Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Antonio D. RICHARDSON
Number of victims: 2
Date of murders:
April 4, 1991
Victims profile: Julie
Kerry, 20, and her sister, Robin Kerry, 19
On April 4, 1991 Antonio Richardson, Marlin Gray, Reginald Clemons and
Daniel Winfrey went to the Chain of Rocks Bridge which spans the
Mississippi between St. Louis, Missouri and Illinois.
Two sisters, Julie and
Robin Kerry and their cousin, Thomas Cummins also went to the bridge so
that the Kerry sisters could show their cousin a poem that they had
printed on the bridge.
While on the bridge the
two groups encountered each other. The two groups exchanged pleasantries
and talked for a short time. Gray showed Cummins and the Kerrys how to
climb down a manhole on the deck of the bridge to a metal platform that
lead to a concrete prier supporting the bridge.
Gray told Cummins the
platform was a good place to be alone with a woman. When the two groups
separated the Kerrys and Cummins walked east toward Illinois and the
others went west toward Missouri.
Shortly after the
groups separated, Clemons suggested that they rob the Kerrys and Cummins.
Gray replied that he felt like hurting someone and the group turned
around and walked east. The group eventually came upon the Kerrys and
Cummins. Richardson yelled something at some campers on the bank below
and the Kerrys and Cummins started walking west toward Missouri.
As the groups passed a
bend in the bridge, Gray put his arm around Cummins and told him "This
is a robbery. Get down on the ground." Cummins complied and Richardson,
Clemons and Winfrey grabbed the Kerrys. One of the three told the girls
to stop screaming or they would be thrown off the bridge.
Richardson held the
first sister's shoulders down while Clemons ripped off her clothing and
raped her. Richardson then raped the first sister while Clemons held her
down. Winfrey held the second sister down and covered her face with her
coat.
One of the assailants
told Cummins that he would be killed if he looked up from the ground.
Gray then told Winfrey to watch Cummins. Gray and Clemons then tore off
the second sister's clothes and each raped her.
Richardson forced the
first sister into the manhole and followed her while Gray raped the
second sister. When Gray had finished he asked Winfrey where Richardson
had gone. Winfrey indicated that he had gone west. Gray then went in
search of Richardson and the first sister.
Clemons then forced the
second sister down the manhole through which Richardson had taken the
first sister. Clemons then robbed Cummins of his wallet, wristwatch,
cash and keys. Clemons then forced Cummins into the manhole. Winfrey
went to the entrance of the bridge to Fred Gray.
Under the bridge, the
Kerrys and Cummins were told to step out onto the concrete pier below
the metal platform. The three were told not to touch each other. The
Kerrys were pushed from the pier falling a distance of about 70 feet.
Cummins was told to jump which he did.
When Cummins came to
the surface he saw Julie Kerry nearby in the water and called for her to
swim. The current brought the two together and Julie grabbed Cummins who
broke free after he started drown. Cummins did not see Julie Kerry again.
Richardson and Clemons
met Winfrey and Gray near the entrance to the bridge. Clemons said "We
pushed them off. Let's go." The group ran to their cars and drove to
Alton, Illinois for gas, cigarettes and sandwiches.
The group then drove
back to an observation point near the river where Gray and Clemons
speculated that the three would never make it to the shore. Gray told
Clemons that Richardson was brave to push the Kerry sisters off the
bridge.
Julie Kerry's body was
found three weeks later by the Sheriff of Pemiscott County, Missouri in
the Mississippi River. Robin Kerry's body was never recovered. Cummins
survived and testified at Richardson's trial.
Legal Chronology:
1991
04/04 - Antonio Richardson with co-defendants Marlin Gray, Reginald
Clemons and David Winfrey raped and killed Julie and Robin Kerry by
pushing them off the Chain of Rocks Bridge in St. Louis.
06/21 - Richardson is charged by indictment with murder first degree.
1993
03/15 - Richardson's trial begins in the St. Louis City Circuit Court.
07/02 - Richardson is sentenced to death.
07/06 - Richardson files a notice of appeal.
1994
01/06 - Richardson files a motion for post-conviction relief.
1995
05/02 - The St. Louis City Circuit Court denies the motion for post-conviction
relief.
1996
05/28 - The Missouri State Supreme Court affirms the conviction and
sentence and the denial of post-conviction relief.
11/04 - The United States Supreme Court denies certiorari review.
12/03 - Richardson files a petition for writ of habeas corpus in the U.S.
District Court for the Eastern District of Missouri.
1998
07/20 - The District Court denies the petition for writ of habeas corpus.
1999
08/17 - The U.S. Eighth Circuit Court of Appeals affirms the denial of
relief.
2000
05/15 - The U.S. Supreme Court declines discretionary review.
05/16 - The State requests the Missouri Supreme Court to set an execution
date.
2001
02/06 - The Missouri State Supreme Court sets Richardson's execution date
for March 7, 2001
*****
Death sentence commuted
to life without parole by Missouri Supreme Court on October 28, 2003.
USA (Missouri) Antonio Richardson, black, aged 26
Amnesty.org
14 February 2001
Antonio Richardson is
scheduled to be executed in Missouri on 7 March 2001 in violation of
international law, which prohibits the use of the death penalty against
those who were under 18 at the time of the crime. He was convicted in
1993 of first-degree murder in the death of Julie Kerry and second-degree
murder in the death of her sister, Robin.
On the night of 4 April
1991, Julie and Robin Kerry, white, aged 21 and 19 respectively, and
their cousin, Thomas Cummins, also aged 19, were on an abandoned bridge
spanning the Mississippi River near St Louis, when they were confronted
by Reginald Clemons, aged 20, Marlin Gray, aged 23, Antonio Richardson,
aged 16, and 15-year-old Daniel Winfrey. The sisters were raped and
pushed off the bridge into the river 25 metres below. Cummins was forced
to jump. He survived, but both sisters drowned.
Clemons and Gray allegedly
threatened to hurt anyone who did not cooperate in the crime or said
anything about it afterwards. Nevertheless, Richardson contacted the
police the next day and confessed his involvement in the crime, saying
that he had not pushed the sisters off the bridge.
Daniel Winfrey, white,
testified against his three co-defendants in exchange for a prison
sentence. Then Marlin Gray and Reginald Clemons, both black, were
sentenced to death at their trials and remain on death row. Finally,
Antonio Richardson, a mentally impaired teenager, rejected a prosecution
offer of a life sentence in return for a guilty plea, against the advice
of his lawyer. He was allegedly persuaded to do so by a local activist
who, assigning racial motives to the prosecution, believed that
Richardson should go to trial to prove his innocence. Under Missouri law,
a defendant involved in a murder does not have to have been the actual
killer to be convicted of first-degree murder.
The jury convicted Antonio
Richardson, but were unable to agree on his punishment. In this
situation, under Missouri law, the judgebecame the sentencer, and
condemned the teenager to death. Neither judge nor jury heard any expert
testimony about Richardson’s brain damage or mental disabilities. The
defence had hired a neuropsychologist to testify about this, but
Richardson’s lawyer, who had no experience of capital sentencing,
decided not to present the witness for “strategic” reasons. When the
jury deadlocked, the lawyer asked the judge to hear the expert testimony
prior to determining punishment. The judge refused.
Antonio Richardson’s
mental disability is well documented. When he was 13, his IQ was
measured at 70, placing him in the borderline mental retardation range.
The assessment described him as “learning disabled” and “easily lead by
others”. After his arrest, the expert hired by the defence found that
Richardson “did not know the difference between an ocean and a lake, did
not know the season that came after winter, did not know what made a
sailboat move through the water, did not know simple nursery rhymes, did
not know the country or even the state in which he lived... It is quite
apparent from the test results that Mr Richardson is significantly
compromised... in all complex mental activity. Most noteworthy are
severe impairments in attention and concentration, memory, learning...,
speech and language skills, spacial and perceptual skills...”.
In 1993, Antonio
Richardson’s IQ was assessed at 73, also within the borderline
retardation range. In 1994, a psychologist found that the then 19-year-old
Richardson operated at the level of a seven-year-old in the area of
communication and social skills, and functioned as a 12-year-old in the
area of daily living skills.
Antonio Richardson’s
childhood was marked by poverty and parental neglect. He never knew his
father, and his mother had drug, alcohol, and health problems. By the
age of 15, Antonio Richardson had himself developed drug and alcohol
problems.
188 F.3d 973 (8th Cir. 1999)
Antonio Richardson, Appellant, v.
Michael Bowersox, Appellee.
No. 98-3293
United States Court of Appeals FOR THE EIGHTH CIRCUIT
Submitted: May 10, 1999
Filed: August 17, 1999
Rehearing and Rehearing En Banc Denied Oct. 8, 1999.
Appeal from the United States
District Court for the Eastern District of Missouri.
Before WOLLMAN, Chief Judge,
BEAM, and MURPHY, Circuit Judges.
WOLLMAN, Chief Judge.
Antonio Richardson was convicted of
murder and sentenced to death in Missouri state court. He appeals from
the district court's1
denial of his petition for a writ of habeas corpus under 28 U.S.C.
2254. We affirm.
I.
On the night of April 4, 1991,
Richardson, Reginald Clemons, Marlin Gray, and Daniel Winfrey went to
the Chain of Rocks Bridge, an abandoned bridge that spans the
Mississippi River between Missouri and Illinois, to smoke marijuana.
They parked on the Missouri side and walked across to the Illinois
side to do the drugs. The marijuana would not light, however, and as
they began walking back across the bridge they observed Julie Kerry,
age twenty-one, her nineteen-year-old sister Robin Kerry, and the
Kerrys' cousin, Thomas Cummins, walking toward the Illinois side.
The groups spoke briefly and then
continued on their respective courses towards the opposite ends of the
bridge. Upon reaching the Missouri side, Clemons said, "Let's rob them."
Gray responded, "Yeah, I feel like hurting somebody." Richardson,
Clemons, Gray, and Winfrey then walked back toward the Illinois side
and intercepted the Kerrys and Cummins at a bend in the middle of the
bridge.
Gray ordered Cummins to the ground,
and Richardson and Clemons grabbed the Kerrys. Both girls began
screaming and crying, whereupon one of the assailants said, "If you
don't stop screaming, I'll throw you off this bridge." Clemons told
Winfrey to keep watch over one sister as he and Richardson took turns
holding down and raping the other sister. At some point, one of the
assailants said, "You stupid bitch, do you want to die?" After they
had finished raping her, Richardson led the first sister through a
manhole to a concrete pier under the bridge. Clemons and Gray then
took turns holding down and raping the second sister as Winfrey kept
watch over Cummins.
When they were finished, Clemons
ordered the second sister through the same manhole. Gray walked to the
Missouriend of the bridge in search of Richardson, unaware that he was
under the bridge. Clemons then robbed Cummins and ordered him through
the manhole. Clemons then told Winfrey to get Gray and joined
Richardson and the others under the bridge. Either Richardson or
Clemons then pushed the sisters. from the pier and ordered Cummins to
jump into the river seventy feet below. The two then climbed out of
the manhole and met Gray and Winfrey near the Missouri end of the
bridge. Clemons said, "We pushed them off. Let's go."
After buying cigarettes and food at
a gas station, the group returned to a lookout point over the river.
As they watched, Gray remarked that the Kerrys and Cummins would "never
make it back to shore," and told Clemons that Richardson "was brave
for doing that." When they departed, Clemons and Gray warned that they
would kill anyone who said anything about the crimes.
Following his plunge into the river,
Cummins came to the surface near Julie. She attempted to hold onto him,
but he immediately started to go under in the swift current. He let go
of her and struggled to shore. After wandering through a deserted part
of the city, he came to a highway and was assisted by a passing
motorist. He eventually testified against the assailants. Julie's body
was found downstream three weeks later. Robin's body has not been
found to this day.
Winfrey pleaded guilty to two counts
of second-degree murder and agreed to testify against the other
assailants in exchange for a recommended thirty-year sentence. Gray
and Clemons were convicted of first-degree murder and sentenced to
death. See State v. Gray, 887 S.W.2d 369 (Mo.) (en banc), cert. denied,
514 U.S. 1042 (1995); State v. Clemons, 946 S.W.2d 206 (Mo.) (en banc),
cert. denied, 118 S. Ct. 416 (1997). Richardson was convicted of first-degree
murder for Julie Kerry's death and second-degree murder for Robin
Kerry's death. At the penalty phase of Richardson's trial, the jury
could not agree on punishment. Pursuant to Missouri law, the court
became the sentencer and assessed punishment at death. See Mo. Rev.
Stat. 565.030.4. Richardson's direct appeal and petition for state
postconviction relief were denied. See 923 S.W.2d 301 (Mo.) (en banc),
cert. denied, 519 U.S. 972 (1996). The district court denied his
petition for a writ of habeas corpus, filed on December 3, 1996, and
this appeal followed.
II.
The district court issued a
certificate of appealability to address whether it was constitutional
error for the court to: (1) strike three venire persons who were
biased against the death penalty; (2) admit evidence of remarks made
by the other assailants; (3) limit the scope of trial counsel's
closing argument; (4) admit the testimony of Stephanie Whitehorn at
the penalty phase; and (5) deny Richardson's request to present
additional mitigating evidence prior to the assessment of punishment.
We review the district court's
findings of fact for clear error and its conclusions of law de novo.
See Bounds v. Delo, 151 F.3d 1116, 1118 (8th Cir. 1998). We apply a
presumption of correctness to the state court's findings of fact. See
28 U.S.C. 2254(e)(1). We may grant the writ only if the state court's
adjudication of the claims resulted in a decision that was "contrary
to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court." Id. 2254(d)(1).
In Long v. Humphrey, No. 98-3409,
slip op. (8th Cir. July 14, 1999), we cited with approval the First
Circuit's definition of "contrary to," which we summarized as follows:
A state court decision is contrary to clearly established law if the
controlling case law requires a different outcome either because of
factual similarity to the state case or because general federal rules
require a particular result in a particular case. Id. at 4 (citing
O'Brien v. Dubois, 145 F.3d 16, 25 (1st Cir. 1998)). We then adopted
the Third Circuit's interpretation of the "unreasonable application"
prong of section 2254(d)(1). Under the Third Circuit's holding, "'[t]he
federal habeas court should not grant the petition unless the state
court decision, evaluated objectively and on the merits, resulted in
an outcome that cannot reasonably be justified under existing Supreme
Court precedent.'" Id. (quoting Matteo v. Superintendent, SCI Albion,
171 F.3d 877, 890 (3d Cir. 1999) (en banc), petition for cert. filed,
68 U.S.L.W. 3008 (U.S. June 22, 1999)). In determining whether a state
court's decision involved an.-5- unreasonable application of clearly
established federal law, it is appropriate to refer to decisions of
the inferior federal courts in factually similar cases. See id. at 5 (citing
Matteo, 171 F.3d at 890). Further,"[i]n making this determination,
mere disagreement with the state court's conclusions is not enough to
warrant habeas relief." Matteo, 171 F.3d at 890 (quoted in London,
slip op. at 5). It is with these standards in mind that we consider
Richardson's claims.
A. Guilt Phase Issues
1. Voir Dire
Richardson argues that the trial
court erred in striking three venire persons who stated that they
would not consider imposing the death penalty if the State did not
prove that Richardson was the person who pushed the victims off the
bridge. The Supreme Court has held that a juror may be stricken for
cause if, upon questioning, the judge believes that his views "would
prevent or substantially impair the performance of his duties as a
juror in accordance with his instructions and his oath." Adams v.
Texas, 448 U.S. 38, 45 (1980). A trial judge's determination that a
juror should be stricken is a finding of fact that is entitled to
considerable deference under section 2254(e)(1). See Hatley v.
Lockhart, 990 F.2d 1070, 1072 (8th Cir. 1993); Swindler v. Lockhart,
885 F.2d 1342, 1345-46 (8th Cir. 1989).
Here, the State was entitled to have
the jury consider the death penalty upon a verdict of first-degree
murder based on accomplice liability. See Mo. Rev. Stat. 565.030; cf.
Mo. Rev. Stat. 565.032.3(4) (stating that an accomplice's "relatively
minor" participation in the crime is a statutory mitigating factor but
not a complete bar to imposing the death penalty). To demonstrate
accomplice liability, the State was not required to prove that
Richardson himself pushed Julie and Robin Kerry off the bridge. See
Jury Instruction No. 6, J.A. at 353. Because the three venire persons
at issue in effect stated that they would not follow this instruction,
see Trial Tr. at 279 (Cannon) 306 (Pisoni); 311 (Hughes), the trial
court did not err in finding that their views would substantially
impair their performance as jurors and in striking them from the
panel.
2. Confrontation Clause
Richardson claims that the
Confrontation Clause was violated when the trial court allowed Winfrey
to testify that after the killings Gray said that Richardson was "brave
for doing that" and that the victims would "never make it back to
shore." In addition, he claims that admitting various inculpatory
statements of Clemons and Gray was unconstitutional under Bruton v.
United States, 391 U.S. 123 (1968).
Assuming, arguendo, that Gray's
statements that Richardson was "brave for doing that" and that the
victims would "never make it back to shore" were hearsay admitted in
violation of the Confrontation Clause, their admission is subject to
harmless-error analysis. See Lilly v. Virginia, 119 S. Ct. 1887, 1901
(1999). If the Missouri Supreme Court reviewed for harmless error
under the stricter standard of Chapman v. California, 386 U.S. 18
(1967), we may apply the standard of Brecht v. Abrahamson, 507 U.S.
619 (1993). See Orndorff v. Lockhart, 998 F.2d 1426, 1430 (8th Cir.
1993). We must proceed under Chapman, however, if the state court did
not. Id.
The Missouri Supreme Court reviewed
the claim for prejudice and concluded that "the jury's verdict would
have been no different if Gray's out-of-court statement had been
excluded." Richardson, 923 S.W.2d at 312. Although this may have been
sufficient to warrant our applying the more deferential Brecht
standard of review, we need not determine this question because
admission of the statements was harmless even under Chapman. See
Barrett v. Acevedo, 169 F.3d 1155, 1164 (8th Cir. 1999) (en banc) (recognizing
that the state court need not explicitly rely on Chapman to warrant
federal review under Brecht, but not deciding the issue because the
error was also harmless under Chapman), petition for cert. filed, (U.S.
June 7, 1999) (No. 98- 9681).
Under Chapman, "before a federal
constitutional error can be held harmless, the court must be able to
declare a belief that it was harmless beyond a reasonable doubt." 386
U.S. at 24. The jury instruction in this case allowed Richardson to be
convicted of first-degree murder based solely on accomplice liability.
Both Winfrey and Cummins testified that Richardson was under the
bridge with Clemons when the victims were pushed. Cummins testified
that Richardson ordered the victims to go to the edge of the pier and
ordered Cummins to jump. After Clemons and Richardson climbed back
onto the bridge, Clemons said to Gray and Winfrey, "We pushed them off."
In light of the Missouri law of accomplice liability and the
overwhelming evidence of Richardson's involvement in the murders, it
can be said with assurance that Gray's statements did not contribute
to the jury's finding of guilt. Chapman, 386 U.S. at 24. We conclude,
therefore, that any error in admitting Gray's statements was harmless
beyond a reasonable doubt.
Bruton prohibits, inter alia, the
use at a defendant's trial of inculpatory statements of co-defendants
that also implicate the defendant. See Lilly, 119 S. Ct. at 1897 (citing
Bruton, 391 U.S. at 136). Such statements are inherently unreliable
because a co-defendant "often has a considerable interest in 'confessing
and betraying his cocriminals.'" Id. (quoting 5 Wigmore, Evidence
1477, at 358 n.1). The inculpatory statements of Gray and Clemons
implicated only themselves, however, not Richardson. Therefore, they
did not violate Bruton but fell within the "firmly rooted" hearsay
exception for statements against penal interest. See Lilly, 119 S. Ct.
at 1895. Accordingly, the admission of the challenged statements did
not violate the Confrontation Clause. See White v. Illinois, 502 U.S.
346, 356 (1992) (holding that statements within a firmly rooted
hearsay exception do not violate the Confrontation Clause).
3. Closing Argument
Richardson argues that the Sixth and
Fourteenth Amendments were violated when the court granted the State's
motion in limine restricting his closing argument at trial. He claims
that he was precluded from arguing (1) that he was not under the
bridge when the victims were pushed, (2) that he was incapable of
deliberating on the murders, and (3) that he did not participate in
the murders. Although Richardson did not object to the court's ruling
during the trial, the Missouri Supreme Court reviewed the claim for
plain error on direct appeal. See Richardson, 923 S.W.2d at 314-15.
Therefore, we also review for plain error, granting relief "only if
there is manifest injustice." Roberts v. Bowersox, 137 F.3d 1062, 1064
(8th Cir. 1998), cert. denied, 119 S. Ct. 808 (1999).
A trial court may not prohibit all
closing argument but has "broad discretion" in limiting its scope. See
Herring v. New York, 422 U.S. 853, 862, 95 S.Ct. 2550, 45 L.Ed.2d 593
(1975). Closing arguments may be "limited to the facts in evidence and
reasonable inferences flowing therefrom." United States v. Ojala, 544
F.2d 940, 946 (8th Cir. 1976). Courts may prohibit arguments that "misrepresent
the evidence or the law, introduce irrelevant prejudicial matters, or
otherwise tend to confuse the jury." United States v. Sawyer, 443 F.2d
712, 713-14 (D.C. Cir. 1971) (footnotes omitted).
Here, there was no evidence from
which the jury could have inferred that Richardson was not under the
bridge when the victims were pushed. Nor did Richardson introduce
evidence that he was mentally incapable of deliberation. Therefore,
the trial court did not plainly err in prohibiting Richardson from so
contending in his closing argument.
Further, Richardson was allowed to
argue extensively during closing argument that he did not participate
in the actual pushing of the victims. See Trial Tr. at 2015-30 (arguing
that Gray was also under the bridge and that Gray pushed the victims).
Accordingly, even if it was error to grant the State's motion on this
ground, Richardson did not suffer manifest injustice as a result.
B. Penalty Phase Issues
1. Character Evidence
Next, Richardson challenges on due
process grounds the trial court's admission of Stephanie Whitehorn's
penalty-phase testimony that Richardson mouthed the words "I'm going
to get you" to her during her testimony at the guilt phase.
An erroneous state-court evidentiary
ruling violates the Due Process Clause only if it is "'gross,
conspicuously prejudicial or of such import that the trial was fatally
infected.'" Redding v. Minnesota, 881 F.2d 575, 579 (8th Cir. 1989) (quoting
Rhodes v. Foster, 682 F.2d 711, 714 (8th Cir. 1982)). In other words,
Richardson "must show 'a reasonable probability that the error
affected the trial's outcome.'" Meadows v. Delo, 99 F.3d 280, 283 (8th
Cir. 1996) (quoting Troupe v. Groose, 72 F.3d 75, 76 (8th Cir. 1995)).
"[A] wide scope of evidence and
argument is admissible during the penalty phase of a capital murder
trial, provided that such evidence is not 'constitutionally
impermissible or totally irrelevant to the sentencing process.'"
Gilmore v. Armontrout, 861 F.2d 1061, 1073 (8th Cir. 1988) (quoting
Zant v. Stephens, 462 U.S. 862, 885 (1983)). Here, the trial court
determined that the relevance of Whitehorn's testimony outweighed its
prejudicial effect. We cannot say that this determination constituted
error, much less error that was so prejudicial as to fatally infect
the outcome of the trial.
Richardson also contends that the
court violated the Sixth Amendment by not allowing him to present the
testimony of his guilt-phase counsel that she did not see Richardson
threaten Whitehorn. The Sixth Amendment does not guarantee, however,
that criminal defendants may call every witness they choose. See
United States v. Scheffer, 118 S. Ct. 1261, 1264 (1998) (holding that
a "defendant's right to present relevant evidence is not unlimited,
but rather is subject to reasonable restrictions"). A defendant "does
not have an unfettered right to offer testimony that is incompetent,
privileged, or otherwise inadmissible under standard rules of evidence."
Taylor v. Illinois, 484 U.S. 400, 410 (1988). The trial court found
that counsel's testimony was inadmissible because she admitted that
she was taking notes during Whitehorn's testimony and watched
Richardson only periodically. Because nothing in the record leads us
to question this finding, we conclude that the court did not violate
the Sixth Amendment by excluding the testimony.
2. Additional Mitigating Evidence
At the penalty phase, Richardson's
counsel did not present the testimony of Dr. Eric Engum, a
neuropsychologist, who stated in his report that Richardson suffered
from an "unspecified non-psychotic mental disorder following organic
brain damage." Petition for Writ of Habeas Corpus, J.A. at 99. Counsel
believed that Dr. Engum's testimony would be more harmful than helpful
because his report also concluded that Richardson's mood appeared "flattened,
detached, and dulled" and that Richardson had reduced "frustration
tolerance" and increased irritability when faced with difficult tasks.
Id., J.A. at 94. When the trial court became the sentencer, however,
Richardson wished to introduce Dr. Engum's testimony because he
believed that the court would not lend undue weight to the prejudicial
portions of the report. The court denied Richardson's request and
recommended a sentence of death based on the mitigating and
aggravating evidence presented to the jury. It then agreed to hear Dr.
Engum's testimony before it formally entered the sentence. Richardson
claims that the court's refusal to hear the evidence before
recommending sentence violated his right to due process.
The Missouri capital sentencing
statute requires that defendants be allowed to present mitigating
evidence to the jury at a penalty-phase hearing following the
determination of guilt. See Mo. Rev. Stat. 565.030.4. If the jury
cannot agree on punishment, the court becomes the sentencer. See id.
The statute requires the court to follow the same procedure that the
jury follows before assessing punishment. Id. Richardson contends that
the statute thus requires the court to hold a second penalty-phase
hearing because such a hearing is part of the procedure required of
the jury under the statute. The Missouri Supreme Court declined to
address the statutory argument, holding that Richardson was not
prejudiced by the lack of a second penalty-phase hearing because the
court considered the evidence before it formally entered the sentence.
See Richardson, 923 S.W.2d at 324. This holding on a matter of state
evidentiary law is not grounds for federal habeas relief unless it was
so unfair as to constitute a denial of due process. See Mercer v.
Armontrout, 844 F.2d 582, 587 (8th Cir. 1988). Likewise, even if the
Missouri statute requires a full-dress second penalty-phase hearing in
the circumstances presented by Richardson's case, any error of state
law in failing to accord Richardson such a hearing would not
constitute the automatic equivalent of a violation of the federal
constitution. See Chambers v. Armontrout, 157 F.3d 560, 564-65 (8th
Cir. 1998). Nor would the fact that the error of state law, even
though occurring during the sentencing phase of a capital case,
necessarily give rise to a claim under the Due Process Clause of the
Fourteen Amendment. See id. See also Barclay v. Florida, 463 U.S. 939,
957-58 (1983) (plurality opinion).
Clearly established federal law
holds that states may not "preclude the sentencer from considering any
mitigating factor." Eddings v. Oklahoma, 455 U.S. 104, 113-14 (1982) (citing
Lockett v. Ohio, 438 U.S. 586 (1978)). Nor may the sentencer "refuse
to consider, as a matter of law, any relevant mitigating evidence." Id.
at 114. It is not sufficient to allow defendants to present mitigating
evidence; the sentencer "must also be able to consider and give effect
to that evidence in imposing sentence." Penry v. Lynaugh, 492 U.S.
302, 319 (1989).
These cases establish that
defendants must have an opportunity to present, and sentencers must
consider, mitigating evidence. They cannot, however, fairly be said to
require that states give defendants a second opportunity to present
mitigating evidence in the event the trial court replaces the jury as
sentencer. Accordingly, the Missouri Supreme Court's refusal to
address and accept Richardson's statutory argument did not constitute
a decision that was "contrary to" clearly established federal law.
The question then becomes whether
the decision "involved an unreasonable application of" clearly
established federal law. In making this determination, we look to
relevant decisions of the Supreme Court and lower federal courts.
Although Richardson argues that the trial court's decision not to
conduct a second penalty-phase hearing was an unreasonable application
of the holdings in Eddings and Penry, he has not called to our
attention any cases that have interpreted Eddings and Penry to require
states to provide a second opportunity to present mitigating evidence
in those cases in which the trial court replaces the jury as sentencer.
Richardson had a full opportunity to present mitigating evidence to
the jury. When the trial court became the sentencer, it considered all
of the evidence that Richardson had presented in mitigation.
Accordingly, we cannot say that the Missouri Supreme Court's decision
not to address and accept Richardson's statutory argument constituted
an unreasonable application of the law set forth in Eddings and Penry.
III.
Richardson raises additional claims
that were not included in the certificate of appealability. We do not
consider such claims in light of our holding that "appellate review is
limited to the issues specified in the certificate of appealability."
Carter v. Hopkins, 151 F.3d 872, 874 (8th Cir.), cert. denied, 119 S.
Ct. 524 (1998). See also Ramsey v. Bowersox, 149 F.3d 749 (8th Cir.
1998).