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Joseph
Bernard MORSE
Joseph Morse, a man who has spent the past 38 of his
57 years in prison. He was convicted in 1962 of murdering his mother and
sister and shortly after killed a fellow inmate in a dispute over
cigarettes. Morse lived for ten years on death row before his sentence
was reduced to life imprisonment.
Joseph Morse
California, perhaps more so than
any other state, has witnessed several occurances of spared death row
inmates raping and murdering anew. Setting the stage for these horrific
crimes were several anti-death penalty rulings by a very pro-defendant,
judicially-active California Supreme Court in the 1960s and 1970s.
In January of 1964 the court
ruled that it was improper for a jury to consider the “protection of
society” argument when contemplating the death penalty after a murder
conviction. This prosecutorial appeal stressed that a convict might
repeat his offense if not put to death.
In People v. Morse,
teenaged killer Joe Morse had his death sentence overturned because the
district attorney who prosecuted him had used the protection of society
argument to help secure the death sentence.
Morse had beat his mother and
crippled sister to death with a baseball bat and rock. In an incredible
irony, Morse went on to vindicate the DA and his “protection” call by
garroting a jail trustee in August of 1964 while waiting for the
conclusion of his second penalty trial. If Morse’s first death sentence
had been upheld, the life of Thomas L. Toddei would have been saved.
Only the Bars Separate 2 Men's Determination
By Tony Perry - Los
Angeles Times
August 09, 1991
Their roles are both enduring and
unchanging.
For 22 years, triple-murderer
Joseph Bernard Morse has been trying to get out of prison.
And, for all of that time, Deputy
Dist. Atty. John Hewicker II has been trying to keep him there.
It began in 1969, when the
California Supreme Court ordered a new trial for Morse in the 1962
bludgeon slayings of his mother and invalid sister in Chula Vista.
He was also granted a new trial
in the penalty phase of his 1964 conviction for strangling a fellow
inmate.
Both trials were moved because of
pretrial publicity.
"We spent 13 months going up and
down Southern California trying Joe Morse," Hewicker remembered. "I had
been left with a bloody rock, a baseball bat and an inadmissible
confession."
The result, though, was the same:
convictions and a death sentence. The latter was overturned in 1972 when
the state high court struck down the death penalty.
Since then, Morse has had a
series of parole hearings. Hewicker is always there, in opposition.
In 1978, the parole board,
without a hearing, set a parole date for Morse, once diagnosed as a
sociopath.
The board rescinded its decision
only when faced with outrage from prosecutors and a letter-writing
campaign.
In prison, Morse has become a
celebrity: editor of the San Quentin News, married to a wealthy widow
for several years, interviewed by Truman Capote.
When he was first convicted in
1962 at age 19, he was the youngest man in California ever sentenced to
death.
Now, at age 47 and with 29 years
behind bars, he is considered a legal-system museum piece and has been
transferred to the medical facility at Vacaville.
He may even be emulating another
Vacaville inmate of similar age: Charles Manson. Like Manson, Morse has
refused to submit to psychiatric evaluations.
And Wednesday, for the first
time, Morse refused to appear for his own parole hearing. Like Manson.
Hewicker convinced the board to
turn down Morse's parole request; his next hearing is in five years.
Hewicker, 61, figures to attend
that hearing, even if Morse doesn't:
"Sometimes I think it's a contest to see who will
last the longest: he or I."
SEX: M RACE: ? TYPE: T MOTIVE:
PC-nonspecific
MO:
Killed mother, sister, and stranger selected at random
DISPOSITION:
Condemned (commuted to life, 1972).
Michael Newton - An Encyclopedia
of Modern Serial Killers - Hunting Humans
The Supreme Court of California
People v. Morse , 70 Cal.2d 711
[Crim. No. 8684.
In Bank.
Apr. 10, 1969.]
THE PEOPLE, Plaintiff and Respondent,
v. JOSEPH BERNARD MORSE, Defendant and Appellant.
COUNSEL
Joseph Bernard Morse, in pro. per., Frank L. Eddens,
Jr., and Robert E. Rickles, under appointments by the Supreme Court,
Heinly & Rickles and Heinly & Eddens for Defendant and Appellant.
Thomas C. Lynch, Attorney General, William E. James,
Assistant Attorney General, and Gordon Ringer, Deputy Attorney General,
for Plaintiff and Respondent.
OPINION
SULLIVAN, J.
A jury found defendant guilty of first degree murder
(Pen. Code, §§ 187, 189) fn. 1 and
fixed the penalty at death (§ 190). The trial judge denied defendant's
motions for a new trial and for reduction of penalty. This appeal is
automatic. (§ 1239, subd. (b).)
On August 6, 1964, a jury determined that defendant,
who in 1962 had been found guilty of murdering his mother and sister,
should suffer life imprisonment. On August 14, 1964, while defendant was
confined in the San Diego County jail awaiting formal sentencing for
these crimes, he garrotted Thomas Larry Taddei, another prisoner, with
part of a mattress cover braided into a cord. [70 Cal.2d 720]
Both defendant and Taddei occupied
separate cells in a cellblock on the fifth floor of the jail. Deputy
Sheriff Murkerson, who was assigned to jail duty on the floor below, was
delivering medicine to another inmate in the same cellblock as defendant
when he found the victim lying outside defendant's cell with his head
and neck suspended by a sort of woven rope attached to the bars.
Defendant was in his cell. Murkerson called to defendant "Cut him loose,
Joe." Defendant, standing in the center of the cell and looking at the
jailer, shrugged his shoulders, lay down on the bunk behind him, and
folded his hands behind his head. Murkerson went for help and returned
shortly with two other officers and a trusty. One of the officers cut
the cord which had been knotted at the back of the victim's neck and
looped around and knotted behind a bar of defendant's cell. Murkerson
noticed that the victim was pale and cold and that there was paper
sticking out of his mouth. An attempt was made to revive Taddei. Finally
it was determined that he was dead.
At the trial Murkerson testified on voir dire outside
the jury's presence that approximately two or three minutes after he had
returned with help and while he and another officer were attempting to
use artificial respiration on Taddei, he had a conversation with
defendant. At this time the two officers were outside defendant's cell
and Murkerson was kneeling beside the victim and facing defendant's cell.
The jailer looked up toward defendant, who was lying on his bunk, and
asked, "Joe, did you do this?" Defendant nodded his head in the
affirmative and said, "Yeah." The jailer then immediately asked, "Why?"
and defendant replied, "The sonofabitch wouldn't pay his debts." The
jailer then asked, "What did he owe you?" and defendant immediately
answered, "Cigarettes." No further questions were asked at that time. At
no time did Murkerson inform defendant of his right to counsel or of his
absolute right to remain silent. Nor did defendant at any time request
counsel or show any unwillingness to respond to the jailer's questions.
Testifying further on voir dire as to his purpose in
asking the above questions, Murkerson said, "From my information, I was
surprised to find something like this and was still kind of amazed over
it all, and I was trying to find out what had happened just for my own
benefit." He further stated that he was not attempting by his questions
to elicit an incriminating statement from defendant and that the thought
of advising defendant of his rights did not occur to him at the time.
[70 Cal.2d 721]
At the conclusion of the testimony on voir dire the
court ruled that the first two of the three questions and answers
involved in the conversation should be admitted with the proper
foundation as to voluntariness. The jailer then resumed his testimony in
the presence of the jury and gave substantially the same account which
had been elicited on voir dire, except that his testimony regarding the
conversation was limited as indicated by the court.
Defendant offered evidence at the trial on the issue
of guilt and at the trial on the issue of penalty but did not take the
stand on his own behalf at any time. Upon the return of the verdict of
guilty, he personally withdrew, with the court's approval, his plea of
not guilty by reason of insanity.
We first consider defendant's contention that his
above statements to Deputy Sheriff Murkerson were secured in violation
of his rights under the Sixth and Fourteenth Amendments to the United
States Constitution, that their admission in evidence was error under
the rules announced in Escobedo v. Illinois (1964) 378 U.S. 478 [12 L.Ed.2d
977, 84 S.Ct. 1758], and People v. Dorado (1965) 62 Cal.2d 338 [42
Cal.Rptr. 169, 398 P.2d 361], and that such error is reversible per se
because the statements constituted a confession. (People v. Schader
(1965) 62 Cal.2d 716, 728 et seq. [44 Cal.Rptr. 193, 401 P.2d 665].)
[1] We agree that the statements constitute a
confession by defendant since it is obvious that they are a "declaration
of his intentional participation in a criminal act" (People v. Ferdinand
(1924) 194 Cal. 555, 568-569 [229 P. 341]; People v. Fitzgerald (1961)
56 Cal.2d 855, 861 [17 Cal.Rptr. 129, 366 P.2d 481]) and amount to a
complete and express acknowledgment of the crime charged (3 Wigmore on
Evidence (3d ed. 1940) § 821; McCormick on Evidence, p. 234). In fact,
the first question and answer, viewed in their context, constitute in
themselves a confession whose directness and clarity would be difficult
to improve upon. Thus it is clear that reversal is here required if the
statements were obtained in violation of defendant's constitutional
rights. In our determination of this question we apply the standards set
forth in Escobedo and Dorado rather than those set forth in Miranda v.
Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d
974], since the instant case was tried prior to June 13, 1966, the date
of the Miranda decision. (People v. Rollins (1967) 65 Cal.2d 681,
685-691 [56 Cal.Rptr. 293, 423 P.2d 221].) [70 Cal.2d 722]
Following the decision of the United States Supreme
Court in Escobedo, we held in Dorado "that defendant's confession could
not properly be introduced into evidence because (1) the investigation
was no longer a general inquiry into an unsolved crime but had begun to
focus on a particular suspect, (2) the suspect was in custody, (3) the
authorities had carried out a process of interrogations that lent itself
to eliciting incriminating statements, (4) the authorities had not
effectively informed defendant of his right to counsel or of his
absolute right to remain silent, and no evidence establishes that he had
waived these rights." (People v. Dorado, supra 62 Cal.2d 338, 353-354.)
[2] In subsequent decisions we have repeatedly pointed out that the
accusatory stage, or that stage when the suspect is entitled to counsel,
has been reached when the investigation has begun to focus on the
suspect, the suspect is in custody and the police have undertaken a
process of interrogations that lends itself to eliciting incriminating
statements. fn. 2 [3] We have also
made it clear on a number of occasions that any determination as to
whether or not a process of interrogations was undertaken must rest upon
an objective test according to which we "analyze the total situation
which envelops the questioning by considering such factors as the length
of the interrogation, the place and time of the interrogation, the
nature of the questions, the conduct of the police and all other
relevant circumstances." (People v. Stewart (1965) 62 Cal.2d 571, 579
[43 Cal.Rptr. 201, 400 P.2d 97], affd. sub nom. California v. Stewart
(1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602].)
fn. 3 [70 Cal.2d 723]
[4] We have determined, after consideration of the
instant case according to these factors and principles, that the
accusatory stage of interrogation was not reached prior to or during the
short conversation here at issue, and that therefore there was no
requirement that defendant be advised of his constitutional rights.
Though we intend no implication that the accusatory stage of
interrogation cannot be reached in the absence of a team of skilled
detectives engaged in a protracted process of questioning, neither is it
to be assumed that any question put by any police officer to a person
seriously suspected of crime must necessarily be prefaced by information
or warnings as to constitutional rights. As we said in People v. Cotter
(1965) 63 Cal.2d 386 [46 Cal.Rptr. 622, 405 P.2d 862], vacated on
another ground in Cotter v. California (1967) 386 U.S. 274 [18 L.Ed.2d
43, 87 S.Ct. 1035], our decisions dealing with the right to counsel
before trial "were aimed at restraining law enforcement officers, once
the accusatory stage has been reached, from the use of inquisitorial
techniques in seeking to prove the charge against the accused out of his
own mouth." (63 Cal.2d at p. 393.)
In the case before us, the conversational episode
took place in a time period of perhaps a few seconds and in a setting
devoid of "inquisitorial techniques." Murkerson, although a uniformed
deputy sheriff, was in fact a jailer whose duties at the time were
custodial, not investigative. He was not specifically assigned to
defendant or to defendant's cell block, having been on duty on the floor
below and having volunteered to bring medicine to another prisoner on
the fifth floor. We note that here, while defendant was in custody in
the general sense in which all prisoners are deemed to be in custody, he
was not yet in custody for the particular offense. The general
atmosphere of the setting discloses a preoccupation on the officers'
part with reviving the victim rather than with interrogating a suspect.
Murkerson and his companion were kneeling by Taddei's body outside
defendant's locked cell; defendant was [70 Cal.2d 724] not in face-to-face
conversation with them but lying on his bunk. The questions were put to
him by Murkerson while the latter was desperately attempting to
resuscitate the victim and were couched in a context of stupefied
wonderment, not of incisive inquiry. The answers were offered
immediately--one gets the impression almost laconically--without any
pressure from the questioner. We cannot detect in such an exchange any
of the marks of an accusatory process. We are satisfied that no process
of interrogation had been undertaken.
Defendant next contends that error occurred during
the cross-examination of Dr. David Wilson, chief witness for the defense.
Dr. Wilson, a psychiatrist, was appointed by the court upon motion and
nomination of the defendant. fn. 4 He
testified on direct examination that defendant suffered from a
sociopathic personality disorder; that this disorder combined with
defendant's background and environment rendered his response to the
victim's actions instinctual and automatic; that defendant was incapable
of deliberations prior to his act; that the act was psychologically
predictable; and that defendant was incapable of thinking or acting
within the normal framework of morality.
On cross-examination, when confronted
with a 15-page transcript of an interview between defendant and police
officers on the night of the killing, Dr. Wilson admitted that he had
considered defendant's statement therein in the formation of his
expressed opinion and "found nothing there that would change my opinion."
Earlier in the trial, when the prosecution had attempted to introduce
this statement as part of its case-in-chief, it had been declared
inadmissible on the ground that it had been obtained in violation of
defendant's rights under the Sixth and Fourteenth Amendments.
fn. 5 Objection to the use of the
statement in cross-examination was made on this basis. The court ruled
that the contemplated line of cross-examination should proceed, but that
the jury should [70 Cal.2d 725] be admonished to disregard the statement
for all purposes but the testing of Dr. Wilson's credibility and opinion.
After the jury had been so admonished, the prosecutor read to Dr. Wilson
several statements fn. 6 made by
defendant during the interview in question and asked whether he had
considered them in the formation of his opinion. The statements tended
to impeach Dr. Wilson's testimony.
[5] There is no merit in defendant's contention that
the statements were read not to challenge Dr. Wilson's credibility and
opinion but to bring the previously excluded statement before the jurors
in order to inflame their minds against defendant. The statements
clearly reflect upon defendant's capacity for premeditation and
deliberation as well as his actual state of mind prior to the act in
question. Clearly, the statements were inflammatory to some extent, for
they reflect a hardened amoral attitude toward the taking of a human
life. However, this incidental effect was outweighed by the probative
value of the statements as they related to Dr. Wilson's expressed
opinion.
[6a] Defendant's more serious contention in this
regard is that the transcript of the interview, previously excluded
because obtained in violation of defendant's constitutional rights,
could not form the basis of cross-examination without infringing upon
those same rights. He relies on People v. Underwood (1964) 61 Cal.2d 113
[37 Cal.Rptr. 313, 389 P.2d 937], where it was held that an involuntary
statement could not be used to impeach the testimony of the person from
whom the statement issued, be he the accused or a witness. It is
therefore argued that Dr. Wilson, the court-appointed defense
psychiatrist, was in effect giving testimony of the defendant when he
described the latter's mental condition and that defendant's statements,
inadmissible because of constitutional defects in their acquisition,
should not have been used to impeach that testimony.
[7] We have declared that when a defendant, on the
advice of counsel, submits to an examination by a psychiatrist appointed
pursuant to section 1027, and later specifically places his mental
condition into issue at the guilt trial, he can [70 Cal.2d 726] have no
complaint if the psychiatrist relates statements made by defendant as
matter supportive of his expert opinion, provided the jury is instructed
that the psychiatrist's testimony as to defendant's incriminating
statements should not be regarded as proof of the facts disclosed but
should be considered only to show information upon which the opinion is
based. (In re Spencer (1965) 63 Cal.2d 400, 411-413 [46 Cal.Rptr. 753,
406 P.2d 33].) fn. 7 Recognizing the
importance of accurate psychiatric evaluation in cases involving the
mental condition or state of mind of the accused, we have thus
endeavored to preserve the effectiveness of psychiatric examination
within the framework of constitutional guarantees to the assistance of
counsel at all stages of the proceedings.
[6b] In the instant case the psychiatrist involved
was not appointed pursuant to section 1027 but rather was appointed
specifically to aid the defense. Consent of counsel to the use of
incriminating statements for purposes of psychiatric evaluation was
given not before but after defendant's interview with the police during
which the statements had been elicited. Further, the statements here
came to light not during the direct examination of the psychiatrist but
rather during cross-examination relative to the bases of his expressed
opinion. These differences, however, do not render our Spencer rationale
inapplicable to the instant case. In both situations defense counsel has
consented to the use of incriminating statements for the purpose of
psychiatric evaluation. In both situations that consent could have been
withheld--in the case of the psychiatrist appointed under section 1027
by refusal to submit to examination, and in the case of the psychiatrist
appointed in aid of the defense by withholding the pre-existent
statements from consideration. In either situation the defense can have
no cause for complaint when the incriminating statements are brought to
light as one of the bases of the expressed opinion, provided of course
that the proper limiting instruction has been given.
We now turn to the contention that the court erred
during the trial on the issue of guilt in allowing the prosecutor to
comment upon defendant's failure to testify and in instructing the jury
in respect to the adverse inferences it might draw from such failure.
Defendant asserts that this was a violation of his rights under the
Fifth and Fourteenth Amendments of [70 Cal.2d 727] the United States
Constitution which requires our reversal of the judgment. We examine the
comments and the instruction and, although we find that they offend the
rules announced in Griffin v. California (1965) 380 U.S. 609 [14 L.Ed.2d
106, 85 S.Ct. 1229], fn. 8 we conclude
that the error is not fatal to the judgment when measured by the
harmless error test set forth in Chapman v. California (1967) 386 U.S.
18 [17 L.Ed.2d 705, 87 S.Ct. 824].
[8] The comment of which defendant complains was made
by the prosecutor during the opening argument to the jury. At this point,
the general tenor of the argument was that the testimony of defense
witness Dr. Wilson that defendant had not killed Taddei deliberately and
with premeditation should not be accepted. It was urged that, the
doctor, in forming an opinion on this point, had failed to consider
those important facts and circumstances of the crime reflected by the
extrajudicial statements with which, as we have said, he had been
confronted on cross- examination; and that, despite his failure to
consider such facts, the doctor was nevertheless attempting "to tell you
what this man, this defendant was thinking." The prosecutor then made
the comment objected to which was to the effect that while the doctor
was trying to say what defendant meant and was thinking, defendant
himself had not done so personally. fn. 9
Defense counsel promptly objected to the remarks and the court "to
clarify this matter" advised the jury that it was "a constitutional
right of a defendant in a criminal case that he may not be compelled to
testify," continuing in language substantially following former CALJIC
Nos. 51 and 51-A. (Pertinent CALJIC instructions were substantially
revised after Griffin.) The prosecutor then resumed the theme of the
argument stating that since defendant had a right not to testify, the
doctor was being used to say what defendant must have been thinking, in
an attempt to establish lack of premeditation.
fn. 10 [70 Cal.2d 728]
In its subsequent instructions to the jury, the court
gave an instruction which consisted of former CALJIC Nos. 51, 51-A and
51-B, word for word. fn. 11
It is manifest, from any fair reading of his remarks,
that the prosecutor commented on defendant's failure to take the stand,
and that the court, in language identical with that condemned in Griffin,
instructed the jury with respect to such failure. The conclusion is
ineluctable that both the comment and the instructions are violative of
the constitutional principles proclaimed in Griffin. [9] Since we face
federal constitutional error, we must determine whether it is harmless
under the rules set forth in Chapman. Applying this test, we inquire
whether, under all the circumstances of the instant case, it is possible
"for us to say that the State has demonstrated, beyond a reasonably
doubt, that the prosecutor's comments and the trial judge's instruction
did not contribute" (Chapman v. California, supra, 386 U.S. at p. 26 [17
L.Ed.2d at p. 711]) to defendant's conviction.
[10a] We initially observe, as we did recently in
People v. Modesto (1967) 66 Cal.2d 695, 712 [59 Cal.Rptr. 124, 427 P.2d
788], that the instant case, unlike Chapman, is manifestly not a case
"in which, absent the constitutionally forbidden comments, honest, fair-minded
jurors might very well have brought in not-guilty verdicts." (Chapman v.
California, supra, 368 U.S. at pp. 25-26 [17 L.Ed.2d at p. 711].) To put
it in another way, still in the context of Chapman, we do not face a
situation where forbidden comment "finds its way [70 Cal.2d 729] into a
trial in which the question of guilt or innocence is a close one." (386
U.S. at p. 22 [17 L.Ed.2d at p. 709].) The circumstances of the crime--the
victim garrotted against the bars of defendant's cell with a cord from
defendant's own mattress, defendant's full and clear acknowledgment of
the act, the noninvolvement of any other participant--present
overwhelming evidence that defendant was guilty of first degree murder.
We deem it highly improbable that a jury responsible to its oath would
have returned a different verdict had the above comments and
instructions not been made and given.
[11] Nevertheless, as we recently acknowledged in
Modesto, we cannot according to the Chapman test properly discard
constitutional error and uphold a conviction "simply because we deem it
improbable that a result more favorable to the defendant would have been
reached in the absence of the Griffin error; ..." (People v. Modesto,
supra, 66 Cal.2d at p. 712.) Chapman adheres to the "approach" followed
in Fahy v. Connecticut (1963) 375 U.S. 85, 86 [11 L.Ed.2d 171, 173, 84
S.Ct. 229], as to " 'whether there is a reasonable possibility that the
evidence complained of might have contributed to the conviction' " and
incorporates such rationale within its formulation "requiring the
beneficiary of a constitutional error to prove beyond a reasonable doubt
that the error complained of did not contribute to the verdict obtained."
(Chapman v. California, supra, 386 U.S. at p. 24 [17 L.Ed.2d at p.
710].) [12] This rule neither requires nor permits us to discern
prejudice in any possible influence which the error may have on the jury.
We have already taken pains to point out that a reversal of a conviction
is not compelled "for the sole reason that we might be able to conceive
of some possibility, however remote, that a jury could have been
marginally influenced by the comment in question. The Chapman test is
couched in terms of 'reasonable doubt' and ... a reasonable doubt must
be more than a 'possible' doubt, ..." (People v. Modesto, supra, 66
Cal.2d at p. 712.)
[10b] We therefore inquire as to whether there was a
reasonable possibility that the jury was materially influenced by the
comment or the instruction. It will be recalled that the prosecutor's
comment arose during his discussion of the defense testimony of Dr.
Wilson. In essence, this was that because of his sociopathic personality,
background, and environment, defendant's acts in killing Taddei were
instinctual and automatic. The prosecutor challenged this expert opinion
[70 Cal.2d 730] as having been formed by ignoring certain facts and as
being an attempt to tell the jury what "this defendant was thinking." It
was at this point that the objectionable remarks were interjected. The
comment was brief and mild and not uttered with "machine-gun repetition"
and devastating effect as in Chapman. (Chapman v. California, supra, 386
U.S. 18, 26 [17 L.Ed.2d 705, 711].) It is at once apparent that the
comment did not "touch a live nerve in the defense, ..." (People v.
Modesto, supra, 66 Cal.2d at p. 714.) The vital issue under discussion
was defendant's capacity to premeditate or deliberate as discernible
from an examination of him. The psychiatric testimony alone was relevant
to an inquiry on this point and defendant's own impressions or opinion
in respect to his capacity would be of little value. His views would
have been of no more significance than the questionable thinking of a
schizophrenic on the etiology of his own particular disorder. Thus the
comment could reasonably have had no significant impact on the case in
defense.
The court's instructions were
similarly of minimal influence. The instruction given the jury at the
time of the prosecutor's remarks must be assessed in its particular
setting and therefore in the light of the argument on Dr. Wilson's
testimony. The record shows that at this point in the proceedings, as
well as in the final instructions to the jury, the court instructed in
the language of former CALJIC No. 51-A (see italicized portion of fn.
11, ante) as to when it would be unreasonable to draw an inference
unfavorable to defendant. The jury, aware that the psychiatric testimony
was under discussion, were thus told in effect that they should not draw
an adverse inference from defendant's failure to testify if defendant
did not have the requisite knowledge. It must have been obvious to them
that defendant could have made no contribution to the expert appraisal
of his own capacity. The instruction at the close of the arguments was
substantially a reiteration of the foregoing (see fn. 11, ante). While
it had broad application to the entire case, the only other live issue
to which it could reasonably relate was the commission of the criminal
act itself on which, as we have pointed out, the evidence was
overwhelming and the defendant's confession was full and unequivocal. We
therefore do not see how the court's instruction could have materially
influenced the jury under any pertinent aspect of the case. Upon a
consideration of the entire record, we are satisfied that there is no
reasonable [70 Cal.2d 731] possibility that the error contributed to the
verdict and we believe that it was harmless beyond a reasonable doubt.
[13a] Defendant next contends that the court
erroneously failed to give instructions on manslaughter. He urges that
there was here presented evidence which, if believed, would negate the
malice required for murder, and he contends on the basis of People v.
Modesto (1963) 59 Cal.2d 722 [31 Cal.Rptr. 225, 382 P.2d 33], that
refusal to instruct on manslaughter in the face of such evidence
constitutes reversible error.
As we have said, the defense in the instant case was
based entirely upon the testimony of the defense psychiatrist, Dr. David
Wilson, relative to defendant's capacity to entertain the mental states
necessary to first degree murder. At defendant's request the court gave
the standard instructions on how intent is manifested (CALJIC No. 73
modified in particulars not here in question) and on defendant's
diminished capacity to form the requisite specific intent or have the
requisite mental state to constitute the crime charged (former CALJIC
No. 73-B), fn. 12 commonly referred to
as the Wells-Gorshen rule. fn. 13 But
the court did not give instructions on manslaughter and in fact refused
three instructions requested by defendant,
fn. 14 presumably on the theory that the evidence presented, while
tending to negate premeditation and deliberation, did not tend to negate
malice aforethought. [70 Cal.2d 732]
[14] " 'It is elementary that the court should
instruct the jury upon every material question upon which there is any
evidence deserving of any consideration whatever. [Citations.] [15] The
fact that the evidence may not be of a character to inspire belief does
not authorize the refusal of an instruction based thereon. [Citations.]
That is a question within the exclusive province of the jury. However
incredible the testimony of a defendant may be he is entitled to an
instruction based upon the hypothesis that it is entirely true.' " (People
v. Carmen (1951) 36 Cal.2d 768, 773 [228 P.2d 281].) In Carmen we held
the refusal of a manslaughter instruction to be reversible error when
there was evidence warranting a conviction of manslaughter. Commenting
on this holding we subsequently observed in People v. Modesto, supra, 59
Cal.2d 722, 730: "Reversal is not required because of a reasonable
probability that in the absence of the error the jury would have reached
a different verdict [citation], but because the defendant has a
constitutional right to have the jury determine every material issue
presented by the evidence. Regardless of how overwhelming the evidence
of guilt may be, the denial of such a fundamental right cannot be cured
by article VI, section 4 1/2 [now art. VI, § 13], of the California
Constitution, for the denial of such a right itself is a miscarriage of
justice within the meaning of that provision." [13b] It is therefore
apparent that the judgment herein must be reversed if there was
presented "any evidence deserving of any consideration whatever" which
tended to negate malice aforethought and therefore would warrant
conviction of manslaughter as "the unlawful killing of a human being,
without malice." (§ 192; and see CALJIC No. 310, requested by defendant
and refused as to the distinction between murder and manslaughter.
The success of defendant's efforts to find some
evidence negating malice aforethought and compelling instructions on
manslaughter depends on the testimony of defendant's witness Dr. Wilson,
upon which the entire defense rested. We may fairly summarize his
testimony as to the mental condition of defendant at the time of the
homicide thusly: Defendant suffers from a medically recognized character
disorder known as sociopathic personality, anti-social type. One of the
qualities of this type of disorder is that it renders the subject to
some extent incapable of relating to the world outside him in terms of
customary social morality, so that he becomes in some sense a law unto
himself, answerable in moral terms only to [70 Cal.2d 733] himself.
Superimposed upon this character disorder in the case of defendant is
the fact that a great portion of his life has been spent in a custodial
environment, wherein the value of practical comforts tends to be
exaggerated--especially for a person suffering from a sociopathic
character disorder. Further, within such a culture retaliation is both
the expected and the acceptable method of dealing with personal affronts.
Therefore, within this context of personality disorder and custodial
environment, defendant's reaction to Taddei's conduct was both
consistent and psychologically predictable. In sum, because of such
disorder and the cultural pressures of defendant's environment, Taddei's
behavior provoked defendant into committing the homicide. Once this
situation arose, defendant had no control over the following events and
his actions were instinctual. fn. 15
[70 Cal.2d 734]
We may therefore distill from the foregoing testimony
the following theories of defense: First, defendant did not act
deliberately or with premeditation but automatically and "instinctually";
secondly, the victim's conduct was adequate provocation for the killing.
Defendant's position is that either theory eliminates malice
aforethought.
[16a] We consider the latter theory first. Here the
technique of the defense was to assert provocation and thus to establish
its legal sufficiency as an element of manslaughter (see People v.
Valentine (1946) 28 Cal.2d 121, 137 [169 P.2d 1]), thereby reducing the
charge from murder to voluntary manslaughter. [17] However in order to
determine whether the element of provocation has thus displaced the
element of malice aforethought and effectuated such a reduction of the
offense, it is settled that "the fundamental of the inquiry is whether
or not the defendant's reason was, at the time of his act, so disturbed
or obscured by some passion--not necessarily fear and never, of course,
the passion for revenge--to such an extent as would render ordinary men
of average disposition liable to act rashly or without due deliberation
[70 Cal.2d 735] and reflection, and from this passion rather than from
judgment." (Italics added.) (People v. Logan (1917) 175 Cal. 45, 49 [164
P. 1121]; People v. Valentine, supra, 28 Cal.2d 121, 139; People v.
Danielly (1949) 33 Cal.2d 362, 377-378 [202 P.2d 18]; People v. Borchers
(1958) 50 Cal.2d 321, 329 [325 P.2d 97].) [16b] It is clear that the
provocation here involved was not such that it would have the indicated
result upon "ordinary men of average disposition," and that the evidence
of defendant's extraordinary character and environmental deficiencies
was manifestly irrelevant to the inquiry.
[18] We now turn to consider whether there is any
evidence under the first theory which will negate malice aforethought.
As we indicated in People v. Conley (1966) 64 Cal.2d 310, 318 [49
Cal.Rptr. 815, 411 P.2d 911], the enumeration of nonmalicious homicides
contained in section 192 fn. 16 is not
complete. Since section 192 was enacted prior to the development of the
concept of diminished capacity (see fn. 13, ante) it did not include
those nonmalicious homicides in which there is a lack of malice
resulting from a diminished capacity to entertain that mental state.
Consistently with this analysis, we noted that "a finding of provocation
sufficient to reduce murder to manslaughter is not the sole means by
which malice can be negated and voluntary manslaughter established." (64
Cal.2d at p. 318.)
[19] We therefore delineated in Conley a standard to
be applied in the determination of whether, in cases involving
diminished capacity, the state of mind amounting to malice aforethought
is present: "An intentional act that is highly dangerous to human life,
done in disregard of the actor's awareness that society requires him to
conform his conduct to the law, is done with malice regardless of the
fact that the actor acts without ill will toward his victim or believes
that his conduct is justified. ... Thus, one who commits euthanasia
bears no ill will toward his victim and believes his act is morally
justified, but he nonetheless acts with malice if he is able to
comprehend that society prohibits his act regardless of [70 Cal.2d 736]
personal belief. If because of mental defect, disease, or intoxication,
however, the defendant is unable to comprehend his duty to govern his
actions in accord with the duty imposed by law, he does not act with
malice aforethought and cannot be guilty of murder in the first degree."
(People v. Conley, supra, 64 Cal.2d 310, 322.)
[20] The evidence heretofore summarized by us
provides no basis whatsoever for a finding that defendant's act was
accomplished in the absence of malice aforethought. Nowhere is it
intimated that defendant lacked an awareness that his act was contrary
to the laws of society. Rather, the testimony of Dr. Wilson posits such
awareness and proceeds upon the theory that defendant's personality
disorder and the effects of his environment rendered him disinclined to
or incapable of conforming his conduct accordingly. Such a state of mind
cannot amount to an absence of malice aforethought as we have defined
that term in Conley. Though defendant's conduct may in fact have been in
some sense "psychologically predictable," under the present law of the
State of California this fact does not of itself affect his criminal
liability. fn. 17
[21] It therefore appears that, since defendant
presented no evidence in support of a finding that his diminished
capacity rendered him incapable of entertaining malice aforethought, and
further, since he presented no evidence indicating provocation of the
sort required by section 192, the trial court properly refused to
instruct on the law of manslaughter. (People v. Modesto, supra, 59
Cal.2d 722, 730; cf. People v. Saterfield (1967) 65 Cal.2d 752, 759-760
[56 Cal.Rptr. 338, 423 P.2d 266].)
[22] Defendant next contends that the trial court
erred when it allowed, over strenuous objection, a court-appointed
psychiatrist, Dr. Elmer Haynes, to testify as a part of the
prosecution's case-in-chief relative to a confession made by defendant
to him during psychiatric examination. The facts relevant to this
contention are the following: On September 11, 1964, about a month after
the killing of Taddei, Dr. Haynes and another doctor were appointed by
the court, in view of defendant's then outstanding pleas of not guilty
and not guilty by reason of insanity, for the purpose of determining
defendant's mental condition at the time of the offense. [70 Cal.2d 737]
(§ 1026.) Defendant was at that time represented by counsel, and counsel
was present in court at the time of the appointment. On September 26,
1964, Dr. Haynes went to the San Diego County jail in order to examine
defendant, but he then learned that, due to a change of venue, defendant
had two days before been transferred to the Orange County jail. On
September 28 or 29, 1964, Dr. Haynes spoke with the member of the San
Diego District Attorney's office assigned to try the case, who explained
the situation and told Dr. Haynes to perform the examination at the
Orange County jail.
That same day, September 29, 1964, defendant's
attorney filed in the Orange County Superior Court a motion to be heard
October 9 for an order appointing a psychiatrist of defendant's own
choice and an order restraining examination by the previously appointed
psychiatrists. The notice of motion was not received by the San Diego
District Attorney until October 1 or October 2. On October 3, Dr. Haynes,
without knowledge of the motion, went to the Orange County jail and
performed a psychiatric examination upon defendant. On October 9
defendant's motion to restrain examination was denied, the court,
however, granting the motion to appoint a psychiatrist (see fn. 4,
ante).
At the trial, and as a part of the prosecution's
case-in-chief, Dr. Haynes, over strong objection, testified as to what
defendant had told him at the psychiatric examination. We set forth the
testimony below. fn. 18 Dr. Haynes was
then asked [70 Cal.2d 738] whether, on the basis of this information, he
had an opinion as to whether defendant was "capable of forming a
specific intent to kill" at the time of the offense. Defendant's
objection on the basis of lack of foundation was sustained.
After Dr. Wilson had testified for the defense, Dr.
Haynes was called in rebuttal. He was then asked whether he had, on the
basis of his examination, formed an opinion as to whether defendant was
capable of premeditation and deliberation at the time of the offense. He
answered in the affirmative, and testified that "The basis for this
would be the fact that he told me that the night before he extended the
length of the so-called rope that he made from the mattress and that
also if he got a chance he was going to use it, and at that time we were
talking about the victim." He also testified that the fact that
defendant had some two hours before the killing threatened to kill
Taddei (a fact established by other evidence) indicated premeditation
and deliberation. No limiting instruction was requested or given
regarding the jury's consideration of the declarations testified to by
Dr. Haynes.
We are thus presented with a factual situation
strikingly similar to that which we faced in the case of In re Spencer,
supra, 63 Cal.2d 400. (See also fn. 7, ante.) We there said that "if
defendant's statements to the psychiatrist may be introduced at the
guilt trial, defendant's need of counsel is as acute during the
psychiatric interview as during the police interrogation" and that if
the psychiatrist's testimony as to such statements was to be admissible,
defendant "was entitled to the presence of counsel during the
psychiatric examination." Recognizing, however, that the presence of
counsel might impede or disrupt the examination and "might thus
frustrate the legislative goal of obtaining the evaluation of
defendant's mental state by an impartial expert in the event of an
insanity plea," we also pointed out in Spencer "that the presence of
counsel at the psychiatric examination is not constitutionally required
so long as certain safeguards are afforded to defendant." (63 Cal.2d at
pp. 410-412 passim.)
Accordingly we there said: "If, after submitting to
an [70 Cal.2d 739] examination, a defendant does not specifically place
his mental condition into issue at the guilt trial, then the court-appointed
psychiatrist should not be permitted to testify at the guilt trial. If
defendant does specifically place his mental condition into issue at the
guilt trial, then the court-appointed psychiatrist should be permitted
to testify at the guilt trial, but the court should instruct the jurors
that the psychiatrist's testimony as to defendant's incriminating
statements should not be regarded as proof of the truth of the facts
disclosed by such statements and that such evidence may be considered
only for the limited purpose of showing the information upon which the
psychiatrist based his opinion. [Fn. omitted.]" (In re Spencer supra, 63
Cal.2d at p. 412.)
In the instant case, the parties are
in dispute as to whether defendant did "specifically place his mental
condition into issue" before Dr. Haynes' testimony was introduced on the
prosecution's case-in-chief. We need not determine this point, however,
for it clearly appears that Dr. Haynes' testimony relative to
defendant's incriminating statements was received without admonition or
instruction to the jury that such testimony "should not be regarded as
proof of the truth of the facts disclosed by such statements and that
such evidence may be considered only for the limited purpose of showing
the information upon which the psychiatrist based his opinion." (In re
Spencer, supra, 63 Cal.2d 400, 412.) This was error.
Nevertheless we conclude that such error did not
result in prejudice to defendant. In bare essence, the substance of Dr.
Haynes' testimony was that defendant garrotted another inmate with a
cord woven from his mattress. There was no dispute that defendant was
the person who killed Taddei. Moreover, there was a great amount of
persuasive evidence, apart from Dr. Haynes' testimony as to defendant's
statements, to show that the killing was premeditated and malicious.
There was, for instance, the testimony of Murray Wallace, a trusty at
the San Diego County jail, to the effect that he heard defendant
threaten to kill Taddei a short time before he carried out the threat.
Further, there was the statement of defendant himself to Murkerson that
he had killed Taddei because "The sonofabitch wouldn't pay his debts."
In view of this evidence and of all the circumstances of the crime upon
which we have commented already in our consideration of the Griffin
error, we do not see how the reception of the above testimony could have
materially influenced the jury. Upon the entire record we believe that
the above error considered [70 Cal.2d 740] either alone or in
combination with the aforementioned Griffin error was harmless beyond a
reasonable doubt. (Chapman v. California, supra, 386 U.S. 18, 24 [17
L.Ed.2d 705, 710].)
[23] For the foregoing reasons we have concluded that
the judgment insofar as it relates to guilt must be affirmed. However,
under the compulsion of Witherspoon v. Illinois (1968) 391 U.S. 510 [20
L.Ed.2d 776, 88 S.Ct. 1770], we must reverse the judgment insofar as it
relates to penalty because certain prospective jurors were excused for
cause in violation of the standards set forth in that case.
In the instant case ten veniremen were excused for
cause because of their conscientious opinions relative to the death
penalty. (See Pen. Code, § 1074, subd. 8; People v. Gonzales (1967) 66
Cal.2d 482, 497 [58 Cal.Rptr. 361, 426 P.2d 929]; People v. Riser (1956)
47 Cal.2d 566, 575- 576 [305 P.2d 1].) Of these we need discuss only
three.
On the first day of jury selection proceedings--after
the assembled panel had been sworn, 12 prospective jurors drawn and
seated, and the indictment read--the court proceeded to address certain
routine preliminary remarks and inquiries to the prospective jurors in
the box. At the conclusion of these the court made the following
statement: "The next question I am going to ask is relative to the
matter of the death penalty. And by way of preface, I will say I am
asking this question myself at this time only to save time in the case,
so that if there is anybody who wants to express themselves they may do
so now. It has been brought to the attention of the Court in this matter
that the District Attorney, if there is a conviction of first degree
murder in this case, intends to ask for the death penalty. In the event
we get to that phase of the case, the duty may come to the jury of
determining whether the defendant would have to suffer the death penalty
or imprisonment for life. And in the event that question does come it
would be this jury which would have that question. In order to save time
I am going to ask the question now: Is there anybody on the jury panel
as it now stands who has such a conscientious opinion relative to the
death penalty as would preclude him from concurring in a verdict
carrying the death penalty in a proper case?"
Apparently one of the prospective jurors seated in
the box raised his hand in response to this inquiry. Upon oral
confirmation of his affirmative answer, he was immediately excused
without further questioning, and two veniremen whose names [70 Cal.2d
741] were successively drawn to fill his place in the box were also
promptly excused upon giving affirmative answers to almost identical
questions. The relevant proceedings are set forth in the footnote.
fn. 19
In the recent case of People v. Teale (1969) ante, p.
497 [75 Cal.Rptr. 172, 450 P.2d 564], we explained the possibilities of
misunderstanding which lurk within the phrase "in a proper case" and
concluded that in light of these dangers "it cannot reasonably be said
that a venireman, merely by affirming [70 Cal.2d 742] that he harbors
conscientious scruples which would prevent his concurrence in a verdict
of death 'in a proper case,' thereby (i.e., by means of that bare
affirmation) 'ma[kes] unmistakably clear ... that [he] would
automatically vote against the imposition of capital punishment without
regard to any evidence that might be developed at the trial of the case
before [him]. ...' [Witherspoon v. Illinois] (391 U.S. at p. 522, fn. 21
[20 L.Ed.2d at p. 785].)" ante at p. 516.) Then, noting that the dangers
inherent in bare "proper case" language can in some cases be ameliorated
or eliminated by additional language uttered by court or counsel in the
course of the entire voir dire examination (see People v. Varnum (1969)
ante, pp. 480, 492 [75 Cal.Rptr. 161, 450 P.2d 553]), we examined the "proper
case" question and the venireman's response thereto "in the full context
and setting of the voir dire examination conducted up until the time [the
venireman] was excused." (People v. Varnum, supra, ante, pp. 497, 517).
However, the indicated scrutiny did not in Teale reveal that the dangers
inherent in the "proper case" language used were dispelled in light of
the full context of the questions in which such language appeared, and
we therefore concluded that the veniremen who affirmatively answered
such questions had not thereby made it " 'unmistakably clear' that their
scruples against capital punishment rendered them incapable of
exercising the sole discretion contemplated by sections 190 and 190.1 of
the Penal Code because they would automatically vote against the
imposition of the death penalty regardless of the evidence." (Fn.
omitted.) (Ante, at p. 519.) The judgment was accordingly reversed as it
related to penalty.
The same result must follow in the instant case.
Manifestly the court's introductory remarks relative to the death
penalty, which we have set forth in full above, were insufficient to
dispel the hazards of misapprehension inherent in the "proper case"
question with which each of the three subject veniremen was confronted.
Clearly those remarks cannot be read to inform the panel that "What
constitutes a proper case is ... for the juror to decide." (People v.
Bandhauer (1967) 66 Cal.2d 524, 531 [58 Cal.Rptr. 332, 426 P.2d 900].)
In such circumstances we cannot conclude that the veniremen in question,
through their affirmative answers to the court's questions, thereby made
it "unmistakably clear" that their scruples against capital punishment
rendered them incapable of exercising the sole discretion contemplated
by sections 190 and 190.1 of the Penal Code because they would
automatically [70 Cal.2d 743] vote against the imposition of the death
penalty regardless of the evidence presented in the particular case.
Witherspoon therefore requires that the judgment be reversed insofar as
it relates to penalty.
We proceed to treat certain of defendant's
contentions for the guidance of the court upon retrial of the issue of
penalty.
[24] Defendant contends that the court committed
error during the trial on the issue of penalty in permitting the
prosecution to prove that defendant had taken a knife to court during an
earlier penalty trial relative to the murders of his mother and sister.
At the penalty trial in the instant case the prosecution called as a
witness the officer who had acted as bailiff during the penalty trial in
the earlier case. The officer testified without objection that while
that earlier proceeding was in progress a homemade knife fell from
defendant's pocket to the courtroom floor; that he recovered the knife
and whispered to defendant, asking him, "Joe, what are you trying to
do?"; that defendant made no answer but only "hung his head"; that a
recess occurred shortly thereafter during which defendant was searched
for further weapons.
The prosecution next called Richard T. Sullivan, a
reporter who had been present at the earlier penalty trial, who
testified over objection on the ground of improper foundation that he
and another reporter had had a conversation with defendant after the
jury had returned its verdict in the earlier penalty trial; that this
conversation was with the consent of defendant's attorney; that
defendant was asked, "Who were you going to use it [the knife] on, ... A
witness?"; and that defendant replied affirmatively and then added, "If
I had a chance" or "If I could."
The prosecutor in his summation emphasized this
testimony and invited inferences from it as to defendant's character and
temperament.
Defendant contends that it was error to admit
defendant's statements made in response to the reporter's questions. He
contends that the court should not have admitted defendant's
extrajudicial statement of this "prior crime" without first requiring
that the prosecution prove aliunde the corpus delicti.
We need not speculate on which "crime" defendant
committed by carrying a makeshift knife to the courtroom. Nor need we
examine whether the bailiff's testimony, given without [70 Cal.2d 744]
objection, proved the corpus delicti of that crime. No criminal
proceedings were initiated as a result of defendant's conduct. The
evidence was received not as evidence of a prior crime but as matter
relating to defendant's attitudes and values. Section 190.1 permits the
introduction at the penalty trial of evidence "... of the defendant's
background and history, and of any facts in aggravation or mitigation of
the penalty." Here, as in People v. Corwin (1959) 52 Cal.2d 404 [340
P.2d 626], the defendant's statements showing his attitude toward the
killing with which he is charged, as well as his attitude toward the
taking of human life in general, are relevant to the inquiry
contemplated by the statutory direction, and admissible in the absence
of unusual circumstances not here present. (See also People v. Tahl
(1967) 65 Cal.2d 719, 734-736 [56 Cal.Rptr. 318, 423 P.2d 246].)
Defendant's final contentions concern the use at the
trial on the issue of penalty of certain extrajudicial statements,
courtroom testimony, and other evidence relating to his earlier trial
for the murder of his mother and sister. (See People v. Morse (1964) 60
Cal.2d 631 [36 Cal.Rptr. 201, 388 P.2d 33, 12 A.L.R.3d 810].) We have
today held that the murder convictions in that case must be reversed
because of the erroneous admission therein of an extrajudicial
confession obtained in violation of defendant's rights under the Fifth,
Sixth, and Fourteenth Amendments. (In re Morse, ante, p. 702 [76
Cal.Rptr. 391, 452 P.2d 601].) We now consider inter alia, the effect of
that holding upon the instant case. fn. 20
A. As we have explained in In re Morse, supra, two
extrajudicial statements given by defendant were introduced against him
at the trial in Morse I. The first of these was given in a police car on
the way from the scene of the crime to the police station; the second,
whose introduction in Morse I has required that we vacate the judgment
therein (In re Morse, supra), was given upon arrival at the police
station. The trial of the instant case (Morse II) took place in the
interim between our first and second Dorado decisions,
fn. 21 and the [70 Cal.2d 745] trial
court sustained defendant's objection to the introduction of the
detailed second statement previously introduced in evidence in Morse I "on
the basis of the Escobedo case and what I think the law is in
California." The first statement previously introduced in Morse I was
also offered into evidence through the testimony of Officer Roland, who
had been in the police car when the statement was given. Defendant's
initial objection was overruled on the ground that the accusatory stage
had not been reached when the statement commenced, but the trial court
excluded all but the first portion of the statement on the ground that
the crucial stage was reached upon the first question and answer in the
statement. fn. 22 We set forth in the
footnote the pertinent testimony through which such portion of the first
statement was admitted. fn. 23
As we have noted in In re Morse, supra, ante, p. 702,
in the event of a retrial of Morse I the admissibility of defendant's
extrajudicial statements relating to that case will be governed by the
standards set forth in Miranda v. Arizona, supra, 384 U.S. 436. (See
People v. Doherty (1967) 67 Cal.2d 9 [59 Cal.Rptr. 857, 429 P.2d 177].)
Similarly, Miranda standards will apply if said statements or any part
thereof are sought to be introduced in the retrial of the Morse II
penalty issue. In view of the possibility that the prosecution in the
course of said penalty retrial may produce additional evidence relevant
to an examination of the subject statements under Miranda standards, we
here, as in In re Morse, do not undertake an application of such
standards to the instant record.
B. At the penalty trial the prosecution sought to
introduce into evidence the baseball bat allegedly used by defendant to
kill his sister in 1962. In an attempt to lay a foundation for admission
the prosecution elicited testimony from one of the officers involved in
the 1962 investigation to the effect that the bat sought to be admitted
was the bat found at the scene of the murders. Objection to admission on
the basis of this foundation [70 Cal.2d 746] was properly sustained on
the ground that there was no evidence to show that the bat had been used
as a weapon in the killings. In order to supply this element of the
foundation the prosecutor sought to introduce a passage from the cross-examination
of defendant in the Morse I trial. Strenuous objection was interposed by
the defense attorney who argued, anticipating our decisions in People v.
Spencer (1967) 66 Cal.2d 158 [57 Cal.Rptr. 163, 424 P.2d 715], and
People v. Jackson (1967) 67 Cal.2d 96 [60 Cal.Rptr. 248, 429 P.2d 600],
that the whole of defendant's testimony was induced by and the product
of the detailed and damaging confession given at the police station
which had been earlier excluded by the court on Escobedo-Dorado grounds.
The objection was overruled, and foundation testimony as to the bat was
read into evidence as set forth in the footnote.
fn. 24 The baseball bat was thereupon
admitted into evidence in the penalty phase of the instant case without
further objection.
We have held today in In re Morse, supra, ante, p.
702, that the extrajudicial statement elicited from defendant at the
Chula Vista police station following the killing of his mother and
sister was erroneously admitted into evidence in the Morse I trial. [25]
In People v. Jackson, supra, 67 Cal.2d 96, 100, we held that testimony
which is "a product of the admission" of statements obtained in
violation of Escobedo-Dorado rights is infected with the error of such
admission. (See also Harrison v. United States (1967) 392 U.S. 219 [20
L.Ed.2d 1047, 88 S.Ct. 2008].) Examining the record in accordance with
the standards set forth in People v. Spencer, supra, 66 Cal.2d 158,
163-169, we concluded in Jackson that prior testimony of defendant which
was introduced in his second penalty trial was "a product of the
admission" of illegally [70 Cal.2d 747] obtained extrajudicial
statements introduced in his first trial; that the admission of such
testimony was therefore erroneous; that such error was not harmless
beyond a reasonable doubt (Chapman v. California, supra, 386 U.S. 18, 24
[17 L.Ed.2d 705, 710]); and that the judgment imposing the death penalty
must therefore be reversed. Although the testimony at issue in the
instant case was originally given by defendant in the course of a trial
for crimes different from that involved in the guilt phase herein, we do
not consider that this fact renders the Jackson principle inapplicable.
We therefore proceed to undertake the inquiry outlined therein.
In Spencer we indicated that, in cases wherein an
inadmissible extrajudicial confession is followed by a testimonial
confession, the latter confession must be considered to merge into the
former, and therefore share in its inadmissibility unless the state
bears its "burden of showing that the causative link between the two
confessions had been broken." (66 Cal.2d at p. 168.) We further
indicated, however, that the rationale in question was not limited to
those cases wherein the testimonial statement constituted a confession
at least as damning as the erroneously admitted extrajudicial confession,
for we recognized that the devastating effect of such an extrajudicial
confession upon the defense might evoke testimonial reactions ranging
from outraged disavowal to abject contrition. We there observed: "Believing
his confession admissible, defendant might have taken the stand in order
to explain its most damaging features or to emphasize the extenuating
circumstances surrounding his crime; or he might simply have concluded
that the prosecution's use of his confession had rendered further
resistance futile and had made it imperative that he appear as
cooperative as possible." (66 Cal.2d at pp. 165-166). [26] Thus, whether
the testimonial statement "merges" with the extrajudicial confession
because of a similar inculpatory nature, or whether it fails to so "merge"
because it in effect contradicts the earlier statement, it is equally
inadmissible in subsequent proceedings if the prosecution fails to
demonstrate the lack of a "causative link" between the two statements. (See
and compare People v. Alesi (1967) 67 Cal.2d 856, 862-863 [54 Cal.Rptr.
104, 434 P.2d 360].)
Moreover, as we also pointed out in Spencer, the
prosecution cannot bear the burden cast upon it merely by showing that
there was evidence other than the invalid extrajudicial confession which
might have induced defendant to take the [70 Cal.2d 748] stand and
thereby waive his privilege of testimonial silence. (U.S. Const., Amend.
V; Cal. Const., art. I, § 13.) "Although substantial evidence other than
defendant's extrajudicial confession connected him with the crime, his
case had been shattered by the 'evidentiary bombshell' of that
confession. (See People v. Schader, supra, 62 Cal.2d 716, 731 [44
Cal.Rptr. 193, 401 P.2d 665]; People v. Parham, supra, 60 Cal.2d 378,
385 [33 Cal.Rptr. 497, 384 P.2d 1001].) In light of the overwhelming
damage thereby inflicted by the prosecution, we must surely acknowledge
at least a 'reasonable possibility' that the defendant took the stand in
part because a confession which he erroneously believed admissible had
completely demolished his prospects for a favorable verdict." (Fns.
omitted.) (People v. Spencer, supra, 66 Cal.2d 158, 168-169.)
fn. 25
[27] It is therefore clear that, in cases wherein an
extra- judicial confession has been introduced against the defendant
erroneously and with prejudicial effect,
fn. 26 and he thereafter waives his privilege of testimonial silence
by taking the stand in his own behalf, any testimonial statement made by
him must be deemed "a product of the admission" of such confession (People
v. Jackson, supra, 67 Cal.2d 96, 100), and is therefore inadmissible in
any subsequent proceeding, unless the prosecution demonstrates the
absence of any reasonable possibility that defendant was even in part
induced to take the stand by the erroneous admission of such
extrajudicial confession.
[28] The prosecution failed to sustain
its burden in the instant case. Its reference in the appeal before us to
evidence in the Morse I record, other than the invalid extrajudicial
confession, connecting defendant with the killings of his mother and
sister is, as we have pointed out above, insufficient to dispel the
reasonable possibility that defendant was at least in part impelled to
take the stand in order to diminish the "bombshell" effect of that
erroneously admitted confession. [70 Cal.2d 749] It is apparent, for
example, that a substantial portion of defendant's courtroom testimony
in Morse I was designed to explain away that portion of the
extrajudicial statement wherein defendant maintained that he was not
under the influence of narcotics at the time of the killings. Similarly,
we do not accept the argument that the presence in the Morse I record of
defendant's first extrajudicial statement (that obtained in the police
car enroute to the Chula Vista police station) was an independently
sufficient inducement to cause defendant to take the stand. Even if we
assume that the whole fn. 27 of that
statement was properly admissible in evidence, and that, as the Attorney
General urges, it constituted "at the least a confession to second-degree
murder," still we are unable to conclude that defendant's decision to
take the stand in Morse I was not induced at least in part by the
erroneous admission of the inflammatory second confession which, as
pointed out above, constituted a dispassionate and detailed account of
premeditated and deliberate murder.
We therefore conclude that defendant's courtroom
testimony in Morse I was "a product of the admission" of his invalid
extrajudicial confession (People v. Jackson, supra, 67 Cal.2d 96, 100),
and that the admission of a portion of that testimony in the penalty
phase of the instant case was erroneous.
If upon retrial of the penalty issue the prosecution
seeks to introduce any portion of that testimony, it will be required to
show that such testimony was not a product of the admission of illegally
obtained extrajudicial confessions introduced in the Morse I trial. This,
as we have indicated above, it cannot do unless it shows that the two
extrajudicial confessions in question were properly in evidence in Morse
I, the admissibility of such statements being measured by the standards
set forth in Miranda v. Arizona, supra, 384 U.S. 436.
C. Defendant finally contends that all references in
the penalty trial herein to the judgment in Morse I, which we have today
vacated insofar as it relates to the murder counts (In re Morse, supra,
ante, p. 702), constituted error. He points out that the prosecution's
case as to penalty consisted almost entirely of testimony relating to
the Morse I crimes; fn. 28 [70 Cal.2d
750] that the jury was made aware fn. 29
that defendant had been convicted of two counts of first degree murder,
had received the death penalty at his first Morse I penalty trial, and
had been sentenced to life imprisonment on the murder counts after the
second Morse I penalty trial; and that the burden of the prosecution's
argument on the evidence consisted of an appeal to the jury that a man
thrice convicted of brutal first degree murders should not be allowed to
live. All of these references, defendant urges, were erroneous.
It is clear that the admission of testimony and
argument relative to the facts upon which the Morse I judgment was based
was not rendered improper per se by our determination today that the
judgment must be reversed. [29] The fact that a prior judgment has been
vacated because of constitutional error in the trial does not of itself
render improper, in proceedings to determine the penalty to be imposed
for a subsequently committed crime, an inquiry into the circumstances
surrounding events which were the basis of that prior judgment. (Cf.
People v. Purvis (1959) 52 Cal.2d 871, 881 [346 P.2d 22]; People v.
Griffin (1963) 60 Cal.2d 182, 189- 191 [32 Cal.Rptr. 24, 383 P.2d 432],
reversed on other grounds in Griffin v. California, supra, 380 U.S. 609;
People v. Terry (1964) 61 Cal.2d 137, 143 [37 Cal.Rptr. 605, 390 P.2d
381].) Of course such an inquiry must proceed in light of constitutional
standards applicable at the time of such penalty determination, and
evidence admitted in the prior trial which does not meet such present
standards must be rejected. Upon retrial of the penalty issue the trial
court will be governed accordingly.
[30] In this regard, however, we must distinguish
between the facts of the offense and the conclusions reached by judges
and juries on the basis of those facts. As noted above, the jury in this
case was made aware not only of the facts of the 1962 offenses, but also
of the jury's verdicts as to guilt and punishment as well as the
subsequent judicial history of the case. We have held today, however,
that the judgment to which those references pertained was tainted by
prejudicial error of constitutional dimension and must be reversed
insofar as it relates to the murder counts. (In re Morse, supra, ante,
p. [70 Cal.2d 751] 702.) We do not believe that it would be consistent
with defendant's rights to permit the prosecution to refer to the
vacated portion of that judgment, or to the verdicts underlying it, when
a new jury undertakes to determine the penalty to be suffered by
defendant for the murder of Thomas Taddei. (Cf. Burgett v. Texas (1967)
389 U.S. 109 [19 L.Ed.2d 319, 88 S.Ct. 258].)
The judgment is reversed insofar as it relates to
penalty; in all other respects the judgment is affirmed.
Tobriner, J., and Burke, J., concurred.
PETERS, J.
I agree with the majority opinion insofar as it holds
that the penalty judgment must be reversed, but I dissent from the
affirmance of the guilt judgment. In my opinion, that too, must be
reversed.
The majority opinion fairly sets forth the facts.
That opinion concedes that two major errors occurred during the guilt
trial. (1) In violation of the rules announced in Griffin v. California,
380 U.S. 609 [14 L.Ed.2d 106, 85 S.Ct. 1229], the district attorney
commented and the trial court instructed as to the inferences
permissible because defendant did not take the stand, and (2) statements
of defendant were introduced through the testimony of the psychiatrist,
Dr. Haynes, and the trial court failed to give the limiting instruction
required by In re Spencer, 63 Cal.2d 400, 412 [46 Cal.Rptr. 753, 406
P.2d 33]. The majority hold that these two admitted errors were
nonprejudicial under the test announced in Chapman v. California, 386
U.S. 18 [17 L.Ed.2d 705, 87 S.Ct. 824]. I cannot agree. Within the ambit
of that case I think there is far more than a "reasonable possibility"
that such errors could have affected the verdict. They, therefore,
required reversal.
In addition, contrary to the majority, I believe it
was error of a most serious and prejudicial nature not to instruct on
manslaughter. These errors, considered singly or collectively, were most
prejudicial.
We are here, of course, concerned with federal
constitutional error, and it is most important to define just what the
impact of the errors was. The majority emphasize, correctly, that the
record independently shows that defendant is "guilty," in that it
appears that he killed Mr. Taddei. The majority then attempt to appraise
the prejudicial effect of the errors against this incontrovertible fact.
But the fact that defendant killed Taddei is irrelevant to the main
issue. [70 Cal.2d 752] Defendant was found guilty of first degree murder.
His defense was not that he had not killed, but that he killed under
circumstances not warranting the finding of first degree. The issue
involved is not whether defendant killed Taddei, but whether the killing
was first degree or a lesser degree. While the errors involved could not
have possibly affected the determination that defendant killed Taddei,
in my opinion there is a strong probability that they affected the
degree of the verdict. This brings the case within the ambit of Chapman.
The federal test of prejudicial error was announced
in Fahy v. Connecticut, 375 U.S. 85, 86-87 [11 L.Ed.2d 171, 173, 84 S.Ct.
229], to be that an error is prejudicial unless there is no "reasonable
possibility" that the error "might have contributed to the conviction."
This rule was quoted with approval in Chapman v. California, supra, 386
U.S. 18 and then the court stated: (p. 24 [17 L.Ed.2d pp. 710-711]) "...
before a federal constitutional error can be held harmless, the court
must be able to declare a belief that it was harmless beyond a
reasonable doubt." In other words, to warrant a reversal, the defendant
does not have to demonstrate that there is a reasonable possibility that
the errors did affect the verdict but only that there is a reasonable
possibility, that the errors "might" have contributed to the verdict.
Stated even another way, once federal error is established, a reversal
follows as of course unless the appellate court can find that there is
no reasonable possibility that the error might have contributed to the
verdict. The majority purport to follow the rule of the Chapman case,
but, in my opinion, only give lip service to it. The "reasoning" by
which they arrive at the conclusion that the admitted errors might not
have affected the verdict of first degree murder is clearly wrong.
First, let us consider the Griffin error in
connection with the degree of the crime fixed by the jury. Admittedly
the district attorney erroneously commented on the failure of defendant
to take the stand. The comment does not stand alone. There were also
instructions on the subject. Even if the comment should be limited so as
not to be prejudicial, the instructions on this issue cannot be so
limited. They were unlimited in scope. They told the jury in no
uncertain terms that the failure of defendant to take the stand on any
and all the issues involved was subject to the adverse inferences.
Defendant's main defense was that he was incapable of committing first
degree murder because he was unable to and did not premeditate the [70
Cal.2d 753] crime in that he was acting instinctively and as an
automaton. This has been testified to by the defense psychiatrist. The
instructions here under attack struck that defense with shattering
impact. They clearly told the jury in no uncertain terms that because
defendant did not take the stand to corroborate his psychiatrist the
jury could and should indulge in adverse inferences against him, i.e.,
that they should infer the psychiatrist was not telling the truth. The
instructions were much broader than the comment. These were the very
instructions, word for word, that are held to be erroneous and
prejudicial in Griffin. They shattered defendant's entire defense. If
the instructions were prejudicial in Griffin they were also prejudicial
here.
The second error was equally devastating. Dr. Haynes
was called to rebut the defense psychiatrist, Dr. Wilson. The latter had
testified that defendant had not premeditated the murder, but had acted
instinctively in response to certain stimuli. Dr. Haynes was permitted
to testify that defendant had told him that he had prepared the rope
used to garrot Taddei the night before the murder. That evidence
completely destroyed the defense of lack of premeditation. This evidence,
under certain limitations, would have been admissible, but the majority
are forced to concede that under the rule announced in In re Spencer,
supra, 63 Cal.2d 400, the eliciting of such information, even where
defendant has placed his mental condition in issue, is erroneous unless
the jury is given the limiting instruction that such statements are not
admitted for their truth but only to show the basis of the
psychiatrist's opinion. No such limiting instruction was here given.
Without it the jury was permitted to use the statements of Morse as
testified to by Dr. Haynes to conclude that Morse had planned the crime
for at least a day. If the jury did so believe Dr. Haynes' testimony, it
completely repudiated Morse's chief line of defense. To say that that
error might not have affected the verdict of first degree murder is to
challenge reality.
The majority hold that it was not error for the trial
court to refuse proffered instructions on manslaughter. They point out
that the court gave detailed instructions on diminished responsibility
insofar as second degree murder was concerned, but contend that under
the evidence defendant was not entitled to the manslaughter instructions.
They reach that conclusion by the assertion that the evidence of lack of
premeditation, although it required instructions on reduced
responsibility (which were given), did not show lack of malice and
without [70 Cal.2d 754] such showing no instruction on manslaughter was
required.
Of course, the issue is whether there is any evidence
of lack of malice, or any evidence from which lack of malice may be
inferred. If there was, no matter how "incredible the testimony of a
defendant may be he is entitled to an instruction based upon the
hypothesis that it is entirely true" (emphasis in original) (People v.
Carmen, 36 Cal.2d 768, 773 [228 P.2d 281]; People v. Wilson, 66 Cal.2d
749, 762 [59 Cal.Rptr. 156, 427 P.2d 820]; People v. Modesto, 59 Cal.2d
722, 729 [31 Cal.Rptr. 225, 382 P.2d 33]; People v. Bridgehouse, 47
Cal.2d 406 [303 P.2d 1018]).
Whether there is any evidence of lack of malice
depends entirely upon the testimony of Dr. Wilson. That evidence is
sufficiently set forth in the majority opinion in footnote 15. Much of
it obviously concerns defendant's capacity for premeditation and does
not directly relate to malice aforethought. However, insofar as that
testimony relates to provocation, the evidence does relate to the issue
of malice. Not only does Dr. Wilson's testimony show that defendant was
incapable of premeditation and deliberation, but it also shows that he
was unable to harbor the state of mind called malice aforethought. Dr.
Wilson testified that defendant suffers from a medically recognized
character disorder known as sociopathic personality, antisocial type.
One of the factors in this kind of mental disorder is that it renders
the subject incapable of relating to the world outside himself in terms
of social morality so that he becomes a law unto himself. Super-imposed
on this character disorder of defendant is the effect of the custodial
environment in which defendant has spent most of his life. Such an
environment tends to exaggerate the value of practical comforts and to
cause the defendant to believe that direct retaliation is the acceptable
method of meeting personal affronts. Within this context of personality
disorder, as affected by the custodial environment, defendant was
provoked by Taddei's conduct in reneging on an act, failing to live up
to his promise to turn over desserts, and trying to buy a cigarette, and
that defendant's retaliation was consistent and psychologically
predictable. Once the stimuli occurred defendant had no control over the
following events because his actions were instinctive, i.e., those of an
automaton.
While most of this evidence relates to premeditation
it also relates to malice aforethought.
The majority reason that the only way that malice
aforethought [70 Cal.2d 755] may be negated by proof of mental illness
not amounting to legal insanity is by evidence that the defendant " 'is
unable to comprehend his duty to govern his actions in accord with the
duty imposed by law.' " The majority rely upon People v. Conley, 64
Cal.2d 310, 322 [49 Cal.Rptr. 815, 411 P.2d 911], for this rule, but in
Conley the court merely sets forth the quoted matter as one of the ways
in which malice aforethought may be negated by evidence of mental
illness and does not state that it is the exclusive way. When the
statement is read in context, it is clear that this part of the Conley
opinion is not directed toward an exhaustive discussion of the manner in
which the implication of malice aforethought may be negated by evidence
of mental illness and is directed only to those situations where a jury,
accepting the evidence of mental illness, might find that the evidence
of mental illness negates malice aforethought but does not negative
premeditation. In other words, this part of the opinion was not
concerned with mental illness which might negate both malice
aforethought and premeditation but only situations where the evidence of
mental illness would not negate the existence of premeditation but would
negate, if believed, the existence of malice aforethought.
In any event, even if it be assumed that the rule
quoted from Conley sets forth the exclusive manner by which evidence of
mental illness may negate malice aforethought, the evidence in the
instant case is sufficient to warrant a finding that defendant acted
without malice aforethought. Immediately after stating the rule relied
upon by the majority herein, the opinion in Conley continues: "The
situation of an individual who kills with intent, deliberation, and
premeditation, but without malice aforethought is illustrated by the
evidence in the Gorshen case. Had the trial court in that case believed
the defendant's testimony, it might have concluded that he acted without
malice when, after an altercation with his foreman and after consuming a
large quantity of alcohol, he went to his home, got his pistol, fired a
shot in his living room, drove back to his place of employment, and then
after being searched by two police officers (who did not find his gun)
and while still in their company shot the foreman. The psychiatric
expert urged that because of personality disintegration and paranoic
schizophrenia the defendant believed the act necessary to prevent his
own insanity and that the defendant was incapable of having the 'mental
state which is required for malice aforethought, or premeditation or
anything [70 Cal.2d 756] which implies intention, deliberation, or
premeditation.' (People v. Gorshen, supra, 51 Cal.2d 716, 723 [336 P.2d
492].) The defendant had testified that he had forgotten about 'God's
laws and human's laws and everything else.' (Id) Confronted with this
evidence, the court or a jury could conclude that the defendant killed
intentionally, with premeditation and deliberation, but did not do so
with malice aforethought. Although legally sane according to the
M'Naughton test, such a defendant could not be convicted of murder if
mental illness prevented his acting with malice aforethought. (People v.
Wolff, 61 Cal.2d 795, 819 [40 Cal.Rptr. 271, 394 P.2d 959]; People v.
Henderson, supra, 60 Cal.2d 482, 490 [35 Cal.Rptr. 77, 386 P.2d 667].)"
(People v. Conley, supra, 64 Cal.2d at pp. 322-323.)
This language makes it abundantly clear that mental
illness short of legal insanity may negate malice aforethought even
though the defendant does not believe his conduct is proper, and that
the phrase used in Conley and relied upon by the majority, "the
defendant is unable to comprehend his duty to govern his actions in
accord with the duty imposed by law," does not mean that mental illness
short of legal insanity which negates malice aforethought is limited to
illness which causes the defendant to believe his conduct to be lawful
but means that malice aforethought may be negated by a showing that the
mental illness precluded the defendant from awareness that his conduct
was unlawful. In Gorshen, the defendant said he had "forgot about God's
laws and human's laws and everything else;" he did not say that he
believed that his conduct was lawful.
Indeed, until I read the majority opinion, I believed
the matter had been settled by Gorshen, which involved a conviction of
second degree murder, thus an acquittal of first, and which squarely
held that the defense of irresistible impulse was applicable not as a
complete defense but as rebutting malice aforethought. The court in the
first issue discussed said: "Dr. Diamond's testimony was properly
received in accord with the holding of People v. Wells (1949), 33 Cal.2d
330, 346-357 [202 P.2d 53], that on the trial of the issues raised by a
plea of not guilty to a charge of a crime which requires proof of a
specific mental state, competent evidence that because of mental
abnormality not amounting to legal insanity defendant did not possess
the essential specific mental state is admissible. The admission of
testimony such as that of the expert here, for the purpose of
consideration by the [70 Cal.2d 757] trier of fact upon issues of
particular essential mental state, does not, as it has been suggested,
imply acceptance (on the general issue) of the defense of irresistible
impulse (which is rejected in this state as a test of the defense of
legal insanity; see 25 Cal.Jur.2d, Homicide, § 254; 14 Cal.Jur.2d,
Criminal Law, § 218) nor does it imply rejection of the criminal law's
postulate of free will. It has been said (in People v. Hoin (1882), 62
Cal. 120, 123 [45 Am.Rep. 651]) that 'Whatever may be the abstract truth,
the law has never recognized an impulse as uncontrollable which yet
leaves the reasoning powers--including the capacity to appreciate the
nature and quality of the particular act--unaffected by mental disease.'
(See also People v. Stein (1918), 23 Cal.App. 108, 115-116 [137 P.
271].) But this statement must be considered in its context; it was made
in the course of an opinion which holds that irresistible impulse does
not constitute the insanity which is a complete defense; i.e., which is
exculpatory of all penal responsibility for any otherwise criminal act.
So considered, statements such as that quoted from the Hoin case do not
preclude the admission and consideration, on the issue of specific
intent or other particular mental state, of expert testimony which
includes such concepts as the uncontrollable compulsion described by the
expert here (described, it may be added, not as an 'abstract truth' but
as arising upon the specific facts, objective and subjective, of this
particular killing)." (Footnote omitted.) (People v. Gorshen, supra, 51
Cal.2d 716, 726-727.)
In this regard, it should also be pointed out that
even proof of legal insanity does not require that it be shown that the
defendant labored under a delusion which made him believe that his
conduct was proper. Under the familiar M'Naughton rule the test is "that
at the time defendant committed the act, he was laboring under such a
defect of reason, from disease of the mind, that he did not know the
nature and quality of his act or, if he did know it, that he did not
know that he was doing what was wrong." (Italics added.) (People v.
Gorshen, supra, 51 Cal.2d 716, 726, fn. 5.) Certainly, no greater burden
with regard to the issue of awareness of the wrongful nature of conduct
should be applied to establish the partial defense of diminished
responsibility due to mental illness.
In the instant case Dr. Wilson testified, as
recognized in footnote 15 of the majority opinion, that, because of his
mental condition defendant does not "have the capacity to think in terms
of usual values of morality. He is without the ability, [70 Cal.2d 758]
in other words, to think in moral terms. In other words, taking of a
life can be justified on many means. We think of it as being the supreme
sort of act. To a person of this sort, it is just another act, and it
can follow as a result of many things, even something minor such as this."
The doctor further testified: "Once the act began,
his actions were those of an instinctual nature. ... Instinct. In other
words, there was an automatic response. Given the circumstances and the
precipitating factors, he then acted without any particular thought. It
was merely the appropriate thing to do, and no thought was given to the
act. The act merely took place as a matter of course. ..."
A conclusion that there is no evidence negating
malice aforethought in the present case can only be reached by ignoring
Gorshen, and the discussion of Gorshen in Conley, and thereby impliedly
overruling those cases or by ignoring the testimony of Dr. Wilson in the
instant case. The evidence in this case is as strong as that in Gorshen.
In both cases the defendant, according to the psychiatric testimony, was
incapable because of his mental condition of governing his conduct in
accord with the duty imposed by law. The fact that the defendant in
Gorshen said he forgot the law adds nothing other than corroboration to
the expert testimony in Gorshen, similar to the expert testimony
presented here, that due to his mental condition the defendant in the
circumstances existing was incapable of acting in accord with the duty
imposed by law. Accordingly, I am satisfied that the evidence of Dr.
Wilson under the settled rules of law was sufficient to negate the
existence of malice aforethought and that the court erred in refusing to
give the requested instructions on manslaughter. The denial of the right
to have a significant issue determined by the jury is in itself a
miscarriage of justice, and reversal is required because the defendant
has a constitutional right to have the jury determine every material
issue presented by the evidence. (People v. Conley, supra, 64 Cal.2d
310, 319-320; People v. Modesto, supra, 59 Cal.2d 722, 730.)
I would reverse both the guilt and penalty judgments.
TRAYNOR, J.
I concur in the reversal of the judgment on the issue
of penalty. I would also reverse the judgment on the issue of guilt
under the compulsion of Griffin v. California (1965) 380 U.S. 609 [14
L.Ed.2d 106, 85 S.Ct. 1229], and Chapman v. California (1967) 386 U.S.
18 [17 L.Ed.2d 705, [70 Cal.2d 759] 87 S.Ct. 824]. (See also Ross v.
California (1968) 391 U.S. 470 [20 L.Ed.2d 750, 88 S.Ct. 1850].)
McCOMB, J.,
Concurring and Dissenting.
I dissent from the reversal of the judgment imposing
the death penalty for the reason that, in my opinion, the error
complained of did not result in a miscarriage of justice. (Cal. Const.,
art. VI, § 13.)
FN 1.
Hereafter, unless otherwise indicated, all section references are to the
Penal Code.
FN 2.
People v. Stewart (1965) 62 Cal.2d 571, 577 [43 Cal.Rptr. 201, 400 P.2d
97], aff. sub. nom. California v. Stewart (1966) 384 U.S. 436 [16 L.Ed.2d
694, 86 S.Ct. 1602]; People v. Bilderbach (1965) 62 Cal.2d 757, 761 [44
Cal.Rptr. 313, 401 P.2d 921]; People v. Bostick (1965) 62 Cal.2d 820,
834 [44 Cal.Rptr. 649, 402 P.2d 529]; People v. Forbs (1965) 62 Cal.2d
847, 850-851 [44 Cal.Rptr. 753, 402 P.2d 825]; People v. Green (1965) 63
Cal.2d 561, 563- 564 [47 Cal.Rptr. 477, 407 P.2d 653]; Ballard v.
Superior Court (1966) 64 Cal.2d 159, 169 [49 Cal.Rptr. 302, 410 P.2d
838, 18 A.L.R.3d 1416]; People v. Garavito (1967) 65 Cal.2d 761, 765-766
[56 Cal.Rptr. 289, 423 P.2d 217]; People v. Davis (1967) 66 Cal.2d 175,
179- 180 [57 Cal.Rptr. 130, 424 P.2d 682]; People v. Stout (1967) 66
Cal.2d 184, 195 [57 Cal.Rptr. 152, 424 P.2d 704]; People v. Kelley
(1967) 66 Cal.2d 232, 245 [57 Cal.Rptr. 363, 424 P.2d 947]; People v.
Lookado (1967) 66 Cal.2d 307, 319 [57 Cal.Rptr. 608, 425 P.2d 208];
People v. Arnold (1967) 66 Cal.2d 438, 444 [58 Cal.Rptr. 115, 426 P.2d
515]; People v. Powell (1967) 67 Cal.2d 32, 49 [59 Cal.Rptr. 817, 429
P.2d 137].
FN 3.
People v. Sears (1965) 62 Cal.2d 737, 742 [44 Cal.Rptr. 330, 401 P.2d
938]; People v. Perez (1965) 62 Cal.2d 769, 774 [44 Cal.Rptr. 326, 401
P.2d 934]; People v. Bostick (1965) 62 Cal.2d 820, 835 [44 Cal.Rptr.
649, 402 P.2d 529]; People v. Jacobson (1965) 63 Cal.2d 319, 328 [46
Cal.Rptr. 515, 405 P.2d 555]; People v. Stockman (1965) 63 Cal.2d 494,
497-498 [47 Cal.Rptr. 365, 407 P.2d 277]; People v. Marbury (1965) 63
Cal.2d 574, 577-578 [47 Cal.Rptr. 491, 407 P.2d 667]; People v. Chaney
(1965) 63 Cal.2d 767, 771 [48 Cal.Rptr. 188, 408 P.2d 964]; People v.
Buchanan (1966) 63 Cal.2d 880, 885 [46 Cal.Rptr. 733, 409 P.2d 957];
People v. Treloar (1966) 64 Cal.2d 141, 146 [49 Cal.Rptr. 100, 410 P.2d
620]; People v. Perez (1967) 65 Cal.2d 709, 716 [56 Cal.Rptr. 312, 423
P.2d 240]; People v. Stout (1967) 66 Cal.2d 184, 197 [57 Cal.Rptr. 152,
424 P.2d 704]; People v. Powell (1967) 67 Cal.2d 32, 51 [59 Cal.Rptr.
817, 129 P.2d 137]; People v. Haston (1968) 69 Cal.2d 233, 252 [70
Cal.Rptr. 419, 444 P.2d 91].
FN 4.
On September 11, 1964, Dr. Elmer Haynes and Dr. Gloria A. Taylor were
appointed by the court pursuant to the provisions of section 1027. On
October 9, 1964, Dr. Wilson was appointed on defendant's motion "not ...
as an alienist under the provisions of 1027, but separate and in behalf
of the defendant, and to assist counsel in preparation of the defense of
this case."
FN 5.
Dorado was first decided by this court on August 31, 1964. Dr. Wilson
examined defendant on October 15, 1964, and also on October 29, 1964,
after the trial commenced. The trial took place in October and November
1964 and prior to our final decision in Dorado (decided January 29,
1965). The record discloses that the learned trial judge excluded the
statement during the People's case-in-chief on the basis of the rules
announced in Escobedo.
FN 6.
The statements read included defendant's representations that he
intended to kill Taddei the night before he did so; that he braided the
cord for the purpose of "dusting" Taddei with it; that after the
strangling occurred he stuffed toilet paper in Taddei's nose and mouth
to make sure that he would not revive; and that he did not cut Taddei
down as requested by the jailer because "if I wanted to cut him loose, I
wouldn't have tied him up there."
FN 7.
See People v. Anderson (1965) 63 Cal.2d 351, 366-368 [46 Cal.Rptr. 763,
406 P.2d 43]; People v. Price (1965) 63 Cal.2d 370, 379-380 [46 Cal.Rptr.
775, 406 P.2d 55]; People v. Nicolaus (1967) 65 Cal.2d 866, 879-880 [56
Cal.Rptr. 635, 423 P.2d 787].
FN 8.
The case was tried before Griffin (see fn. 5, ante).
FN 9.
The prosecutor stated: "The defendant hasn't told you what he was
thinking. He hasn't told you why he did this or how he did this. You
don't have the defendant's word--a word from the defendant, but we have
Dr. Wilson coming in, based on an examination that he made two months,
two months after the killing, to tell you what the defendant meant and
what the defendant's thoughts were. Now, I told you in the voir dire,
you are aware that the prosecution can't call the defendant or force him
to take the stand. Nobody can force him to take the stand. And he didn't
take the stand in this case. If he did take the stand, he would have
been subject to cross- examination. He would have been subject to
impeachment, just like any other witness is."
FN 10.
The prosecutor stated: "So, ladies and gentlemen, in this case, that
being the right of the defendant to not testify if he doesn't see fit,
we have Dr. Wilson brought in to tell us what he was thinking or must
have been thinking. The specific purpose for Dr. Wilson's testimony was
to tell you that Mr. Morse, Joe Morse, did not premeditate or deliberate
this killing. The doctor doesn't care what the facts were that might
indicate otherwise."
FN 11.
It is sufficient for our purposes to set forth only the following
pertinent part: "As to any evidence or facts against him which the
defendant can reasonably be expected to deny or explain because of facts
within his knowledge, if he does not testify or if, though he does
testify, he fails to deny or explain such evidence, the jury may take
that failure into consideration as tending to indicate the truth of such
evidence and as indicating that among the inferences that may be
reasonably drawn therefrom those unfavorable to the defendant are the
more probable. In this connection, however, it should be noted that if a
defendant does not have the knowledge that he would need to deny or to
explain any certain evidence against him, it would be unreasonable to
draw an inference unfavorable to him because of his failure to deny or
explain such evidence." (Emphasis added.) It will be noted that the last
sentence is former CALJIC No. 51-A which the court interpolated
immediately before the last sentence of former CALJIC No. 51. In each
instance however the language remains unchanged.
FN 12.
The diminished capacity instruction given, former CALJIC No. 73-B, read
as follows: "You are reminded that a person might be legally sane, as we
define that term in dealing with the question of criminal responsibility,
and yet be in an abnormal mental or nervous condition; and because of
such condition he might be less likely or unable to have or to hold a
specific intent or a certain state of mind, which is an essential
ingredient of a certain crime. We have received evidence bearing on the
mental and nervous condition of the defendant at the time of the alleged
commission of the crime charged. Such evidence may be considered by you
in determining whether or not defendant did any act charged against him
and, if so, whether or not, at that time, there existed in him the
specific mental factor and intent which must accompany that act to
constitute a certain crime or degree of crime. You do not [at this time]
have before you any issue as to defendant's legal sanity."
FN 13.
See People v. Wells (1949) 33 Cal.2d 330, 350 [202 P.2d 53]; People v.
Gorshen (1959) 51 Cal.2d 716, 733 [336 P.2d 492]; People v. Henderson
(1963) 60 Cal.2d 482, 489-490 [35 Cal.Rptr. 77, 386 P.2d 677]; People v.
Anderson (1965) 63 Cal.2d 351, 364 [46 Cal.Rptr. 763, 406 P.2d 43] and
authorities there collected; People v. Conley (1966) 64 Cal.2d 310,
316-318 [49 Cal.Rptr. 815, 411 P.2d 911]; People v. Nicolaus (1967) 65
Cal.2d 866, 876-877 [56 Cal.Rptr. 635, 423 P.2d 787]; People v. Goedecke
(1967) 65 Cal.2d 850, 855 [56 Cal.Rptr. 625, 423 P.2d 777].
FN 14.
Defendant requested CALJIC No. 305-AA (doubt whether murder or
manslaughter), No. 310 (murder and manslaughter distinguished) and No.
311-A (no specific passion alone constitutes heat of passion).
FN 15.
Illustrative of Dr. Wilson's opinion are the following excerpts of his
testimony: "I felt that he is described clinically as being [sic] a
sociopathic personality disorder, the anti-social type. ... It was my
opinion that the cultural pressures which were just mentioned, which was
namely, the culture that a person exists in when he lives in a prison
environment for the majority of his life, and also the cultural
environment of living on death row for an extended period of time,
changed his value systems. In other words, the things that might provoke
one into an act are considered in light of all the circumstances. One
can be provoked at one time and not another. One person can be provoked
by different things.
"Because of the personality disorder and because of
the environment in which he lived, it was my opinion that the acts of
the victim which led to the homicide in question did in truth provoke
his particular actions, namely that of the homicide."
Dr. Wilson further explained: "Q. [Mr. Rickles,
attorney for defendant] Did you form an opinion, Doctor, as to whether
or not once this situation arose that Mr. Morse had any control over the
events that followed, sir?
"A. Yes, I formed such an opinion.
"Q. What was your opinion as to that, sir?
"A. Once the act began, his actions were those of an
instinctual nature. ... Instinct. In other words, there was an automatic
response. Given the circumstances and the precipitating factors, he then
acted without any particular thought. It was merely the appropriate
thing to do, and no thought was given to the act. The act merely took
place as a matter of course. ...
"Mr. Rickles: Q. Doctor, could you advise us as to
what the defendant's action would be attributable to? ...
"A. The circumstances of the homicide were, as
according to the defendant's statements, were that there was a game in
which the victim lost and, therefore, was expected to pay a carton of
cigarettes as the gambling debt and announced that he was not able to do
this because he had no funds.
"This angered the defendant, but they agreed upon a
substitute payment, namely, that of one dessert for each of the ten
packs of cigarettes over ten to sixteen days.
"At a later time the victim welched on his gambling
debt, which again angered the defendant, at which time he decided that
he would retaliate by beating him up or punishing him in some way.
"Subsequent to this, in the final last straw, was an
act that was provocative in the eyes of the defendant, namely, the
victim came to the wall or the bars of the cell and had the temerity to
ask him or try to bum a cigarette from him. That was the precipitating
factor that resulted in the homicide.
"Now, where this in itself might be considered
annoying to the normal mind, to the mind of the defendant here, this was
the justifiable basis for the act, for two reasons:
"One, because of his personality disorder, he doesn't
have the capacity to think in terms of usual values of morality. He is
without the ability, in other words, to think in moral terms. In other
words, taking of a life can be justified on many means. We think of it
as being the supreme sort of act. To a person of this sort, it is just
another act, and it can follow as a result of many things, even
something minor such as this.
"Furthermore, we have, in addition to the mental
condition of this person without a moral sense, in other words, we have
the cultural environment wherein it is understood in this particular
setting, since life is itself no longer of great consequence on death
row, everything else becomes extremely important. They have nothing else
but cigarettes. This is the only value they have, because life has been
already forfeited. Consequently, things assume an exaggerated proportion,
including something like this. Furthermore, we have the cultural factor
that when a person provokes another person in this culture, retaliation
is expected. In other words, a person asks for it. By doing a certain
act, he can expect a retaliation. Retaliations can vary. Under the
circumstances here, this would be an appropriate sort of thing in this
particular culture, so we have a series of circumstances that, taken in
the abstract, appear to be of no great value. Under the circumstances of
this particular mental condition and the environment, it explains quite
satisfactorily from a psychological sense the act that occurred."
FN 16.
Section 192 provides in pertinent part as follows: "Manslaughter is the
unlawful killing of a human being, without malice. It is of three kinds:
"1. Voluntary--upon a sudden quarrel or heat of
passion.
"2. Involuntary--in the commission of an unlawful act,
not amounting to felony; or in the commission of a lawful act which
might produce death, in an unlawful manner, or without due caution and
circumspection; provided that this subdivision shall not apply to acts
committed in the driving of a vehicle.
"3. In the driving of a vehicle-- ..."
FN 17.
See and compare Tentative Draft No. 2, Penal Code Revision Project of
Joint Legislative Committee for Revision of Penal Code (1968), § 530, p.
72.
FN 18.
Dr. Haynes testified: "After spending some time with Mr. Morse I asked
him why he was in jail or why he was in the Orange County Jail and he
said he was charged with killing an inmate in the San Diego County Jail
on 8-14-64. When I asked him about some of the details he stated that he
had been playing dominoes; that he was in a locked cell; that during the
process of playing dominoes the inmate lost a carton of cigarettes to Mr.
Morse. Then it turned out that the inmate did not have the money with
which to buy the cigarettes and this was quite upsetting to Mr. Morse.
In fact, he said it made him mad. Then there was some- he stated that
the other, the inmate was suppose [sic] to give him a dessert at night,
at dinner time, and he said that the meal came, it was served, and that
he did not get the dessert. ...
"Mr. Morse made some remark about the inmate which
indicated that Mr. Morse was quite upset at the time. Also I asked him
about how they played dominoes and he said they played it on the floor
underneath the lower railing, I guess, not having been in the jail to
observe. This is the way I understood it. And that Mr. Morse said that
he had prepared from the mattress a rope or cord that he used to use in
exercises, pull-up exercises to get some exercise; that during the
night--prior to 8-14-64, added a length of this rope or cord, and if he
got a chance he would use it on the other inmate. Then he said that
around 8:00 o'clock or thereabouts that the inmate asked him for a
cigarette. He walked over to Mr. Morse's jail, Mr. Morse jumped up, he
had this rope in his hand at the time the other man came, he turned
around, he used his arms to get the rope through the bars, looped it
around the man's neck, pulled him back and choked him. Then after
several minutes he felt he went limp, he let him down. He was on the
floor. That he had the rope around the neck or pulled the man's neck or
head up against the bar and tied the rope tight. And that he was found
dead some 15, 20 minutes later. And I asked him if anyone said anything
to him or if he said anything and he said, well, I think he made the
remark or remembers making the remark: 'That S.O.B. should have paid his
debt.' "
FN 19.
"The Court [following its inquiry, set forth above, relative to a
conscientious opinion preventing concurrence in a death verdict 'in a
proper case']:
"Mr. Holmes, you have such a conscientious objection?
"Juror Holmes: Yes, sir.
"The Court: All right.
"Anybody else? I know this may have been put to you a
bit suddenly. If you want a moment to reflect. I am assuming, from what
you stated, Mr. Stahl [the prosecutor], that you desire jurors to be
excused who have such a conscientious objection?
"Mr. Stahl: If it please the Court, yes. It may save
further time.
"I think Mr. Holmes has indicated his feelings about
that subject, and I believe that is a ground for challenge.
"The Court: All right.
"Mr. Holmes, then you are excused. If you will take
your seat in the courtroom we will find out if they need you someplace
else.
"The Clerk: No. 16, Louise I. Jefferis.
"The Court: Mrs. Jefferis, have you been able to hear
all of the questions I asked the other jurors?
"Juror Jefferis: Yes, I have.
"The Court: And except to the last question, relating
to the death penalty, would you answer any of the questions differently
from the answers given by the other jurors to the same questions?
"A. No.
"Q. And relating to the matter of the death penalty,
do you have such a conscientious objection relative to the death penalty
as would preclude you from concurring in a verdict carrying the death
penalty in a proper case?
"A. I am afraid I would have to say yes to that.
"The Court: All right. You are excused.
"The Clerk: No. 19, Margery Lamarand.
"The Court: Mrs. Lamarand, have you been able to hear
all of these proceedings?
"A. Yes, I have, your Honor.
"Q. If you were asked the same questions put to the
other jurors, excluding the last one, would your answers to those same
questions be any different from the answers that they gave?
"A. No.
"Q. Have you had service as a trial juror?
"A. Yes.
"Q. Have you had service on a criminal case?
"A. Yes.
"Q. And do you have such a conscientious objection
relative to the death penalty that would preclude you from concurring in
a verdict carrying the death penalty in a proper case?
"A. I am afraid so, sir.
"The Court: All right, you may step down."
FN 20.
For purposes of convenience and clarity we shall hereafter refer to the
1962-1963 trial of defendant for the murder of his mother and sister,
which trial produced the judgment affirmed as to guilt in People v.
Morse, supra, 60 Cal.2d 631, and vacated today In re Morse, ante, p.
702, as Morse I; we shall refer to the 1964 trial of defendant for the
murder of Thomas Taddei, which is the subject of the instant appeal, as
Morse II.
FN 21.
In People v. Dorado our first decision was filed on August 31, 1964; a
rehearing was granted on September 24, 1964; and our second decision was
filed on January 29, 1965. Trial of Morse II began on October 21, 1964,
and the verdict was returned on November 11, 1964.
FN 22.
Defendant's statement in the police car was introduced in its entirety
in Morse I and is set forth in In re Morse, supra, ante, at p. 705, fn.
4.
FN 23.
"Q. [By the prosecutor.] Officer Roland, will you tell us, please, in
relation to that last question and answer that you gave, what is your
best memory of the exact words of the defendant, and the exact question?
A. [By Officer Roland.] ... Sergeant Pauline told him that when we got
to the station he would give him a paper and pencil to make notes to
refresh his memory, because they would probably ask him questions as to
where he had been, and so forth. The defendant answered, 'I don't think
that will help me.prison won't do any good. It must have been something
in my head.' Sergeant Pauline said, 'Do you mean to make you kill them?'
And he answered, 'Yes.' "
FN 24.
"Mr. Stahl [the prosecutor]: Your Honor, at this time I would offer,
based on a stipulation with Mr. Rickles [defense attorney], that certain
testimony was given by the defendant, Joseph Bernard Morse, at a former
trial in San Diego, that took place between November 29 and December 12,
1962, ...
" 'Q. [By the prosecutor.] Well, what about the
baseball bat? Didn't you tell us just a minute ago that you hit your
sister with the baseball bat? A. [By the defendant.] Yes. Q. Where did
you get that? A. From the broom closet in the kitchen. Q. What did you--what
made you go out to the kitchen to get that? A. I don't know, I just went
and got it. Q. Who were you going to use it on, your mother or your
sister? A. I really don't know that either. Q. You had no idea in your
mind? A. No, sir. Q. Well, what did you do with it? A. I believe I hit
my sister with it. Q. You went out to the broom closet in the kitchen,
is that correct? A. Yes. Q. That's the closet that has been indicated on
the diagram by the outline in blue? A. Yes. Q. And you got the baseball
bat? A. Yes.' I have finished reading line 21 on page 518, your Honor."
FN 25.
As the case of People v. Alesi, supra, 67 Cal.2d 856, 862-863,
demonstrates, the prosecution can more easily bear its burden in cases
wherein the erroneously admitted extrajudicial statements involved do
not amount to a full confession of guilt with its concomitant
devastating effect upon the defense.
FN 26.
The admission of a constitutionally invalid extrajudicial confession
which is merely cumulative of a prior valid confession also in evidence
has no prejudicial effect upon the defendant and does not require
reversal of the judgment. (People v. Jacobson (1965) 63 Cal.2d 319,
330-331 [46 Cal.Rptr. 515, 405 P.2d 555].) Similarly, such a cumulative
confession, although erroneously admitted, cannot be considered a factor
impelling defendant to take the stand.
FN 27.
In In re Morse, supra, ante, p. 702, we found it unnecessary to decide
whether the whole of such statement was admissible at the trial in Morse
I.
FN 28.
The prosecution chose not to rely primarily on the Morse I trial
transcript; instead it called to the stand witnesses who had testified
in Morse I as well as other witnesses who were not then called but who
were capable of giving direct evidence.
FN 29.
The judgment itself was not introduced into evidence. However, the fact
that defendant had admitted the murder convictions as charged in the
Morse II indictment was before the jury.