpose." (People v.
Mehaffey (1948)
32 Cal. 2d 535, 545 [197 P.2d 12].)
If murder is charged, the People's burden is met by "evidence which
creates a reasonable inference that the death could have been caused by
a criminal agency . . . even in the presence of an equally plausible
noncriminal explanation of the event." (People v. Jacobson (1965)
63 Cal. 2d 319, 327 [46 Cal. Rptr. 515,
405 P.2d 555].) As to any crimes that are charged
the prosecution must establish the fact that the injury, loss, or harm
occurred, and that a criminal agency was the cause. (People v. Francisco
(1964)
228 Cal. App. 2d 355, 358 [39 Cal. Rptr.
503].) Circumstantial evidence and inferences that may
reasonably be drawn therefrom are adequate. (People v. Cantrell (1973)
8 Cal. 3d 672, 679 [105 Cal. Rptr. 792,
504 P.2d 1256].)
This rule applies to special circumstance allegations as well as the
underlying murder charge. (People v. Mattson, supra,
37 Cal. 3d at p. 93.)
The corpus delicti rule operates initially to establish the
foundation for admission of a defendant's extrajudicial admissions and
confessions. However, once prima facie proof of the corpus delicti has
been offered, and a defendant's confessions or admissions have been
admitted,*fn31
those statements may be considered in determining all of the elements of
the charged offenses that have been established. (People v. Ruiz (1988)
44 Cal. 3d 589, 632 [244 Cal. Rptr. 200,
749 P.2d 854]; People v. Cullen (1951)
37 Cal. 2d 614, 625 [234 P.2d 1];
People v. McMonigle (1947)
29 Cal. 2d 730, 738-739 [177 P.2d 745].)
Applying these rules, we conclude that a prima facie case was
established as to each charge, and that the evidence at the close of the
People's case was sufficient to sustain a conviction on appeal. Cheryl
G. was abducted prior to her murder. When the body of a young girl who
has been kidnapped is found in a remote location, with the bottom of her
two-piece swimming suit missing, and her hymen has been lacerated, the
circumstantial evidence that the victim has been sexually assaulted is
strong. The physical injuries Cheryl G. suffered support the further
inference that a forcible rape occurred. Independent prima facie proof
of rape or attempted rape and lewd and lascivious conduct was presented,
therefore, in the People's case-in-chief.
The same is true with respect to the Adele C. murder and the
kidnapping special circumstance. The victim was last seen leaving for
work. She did not arrive. She had taken no money or other possessions
with her. She did not hitchhike. Nothing in her background or conduct on
the day of the disappearance suggested that she would voluntarily go to
the area in which she was found, or that she would run away. The body
was found in a remote location miles away from her home and place of
employment, partially covered with leaves. Her pants and sweater were
found in defendant's car, as was a map indicating the location at which
the body was found. Stains and dirt on her clothing, which had been
clean when she left home, indicated that she had engaged in a struggle
while on the ground. This evidence was independent prima facie proof
that her death was caused by a criminal agency, and that she had been
kidnapped.
No authority supports defendant's further argument that the multiple-murder
special circumstance (former ? 190.2, subd. (c)(5)) required proof of a
prima facie case of first degree murder. The corpus delicti requirement
applies to felony-murder special circumstances by virtue of the command
of former section 190.4 that felonies enumerated in former section 190.2
be pled and proved according to the general law. (People v. Mattson,
supra,
37 Cal. 3d at pp. 93-94.) The multiple-murder
special circumstance is not among the enumerated felonies of former
section 190.2, subdivision (c)(3). Probable cause is established under
former section 190.2, subdivision (c)(5) if the evidence is such that
the defendant may be convicted of first degree murder. (People v.
Williams, supra,
44 Cal. 3d 883, 925.) To withstand a section 1118.1
motion, nothing more than evidence sufficient to sustain convictions for
two counts of murder, one of which is of the first degree, is required.
Having concluded that proof of a prima facie case and proof sufficient
to sustain the felony-murder special circumstances were offered in the
People's case-in-chief, it follows that the evidence was sufficient to
withstand defendant's section 1118.1 motion insofar as it was directed
to the multiple-murder special circumstance.
5. Ineffective Counsel.
Defendant argues that his trial counsel rendered constitutionally
ineffective assistance in failing to seek severance of the Kiz L.,
Cheryl G., and Adele C. charges from each other for trial. He argues
that the prejudicial effect of "spillover" of evidence regarding the
separate incidents on the jury determination of his guilt of the others
was obvious at the first trial. The People suggest that counsel had a
tactical reason for this omission since the defense invited the jury to
consider the similarity of the crimes with which defendant was charged
and to which he had confessed, the defendant's assertedly false
confession to the Deanna M. homicide, and to conclude that defendant
falsely confessed to crimes of that nature. The record confirms that
defendant's attorney had considered other defense strategies, and
although aware of the risks had concluded that this defense was the best
approach. He had discussed the strategy with defendant, who when
questioned by the court as to his understanding and acquiescence
affirmed his wish to utilize this defense.
We cannot say that this strategy was not one which a reasonably
competent defense counsel would choose when aware of the physical
evidence tying defendant to the crimes and faced with the ruling that
defendant's confessions would be admitted. (See People v. Williams,
supra,
44 Cal. 3d at p. 922; People v. Pope (1979)
23 Cal. 3d 412, 424 [152 Cal. Rptr. 732,
590 P.2d 859, 2 A.L.R.4th 1].)
Quite apart from the apparent tactical reason for acquiescing in the
joinder of counts, we have noted above the likelihood that the evidence
would be cross-admissible since the similar modus operandi was probative
on the issue of identity. (People v. Bean, supra,
46 Cal. 3d at p. 937; People v. Alcala (1984)
36 Cal. 3d 604, 632 [205 Cal. Rptr. 775,
685 P.2d 1126].) A claim of ineffective assistance
of counsel based on a trial attorney's failure to make a motion or
objection must demonstrate not only the absence of a tactical reason for
the omission (People v. Fosselman (1983)
33 Cal. 3d 572, 584 [189 Cal. Rptr. 855,
659 P.2d 1144]), but also that the motion or
objection would have been meritorious if the defendant is to bear his
burden of demonstrating that it is reasonably probable that absent the
omission a determination more favorable to defendant would have resulted.
(People v. Fosselman, supra,
33 Cal. 3d at p. 584; Strickland v. Washington
(1984) 466 U.S. 668, 696 [80 L.Ed.2d 674, 699, 104 S.Ct. 2052].)
In light of the probability that the evidence would have been cross-admissible,
and the equally strong evidence on each of the charges, it appears
unlikely that the trial court would have exercised its discretion to
grant such a motion. Denial of the motion would not have been an abuse
of discretion. (See People v. Bean, supra,
46 Cal. 3d at pp. 938-939.) Even assuming that the
motion might have been granted, however, the state of the evidence is
such that it is not reasonably probable that a more favorable outcome
would have ensued had separate trials been held on each group of charges.
Defendant has the burden of establishing, based on the record on
appeal (People v. Williams, supra,
44 Cal. 3d at p. 917, fn. 12; People v. Szeto
(1981) 29 Cal. 3d 20, 35 [171 Cal. Rptr. 652,
623 P.2d 213]) and on the basis of facts, not
speculation (People v. Williams, supra,
44 Cal. 3d at p. 937), that trial counsel rendered
ineffective assistance. (People v. Pope, supra,
23 Cal. 3d at p. 425.) He has not done so. (Cf.
People v. Ibarra (1963)
60 Cal. 2d 460 [34 Cal. Rptr. 863,
386 P.2d 487].)
IV.
Penalty Phase Error
A. Other Criminal Activity.
Defendant claims that the trial court erred in admitting evidence
regarding the circumstances underlying his 1971 conviction for rape and
kidnapping, and a 1979 Nevada conviction for rape, kidnapping, and
robbery. The evidence was offered as an aggravating factor under former
section 190.3, factor (b), which permits the jury to consider the
presence or absence of other criminal activity involving the use of
force or violence. Defendant offered to stipulate that he had suffered
the prior convictions, and assumes that only the fact of the prior
convictions was relevant to the penalty determination. The assumption is
unwarranted. (People v. Karis (1988)
46 Cal. 3d 612, 639-640 [250 Cal. Rptr.
659,
758 P.2d 1189]; People v. Brown (1988)
46 Cal. 3d 432, 445 [250 Cal. Rptr. 604,
758 P.2d 1135].) There was no error.
B. Expert Opinion Regarding Future Dangerousness.
Defendant claims the prosecutor was improperly allowed to question
expert witnesses regarding his potential dangerousness if he were to be
sentenced to life in prison.
In People v. Murtishaw, supra,
29 Cal. 3d 733, 767-768, this court held that
because a jury may place undue emphasis on the opinion of a psychiatrist
that a capital defendant poses a danger to staff and other inmates in
prison, and because predictions of future violent conduct are unreliable
and frequently erroneous, the People may not offer such evidence at the
penalty phase of the trial. Here, however, the evidence to which
defendant now objects was elicited on proper cross-examination of
defense witnesses. Defendant neither objected to the questions of the
prosecutor nor moved to strike the witnesses' responses, which did not
predict future dangerousness.*fn32
There was, therefore, no error cognizable on appeal.
Nor was there misconduct in asking the questions. Defendant's
counsel had advised the jury in his opening statement that he would show
that defendant had been mentally ill when the offenses were committed,
but that since 1980, while incarcerated, had not been considered a
threat to guards or other prisoners.*fn33
A defense psychiatrist testified that defendant was a schizophrenic and
offered the testimony of correctional officers that defendant was a
conforming prisoner who had given no indication that he might assault
women while in prison.
Evidence of future dangerousness may be introduced in rebuttal when
the defendant himself has raised the issue of performance in prison and
offered evidence that in a prison environment he would be law-abiding. (People
v. Malone (1988)
47 Cal. 3d 1, 31 [252 Cal. Rptr. 525,
762 P.2d 1249].) The question was not improper.
C. Motion for Modification.
Former section 190.4, subdivision (e), deems a defendant sentenced
to death to have made application for modification of the verdict. In
ruling on the application, the judge must review the evidence, consider,
take into account, and be guided by the aggravating and mitigating
circumstances referred to in former section 190.3, and make an
independent determination as to whether the jury's findings and verdict
that aggravating circumstances outweigh the mitigating circumstances are
contrary to law or the evidence presented. The judge must also state on
the record the reasons for his findings.
Defendant contends that the judge failed to properly comply with
former section 190.4, subdivision (e), because he considered the
aggravating factors set out in the Sentencing Rules for the Superior
Courts (Cal. Rules of Court, rule 401 et seq.) which are applicable to
determinate sentencing, rather than the statutory factors applicable to
capital sentencing as set out in former section 190.3. This "error," he
maintains, caused the court to disregard the mitigating evidence he had
introduced, in particular the evidence of mental illness and evidence
suggesting he was not a danger to prison staff or other inmates.
The only basis petitioner offers for his assumption that the court
failed to consider the evidence of mental illness is that the court "gave
no indication" that it had done so.
The record confirms, however, that the judge fully complied with his
obligations under former section 190.4. The court made express mention
of the argument by defendant's counsel that a mentally ill defendant
should not be executed, and stated that he did not believe defendant was
seriously mentally ill at the time he committed the offenses. The
reference to factors that are also considerations in determinate
sentencing do not, as defendant suggests, reflect a failure to consider
the statutory factors of the death penalty law. To the contrary, the
statement offers the court's reasons for concluding, in the independent
judgment of the judge, why after consideration of the evidence in
mitigation and aggravation the judge believed that death was appropriate.*fn34
As in People v. Turner (1990) ante, p. 668 [ Cal. Rptr. , P.2d ], the
record satisfies us that the judge evaluated circumstances that were in
evidence. While he did so under a normative framework for the imposition
of determinate sentences, the factors considered were relevant to
capital sentencing.
The judgment is affirmed.
Disposition
The judgment is affirmed.
*****
KENNARD, J., Concurring.
I concur with most of the analysis in, and with the result reached
by, the majority opinion. In my view, however, the majority errs in
rejecting defendant's contention that his motion at the first trial to
exclude his confessions was part and parcel of a motion brought under
Penal Code section
1538.5*fn1
to suppress physical evidence seized as a result of the confessions, and
in concluding that the motion was instead made pursuant to
Evidence Code section
402. (Maj. opn., ante, at pp. 850-852.) By
mischaracterizing the nature of defendant's motion, the majority skirts
an important issue regarding the propriety of relitigating a section
1538.5 motion on retrial after a defendant's conviction has been
reversed on appeal because of the trial court's improper denial of such
a motion.
The majority acknowledges that section 1538.5 may be used to
suppress physical evidence seized as a result of a violation of a
defendant's Fifth or Sixth Amendment rights. (Green v. Superior Court
(1985)
40 Cal. 3d 126, 133, fn. 3 [219 Cal. Rptr.
186,
707 P.2d 248]; People v. Pettingill (1978)
21 Cal. 3d 231, 235, fn. 1 [145 Cal. Rptr.
861,
578 P.2d 108]; People v. Superior Court (Zolnay)
(1975)
15 Cal. 3d 729, 735 [125 Cal. Rptr. 798,
542 P.2d 1390].) But, as the majority points out, a
motion to exclude a confession on such grounds is not cognizable under
section 1538.5. (People v. Superior Court (Zolnay), supra, at p. 734.)
The majority then concludes that when a defendant seeks to suppress both
a confession and the physical evidence seized as a result of the
confession, the motion must be deemed to be comprised of two logically
and procedurally distinct components, a section 1538.5 motion to
suppress the physical evidence and an
Evidence Code section
402 motion to suppress the confessions.
The majority's analysis is squarely inconsistent with our holding in
People v. Superior Court (Zolnay), supra,
15 Cal. 3d 729 (hereafter Zolnay). In Zolnay, the
defendants' confessions to the police resulted in the seizure of
physical evidence. Asserting that they had not been fully advised of
their constitutional rights as required by Miranda v. Arizona (1966) 384
U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d 974], the
defendants moved pursuant to section 1538.5 to suppress both their
confessions and the evidence seized as a result thereof. In upholding
the propriety of this procedure, we observed: "it is the unlawful
seizure of tangible evidence, not the admission or confession, which
permits a defendant to invoke the procedures authorized by section
1538.5." (15 Cal. 3d at p. 734.) Nonetheless, we
determined that once the procedures of section 1538.5 had been invoked
to suppress the fruits of the confessions, the ruling on the Miranda
issue became part of the section 1538.5 hearing. As we explained: "The
physical evidence towards which the amended motion was directed was
undeniably within the proper scope of section 1538.5. Since
admissibility of the evidence depended upon whether or not a Miranda
violation had occurred, a ruling on the Miranda issue necessarily became
part of the section 1538.5 hearing. . . . Our review of the
admissibility of the physical evidence, which we undertake in accord
with the provisions of section 1538.5, necessarily requires that we make
a determination as to whether or not the trial court was correct in
holding that a Miranda violation has occurred. Our ruling on that issue
then becomes the law of the case and must be adhered to by the lower
courts in future proceedings in this action. (See People v. Shuey (1975)
13 Cal. 3d 835, 841-842 [120 Cal. Rptr.
83,
533 P.2d 211].)" (Zolnay, supra,
15 Cal. 3d at p. 735, italics added.)
Here, as in Zolnay, supra,
15 Cal. 3d 729, defendant's suppression motion at
the first trial was properly brought under section 1538.5 because it
sought to suppress physical evidence seized as a result of defendant's
confessions. And, as in Zolnay, the trial court's ruling as to whether
defendant's statements had been legally obtained became part of the
section 1538.5 hearing.*fn2
Accordingly, I cannot agree with the majority that defendant's motion at
the first trial to suppress both the confessions themselves and the
physical evidence seized as a result thereof was not in its entirety a
motion pursuant to section 1538.5.
On defendant's appeal following his first trial, we reversed the
judgment of conviction based on our conclusion that defendant's
confessions had been illegally obtained. (People v. Mattson (1984)
37 Cal. 3d 85 [207 Cal. Rptr. 278,
688 P.2d 887].)*fn3
On remand, the prosecutor attempted to relitigate the admissibility of
the confessions based on new evidence. Because the ruling on this same
issue at the first trial was made in the context of a section 1538.5
motion, the following question, which the majority found unnecessary to
consider, must be addressed: When a conviction is reversed on appeal
because the trial court erroneously denied a motion pursuant to section
1538.5, may the prosecution relitigate that motion on retrial, based on
the presentation of new evidence?
The majority points out (ante, at p. 850) that ambiguous language in
certain decisions by this court (e.g., People v. Brooks (1980)
26 Cal. 3d 471, 483 [162 Cal. Rptr. 177,
605 P.2d 1306]) might be read to suggest that
relitigation of a section 1538.5 motion is statutorily barred, but the
majority makes no attempt to resolve the ambiguity. I would address this
issue and conclude, for the reasons set forth below, that a section
1538.5 motion may be relitigated on the basis of new evidence following
appeal and reversal of a judgment of conviction.
Prior to the enactment of section 1538.5, the law was clear:
Following a reversal of a trial court's denial of a motion to suppress
illegally seized evidence, the prosecution could introduce new evidence
to relitigate the issue. (People v. Carswell (1959)
51 Cal. 2d 602, 608 [335 P.2d 99].)
Section 1538.5 is devoid of language indicating a legislative intent to
change the rule we articulated in Carswell. Nevertheless, defendant
maintains that relitigation is barred. In support, he cites Lorenzana v.
Superior Court (1973)
9 Cal. 3d 626 [108 Cal. Rptr. 585,
511 P.2d 33]; People v. Shuey (1975)
13 Cal. 3d 835, 841-842 [120 Cal. Rptr.
83,
533 P.2d 211]; and People v. Brooks, supra,
26 Cal. 3d 471. None of these cases, however,
compels the result urged by defendant.
In Lorenzana v. Superior Court, supra,
9 Cal. 3d 626, after the trial court's denial of
his motion to suppress evidence under section 1538.5, the defendant
sought relief by means of a pretrial petition for writ of mandate. In
response, the prosecution argued that, instead of issuing the writ
sought by the defendant, the reviewing court should remand the matter to
the superior court to provide the prosecution with an opportunity to
argue that the fruits of the search would inevitably have been
discovered despite the illegality. In refusing to do so, we explained: "To
allow a reopening of the question on the basis of new legal theories to
support or contest the admissibility of the evidence would defeat the
purpose of
Penal Code section
1538.5 and discourage parties from presenting all
arguments relative to the question when the issue of admissibility is
initially raised." (9 Cal. 3d at p. 640.)
In People v. Brooks, supra,
26 Cal. 3d 471, the defendant moved under section
1538.5 both "to traverse the search warrant" because its supporting
affidavit contained misstatements and did not establish probable cause,
and "to declare entry invalid" for failure to comply with the knock-and-notice
requirements of section 1531. The trial court bifurcated the proceedings
and heard evidence only on the first issue. It then granted the motion,
resulting in dismissal of the case. The People appealed, and the Court
of Appeal reversed. On retrial, the defendant filed a new motion to
suppress; this time he presented evidence that the police had failed to
comply with section 1531. The trial court granted the motion and
dismissed the case. Again the People appealed, arguing that the defense
was barred under Lorenzana from presenting new evidence at the second
section 1538.5 hearing. We rejected the contention. While reaffirming
the principles we had set forth in Lorenzana, supra,
9 Cal. 3d 626, we concluded that Lorenzana was
factually distinguishable from Brooks. As we explained: "Where . . . the
trial court elects to bifurcate the suppression hearing, grants the
defendant's motion on the first ground presented, and is subsequently
reversed on appeal, the reviewing court should remand to the trial court
for disposition of the alternate grounds for suppression." (Brooks,
supra,
26 Cal. 3d at p. 483.)
Neither Brooks nor Lorenzana holds that the prosecution is barred
from relitigating a section 1538.5 motion on the basis of new evidence
after a defendant's conviction is reversed on appeal because of the
trial court's erroneous denial of the section 1538.5 motion. Lorenzana,
supra,
9 Cal. 3d 626) simply establishes that, when
presented with a meritorious petition for writ of mandate, an appellate
court should issue the writ and direct the trial court to grant the
suppression motion, rather than to remand on the theory that the
prosecution might be able to present additional evidence to justify the
search. Although Brooks more closely resembles the present case because
it involved an appeal rather than a pretrial writ it too did not
establish a rule barring further litigation; indeed, we specifically
determined that the trial court had properly permitted the defense to
present new evidence following reversal on appeal. (People v. Brooks,
supra,
26 Cal. 3d at p. 483.)
Equally misplaced is defendant's reliance on People v. Shuey, supra,
13 Cal. 3d 835 (Shuey II). The procedural history
leading to that decision is as follows. After the trial court's denial
of their section 1538.5 motion, the defendants sought a writ of mandate
from the Court of Appeal. That court granted the writ and directed the
trial court to determine whether the evidence sought to be suppressed
was the fruit of the illegality. (Shuey v. Superior Court (1973)
30 Cal. App. 3d 535 [106 Cal. Rptr. 452]
(Shuey I).) On remand, the People requested permission to argue an
additional theory, one that -- according to the opinion in Shuey I --
they had expressly disavowed at the original hearing. The trial court
denied the request and granted the motion to suppress. The People
appealed; a different division of the Court of Appeal reversed, holding
that the Court of Appeal in Shuey I had mischaracterized the record and
that the prosecution had never "expressly disavowed" the new theory. We
granted a hearing and held that the Court of Appeal's determination that
Shuey I was erroneous violated the doctrine of law of the case. (Shuey
II, supra,
13 Cal. 3d at p. 843.)
Nothing in Shuey II suggests there is anything in the language of
section 1538.5 to bar relitigation of a suppression motion brought under
that statute following reversal by an appellate court. There, we simply
applied general principles of law of the case, a doctrine "exclusively
concerned with issues of law and not fact." (Shuey II, supra,
13 Cal. 3d at p. 842.) We concluded that because of
the Court of Appeal's holding in Shuey I that the prosecution at the
first trial had "expressly disavowed" the additional theory of
admissibility it presented at the retrial, that court had resolved a
question of law, which was therefore binding under the doctrine of law
of the case. In this case, however, the prosecution attempted at
defendant's retrial to present new facts relating to conversations
between defendant and Detective Dingle on September 26, 1978. As the
majority correctly points out (ante, at p. 852), the doctrine of law of
the case does not apply to the determination of questions of fact based
on new evidence following reversal on appeal.
In sum, here the prosecution's relitigation of the section 1538.5
motion was appropriate. The statute does not bar such a procedure. And
while the doctrine of law of the case precludes a reconsideration of
previously resolved questions of law, it does not bar relitigation based
on the presentation of facts that are sufficiently significant to bring
about a different result. In this case the additional evidence that the
prosecution presented at the reopened suppression hearing supports the
trial court's ruling that defendant's confessions and the physical
evidence seized as a result thereof were admissible.
*****
MOSK, J.
I dissent. In People v. Mattson (1984)
37 Cal. 3d 85 [207 Cal. Rptr. 278,
688 P.2d 887] (hereafter Mattson I), this court
held that the purported confessions of defendant were invalid as a
matter of law. (People v. Pettingill (1978)
21 Cal. 3d 231 [145 Cal. Rptr. 861,
578 P.2d 108]; People v. Fioritto (1968)
68 Cal. 2d 714 [68 Cal. Rptr. 817,
441 P.2d 625].) Thus the previous decision of this
court is the law of the case.
The majority concede that the law of the case is controlling as to
the law, but they seem to obliquely hold that we are here considering
only new facts and not law. They are in error. We are here concerned
with the very same confessions introduced in the first trial. If there
were any new confessions offered in this trial, the majority fail to
identify them.
Thus the facts in this trial are the same as those in the previous
trial -- embellished somewhat, changed here and there because of the
passage of time and fading memories, somewhat more self-serving by
prosecution witnesses, but essentially the same. The only issue,
therefore, is the law applicable to those facts. And the law was
forthrightly established in Mattson I. We are bound by that law.
The majority strain mightily to find some distinguishing law and to
shift constitutional grounds. In Mattson I we relied on article I,
section 15, of the California Constitution. (37 Cal. 3d at pp.
89-92.) But more important, we made it abundantly clear that
"It is settled that the introduction of a confession obtained in
violation of constitutional guarantees is prejudicial per se and that a
conviction based on such a confession must be reversed." (Id. at p. 91.)
That clearly meant any constitutional guaranty.
It is unfortunate that the prosecutor did not get the message of
this court's previous opinion: that he must attempt to convict this
defendant without the use of the purported confessions. Instead, with
the acquiescence of the trial court, he charged ahead with the same
confessions that had been found constitutionally invalid. While courts
may change, the Constitution remains the same.
I would reverse the judgment.
*****
BROUSSARD, J.
I dissent. When this case was before this court on appeal after
defendant's first trial, we reversed defendant's convictions on the
ground that a confession obtained in violation of the privilege against
self-incrimination had been admitted in evidence. (People v. Mattson
(1984)
37 Cal. 3d 85 [207 Cal. Rptr. 278,
688 P.2d 887].) I agree with Justice Mosk that at
defendant's second trial, the People had no authority to seek to
relitigate that determination by the presentation of new evidence and a
new theory supporting the admissibility of the confession.
As Justice Kennard demonstrates in her concurring opinion, the issue
of the admissibility of the statements arose at the first trial in the
context of a motion under
Penal Code section
1538.5.*fn1
It is true that a motion pursuant to section 1538.5 will not lie to
suppress a confession on the sole ground that the confession was
obtained in violation of the privilege against self-incrimination. (People
v. Superior Court (Zolnay) (1975)
15 Cal. 3d 729, 734 [125 Cal. Rptr. 798,
542 P.2d 1390].) Nonetheless, when it is argued, as
it was in this case, that physical evidence was illegally seized as the
fruit of an improperly obtained confession, a decision whether the
confession was illegally obtained must be made in the context of the
section 1538.5 hearing. As we have explained, in such a situation "a
ruling on the [confession] issue necessarily became part of the section
1538.5 hearing. . . . Our review of the admissibility of the physical
evidence, which we undertake in accord with the provisions of section
1538.5, necessarily requires that we make a determination as to whether
or not the trial court was correct in holding that a Miranda violation
has occurred. Our ruling on that issue then becomes the law of the case
and must be adhered to by the lower courts in future proceedings in this
action. [Citation]" (15 Cal. 3d at p. 735, italics
added.)
Justice Kennard would hold that although the ruling on the
admissibility of the confession was properly part of the section 1538.5
hearing in this case, the factual basis for the determination can be
relitigated after the reversal of the conviction on appeal. Here I part
company with Justice Kennard. In my view, the parties are required to
litigate all the factual and legal predicates for a ruling on a motion
pursuant to section 1538.5 at the hearing; they are not allowed to
reserve evidence or legal argument for a rainy day. The admissibility of
the confession was a legal predicate for the ruling on the suppression
of physical evidence, and the People were required to fully litigate it
at that hearing.
We have determined that the parties are obliged to present all their
evidence and theories regarding the suppression of evidence at the
hearing pursuant to section 1538.5. Having determined that the evidence
should be suppressed, we have refused to remand to permit relitigation
of the suppression motion on a new theory necessitating a new
evidentiary hearing. Thus in Lorenzana v. Superior Court (1973)
9 Cal. 3d 626 [108 Cal. Rptr. 585,
511, P.2d 33], defendant sought a pretrial writ to
overturn the denial of his section 1538.5 motion. We agreed with him and
reversed the trial court. The People argued that we should remand to the
trial court to allow them to argue a new theory, that is, inevitable
discovery. We refused, referring to the purpose of section 1538.5 to "avoid
the continued relitigation of the question of the admissibility of
evidence." (9 Cal. 3d at p. 640.) We continued: "All
parties faced the obligation of presenting all their testimony and
arguments relative to the question of the admissibility of the evidence
at that time. If the People had other theories to support their
contention that the evidence was not the product of illegal police
conduct, the proper place to argue those theories was on the trial level
at the suppression hearing. . . . To allow a reopening of the question
on the basis of new legal theories to support or contest the
admissibility of the evidence would defeat the purpose of
Penal Code section
1538.5 and discourage parties from presenting all
arguments relative to the question when the issue of admissibility of
evidence is initially raised. [Citation. Fn. omitted.]" (9
Cal. 3d at p. 640, italics added.)
There can be no basis for concluding that the Lorenzana rule applies
only to pretrial review of rulings on suppression motions, but not to a
judgment which is reversed on appeal. If the policy of section 1538.5 is
to require full and final litigation of the factual basis for the
suppression claim at the first hearing, that policy applies whether the
ruling on the motion is challenged before or after trial. Indeed,
section 1538.5 is explicit in affirming that the People are bound by the
judgment of the reviewing court when the People seek review of a ruling
by appeal or writ. (? 1538.5, subd. (j).)
Of course, a trial court may determine that one argument for the
suppression of evidence is determinative, and may choose to hear
evidence only on that point. In such a case the trial court limits the
issues, and if the court is reversed on appeal the remaining issues may
be litigated -- for the first time. (People v. Brooks (1980)
26 Cal. 3d 471, 482-483 [162 Cal. Rptr.
177,
605 P.2d 1306].) But this rule gives the People no
comfort in this case, because it allows postappeal litigation only of
issues which were actually presented at the first hearing.
Here, the People failed to make the argument or present the evidence
at the first hearing that persuaded the court at the second hearing to
admit the confessions. To allow such a procedure is grossly wasteful of
judicial resources, requiring, as it did, a second full capital trial.
It also calls into question the reliability of the proceedings by giving
too much scope for what Justice Mosk politely refers to as "embellished"
testimony. I would abide by our decision the first time this case was
before us, and reverse the convictions.
*****
Judges Footnotes
*fn*
Presiding Justice of the Court of Appeal, Fifth Appellate District,
assigned by the Chairperson of the Judicial Council.
Opinion Footnotes
*fn1
All references herein to code sections are to the
Penal Code unless otherwise indicated. Because this
case is governed by the 1977 death penalty law, references to sections
190.2-190.4 are to former sections that were repealed by the November 7,
1978, initiative death penalty law. (See Stats. 1977, ch. 316, ?? 4-14,
pp. 1256-1262.)
*fn2
A plea of not guilty by reason of insanity, entered prior to the first
trial, was withdrawn before the retrial commenced.
*fn3
Former section 203 of the Code of Civil Procedure was repealed in 1988 (Stats.
1988, ch. 1245, ? 1). The current statute provides: "(a) All persons are
eligible and qualified to be prospective trial jurors, except the
following:
". . . . . . . . . . . . . . . . . . . . . . "(4)
Persons who are not residents of the jurisdiction wherein they are
summoned to serve."
*fn4
The evidence presented by defendant indicated that of 700 census
tracts within the 20-mile radius, 504 sent no prospective jurors to
the Norwalk courthouse during the 1985 period studied by his expert.
One tract sent 57 jurors. Almost 68 percent of the census tracts
supplied no jurors to Norwalk. Those tracts that provided the jurors
were White areas.
Los Angeles County itself has 4,300 census tracts, of
which only 173 are in the Southeast Judicial District.
*fn5
Similar disparities for earlier years were also demonstrated. In 1982,
the percentage of Blacks on Norwalk venires was 6.2; in 1980, 7.4
percent; and in 1979, 5.1 percent. In 1982, Hispanics comprised 10.6
percent of the venires; in 1980, 13.6 percent; and in 1979, 8 percent.
*fn6
On motion of defendant the court had ordered the county director of jury
services to survey the jury pool in the Southeast Judicial District for
the July 15, 1985 -- October 4, 1985, period. The survey was to obtain a
profile of the prospective jurors and requested information regarding
age, sex, marital status, race or ethnic origin, occupation, education,
and family income.
*fn7
Juror D. had stated that she did not believe in the death penalty, and
would vote for less than first degree murder or to find a special
circumstance allegation false in order to avoid reaching the penalty
phase. When the option to vote for life without possibility of parole
was explained, she stated that she could find the defendant guilty of
first degree murder and could vote to find a special circumstance true.
In response to a subsequent question by the court, however, she said: "I
would never vote for a verdict of death." When asked by the prosecutor
if she was "saying that regardless of the evidence and because of your
conscientious objection to the death penalty, you would, in every case,
automatically vote for life imprisonment without the possibility of
parole and never vote for a verdict of death," she replied: "That's
correct."
Juror C. had also stated that she did not believe in
the death penalty, would refuse to vote for a first degree murder
verdict or to find a special circumstance allegation true, and would
automatically vote for life imprisonment without the possibility of
parole. Additional questions were asked by defendant's counsel because
another answer, that she would automatically vote for death, was
inconsistent and indicated that she was confused by the court's
questions on voir dire. When the option of life without possibility of
parole was explained, she said she could vote for a first degree murder
verdict and to find a special circumstance allegation true. Counsel made
no attempt to question her further regarding her statement that she
would automatically vote for life imprisonment other than the attempt to
pose the hypothetical question. The court assured him that no limit was
being placed on his effort to rehabilitate the prospective juror other
than sustaining the People's objection to that specific question, but
counsel declined the opportunity, stating "that's the key question . . .
the defense wishes to ask on rehabilitation." Juror F. also stated that
she did not believe in the death penalty and would vote for something
other than first degree murder or to find a special circumstance
allegation false to end the death penalty question. She, too, then
agreed that if she had an option to vote for life without possibility of
parole, she could vote for a first degree murder verdict and to find a
special circumstance allegation true, but she displayed confusion by
stating that she would automatically vote for death and for life
imprisonment. Then, after she agreed, in response to defense counsel's
clarifying question that she would vote for life imprisonment, defense
counsel asked if she had strong views about the death penalty to which
she replied: "Religious belief." Again, counsel made no further inquiry
other than an attempt to ask the same hypothetical question. This juror
was excused after she once again responded "yes" to the prosecutor's
inquiry if she was saying that she "would in every case automatically
vote to impose life imprisonment without possibility of parole and would
never vote for a verdict of death."
*fn8
We need not decide here whether there must be reason to believe that
the circumstance in which a juror would consider imposition of the
death penalty may be present in the case to be tried before him. (See
People v. Fields, supra,
35 Cal. 3d 329, 357, fn. 12.)
*fn9
By contrast, when an appellate court has ruled on the admissibility
of evidence prior to trial by opinion in a proceeding in mandate or
prohibition, that ruling becomes the law of the case during the
ensuing trial and appeal. (See People v. Shuey (1975)
13 Cal. 3d 835, 845 [120 Cal. Rptr.
83,
533 P.2d 211].)
*fn10
Because we conclude that defendant's effort to suppress his confessions
was not properly brought in a motion pursuant to section 1538.5 we need
not decide whether the limitations on relitigation of the admissibility
of evidence obtained as a result of an unreasonable search and seizure
preclude relitigation prior to a retrial.
rior to the adoption of section 1538.5 we did not
question the right of the prosecution to reopen the question of
admissibility of evidence challenged on the basis of an allegedly
unlawful search and seizure. (See, e.g., People v. Carswell, supra,
51 Cal. 2d 602, 608.)
*fn11
Section 1538.5 provides in pertinent part: "(a) A defendant may move
for the return of property or to suppress as evidence any tangible
or intangible thing obtained as a result of a search or seizure on
either of the following grounds:
"(1) The search or seizure without a warrant was
unreasonable. "(2) The search or seizure with a warrant was unreasonable
because (i) the warrant is insufficient on its face; (ii) the property
or evidence obtained is not that described in the warrant; (iii) there
was not probable cause for the issuance of the warrant; (iv) the method
of execution of the warrant violated federal or state constitutional
standards; (v) there was any other violation of federal or state
constitutional standards."
*fn12
Evidence Code section 402: "(a) When the existence
of a preliminary fact is disputed, its existence or nonexistence shall
be determined as provided in this article.
"(b) The court may hear and determine the question of
the admissibility of evidence out of the presence or hearing of the jury;
but in a criminal action, the court shall hear and determine the
question of the admissibility of a confession or admission of the
defendant out of the presence and hearing of the jury if any party so
requests. "(c) A ruling on the admissibility of evidence implies
whatever finding of fact is prerequisite thereto; a separate or formal
finding is unnecessary unless required by statute."
*fn13
Detective Dingle had testified that when he arrived in Ely to pick
defendant up he advised defendant of his Miranda rights (Miranda v.
Arizona, supra, 384 U.S. 436) and asked defendant if he wanted to speak
to him. Defendant did not state that he wanted to speak to an attorney,
but said that he did not "want to talk at that time."
*fn14
The parties did agree that the pretrial ruling at the second trial was
to be determinative of the admissibility of the statements and
confessions, barring any unforeseen matter bearing on the issue arising
at trial.
*fn15
Other than fading memories, defendant pointed only to his inability
to locate two witnesses to the 1978 lineup. His investigator had not
attempted to locate those witnesses until the day prior to the
hearing on the admissibility of the confessions, however.
*fn16
Neither constitutional nor "equitable" double jeopardy nor collateral
estoppel considerations bar relitigation of the admissibility of
defendant's confessions in this case. The former apply only to prior
determination of guilt or an issue of ultimate fact when a defendant has
been acquitted or the evidence held to be insufficient to support his
conviction. (Arizona v. Rumsey (1984) 467 U.S. 203 [81 L.Ed.2d 164, 104
S.Ct. 2305]; Bullington v. Missouri (1981) 451 U.S. 430 [68 L.Ed.2d 270,
101 S.Ct. 1852]; Burks v. United States, supra, 437 U.S. 1; Ashe v.
Swenson (1970) 397 U.S. 436 [25 L.Ed.2d 469, 90 S.Ct. 1189].) That
evidence inconsistent with that presented at the prior hearing may be or
was presented goes to the credibility of the witness or witnesses, not
to the admissibility of their testimony.
Defendant also makes a related double-jeopardy-based
claim, asserting that because the evidence at his first trial was
insufficient to support the judgment once the erroneously admitted
confessions were excluded, he may not be retried at all. He concedes
that no authority supports the claim which we reject as did the United
States Supreme Court in Lockhart v. Nelson (1988) 488 U.S. 33 [102 L.Ed.2d
265, 109 S.Ct. 285]. The high court held there that mere trial court
error in the admission of evidence does not preclude retrial if, with
the erroneously admitted evidence, there was sufficient evidence to
support the judgment of conviction.
*fn17
Defendant conceded that this court had rejected identical claims that
interrogation without notice to counsel representing a defendant in
other pending matters, but before formal charges have been filed in the
subject of the interrogation, violated the right to counsel. His
concession that People v. Duck Wong (1976)
18 Cal. 3d 178 [133 Cal. Rptr. 511,
555 P.2d 297], and the Court of Appeal in People v.
Booker (1977)
69 Cal. App. 3d 654 [138 Cal. Rptr. 347],
had held that interrogation in these circumstances was permissible, and
argument that those decisions were "bad law," implied a Sixth-Amendment-based
claim.
*fn18
Although the inferences to be drawn from the evidence are disputed,
there is no conflict in that evidence. This court not only may, but
must, examine the evidence and independently determine whether a
trial court properly found a confession to be admissible. (People v.
Boyer (1989)
48 Cal. 3d 247, 263 [256 Cal. Rptr.
96,
768 P.2d 610]; People v. Sanchez (1969)
70 Cal. 2d 562, 571-572 [75 Cal. Rptr.
642,
451 P.2d 74].)
Here we conclude, based solely on the evidence
admitted at the hearing on defendant's motion to suppress, that
defendant's claims lack merit. Our consideration of defendant's newly
raised arguments in this case does not signal a willingness to do so in
situations in which the People were denied the opportunity to present
possibly dispositive evidence on the newly raised issues.
*fn19
The court now appears to have adopted the reasoning and approach of
Justice Powell. (See Michigan v. Harvey, supra, 494 U.S. , [108 L.Ed.2d
293, 302].)
*fn20
Although the United States Supreme Court may limit this inquiry to
whether there was a valid waiver of the Miranda -based right to counsel,
we consider here whether defendant waived both his right to counsel and
his right to silence. (See People v. Boyer, supra,
48 Cal. 3d 247, 273, fn. 14.)
*fn21
At the hearing on the admissibility of defendant's statements and
confessions, the court first considered whether Dingle would be
permitted to testify about the interview with defendant. His
testimony was necessary because of its relevance to the
admissibility of defendant's statements and confessions made in
subsequent interviews, and because defendant made incriminating
statements about the Kiz L. offenses during this initial interview.
Defendant attributes to Dingle a lack of recall as to
whether defendant had discussed concern over being housed with Black
inmates and as to whether defendant brought up the subject of the
offense. Dingle testified that at the outset of the interview defendant
asked where his car was, and Dingle told him that it had been impounded.
A conversation about the investigation followed, and at some point
Dingle asked defendant specific questions. Defendant suggests that the
People bear the burden of proving that the defendant directed the
conversation to the offenses. This is not the crucial question under
Oregon v. Bradshaw, supra, 462 U.S. 1039, however. The issue is whether
the circumstances surrounding a defendant's initiation of contact with
the police are such as to establish a valid waiver of the right to
counsel and the right to silence. If a valid waiver has been expressly
made prior to any interrogation, the identity of the party who brings up
the discussion of the offenses is irrelevant.
*fn22
Nothing in Edwards v. Arizona, supra, 451 U.S. 477, or Oregon v.
Bradshaw, supra, 462 U.S. 1039, supports defendant's argument that
Dingle had an obligation, or that he intentionally avoided an obligation,
to preface any conversation with an inquiry to clarify the scope of
defendant's desire to communicate. Since he could reasonably infer that
defendant wished to speak with him about the investigation, and had
again advised defendant of his Miranda rights and made sure that
defendant waived them before the interview commenced, his obligation was
met.
*fn23
Detective Reed, who first interviewed defendant on November 8, 1978,
testified that no promises were made to defendant. Defendant stated that
he believed he may have committed additional crimes that he had blocked
out of his memory. He suggested to Reed that drugs might help him recall
details of his crime, and when Reed said he could not assist in that way,
it was suggested that a psychiatrist might be able to help. A
psychiatric interview was arranged, but not in exchange for defendant's
willingness to confess. Rather, the psychiatric consultation was in
response to defendant's suggestion that this might help him recall more
information.
The only promise made by Reed was a promise to listen
to defendant and explain what defendant said about his drug problem and
need for help to proper authorities, doctors, or whoever might be
interested. Reed believed that defendant found it easier to talk about
his crimes and that it lessened his feelings of guilt when he discussed
himself as a person who was drug crazed and in need of help.
*fn24
Dingle returned to the subject again, noting that many items of women's
clothing were in the car. Prompted by defendant, Dingle then telephoned
defendant's mother who stated that defendant was a transvestite, and
since early childhood had stolen and kept women's clothes, primarily
underwear.
*fn25
Defendant bases his argument on an assumption that Deputy Public
Defender Gubler was present at the September 1978 lineup "representing"
defendant. Although the existence of such a relationship is not
controlling, we reject that assumption. The evidence established that
representatives of the public defender's office routinely observe
lineups for the purpose of suggesting changes in the procedure if any
aspect appears to them to be unfair, and to record their observations
for the benefit of counsel who may represent any of the lineup
participants who is subsequently charged with a criminal offense. Gubler
was not appointed to represent defendant, had no individual contact with
defendant, and undertook no responsibility to advise, counsel, or
otherwise represent defendant.
*fn26
The uncontradicted evidence establishes that Reed twice attempted to
contact Ahlswede prior to his interviews with defendant.
*fn27
"If you find that before this trial the defendant made wilfully
false or deliberately misleading statements concerning the charge on
which he is now being tried, you may consider such statements as
tending to prove a consciousness of guilt, but it is not sufficient
of itself to prove guilt. The weight to be given to such a
circumstance and its significance, if any, are matters for your
determination." (Italics added.)
*fn28
The jury was instructed that "then you must determine what effect,
if any, your findings have on the probative value of the confessions
introduced to support the charges in this case.
If, from all the evidence you have a reasonable doubt
of the defendant's guilt of any charge then you must find the defendant
not guilty of that charge."
*fn29
The verdict found that the murder had been committed during "commission
and attempted commission of rape." Defendant admitted committing an act
of rape. Although it is possible to attempt rape without committing a
lewd and lascivious act on the body of the victim, in this case the jury
found that a rape had been committed.
*fn30
Section 1118.1: "In a case tried before a jury, the court on motion of
the defendant or on its own motion, at the close of the evidence on
either side and before the case is submitted to the jury for decision,
shall order the entry of a judgment of acquittal of one or more of the
offenses charged in the accusatory pleading if the evidence then before
the court is insufficient to sustain a conviction of such offense or
offenses on appeal. If such a motion for judgment of acquittal at the
close of the evidence offered by the prosecution is not granted, the
defendant may offer evidence without first having reserved that right."
*fn31
Defendant does not claim error in this regard in admitting his
confessions.
*fn32
Defendant moved for mistrial, but on different grounds, claiming he
had not been permitted to attempt to rehabilitate scrupled
prospective jurors on voir dire about their ability to vote for the
death penalty if it were shown that the defendant could be safely
housed in prison, and the prosecutor's disavowal at that time of an
intent to offer evidence that defendant would be a threat. The trial
court denied the mistrial motion with an observation that the cross-examination
was "directed much more towards the comments made to Dr. Nuernberger
by Mr. Mattson that he had a sensation in his head about women, and
there was cross-examination I believe in that regard."
*fn33
Counsel stated: "We also intend to present evidence from
correctional counselors that the defendant has been incarcerated in
prison since 1980 and that while in prison he has had a good
behavioral classification; he is not considered to be a threat to
guards or to other prisoners, or to escape."
The first defense witness, Dr. Louis Nuernberger, a
psychiatrist, had examined defendant in prison in 1980 and concluded
that defendant suffered from "schizophrenia, undifferentiated type,
accompanied by history of sexual sadism and abuses of multiple drugs and
alcohol." After fairly comprehensive examination and cross-examination
regarding the basis for and meaning of his findings, the prosecutor
referred to a statement in the report prepared by the witness in which
he had recorded defendant's statement that he had "a new and strange
sensation present in his head" in the presence of female counselors. The
witness acknowledged that he had included that information in the report
because he believed it to be of some significance. Dr. Nuernberger had
attempted to explore the subject because it was unique in his experience
to have that sensation reported, but he was unable to get beyond the
matter of fact statement made by defendant. He did not consider the
statement ominous, but thought that defendant might be discovering
something interesting about himself. The burden of the cross-examination
was an attempt to undermine the basis of the witness's conclusion that
defendant had been seriously mentally ill at the time he committed the
charged offenses. In this context the prosecutor asked if the feelings
defendant described suggested that defendant wanted to attack or rape
female counselors. Far from offering an opinion that defendant would be
dangerous in prison, however, Dr. Nuernberger responded that he "had no
reason to fear for the safety or welfare of any of the female or the
male staff." Not only was the context quite different than an attempt to
elicit an opinion on future dangerousness, but the opinion offered was
that the witness did not believe defendant posed a threat to staff.
*fn34
The court's statement and reasons were: "I think, though, when you come
to the penalty phase, where [defense counsel] has seemed to rest his
argument, requesting the Court to act as the [13th] juror making its
independent judgment on the death penalty, the Court heard the testimony
[of victims of past offenses].
"The Court also heard the testimony of the witnesses
presented by the defendant as to [psychiatric and psychological]
examinations conducted in [1979 or 1980], also the evidence as to his
behavior while he was confined in San Quentin. "The Court believes that
the jury's verdict as to the death penalty in the penalty phase is
definitely supported by the evidence. And the Court has and does make an
independent determination that it is so supported. "The court has also
considered the argument of counsel that the death penalty is wrong and
that government should not participate in taking another life, the fact
that the defendant may have been seriously mentally ill or is, in fact,
seriously mentally ill, and the Court must make a determination as to
his moral culpability. "We're not perfect. This Court is not perfect.
But we do the very best we possibly can under the circumstances. And if
we don't attempt to do that, it's just anarchy. And this Court is not
going to participate in that. Each one of us have [ sic ] to be
responsible for those acts that we commit. And I believe Mr. Mattson
should be responsible for the acts he commits. "I agree with counsel
that some people may wish to take the life of another out of revenge or
fear. I have no great joy in being here and having to listen to what Mr.
Mattson participated in, nor do I believe either counsel had any great
love of being here during the course of this trial. "The fact of the
matter is that's our job. And I believe that Mr. Mattson is definitely
legally responsible under the law for his acts and should be so punished.
And insofar as this Court or anyone is able to do so, he is probably
morally culpable for it. But I can't make those judgments any more than
anyone else can. Someone else is going to make those judgments. "But I
do not believe that Mr. Mattson was seriously mentally ill under the law
at the time of these offenses. I don't know what kind of person does the
type of things that Mr. Mattson does. But the evidence is abundantly,
convincingly clear that he did it. And under the law, he should be
punished. "The Court has considered the fact that each of these crimes,
each of them, involved great violence, great bodily harm, each one. Not
only the ones for which he was tried in this court, but also in the
penalty phase the evidence that was presented. "Each one indicated a
high degree of cruelty and viciousness in almost every instance, not the
least of which the eight-year-old girl. "But in each instance the
victims were particularly vulnerable. All of his crimes have involved
multiple victims. Each crime was carried out with premeditation. He has
engaged in a pattern [of] violent conduct for many years prior to these
offenses in 1978 which indicates he is a serious danger to society. "He
has served prior prison terms. He was on parole when he committed the
offenses for which he was tried. "The Court, in attempting to look at
any circumstance in mitigation and reviewing the testimony that was
presented at the time of the penalty phase of this case, the Court, in
considering that testimony that was presented by the defendant, does not
believe that any of those circumstances mitigate against the imposition
of the penalty that this court intends to impose. "The Court has
exercised its discretion. It has made an independent judgment. Denies
the defendant's motion to modify the sentence of the jury."
Concurrence Footnotes
*fn1
Unless otherwise stated, all further statutory references are to the
Penal Code.
*fn2
An examination of the transcript of the suppression hearing at the first
trial shows that the motion to suppress the confessions was made a part
of the section 1538.5 motion. At the hearing, the court stated: "As part
of your moving papers, Mr. Beyersdorf [defense counsel], you have
included statements of the defendant. The Court does not normally
litigate the admissibility of statements as part of a 1538.5 motion but
rather the matter [may] be raised at [an
Evidence Code section]
402 motion. However, with the agreement of counsel
I am willing to hear that part of the motion." The prosecutor responded:
"Yes, Your Honor. People will stipulate. Since that part of the motion
is completely encompassed in the motion we are going to hear now [i.e.,
the section 1538.5 motion], it would just be a duplication at a later
time." (Italics added.) After a brief discussion, the court concluded:
"By the agreement of counsel the Court will permit you to litigate the
admissibility of statements as a part of the 1538.5 motion." (Italics
added.)
*fn3
Our opinion in the earlier appeal in this case did not indicate whether
the trial court's ruling on the admissibility of defendant's confessions
was made in the context of a section 1538.5 motion or a motion under
Evidence Code section
402. (See People v. Mattson, supra,
37 Cal. 3d 85, 89-92.)
Dissent Footnotes
*fn1
All further statutory references are to the
Penal Code.