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Gregory
Lynn RUSSEAU
Name
TDCJ
Number
Date
of Birth
Russeau, Gregory Lynn
999430
10/11/1969
Date
Received
Age (when Received)
Education Level
10/15/2002
33
11
Date
of Offense
Age
(at the Offense)
County
05/30/2001
31
Harris
Race
Gender
Hair
Color
black
male
black
Height
Weight
Eye
Color
5 ft 11 in
299
brown
Native
County
Native
State
Prior
Occupation
Smith
Texas
barber, kitchen, laborer
Prior
Prison Record
#491665, 10/06/1988 a ten-year
sentence for Burglary of a Habitation, Engaging in Organized
Criminal Activity, Theft, Attempted Burglary of a Building.
08/07/1991 released on parole.
Summary of incident
On 05/30/2001, in Tyler, Russeau
struck a 75-year old white male numerous times in the head
causing his death.
Russeau also took the victim's wallet and a
vehicle from the victim's place of business.
Holcomb, J., delivered the
opinion of the Court, in which Keller, P.J., Meyers, Price, Womack,
Hervey, and Cochran, JJ., joined. Johnson, J., joined except as to
issue number seventeen, in which she concurred. Keasler, J.,
concurred.
In October 2002, a Smith County jury, after hearing evidence,
found appellant guilty of the capital murder of James Syvertson.
See Tex. Pen. Code § 19.03(a)(2). That same jury, after
hearing additional evidence, answered three statutory special
issues
(1) in such a way
that the trial court was required to assess appellant's punishment
at death. See Art. 37.071, § 2(b), (e) & (g).
(2) In June 2005,
we affirmed the trial court's judgment as it related to
appellant's conviction, reversed it as it related to his
punishment, and remanded the case to the trial court for a new
punishment hearing. Russeau v. State, 171 S.W.3d 871, 887
(Tex.Crim.App. 2005). In April 2007, the trial court held a new
punishment hearing before a new Smith County jury. At the
conclusion of that hearing, the trial court, acting in accordance
with the jury's answers to the three special issues, again
assessed appellant's punishment at death. Now, on direct appeal
from that second punishment hearing, appellant brings seventeen
issues, which we have rearranged to facilitate a more orderly
discussion.
(3) We will
affirm the trial court's judgment.
In issues
numbers one and two, appellant argues that "[t]he evidence brought
forth at trial, while possibly sufficient to show that [he] may be
guilty of burglary or theft, [was] insufficient, either legally or
factually, to prove that [he] is guilty of capital murder."
Appellant argues further that "there [was] not even a scintilla of
evidence to prove that [he] killed the victim or that the killing
occurred to facilitate the taking of any property, or that the
intent to take the property occurred before or contemporaneously
with the killing." The State argues in response that "appellant
may not assert an error . . . from the guilt-innocence phase of
the trial when he is appealing from a retrial of . . . the
punishment phase."
As we noted previously, in June 2005 we affirmed the trial court's
judgment as it related to appellant's conviction,
(4) reversed the
trial court's judgment as it related to his punishment, and
remanded the case to the trial court for a new punishment hearing.
Russeau v. State, 171 S.W.3d
at 887. On
remand, the trial court's jurisdiction was statutorily limited to
punishment issues. Lopez v. State, 18 S.W.3d 637, 640 (Tex.Crim.App.
2000). After remand, appellant's right to appeal was limited to
issues that arose during remand. That being the case, appellant's
issues numbers one and two, which challenge the sufficiency of the
evidence to support his conviction, present nothing for our review.
We overrule issues numbers one and two.
In issue
number seventeen, appellant argues that the evidence adduced at
the second punishment hearing was legally insufficient to support
the jury's affirmative answer to the first special issue, which
concerned his future dangerousness. Appellant argues in particular
that: (1) "There [was] no evidence that [he] was on drugs [at the
time of the murder], that the robbery had been planned in advance,
or that the killing of Mr. Syvertson was particularly brutal." (2)
"There [was] no evidence that he attempted to resist arrest or
harm the [arresting] officers [or even] elude [them]." (3) "All of
[his] prior crimes were crimes against property, not crimes of
violence." (4) The State's psychiatric evidence was deserving of
little weight because it lacked "a scientific basis." (5) "Appellant's
disciplinary record in prison show[ed] a decrease [over time] in
the number and severity of disciplinary actions taken against him."
At the second punishment hearing, the State presented 62 witnesses
and numerous exhibits,
(5) and appellant
presented one witness.
(6) The State's
evidence was to the following effect: (1) On April 4, 1987, when
appellant was seventeen years old, he committed the felony offense
of attempted burglary of a building. (2) On February 11, 1988,
appellant committed the felony offense of burglary of a habitation.
(3) On May 13, 1988, appellant committed felony theft. (4) On May
16, 1988, appellant committed the felony offense of burglary of a
habitation. (5) On May 17, 1988, appellant committed the felony
offense of burglary of a habitation. (6) On May 23, 1988,
appellant committed the felony offense of burglary of a habitation.
(7) On June 27, 1988, appellant committed the felony offense of
engaging in organized criminal activity. (8) On May 6, 1997,
appellant committed misdemeanor theft. (9) On December 12, 1997,
appellant committed the felony offense of possession of a
controlled substance. (10) On September 14, 2000, appellant
committed the misdemeanor offense of burglary of a vehicle. (11)
On May 30, 2001, appellant committed capital murder by
burglarizing 75-year-old James Syvertson's auto repair shop in
Tyler and then killing him by crushing his skull with a blunt
instrument. (12) At the time he killed Syvertson, appellant was a
chronic abuser of "crack" cocaine. (13) While incarcerated in the
Smith County Jail and in the Texas prison system at various times
in the 1990's and 2000's, appellant committed numerous serious
infractions of the rules of conduct.
In addition
to the foregoing, the State presented the testimony of two
psychiatrists (Drs. Tynus McNeel and Edward Gripon) and one
psychologist (Dr. Sue Stone). All three testified that the
evaluation of a criminal defendant's future dangerousness was
within their professional training and expertise. All three also
testified that, in light of appellant's criminal and prison
records and the extreme nature of the instant offense, their
professional opinion was that he would probably be a future danger.
The State
had the burden of proving beyond a reasonable doubt that the
answer to the first special issue was "yes." Art. 37.071, § 2(c).
In other words, the State had the burden of proving beyond a
reasonable doubt that there is a probability that appellant, if
allowed to live, would commit criminal acts of violence, so as to
constitute a continuing threat to people and property. Ladd v.
State, 3 S.W.3d 547, 557 (Tex.Crim.App. 1999). As an
appellate court reviewing the legal sufficiency of the evidence to
support the jury's affirmative answer to the first special issue,
we must consider all of the record evidence in the light most
favorable to the State and determine whether, based on that
evidence and reasonable inferences therefrom, any rational jury
could have found beyond a reasonable doubt that the correct answer
to the first special issue was "yes." Id. at 558. If,
given all of the evidence, a rational jury would have necessarily
entertained a reasonable doubt as to the correct answer to the
first special issue, we must reform the trial court's judgment to
reflect a sentence of imprisonment for life. Art. 44.251(a).
Applying
these principles to the instant case, we conclude that the
evidence was legally sufficient to support the jury's affirmative
answer to the first special issue. On this record, a rational jury
could have concluded beyond a reasonable doubt that appellant
exhibited a dangerous aberration of character, that he was a
chronic and increasingly dangerous violator of our state's
criminal laws, and that if he were allowed to live, there is a
probability that he would commit criminal acts of violence in the
future, so as to constitute a continuing threat to people and
property. We overrule issue number seventeen.
In issue
number three, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment and
the Due Process Clause of the Fourteenth Amendment when it failed
to define for the jury the term "probability" as used in the first
special issue. Appellant argues that, in common usage, the term "probability"
can mean "any possibility" and that, because the trial court
failed to define the term, "a juror would have been compelled to
answer the first special issue 'yes' if [he was] convinced that
there was even the remotest probability of future violence by
appellant."
The trial
court did not err in failing to define the term "probability" as
used in the first special issue. The term is not statutorily
defined, and we presume that jurors give it its usual meaning.
Renteria v. State, 206 S.W.3d 689, 706 (Tex.Crim.App. 2006).
We overrule issue number three.
In issue
number four, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment and
the Due Process and Equal Protection Clauses of the Fourteenth
Amendment when it failed to define for the jury the phrase
"criminal acts of violence" as used in the first special issue.
More specifically, appellant argues:
"'Criminal
acts of violence' could be interpreted as falling at every point
along the scale from deeds of grotesque savagery to the slightest
assault [or even offenses that damage only property]. So long as a
defendant caused some bodily injury, or even simply physical pain,
he is guilty of assault. If the function of the death penalty [statute]
is to provide a principled distinction between those who deserve
death and those who do not, an instruction that would exclude a
person who might commit a minor assaultive offense, but is very
unlikely to commit a grave act of violence, is called for.
Aggravating circumstances (of which this is one) may not apply to
every person convicted of murder and those aggravating
circumstances may not be unconstitutionally vague." (Citations
omitted; parenthetical material in original.)
The phrase
"criminal acts of violence," as used in the first special issue,
is not unconstitutionally vague and need not be defined for the
jury. Saldano v. State, 232 S.W.3d 77, 91 (Tex.Crim.App.
2007); Druery v. State, 225 S.W.3d 491, 509 (Tex.Crim.App.
2007. "In addition, the Supreme Court of the United States has
concluded that the submission of [the first] special issue, even
without the definition[] in question, is sufficient to
constitutionally guide the jury's determination." Druery v.
State, 225 S.W.3d at 509. See Jurek v. Texas, 428
U.S. 262, 275 (1976). We overrule issue number four.
In issue
number five, appellant argues that the trial court, when it
instructed the jury in accordance with Article 37.071, § 2(d)(1),
violated the Peaceable Assembly Clause of the First Amendment, the
Cruel and Unusual Punishments Clause of the Eighth Amendment, and
the Due Process Clause of the Fourteenth Amendment because it
failed to define for the jury the term "militates." Appellant
argues that, consistent with the named constitutional provisions,
the trial court was required "to define the word 'militates' so as
to preclude consideration of the defendant's age, race, sex,
national origin, religion, political views or sexual orientation
as a factor supporting a death sentence." Appellant argues further
that "[t]he jurors were left without guidance as to how to apply
this critical word and consequently may have given weight to
factors which should have been excluded."
The record
reflects that the trial court, in accordance with Article 37.071,
§ 2(d)(1), instructed the jury as follows:
"In
deliberating on Special Issue No. 1 and Special Issue No. 2
submitted in this charge, the jury shall consider all evidence
admitted at the guilt or innocence stage and the punishment stage
of this trial, including evidence of the defendant's background or
character or the circumstances of the offense that militates for
or mitigates against the imposition of the death penalty."
Appellant's argument has no merit. First, the trial court did not
err in failing to define the term "militates." The term is not
statutorily defined, and we presume that jurors give it its usual
meaning. Fuller v. State, 253 S.W.3d 220, 234-235 (Tex.Crim.App.
2008); Martinez v. State, 924 S.W.2d 693, 698 (Tex.Crim.App.
1996). Second, appellant did not ask the trial court for the "limiting
definition" of "militates" that he now claims is constitutionally
required, and nothing in the record suggests that he suffered any
harm, let alone egregious harm, from the lack of such a limiting
definition. SeeAlmanza v. State, 686 S.W.2d
157, 171 (Tex.Crim.App. 1984).
(7) We overrule
issue number five.
In issue
number six, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment and
the Due Process Clause of the Fourteenth Amendment when it failed
to define for the jury the phrase "continuing threat to society"
as used in the first special issue. Appellant argues that "[t]he
trial court's failure to define 'continuing threat to society'
failed to provide sufficient guidance to the jury so as to prevent
an arbitrary and capricious infliction of the death penalty."
The trial
court did not err in failing to define the phrase "continuing
threat to society," because the jury is presumed to understand the
phrase without further instruction. Druery v. State, 225
S.W.3d at 509; Ladd v. State, 3 S.W.3d at 572-573. And,
as we noted previously, the Supreme Court of the United States has
concluded that the first special issue, even without the
definition in question, adequately guides the jury's determination.
Jurek v. Texas, 428 U.S. at 275. We overrule issue number
six.
In issue number seven, appellant argues that the trial court, when
it instructed the jury on the first two special issues in
accordance with Article 37.071, § 2(d)(1),
(8) violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment and
the Due Process Clause of the Fourteenth Amendment because it
failed "to instruct the jury so as to limit the scope of
militating evidence in favor of death to that which a juror might
regard as increasing a defendant's moral blameworthiness."
Appellant argues further that "the jury instruction as given
failed to preclude the jurors from giving weight to factors beyond
appellant's own control."
Appellant's
argument has no merit. First, the jury, in its deliberations on
the first two special issues, was not limited to evidence "which a
juror might regard as increasing [the] defendant's moral
blameworthiness." The jury could properly consider any of the
evidence submitted at trial that was relevant to the two special
issues. Second, appellant did not ask the trial court for the
instruction that he now claims is constitutionally required, and
nothing in the record suggests that he suffered any harm, let
alone egregious harm, from the lack of such an instruction.
SeeAlmanza v. State, 686 S.W.2d at 171. We overrule
issue number seven.
In issue
number eight, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment and
the Due Process Clause of the Fourteenth Amendment when it failed
"to instruct the jury that [the] finding of guilt in the first
phase of the trial did not foreclose consideration of evidence
which they believed tended to reduce the moral blameworthiness of
the defendant." This argument has no merit. As we noted previously,
the trial court, in accordance with Article 37.071, § 2(d)(1),
instructed the jury that, in its deliberations on the first and
second special issues, it must "consider all evidence admitted at
the guilt or innocence stage and the punishment stage of this
trial, including evidence of the defendant's background or
character or the circumstances of the offense that militates for
or mitigates against the imposition of the death penalty." In
addition, the third special issue itself instructed the jury to "tak[e]
into consideration all of the evidence, including the
circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant."
Although the instructions given to the jury did not track the
language of the instruction that appellant now argues is
constitutionally required, they had much the same meaning. We
overrule issue number eight.
In issue
number nine, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment when
it failed "to instruct the jury that there is no presumption in
favor of death, even if [the jury] found appellant to be a 'future
danger' in answer to special issue number one, and that special
issue number [three], regarding mitigating circumstances, is to be
taken up and considered independently, without regard to the
jury's finding on [special] issue number one." This argument has
no merit. The trial court, in accordance with Article 37.071, §
2(e)(1), instructed the jury that, if it answered special issues
numbers one and two in the affirmative, then it would proceed to
answer special issue number three either "yes" or "no." Nothing in
our law required the trial court to further instruct the jury that
there was "no presumption in favor of death." We overrule issue
number nine.
In issue
number ten, appellant argues that the trial court violated the
Cruel and Unusual Punishments Clause of the Eighth Amendment "when
it failed to instruct the jury so as to provide a vehicle for a
juror to return a life verdict where the juror concludes that the
aggravating factors, although established by the evidence, still
are not so severe as to call for death as a punishment." Appellant
argues further that "[t]he [jury] charge in the present case [unconstitutionally]
provided no means for the jury to assess a life sentence if it
believed that the aggravating factor of 'future dangerousness'
existed, but was not so severe as to warrant death."
The trial
court's instructions to the jury met the requirements of Article
37.071, which, in turn, met the requirements of the Eighth
Amendment. See McFarland v. State, 928 S.W.2d 482, 520 (Tex.Crim.App.
1996). We overrule issue number ten.
In issue number eleven, appellant, citing various federal and
state constitutional provisions, argues that "[t]he trial court
erred when it refused to preclude the death penalty as a
sentencing option or, in the alternative, to quash the indictment
because a grand jury had not considered and alleged in an
indictment the facts legally essential to appellant's conviction
and death sentence." On original submission, we considered and
rejected this argument to the extent it was based on the federal
constitution, and that holding remains the law of the case.
Russeau v. State, 171 S.W.3d at 885-887.
(9) We now reject
this argument to the extent it is based on our state constitution,
because appellant has failed to cite the pages in the record where
he made the argument to the trial court and received a ruling
thereon. See Tex. R. App. Proc. 33.1(a) & 38.1(h). It is
not our obligation to pore through the voluminous record to verify
that appellant preserved his state constitutional complaint for
appellate review. We overrule issue number eleven.
In issue
number twelve, appellant argues that "[t]he Texas death penalty
statute is unconstitutional for its failure to provide for
meaningful appellate review of the sufficiency of the evidence [to
support] the jury's negative answer to the third special issue,
the mitigation issue." We considered and rejected this argument on
original submission, and that holding remains the law of the case.
Russeau v. State, 171 S.W.3d at 886. We overrule issue
number twelve.
In issues
numbers sixteen and sixteen-a, appellant argues that "[t]he trial
court erred in admitting [psychiatric] evidence of [his] future
dangerousness" without first holding a "Daubert hearing"
and requiring the State "to establish the predicate" for the
admission of such psychiatric evidence. See Daubert v. Merrell
Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993) (discussing
admissibility of scientific evidence under Fed. R. Evid. 702);
Kelly v. State, 842 S.W.2d 568 (Tex.Crim.App. 1992) (discussing
admissibility of scientific evidence under Tex. R. Evid. 702). He
argues further that he "requested a Daubert hearing" but
that "the trial court refused to hold [one], choosing instead to
take judicial notice of prior proceedings and her rulings therein."
At the first
punishment hearing, the trial court admitted, over appellant's
objection, the testimony of Drs. McNeel, Gripon, and Stone on the
subject of his future dangerousness. Before those experts
testified, the trial court held a "Daubert hearing" to
determine the admissibility of their testimony under Texas Rule of
Evidence 702. We held on original submission that "the trial court
did not abuse its discretion in admitting the expert testimony."
Russeau v. State, 171 S.W.3d at 884. At the second
punishment hearing, from which appellant now appeals, the State
again presented the testimony of McNeel, Gripon, and Stone on the
subject of appellant's future dangerousness. Before they testified
at the second punishment hearing, the following transpired:
Defense
Counsel: Judge, in our last trial, we had a Daubert
hearing. We want to re-urge that Daubert hearing, and
there's nothing to add to it. I guess the Court can take judicial
notice of it.
The Court:
I've taken judicial notice of all the prior proceedings and will
as to the rulings with respect to that. Okay. Maintain the same
rulings.
Defense
Counsel: Yes, Your Honor. Thank you.
A trial
court's ruling admitting evidence will not be reversed on appeal
absent a clear abuse of discretion. Ramos v. State, 245
S.W.3d 410, 417-418 (Tex.Crim.App. 2008). Under the circumstances
of this case, we discern no clear abuse of discretion on the part
of the trial court in admitting the expert testimony without
holding a second Daubert hearing. When appellant, at the
second punishment hearing, "re-urge[d] th[e] Daubert
hearing" held at the first punishment hearing, he conceded that "there's
nothing to add to it" and "guessed" that the trial court could
take judicial notice of it. The trial court then stated that it
had already taken judicial notice of the earlier Daubert
hearing and would "[m]aintain the same rulings" (which we had
already upheld) with respect to the admissibility of the expert
testimony. Although appellant objected to the admission of the
expert testimony, he did not, as he now claims, request a second
Daubert hearing, and the trial court could have
reasonably concluded that nothing would be accomplished by holding
one. We overrule issues numbers sixteen and sixteen-a.
In issue
number eighteen, appellant argues that the trial court violated
the Cruel and Unusual Punishments Clause of the Eighth Amendment
and the Due Process Clause of the Fourteenth Amendment when the
trial court, in accordance with Article 37.071, § 2(d)(2) and
(f)(2), "instructed the jury that a unanimous vote was required to
answer the first and second special issues in the affirmative and
to answer the third special issue in the negative [and] that at
least ten jurors were required to answer the first two special
issues in the negative and the third special issue in the
affirmative." We considered and rejected this constitutional
attack on the "10-12 rule" on original submission, and that
holding remains the law of the case. Russeau v. State,
171 S.W.3d at 886. We overrule issue number eighteen.
Finally, in
issue number nineteen, appellant argues that "[t]he Texas capital
sentencing statute's failure to inform the jury that a single
holdout [juror] on a special issue would result in [an] automatic
life sentence violates the [Cruel and Unusual Punishments Clause
of the] Eighth [Amendment] and [the Due Process Clause of the]
Fourteenth Amendment[]." We considered and rejected this argument
on original submission, and that holding remains the law of the
case. Ibid. We overrule issue number nineteen.
Having found
no reversible error, we affirm the judgment of the trial court.
(1) "Is
there a probability that the defendant, Gregory Russeau, would
commit criminal acts of violence that would constitute a
continuing threat to society?"
(2) "Did the
defendant, Gregory Russeau, actually cause the death of the
deceased or did not actually cause the death of the deceased but
intended to kill the deceased or another or anticipated that a
human life would be taken?"
(3) "Taking into consideration all of the
evidence, including the circumstances of the offense, the
defendant's character and background, and the personal moral
culpability of the defendant, is there sufficient mitigating
circumstance or circumstances to warrant that a sentence of life
imprisonment rather than a death sentence be imposed?"
2. All references to
articles are to those in the Texas Code of Criminal Procedure.
3. Appellant's issues are
numbered 1 through12, 16, 16A, and 17 through 19. From our reading
of appellant's brief, it appears that he originally planned to
have issues that were numbered 13, 14, and 15 but that he
ultimately decided not to assert those issues.
4. On original submission,
we considered and overruled two points of error in which appellant
challenged the legal and factual sufficiency of the evidence to
support his conviction. Russeau v. State, 171 S.W.3d 871,
877-78 (Tex.Crim.App. 2005).
5. The State's witnesses
included two Tyler police officers, a Longview police officer, an
FBI special agent, a forensic DNA specialist, two forensic
fingerprint specialists, ten present and former guards at the
Smith County Jail, twenty present and former guards in the Texas
prison system, two psychiatrists, a psychologist, and a former
Dallas County medical examiner. The State's exhibits consisted
mostly of official records from various Smith County courts.
6. Appellant's lone witness
was a Tyler police officer, whose testimony was presented in an
effort to cast doubt upon appellant's guilt of Syvertson's murder.
7. In Almanza, we
held that unobjected-to charge error requires reversal only if the
defendant suffered egregious harm.
9. Under the doctrine of "the
law of the case," if a determination of a question of law is made
on an appeal to a court of last resort, that determination will be
held to govern the case throughout all of its subsequent stages,
including retrial and appeal. Ex parte Granger, 850 S.W.2d
513, 516 (Tex.Crim.App. 1993).
OnApplication for a Writ of Habeas Corpus from
Case No. 31558CR of the 40th Judicial District Court ofEllis County
Womack, J., delivered the opinion of the Court, in
which Meyers, Price, Johnson, Keasler, Hervey, Holcomb, and
Cochran, JJ., joined. Keller, P.J., concurred in the judgment.
This is a
post-conviction application for a writ of habeas corpus brought
pursuant to Article 11.07 of the Code of Criminal Procedure. The
applicant seeks relief from a conviction for unlawful possession
of firearm.
The
indictment alleged that he intentionally or knowingly possessed a
firearm on or about September 6, 2006, before the fifth
anniversary of his having been released from community supervision,
he having been convicted of the felony offense of possession of
controlled substance with intent to deliver on August 5, 2005.
When he was
found to be in possession of a firearm (which is not disputed) the
applicant was on deferred-adjudication community supervision for
the second-degree felony offense of possession of controlled
substance.
The
applicant pleaded guilty to the indictment and was sentenced to
the maximum punishment of ten years in prison. The trial court
ordered that the sentence run concurrently with the twenty-year
sentence that it imposed in the controlled-substance case after
adjudicating the defendant guilty.
The
applicant seeks relief from the possession-of-firearm conviction
on three grounds: insufficient evidence of guilt, ineffective
assistance of counsel, and unknowing and involuntary plea.
Insufficient Evidence
Petitioners may not, in post-conviction habeas corpus,
collaterally attack the sufficiency of the evidence to support the
conviction.
(1) Even if the
attack could be made, we notice that the applicant judicially
confessed to committing the offense, which was sufficient evidence
to support a plea of guilty.
Ineffective Assistance of Counsel and Unknowing and Involuntary
Plea
Ineffective assistance of counsel may be a ground for
habeas-corpus relief after conviction. The question is whether the
applicant has shown that counsel's performance was deficient.
There is a strong presumption that counsel's performance was
adequate. The applicant must identify acts or omissions that were
outside the wide range of professional competence.
(2)
The
applicant alleges that counsel's performance at trial was
deficient because he failed to investigate applicant's criminal
history concerning prior felonies. "Applicant was not a convicted
felon," and counsel should have known that.
Similarly,
the applicant alleges that he did not understand that, because his
deferred adjudication was not a final conviction, he was not a
convicted felon. Therefore his plea was unknowing and involuntary.
Discussion
The indictment alleged a violation of the
following provisions of the most recent version of the Unlawful
Possession of Firearm statute, Section 46.04 of the Penal Code (effective
September 1, 2003):
(a) A person
who has been convicted of a felony commits an offense if he
possesses a firearm:
(1) after
conviction and before the fifth anniversary of the person's
release from confinement following conviction of the felony or the
person's release from supervision under community supervision,
parole, or mandatory supervision, whichever date is later; ….
On its face,
the statute seems to make it an offense for a "person who has been
convicted of a felony" to possess a firearm "after conviction" and
"before the fifth anniversary" of either of two events:
(A) "the
person's release from confinement following conviction of the
felony, or
(B) "the
person's release from supervision under community supervision,
parole, or mandatory supervision."
Therefore
the class of persons who have "been convicted of a felony," as
that term is used in Section 46.04, includes those in any of three
circumstances:
(1) those
who have been in "confinement,"
(2) those who have been supervised under parole or mandatory
supervision -- all of whom will have been in confinement, since
parole
(3) and mandatory
supervision
(4) involve
release after a final conviction, and
(3) those
who have been under "community supervision," which may not involve
confinement. As defined in the Code of Criminal Procedure, "'Community
supervision' means the placement of a defendant by a court under a
continuum of programs and sanctions, with conditions imposed by
the court for a specified period during which:
"(A)
criminal proceedings are deferred without an adjudication of guilt;
or
"(B) a sentence of imprisonment or confinement, imprisonment and
fine, or confinement and fine, is probated and the imposition of
sentence is suspended in whole or in part."
(5)
Whether the
Unlawful Possession of Firearm statute applies to a person who is,
or has been, on deferred-adjudication community supervision is not
clear.
The statute begins by limiting the class of offenders to the "person
who has been convicted," and it repeats that the offense is
committed by possession of a firearm "after conviction." Deferred
adjudication is distinguished from other forms of community
supervision in that the defendant is not found guilty. It may be,
and has been, said that it is not a conviction: "The essence of
deferred adjudication is that the defendant is placed on community
supervision without a finding of guilt and without being convicted
of any offense."
(6)
Another
statute that deals with firearms, regulating the carrying of
concealed handguns, gave "convicted" a special definition that
included deferred adjudication:
"'Convicted'
means an adjudication of guilt or, except as provided in Section
411.1711, an order of deferred adjudication entered against a
person by a court of competent jurisdiction whether or not the
imposition of the sentence is subsequently probated and the person
is discharged from community supervision. The term does not
include an adjudication of guilt or an order of deferred
adjudication that has been subsequently:
(A) expunged;
or
(B) pardoned under the authority of a state or federal official."
(7)
A related statute created an exemption from the status of being "convicted"
for some persons who were on deferred adjudication.
(8)
Whether a person who is on deferred adjudication has been "convicted"
as that term is used in the Unlawful Possession of Firearm statute
need not be resolved today. The claim before us is that the
applicant was denied effective assistance of counsel when his
attorney allowed him to plead guilty without raising this question
in the trial court. We think that this may not be called
ineffective assistance. For one thing, as we have explained, the
issue of the proper construction of the statute was unresolved and
remains unclear. In such circumstances, counsel usually may not be
held to have rendered ineffective assistance.
(9)
For another,
the circumstances of the case must be taken into account. The
applicant was on deferred adjudication for a felony of the second
degree; he faced a twenty-year sentence for any violation of the
conditions of supervision. He also pleaded guilty to several other
felony offenses, with the agreement that the sentences in those
cases, like the sentence in this case, would run concurrently with
the twenty-year sentence.
Given the
unsettled state of the law regarding the possession of firearm
statute, and the agreement for concurrent sentencing in that case
and other cases, we do not think that counsel's advice to plead
guilty to the firearm offense can be called ineffective assistance.
Relief is
denied.
Delivered
September 30, 2009.
Publish.
*****
1. Ex parte Easter,
615 S.W.2d 719, 721(Tex. Cr. App. 1981).
2. See Strickland v.
Washington, 466 U.S. 668, 687-91 (1984).
3. "'Parole' means the
discretionary and conditional release of an eligible inmate
sentenced to the institutional division so that the inmate may
serve the remainder of the inmate's sentence under the supervision
of the pardon and paroles division." Gov't Code § 508.001(6).
4. "'Mandatory supervision'
means the release of an eligible inmate sentenced to the
institution division so that the inmate may serve the remainder of
the inmate's sentence not on parole but under the supervision of
the pardons and paroles division." Id., § 508.001(5).
9. See Ex parte Chandler,
182 S.W.3d 350, 358 (Tex. Cr. App. 2005); Ex parte Welch,
981 S.W.2d 183, 184 (Tex. Cr. App. 1998) ("[W]e will not find
counsel ineffective where the claimed error is based upon
unsettled law").