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Gerald
Lee POWERS
Classification: Murderer
Characteristics:
Robbery
Number of victims: 1
Date of murder:
April 19, 1996
Date of arrest:
May 22, 1996
Date of birth:
September 22, 1954
Victim profile:
Shannon Sanderson, 25
Method of murder:
Shooting
Location: Shelby County, Tennessee, USA
Status:
Sntenced to death on December 14, 1998
Gerald Lee Powers was convicted, of first
degree felony murder and aggravated robbery. He was sentenced to death
for the 1996 murder of Shannon Sanderson, 25, and to a consecutive
thirty-year prison sentence for the aggravated robbery charge.
Supreme Court of Tennessee
State v. Powers
STATE of Tennessee v. Gerald POWERS
No. W1999-02348-SC-DDT-DD.
January 06, 2003
JANICE M. HOLDER, J., delivered the opinion of the
court, in which FRANK F. DROWOTA, III, C.J., and E. RILEY ANDERSON, JJ.,
joined.
W. Mark Ward, Tony N. Brayton, and Garland Erguden,
Memphis, Tennessee, for the appellant, Gerald Powers.Paul G. Summers,
Attorney General and Reporter; Michael E. Moore, Solicitor General; and
Alice B. Lustre, Assistant Attorney General, Nashville, Tennessee, for
the appellee, State of Tennessee.
OPINION
A Shelby County jury convicted the defendant,
Gerald Powers, of first degree felony murder and aggravated robbery.
He was sentenced to death for the felony murder charge and to a
consecutive thirty-year prison sentence for the aggravated robbery
charge. The Court of Criminal Appeals affirmed the conviction and
death sentence for the felony murder but reduced Powers' sentence for
the aggravated robbery to twenty years. Thereafter, the case was
automatically docketed in this Court pursuant to Tennessee Code
Annotated section 39-13-206(a)(1) (1997). We entered an order
designating the following issues for oral argument: 1
1) whether allowing Powers' wife to testify violated the confidential
marital communications privilege in Tennessee Code Annotated section
24-1-201(b) (Supp.1998); 2) whether the trial court erred in
excluding evidence and restricting cross-examination indicating that
other persons might have had the motive and opportunity to kill the
victim; 3) whether the deposition of Margaret York was admissible;
4) whether the evidence was sufficient to establish beyond a
reasonable doubt the aggravating circumstance in Tennessee Code
Annotated section 39-13-204(i)(6) (Supp.1996); 5) whether the facts
underlying Powers' prior violent felony convictions were admissible;
6) whether the trial court erred in not allowing the defense to
attack the character of the victim at the sentencing hearing; and 7)
whether the sentence of death is disproportionate, and all other
issues mandated by Tennessee Code Annotated section 39-13-206(c)(1)
(1997). Having carefully reviewed these issues and the issue of
identification testimony raised by Powers, we find no merit to his
arguments. Accordingly, we affirm the judgment of the Court of
Criminal Appeals.
FACTUAL BACKGROUND
On April 18, 1996, the victim, Shannon Sanderson,
spent the evening gambling at Sam's Town Hotel and Gambling Hall in
Tunica, Mississippi. She originally planned to spend her evening at
the casino with her husband, Robert Sanderson, to celebrate his
birthday. However, an argument occurred between the couple. After
leaving her children with their paternal grandparents at approximately
6:30 p.m., Mrs. Sanderson departed for Tunica alone.
Shannon Sanderson played blackjack most of the
night and won $5,000. She cashed in her chips shortly after 3:00
a.m. on April 19, 1996, receiving her winnings in one-hundred dollar
bills. She was then escorted to her car by a Sam's Town security
officer and began the fifty-six mile drive back to Memphis to pick up
her children.
At around 4:45 a.m., Shannon Sanderson's former
father-in-law, Edward Holland, awoke to the sound of barking dogs.
He looked outside and saw Mrs. Sanderson bending over beside her car.
He heard her say, “Don't-don't” and thought she was talking to her
husband. By the time Mr. Holland dressed and went outside, Mrs.
Sanderson was gone, but her car remained in the driveway.
At the same time, the Hollands' next-door neighbors,
William and Anna Dillon, were also awakened by the barking. Mr.
Dillon looked out his window and saw a person wearing a red baseball
cap crouched in the Hollands' driveway near Mrs. Sanderson's car.
Mrs. Dillon heard a scream and a thud. When she looked out her
living room window, she saw a car parked at the curb with its dome
light on. She saw a person behind the steering wheel of the car lean
over the seat and push something down in the back. The person then
drove away at a high rate of speed.
Another neighbor, Johnnie Rose, was returning from
work around 4:30 a.m. when he saw Mrs. Sanderson's car drive by his
house. A second vehicle followed her. The vehicle was dark-colored
and shaped like a Chevrolet Beretta. He watched the second car turn
down his street, turn around in a driveway, and park in front of the
Hollands' house. When he was later shown a photograph of the maroon
Beretta owned by Powers' wife, he stated that the car in the
photograph “looked like” the car he had seen following Mrs. Sanderson.
At approximately 6:40 a.m. on April 19, 1996,
Alonzo Jeans, a school bus driver, was heading north on Highway 301
near Eudora, Mississippi. He saw a white male backing into the
driveway of an abandoned house. In the ten years he had been driving
this bus route, he had never seen anyone coming from or going to that
house. Mr. Jeans was later shown a photograph of the maroon Beretta
owned by Powers' wife. He confirmed that the car in the photograph
was the one he had seen in the driveway.
At approximately 9:30 a.m. on April 19, 1996,
Powers returned to his Clarksdale, Mississippi home in his wife's
maroon Beretta, after a night of gambling in Tunica. He was wearing
the same yellow shirt, blue jeans, red baseball cap, blue denim jacket,
and white tennis shoes that he had worn the night before. According
to his wife, Sharon Powers, he was in a good mood, but he was also
“kind of wired up.” He appeared nervous and kept looking out the
blinds. Powers told his wife that he had won a large amount of money
at the casino and gave her a one-hundred dollar bill from the stack he
had in his wallet. Mrs. Powers also noticed that her husband had
washed her car and had cleaned and vacuumed its interior.
Mrs. Powers became suspicious and accused her
husband of having an affair. After repeated questioning, Powers
confessed to kidnapping, robbing, and killing a woman he had seen
playing blackjack at Sam's Town the night before. He described in
specific detail how he watched the woman play blackjack from the
second floor balcony of the casino, followed her home, and abducted
her from her driveway. He drove her approximately forty miles to an
abandoned house in Mississippi, stopping at one point to move her from
the back seat of the car to the trunk. He then stole her jewelry as
well as $5,000 in cash. After killing the woman, he threw her purse
and his gun into the river behind the site where the Splash Casino had
been located. Powers also told his wife that a school bus driver may
have seen him at the abandoned house and that a neighbor may have seen
him take Mrs. Sanderson from her driveway. He did not believe that
either person could identify him.
That afternoon, Powers visited his neighbor,
Margaret York, and asked her to provide him with an alibi for the
night of April 18, 1996. Laughing, Ms. York agreed to say that he
had been with her as long as he “didn't kill anybody.” According to
Ms. York, Powers' expression did not change when she made this remark,
and he left shortly thereafter.
The next evening, Powers and his wife saw a
television news report of the victim's abduction. The report
described the perpetrator as a man wearing a red baseball cap and
driving a maroon Beretta. After hearing the report, Powers packed a
bag and left home in his wife's car. Before leaving, he told his
wife to tell anyone who asked that he was visiting his mother in
Murfreesboro, Tennessee. He also told his wife that there was some
money buried in the backyard. Soon after he left, Mrs. Powers called
the police and told them that her husband may have been involved in
Mrs. Sanderson's abduction. However, she did not inform the
authorities about his confession.
Powers returned a week later. He retrieved some
of the money he had buried and told his wife where he had hidden Mrs.
Sanderson's jewelry. As his wife watched, he wrote a note stating
that he was leaving because he was not happy with his marriage.
On May 9, 1996, the badly decomposed body of
Shannon Sanderson was discovered in a storage room at the back of the
abandoned house on Highway 301 in Eudora, Mississippi. The body was
clad in the same clothing Mrs. Sanderson had been wearing the night
she disappeared. Her jewelry was missing. An autopsy disclosed
that Mrs. Sanderson had died from a single gunshot wound to the right
side of the head. An examination of the skull revealed that she had
also suffered at least one major blow to her face that had knocked out
her upper right front tooth, chipped another tooth, and fractured her
jaw and other facial bones.
On May 22, 1996, Powers was stopped by an
Immigration and Naturalization Services (“INS”) agent in Hebronville,
Texas, after making a suspicious turn in an apparent attempt to avoid
a checkpoint. When ordered to step out of the vehicle, Powers pulled
a knife on the agent. The agent was able to subdue Powers. Upon
arrest, the agent discovered fourteen one-hundred dollar bills in
Powers' pockets. Powers was on parole for a prior offense at the
time of his arrest.
The Federal Bureau of Investigation (“FBI”) secured
the vehicle at the checkpoint and learned that Sharon Powers was its
registered owner. With Mrs. Powers' consent, the FBI searched the
Beretta and found a black wool fiber in the back seat that was
consistent with the victim's clothing. Subsequently, the FBI
interviewed Mrs. Powers. She eventually informed investigators of her
husband's confession and led them to the B & W Lounge where Mrs.
Sanderson's jewelry was recovered. The jewelry was wrapped in pink
plastic wrap that matched wrap from Powers' home. Officers also
searched the Splash Casino site, but they did not find Mrs.
Sanderson's purse or the murder weapon.
The State also introduced video clips
chronologically compiled from Sam's Town surveillance cameras
operating on the night and early morning hours of April 18-19, 1996.
The videotape showed a person wearing white tennis shoes standing in
an area overlooking the blackjack table where Mrs. Sanderson was
gambling. The tape then recorded Mrs. Sanderson leaving the casino.
The person from the second floor balcony followed her approximately
thirty seconds later.
Powers called only one witness, Rebecca Coradini,
who lived near the Holland residence. Ms. Coradini testified that
she was standing on her front porch shortly after 4:00 a.m. on April
19, 1996, when she saw a van drive by, turn around, and come back.
She then saw Mrs. Sanderson's car drive by, followed by a little
maroon car driven by an older Caucasian man, who resembled the
victim's husband. Ms. Coradini had seen Mr. Sanderson on television
following the abduction.
At the conclusion of the evidence, the jury
convicted Powers of aggravated robbery and first degree felony murder
in the perpetration of robbery. During the sentencing phase of the
trial, the State sought to prove three aggravating circumstances: 1)
the defendant had been previously convicted of one or more felonies
wherein the statutory elements involve the use of violence to the
person; 2) the murder was committed for the purpose of avoiding,
interfering with, or preventing a lawful arrest or prosecution; and
3) the murder was knowingly committed, solicited, directed, or aided
by the defendant while he was committing, attempting to commit, or
fleeing after having committed a kidnapping. See Tenn.Code Ann.
§ 39-13-204(i)(2), (6), and (7) (Supp.1996).
The State presented, over defense counsel's
objection, facts relating to Powers' prior felony convictions. First,
Emily Dodson testified that in 1979, in Rutherford County, Tennessee,
Powers followed her home one night. As she was getting out of the
car, Powers jumped into the car and held a knife to her throat. They
struggled, and Powers hit her with a crescent wrench. Ms. Dodson,
however, successfully escaped to her house. Powers was apprehended
shortly thereafter, and Ms. Dodson identified him as her attacker.
Powers subsequently pleaded guilty to the aggravated assault of Ms.
Dodson.
Karen Cannon then testified that in October 1980,
in Murfreesboro, Tennessee, she was giving Powers a ride when he
pulled a knife and broke her nose with the handle. Despite being
held at knifepoint, Ms. Cannon managed to drive to the county jail
where she alerted the authorities to her predicament by honking the
horn. Powers was apprehended, and Ms. Cannon later identified him as
her assailant. Powers subsequently pleaded guilty to the aggravated
assault of Ms. Cannon.
The State next introduced testimony of Captain
Sammy Magee, an officer with the Sheriff's Office of Hinds County,
Mississippi. Captain Magee testified about his investigation of
Powers' robbery and aggravated assault of Clyo Griffin in June 1984.
According to Captain Magee, Powers entered Ms. Griffin's home, beat
her with an iron skillet, and stole her jewelry, credit cards, and a
pistol. Powers hid the jewelry and pistol in a plastic bag and
buried them. He later pleaded guilty to robbery and aggravated
assault of Ms. Griffin.
The State also introduced a copy of the judgment
reflecting Powers' guilty plea and conviction for assault with a
dangerous weapon on the INS agent in Hebronville, Texas, in May 1996.
Finally, the State introduced the victim impact
testimony of Caroline Holland, the paternal grandmother of Shannon
Sanderson's three children. Ms. Holland testified that the death of
Mrs. Sanderson had been very traumatic for the children and that they
suffered a “devastating feeling of terror” that people would get lost
and never come back. She also stated that the children had trouble
sleeping and missed their mother every day.
The only witness for the defense was Powers' first
wife, Pamela Bigelow, who had married him while they were seniors in
high school in Murfreesboro, Tennessee. Ms. Bigelow related that
Powers came to the United States from Taiwan when he was ten years old.
Powers' mother was a native of Taiwan. His stepfather was a
resident of Murfreesboro, Tennessee, who had met Powers' mother while
stationed with the military in Taiwan. According to Ms. Bigelow,
Powers was a good student and athlete, but he had trouble
communicating with his mother. Ms. Bigelow and Powers were married
for four years and had two children. She divorced Powers because she
“outgrew him,” but she stated that Powers possessed “good traits.”
She described Powers as quiet and withdrawn, but very polite. She
testified that Powers had never been physically or emotionally abusive
to her. She admitted, however, that he had used drugs and alcohol
while they were married. She described Powers as a “broken man” and
pleaded for his life so that he could meet his two grandchildren.
Based on this proof, the jury found that the State
had proven all three aggravating circumstances beyond a reasonable
doubt. In addition, the jury found that the State had proven that
the aggravating circumstances outweighed any mitigating circumstances
beyond a reasonable doubt. As a result, the jury sentenced Powers to
death for the murder of Shannon Sanderson.
CONFIDENTIAL MARITAL COMMUNICATIONS PRIVILEGE
At the time of trial, the statutory marital
privilege codified at Tennessee Code Annotated section 24-1-201(b)
provided in relevant part that “[i]n either a civil or criminal
proceeding, confidential communications between married persons are
privileged and inadmissible if either spouse objects.” Powers
contends that his wife's testimony concerning his confidential
communications should have been excluded under the statute.
Specifically, he argues that the General Assembly's amendment of this
statute in 1995 returned the law to its status before this Court's
opinion in State v. Hurley, 876 S.W.2d 57 (Tenn.1993), and made
inappropriate the use of the factors adopted in Adams v. State, 563
S.W.2d 804, 808 (Tenn.Crim.App.1978). We do not agree.
Under early common law, one spouse was not
permitted to testify either for or against the other during court
proceedings. This general rule was referred to as “spousal
disqualification.” Trammel v. United States, 445 U.S. 40, 43-44, 100
S.Ct. 906, 63 L.Ed.2d 186 (1980). This Court abandoned the spousal
disqualification rule in civil cases in Patton v. Wilson, 70 Tenn. (2
Lea) 101, 112-13 (1878). We held that a wife was competent to
testify in support of her deceased husband's estate as to matters that
came to her knowledge from sources outside the marital relationship.
See id. One year later, the Tennessee General Assembly codified the
holding of Patton and established the confidential marital
communications privilege, stating that
[i]n all civil actions, no person shall be
incompetent to testify because he is a party to, or interested in, the
issue tried ․ but all persons, including husband and wife, shall be
competent witnesses, though neither husband nor wife shall testify as
to any matter that occurred between them by virtue of or in
consequence of the marital relation ․
1879 Tenn. Pub. Acts, ch. 200, § 1 (codified at
Tenn.Code Ann. § 24-1-201 (1991))(emphasis added). Spousal
disqualification in criminal cases was abolished by the legislature in
1915. See 1915 Tenn. Pub. Acts, ch. 161, § 1 (later codified at
Tenn.Code Ann. § 40-17-104 (1990)(repealed 1991) and recognized by the
adoption of Tenn. R. Evid. 501). Unlike its civil counterpart,
however, the statute abolishing spousal disqualification in criminal
cases failed to address the confidential marital communications
privilege. This Court, however, expressly held that this omission
did not abrogate the rule as to the marital communications privilege.
Consequently, the privilege applied to both civil and criminal
cases, preventing a spouse from testifying as to any matter coming to
his or her knowledge by reason of the marital relation. See
McCormick v. State, 135 Tenn. 218, 186 S.W. 95, 97 (1916).
Over time, the confidential marital communications
privilege remained intact, but underwent revisions that operated to
limit the privilege.2
In Adams, the Court of Criminal Appeals held that the following
conditions must exist before a communication may be considered
privileged:
(1) The communications must originate in a
confidence that they will not be disclosed;
(2) This element of confidentiality must be
essential to the full and satisfactory maintenance of the relation
between the parties;
(3) The relation must be one which, in the opinion
of the community, ought to be sedulously fostered; and
(4) The injury that would inure to the relation by
the disclosure of the communications must be greater than the benefit
thereby gained for the correct disposal of litigation.
563 S.W.2d at 808.
In Hurley, this Court endorsed the application of
the four Adams factors to determine whether a marital communication is
privileged. 876 S.W.2d at 63. We also modified the common law rule
that allowed both parties to assert the privilege. We held that the
witness spouse alone could assert the confidential marital
communications privilege. See id. at 64.
In 1995, in response to Hurley, the General
Assembly amended Tennessee Code Annotated section 24-1-201. The new
version of the statute provided:
(a) In either a civil or criminal proceeding, no
married person has privilege to refuse to take the witness stand
solely because that person's spouse is a party to the proceeding.
(b) In either a civil or criminal proceeding,
confidential communications between married persons are privileged and
inadmissible if either spouse objects. This communications privilege
shall not apply to proceedings between spouses or to proceedings
concerning abuse of one (1) of the spouses or abuse of a minor in the
custody of or under the dominion and control of either spouse․
1995 Tenn. Pub. Acts, ch. 53, § 1 (emphasis added).
This version of Tennessee Code Annotated section 24-1-201 was in
effect at the time of the offense in this case as well as at the time
of Powers' trial. Powers asserts that the trial court and Court of
Criminal Appeals erred by applying the Adams factors to determine
whether his communications were privileged. He argues that the
revised statute effectively abrogated the applicability of the four
criteria because the statute made no mention of them. We disagree.
The role of this Court in construing statutes is
to ascertain and give effect to the legislative purpose and intent
without unduly restricting or expanding the coverage of the statute
beyond its intended scope. See Mooney v. Sneed, 30 S.W.3d 304, 306 (Tenn.2000).
The best expression of the legislative purpose and intent is “the
natural and ordinary meaning of the language used by the Legislature
within the four corners of the statute․” Austin v. Memphis Publ'g Co.,
655 S.W.2d 146, 148 (Tenn.1983). Only an ambiguity in the language
of the statute will permit us to look behind its face to determine the
legislature's intent. See id. A statute is ambiguous “[w]here [the]
language ․ is susceptible of more than one reasonable interpretation․”
Memphis Hous. Auth. v. Thompson, 38 S.W.3d 504, 512 (Tenn.2001) (citing
Carter v. State, 952 S.W.2d 417, 419 (Tenn.1997)).
We agree with Powers' contention that the language
of the statute clearly indicates the General Assembly's intent to
return the law to its pre-Hurley status. It is clear that the
amended statute expressly overturns the rule in Hurley that vested the
privilege solely in the testifying spouse and provides that either
spouse may assert the privilege. However, it is not clear that the
legislature intended to abolish the Adams factors. We conclude that
the legislature had no such intent.3
In 2000, the General Assembly amended Tennessee
Code Annotated section 24-1-201 to adopt the Adams factors. Powers
claims that this amendment would not have been necessary had the
legislature intended the 1995 amendment to include the Adams factors.
Powers argues that the factors were not implicit in the 1995 statute
because a change in the language of a statute by the legislature
raises a presumption that the legislature intended to depart from the
old law. See Dunn v. Hackett, 833 S.W.2d 78, 81 (Tenn.Ct.App.1992).
Powers also relies on the rule that one must presume that the
legislature did not enact useless or meaningless legislation. See
Tex. Gas Transmission Corp. v. Atkins, 205 Tenn. 495, 327 S.W.2d 305,
307 (1959). However, we find this argument unconvincing.
By adding the Adams factors to the statute, the
legislature was codifying twenty-two years of case law.4
The Adams factors define the confidential marital communications
privilege. The 1995 amendment showed no clear intent on the part of
the legislature to alter that definition. The statute does not
define “confidential,” “communications,” or “privileged.” Therefore,
the meaning of those terms must be provided by the existing case law,
including Adams. The legislature is presumed to know the state of
existing case law. See Neff v. Cherokee Ins. Co., 704 S.W.2d 1, 4 (Tenn.1986).
Thus, it would have been necessary for the General Assembly to
explicitly abolish the Adams factors if that had been its intent.
See Price, 46 S.W.3d at 801(stating that a “statute is to be construed
with reference to pre-existing law and it does not change pre-existing
law further than it expressly declares or necessarily implies”). The
1995 statute, however, fails to mention the factors at all.
Based on our interpretation of the 1995 amendment
of Tennessee Code Annotated section 24-1-201, we find that the General
Assembly did not intend to abrogate the applicability of the Adams
factors. We conclude that the intent of the General Assembly in its
2000 amendment of the statute was to codify existing common law.
Therefore, we hold that the trial court did not err in applying the
Adams factors to determine whether Powers' communications with his
wife were privileged. Moreover, the record supports the trial
court's findings regarding the application of the factors to the facts
in this case. Consequently, the confidential marital communications
privilege did not apply, and Sharon Powers' testimony was admissible.
EXCLUSION OF EVIDENCE THAT OTHER PERSONS HAD MOTIVE
AND OPPORTUNITY TO KILL THE VICTIM
Powers challenges the trial court's exclusion of
evidence suggesting that persons other than himself had motive and
opportunity to kill Shannon Sanderson. He asserts that the trial
court's exclusion of this evidence on irrelevancy grounds effectively
deprived him of his Fourteenth Amendment right to be afforded a
meaningful opportunity to present a complete defense. Specifically,
he contends that the following evidence would have established a third-party
defense and should have been admitted: 1) testimony that the victim
had broken off a romantic relationship with Brian Maher two days
before she disappeared; 2) testimony concerning an injunction entered
against a former boyfriend, Brett Musekamp, that was lifted just
before the victim disappeared; 3) cross-examination of Robert
Sanderson regarding the existence of a post-nuptial agreement executed
by him and the victim two weeks before the victim's disappearance; 4)
testimony from Sam's Town assistant manager Mark Burchfield that he
saw the victim and her husband together at the casino the night she
disappeared and that the victim appeared to be fearful of her husband;
and 5) testimony from Mr. Burchfield that Robert Sanderson came to
the casino three days after the victim's disappearance to discuss her
disappearance and to tell Mr. Burchfield that he was not at the casino
on April 18, 1996.5
It has long been recognized by the courts of this
state that an accused is entitled to present evidence implicating
others in the crime. See Sawyers v. State, 83 Tenn. (15 Lea) 694,
695 (1885). However, a clear standard for the admission of such
evidence has never been articulated. A majority of states apply a
“direct connection” test in making this determination. Under a
“direct connection” test, the evidence must directly connect the third
party with the substance of the crime and must clearly point out
someone besides the accused as the guilty person in order to be
admissible.6
We believe, however, that such a standard imposes too high a
threshold for the admissibility of evidence concerning third-party
culpability.7
We hold that the Rules of Evidence are adequate to determine whether
such evidence is admissible.
To be relevant under Tennessee Rule of Evidence
401, evidence must tend “to make the existence of any fact that is of
consequence to the determination of the action more probable or less
probable than it would be without the evidence.” In a criminal case,
evidence that a third party had the motive and opportunity to commit
the offense certainly would be relevant. Even if the evidence meets
the test of relevance, however, Tennessee Rule of Evidence 403 may
still justify exclusion of such evidence. Under Rule 403, relevant
evidence “may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the jury, or by considerations of undue delay, waste of
time, or needless presentation of cumulative evidence.” Generally,
when we review a claim that calls into question a trial court's
exclusion of evidence on the grounds of irrelevance, we will not
disturb the decision of the trial court absent an abuse of discretion.
See State v. Banks, 564 S.W.2d 947, 949 (Tenn.1978).
Powers sought to prove that three other persons
had motives to kill Mrs. Sanderson: Brian Maher, Brett Musekamp, and
Robert Sanderson. Powers attempted to introduce evidence that Mrs.
Sanderson and Mr. Maher had dated for approximately two months. Just
two days before her disappearance she went to Mr. Maher's place of
employment to break off the relationship. She then telephoned him
two hours later to confirm that they were “still friends.” Mr. Maher
would have testified that he was relieved when Mrs. Sanderson decided
to end the relationship because he had started seeing another woman.
There was no evidence of animosity between the parties that would give
rise to a motive to kill the victim. The trial court found the
evidence relating to Mr. Maher to be irrelevant and refused to admit
it. We agree with the trial court that the evidence was not relevant
under Tennessee Rule of Evidence 401. The evidence produced in
Powers' offer of proof would not assist in proving that Mr. Maher had
a motive to kill Mrs. Sanderson. We conclude that the trial court did
not err in excluding the evidence concerning Brian Maher.
Powers also proffered testimony regarding an
injunction against Brett Musekamp that was lifted shortly before Mrs.
Sanderson disappeared. Mr. Musekamp would have testified that he had
written a letter to Mr. Sanderson in an attempt to stop the Sandersons
from dating. Mr. Musekamp stated that the letter angered the
Sandersons and that they brought charges against him to keep him away
from Mrs. Sanderson. He denied ever following or threatening Mrs.
Sanderson. The trial court also excluded this evidence on relevancy
grounds. We agree that this evidence was irrelevant under Tennessee
Rule of Evidence 401. The mere existence of Mr. Musekamp's attempt
to undermine the Sandersons' relationship is not relevant to establish
a motive to kill Mrs. Sanderson. Therefore, we conclude that the
trial court did not abuse its discretion in excluding the evidence
concerning Brett Musekamp.
Powers also sought to cross-examine Mr. Sanderson
about a post-nuptial agreement that was executed by him and Mrs.
Sanderson. Under the agreement, the parties planned to file joint
income tax returns for 1995, 1996, and 1997. In the event of a
divorce, each party would retain his or her separate, personal
property, and Mrs. Sanderson would receive $10,000. In addition, Mr.
Sanderson would be obligated to rent an apartment for Mrs. Sanderson
for a period of sixty days. The agreement was to be a final
settlement of any divorce action unless the parties gave birth to a
child. The trial court ruled that the evidence was irrelevant. We
hold that the trial court did not abuse its discretion in excluding
this evidence. Mr. Sanderson testified that neither he nor Mrs.
Sanderson were contemplating divorce, and the existence of the
agreement does not necessarily lead to the conclusion that the
Sandersons were having marital problems. There is no indication that
the terms of the agreement were disadvantageous to Mr. Sanderson or
that he considered them to be so. Consequently, even if this
evidence satisfies the relatively low threshold of Tennessee Rule of
Evidence 401, its probative value would be substantially outweighed by
the risk of confusing and misleading the jury. Therefore, we
conclude that the trial court did not err in refusing to admit this
evidence.
However, we reach a different conclusion with
regard to the other testimony concerning Robert Sanderson. Rebecca
Coradini testified that Mr. Sanderson looked like the man she saw
following Mrs. Sanderson into the Hollands' neighborhood on the
morning of April 19, 1996. In addition to this testimony, Powers
proffered the testimony of Mark Burchfield, an assistant shift manager
at Sam's Town. Mr. Burchfield would have testified that he saw Mrs.
Sanderson on the night of Mrs. Sanderson's disappearance as she was
attempting to hide in a restricted area of the casino. Mr.
Burchfield observed that Mrs. Sanderson was shaking. Mrs. Sanderson
explained that she was having trouble with a man at the blackjack
table and that the man was her husband. Ultimately, Mrs. Sanderson
identified her husband to Mr. Burchfield. Mr. Burchfield also would
have testified that three days later Mr. Sanderson returned to the
casino, asked for him by name, and introduced himself. Mr. Sanderson
asked Mr. Burchfield what Mrs. Sanderson had said about him. Mr.
Sanderson then stated to Mr. Burchfield that Mr. Sanderson had not
been there on the night in question. That testimony, if admitted
into evidence, would have been in direct contradiction to Mr.
Sanderson's testimony that his wife was alone at the casino that
night. The proffered testimony of Mr. Burchfield was relevant to
show that Mr. Sanderson had the motive and the opportunity to kill Mrs.
Sanderson. Considering Ms. Coradini's testimony, the probative value
of Mr. Burchfield's testimony concerning Mr. Sanderson was not
substantially outweighed by the risk of unfair prejudice, confusion of
issues, possible misleading of the jury, or waste of time. The jury
was entitled to hear this evidence, weigh it, and determine its value.
We conclude, therefore, that the trial court erred by not permitting
the jury to consider this evidence. However, we must now determine
whether this error warrants reversal of Powers' conviction.
To make this determination, we must first decide
whether the error complained of is a constitutional or non-constitutional
error. See State v. Harris, 989 S.W.2d 307, 314 (Tenn.1999). If
the error is constitutional, the burden shifts to the State to prove
harmlessness, and the error will result in reversal unless this Court
is convinced beyond a reasonable doubt that the error did not affect
the outcome of the trial. See id. at 314-15. On the other hand, if
the error is non-constitutional, the burden does not shift to the
State, and the error will not result in reversal “unless the error
affirmatively appears to have affected the result of the trial on the
merits, or considering the whole record, the error involves a
substantial right which more probably than not affected the judgment
or would result in prejudice to the judicial process.” Id. at 315.
Powers claims that the trial court's exclusion of
evidence that supported his third-party defense effectively deprived
him of his Fourteenth Amendment right to be afforded a meaningful
opportunity to present a complete defense. Such a right has been
deemed a fundamental element of due process. See Washington v.
Texas, 388 U.S. 14, 22-23, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967).
When an error affects a constitutional right, it is considered
constitutional error and is presumed to be reversible. See Harris,
989 S.W.2d at 315.
However, an evidentiary ruling ordinarily does not
rise to the level of a constitutional violation. See Crane v.
Kentucky, 476 U.S. 683, 689, 106 S.Ct. 2142, 90 L.Ed.2d 636 (1986)
(“We acknowledge also our traditional reluctance to impose
constitutional constraints on ordinary evidentiary rulings by state
trial courts.”). As we explained in State v. Brown, 29 S.W.3d 427,
433 (Tenn.2000), “[t]he facts of each case must be considered
carefully to determine whether the constitutional right to present a
defense has been violated by the exclusion of evidence.” In
determining whether the constitutional right to present a defense has
been violated by the exclusion of evidence, the analysis should
consider whether: “1) the excluded evidence is critical to the
defense; 2) the evidence bears sufficient indicia of reliability; and
3) the interest supporting exclusion of the evidence is substantially
important.” Id. at 433-34 (citing Chambers v. Mississippi, 410 U.S.
284, 298-301, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973)). In Chambers,
the defendant was not allowed to introduce evidence that another
person had confessed to the crime. Powers' proffered evidence
concerning Robert Sanderson falls short of the critical evidence
considered in Chambers. Moreover, the trial court's ruling did not
amount to a “blanket exclusion” of all third-party defense evidence
concerning Robert Sanderson. See Crane, 476 U.S. at 690, 106 S.Ct.
2142 (holding that blanket exclusion of proffered testimony about
circumstances of petitioner's confession deprived him of a fair trial).
On the facts of this case, we cannot conclude that the trial court's
erroneous exclusion of additional evidence concerning Robert Sanderson
amounted to a due process violation.
We are convinced that the error was harmless, even
if a constitutional harmless error standard were applicable. See id.
at 691, 106 S.Ct. 2142 (stating that a defendant's right to be
afforded a meaningful opportunity to present a complete defense is
subject to harmless error analysis). There was overwhelming evidence
establishing Powers' guilt, including his confession and his knowledge
concerning the location of Mrs. Sanderson's jewelry. Therefore,
Powers' conviction will not be reversed on this ground.
ADMISSION OF DEPOSITION TESTIMONY OF MARGARET
YORK
Powers maintains that the trial court erred in
allowing the State to admit into evidence portions of Margaret York's
deposition, which was taken by a Tennessee court reporter in
Mississippi. He claims that the deposition testimony should have
been excluded because the court reporter was not authorized by law to
take the deposition in Mississippi. Based upon the discussions held
prior to the deposition and the clear need to take the deposition in
Mississippi due to Ms. York's medical condition, the trial court ruled
that it could “be fairly interpreted that the court reporter that went
down with all of you to take this deposition in Mississippi was
appointed indirectly by [the court].” For the reasons set forth
below, we find that the trial court did not err in admitting Ms.
York's deposition testimony.
Under Rule 15(d) of the Tennessee Rules of Criminal
Procedure, depositions in criminal cases “shall be taken and filed in
the manner provided in civil actions except as otherwise provided in
these rules.” Rule 28.01 of the Tennessee Rules of Civil Procedure,
which addresses the taking of depositions, states that
[w]ithin the United States ․ depositions shall be
taken before an officer authorized to administer oaths by the laws of
the United States or of the place where the examination is held, or
before a person appointed by the court in which the action is pending.
A person so appointed has power to administer oaths and take
testimony.
Before the deposition was taken, the trial judge
discussed with counsel the need to have someone present at the
deposition to administer the oath. After determining that it would
be inappropriate for the judge himself to travel to Mississippi for
this purpose, the trial judge specifically mentioned that someone else
would need to be sent. The deposition was then taken in Mississippi
by a Tennessee court reporter. At the hearing held May 15, 1998,
counsel first raised the issue of the admissibility of the deposition.
The trial judge stated that “it was [his] intent ․ acting in good
faith to have someone chosen, selected, appointed to go down there who
could take the deposition and who could administer the oath.” In
light of the discussions and planning that led up to Ms. York's
deposition and the clear need to conduct the deposition in Mississippi,
we agree with the trial court's assessment that the court effectively
appointed the court reporter under Tennessee Rule of Civil Procedure
28.01.
Moreover, it appears that the court reporter was
authorized to take the deposition in Mississippi. Under Mississippi
law in effect at the time the deposition was taken, authorized
notaries of other states were permitted to administer oaths in
Mississippi. Mississippi Code Annotated section 11-1-1 provides, in
pertinent part, that
any officer of any other state, or of the United
States, authorized by the law thereof to administer oaths ․ may
administer oaths and take and certify affidavits whenever the same may
be necessary or proper in a proceeding in any court or under any law
of this state, or for the purpose of taking depositions of any party
of interest, or witnesses of any suit pending before any such court,
or for the perpetration of testimony, as provided in Section 13-1-57,
Mississippi Code of 1972.
As a notary authorized to administer oaths under
Tennessee Code Annotated section 8-16-302,8
the court reporter was authorized to administer oaths in Mississippi.
Thus, the trial court properly admitted Ms. York's deposition
testimony.
SUFFICIENCY OF EVIDENCE ESTABLISHING THE
AGGRAVATING CIRCUMSTANCE IN TENNESSEE CODE ANNOTATED SECTION
39-13-204(i)(6)
Powers contends that the evidence presented by the
State was insufficient under the standard enunciated in Jackson v.
Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979), to
establish beyond a reasonable doubt the aggravating circumstance found
at Tennessee Code Annotated section 39-13-204(i)(6). Section
39-13-204(i)(6) provides that the death penalty may be imposed if
“[t]he murder was committed for the purpose of avoiding, interfering
with, or preventing a lawful arrest or prosecution of the defendant or
another․” Under the Jackson standard, an appellate court must
determine “whether, after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could have
found the essential elements of the [aggravating circumstance] beyond
a reasonable doubt.” 443 U.S. at 319, 99 S.Ct. 2781 (emphasis in
original); see also Tenn.Code Ann. § 39-13-204(i) (Supp.1996).
While the State agrees with the application of this standard, it
argues that the record amply supports the jury's finding that one of
the motives for the murder was to avoid arrest or prosecution. We
find that the evidence presented was sufficient to establish the
(i)(6) aggravator.
In proving the (i)(6) aggravator, the State does
not need to prove that the defendant's desire to avoid arrest or
prosecution was his sole motive in murdering the victim. See State
v. Henderson, 24 S.W.3d 307, 314 (Tenn.2000). It must show only that
such a desire was “one of the motives in the killing.” Id. However,
we have indicated that there must be some “particular proof” in the
record to support this aggravating circumstance. State v. Hartman,
42 S.W.3d 44, 58 (Tenn.2001). Mere plausibility of the theory that
avoiding arrest or prosecution was one of the motives of the murder is
insufficient. See id.
In the present case, Powers followed Mrs. Sanderson
over fifty miles to Memphis, where he abducted her from the Hollands'
driveway. Realizing that one of the Hollands' neighbors may have
seen him take Mrs. Sanderson, he began the forty-mile drive back to
Mississippi, stopping at one point to move her from the backseat of
the car to the trunk. He took her to an abandoned house in a rural
part of Mississippi. He shot her in the head, robbed her of her
money and jewelry, and left her body in a storage room. If he had
not been concerned about avoiding arrest and prosecution, he could
have killed Mrs. Sanderson in the driveway. However, he took her to
another state and killed her in an abandoned house located in an
isolated, rural area. We conclude that this evidence, viewed in a
light most favorable to the State, supports a finding that Powers
killed Mrs. Sanderson to avoid arrest and prosecution.
ADMISSION OF FACTS UNDERLYING DEFENDANT'S PRIOR
FELONY CONVICTIONS
Powers argues that the trial court erred during
the sentencing hearing by admitting evidence of the facts underlying
his prior felony convictions of three aggravated assaults and a
robbery to prove the (i)(2) aggravating circumstance. Specifically,
he claims that the trial court improperly applied the 1998 amendment
to Tennessee Code Annotated 39-13-204(c) in determining whether to
admit this evidence.9
The record indicates that Powers objected at trial to the
admissibility of the facts underlying his prior convictions based on
the cumulative and prejudicial nature of the evidence. He did not,
however, object to the applicability of the 1998 amendment.
Generally, a party's failure to take available action to prevent or
nullify an alleged error waives the issue. See Tenn. R.App. P.
36(a); see also State v. Eldridge, 951 S.W.2d 775, 783-84 (Tenn.Crim.App.1997).
Nevertheless, we agree with Powers that the 1998
amendment was inapplicable in this case because the offense was
committed before the effective date of the amendment. See State v.
Smith, 893 S.W.2d 908, 919 (Tenn.1994). Therefore, we shall address
whether admission of this evidence constituted plain error under the
law in effect prior to the 1998 amendment. See State v. Chalmers, 28
S.W.3d 913, 917 (Tenn.2000).
In 1989, the General Assembly amended the (i)(2)
aggravating circumstance to provide that a jury could consider as an
aggravating factor that “the defendant was previously convicted of one
(1) or more felonies, other than the present charge, whose statutory
elements involve the use of violence to the person.” Tenn.Code Ann.
§ 39-13-204(i)(2) (1991) (emphasis added). It is this version of the
statute that is applicable here. In State v. Sims, 45 S.W.3d 1,
11-12 (Tenn.2001), we held that whether the statutory elements of an
offense involve the use of violence to the person must be determined
by the trial court, not the jury. In Sims, the State introduced
evidence of two prior convictions for aggravated assault to establish
the prior violent felony circumstance. We recognized that the
statutory elements of aggravated assault do not necessarily involve
the use of violence. Accordingly, we approved a procedure in which
the trial judge, outside the presence of the jury, considers the
underlying facts of the prior assaults to determine whether the
elements of those offenses involved the use of violence to the person.
If the trial court determines that the statutory elements of the
prior offense involved the use of violence, the State may introduce
evidence that the defendant had previously been convicted of the prior
offenses. The trial court then would instruct the jury that those
convictions involved the use of violence to the person. See id.
The trial court in this case did not follow this procedure. Instead,
it admitted evidence of facts underlying Powers' prior felony
convictions to prove the (i)(2) aggravating circumstance. Therefore,
the trial court erred by permitting the jury to consider evidence of
these facts unless the evidence was relevant to some other issue
raised in sentencing. See Chalmers, 28 S.W.3d at 917; see also
State v. Stout, 46 S.W.3d 689, 701 (Tenn.2001).
The State contends that the underlying facts of the
prior convictions were admissible to prove the (i)(6) aggravating
circumstance that the murder was committed for the purpose of avoiding
prosecution. See Tenn.Code Ann. § 39-13-204(i)(6) (Supp.1996). The
State presented testimony from two women who had been assaulted by
Powers. Both women had positively identified Powers as their
attacker, and their statements led to his apprehension and prosecution.
The State also introduced the county clerk's records and a portion
of the transcript of Powers' guilty plea relating to his robbery and
aggravated assault of Clyo Griffin in 1984. In addition, the State
introduced evidence of Powers' 1996 conviction for assault with a
deadly weapon against a federal officer. The State argues that
Powers killed Mrs. Sanderson so that she would not be able to identify
him as the person who kidnapped and robbed her, thus enabling him to
avoid prosecution.
In Stout, we found similar evidence proper to
establish this same aggravating circumstance. 46 S.W.3d at 700-01.
The relevant information showing that Shannon Sanderson was killed to
avoid prosecution for her kidnapping and robbery was Powers' similar
assaultive behavior against women in the past. In each of those
prior cases, Powers had been identified and convicted of an offense.
We believe it is reasonable to infer from such information, in
addition to the evidence that he took Mrs. Sanderson to an isolated
area in another state to rob and kill her, that Powers killed Mrs.
Sanderson in order to avoid similar identification and prosecution.
Although we hold that these facts were admissible, we are concerned
that the details of those offenses went beyond what was reasonably
necessary to prove the (i)(6) aggravating circumstance. However,
even excluding evidence of the facts underlying the prior violent
felony convictions, the evidence supporting the (i)(6) aggravating
circumstance was considerable and the mitigating evidence was slight.
Therefore, this evidence did not affect the jury's sentencing
determination to the defendant's prejudice. Thus, we conclude that
any error was harmless beyond a reasonable doubt. See Chalmers, 28
S.W.3d at 918.
EXCLUSION OF DEFENSE EVIDENCE ATTACKING THE
CHARACTER OF THE VICTIM
Powers maintains that the trial court erred by
limiting his proof regarding the victim's “bad character.” The trial
court ruled that Powers had a right to rebut the victim impact
evidence introduced by the State. The court refused, however, to
allow him to introduce evidence regarding extramarital relationships
the victim may have had or difficulties in her marriage. We hold
that the trial court acted properly in excluding this evidence.
Rule 401 of the Tennessee Rules of Evidence defines
“relevant evidence” as “evidence having any tendency to make the
existence of any fact that is of consequence to the determination of
the action more probable or less probable than it would be without the
evidence.” In State v. Teague, this Court held that “evidence of the
defects in the victim's character ․ is not relevant mitigating
evidence․” 680 S.W.2d 785, 788 (Tenn.1984); see also State v. Johnson,
698 S.W.2d 631, 634 (Tenn.1985) (stating that the defendant's
“argument that a showing that the victim dealt in stolen property
would somehow mitigate his murder of the victim is erroneous”).
Powers claims that Teague is no longer sound law and points to Payne
v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991),
and State v. Nesbit, 978 S.W.2d 872 (Tenn.1998), as support for this
contention. He argues that these cases make a victim's character
relevant to the harm caused by the defendant as well as to the
circumstances of the offense. He contends that evidence of a victims'
character, therefore, should be admissible. However, Powers'
interpretation of these two cases is flawed.
In Payne, the United States Supreme Court permitted
the use of victim impact evidence in a capital case to “level the
playing field” so as to ensure that both the victim and the accused
receive justice. See Payne, 501 U.S. at 827, 111 S.Ct. 2597. The
Court noted that “just as the murderer should be considered as an
individual, so too the victim is an individual whose death represents
a unique loss to society and in particular to his family.” Id. at
825, 111 S.Ct. 2597. Several years later, this Court reaffirmed that
victim impact evidence is permissible under both the United States and
Tennessee Constitutions as being “relevant to punishment.” Nesbit,
978 S.W.2d at 887, 889. In Nesbit, we stated that
[g]enerally, victim impact evidence should be
limited to information designed to show those unique characteristics
which provide a brief glimpse into the life of the individual who has
been killed, [footnote omitted] the contemporaneous and prospective
circumstances surrounding the individual's death, and how those
circumstances financially, emotionally, psychologically or physically
impacted upon members of the victim's immediate family.
Id. at 891. In addition, we noted that such
evidence could be excluded when it would threaten to render the
proceedings fundamentally unfair or pose a danger of unfair prejudice.
Id.
In the present case, the victim impact evidence
presented by the State was appropriately limited to a “brief glimpse”
of how the lives of the victim's three children were adversely
impacted by her death. We fail to see how evidence that the victim's
personal life was less than ideal is relevant to rebut this evidence
or how it could mitigate Powers' culpability for the crime. Powers
was not limited as to the quantum of proof he could introduce related
to his own character, his record, or any mitigating circumstances.
Neither Payne nor Nesbit explicitly addresses the
relevance of evidence that relates to a victim's bad character.
Given the purpose underlying the admission of victim impact evidence,
however, Powers' reliance on these cases is misplaced. Payne and
Nesbit both address the need to provide justice for the victim. This
goal would be completely undermined if we were to grant criminal
defendants unfettered discretion to disparage the victim's character,
as Powers would have us do. Therefore, we reject Powers' argument
that a defendant should be allowed to rebut the showing of specific
harm by introducing evidence of the character of the victim once the
State has introduced evidence of the specific harm caused by the
victim's death in the form of victim impact evidence. We also reject
Powers' suggestion that Payne and Nesbit overruled the holding in
Teague. We conclude that Teague is still good law. Accordingly, we
hold that the trial court's decision to deny evidence of the victim's
“bad character” was proper.
PROPORTIONALITY REVIEW
Although the issue of proportionality was not
raised by Powers, we are bound by statute to review the application of
the death penalty to determine whether:
(A) The sentence of death was imposed in any
arbitrary fashion;
(B) The evidence supports the jury's finding of
statutory aggravating circumstance or circumstances;
(C) The evidence supports the jury's finding that
the aggravating circumstance or circumstances outweigh any mitigating
circumstances; and
(D) The sentence of death is excessive or
disproportionate to the penalty imposed in similar cases, considering
both the nature of the crime and the defendant.
Tenn.Code Ann. § 39-13-206(c)(1) (1997). Having
thoroughly reviewed the record, we find that the sentence of death was
not imposed in an arbitrary fashion. We have already determined that
the State presented sufficient evidence to support application of the
aggravating circumstance in Tennessee Code Annotated section
39-13-204(i)(6). We also conclude that the State presented
sufficient proof to uphold the jury's finding of the aggravating
circumstances in Tennessee Annotated section 39-13-204(i)(2) and
(i)(7). The proof in this case demonstrates that the prior
aggravated assaults and robbery all involved the use of violence to
the person as did the federal offense of assault. In addition, the
record showed that Powers forced Mrs. Sanderson into his car and drove
her to an isolated part of Mississippi to rob and kill her. This
proof is sufficient to support a finding that the murder was knowingly
committed by Powers while he was committing a kidnapping. We further
hold that the evidence supports the jury's finding that the
aggravating circumstances outweighed any mitigating circumstances
beyond a reasonable doubt.
Next, we are compelled to consider whether the
sentence of death in this case is disproportionate to the penalty
imposed in similar cases, considering the nature of the crime and the
defendant. See Tenn.Code Ann. § 39-13-206(c)(1)(D) (1997).
In conducting a comparative proportionality review,
we begin with the presumption that the sentence of death is
proportional with the crime of first degree murder. A sentence of
death may be found disproportionate if the case being reviewed is
“plainly lacking in circumstances consistent with those in similar
cases in which the death penalty has previously been imposed.” A
sentence of death is not disproportionate merely because the
circumstances of the offense are similar to those of another offense
for which a defendant has received a life sentence. Our inquiry,
therefore, does not require a finding that a sentence “less than death
was never imposed in a case with similar characteristics.” Our duty
“is to assure that no aberrant death sentence is affirmed.”
State v. Hall, 976 S.W.2d 121, 135 (Tenn.1998) (citations
omitted). We have found the following factors helpful in choosing
and comparing cases: 1) the means and manner of death; 2) the
motivation for killing; 3) the place of death; 4) the similarity of
the victims and treatment of the victims; 5) the absence or presence
of premeditation, provocation, and justification; and 6) the injury
to and effects on non-decedent victims. See id. In comparing
defendants, we consider the following traits: 1) prior criminal
history; 2) age, race, and gender; 3) mental, emotional, and
physical condition; 4) role in the murder; 5) cooperation with
authorities; 6) remorse; 7) knowledge of helplessness of victim; and
8) capacity for rehabilitation. See id.
In the present case, the victim was shot in the
head and left in a storage room in the back of an abandoned house in
another state. The motive for the killing was to rob the victim and
to avoid arrest and prosecution. The murder was premeditated, and no
evidence was presented to show either provocation or justification.
Powers, an Asian male, was forty-two years old at
the time of the murder. He had a number of prior convictions,
including three separate aggravated assault convictions, a robbery
conviction, and a conviction for assault with a dangerous weapon on a
federal officer. He was on parole when the murder was committed.
No evidence was presented to show that Powers cooperated with
authorities. In fact, there is evidence to show that he tried to
evade authorities on at least three different occasions, both before
and after his arrest. Furthermore, no evidence was presented to show
that Powers displayed any remorse for the murder. Considering the
nature of the crime and the defendant, we conclude that this murder
places Powers into a class of defendants for whom the death penalty is
an appropriate punishment.
We have found several prior cases involving facts
similar to those in this case in which the death penalty was imposed.
For instance, in State v. Stout, 46 S.W.3d 689 (Tenn.2001), the
defendant and three co-defendants abducted a woman from her driveway,
forced her into the backseat of her car at gunpoint, drove her to an
isolated location, and shot her once in the head. See id. at 693-99.
After taking a suitcase from the victim's car, the defendant and one
of his accomplices left the area, leaving the victim behind. See id.
at 693. The defendant was convicted of first degree felony murder,
especially aggravated kidnapping, and especially aggravated robbery.
See id. at 692. He was sentenced to death on the basis of three
aggravating circumstances: (1) that he had prior violent felony
convictions, (2) that he had committed the murder to avoid arrest and
prosecution, and (3) that he committed the murder while committing
robbery or kidnapping. See id.
In State v. Bates, 804 S.W.2d 868 (Tenn.1991), the
defendant pleaded guilty to first degree murder and grand larceny and
was sentenced to death. See id. at 871, 883. The defendant was on
escape status from Kentucky when he abducted a woman. See id. at
872. He took her into some nearby woods, tied her to a tree, gagged
her, and shot her once in the head. See id. He then hid her body
under some brush and tree limbs and stole her car and traveler's
checks. See id. He eventually confessed. See id. at 873. The
jury found three aggravating circumstances: (1) that he had prior
violent felony convictions, (2) that he had committed the murder to
avoid arrest and prosecution, and (3) that he committed the murder
while kidnapping and robbing the victim. See id. at 882.
In State v. King, 718 S.W.2d 241 (Tenn.1986), the
defendant was sentenced to death after being convicted of murder in
the first degree while in the perpetration of a simple kidnapping by
confinement and armed robbery. See id. at 243. He abducted a woman,
confining her in the trunk of her own car. See id. at 244. He
drove her to an isolated location where he made her lie on the ground
and then shot her in the head. See id. The jury found four
aggravating circumstances: (1) that he had prior violent felony
convictions, (2) that he had committed the murder to avoid arrest and
prosecution, (3) that the murder was especially heinous, atrocious, or
cruel in that it involved torture or depravity of mind, and (4) that
he committed the murder while kidnapping and robbing the victim. See
id.
Based upon an exhaustive review of the record and
Rule 12 reports from trial judges in trials for first degree murder in
which either life imprisonment or a sentence of death has been imposed,
we conclude that the following additional cases in which the death
penalty was imposed also bear similarities with the current case.
See State v. Chalmers, 28 S.W.3d 913 (Tenn.2000) (defendant shot
victim during a robbery and was sentenced to death based on the sole
aggravating factor that he had previously been convicted of a violent
felony); State v. Burns, 979 S.W.2d 276 (Tenn.1998) (defendant shot
and killed victim during a robbery and was sentenced to death based on
the jury's finding that he knowingly created a great risk of death to
two or more persons other than the murdered victim); State v. Carter,
714 S.W.2d 241 (Tenn.1986) (after abducting his victim, shooting him
to death, rolling his body over a cliff, and stealing his truck,
defendant was sentenced to death based on the aggravating
circumstances that he committed the murder to avoid arrest and
prosecution and committed the murder while committing larceny and
kidnapping). After reviewing these cases, and many others not
specifically cited, we are of the opinion that the penalty imposed by
the jury in this case is not disproportionate to the penalty imposed
for similar crimes.
CONCLUSION
In accordance with Tennessee Code Annotated section
39-13-206(c) and the principles adopted in prior decisions, we have
considered the entire record and conclude that the sentence of death
has not been imposed arbitrarily, that the evidence supports the
jury's finding of the statutory aggravating circumstances, that the
evidence supports the jury's finding that the aggravating
circumstances outweigh the mitigating circumstances beyond a
reasonable doubt, and that the sentence is not excessive or
disproportionate.
We have reviewed all of the issues raised by the
defendant and conclude that they do not warrant relief. With respect
to the issue of identification testimony, which was raised in this
Court but not addressed in this opinion, we affirm the Court of
Criminal Appeals. Relevant portions of that opinion are incorporated
herein and are attached as an appendix. The defendant's sentence of
death is affirmed and shall be carried out on the 15th day of May,
2003, unless otherwise ordered by this Court or proper authority. It
appearing that defendant Gerald Lee Powers is indigent, costs of this
appeal are taxed to the State of Tennessee.
At the outset, I recognize that the facts and
evidence surrounding the heinous murder of Shannon Sanderson are
certainly indicative of guilt on the part of the defendant, Gerald
Powers. Indeed, even without the disputed testimony of the
defendant's wife, the evidence implicating Mr. Powers is convincing,
if not overwhelming. However, I am unwilling to affirm a criminal
conviction based upon a flawed interpretation of the marital
communication privilege as codified in Tennessee Code Annotated
section 24-1-201(b) (Supp.1998). In my opinion, the statutory
marital communications privilege codified at Tennessee Code Annotated
section 24-1-201(b) should have resulted in the exclusion of the
defendant's wife's testimony relating to the defendant's confidential
communications. Because I am of the opinion that reversible error
occurred in this respect, I respectfully dissent.
DISCUSSION
With regard to the marital privilege issue, the
majority concludes that because the General Assembly did not include
any definitions in the 1995 statute in effect at the time of the
defendant's trial, it is reasonable to presume that it intended the
then existing common law to supply the definitions for the relevant
terms. Therefore, the majority reasons, the 2000 amendments to the
statute can be viewed only as clarification amendments to the earlier
language that also adopted the Adams /Hurley factors. I disagree
that the legislature intended the then existing common law to
supplement the 1995 amendments to the marital privilege statute.
The plain language of the 1995 statute does not
require the defendant to satisfy any particular elements to invoke the
privilege, other than to object to a spouse testifying to confidential
communications. Indeed, unlike Adams or Hurley, nothing is said of
the need to show (1) that the marital relationship is one “which in
the opinion of the community, ought to be sedulously fostered”; or
(2) that the injury resulting from the disclosure of the
communications be “greater than the benefit thereby gained for the
correct disposal of litigation.” State v. Hurley, 876 S.W.2d 57, 63 (Tenn.1993).
Without some language to this effect, I do not believe that we can
reasonably presume that the legislature intended for these particular
Adams /Hurley elements to be embodied in the 1995 statute.
To put this issue in perspective, a review of the
development of the marital communications privilege is helpful.1
As the majority correctly notes, under early common law, the rule of
spousal disqualification prevented one spouse from testifying either
for or against the other during court proceedings. Related to, but
distinct from, the broad spousal disqualification rule was the
principle that marital communications made in confidence between
spouses were privileged, and therefore protected from disclosure
during court proceedings. This “confidential marital communications
privilege” was consistently recognized by both the courts of this
state and the federal courts. See Blau v. United States, 340 U.S.
332, 71 S.Ct. 301, 95 L.Ed. 306 (1951); Wolfle v. United States, 291
U.S. 7, 54 S.Ct. 279, 78 L.Ed. 617 (1934); Norman v. State, 127 Tenn.
340, 155 S.W. 135 (1913); Insurance Co. v. Shoemaker, 95 Tenn. 72, 31
S.W. 270 (1895).
However, in 1980 the United States Supreme Court
addressed the continued viability of the spousal disqualification
privilege in Trammel v. United States, 445 U.S. 40, 100 S.Ct. 906, 63
L.Ed.2d 186 (1980). The Court recognized that in excluding all
adverse spousal testimony, the scope of the spousal disqualification
privilege far exceeded all other recognized testimonial privileges.
The Court acknowledged that both the ancient foundations for the
privilege, and the more contemporary justifications for the privilege,
were no longer valid and recognized that,
[w]hen one spouse is willing to testify against the
other in a criminal proceeding-whatever the motivation-their
relationship is almost certainly in disrepair; there is probably
little in the way of marital harmony for the privilege to preserve.
In these circumstances, a rule of evidence that permits an accused to
prevent adverse spousal testimony seems far more likely to frustrate
justice than to foster family peace.
Trammel, 445 U.S. at 52, 100 S.Ct. 906. The Court,
therefore, modified the application of rule in federal courts “so that
the witness-spouse alone has a privilege to refuse to testify
adversely; the witness may be neither compelled to testify nor
foreclosed from testifying.” Trammel, 445 U.S. at 53, 100 S.Ct. 906.
Notably, however, Trammel expressly left intact the independent
confidential marital communications privilege previously recognized in
both Wolfle v. United States and Blau v. United States. Id. 445 U.S.
at 45, n. 5, 100 S.Ct. 906.2
In Tennessee, this Court abandoned the general
spousal disqualification rule in civil cases long before the federal
courts saw fit to do so. In Patton v. Wilson, 70 Tenn. (2 Lea) 101
(1878), we held that a wife was competent to testify in support of her
deceased husband's estate as to matters which came to her knowledge
from sources outside the marital relationship. Id. at 112-13.3
A year after Patton was decided, the General Assembly codified this
holding, stating that “[i]n all civil actions in the courts of this
State, no person shall be incompetent to testify because he or she is
a party to, or interested in, the issue tried.” 1879 Tenn. Pub. Acts,
ch. 200, § 1 (currently codified at Tennessee Code Annotated Section
24-1-201). However, this Court further clarified that “neither
husband nor wife shall testify as to any matter that occurred between
them by virtue of or in consequence of the marital relation.” Id.
For a time, we interpreted the absence of a
reference in the statute to the spousal disqualification rule in
criminal cases to mean that the common law rule remained in effect for
those cases. See Norman v. State, 127 Tenn. 340, 155 S.W. 135
(1913). In 1915, however, the General Assembly clarified the
abolition of the spousal disqualification in criminal cases as well.
This was accomplished by passing an act that stated “hereafter in all
criminal cases in the State the husband or wife shall be a competent
witness to testify for or against each other.” 1915 Tenn. Pub. Acts,
ch. 161 (later codified at Tennessee Code Annotated section 40-17-104
and recognized by the adoption of Tennessee Rule of Evidence 501).
This Act did not, however, address the continued viability of the
marital communications privilege.
Shortly thereafter, in McCormick v. State, 135 Tenn.
218, 186 S.W. 95 (1916), a criminal defendant challenged the
constitutionality of the statute in an attempt to keep his spouse from
being called as witness against him. Although upholding the statute
and the trial court's ruling that the wife's testimony would be
allowed, this Court expressly recognized that although the spousal
disqualification rule was no longer valid by virtue of the
legislature's rejection of its applicability in criminal cases, the
confidential marital communications privilege survived. Thus, the
privilege could still operate to prohibit one spouse from divulging
confidential communications made during the course of the marital
relationship. Id. at 97.4
This Court ultimately held that certain oral and written
communications made by the defendant to his wife were wrongfully
permitted into evidence. As we explained:
We are therefore of the opinion that, while chapter
161 of the Acts of 1915 made a husband or wife a competent witness to
testify for or against each other in all criminal cases, it did not
abrogate the rule as to privileged or confidential communications.
Sound public policy requires that neither the husband nor the wife
shall be permitted to testify, in criminal cases, as to any matter
coming to his or her knowledge by reason of the marital relation.
The sacredness of the home and the peace of families can only be
preserved and protected by enforcing this long-established rule of the
common law.
Id.
McCormick remained the defining case on the issue
until the Court of Criminal Appeals decided the 1978 case of Adams v.
State, 563 S.W.2d 804 (Tenn.Crim.App.1978). In Adams, the court
addressed a fact scenario in which the defendant was accused of
beating his four-year-old stepson to death. The trial court admitted
certain testimony of the defendant's wife (the victim's mother)
regarding the events surrounding the child's death, including certain
verbal statements made by the defendant during the course of those
events. In reviewing the trial court decision, the intermediate
court applied four factors that should be satisfied before a
particular communication may be protected by the privilege. (The
factors are correctly set forth in the majority opinion). Applying
these factors, the Adams court held that the wife's testimony was
admissible.
Although the intermediate court thereafter often
used the Adams factors when deciding privilege issues, this Court did
not address their propriety until our decision in State v. Hurley, 876
S.W.2d 57 (Tenn.1993). The defendant in Hurley was convicted of
first degree murder, based in part, on certain letters written from
the defendant to his wife. On appeal, the defendant argued the
letters should have been excluded on the basis of the confidential
marital communications privilege. He attempted to argue that under
Rule of Evidence 501 and Tennessee Code Annotated section 24-1-201,
the marital communications privilege applied to criminal cases. This
Court, however, held that the confidential marital communications
privilege in criminal cases was governed by the common law because the
General Assembly had not amended Tennessee Code Annotated section
24-1-201 to apply to criminal cases. The Court then expressly endorsed
and adopted the application of the four Adams factors to determine
whether the privilege should apply to a particular marital
communication. Hurley, 876 S.W.2d at 63.
We also modified the common-law rule to align it
with the rule announced in Trammel, namely, that the witness spouse
alone has the privilege to decide whether to testify. Id. at 64.
The stated rationale was that such a rule would balance the public
interest in preserving marital harmony without unduly burdening
legitimate law enforcement needs. Since the defendant's wife was a
willing witness, this Court found that the letters written from Hurley
to his wife were not admitted in error. Id.
The practical effect of Hurley was to vest any
confidential marital communications privilege solely in the testifying
spouse. Commentators were critical of the Hurley decision because it
confused the confidential marital communications privilege with the
adverse testimonial privilege discussed by the United States Supreme
Court in Trammel. See Alicia Brown, Comment, Evidence-State v.
Hurley: Erosion of the Marital Privilege for Confidential
Communications in Tennessee, 25 U. Mem. L.Rev. 835 (1995). Even
Trammel, while holding that a witness spouse could choose to testify,
recognized that confidential marital communications remained
privileged and protected. See 445 U.S. at 45, n.5, 100 S.Ct. 906.
The General Assembly reacted swiftly to Hurley by
amending Tennessee Code Annotated section 24-1-201 to apply to both
criminal and civil proceedings. The new version of the statute
provided:
(a) In either a civil or criminal proceeding, no
married person has privilege to refuse to take the witness stand
solely because that person's spouse is a party to the proceeding.
(b) In either a civil or criminal proceeding,
confidential communications between married persons are privileged and
inadmissible if either spouse objects. This communications privilege
shall not apply to proceedings between spouses or to proceedings
concerning abuse of one (1) of the spouses or abuse of a minor in the
custody of or under the dominion and control of either spouse,
including but not limited to proceedings arising under title 36,
chapter 1, part 1; title 37, chapter 1, parts 1, 4 and 6; title 37,
chapter 2, part 4; and title 71, chapter 6, part 1. This confidential
communications privilege shall not apply to any insured's obligations
under a contract of insurance in civil proceedings.
1995 Tenn. Pub. Acts, ch. 53 (emphasis added). On
its face, therefore, the amended statute provided that the
confidential communications privilege could be asserted by either
spouse. The 1995 amended statute was in effect at the time of this
case. The defendant argues that upon his assertion of the privilege,
the plain language of the statute should have operated to prevent his
wife from testifying as to any oral and written statements he made to
her in confidence concerning the offense. I agree.
The role of this Court in construing statutes is to
ascertain and give effect to the legislative purpose and intent
without unduly restricting or expanding the coverage of the statute
beyond its intended scope. See Mooney v. Sneed, 30 S.W.3d 304, 306 (Tenn.2000).
Furthermore, the “legislative intent and purpose are to be
ascertained primarily from the natural and ordinary meaning of the
statutory language, without a forced or subtle interpretation that
would limit or extend the statute's application.” State v. Blackstock,
19 S.W.3d 200, 210 (Tenn.2000).
The language of the statute as amended in 1995
could not be more straightforward. It provides simply that, with the
exception of civil proceedings between spouses, adoption cases,
dependency and neglect cases, child abuse cases, spousal abuse cases,
or insurance fraud cases, “confidential communications between married
persons are privileged and inadmissible if either spouse objects.”
This language is not in derogation of the common law, but expressly
returns the law to what it was before Hurley.5
My conclusions in this regard are further
strengthened by developments in the law after the defendant's case was
tried. On May 17, 2000, the legislature amended Tennessee Code
Annotated Section 24-1-201 (effective January 1, 2001) to add the four
Adams /Hurley factors for criminal cases only, thus narrowing the
privilege from its common-law form. See 2000 Tenn. Pub. Acts, ch.
831. The current version of the statute provides:
(a) In either a civil or criminal proceeding, no
married person has privilege to refuse to take the witness stand
solely because that person's spouse is a party to the proceeding.
(b) In a civil proceeding, confidential
communications between married persons are privileged and inadmissible
if either spouse objects. This communications privilege shall not
apply to proceedings between spouses or to proceedings concerning
abuse of one (1) of the spouses or abuse of a minor in the custody of
or under the dominion and control of either spouse, including, but not
limited to, proceedings arising under title 36, chapter 1, part 1; title
37, chapter 1, parts 1, 4 and 6; title 37, chapter 2, part 4; and
title 71, chapter 6, part 1. This confidential communications
privilege shall not apply to any insured's obligations under a
contract of insurance in civil proceedings.
(c)(1) In a criminal proceeding a marital
confidential communication shall be privileged if:
(A) The communications originated in a confidence
that they will not be disclosed;
(B) The element of confidentiality is essential to
the full and satisfactory maintenance of the relation between the
parties;
(C) The relation must be one which, in the opinion
of the community, ought to be sedulously fostered; and
(D) The injury to the relation by disclosure of the
communications outweighs the benefit gained for the correct disposal
of litigation.
(2) Upon a finding that a marital communication is
privileged, it shall be inadmissible if either spouse objects. Such
communication privileges shall not apply to proceedings concerning
abuse of one (1) of the spouses or abuse of a minor in the custody of
or under the dominion and control of either spouse, including, but not
limited to proceedings arising under title 37, chapter 1, parts 1 and
4; title 37, chapter 2, part 4; and title 71, chapter 6, part 1.
Because the “legislature is not presumed to have
passed or enacted useless legislation,” see State v. Jackson, 60 S.W.3d
738, 742 (Tenn.2001), the legislature would not have expressly adopted
the Adams /Hurley factors in new section 24-1-201(c) if it thought
those factors were already embraced by old section 24-1-201(b) (1995).
Moreover, I note that the General Assembly retained the language of
the 1995 statute for civil cases only. From this fact a logical
inference may be drawn that the legislature intended that new section
24-1-201(c) carry a meaning distinct from that in the older statute.
See City of Chattanooga v. Davis, 54 S.W.3d 248, 268 (Tenn.2001) (noting
that “ ‘a material change in the phraseology of a statute is generally
regarded as a legislative construction that the law so amended did not
originally embrace the amended provisions.’ ” (quoting State Bd. of
Examiners for Architects & Engrs. v. Weinstein, 638 S.W.2d 406, 409 (Tenn.Ct.App.1982).
Thus, if new section 24-1-201(c) was meant to adopt the Adams /Hurley
factors, then the old section 24-1-201(b) language cannot be read to
have also incorporated those factors. In my view, the 2000
amendments represent not only “material changes” to the statute, but
they are so completely different from the 1995 version of the statute
that I am at a loss to understand how the majority views the 2000
amendments as mere “clarifications” to the 1995 statute. Strikingly,
for example, the majority's construction of the 1995 statute in light
of the 2000 amendments results in this Court imposing the Adams/Hurley
factors in civil cases despite the plain wording of the 2000 statute
which makes them applicable in criminal proceedings only. Clearly,
the legislature did not intend such a result. Thus, it is abundantly
clear to me that the legislature believed in 2000 it was revising a
statute that did not embrace, embody, or otherwise recognize the Adams/Hurley
factors.6
CONCLUSION
Having concluded that the law at the time of the
defendant's trial did not permit the testimony of the defendant's wife
concerning confidential marital communications, I am persuaded that
the admission of such evidence was error. More importantly, I cannot
say that this error did not have a direct effect on the results of the
trial. This Court has stated on numerous occasions that “the line
between harmless and prejudicial error is in direct proportion to the
degree of the margin by which the proof exceeds the standard required
to convict beyond a reasonable doubt.” State v. Gilliland, 22 S.W.3d
266, 273-74 (Tenn.2000); see also State v. Carter, 714 S.W.2d 241,
248 (Tenn.1986) (citing Delk v. State, 590 S.W.2d 435, 442 (Tenn.1979)).
Therefore, no judgment or conviction will be reversed unless the
errors complained of have directly affected the result of the trial on
its merits. See Tenn. R.Crim. P. 52(a); see also State v. Neal, 810
S.W.2d 131, 139 (Tenn.1991) (stating that “in a criminal case non-constitutional
error must be shown by the defendant to have probably affected the
judgment before reversal is appropriate”). Although there was other
evidence linking the defendant to the crime, the key direct evidence
that the defendant was the person who kidnaped, robbed, and then
murdered the victim, were the incriminating statements made by Mrs.
Powers. This evidence was devastating and warrants a reversal of the
defendant's convictions and a new trial.
I am authorized to state that Justice Birch joins
me in this dissent.
APPENDIX
(Excerpts from the Court of Criminal Appeals'
Decision)IN THE COURT OF CRIMINAL APPEALS OF TENNESSEEAT
JACKSONDecember 5, 2000 SessionSTATE OF TENNESSEE v. GERALD L.
POWERSDirect Appeal from the Criminal Court for Shelby CountyNo.
96-08230 & -08231 Joseph Dailey, JudgeNo. W1999-02348-CCA-R3-DD-Filed
September 28, 2001
The Defendant, Gerald L. Powers, was convicted by a
jury of first degree felony murder in the perpetration of a robbery
and of aggravated robbery. The jury sentenced the Defendant to death
for the murder on the basis of three aggravating circumstances: that
the Defendant was previously convicted of one or more violent felonies;
that the Defendant committed the murder to avoid his arrest and/or
prosecution; and that the Defendant committed the murder while
committing a kidnapping. The trial court subsequently sentenced the
Defendant as a Range III persistent offender to thirty years
incarceration for the aggravated robbery, to be served consecutive to
the death sentence. In this appeal as of right, the Defendant
challenges his convictions, raising the following issues: (1) whether
the evidence identifying him as the perpetrator is sufficient; (2)
whether a variance between the indictment and the proof at trial is
material and prejudicial; (3) whether the trial court had
jurisdiction over the crimes; (4) whether the Defendant's wife's
testimony should have been suppressed pursuant to the marital
communications privilege; (5) whether the trial court erred in
refusing to admit evidence in support of a third-party defense; (6)
whether the trial court erred in admitting a lay witness's testimony
identifying photographs as being of the Defendant; and (7) whether
the trial court erred in admitting a deposition taken in Mississippi
by a Tennessee notary public. The Defendant challenges the
imposition of the death sentence on the following grounds: (1)
whether the trial court erred in admitting the facts underlying the
Defendant's prior felonies; (2) whether the Defendant's prior
felonies were violent within the meaning of the statutory aggravating
circumstance; (3) whether the evidence is sufficient to support the
jury's finding that the Defendant committed the murder to avoid his
arrest and/or prosecution; (4) whether the trial court erred in
refusing to admit evidence of the victim's bad character; and (5)
whether Tennessee's death penalty scheme is constitutional. Finally,
the Defendant contends that the trial court should have sentenced him
as a Range II offender for the aggravated robbery. Upon our review
of the record and relevant legal authority, we find no reversible
error in the Defendant's convictions or in the imposition of the death
sentence. We reduce the Defendant's sentence for the aggravated
robbery to twenty years. In all other respects, we affirm the
judgment of the trial court.
Tenn. R.App. P. 3 Appeal as of Right; Judgment of
the Criminal Court Affirmed as Modified
Robert W. Wedemeyer, J., delivered the opinion of
the court, in which Joe G. Riley and John Everett Williams, JJ.,
joined.
W. Mark Ward, Assistant Public Defender, (on
appeal), Memphis, Tennessee; Tony N. Brayton, Assistant Public
Defender, (on appeal), Memphis, Tennessee; Garland Erguden, Assistant
Public Defender, (on appeal), Memphis, Tennessee; Loyce Lambert-Ryan,
Assistant Public Defender, (at trial), Memphis, Tennessee; and Larry
H. Nance, (at trial), Memphis, Tennessee, for the appellant, Gerald
Powers.
Paul G. Summers, Attorney General and Reporter;
Michael E. Moore, Solicitor General; Alice B. Lustre, Assistant
Attorney General; William L. Gibbons, District Attorney General; Amy
P. Weirich, Assistant District Attorney General; and Jerry R. Kitchen,
Assistant District Attorney General, for the appellee, State of
Tennessee.
OPINION
[DELETED: SUMMARY OF FACTS]ANALYSIS: GUILT PHASE
ISSUES[DELETED: I. SUFFICIENCY OF IDENTIFICATION EVIDENCE][DELETED: II.
VARIANCE BETWEEN INDICTMENT AND PROOF][DELETED: III. JURISDICTION][DELETED:
IV. MARITAL PRIVILEGE][DELETED: V. ADMISSIBILITY OF EVIDENCE TO SHOW
THIRD PARTIES' MOTIVES TO MURDER THE VICTIM]VI. IDENTIFICATION
TESTIMONY
During the course of his testimony explaining the
surveillance videotapes taken at Sam's Town casino on the night of
April 18, 1996, Tom Scott repeatedly referred to the person seen in
the tapes as “Mr. Powers.” Mr. Scott did not know the Defendant; rather,
he referred to the person as “Mr. Powers” on the basis of information
provided to him by the F.B.I. Accordingly, the Defendant objected to
Mr. Scott's identification of him as based on inadmissible hearsay.
The trial court overruled the Defendant's objection, and the Defendant
now argues that the trial court's ruling was error.
We agree with the Defendant that Mr. Scott should
not have been allowed to refer to the person shown in the tapes as
“Mr. Powers.” “A witness may not testify to a matter unless evidence
is introduced sufficient to support a finding that the witness has
personal knowledge of the matter.” Tenn. R. Evid. 602. Mr. Scott
admitted that he had no personal knowledge of the Defendant's
appearance or identity and that his knowledge of the Defendant's
identity was based on information provided to him by the F.B.I.
Accordingly, the trial court erred in overruling the Defendant's
objection.
During the State's redirect examination of Mr.
Scott, the prosecutor asked him to identify whether any person in the
courtroom was the person shown in the videotape. Over defense
counsel's objection, the trial court allowed Mr. Scott to testify that
the person in the videotape was the Defendant. We agree with the
Defendant that the prosecutor's question called for an opinion from a
lay witness.
Our Rules of Evidence provide that a lay witness's
testimony “in the form of opinions or inferences is limited to those
opinions or inferences which are (1) rationally based on the
perception of the witness and (2) helpful to a clear understanding of
the witness's testimony or the determination of a fact in issue.”
Tenn. R. Evid. 701(a). Certainly, Mr. Scott's testimony that the
person in the tape was the Defendant was “rationally based” on Mr.
Scott's perception of the similarities between the photographs and the
Defendant's person in the courtroom. Id. However, Mr. Scott's
opinion about the identity of the person in the tape was not necessary
to a clear understanding of his testimony, nor was it helpful in the
determination of a fact in issue. While the Defendant's identity as
the man in the tape was certainly an issue in the trial, Mr. Scott was
in no better position to identify that person as the Defendant than
were the jurors: Mr. Scott had no more past familiarity with or
knowledge of the Defendant than did they. Thus, we find that the
trial court erred in permitting the State to seek Mr. Scott's opinion
on this issue.
Nevertheless, we find both of the trial court's
errors regarding Mr. Scott's testimony to be harmless. The jurors
saw the videotape and had the Defendant before them; each juror
therefore had the opportunity to determine for her or himself whether
the person in the video was the Defendant. Mr. Scott admitted that
he did not know the Defendant and admitted that his identification was
based on hearsay information. Moreover, Ms. Powers viewed a still
photograph made from the surveillance tapes and identified the person
therein as the Defendant. Ms. Powers was certainly qualified to
testify as to the Defendant's identity, and we are confident that the
jury gave far more weight to her testimony than it did to Mr. Scott's.
Accordingly, we find this issue to be without merit.
[DELETED: VII. ADMISSIBILITY OF MARGARET YORK'S
DEPOSITION]
ANALYSIS: SENTENCING PHASE ISSUES[DELETED: VIII.
ADMISSIBILITY OF FACTS UNDERLYING PRIOR VIOLENT FELONIES][DELETED: IX.
WHETHER THE DEFENDANT'S PRIOR CONVICTIONS WERE ADMISSIBLE TO ESTABLISH
THE AGGRAVATING CIRCUMSTANCE FOR PRIOR VIOLENT FELONIES][DELETED: X.
SUFFICIENCY OF EVIDENCE ESTABLISHING THAT THE DEFENDANT COMMITTED THE
MURDER TO AVOID HIS ARREST AND/OR PROSECUTION][DELETED: XI.
ADMISSIBILITY OF VICTIM'S CHARACTER EVIDENCE][DELETED: XII.
CONSTITUTIONALITY OF TENNESSEE'S DEATH PENALTY][DELETED: XIII.
PROPORTIONALITY REVIEW][DELETED: XIV. DEFENDANT'S STATUS AS A RANGE
III OFFENDER]CONCLUSION
We have carefully reviewed the record of this case
and the issues raised by the Defendant. We have further conducted a
proportionality review of the sentence of death imposed upon the
Defendant. Finding no reversible error in the guilt phase of the
trial; finding that the death penalty is proportionate to the crime,
that it was neither arbitrarily nor capriciously applied; finding
that the evidence supports the jury's finding of the three aggravating
circumstances; and finding that the evidence supports the jury's
finding that the aggravating circumstances outweigh any mitigating
circumstances, we affirm the Defendant's convictions and sentence of
death. Finding that the trial court erred in sentencing the
Defendant as a Range III offender, we reduce his sentence for the
aggravated robbery to twenty years as a Range II offender. In all
other respects, the judgment of the trial court is AFFIRMED.
ROBERT W. WEDEMEYER, JUDGE
CONCUR:
JOE G. RILEY, Judge
JOHN EVERETT WILLIAMS, Judge
FOOTNOTES
1. “Prior
to the setting of oral argument, the Court shall review the record and
briefs and consider all errors assigned. The Court may enter an
order designating those issues it wishes addressed at oral argument․”
Tenn. R. Sup.Ct. 12.2.
2. For
instance, the legislature added an express exception for divorce
cases, see 1949 Tenn. Pub. Acts, ch. 55, § 1, and this Court clarified
that the privilege only applied to communications made between spouses
in the absence of third persons, see Hazlett v. Bryant, 192 Tenn. 251,
241 S.W.2d 121, 123 (1951).
3. By
adopting the opinion of the Court of Criminal Appeals in an appendix
to our opinion in State v. Bush, 942 S.W.2d 489, 509 (Tenn.1997), we
recognized that the common law prior to Hurley included the use of the
Adams factors. The Court of Criminal Appeals has consistently
followed this interpretation. See State v. Gosnell, 62 S.W.3d 740,
746-47 (Tenn.Crim.App.2001) (stating that even prior to the 2000
amendment, which explicitly adopted the Adams factors, the
confidential marital communications privilege was available only when
the factors were met); State v. Price, 46 S.W.3d 785, 799-800 (Tenn.Crim.App.2000)
(concluding that the General Assembly did not intend to change the
common law beyond reversing the rule in Hurley that exclusively vested
the privilege in the testifying spouse).
4. The
dissent argues that legislative history indicates that the 2000
amendment represented a material change in the law. We find it
unnecessary to resort to legislative history to ascertain the
legislature's intent. Nevertheless, we note that the bill's sponsor
stated that the amendment “adopts the case-law standard that has four
specific factors that have to be considered by the court.”
Legislative Tapes on House Bill 1559, Senate Bill 1485, 101st General
Assembly (Second Regular Session) (Tenn.2000) (statement by Rep. Kim
McMillan, House Judiciary Committee, May 3, 2000).
5. In his
brief, Powers also asserts that the trial court erred by excluding
testimony from Mrs. Sanderson's sister that Robert Sanderson refused
to provide her with a photograph of the victim to use in a missing
person flyer. Because Powers failed to make an offer of proof as to
this testimony, this issue is waived. See Tenn. R.App. P. 36(a); see
also State v. Eldridge, 951 S.W.2d 775, 783-84 (Tenn.Crim.App.1997).
6. See
generally David McCord, But Perry Mason Made It Look So Easy!: The
Admissibility of Evidence Offered by a Criminal Defendant to Suggest
That Someone Else Is Guilty, 63 Tenn. L.Rev. 917 (1996).
7. The
Court of Criminal Appeals has applied a “direct connection” test in
two unpublished opinions. See State v. Moore, No.
03C01-9704-CR-00131, 1998 WL 156908 (Tenn.Crim.App. Mar.18, 1998); State
v. Peck, No. 958, 1991 WL 154534 (Tenn.Crim.App. Aug.15, 1991).
Citing Peck, the Court of Criminal Appeals concluded in this case that
the proffered evidence was irrelevant and inadmissible because Powers
offered no proof which directly connected a third party with the
substance of the crime.
8. Tennessee
Code Annotated section 8-16-302 provides that “[a] notary public has
the power to administer oaths, to take depositions, to qualify parties
to bills in chancery, and to take affidavits, in all cases․”
9. In
1998, Tennessee Code Annotated section 39-13-204(c) was amended to add
the following language:In all cases where the state relies upon the
aggravating factor that the defendant was previously convicted of one
(1) or more felonies, other than the present charge, whose statutory
elements involve the use of violence to the person, either party shall
be permitted to introduce evidence concerning the facts and
circumstances of the prior conviction. Such evidence shall not be
construed to pose a danger of creating unfair prejudice, confusing the
issues, or misleading the jury and shall not be subject to exclusion
on the ground that the probative value of such evidence is outweighed
by prejudice to either party. Such evidence shall be used by the
jury in determining the weight to be accorded the aggravating
factor.1998 Tenn. Pub. Acts, ch. 915, § 1 (effective May 7, 1998).
1. For an
excellent discussion on the development of the spousal
disqualification rule and the marital communications privilege, see
Pamela A. Haun, Note, The Marital Privilege in the Twenty-First
Century, 32 U. Mem. L.Rev. 137 (2001).
2. The
Court, in discussing critical commentary that suggested that the
confidential marital communications privilege should be substituted in
place of the spousal disqualification rule, expressly stated:This
Court recognized just such a confidential marital communications
privilege in Wolfle v. United States, 291 U.S. 7 [54 S.Ct. 279, 78
L.Ed. 617] (1934), and in Blau v. United States, 340 U.S. 332 [71 S.Ct.
301, 95 L.Ed. 306] (1951). In neither case, however, did the Court
adopt the Wigmore view that the communications privilege be
substituted in place of the privilege against adverse spousal
testimony. The privilege as to confidential marital communications
is not at issue in the instant case; accordingly, our holding today
does not disturb Wolfle and Blau.Id. (emphasis in original).
3. The
Court precluded her from testifying, however, as to matters which came
to her knowledge as a result of the marital relationship, expressly
preserving the confidential marital communications privilege. See
Patton, 70 Tenn. (2 Lea) at 113.
4. In fact,
the rule announced in McCormick protected not only communications made
between spouses, but also testimony relating to any fact “coming to
his or her knowledge by reason of the marital relation.” Id.
5. The
majority argues that “in an appendix to our opinion in State v. Bush,
942 S.W.2d 489, 509 (Tenn.1997), we recognized that the common law
prior to Hurley included the use of the Adams factors.” I
respectfully disagree. Since the issue was not specifically
addressed by this Court in the Bush case, and because I am convinced
that the Court of Criminal Appeals applied an incorrect interpretation
of the statute, I would specifically overrule State v. Price to the
extent that it holds that the General Assembly intended to include the
Adams / Hurley factors in the 1995 version of the statute.
6. Looking
to the legislative history to ascertain the reason and purpose for
this change, I found references evincing an understanding by
legislators that this was a revision to current law. The four added
criteria for determining when a particular communication would be
considered privileged in criminal cases were “new” criteria that were
not present in the 1995 version of the statute. See Legislative
Tapes on House Bill 1559, Senate Bill 1485, 101st General Assembly (Second
Regular Session) (Tenn.2000) (statement by Sen. David Fowler, Senate
Judiciary Committee, May 9, 2000). There were some references to a
Supreme Court opinion that “delineated the factors under which [the]
privilege would be defined and could be waived.” Id. (Senate
Judiciary Committee, May 9, 2000; statement by Senator Fowler, Senate
Session, May 17, 2000).
JANICE M. HOLDER, J.
WILLIAM M. BARKER, J., filed a dissenting opinion,
in which ADOLPHO A. BIRCH, JR., J., joined.