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Nollie Lee MARTIN
Classification: Murderer
Characteristics:
Kidnapping - Rape - Robbery
Number of victims: 1
Date of murder:
June 25,
1977
Date
of arrest:
July 4,
1977
Date of birth: 1949
Victim profile: Patricia Greenfield,
19(convenience
store clerk)
Method of murder: Stabbing
with knife
Location: Palm Beach County, Florida, USA
Status:
Executed by
electrocution in Florida on May 12,
1992
Nollie Lee Martin, 43, executed
May 12, 1992 for the 1977 murder of a 19-year-old George Washington
University student, who was working at a Delray Beach convenience
store. Fourth warrant.
United States Court of Appeals, Eleventh Circuit.
770 F.2d 918
NollieLee
Martin, Petitioner-appellant, v.
Louie L. Wainwright, Respondent-appellee
Aug. 26, 1985
Appeal from
the United States District Court for the
Southern District of Florida.
Before GODBOLD, Chief Judge,
KRAVITCH and HATCHETT, Circuit Judges.
KRAVITCH, Circuit Judge:
Appellant
NollieLeeMartin was
convicted in Palm Beach County, Florida, of
first-degree murder, kidnapping, armed
robbery, and forcible sexual battery, and
was sentenced to death. After exhausting his
state remedies, Martin
filed in federal district court a petition
for a writ of habeas corpus pursuant to 28
U.S.C. Sec. 2254. The district court denied
the petition, and Martin
now appeals, arguing that: (1) his July 4,
1977 confession was obtained in violation of
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct.
1602, 16 L.Ed.2d 694 (1966); (2) his July 4
confession was involuntary; (3) his July 11,
1977 confession was obtained in violation of
Miranda; (4) his July 11 confession was
obtained in violation of his Sixth Amendment
right of counsel; (5) his July 11 confession
was involuntary; (6) the state trial court
committed constitutional error by refusing
to appoint an additional mental health
expert to assist his defense; (7) the state
trial court violated Lockett v. Ohio, 438
U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973
(1978), by excluding or refusing to consider,
at sentencing, certain evidence concerning
the deterrent effect of the death penalty;
(8) the state trial court committed
constitutional error by excluding, at trial
and at sentencing, certain jail records; (9)
his Sixth Amendment right of confrontation
was violated when a deposition was read into
evidence at sentencing without a prior
showing of the witness' unavailability; and
(10) his Sixth, Eighth, and Fourteenth
Amendment rights were violated by the use of
a death-qualified jury at trial.1
We affirm.
On June
25, 1977, just before 10 p.m., two men
entered a convenience store in Delray Beach,
Florida, where Patricia Greenfield, a
college student, was employed. The men,
later identified as NollieLeeMartin and Gary
Forbes, robbed Greenfield at knife point of
approximately ninety dollars and two cases
of beer, and abducted her from the store.
They drove her back to
Martin's apartment, blindfolding her
along the way with Martin's
shirt. Both men committed forcible sexual
battery on her at the apartment.
Martin and Forbes
then transported Greenfield away from the
apartment, keeping her blindfolded and
assuring her that she would be released at a
remote area. After driving some distance in
an aimless fashion, they arrived at the
vicinity of the Lantana Dump, and
Martin walked the
victim away from the sight of Forbes.
According
to Forbes, Martin
stated that he attempted to strangle or
suffocate the victim with a short piece of
rope, but that she recovered her breath each
time he thought she had succumbed.
Martin then stabbed
her several times in the throat. The autopsy
revealed that Greenfield died of the stab
wounds, and that a struggle probably
preceded her death.
On the
afternoon of July 4, 1977,
Martin and Forbes were arrested by
detectives from the Palm Beach County
Sheriff's Office on charges unrelated to the
Greenfield murder.2
Later that day, under police interrogation,
Martin confessed to
having killed Patricia Greenfield. On July
11, 1977, Martin
again confessed to the murder.
Martin was indicted
for first-degree murder, kidnapping, armed
robbery, and forcible sexual battery.3
He pleaded not guilty and filed a notice of
intent to rely on the defense of insanity. A
pre-trial motion to suppress
Martin's July 4 and
July 11 confessions was denied.
Martin was found
competent to stand trial and was tried
before a jury, which convicted him on all
counts and recommended the death penalty.
The trial court sentenced
Martin to death.
The
Supreme Court of Florida affirmed
Martin's conviction
and death sentence on direct appeal.
Martin v. State,
420 So.2d 583 (Fla.1982), cert. denied, 460
U.S. 1056, 103 S.Ct. 1508, 75 L.Ed.2d 937
(1983). Martin's
motion for post-conviction relief pursuant
to Florida Rule of Criminal Procedure 3.850
was denied without an evidentiary hearing.
The denial was affirmed by the Supreme Court
of Florida. Martin
v. State, 455 So.2d 370 (Fla.1984).
Martin then filed
the instant habeas corpus petition in the
United States District Court for the
Southern District of Florida. The district
court denied Martin's
petition,4
and this appeal ensued.
Martin challenges,
on several grounds, the admissibility of
both his July 4, 1977 and July 11, 1977
confessions. He claims that the erroneous
admission of these confessions at trial
necessitates the reversal of his first-degree
murder conviction. We must determine whether
the confessions are indeed constitutionally
defective, and, if so, whether reversal of
the murder conviction is required.
Martin contends
that his July 4 confession was obtained in
violation of Miranda v. Arizona, 384 U.S.
436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
Martin was arrested
at about 2:30 p.m. on July 4, and was
interrogated, off and on, from then until
7:55 p.m., when he finally confessed. It is
undisputed that Martin
was read and waived his Miranda rights prior
to the start of the interrogation.
At one
point, however, Martin
asked whether the questioning could wait
until the next day. L.K. Glover, one of the
two Palm Beach County detectives present
when Martin made
his request, testified at the suppression
hearing:Q. Wasn't there a point in the
interview before Mr. Scarola arrived where
Mr. Martin
expressed a desire to stop talking and to
take up the conversation again the next day?
A. I don't
recall that. It is possible. It seem to me
like he did say something about waiting
until the next day and I don'know how it was
continued.
Q. Well,
did Anderson then just keep questioning him
after that, isn't that how it was continued?
A. It is
possible.
The other
detective present, John J. Anderson, stated:
Q. Now, at
some point during the interrogation, didn't
NollieMartin say to you
he did not want to make a statement?
A. Not
that I recall, no, sir.
Q. Did he
say to you, "I don't want to make a
statement today, I'll talk to you tomorrow?"
A. He said
something about, "Can't we wait until
tomorrow?"
Q. Okay.
In response to that, you just kept
questioning him, didn't you?
A. Yes,
sir. I said, "Let's go on."
The
Supreme Court held in Miranda that police
must follow certain guidelines when
conducting custodial interrogations, in
order to protect the constitutional rights
of the suspect. Under Miranda, the police
not only must give the suspect the now-familiar
set of warnings,5
but also must scrupulously honor the
suspect's right to cut off questioning. As
the Miranda Court emphasized: "If the
individual indicates in any manner, at any
time prior to or during questioning, that he
wishes to remain silent, the interrogation
must cease." Id. at 473-74, 86 S.Ct. at 1627
(emphasis added).
In
Michigan v. Mosley, 423 U.S. 96, 96 S.Ct.
321, 46 L.Ed.2d 313 (1975), the Supreme
Court explored in greater detail the scope
of a suspect's right to cut off questioning.
There, the Court explained:
A
reasonable and faithful interpretation of
the Miranda opinion must rest on the
intention of the Court in that case to adopt
"fully effective means ... to notify the
person of his right of silence and to assure
that the exercise of the right will be
scrupulously honored...." 384 U.S., at 479,
86 S.Ct., at 1630. The critical safeguard
identified in the passage at issue is a
person's right to cut off questioning." Id.,
at 474, 86 S.Ct., at 1627.
Through
the exercise of his option to terminate
questioning he can control the time at which
questioning occurs, the subjects discussed,
and the duration of the interrogation. The
requirement that law enforcement authorities
must respect a person's exercise of that
option counteracts the coercive pressures of
the custodial setting. We therefore conclude
that the admissibility of statements
obtained after the person in custody has
decided to remain silent depends under
Miranda on whether his "right to cut off
questioning" was "scrupulously honored."
Id. at
103-04, 96 S.Ct. at 326 (emphasis added;
footnote omitted).
Applying
the principles of Miranda and Mosley to the
facts of the instant case, we conclude that
Martin's right to
cut off questioning was not "scrupulously
honored" during the July 4 interrogation. It
is true that Martin's
request, "Can't we wait until tomorrow," was
an equivocal invocation of his right to cut
off questioning, and that
Martin never explicitly refused to
answer any more questions.
Nevertheless, Detective Anderson's
continuation of the interrogation was
improper. We previously have held that
equivocal invocations of the right to
counsel immediately limit the scope of
police questioning to "clarifying [the]
equivocal request." Thompson v. Wainwright,
601 F.2d 768, 771 (5th Cir.1979); see Nash
v. Estelle, 597 F.2d 513, 517 (5th Cir.) (en
banc), cert. denied, 444 U.S. 981, 100 S.Ct.
485, 62 L.Ed.2d 409 (1979). As we explained
in Thompson:
[W]henever
even an equivocal request for an attorney is
made by a suspect during a custodial
interrogation, the scope of that
interrogation is immediately narrowed to one
subject and one only. Further questioning
thereafter must be limited to clarifying
that request until it is clarified.... And
no statement taken after that request is
made and before it is clarified ... can
clear the Miranda bar.
Id. at
771-72 (emphasis in original).
We see no
reason to apply a different rule to
equivocal invocations of the right to cut
off questioning. In the instant case,
therefore, the only proper course of action
would have been to attempt to clarify
whether Martin
indeed intended to invoke his right to cut
off questioning. Instead, Detective Anderson
simply replied, "Let's go on," and continued
the interrogation. We hold that this
violated the dictates of Miranda and Mosley,6
and that the July 4 confession thus was
inadmissible.
Martin also claims
that his July 4 confession was involuntary.7
The due process "voluntariness" test, as set
forth in numerous pre-Miranda Supreme Court
decisions, requires the suppression of
statements "obtained by 'techniques and
methods offensive to due process,' Haynes v.
Washington, 373 U.S. [503,] 515, 83 S.Ct.
[1336,] 1344, [10 L.Ed.2d 513 (1963),] or
under circumstances in which the suspect
clearly had no opportunity to exercise 'a
free and unconstrained will,' id., at 514,
83 S.Ct., at 1343...." Oregon v. Elstad, ---
U.S. ----, 105 S.Ct. 1285, 84 L.Ed.2d 222
(1985). This court's predecessor has held:
[I]n order
to find [the defendant's] confession
voluntary, we must conclude that he made an
independent and informed choice of his own
free will, possessing the capability to do
so, his will not being overborne by the
pressures and circumstances swirling around
him.
Jurek v.
Estelle, 623 F.2d 929, 937 (5th Cir.1980)
(en banc), cert. denied, 450 U.S. 1001,
1014, 101 S.Ct. 1709, 1724, 68 L.Ed.2d 203,
214 (1981).8
The
Supreme Court also has acknowledged, however,
that "detection and solution of crime is, at
best, a difficult and arduous task requiring
determination and persistence on the part of
all responsible officers charged with the
duty of law enforcement.... The line between
proper and permissible police conduct and
techniques and methods offensive to due
process is, at best, a difficult one to draw...."
Haynes, 373 U.S. at 514-15, 83 S.Ct. at
1344. In Culombe v. Connecticut, 367 U.S.
568, 582, 81 S.Ct. 1860, 1867, 6 L.Ed.2d
1037 (1961), Justice Frankfurter wrote:9
... [W]hatever
its outcome, such questioning is often
indispensable to crime detection. Its
compelling necessity has been judicially
recognized as its sufficient justification,
even in a society which, like ours, stands
strongly and constitutionally committed to
the principle that persons accused of crime
cannot be made to convict themselves out of
their own mouths.
... But if
it is once admitted that questioning of
suspects is permissible, whatever reasonable
means are needed to make the questioning
effective must also be conceded to the
police.
Id. at
571, 579, 81 S.Ct. at 1862, 1866.
"Whether
[a] confession was obtained by coercion or
improper inducement can be determined only
by an examination of all of the attendant
circumstances." 373 U.S. at 513, 83 S.Ct. at
1343; see also Jurek, 623 F.2d at 937 ("This
is, necessarily, a case-by-case endeavor. We
must weigh the totality of the circumstances
and examine their impact on [the defendant]....
We must determine whether the sum of the
circumstances compels a finding of
involuntariness.").
Although
at trial the prosecution must establish, by
a preponderance of the evidence, that a
challenged confession was voluntary, see
Lego v. Twomey, 404 U.S. 477, 489, 92 S.Ct.
619, 626-27, 30 L.Ed.2d 618 (1972), on
collateral review, the burden of proving
involuntariness rests with the habeas corpus
applicant. See Jurek, 623 F.2d at 937; Bruce
v. Estelle, 536 F.2d 1051, 1058-59 (5th
Cir.1976), cert. denied, 429 U.S. 1053, 97
S.Ct. 767, 50 L.Ed.2d 770 (1977). We
therefore look to the "totality of the
circumstances" surrounding the July 4
interrogation, to determine whether the
record supports Martin's
contention that the confession was
involuntary.
Martin identifies
several aspects of the interrogation that he
claims represent indicia of coercion. For
example, the police admitted to employing a
"good guy, bad guy" technique; during the
early stages of the interrogation, Detective
Anderson, playing the "bad guy," raised his
voice at Martin,
cursed him, and discussed the death penalty,
while Detective Glover and Assistant State's
Attorney Jack Scarola, as the "good guys,"
expressed sympathy for
Martin.
According
to Martin, Anderson
also misrepresented the strength of the
state's case against him by telling him that
codefendant Gary Forbes had confessed, while
Scarola promised that an attempt would be
made to obtain psychiatric help for him,
told him that the truth "couldn't hurt him,"
and gave him legal advice concerning the
possible effect of a confession.
Martin argues that
the five-hour length of the interrogation
and the failure of the police to honor his
request to "wait until tomorrow" constitute
evidence of coercion. Finally,
Martin contends
that his emotional mental state,
particularly when the discussion turned to
the subject of religion, indicates that his
confession was involuntary.
We agree
with the state trial court that certain of
the tactics used by the police during the
July 4 interrogation were "distasteful," and
we disapprove of the overall manner in which
the interrogation was conducted. On balance,
however, we cannot say that
Martin's confession
was involuntary. We note initially that none
of the improper tactics were so inherently
coercive as to produce per se
involuntariness. As the Supreme Court stated
in Stein v. New York, 346 U.S. 156, 73 S.Ct.
1077, 97 L.Ed. 1522 (1953):
Physical
violence or threat of it by the custodian of
a prisoner during detention serves no lawful
purpose.... When present, there is no need
to weigh or measure its effects on the will
of the individual victim....
...
Interrogation is not inherently coercive, as
is physical violence. Interrogation does
have social value in solving crime, as
physical force does not.... The limits in
any case depend upon a weighing of the
circumstances of pressure against the power
of resistance of the person confessing. What
would be overpowering to the weak of will or
mind might be utterly ineffective against an
experienced criminal.
Id. at
182-84, 73 S.Ct. at 1091-92. Neither
physical violence nor threats of violence
were used against Martin,
the time when the interrogation occurred
indicates that Martin
was not deprived of sleep, and the record
reveals that Martin
was not denied food or drink. Because
psychological, not physical, coercion is
alleged here, the per se involuntariness
rule does not apply. See generally Culombe,
367 U.S. at 622-23 & nn. 74-83, 81 S.Ct. at
1889-90 & nn. 74-83.
Of course,
even though none of the improper police
tactics, standing alone, mandates a finding
of coercion, it is possible that their
cumulative effect on
Martin was sufficient to render the
confession involuntary. The test is whether
Martin's "will [was]
overborne and his capacity for self-determination
critically impaired." Culombe, 367 U.S. at
602, 81 S.Ct. at 1879. We conclude that it
was not.
In judging
the overall impact of the interrogation on
Martin, we note
that he was "not inexperienced in the ways
of crime or its detection," see Stein, 346
U.S. at 185-86, 73 S.Ct. at 1093, in that he
previously had pled guilty to three counts
of second-degree murder and one count of
arson in North Carolina, for which he had
been sentenced to 18 to 30 years in prison,
and was on parole at the time the relevant
events occurred in Florida.
The state
supreme court found, contrary to
Martin's assertions,
that "the taped statement and testimony
clearly show that Martin
was not misled or promised anything for
giving his statement."
Martin v. State, 420 So.2d 583, 585 (Fla.1982),
cert. denied, 460 U.S. 1056, 103 S.Ct. 1508,
75 L.Ed.2d 937 (1983). This factual finding
is entitled to a presumption of correctness
under 28 U.S.C. Sec. 2254(d). See Sumner v.
Mata, 449 U.S. 539, 544-45, 101 S.Ct. 764,
767-68, 66 L.Ed.2d 722 (1981); Hance v. Zant,
696 F.2d 940, 957 (11th Cir.) cert. denied,
463 U.S. 1210, 103 S.Ct. 3544, 77 L.Ed.2d
1393 (1983).10
In
addition, this court's predecessor
previously has held that some of the kinds
of psychological pressure that were used on
Martin generally do
not render a confession involuntary. In
United States v. Ballard, 586 F.2d 1060 (5th
Cir.1978), the court stated:
Encouraging a suspect to tell the truth and
suggesting that his cohorts might leave him
"holding the bag" does not, as a matter of
law, overcome a confessor's will.... Neither
is a statement that the accused's
cooperation will be made known to the court
a sufficient inducement so as to render a
subsequent incriminating statement
involuntary.... A truthful and noncoercive
statement of the possible penalties which an
accused faces may be given to the accused
without overbearing one's free will. Such an
account may increase the chance that one
detained will make a statement.
However,
as long as the statement results from an
informed and intelligent appraisal of the
risks involved rather than a coercive
atmosphere, the statement may be considered
to have been voluntarily made.... [T]elling
the appellant in a noncoercive manner of the
realistically expected penalties and
encouraging her to tell the truth is no more
than affording her the chance to make an
informed decision with respect to her
cooperation with the government.
Id. at
1063 (citations omitted). The Supreme Court
likewise has declined to find coercion in
cases involving twelve hours of
interrogation, see Stein, 346 U.S. at
185-86, 73 S.Ct. at 1093, promises by police
that the defendant's father would be
released and that his brother would not be
prosecuted, see id. at 167, 73 S.Ct. at
1084, and misrepresentations by police that
a codefendant had confessed, see Frazier v.
Cupp, 394 U.S. 731, 739, 89 S.Ct. 1420,
1425, 22 L.Ed.2d 684 (1969).
Although
we are troubled by Martin's
allegation that Assistant State's Attorney
Jack Scarola gave him legal "advice," we are
unpersuaded that this constituted coercion.
During the interrogation, Scarola told
Martin that Florida
uses a bifurcated trial in capital cases,
and that while a confession would hurt him
at the guilt phase it might help him at
sentencing.
Scarola
also admonished Martin
that "it is only the truth that can help you."
As a prosecuting attorney, Scarola should
not have engaged in such discussions with a
soon-to-be defendant. Nevertheless, in light
of the above-quoted language from Ballard,
we conclude that Scarola's indiscretions did
not render Martin's
confession involuntary.11
The record also does not
support an inference that either the five-hour
length of the interrogation or the failure
to honor Martin's
request to "wait until tomorrow" rendered
the confession involuntary. The
interrogation took place during normal
waking hours, Martin
was questioned off and on rather than
continuously, and fatigue does not appear to
have been a factor in
Martin's decision to confess. We also
find it significant that
Martin never explicitly refused to
answer any more questions.12
Finally,
this court previously has indicated that
although confessions made during a time of
mental incompetency or insanity are
involuntary, "mere emotionalism and
confusion do not necessarily invalidate them."
Corn v. Zant, 708 F.2d 549, 567 (11th
Cir.1983), cert. denied, --- U.S. ----, 104
S.Ct. 2670, 81 L.Ed.2d 375 (1984); Sullivan
v. Alabama, 666 F.2d 478, 483 (11th
Cir.1982).
In the
instant case, the state trial court noted
that "it has been helpful to the Court to
have the question of voluntariness of the
statement illustrated by an actual voice
recording of what really occurred at the
instant of the making of the statement. I
find that ... the tape recorded statement of
July 4th ... reflect[s] the indicia of
voluntariness."
The trial
court also found that "[t]he context of the
actual statement which followed this
questioning reflects a reasoned and logical
discussion.... The statement reflects a
competent recitation of the facts." We defer
to these findings, based as they are on the
trial court's unique opportunity to listen
to the tape recording and evaluate
Martin's own words
and voice. Cf. Frazier v. Cupp, 394 U.S. at
739, 89 S.Ct. at 1425 ("Petitioner also
presses the alternative argument that his
confession was involuntary.... The trial
judge, after an evidentiary hearing during
which the tape recording was played, could
not agree with the contention, and our
reading of the record does not lead us to a
contrary conclusion.").
In
conclusion, although the interrogation that
preceded Martin's
July 4 confession was hardly a model one,
none of the improper techniques used by the
police were so inherently coercive as to
require a finding of per se involuntariness.
Furthermore, based on the totality of the
circumstances, Martin
has failed to satisfy his burden of proving
that the confession was the product of
forces that combined to overbear his free
will. We therefore hold that, despite its
inadmissibility under Miranda,
Martin's July 4
confession was voluntary.
C. "Fruit
of the Poisonous Tree," the "Cat Out of the
Bag" Rule, and the July 11 Confession
We next
must decide whether the July 4 Miranda
violation automatically renders the July 11
confession inadmissible, either under the
so-called "fruit of the poisonous tree"
doctrine, or under a more recently developed
legal theory known as the "cat out of the
bag" rule. The Supreme Court recently
addressed these precise issues in Oregon v.
Elstad, --- U.S. ----, 105 S.Ct. 1285, 84
L.Ed.2d 222 (1985). We therefore conduct our
analysis along the lines suggested by the
Court in Elstad.
1. "Fruit
of the Poisonous Tree"
In Elstad,
the Court began by considering whether, and
under what circumstances, the failure to
administer Miranda warnings prior to a
confession "taints," under the "fruit of the
poisonous tree" doctrine, a subsequent
confession. The Court noted that the "fruit
of the poisonous tree" doctrine applies only
to constitutional violations. Id. at ----,
105 S.Ct. at 1291.
The
Miranda exclusionary rule, however, "sweeps
more broadly than the Fifth Amendment itself.
It may be triggered even in the absence of a
Fifth Amendment violation. The Fifth
Amendment prohibits use by the prosecution
in its case in chief only of compelled
testimony." Id. at ----, 105 S.Ct. at 1292 (footnote
omitted; emphasis in original). Miranda
creates a "presumption of compulsion," which,
"though irrebuttable for purposes of the
prosecution's case in chief, does not
require that the statements and their fruits
be discarded as inherently tainted." Id. The
Court concluded:
It is an
unwarranted extension of Miranda to hold
that a simple failure to administer the
warnings, unaccompanied by any actual
coercion or other circumstances calculated
to undermine the suspect's ability to
exercise his free will so taints the
investigatory process that a subsequent
voluntary and informed waiver is ineffective
for some indeterminate period. Though
Miranda requires that the unwarned admission
must be suppressed, the admissibility of any
subsequent statement should turn in these
circumstances solely on whether it is
knowingly and voluntarily made.
Id. at
----, 105 S.Ct. at 1293-94 (emphasis added).
In other words, so long as the prior,
unwarned confession satisfies the "due
process voluntariness test," id. at ----,
105 S.Ct. at 1293 (quoting Schulhofer,
Confessions and the Court, 79 Mich.L.Rev.
865, 877 (1981)), the subsequent confession
is not automatically rendered inadmissible
under the "fruit of the poisonous tree"
doctrine.
The
instant case differs from Elstad in that it
involves a failure to honor the suspect's
request to "cut off" questioning rather than
a failure to give Miranda warnings.
Nevertheless, the same reasoning necessarily
applies. As explained in the preceding
subsection, Martin's
July 4 confession was voluntary. As in
Elstad, the police here violated the
technical requirements of Miranda, but did
not violate the Fifth Amendment itself. The
absence of "actual coercion" in connection
with the July 4 interrogation renders the "fruit
of the poisonous tree" doctrine inapplicable,
and we hold that the July 4 Miranda
violation does not automatically require the
exclusion of the July 11 confession on this
ground.
The
remainder of the Elstad opinion concerns the
so-called "cat out of the bag" rule. This
rule, originally derived from the Supreme
Court case of United States v. Bayer, 331
U.S. 532, 67 S.Ct. 1394, 91 L.Ed. 1654
(1947), is based on the notion that a
defendant who has once let the "cat out of
the bag" by confessing to a crime is "never
thereafter free of the psychological and
practical disadvantages of having confessed.
He can never get the cat back in the bag."
Id. at 540, 67 S.Ct. at 1398. Relying on
Bayer, some lower courts have held that the
giving of either an unwarned or a coerced
confession fatally compromises the
voluntariness of all subsequent statements.13
In Elstad,
the Supreme Court flatly rejected such a
broad interpretation of the "cat out of the
bag" rule:
This Court
has never held that the psychological impact
of voluntary disclosure of a guilty secret
qualifies as state compulsion or compromises
the voluntariness of a subsequent informed
waiver.... When neither the initial nor the
subsequent admission is coerced, little
justification exists for permitting the
highly probative evidence of a voluntary
confession to be irretrievably lost to the
factfinder.
There is a
vast difference between the direct
consequences flowing from coercion of a
confession by physical violence or other
deliberate means calculated to break the
suspect's will and the uncertain
consequences of disclosure of a "guilty
secret" freely given in response to an
unwarned but noncoercive question ....
... [T]here
is no warrant for presuming coercive effect
where the suspect's initial inculpatory
statement, though technically in violation
of Miranda, was voluntary. The relevant
inquiry is whether, in fact, the second
statement was also voluntarily made.
--- U.S.
at ----, ----, 105 S.Ct. at 1295, 1298 (emphasis
added; footnote omitted). The Court held
that "a suspect who has once responded to
unwarned yet uncoercive questioning is not
thereby disabled from waiving his rights and
confessing after he has been given the
requisite Miranda warnings." Id. at ----,
105 S.Ct. at 1298.
As with
the "fruit of the poisonous tree" doctrine,
the Court's reasoning in Elstad disposes of
the "cat out of the bag" issue. Here, the
police used neither "physical violence" nor
"other deliberate means" to coerce
Martin's first
confession. Rather, as in Elstad, the first
confession was voluntary, although obtained
through a technical violation of Miranda. We
see no basis for treating a failure to honor
a suspect's right to "cut off" questioning
any differently from a failure to give
Miranda warnings,14
and we hold that the July 4 Miranda
violation does not automatically require the
exclusion of the July 11 confession.
Having
held that the admissibility of the July 11
confession is not determined by our rulings
concerning the July 4 confession, we next
turn to Martin's
contention that the July 11 confession
itself was obtained in violation of Miranda,
in that the police who questioned him on
that date did not fully rewarn him of all of
his Miranda rights. A tape recording of the
July 11 interrogation shows that, at the
beginning of the interrogation, Detective
Glover told Martin:15
Q. All
right, Lee. I will
remind you of your constitutional rights.
You know that you don't have to talk to me.
You have an attorney who says that he wishes
for you to talk to no one but you're going
to talk to me of your own free will and
because you want to, is that correct?
A. Right.
Glover
testified at the suppression hearing that
Martin received no
other warnings before the start of the
interrogation, and that the only time Glover
fully warned Martin
was one week earlier, on July 4.16
Although
providing Martin
with full Miranda warnings on July 11
undoubtedly would have been a better and
safer course, we cannot say that Glover's
failure to rewarn Martin
renders the confession inadmissible under
Miranda. This circuit's predecessor faced an
analogous situation in Biddy v. Diamond, 516
F.2d 118 (5th Cir.1975), cert. denied, 425
U.S. 950, 96 S.Ct. 1724, 48 L.Ed.2d 194
(1976). There, the petitioner received full
Miranda warnings on December 15. On December
27, the police again questioned her, this
time merely asking, "do you understand your
rights?" The petitioner replied that she did.
On appeal, the court stated:
The
question is whether the full Miranda
warnings were required on December 27 and
28, even though in response to the police
question petitioner expressly stated that
she remembered her rights as previously
explained to her. We think not. We have
previously held that "there is no
requirement that an accused be continually
reminded of his rights once he has
intelligently waived them." United States v.
Anthony, 474 F.2d 770, 773 (5th Cir.1973)
....
We think
that a further delineation on December 27 of
petitioner's rights, which she had stated
that she understood from prior explanations,
would have been needlessly repetitious.
Id. at
122; see also California v. Prysock, 453
U.S. 355, 359, 101 S.Ct. 2806, 2809, 69 L.Ed.2d
696 (1981) ("This court has never indicated
that the 'rigidity' of Miranda extends to
the precise formulation of the warnings
given a criminal defendant .... Quite the
contrary, Miranda itself indicated that no
talismanic incantation was required to
satisfy its strictures.").
In our
view, Biddy controls this issue.17Martin was fully
warned, and knowingly and intelligently
waived his Miranda rights, prior to the July
4 interrogation. On July 11,
Martin indicated
that he still understood those rights. As in
Biddy, giving complete Miranda warnings on
July 11 would have been needlessly
repetitious. We conclude that the July 11
confession was not obtained in violation of
Miranda.
E. The
Right to Counsel and the July 11 Confession
Martin's next claim
is that the July 11 confession was obtained
in violation of his Sixth Amendment right to
counsel. It is undisputed that
Martin was
represented by counsel,18
and that counsel had instructed both
Martin and the
personnel at the jail that
Martin was not to make any statements
to police without counsel's permission.
Despite
these admonitions, however,
Martin sent the
captain of the jail a note requesting to
speak with Christie Dietert, his parole
supervisor, and Detective Glover. The
captain reminded Martin
that his lawyer did not want him to speak
with anyone without the lawyer's permission,
to which Martin
replied that he knew.
The
captain wrote at the bottom of
Martin's note, "has
been told that his attorney, I guess,
doesn't want him to talk to anyone," and
both Martin and the
captain signed the note.
Martin told the captain that he still
wanted to see Dietert and Glover. At
Martin's request,
the captain first tried to reach Dietert.
When she could not be located, the captain
telephoned Glover. Martin
told Glover that he wanted to see him.
Meanwhile,
Dietert was notified of
Martin's request and came to the jail
to speak with him. During this conversation,
which took place in an office at the jail,
Martin physically
assaulted Dietert in an attempt to take her
as a hostage.19
The jail guards burst into the room and
forcibly subdued Martin,
leaving him with a gash on his forehead.20Martin then was
taken to a small holding cell, where, a few
moments later, Detective Glover met with him
and took his second confession to the
Patricia Greenfield murder.
Martin concedes
that a defendant may waive the Sixth
Amendment right to counsel.
Martin notes,
however, that the state has the heavy burden
of establishing "an intentional
relinquishment or abandonment of a known
right or privilege." Hance v. Zant, 696 F.2d
940, 947 (11th Cir.) (quoting Johnson v.
Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019,
1023, 82 L.Ed.2d 1461 (1938)), cert. denied,
--- U.S. ----, 103 S.Ct. 3544, 77 L.Ed.2d
1393 (1983); accord, United States v. Brown,
569 F.2d 236 (5th Cir.1978) (en banc).
Furthermore, as Martin
points out, courts must "indulge in every
reasonable presumption against waiver."
Brewer v. Williams, 430 U.S. 387, 404, 97
S.Ct. 1232, 1242, 51 L.Ed.2d 424 (1977);
accord, Tinsley v. Purvis, 731 F.2d 791, 794
(11th Cir.1984). The ultimate determination
of waiver turns on the totality of the
circumstances. See id. at 793; Sullivan v.
Alabama, 666 F.2d 478, 483 (11th Cir.1982).
We find
that the state has met its burden in this
case. Martin
initiated the July 11 conversation with the
police, despite being warned by his counsel
and by the jail captain not to do so. Even
after reading and signing a note indicating
that he had been informed of his counsel's
wishes, Martin
continued to press his request to speak with
Dietert and with Detective Glover. These
actions clearly evidence
Martin's intent to waive his right to
counsel. See Sullivan, 666 F.2d at 483 (waiver
need not be explicit, but may be inferred
from totality of circumstances).
Martin was not in
any way coerced into making this decision.
Martin argues,
however, that (1) his motive for wishing to
speak with the police was suicidal, not
rational, (2) his waiver, if it existed,
became ineffective after he attacked
Christie Dietert, and (3) he was not
informed of his Miranda rights prior to the
alleged waiver. We find these arguments
meritless.
Martin's motive for
waiving his right to counsel is irrelevant
as to whether such a waiver was made,21Martin's unprovoked
attack on Dietert did not vitiate or
terminate the otherwise valid waiver, and
the jail captain clearly informed
Martin that he did
not have to, and had been advised not to,
speak to the police outside of his counsel's
presence. We also note that Detective Glover
reminded Martin of
his Miranda rights after the attack on
Dietert, but prior to the confession.
As the
trial court observed, "A lawyer can give
advice but he cannot oblige his client to
follow it." We agree with the trial court
that the state met its burden of proving
that Martin
intentionally relinquished his right to
counsel prior to the July 11 interrogation,
and we hold that the July 11 confession was
not obtained in violation of
Martin's right to
counsel.
Martin's final
claim with respect to the July 11 confession
is that it was involuntary. We do not agree.
The only indicia of coercion identified by
Martin in
connection with the July 11 interrogation
are (1) his physical condition following his
aborted attack on Christie Dietert, and (2)
the fact that Detective Glover failed to
give him complete Miranda warnings. Although
the jail guards forcibly subdued
Martin after he
attacked Dietert, leaving him with a gash on
his forehead,22
such force was not intended, nor could
Martin possibly
have believed that it was intended, to
coerce him into confessing for a second time
to the Greenfield murder.
In
addition, the state trial court found that
Martin made "no
complaint of his injuries or mental
condition," and that "[t]he voices [on the
tape recording] reflect the same indicia of
voluntariness described in the earlier [July
4] statement." Finally, with respect to the
incomplete Miranda warnings, we already have
concluded that such warnings were adequate,
under the circumstances of this case, to
remind Martin of
his rights. We hold that the July 11
confession was voluntary and, therefore,
admissible at Martin's
trial.
To
summarize, the July 4 confession, although
voluntary, was obtained in violation of
Miranda and hence inadmissible. Under Elstad,
however, neither the July 4 Miranda
violation nor the fact that
Martin had "let the
cat out of the bag" rendered the July 11
confession inadmissible.
Rather,
the July 11 confession, having been obtained
without coercion and in full compliance with
both Miranda and the Sixth Amendment right
to counsel, properly was admitted at trial.
We now must determine whether
Martin is entitled
to reversal of his murder conviction, or
whether the erroneous admission of the July
4 confession was "harmless error" under the
test set forth in Chapman v. California, 386
U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705
(1967).23
After
reviewing the entire record, we are
convinced beyond a reasonable doubt that the
erroneous admission of
Martin's July 4 confession could not
have contributed to his murder conviction.
The most important factor in our decision is
that the July 4 confession was merely
cumulative of the evidence contained in the
July 11 confession. In fact, the July 11
confession included a far more detailed
description of the murder than did the July
4 confession.24
Moreover,
in addition to the July 11 confession, the
jury had before it the testimony of
Martin's accomplice,
Gary Forbes, who gave a lengthy account of
the robbery, kidnapping, and sexual battery
of Patricia Greenfield, and who told the
jury how Martin,
armed with a knife, led the blindfolded
young woman down a dirt road at the Lantana
Dump and returned fifteen or twenty minutes
later, saying that he had killed Greenfield
by stabbing her in the throat. Finally, the
jury was presented with the unrebutted
testimony of a state pathologist, who
examined Greenfield's body and found the
cause of her death to be the multiple stab
wounds in the throat.
Martin argues,
however, that his involvement in the murder
was not the only crucial issue at trial.
According to Martin,
the erroneous admission of his July 4
confession was "harmful" because the jury
and the sentencing judge relied on it as
evidence of Martin's
sanity. We disagree. The July 4 confession
was, again, merely cumulative of the other
evidence presented on this issue.
This is
apparent from the state trial court's
sentencing order, in which the court
explained that it rejected
Martin's claims of insanity, mental
or emotional disturbance, and diminished
capacity on the basis of the following
evidence: (1) "[T]he testimony of the
professional witnesses," (2) "The testimony
of the non-professionals who have observed
the defendant before and during his
incarceration," (3) "The actions of the
defendant prior to his arrest, during his
confinement and during his court appearances,"
and, finally, (4) "the statements of the
defendant to the police, and others,
concerning the criminal charges."25
In light of all of this evidence, we see no
possibility, let alone a reasonable one,
that absent the July 4 confession either the
jury or the sentencing judge would have
found Martin insane.
In
conclusion, we hold that the erroneous
admission of the July 4 confession was
harmless beyond a reasonable doubt as to
both Martin's guilt
and his sanity. We therefore decline to
reverse Martin's
murder conviction on this ground.26
Martin
next contends that the state trial court
committed constitutional error by refusing
to appoint an additional mental health
expert to assist his defense.
Martin was examined
prior to trial by seven mental health
experts, including four psychiatrists, two
psychologists, and a neurologist, all of
whom were either court-appointed or
recruited by the defense.
Martin asserts, however, that in
addition to these seven experts the court
also should have appointed Dr. Theodore
Blau, a neuropsychologist, to examine him
for organic brain damage.
Martin claims that he was deprived of
Dr. Blau's assistance solely due to his
indigency, thus denying him due process of
law.
Martin's claim is
analogous to the one recently addressed by
the Supreme Court in Ake v. Oklahoma, ---
U.S. ----, 105 S.Ct. 1087, 84 L.Ed.2d 53
(1985). In Ake, the trial court denied a
timely defense request for a court-appointed
psychiatrist. As a result, the defendant was
examined only by state psychiatrists, whose
testimony was instrumental in establishing
both the defendant's sanity at the time of
the offense and his future dangerousness.
The defendant was convicted of first-degree
murder and sentenced to death, and the
conviction and sentence were affirmed by the
state appellate court.
The
Supreme Court, however, reversed. The Court
emphasized that "justice cannot be equal
where, simply as a result of his poverty, a
defendant is denied the opportunity to
participate meaningfully in a judicial
proceeding in which his liberty is at stake."
Id. at ----, 105 S.Ct. at 1093.
After
noting the significant role psychiatric
evaluations play in many criminal trials,
the Court concluded that "without the
assistance of a psychiatrist to conduct a
professional examination on issues relevant
to the defense, to help determine whether
the insanity defense is viable, to present
testimony, and to assist in preparing the
cross-examination of a State's psychiatric
witnesses, the risk of an inaccurate
resolution of sanity issues is extremely
high." Id. at ----, 105 S.Ct. at 1096. The
Court then held:
[W]hen a
defendant demonstrates to the trial judge
that his sanity at the time of the offense
is to be a significant factor at trial, the
State must, at a minimum, assure the
defendant access to a competent psychiatrist
who will conduct an appropriate examination
and assist in evaluation, preparation, and
presentation of the defense. This is not to
say, of course, that the indigent defendant
has a constitutional right to choose a
psychiatrist of his personal liking or to
receive funds to hire his own. Our concern
is that the indigent defendant have access
to a competent psychiatrist for the purpose
we have discussed....
Id. at
----, 105 S.Ct. at 1097. The Ake Court
applied the same rule to capital sentencing
proceedings in which the state presents
psychiatric evidence as to the defendant's
future dangerousness. See id.
In our
view, Ake provides no solace to the
petitioner in this case. As noted above,
Martin was examined
by seven mental health experts, none of whom
were hired by the state. On the contrary,
all seven were either appointed by the court,
with the approval of both the prosecutor and
defense counsel, or were recruited by the
defense.
Furthermore, two of the experts
significantly assisted
Martin's defense by testifying at
trial that Martin
was insane at the time the murder was
committed. In short,
Martin simply was not denied the "access
to a competent psychiatrist" guaranteed to
indigent defendants by Ake.
Martin contends,
however, that only one of the experts,
namely, Dr. Russell Wilson, the neurologist,
ever examined him for organic brain damage,
and that the other six experts merely relied
on Dr. Wilson's conclusion that
Martin was not
organically brain-damaged. According to
Martin, this
conclusion was erroneous, and would have
been rebutted by Dr. Blau.27
We reject
this contention as well.
Martin does not claim that Dr. Wilson
was incompetent or biased.28
Instead, Martin's
contention seems based on a theory that he
was constitutionally entitled to the
appointment of an expert who would agree to
testify in accordance with his wishes. This
court rejected just such a contention in
Finney v. Zant, 709 F.2d 643 (11th
Cir.1983):
Finney
does not contend the court-appointed
psychiatrists were biased. His contention
that their examinations should have been
more thorough and that their conclusions
were inaccurate is the sort of argument that
should be addressed to the finder of fact....
... [T]he
accused was entitled to an impartial
assessment of his mental condition but not
to a battery of experts. [McGarty v. O'Brien,
188 F.2d 151,] 157 [ (1st Cir.), cert.
denied, 341 U.S. 928, 71 S.Ct. 794, 95 L.Ed.2d
1359 (1951) ]. Accord, Satterfield v.
Zahradnick, 572 F.2d 443, 445 (4th Cir.),
cert. denied, 436 U.S. 920, 98 S.Ct. 2270,
56 L.Ed.2d 762 (1978).
Id. at
645.
Moreover,
nothing in Ake even suggests that a
defendant is constitutionally entitled to a
favorable psychiatric opinion. Rather, the
Court's discussion in Ake focused on the
need for a competent, independent
psychiatrist to assist in the "evaluation,
preparation, and presentation of the defense."
--- U.S. at ----, 105 S.Ct. at 1097; cf.
Blake v. Kemp, 758 F.2d 523, 529 (11th
Cir.1985) (court found it "important to
note" that case before it did not involve "the
right of a defendant to ask for successive
appointments at state expense of
psychiatrists in order to obtain the kind of
report that would be favorable to him.").
We hold
that the examination of
Martin by seven independent or
defense-recruited mental health experts more
than adequately met the requirements of Ake.
With respect to the issue of organic brain
damage, we reject the notion that either Ake
or the due process clause requires the
appointment of an expert who would reach a
conclusion favorable to the defendant, and
hold that the examination conducted by Dr.
Wilson, an independent and presumably
competent neurologist, met minimum
constitutional standards.29
Because the trial court's refusal to appoint
an additional mental health expert did not
deny Martin "the
opportunity to participate meaningfully" in
the trial or sentencing proceeding, we
decline to reverse Martin's
conviction or sentence on this ground.30
IV. THE
EXCLUSION OF EVIDENCE CONCERNING THE
DETERRENT EFFECT OF THE DEATH PENALTY
Martin alleges that
the state trial court violated Lockett v.
Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d
973 (1978), by excluding or refusing to
consider, at sentencing, certain evidence
concerning the deterrent effect of the death
penalty. The evidence consisted of the
testimony of law professor Hans Zeisel of
the University of Chicago, who sought to
tell the jury that (1) in general, the death
penalty has no proven deterrent effect, and
(2) in particular, the death penalty does
not deter the mentally ill. The trial court
allowed Zeisel to testify concerning the
alleged lack of general deterrent effect,
but refused to permit testimony concerning
the deterrent effect on the mentally ill.
The court then instructed the jury:
During
this phase of the trial I have permitted
some testimony by a professor having to do
with the question of whether or not the
death penalty deters. You are instructed
that the determination of whether or not one
state has such a penalty is the exclusive
prerogative of the people of that state as
reflected in their legislative action.
It is the
duty of judges, lawyers and juries to follow
such legislative enactments as long as they
are constitutional.
The jury
recommended the death penalty, and the court,
presumably following its own instructions
and refusing to consider Zeisel's testimony
on deterrence, sentenced
Martin to death.
We hold
that the trial court did not violate Lockett.
Both Lockett and its sequel, Eddings v.
Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71
L.Ed.2d 1 (1982), require the admission and
consideration at sentencing of all evidence
relating to "any aspect of a defendant's
character or record and any of the
circumstances of the offense that the
defendant proffers as a basis for a sentence
less than death." Eddings, 455 U.S. at 110,
102 S.Ct. at 874; Lockett, 438 U.S. at 604,
98 S.Ct. at 2964; accord, Woodson v. North
Carolina, 428 U.S. 280, 304, 96 S.Ct. 2978,
2991, 49 L.Ed.2d 944 (1976) ("[T]he
fundamental respect for humanity underlying
the Eighth Amendment ... requires
consideration of the character and record of
the individual offender and the
circumstances of the particular offense as a
constitutionally indispensable part of the
process of inflicting the penalty of death.").
Evidence
such as that introduced or proffered in the
instant case, however, fundamentally differs
from that involved in Lockett and Eddings.
Evidence concerning whether the death
penalty has a deterrent effect, either on
potential murderers in general or on a
specific category of potential murderers, is
not designed to help the sentencer focus on
the unique characteristics of a particular
capital defendant or crime.31
Rather,
such evidence is designed to persuade the
sentencer that the legislature erred, in
whole or in part, when it enacted a death
penalty statute.32
Such evidence has never been held, either by
the Supreme Court or by this court, to be "constitutionally
indispensable." As the Supreme Court noted
in Lockett:
Nothing in
this opinion limits the traditional
authority of a court to exclude, as
irrelevant, evidence not bearing on the
defendant's character, prior record, or the
circumstances of his offense
438 U.S.
at 604 n. 12, 98 S.Ct. at 2965 n. 12.
In Shriner
v. Wainwright, 715 F.2d 1452 (11th
Cir.1983), cert. denied, --- U.S. ----, 104
S.Ct. 1328, 79 L.Ed.2d 723 (1984), this
court considered and rejected an argument
extremely similar to
Martin's. There, the petitioner
unsuccessfully sought to introduce at
sentencing the testimony of a Methodist
minister who had witnessed three
electrocutions. The obvious purpose of the
testimony was to persuade the jury and
sentencing court that the legislature had
erred when it enacted a statute authorizing
the imposition of the death penalty through
electrocution.
The
petitioner argued on appeal that the
exclusion of the minister's testimony denied
the jury evidence relevant to "evolving
standards of decency," see Witherspoon v.
Illinois, 391 U.S. 510, 519 n. 15, 88 S.Ct.
1770, 1776 n. 15, 20 L.Ed.2d 776 (1968) (quoting
Trop v. Dulles, 356 U.S. 86, 101, 78 S.Ct.
590, 598, 2 L.Ed.2d 630 (1958) (plurality
opinion)), and thus contravened Lockett.
This court held:
Shriner
misreads Lockett. While the plurality
opinion indicated that a defendant in a
capital case must be permitted to introduce
virtually any evidence relating to his
character, record or offense, it did not
hold that all evidence proffered by the
defendant concerning the propriety of
electrocutions in general must be admitted.
Id. at
1456 (emphasis added). In our view, the
Shriner rationale also applies to evidence
of deterrence such as that introduced or
proffered by Martin.
Martin
contends, however, that our decision in
Collins v. Francis, 728 F.2d 1322 (11th
Cir.), cert. denied, --- U.S. ----, 105 S.Ct.
361, 83 L.Ed.2d 297 (1984), compels a
different result. In Collins, the prosecutor
made the following remark during the closing
arguments in a capital sentencing proceeding:
Now
arguments have been put forth against
capital punishment in that it does not deter
crime. But that argument cannot be supported
by statistics or anything else.
Id. at
1338-39. We rejected the petitioner's
argument that "the need for general
deterrence is an unconstitutional sentencing
consideration," id. at 1340, and held that
"[t]he U.S. Constitution does not forbid a
sentencer to hear argument from counsel on
the need for a deterrent sentence and to
fashion a sentence to satisfy that need." Id.
at 1339 (footnote omitted). Our decision was
based on a determination that the
prosecutor's remark was not "so egregious as
to render the [sentencing proceeding]
fundamentally unfair." Id. at 1338 (quoting
Hance v. Zant, 696 F.2d 940, 951 (11th
Cir.), cert. denied, 463 U.S. 1210, 103 S.Ct.
3544, 77 L.Ed.2d 1393 (1983)).
That a
prosecutor or defense attorney may argue
deterrence during a capital sentencing
proceeding without offending the Due Process
Clause, however, does not mean that the
Eighth Amendment prohibits the exclusion of
evidence relating to deterrence. As we
already have noted, neither Lockett nor
Eddings suggests that the Eighth Amendment
reaches that far.33
It may
seem anomalous for a state to permit
argument on a subject yet, at the same time,
exclude evidence relating to that subject.
Nevertheless, neither the Eighth Amendment
nor any other part of the Constitution
prevents a state from doing so. We hold,
therefore, that Martin
is not entitled to a new sentencing
proceeding because of the state trial
court's exclusion of, or failure to consider,
evidence relating to the deterrent effect of
the death penalty.34
Martin's three
remaining claims of error do not merit
extended discussion. First, he argues that
the trial court erred by excluding, at trial
and at sentencing, certain jail records.
According to Martin,
these records were relevant to his insanity
defense at trial, and to the existence of
mitigating factors at sentencing, because
they showed (1) that he was "tremulous"
while in jail, thus indicating that he did
not "fake" his tremors during his
psychiatric examinations, (2) that he
attempted to commit suicide while in jail,
and (3) the dosages of antipsychotic
medication given to him, as prescribed by
Dr. Vaughn.
Even
assuming the jail records should have been
admitted at trial, however, such error
hardly was of constitutional dimension. See
Dickson v. Wainwright, 683 F.2d 348, 350
(11th Cir.1982) ("An evidentiary error does
not justify habeas relief unless the
violation results in a denial of fundamental
fairness."); Anderson v. Maggio, 555 F.2d
447, 451 (5th Cir.1977) (evidentiary error
justifies habeas relief only if "material in
the sense of a crucial, critical, highly
significant factor.").
The
records would have been merely cumulative
evidence on the subject of
Martin's mental condition, a subject
already explored in great detail throughout
the trial. Furthermore, Dr. Vaughn, as
Martin's
psychiatrist, could have testified about the
antipsychotic medication.
So far as
the sentencing proceeding is concerned, our
review of the transcript indicates that the
trial court did not exclude the jail records.
Rather, the court told defense counsel that
the records could be introduced into
evidence, but only if all of the records
went in, including those relating to
Martin's attack on
Christie Dietert. Defense counsel then
decided not to introduce any of the records.
In our
view, the court's ruling was absolutely
correct. Lockett entitles a capital
defendant to introduce all relevant
mitigating evidence at sentencing, but does
not entitle the defendant to pick and choose
between portions of documents and records in
an attempt to mislead the sentencer. Cf.
Fla.Stat. Sec. 90.108 ("When a writing or
recorded statement or part thereof is
introduced by a party, an adverse party may
require him at that time to introduce any
other part or any other writing or recorded
statement that in fairness ought to be
considered contemporaneously."); accord,
Fed.R.Evid. 106.35
Martin's
second remaining claim is that his Sixth
Amendment right of confrontation was
violated by the admission at sentencing,
without a prior showing of unavailability,
of the pretrial deposition of Dr. Scherer,
one of the psychiatrists who examined
Martin. The problem
with this claim is that defense counsel
never objected to the admission of the
deposition on the grounds that the state had
failed to establish Dr. Scherer's
unavailability. "In the absence of plain
error, hearsay that is not properly objected
to is ordinarily admissible at trial for any
relevant purpose and may be considered by
the jury to the extent of its probative
value." United States v. Phillips, 664 F.2d
971, 1026 (5th Cir. Unit B 1981), cert.
denied, 457 U.S. 1136, 459 U.S. 906, 102
S.Ct. 2965, 103 S.Ct. 208, 73 L.Ed.2d 1354,
74 L.Ed.2d 166 (1982).36
We find that the admission of Dr. Scherer's
deposition did not constitute "plain error,"
and thus reject Martin's
confrontation clause argument.
Martin's final
remaining claim is that his Sixth, Eighth,
and Fourteenth Amendment rights were
violated by the use of a death-qualified
jury at trial. Martin
cites in support of his claim the recent
Eighth Circuit decision in Grigsby v. Mabry,
758 F.2d 226 (8th Cir.1985). This court,
however, has rejected on several occasions
claims identical to Martin's.
See Jenkins v. Wainwright, 763 F.2d 1390,
1393 (11th Cir.1985); Smith v. Balkcom, 660
F.2d 573, 575-84 (5th Cir. Unit B 1981),
modified, 671 F.2d 858 (5th Cir. Unit B),
cert. denied, 459 U.S. 882, 103 S.Ct. 181,
74 L.Ed.2d 148 (1982); Spinkellink v.
Wainwright, 578 F.2d 582, 591-99 (5th
Cir.1978), cert. denied, 440 U.S. 976, 99
S.Ct. 1548, 59 L.Ed.2d 796 (1979). We abide
by the controlling precedent.
VI.
CONCLUSION
On the
basis of the foregoing discussion, the
judgment of the court below denying
Martin's petition
for a writ of habeas corpus is hereby
AFFIRMED.
*****
HATCHETT, Circuit Judge,
concurring in part and dissenting in part:
I dissent
from that portion of the majority's opinion
that holds that evidence relative to general
deterrence may not be introduced in the
penalty phase of a capital offense trial.
With the
filing of this opinion, the Eleventh
Circuit's cases on the subject of general
deterrence hold (1) that neither the
prosecutor nor defense counsel may put into
evidence facts relevant to whether the death
penalty provides general deterrence to
murder, but (2) that both the prosecutor and
the defense counsel may argue to the jury
the merits or demerits of the death penalty
as a deterrent. Collins v. Francis, 728 F.2d
1322 (11th Cir.), cert. denied, --- U.S.
----, 105 S.Ct. 361, 83 L.Ed.2d 297 (1984).
Sounds fair enough; but, in reality, such
holdings render any defense counsel's
argument about general deterrence totally
ineffective.
The
defense and the prosecution, as in this
case, are prohibited from introducing
evidence of the deterrent effect of the
death penalty, but the prosecutor is not at
an equal disadvantage under this rule of
exclusion. The prosecutor can argue general
deterrence, using the existence of the
legislative enactment, the capital
sentencing statute, as evidentiary support.
Further, the prosecutor's argument of
general deterrence is benefited by jury
instructions which caution the jury not to
consider the general deterrence issue, but
to "follow such legislative enactments" as
the capital sentencing statute under which
the jury is impaneled. The prosecutor is
able, therefore, to get before the jury the
existence of the view of the enacting
legislators and the trial judge's
declaration that the capital sentencing
statute has conclusively resolved the
general deterrence issue. The prosecutor's
argument, legitimized by the existence of
the legislative enactment and by the trial
judge's instruction, has the impact of
credible evidence. An argument with such
impact cannot be successfully rebutted by
defense counsel's argument against
imposition of the death sentence.
In this
case, the unfairness was increased when the
trial judge admitted the out-of-state
professor's testimony and then, in effect,
instructed the jury to ignore the testimony
because "whether or not one state has such a
penalty is the exclusive prerogative of the
people of that state...."
Florida
law allows the prosecutor the broadest
latitude in arguing to the jury. Even "inflammatory"
or "abusive argument" is allowed where "there
is ample basis in the record to support the
remarks." Darden v. State, 329 So.2d 287,
291 (Fla.1976). In the sentencing phase of a
capital offense prosecution, "evidence may
be presented as to any matter that the court
deems relevant to the nature of the crime
and the character of the defendant."
Fla.Stat.Ann. Sec. 921.141(1) (West 1985). A
prosecutor's argument in the sentencing
proceeding that the jury should recommend
the death penalty as a deterrent to crime
has been approved by Florida law. Gibson v.
State, 351 So.2d 948, 950 (Fla.1977) (citing
Darden v. State, 329 So.2d 287 (Fla.1976)).
Florida may well cure this problem by
allowing the introduction of general
deterrence evidence. In any event, this
court must face the federal constitutional
question presented as a result of our
holdings.
The
present anomaly is of constitutional
proportions making fundamentally unfair the
capital sentencing proceeding. See Donnelly
v. DeChristoforo, 416 U.S. 637, 94 S.Ct.
1868, 40 L.Ed.2d 431 (1974). To put an end
to this anomaly, it is time for the en banc
court to hold that no arguments may be made
to the jury about the deterrent effect of
the death penalty, or to hold that such
arguments may only be made based on evidence
presented before the jury.
Martin's
brief on appeal also included a claim that
the Supreme Court of Florida's practice of
receiving ex parte information in capital
cases violated his constitutional rights.
This claim was dropped, however, prior to
oral argument
Martin
and Forbes were arrested on false
imprisonment and sexual battery charges in
connection with a July 3, 1977 incident
involving a prostitute. The state trial
court found that the police had probable
cause to arrest Martin
and Forbes on these charges, and the
propriety of this ruling is not before us
Forbes,
Martin's accomplice, initially was
indicted for the same offenses. Pursuant to
an agreement with the police and the
prosecutor's office, Forbes pled guilty to
second-degree murder and testified for the
state at Martin's
trial
The district court
granted a twenty-four hour stay of
Martin's then-pending
execution, however, and issued a certificate
of probable cause to appeal. This court
subsequently stayed Martin's
execution pending the resolution of this
appeal
[The suspect] must be
warned prior to any questioning that he has
the right to remain silent, that anything he
says can be used against him in a court of
law, that he has the right to the presence
of an attorney, and that if he cannot afford
an attorney one will be appointed for him
prior to any questioning if he so desires
In United States v.
Thierman, 678 F.2d 1331 (9th Cir.1982), the
Ninth Circuit reached the opposite
conclusion in a case involving a suspect's
request, "Can we talk about it tomorrow?"
The surrounding circumstances in Thierman,
however, indicated that the suspect's
request concerned a particular subject
matter, and not the interrogation in
general. See id. at 1336
In any event, to the
extent that it is inconsistent with our
decision today, we reject the Ninth
Circuit's Thierman holding. We do not deem
it necessary for suspects to use talismanic
words in order to invoke their Miranda
rights. Certainly requests such as "Can I
have a lawyer?," or, alternatively, "Can't I
have a lawyer?," constitute invocations,
albeit equivocal, of the right to counsel.
In a similar vein, the requests in both
Thierman and the instant case constituted
invocations of the right to cut off
questioning.
The Eleventh Circuit, in
the en banc decision Bonner v. City of
Prichard, 661 F.2d 1206, 1209 (11th
Cir.1981), adopted as precedent decisions of
the former Fifth Circuit rendered prior to
October 1, 1981
Justice Frankfurter's
plurality opinion was joined only by Justice
Stewart. Three of the dissenters, however,
Justices Harlan, Clark, and Whittaker,
agreed with Justice Frankfurter's "delineation
of the general principles governing police
interrogation." Culombe, 367 U.S. at 642, 81
S.Ct. at 1900
In Price v. Wainwright,
759 F.2d 1549 (11th Cir.1985), this court
held that the findings of historical fact
underlying a state court's resolution of a
mixed issue of fact and law are subject to
the presumption of correctness under 28
U.S.C. Sec. 2254(d). See id. at 1552
The Supreme Court
recently has granted certiorari on the
question whether a state court's finding
that a confession was "voluntary" is subject
to the Sec. 2254(d) presumption of
correctness. See Miller v. Fenton, 741 F.2d
1456 (3d Cir.1984), cert. granted, --- U.S.
----, 105 S.Ct. 1863, 85 L.Ed.2d 157 (1985).
Because our resolution of the instant appeal
does not rest on such a presumption of
correctness, we need not await the Supreme
Court's decision in Miller.
Martin
also claims that he thought Scarola was his
defense attorney. We find this claim
incredible. Martin
was not a novice in the ways of the law and,
furthermore, clearly was told that Scarola
was a prosecutor whose job was to convict
him
Although an explicit
refusal to answer further questions was not
necessary in order for
Martin to invoke his right to cut off
questioning under Miranda and Mosley, see
supra section II.A., we find the absence of
such an explicit refusal to be probative
evidence on the issue of voluntariness
The "cat out of the bag"
rule differs from the aforementioned "fruit
of the poisonous tree" doctrine in that it
concerns the effects of the suspect's
conduct, namely, the giving of the first
confession, rather than the effects of the
unlawful police conduct. See Elstad, ---
U.S. at ----, 105 S.Ct. at 1294 ("It was the
[lower] court's view that the prior answer
and not the unwarned questioning impaired
respondent's ability to give a valid waiver....").
In addition, the two doctrines operate
differently; the "fruit of the poisonous
tree" doctrine excludes subsequent
confessions, whether voluntary or not,
except where the "taint" produced by the
unlawful police conduct is dissipated, while
the "cat out of the bag" rule calls into
question the voluntariness of the subsequent
confessions themselves
In footnote 3 of the
majority opinion in Elstad, the Supreme
Court described as "inapposite ... the cases
the dissent cites concerning suspects whose
invocation of their rights to remain silent
and to have counsel present were flatly
ignored while police subjected them to
continued interrogation." Id. at ---- n. 3,
105 S.Ct. at 1296 n. 3 (emphasis added).
Read in conjunction with the rest of the
Elstad opinion, the meaning of footnote 3 is
clear: where the police "flatly ignore" a
suspect's invocation of rights, any
confession obtained thereby is likely to be
involuntary. Hence, in such cases, the "cat
out of the bag" psychological effect may
call into question the voluntariness of a
subsequent confession
Here, on the other hand,
Martin never
explictly refused to answer any more
questions. See supra note 13. We therefore
cannot say that Martin's
request to cut off questioning was "flatly
ignored," and we already have held that
Martin's July 4
confession was voluntary. In our view, the "technical"
Miranda violation committed by the police in
the instant case was no more likely to
render a subsequent confession involuntary
than was the "technical" failure to
administer the Miranda warnings in Elstad.
The quoted language is
taken from the trial transcript. The version
of the exchange that appears in the
transcript of the suppression hearing
differs slightly:
Q. All right.
Lee, I will remind
you of your constitutional rights. You know
you don't have to talk until you have an
attorney if you are going to talk to me, is
that correct?
A. Right.
The slight differences
between these two versions do not affect our
resolution of this issue.
Glover contradicted this
testimony at another point during the
suppression hearing, when he stated that he
also fully warned Martin
of his Miranda rights prior to interrogating
him on June 26. Glover produced at the
hearing a "rights card" signed by
Martin on that date
Martin
argues that the Supreme Court's decision in
Brewer v. Williams, 430 U.S. 387, 97 S.Ct.
1232, 51 L.Ed.2d 424 (1977), limited the
relevant portions of Biddy. Williams,
however, involved a completely different
issue from the one presented here. In
Williams, the issue was whether a waiver of
the rights to remain silent and to have
counsel present during questioning could be
inferred from the fact that the suspect made
incriminating statements in the absence of
counsel. Although Williams may have cast
doubt on the validity of Biddy's conclusion
that such a waiver may be inferred, see
United States v. Brown, 569 F.2d 236, 246 n.
12 (5th Cir.1978) (en banc ), it did not
call into question the portions of the Biddy
opinion relied upon here
After
Martin's July 4 arrest on charges
unrelated to the Greenfield murder, see
supra note 2, the public defender's office
was appointed to represent him. On or about
July 7, attorney Richard Lubin was
substituted as Martin's
defense counsel
We note that
Martin never
attempted to explicitly limit the scope of
his waiver of the right to counsel. We thus
need not address such questions as whether a
suspect may make a "limited" waiver of the
right to counsel, and under what
circumstances the police might be held to
have violated such a "limited" waiver
The Chapman "harmless
error" standard requires "the beneficiary of
a constitutional error to prove beyond a
reasonable doubt that the error complained
of did not contribute to the verdict
obtained." Id. at 24, 87 S.Ct. at 828
In the July 4 confession,
Martin never
described the murder itself, but merely
admitted, "I killed her." In the July 11
confession, on the other hand,
Martin identified
the knife he used to commit the murder and
the specific location at the Lantana Dump
where the murder took place. He also stated:
I took Patty down behind
an embankment in the Lantana Dump. I stabbed
her in the neck once and left her. I at
first tried to strangle her. I couldn't get
her to become unconscious with the rope that
Gary gave me. Then Gary heard a couple of
shots. He backed the car up and I heard the
shots also and that was when I stabbed her
in the neck.
The sentencing order also
indicated that, rather than the state
relying on the two confessions as evidence
of Martin's sanity,
Martin relied on
them as evidence of his insanity
Martin
did not raise on appeal the possible effect
of the erroneous admission of the July 4
confession on his capital sentencing
proceeding, nor would raising the issue
require reversal of Martin's
death sentence. Ample evidence was
introduced at sentencing, independent of the
July 4 confession, to support all five of
the aggravating factors found by the jury.
See Mitchell v. Kemp, 762 F.2d 886, 890
(11th Cir.1985) ("[Mitchell] contends that
the district court should have held an
evidentiary hearing on the voluntariness of
Mitchell's confession. Because we have
concluded ... that the State produced
sufficient evidence on aggravating factors
of Mitchell's offenses in the absence of
Mitchell's confessions, this claim is
without merit.")
On appeal from the denial
of Martin's Rule
3.850 motion for post-conviction relief, the
Supreme Court of Florida concluded:
Martin's
claim that the unappointed expert would have
completely undermined the neurologist's
findings and the testimony based on those
findings is purely speculative. At best this
expert's testimony would have given the jury
and judge one more bit of information to be
considered and weighed along with the other
experts' testimony and the proof that
Martin was, at
best, a murderer and rapist who committed
the instant crime while on parole.
Martin
v. State, 455 So.2d 370, 372 (Fla.1984).
Because we reject Martin's
claim on another ground, we need not decide
whether the claim was, as the Supreme Court
of Florida stated, "purely speculative."
Martin
also contends that Dr. Wilson's examination
was insufficient because he was a
neurologist, whereas Dr. Blau was a
neuropsychologist. Martin
concedes, however, that both of these
disciplines involve the study of behavior as
"a manifestation of measurable brain
dysfunction." We reject as patently
untenable the suggestion that the trial
court committed error of constitutional
dimensions by refusing to appoint a
neuropsychologist, as opposed to a
neurologist
Because we find that
Martin was not
entitled, on the facts of this case, to the
services of an additional mental health
expert, we need not address whether
Martin sufficiently
demonstrated to the trial court the
reasonableness of his request. See Caldwell
v. Mississippi, --- U.S. ----, ---- n. 1,
105 S.Ct. 2633, n. 1, 86 L.Ed.2d 231 (1985)
(rejecting Ake claim because no showing of
reasonableness had been made in trial court)
Martin
argues that Zeisel's proffered testimony
relating to the alleged lack of deterrent
effect on the mentally ill was "tailored to
the facts and circumstances" of his case. We
disagree. Zeisel's testimony had nothing to
do with Martin's
personal characteristics or background
Even if Zeisel's
proffered testimony had been "tailored to
the facts and circumstances" of
Martin's case,
however, its relevance still would have been
doubtful. The gist of Zeisel's testimony was
that mentally ill murderers should not be
given the death penalty because other
mentally ill persons will not thereby be
deterred from committing murders. The death
penalty, however, is not imposed solely to
deter persons similar to the person executed.
Rather, the death penalty is imposed to
deter all potential murderers. The relevant
issue, therefore, is not whether the
execution of mentally ill murderers will
deter other mentally ill persons from
committing murders, but whether it will
deter anyone from doing so.
Evidence concerning
whether the death penalty has a deterrent
effect on potential murderers in general is
designed to persuade the sentencer that the
legislature erred when it enacted a death
penalty statute. Evidence concerning whether
the death penalty deters a specific category
of potential murderers, to the extent it is
relevant at all, see supra note 32, is
designed to show that the legislature should
have provided an exemption from the death
penalty for such persons
Nor is the admissibility
of evidence concerning the deterrent effect
of the death penalty an issue in Brooks v.
Kemp, 762 F.2d 1383 (11th Cir.1985) (en banc
); see Order on Petition for Rehearing, July
23, 1985, slip op. at 5700
Martin
also contends that the jury instructions
quoted above may have misled the jury into
believing it could not even consider
deterrence, or the lack thereof, in
determining whether to recommend the death
penalty. We do not find the instructions
ambiguous, nor do we believe that the jury
could have found them so. The instructions
clearly and correctly reminded the jury that
the wisdom of the legislature's decision to
enact a death penalty statute was not
properly before it, despite Zeisel's
testimony challenging the deterrence
rationale behind that decision
Prior to trial, the jail
records apparently had been photocopied onto
a single sheet of paper, although they
initially consisted of a number of separate
cards. Our resolution of this issue, however,
depends not on the number of sheets of paper
involved, but on the fact that the various
portions of the records were related in
content and, in the words of the relevant
state evidence rule, "in fairness ought to
be considered contemporaneously."
Decisions of the former
Fifth Circuit, Unit B, rendered after
September 30, 1981, are binding precedent in
this circuit. Stein v. Reynolds Securities,
Inc., 667 F.2d 33, 34 (11th Cir.1982)