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Michael
F. ROSALES
Classification: Murderer
Characteristics:
Robbery
Number of victims: 1
Date of murder:
June 4,
1997
Date of birth: January 11,
1974
Victim profile: Mary Felder
(female, 68)
Method of murder: Stabbing
with knife 137 times
Location: Lubbock County, Texas, USA
Status:
Executed
by lethal injection in Texas on April 30,
2009
Name
TDCJ
Number
Date
of Birth
Rosales, Michael
999274
01/11/74
Date
Received
Age (when Received)
Education Level
07/16/98
24
10 years
Date
of Offense
Age
(at the Offense)
County
06/04/97
23
Lubbock
Race
Gender
Hair
Color
Hispanic
Male
Black
Height
Weight
Eye
Color
5-5
163
Brown
Native
County
Native
State
Prior
Occupation
Kit Carson
Colorado
Unknown
Prior
Prison Record
None
Summary of incident
On June 4, 1997, Rosales was in
the process of committing burglary of a habitation when he
entered the home of a 60-year-old female.
Rosales claims he did
not know she was home, and he was subsequently discovered while
committing burglary.
Rosales grabbed a kitchen knife from the
victim's kitchen, stabbed her 137 times, and struck her with a
hard object resulting in her death.
Co-defendants
None
Race
and Gender of Victim
Unknown female
Summary:
Rosales was in the process of committing burglary of an apartment
near where he was staying when he was confronted by the owner, 68
year old Mary Felder. Rosales grabbed a kitchen knife from the
victim's kitchen, stabbed her 137 times, and struck her with a
hard object resulting in her death.
After confessing, Rosales led police to a dumpster where he
disposed of the murder weapons. There, police found a white
plastic trash bag containing a bloody pair of needle-nose pliers,
a bloody steak knife with a 4 ½ inch blade, and a bloody two-pronged
kitchen fork.
Beef enchiladas, fried chicken, a double bacon cheeseburger and a
vanilla cake.
Final Words:
"I love you," he told witnesses, who included three of his
brothers standing a few feet away and watching through a window.
"May the Lord be with you. Peace. I'm done."
ClarkProsecutor.org
Texas Department of Criminal Justice
Rosales, Michael
Date of Birth: 1/11/74
DR#: 999274
Date Received: 7/16/98
Education: 10 years
Occupation: unknown
Date of Offense: 6/4/97
County of Offense: Lubbock
Native County: Carson, Colorado
Race: Hispanic
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: 5' 5"
Weight: 163
Prior Prison Record: none
Summary of incident: On June 4, 1997, Rosales
was in the process of committing burglary of a habitation when he
entered the home of a 60-year-old female. Rosales claims he did
not know she was home, and he was subsequently discovered while
committing burglary. Rosales grabbed a kitchen knife from the
victim's kitchen, stabbed her 137 times, and struck her with a
hard object resulting in her death.
Texas Attorney General
Wednesday, April 8, 2009
Media Advisory: Michael Rosales scheduled for
execution
AUSTIN – Texas Attorney General Greg Abbott
offers the following information on Michael Rosales who is
scheduled to be executed after 6 p.m. on Wednesday, April 15,
2009. In 1998, Rosales was convicted and sentenced to death for
the murder and robbery of Mary Felder. A summary of the evidence
presented at trial follows.
FACTS OF THE CRIME
In the spring and summer of 1997, Rosales was
staying with friends and relatives in Lubbock. He was on probation
for a prior felony offense of possession of a controlled
substances and was on intensive supervision after violating the
terms of parole. However, he had removed his electronic monitor,
and was avoiding his probation officer.
On June 4, 1997, Lafayette Robinson knocked on
the door of his grandmother’s apartment, but he left when 68-year-old
Mary Felder didn’t answer. Two hours later, Robinson again knocked
on the door, but received no answer. At about 4 p.m., he returned
once more. This time, he noticed a small window near the front
door was broken out. He reached in the broken window to unlock the
door, but found that it was already unlocked. He entered the
apartment, and discovered his grandmother's body in her bedroom.
Robinson ran to the downstairs laundry room to
use a pay phone to call 9-1-1. While doing so, he passed Michael
Rosales and another man, and he quickly told them his grandmother
was either sick or had suffered a heart attack. Rosales and the
other man ran to Felder’s home, saw her body, and then left
Later that evening, Rosales told a woman who
was living in an apartment next to the grandmother’s that he
killed the elderly woman. Rosales gave police a formal, written
confession to the crime.
The forensic evidence presented at trial
included DNA evidence taken from Rosales’s bloody shirt and jeans,
the Perez’s sink, and their front door, which was all consistent
with Felder’s DNA. Rosales also led the police to the murder
weapons, which he had thrown in a dumpster just outside the
apartment complex.
PROCEDURAL HISTORY
July 2, 1997 — A Lubbock County grand jury
indicted Rosales for capital murder.
May 20, 1998 — Judgment was entered after a jury found Rosales
guilty of capital murder, and sentenced him to death.
Sept. 17, 1998 — Rosales filed direct appeal with Texas Court of
Criminal Appeals.
Sept. 16, 1999 — Rosales filed for a writ of habeas corpus in the
state trial court.
Oct. 13, 1999 — Rosales’s conviction and sentence were affirmed on
direct appeal.
Apr. 12, 2000 — The Court of Criminal Appeals denied habeas relief.
Nov. 27, 2000 — Petition for writ of certiorari was denied by the
U.S. Supreme Court.
Nov. 29, 2000 — Rosales filed petition for writ of habeas corpus
in federal court.
Sept. 25, 2001 — The federal district court denied Rosales’s
federal habeas petition.
Aug. 16, 2002 —The Fifth U.S. Circuit Court of Appeals affirmed
denial of habeas.
Jun. 27, 2003 —The U.S. Supreme Court denied certiorari review.
Apr. 7, 2004 — Rosales filed a successive application for a writ
of habeas corpus.
Apr. 12, 2004 — Rosales’s successive application was dismissed.
Apr. 12, 2004 — Rosales filed petition for writ of certiorari in
U.S. Supreme Court.
Apr. 12, 2004 — Rosales filed a motion requesting a stay of
execution.
Apr. 13, 2004 — The Fifth Circuit Court granted Rosales’s request
for a stay.
May 17, 2004 — The Supreme Court denied certiorari review.
May 21, 2004 — Rosales filed successive petition for writ of
habeas in federal court.
Apr. 30, 2007 — The federal district court denied habeas petition.
Aug. 19, 2008 — The Fifth Circuit Court affirmed the denial of
habeas relief.
Feb. 23, 2009 — The Supreme Court denied certiorari review.
April 8, 2009 -- Federal district court denied motion for a stay
of execution.
PRIOR CRIMINAL HISTORY
On February 15, 1995, Rosales was convicted in
Lubbock County of Class A misdemeanor theft of property and was
sentenced to serve fifty days in county jail and a $200 fine.
On August 22, 1995, Rosales was convicted in
Lubbock County of possession of a controlled substance in the
amount of less than one gram. He was given a two-year suspended
sentence and placed on community supervision for four years.
Rosales was on community supervision for this crime when he
committed the capital murder.
On August 23, 1995, Rosales was convicted in
Lubbock County of Class A misdemeanor burglary of a vehicle. He
was sentenced to serve 180 days in county jail.
Lubbock grandmother's killer executed
By Michael Graczyk - The Houston Chronicle
Ap - April 16, 2009
HUNTSVILLE, Texas — Almost a dozen years after
he beat and used kitchen utensils to fatally stab a 67-year-old
woman during a burglary of her Lubbock apartment, a Texas parole
violator was executed for the slaying.
Michael Rosales, 35, said little as the lethal
drugs were being administered to him Wednesday evening. "I love
you," he told witnesses, who included three of his brothers
standing a few feet away and watching through a window. "May the
Lord be with you. Peace. I'm done."
Eight minutes later, he was pronounced dead,
making him the 13th Texas prisoner executed this year, the most
among states with the death penalty.
Rosales was condemned for the June 1997 slaying
of Mary Felder, who was living in the same apartment complex where
Rosales was staying with friends. No friends or relatives of
Felder attended the execution.
His punishment was carried out about 90 minutes
after the U.S. Supreme Court rejected an appeal that sought a
delay so he could have more time to file a state clemency petition
and pursue claims he was mentally retarded and ineligible for
lethal injection.
The same mental retardation claims five years
ago halted Rosales' then-scheduled execution but subsequently were
rejected in the courts, a point made by prosecutors contesting the
appeal.
Rosales confessed a day after Felder's body was
found by her grandson, who routinely checked on her. Rosales told
police he was high on cocaine and looking for money when he broke
into her home as she slept. She was attacked when she woke up.
"If my loved one got killed, I'd be plenty
angry with 12 years, but I never have a problem with the system
taking its time," Ken Hawk, a former Lubbock assistant district
attorney who prosecuted Rosales for capital murder, said. "But at
the close of the day, if someone receives that ultimate punishment
for his crime, if we know for sure everything was done right and
it takes12 years, you know that's what separates us from other
countries where you commit a crime on Monday and you're dead on
Friday."
Rosales was born in Kit Carson County, Colo.,
and had a record in that state. Testimony at his trial indicated
he escaped from a Colorado jail in 1994 after he was arrested on
charges that included resisting arrest and battery. He was on
probation for nearly four years for a drug conviction in Lubbock
but had a history of violating probation. When he was arrested for
Felder's slaying, evidence showed he had removed an electronic
monitor he was supposed to be wearing.
Hawk said he remembered the murder scene for
its incredible violence. "There were more than 100 wounds to her
face and head, with terrible blunt force trauma," he said.
Felder, a grandmotherly presence in the
neighborhood where she was known lovingly as "Miss Mary," was
pummeled and stabbed with a two-pronged fork and a steak knife.
Records showed she had 113 wounds, including some from needle-nose
pliers.
Rosales became a suspect after he kept asking
detectives at the scene if they'd caught the killer. When he was
brought in for questioning, he told police he was the killer, then
led officers to a trash bin where he tossed the weapons.
Authorities also had bloody clothes he had tried to wash and used
DNA evidence to tie them to the slaying. Prints from his shoes
matched bloody footprints in Felder's bedroom.
"He was kind of in a panic and stabbed her and
when he realized she wasn't going to survive, he stabbed her a
bunch more times in his twisted logic of trying to put her out of
her misery," recalled one of his trial lawyers, David Hazlewood. "And
that's what made the whole thing so horrible. "He signed a
confession to the whole thing and pretty much fessed up to it. ...
This is another one of those cases where the facts are never in
your favor, and we just didn't have a whole lot to work with
except trying to convince people not to kill him."
A Lubbock jury that convicted him of capital
murder deliberated about two hours before deciding he should die.
At least five other Texas prisoners have
execution dates stretching into the summer. Scheduled next is
Derrick Johnson, 28, who faces execution April 30 for a 1999 rape-slaying
in Dallas. LaTausha Curry, 25, was beaten with a board and then
suffocated with a shirt and sweater after she was abducted while
making a call at a pay phone.
ProDeathPenalty.com
In May 1998, a Lubbock jury sentenced Michael
F. Rosales to death for fatally stabbing a 68-year-old woman in
1997 while burglarizing her Lubbock home. Rosales, 23 at the time,
broke into the North Overton home of Mary Felder during the early
morning hours of June 4, 1997.
Rosales was looking for something to steal so
he could get money to buy drugs. After Mary awoke during the
burglary, Rosales beat and stabbed her. Rosales beat Mary so
severely that he knocked out several of her teeth, causing one
tooth to become lodged in her vocal cords. Rosales struck Mary in
the neck, crushing her larynx, closing off her airway, and causing
her to suffocate. In addition to the beating, Rosales also stabbed
Mary with a steak knife and needle-nose pliers. Altogether, Mary
sustained 113 wounds, including 21 stab wounds, 28 incised or cut
wounds, 33 blunt force injuries, and 31 puncture wounds. Five of
her wounds were of lethal force, of which three were inflicted
while she was alive.
Mary's grandson found her body, surrounded by a
large amount of blood, around 4 pm in the afternoon. She was
slumped in the bedroom. The grandson had visited her around 10 am,
and again at noon on Wednesday, both times finding the residence
secure and getting no answer at the door. When he returned a third
time, he discovered one of the door's nine window panes broken and
the door unlocked. Rosales was at the crime scene when police
first arrived. Relatives and friends said Mary bothered no one and
spent her days visiting friends and family and attending church.
The only motive suggested by Mary's sister was robbery. Mary had
about $60 in cash, saved for an insurance payment, at the time of
her death.
After receiving permission to search the nearby
home of one of Rosales’s friends (where Rosales stayed the night
of the murder), police discovered a white, blood-stained T-shirt
and a pair of bloody blue jeans belonging to Rosales. Subsequent
DNA testing showed that the blood on the T-shirt and jeans was
consistent with Mary Felder’s blood. Police also recovered a pair
of Nike tennis shoes belonging to Rosales that identically matched
bloody shoe prints found in Mary’s bedroom. In addition, DNA
analysis of a blood sample taken from a bathroom sink used by
Rosales was consistent with both Mary Felder’s and Rosales’s blood.
DNA analysis also linked Mary’s blood to a sample of blood taken
from the front door of the apartment where Rosales stayed the
night of the murder. When police confronted Rosales with pictures
of the bloody clothing, he confessed to killing Mary Felder.
After confessing, Rosales led police to the
dumpster where he disposed of the murder weapons. There, police
found a white plastic trash bag containing a bloody pair of needle-nose
pliers, a bloody steak knife with a 4 ½ inch blade, and a bloody
two-pronged kitchen fork. DNA testing revealed that the blood on
these instruments was consistent with that of the victim.
During the punishment phase of the trial, the
State introduced evidence that at the time of committing capital
murder, Rosales was on probation in Lubbock County for the felony
offense of possession of a controlled substance. Although Rosales
had previously violated the terms and conditions of his probation
and was on intensive supervision at the time of the capital murder
on June 4, 1997, he had removed his electronic monitor and was
avoiding his probation officer at that time. In addition, Rosales
had also been previously convicted of Class A Misdemeanor theft of
property of the value of $200 or more, but less than $750, and
Class A Misdemeanor burglary of a vehicle. Both misdemeanor
convictions were in Lubbock County.
Rosales had a previous execution date that was
stayed in April 2004 but it was stayed due to a claim by Rosales's
attorney that he was mentally retarded.
Texas Execution Information Center by David
Carson
Txexecutions.org
Michael Flores Rosales, 35, was executed by
lethal injection on 15 April 2009 in Huntsville, Texas for the
murder of a 68-year-old woman during a burglary of her home.
During the early morning of 4 June 1997,
Rosales, then 23, broke into the Lubbock apartment of Mary Felder.
When Felder awoke and found Rosales in her house, Rosales beat her
on the head and neck, knocking out several of her teeth and
crushing her larynx. Rosales also stabbed Felder with a steak
knife and a pair of needle-nose pliers. Altogether, Felder
sustained 113 wounds - 33 blunt force injuries, and 80 stab,
puncture, or cut wounds. Her body was discovered that afternoon by
her grandson, who visited her regularly.
Police interviewed occupants of the neighboring
apartments. During the investigation, Rosales, who had been
staying with a friend in the apartment next to Felder's, followed
detectives around, appearing to be concerned. After police
interviewed him, they arrested him for an outstanding traffic
warrant. They then discovered a bloody t-shirt, pair of jeans, and
pair of tennis shoes in his apartment. The shoes matched bloody
shoeprints found in Felder's bedroom. DNA analysis matched the
blood on the clothing with Felder's blood. In addition, Felder's
DNA was found in blood discovered on the door to Rosales'
apartment, and Rosales' DNA was found in blood left in Felder's
bathroom sink.
Rosales confessed to the murder. He told
detectives that he was high on cocaine at the time and broke into
Felder's apartment to get money. When she found him inside her
home and threatened to call police, he pulled her into the kitchen,
grabbed a knife, then dragged her into a bedroom and began
stabbing her. "I told her that I was sorry and asked her to die,
but she kept breathing," Rosales confessed. He said he knew she
was still alive when he left because "I could hear her choking on
her blood." He also led police to the dumpster where he disposed
of the murder weapons. There, police found a white trash bag
containing a pair of needle-nose pliers, a steak knife, and a fork.
Blood left on all of the instruments contained the victim's DNA.
"I don't deserve to live," Rosales stated in
his confession, asking that he be put to death by lethal injection
or in the gas chamber.."I want to say that I did not go into Ms.
Mary's apartment to kill her. I just wanted to steal something
from her. I also want to die as quick as she did."
Rosales had a prior felony conviction for
possession of a controlled substance. He was sentenced to four
years' probation in August 1995. He was still on probation at the
time of the murder, but had removed his electronic monitor,
however, and was avoiding his probation officer. Rosales also had
misdemeanor convictions for theft and burglary.
A jury convicted Rosales of capital murder in
May 1998 and sentenced him to death. The Texas Court of Criminal
Appeals affirmed the conviction and sentence in October 1999. All
of his subsequent appeals in state and federal court were denied.
A scheduled execution date in 2004 was not
carried out so that the courts could review his claim of being
mentally retarded.
Rosales' execution was attended by three of his
brothers. No one attended on the victim's behalf. When asked if he
wanted to make a final statement, Rosales said, "I love you. May
the Lord be with you. Peace, I'm done." The lethal injection was
then started. He was pronounced dead at 6:17 p.m.
Rosales v. State, 4 S.W.3d 228 (Tex.Cr.App.
1999) (Direct Appeal).
Defendant was convicted in the District Court,
Lubbock County, Bradley S. Underwood, J., of capital murder.
Defendant appealed. The Court of Criminal Appeals, McCormick, P.J.,
held that: (1) conviction for capital murder was sustained by
defendant's voluntary confession; (2) prosecution satisfied due
diligence requirement in connection with grand jury's determining
exact nature of alleged hard object used in murder; (3) defendant
failed to establish that defense counsel was ineffective; and (4)
defendant was not entitled to voir dire prospective juror on
whether he could consider particular types of mitigating evidence
during capital sentencing phase. Affirmed.
McCORMICK, P.J., delivered the opinion of the
Court in which MANSFIELD, KELLER, HOLLAND, WOMACK and KEASLER, JJ.,
joined.
The offense is capital murder and the sentence
is death. Appellant raises seven points of error. We affirm.
Appellant voluntarily confessed to murdering
the elderly victim in the course of a burglary of her apartment.
Appellant's confession came after the police confronted him with
photographs of his bloody clothing. Shortly after the murder
appellant went to bed in another apartment in the apartment
complex. Appellant acted suspiciously during the police crime-scene
investigation. He later led police to the murder weapons-a bloody
knife with a four-and-a-half-inch blade that was bent upward, a
two-pronged kitchen fork with the tongs bent backward, and a
bloody pair of needle-nose pliers.
A forensic pathologist testified the victim
died of multiple stab wounds to the head. The pathologist
testified the victim suffered twenty-one stab wounds, twenty-eight
incised or cut wounds, thirty-four cutaneous blunt force injury
wounds, and thirty-one puncture wounds. The blood on appellant's
clothing was consistent with the victim's blood. Other evidence
showed appellant's shoes made two bloody shoe prints at the crime
scene.
In his first point of error, appellant claims
the evidence is legally insufficient to support his conviction.
The evidence outlined above is sufficient to support the
substantive elements of the offense. See Malik v. State, 953 S.W.2d
234, 236-40 (Tex.Cr.App.1997) (evidentiary sufficiency measured
against “the elements of the offense”).
Appellant nevertheless claims he is entitled to
an appellate acquittal because the indictment alleged he killed
the victim “by stabbing [her] with a knife and by striking [her]
with a hard object the exact nature of which is unknown to the
grand jury,” and the prosecution failed to prove the grand jury
used due diligence “in determining the exact nature of an alleged
‘hard object.’ ” See generally Hicks v. State, 860 S.W.2d 419, 424
(Tex.Cr.App.1993):
“[W]hen an indictment alleges that the manner
and means of inflicting the injury is unknown and the evidence at
trial does not establish the type of weapon used, a prima facie
showing is made that the weapon was unknown to the grand jury. (Citation
Omitted). However, if the evidence at trial shows what object was
used to inflict the injury, then the State must prove that the
grand jury used due diligence in attempting to ascertain the
weapon used. (Citation Omitted).”
The prosecution satisfied the “due diligence”
requirement when it proved through one of the grand jurors that
the grand jury was unable to find out what object caused the
various injuries. In addition, the jury was charged in the
disjunctive and the evidence is sufficient to support a finding
that appellant killed the victim with a knife. See Kitchens v.
State, 823 S.W.2d 256, 258-59 (Tex.Cr.App.1991), cert.denied, 504
U.S. 958, 112 S.Ct. 2309, 119 L.Ed.2d 230 (1992) (when jury
returns general guilty verdict on an indictment charging
alternative theories of committing the same offense, the verdict
stands if evidence supports any of the theories alleged). In
addition the rule in cases like Hicks is no longer viable in light
of our decision in Malik. See Malik, 953 S.W.2d at 239-40.
Appellant also argues the trial court erred in
charging the jury in the disjunctive. We disagree. See White v.
State, 890 S.W.2d 69, 72 (Tex.Cr.App.1994) (although indictment
may allege manner and means of committing offense in the
conjunctive, jury may be charged in the disjunctive and a
conviction on any method alleged will be upheld if the evidence
supports it). Point of error one is overruled.
In his second point of error, appellant claims
he was denied the effective assistance of counsel because: 1) his
counsel wasted a peremptory strike on a veniremember he should
have challenged for cause, and 2) he failed to object to the trial
court's charge which authorized the jury to convict appellant if
he stabbed or struck the victim, whereas the indictment alleged he
was guilty only if the State proved appellant stabbed and struck
the victim. In light of our disposition of point of error one, the
latter claim is without merit.
The standard for reviewing an ineffective
assistance of counsel claim is set out in Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
Under Strickland, a defendant must show deficient attorney
performance and prejudice. Strickland, 466 U.S. at 687, 104 S.Ct.
2052. This requires a defendant to prove by a preponderance of the
evidence that trial counsel's representation fell below an
objective standard of reasonableness under prevailing professional
norms (deficient attorney performance) and that this deficient
performance rendered the result of the proceeding unreliable (prejudice).
Id.; see also Lockhart v. Fretwell, 506 U.S. 364, 113 S.Ct. 838,
842-43, 122 L.Ed.2d 180 (1993) (prejudice requires showing that
counsel's deficient performance deprived the defendant of “a fair
trial, a trial whose result is reliable”). Federal constitutional
law requires appellate courts to assess prejudice from counsel's
deficient performance in light of the Sixth Amendment's underlying
purpose of making a reliable determination of the truth because
the Sixth Amendment right to effective assistance of counsel is
not recognized “for its own sake” but for the sake of making this
reliable determination of the truth. Id.
With regard to the “wasted peremptory”
ineffective assistance of counsel claim, appellant asserts that
veniremember Michael Carley should have been challenged for cause
because he “clearly indicated that he would improperly consider [a]ppellant's
failure to testify or put on evidence.” FN1 A review of the record
reveals that after the parties finished questioning Carley, the
State commented that the veniremember was acceptable. Defense
counsel then said that they had no legal challenge for cause and
exercised a peremptory challenge. After a ten minute break, during
which time defense counsel apparently realized that he had meant
to challenge Carley for cause, the trial judge called the parties
together and allowed counsel to make his challenge. The judge
thereafter denied the challenge. Because counsel did challenge the
venireperson for cause, appellant's assertion that he was
ineffective on this basis must fail. Point of error two is
overruled.
FN1. The State claims Carley equivocated on
this issue, and the record supports this assertion.
In his third point of error, appellant claims
he was denied due process of law under the Fifth and Fourteenth
Amendments to the United States Constitution and the right to the
assistance of counsel under the Sixth and Fourteenth Amendments
when the trial judge denied his motion to view the crime scene
with his counsel. Appellant argues the denial of his motion denied
him a basic tool of his defense which would have been available
were he not indigent.
The record reflects appellant filed a motion
“requesting that he be allowed to accompany his attorney to the
alleged crime scene to assist his attorney in the taking of
measurements, photographs and otherwise assisting his attorney's
investigation of the scene.” Appellant and his lawyer had access
to all photographs, videotapes, audio tapes, drawings, charts and
diagrams made by the prosecution and the police in regard to the
crime scene except for work product. The trial judge ordered the
prosecution to turn over its work product to appellant if his
lawyer was not allowed access to the crime scene. The prosecution
also had an “open file” policy. The record is silent on who, if
anyone, was living in the victim's former apartment when appellant
asked to go there with his lawyer to take measurements and
photographs.
Appellant primarily relies on Ake v. Oklahoma,
470 U.S. 68, 76, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985), to support
his claim. However, Ake does not apply here because it deals with
when a trial court is constitutionally required to appoint
psychiatric experts to assist the defense. See also, Rey v. State,
897 S.W.2d 333 (Tex.Cr.App.1995). Moreover, on this record we fail
to perceive how the trial court's denial of appellant's motion to
accompany his lawyer to the crime scene prejudiced or harmed
appellant. Point of error three is overruled.
In points of error four through seven,
appellant complains the trial court erred in denying his
challenges for cause to four different venirepersons. To preserve
error on this issue, an appellant must demonstrate on the record
that he asserted a clear and specific challenge for cause, that he
used a peremptory challenge on the complained-of venireperson,
that all his peremptory challenges were exhausted, that his
request for additional strikes was denied, and that an
objectionable juror sat on the jury. Green v. State, 934 S.W.2d
92, 105 (Tex.Cr.App.1996), cert.denied, 520 U.S. 1200, 117 S.Ct.
1561, 137 L.Ed.2d 707 (1997).
The record in the instant case shows that,
after the parties accepted the eleventh juror, appellant exhausted
his fifteenth peremptory challenge. Appellant then requested and
received two additional challenges. After using those challenges,
appellant again requested additional challenges, but the request
was denied. The twelfth juror was seated shortly thereafter over
appellant's objection.
When the trial judge errs in overruling a
challenge for cause against a venireperson, the defendant is
harmed only if he uses a peremptory strike to remove the
venireperson and thereafter suffers a detriment from the loss of
the strike. Demouchette v. State, 731 S.W.2d 75, 83 (Tex.Cr.App.1986),
cert.denied, 482 U.S. 920, 107 S.Ct. 3197, 96 L.Ed.2d 685 (1987).
Because the record reflects that appellant received two extra
strikes in addition to the fifteen he is granted by statute, he
did not suffer the loss of two strikes. Hence, for appellant to
demonstrate harm and, thus, reversible error, he must show that
challenges for cause on at least three different veniremembers
were erroneously denied. Penry v. State, 903 S.W.2d 715, 732 (Tex.Cr.App.),
cert.denied, 516 U.S. 977, 116 S.Ct. 480, 133 L.Ed.2d 408 (1995);
Martinez v. State, 763 S.W.2d 413, 425 (Tex.Cr.App.1988),
cert.denied, 512 U.S. 1246, 114 S.Ct. 2765, 129 L.Ed.2d 879
(1994).
In his fourth point of error, appellant asserts
his challenge for cause against prospective juror Manuel Mojica
should have been granted because Mojica stated that he could not
consider certain types of evidence to be mitigating. This Court
has held on numerous occasions that an appellant is not entitled
to voir dire prospective jurors on whether they could consider
particular types of mitigating evidence during the capital
sentencing phase. See, e.g., Raby v. State, 970 S.W.2d 1, 3 (Tex.Cr.App.1998),
cert. denied, 525 U.S. 1003, 119 S.Ct. 515, 142 L.Ed.2d 427
(1998). Furthermore, if a judge does allow such questions and a
prospective juror states that he would not consider a particular
type of evidence as mitigating, that prospective juror cannot be
removed for cause on that basis. Id. Hence, the trial court
properly overruled appellant's challenge to Mojica on this issue.
Appellant also asserts that Mojica was
challengeable because he could not consider the full range of
punishment of lesser offenses. In a criminal trial, both the
defendant and the State have the right to have jurors who believe
in the full range of punishment. Johnson v. State, 982 S.W.2d 403,
405-406 (Tex.Cr.App.1998).
“Prospective jurors ‘must be able, in a sense,
to conceive both of a situation in which the minimum penalty would
be appropriate and of a situation in which the maximum punishment
would be appropriate.’ (Citation Omitted). What we meant in (citation
omitted) was that prospective jurors must be able to accept that,
for the offense in question, the minimum legal punishment will be
appropriate in some circumstances and the maximum legal punishment
will be appropriate in some circumstances. In other words,
prospective jurors must be able to keep an open mind with respect
to punishment until they hear the evidence in the case being tried.”
Id.
The record shows that during questioning of
this venireperson by defense counsel, counsel asked Mojica if he
“would have problems sitting on a jury where you're asked to
consider the lesser murder, which carries a bottom [sentence] of
only five years?” Mojica responded that he would not have a
problem with that scenario. Shortly thereafter, defense counsel
asked Mojica if he could consider giving a five-year sentence for
the offense of felony murder and Mojica responded, “No, probably
not.” Upon questioning by the court, Mojica confirmed that he
could consider the full range of punishment. Given the
veniremember's answers, the trial judge did not abuse his
discretion in denying appellant's challenge for cause on this
issue. Johnson, 982 S.W.2d at 405-406. Point of error four is
overruled.
In his fifth point, appellant submits
prospective juror Jo Ann Womack was challengeable because she
would not be able to consider certain types of evidence to be
mitigating. Because appellant was not entitled to ask these types
of questions, the trial court did not err in overruling
appellant's challenge for cause on this basis. See, e.g., Raby,
970 S.W.2d at 3. Point of error five is overruled.
Because we hold the trial court did not abuse
its discretion regarding two of the four complained-of challenges,
appellant cannot show harm on appeal. Penry, supra. Therefore, we
need not address points of error six and seven pertaining to
prospective jurors Hallenbeck and Farmer. Id.
The judgment of the trial court is affirmed.
Rosales v. Cockrell, 48 Fed.Appx. 103
(5th Cir. 2002) (Habeas).
CARL E. STEWART, Circuit Judge:
Petitioner Michael Rosales (“Rosales”),
convicted of capital murder in Texas and sentenced to death,
requests from this Court a Certificate of Appealability (“COA”)
pursuant to 28 U.S.C. § 2253(c). For the reasons set forth below,
we DENY the COA.
FACTUAL AND PROCEDURAL BACKGROUNDFN1
Rosales confessed to murdering sixty-eight-year
old Mary Felder (“Felder”) on June 4, 1997, in the course of a
burglary of her apartment. Rosales's confession came after the
police confronted him with pictures of his bloody clothing
recovered in Rudy Perez's (“Perez”) apartment, where Rosales had
been staying with Perez and Yesinia Olivas (“Olivas”), their
children, and their niece, Corinna Cantu (“Cantu”). Felder lived
next door to Perez and his family. Rosales signed the following
statement:
I am giving this statement and I only want to
make one request, that I don't deserve to live, and I want the
lethal injection or the gas chamber for me as soon as possible
because I don't want to live after I tell Detective Martinez the
truth about what happened. I want to say Tuesday night, I was
smoking some rock cocaine, and I think I smoked about $50 worth. I
had run out of money and cocaine. So, sometime early Wednesday
morning, I think it was about 3:00 o'clock or 4:00 o'clock a.m., I
went to Ms. Mary's apartment to see if I could steal something
from her, like a VCR, so I could trade it and score some more
cocaine. When I got to her apartment, there was a mop by the door
on the outside, and I used it to break a small window on the door
so I could get in. I unlocked the door and went inside her
apartment. I went into her bedroom and started looking around. Ms.
Mary woke up and started to get up. I was kneeling down by the bed,
but when she got up, she stepped on me. She recognized me. She
called me by my name and told me that she was going to call the
police. She grabbed me by the front of my shirt, and I grabbed her
by the wrists. I then pulled her off the bed and grabbed her by
the hair. I took her into the kitchen and told her that I did not
want to hurt her. She kept hitting me. I grabbed a steak knife off
the kitchen table and dragged her back to her room. She kept
talking about the police and started yelling. I told her to keep
it down, but she kept yelling. I then started stabbing her. I
think I stabbed her in the stomach first, and she fell where you
found her. I then kept stabbing her. I told her that I was sorry
and asked her to die, but she kept breathing. I started to leave
at one point after I had stabbed her, but she was still alive, so
I went back, and I started stabbing her on her neck or her chest.
I think I was in there with her for about 30 minutes. I then left
her apartment, but I took the knife with me. I walked to the 6th
Street gate from the complex and walked across the street to the
alley and threw the knife away. I know she was still breathing
when I was leaving because I could hear her choking on her blood.
After I threw the knife away, I went to apartment number 18 and
went inside and went to bed. I did not leave the apartment until
in the morning. Before I went to bed, I went into the restroom and
cleaned my arms off because I had a lot of blood on them. I also
changed clothes and put the bloody clothes I had on with Yesinia's
dirty clothes. The next day, I soaked the shirt to get the blood
off. I want to say that I did not go into Ms. Mary's apartment to
kill her. I just wanted to just steal something from her. I also
just want to die as quick as she did.
After signing the confession, Rosales led
police officers to a dumpster where the police uncovered a white
trash bag containing a bloody knife with a four-and-a-half inch
blade that was bent upwards, a bloody two-pronged kitchen fork
with the tongs bent backwards, and a bloody pair of needle nose
pliers. DNA testing revealed that the blood on these instruments
and the blood on Rosales's clothing was consistent with Felder's
blood.
Further, DNA analysis showed that blood samples
taken from the bathroom sink in Perez's apartment were consistent
with both Felder's blood and Rosales's blood and that a sample
taken from the front door of the apartment was consistent with
Felder's blood. Additionally, the police recovered a pair of
tennis shoes belonging to Rosales that matched bloody shoe prints
found at the crime scene.
A forensic pathologist testified that Felder
died of multiple stab wounds to the head and neck. The pathologist
testified that Felder suffered a total of 113 wounds. Of these,
five were lethal, and only two were inflicted after Felder died.
According to the pathologist, the patterns of the 108 non-lethal
wounds suggested an intent to inflict pain and Felder's death was
“very painful.”
In May of 1998, Rosales was convicted by a jury
of capital murder for the murder of Felder in the course of a
burglary and was sentenced to death. On direct appeal, the Texas
Court of Criminal Appeals affirmed. Rosales v. State, 4 S.W.3d 228
(Tex.Crim.App.1999). The United States Supreme Court denied
Rosales's petition for a writ of certiorari. Rosales v. Texas, 531
U.S. 1016, 121 S.Ct. 576, 148 L.Ed.2d 493 (2000).
Thereafter, Rosales filed an application for
state habeas relief. On February 28, 2000, the trial court adopted
the State's proposed findings of fact and conclusions of law, and
recommended that relief be denied. The Texas Court of Criminal
Appeals adopted the trial court's findings and conclusions, and
denied relief on April 12, 2000.
On November 29, 2000, Rosales filed a federal
habeas petition, raising the same grounds for review raised in his
state habeas application. The State moved for summary judgment. On
September 25, 2001, the district court granted the State's motion
and entered final judgment denying Rosales's § 2254 petition.
Pursuant to § 2253(c), Rosales filed a request
for a COA from the district court. On November 16, 2001, the
district court incorporated by reference its September 25th order
and judgment and denied this request. Rosales now requests a COA
from this Court.
STANDARD OF REVIEW
Under the Antiterrorism and Effective Death
Penalty Act (“AEDPA”), before an appeal from the dismissal or
denial of a § 2254 habeas petition can proceed, a petitioner must
obtain a COA. § 2253(c)(2). A COA will be granted only if the
petitioner makes “a substantial showing of the denial of a
constitutional right. Id. To make a “substantial showing,” the
petitioner “must demonstrate that the issues are debatable among
jurists of reason; that a court could resolve the issues [in a
different manner]; or that the questions are adequate to deserve
encouragement to proceed further.” Tennard v. Cockrell, 284 F.3d
591, 594 (5th Cir.2002) (quoting Barefoot v. Estelle, 463 U.S.
880, 893 n. 4, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983)).
Where the district court rejects a prisoner's
constitutional claims on the merits, “[t]he petitioner must
demonstrate that reasonable jurists would find the district
court's assessment of the constitutional claims debatable or wrong.”
Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct. 1595, 146 L.Ed.2d
542 (2000). “When the district court denies a habeas petition on
procedural grounds without reaching the prisoner's underlying
constitutional claims, a COA should issue when the prisoner shows,
at least, that jurists of reason would find it debatable whether
the petition states a valid claim of the denial of a
constitutional right and that jurists of reason would find it
debatable whether the district court was correct in its procedural
ruling.” Id.
In determining whether a COA should be granted,
we are mindful of the deferential scheme laid out in the AEDPA.
Tennard, 284 F.3d at 594. Federal courts defer to a state court's
adjudication of a petitioner's claims on the merits unless the
state-court adjudication “(1) resulted in a decision that was
contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the
United States; or (2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. §
2254(d)(1)-(2). The standards set out in § 2254(d), however, do
not apply where the state court denied the petitioner's claim on
procedural grounds. See Valdez v. Cockrell, 274 F.3d 941, 946-47
(5th Cir.2001). Further, state court findings of fact are presumed
to be correct unless the petitioner rebuts this presumption by
clear and convincing evidence. 28 U.S.C. § 2254(e)(1).
DISCUSSION
In his petition for COA, Rosales makes ten
claims that fall within the following categories: (1) violation of
his right not to be compelled to be a witness against himself
under the Fifth Amendment, (2) violation of his right to confront
a witness under the Sixth Amendment, (3) violation of his due
process and equal protection rights under the Fourteenth Amendment,
and (4) ineffective assistance of counsel under the Sixth
Amendment.FN2 We will address each argument in turn.
FN2. Rosales has not raised the following claim
that was asserted in both his state and federal habeas
applications: ineffective assistance of counsel because his
appellate counsel failed to argue on direct appeal that Rosales
was entitled to a life sentence because there was insufficient
evidence on the jury's finding of future dangerousness. Thus, he
has abandoned this issue. See Yohey v. Collins, 985 F.2d 222, 225
(5th Cir.1993).
I. Procedural Default
“In all cases in which a state prisoner has
defaulted his federal claims in state court pursuant to an
independent and adequate state procedural rule, federal habeas
review is barred unless the prisoner can demonstrate cause for the
default and actual prejudice as a result of the alleged violation
of federal law, or demonstrate that the failure to consider the
claims will result in a fundamental miscarriage of justice.”
Coleman v. Thompson, 501 U.S. 722, 750, 111 S.Ct. 2546, 115 L.Ed.2d
640 (1991).
Rosales claims that his Fifth Amendment right
against self-incrimination was violated when the State was allowed
to comment on his silence. Specifically, Rosales contends that his
constitutional right was violated when the prosecutor asked Dr.
Walter Quijano on cross-examination whether he had interviewed
Rosales to assist him in forming his opinions.FN3
FN3. The following exchange occurred between
the prosecutor and Dr. Quijano: Q: Did you have a chance to
interview the defendant before you made your opinion? A: No. Q:
Having done this many different times, you know that there's kind
of a split of ideas on whether you should interview a defendant,
right? A: Yes. Q: There's that age old proposition that says the
State cannot interview a defendant because that wouldn't be fair
to him and make him give[ ] up his rights, right? A: Yes. Q: And
then, the other side of that coin is the defendant can have the
individual evaluated and looked at for that opinion, right? A: Yes.
Q: But did you interview the defendant or talk to him at all? A:
No. Q: Would you have found any value in what he said to you?
Defense Counsel: Your Honor, I'm going to object. We're getting
very close to the defendant's right not to testify. Court:
Overruled Q: Do you think there would have been any value,
clinically, in talking to the defendant? A: Sure. The more
information I can get, the better.
The state habeas court determined that
Rosales's Fifth Amendment claim was procedurally barred under
Texas's contemporaneous objection rule, concluding that Rosales's
counsel failed to make a timely objection because “[t]he question
had been asked and answered at least twice before there was an
objection.” The state court also found that this claim should have
been raised on direct appeal and thus a habeas proceeding was not
the appropriate vehicle. Moreover, the state court determined that
even if the claim was not procedurally barred, the prosecutors's
statements were not comments on Rosales's post-arrest silence.
Further, the state court determined that even if there was a Fifth
Amendment violation, Rosales failed to demonstrate that the error
was harmful under Brecht v. Abrahamson, 507 U.S. 619, 637-38, 113
S.Ct. 1710, 123 L.Ed.2d 353 (1993) (holding that habeas relief
cannot be granted on constitutional trial errors unless the
petitioner demonstrates that the error “had a substantial and
injurious effect or influence in determining the jury's verdict”).
The district court concluded that Rosales's
Fifth Amendment claim was procedurally barred from federal habeas
review. Further, addressing the state court's alternate holding
that the prosecutor's comments did not violate the Fifth Amendment,
the district court found that Rosales failed to demonstrate that
the remarks were harmful and thus concluded that the state court's
decision was not contrary to or an unreasonable application of
clearly established federal law.
Rosales maintains that his claim is not
procedurally barred because his counsel made an objection at the
end of a line of questioning. “The Texas contemporaneous objection
rule constitutes an adequate and independent state ground that
procedurally bars federal habeas review of a petitioner's claims.”
Styron v. Johnson, 262 F.3d 438, 453 (citation and internal
quotations omitted). Despite Rosales's contention that the
contemporaneous objection rule only applies when there is no
objection, the Texas Court of Criminal Appeals cases interpreting
the rule have held that objections should be made as soon as the
ground for objection becomes apparent. E.g., Dinkins v. State, 894
S.W.2d 330, 355 (Tex.Crim.App.1995). Moreover, if a question
clearly calls for an objectionable response, defense counsel
should make an objection before the witness responds. Dinkins, 894
S.W.2d at 355. “If he fails to object until after an objectionable
question has been asked and answered, and he can show no
legitimate reason to justify the delay, his objection is untimely
and error is waived.” Id.
The record supports the determination that
trial counsel did not timely object because the question regarding
Rosales's Fifth Amendment right to remain silent was asked and
answered twice before counsel objected. Rosales has not argued or
demonstrated cause and prejudice for the procedural default or
that imposition of the procedural bar would constitute a
miscarriage of justice. Thus, we find that Rosales's Fifth
Amendment claim is procedurally barred. Thus, we decline to
address the merits of this claim. We conclude that since the
district court's determination that habeas review of Rosales's
claim had been procedurally defaulted is not debatable among
reasonable jurists, Rosales has failed to make a substantial
showing of the denial of a constitutional right.
Rosales argues that his rights under the
Confrontation Clause of the Sixth Amendment were violated by the
trial court's improper limitation of cross-examination.
Specifically, Rosales contends that his right to confrontation was
violated because the trial court prohibited him from using an
unauthenticated copy of a portion of a transcript from prior
testimony by Dr. Mears in a trial in Midland, Texas to impeach Dr.
Mears or refresh his recollection.
In alternative rulings, the state habeas court
determined that this ground should have been raised on direct
appeal rather than in a habeas application; trial counsel failed
to preserve any error because no bill of exception or offer of
proof regarding the contents of the transcript was made and the
granting of a motion in limine is not sufficient to preserve
error; the trial court did not abuse its discretion by granting
the State's motion in limine to exclude the transcript; and even
if the trial court ruled incorrectly, Rosales did not demonstrate
that he was harmed by the error.
The district court determined that Rosales's
Confrontation Clause claim was procedurally barred from federal
habeas review because the state court's determination that this
alleged error was not preserved for appeal, and therefore
procedurally barred from review, was neither contrary to nor an
unreasonable application of clearly established federal law. The
district court also determined that there was no violation of
Rosales's right to confront Dr. Mears because the trial court did
not unduly restrict cross-examination of Dr. Mears. Moreover, the
district court concluded that even if there was a violation, it
was harmless error under Brecht.
Rosales contends that this claim is not
procedurally barred because his trial counsel objected to limiting
the cross-examination of Dr. Mears through conversations with the
trial court, even if the word “object” was never used. It is well-established
that the granting or denying of a motion in limine does not
preserve error for appellate review under Texas law. E.g., Wilson
v. State, 7 S.W.3d 136, 144 (Tex.Crim.App.1999). When a motion in
limine is granted, an offer of the evidence which was the subject
of the motion must be made at trial to preserve a claim of
improper exclusion. E.g., Warner v. State, 969 S.W.2d 1, 2 (Tex.Crim.App.1998).
Moreover, “Texas Rule of Criminal Evidence 103(a)(2) provides that
error may not be predicated upon a ruling which excludes evidence
unless a substantial right of a party is affected and the
substance of the evidence was made known to the court by offer of
proof or was apparent from the context within which questions were
asked.” Id. Even assuming that trial counsel objected, we conclude
that the district court's determination that habeas review of
Rosales's claim had been procedurally defaulted is not debatable
among reasonable jurists. The trial court's grant of the State's
motion in limine did not preserve error and the record supports
the determination that Rosales's trial counsel never attempted to
use the transcript at trial and never made an offer of proof at
trial. Failure to preserve an issue for appeal constitutes an
independent and adequate state ground upon which to base a
procedural bar to federal review. See, e.g., Wheat v. Johnson, 238
F.3d 357, 360 (5th Cir.2001). Rosales makes no attempt to show
either cause or prejudice for this default or that imposition of
the bar would constitute a miscarriage of justice. We therefore
conclude that Rosales failed to make a substantial showing of the
denial of a constitutional right.
Relying on Simmons v. South Carolina, 512 U.S.
154, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994), Rosales argues that
his rights under the Due Process and Equal Protection Clauses were
violated by the trial court's failure to define “life sentence”
and/or the failure to instruct the jury that if they imposed a
life sentence, Rosales would not be eligible for parole for forty
years.
In alternative holdings, the state habeas court
determined that this ground should have been raised on direct
appeal rather than in a habeas application; there was no
contemporaneous objection to the failure to give the suggested
instruction; there was no violation of the Due Process and Equal
Protection Clauses; and Rosales did not demonstrate that he was
harmed by the court's failure to give the suggested instruction.
The district court determined that Rosales's
claim was procedurally barred from federal habeas review because
the record supported the state court's finding that no
contemporaneous objection was made. Moreover, the court determined
that the state court's adjudication of the merits was neither
contrary to nor an unreasonable application of clearly established
federal law.
Rosales contends that this claim is not
procedurally barred by the contemporaneous objection rule. While
Rosales concedes that no objection on this ground was made at
trial, he urges that the “right not recognized” exception to the
contemporaneous objection rule applies because at the time of his
trial, Texas law barred judges from instructing juries on parole
eligibility in capital cases and thus any objection would have
been futile. The “right not recognized” exception excuses the
failure to make a contemporaneous objection where the claim was so
novel that the basis of the claim was not reasonably available at
the time of trial, or the law was so well settled by the Texas
Court of Criminal Appeals that an objection at that time would
have been futile. Black v. State, 816 S.W.2d 350, 369 (Tex.Crim.App.1991)
(Campbell, J., concurring). Rosales's argument is without merit
because “it is not the province of a federal habeas court to
reexamine state-court determinations on state-law questions.”
Estelle v. McGuire, 502 U.S. 62, 67-68, 112 S.Ct. 475, 116 L.Ed.2d
385 (1991). We conclude that the district court's determination
that habeas review of Rosales's claim is procedurally barred is
not debatable among reasonable jurists. Because Rosales attempts
to demonstrate neither cause nor prejudice, or that imposition of
the bar would constitute a miscarriage of justice, Rosales failed
to make a substantial showing of the denial of a constitutional
right.
In an abundance of caution, we briefly address
the merits of this claim in the alternative. Our case law clearly
precludes Rosales from making a substantial showing regarding the
denial of due process or equal protection rights with regard to
this claim. Collier v. Cockrell, 300 F.3d 577 (5th Cir.2002) (rejecting
arguments of a capital murder defendant sentenced to death that
the failure to inform the jury that, if it elected to impose a
life sentence, he would be ineligible for parole for forty years
violated the Due Process and Equal Protection Clauses of the
Fourteenth Amendment).
II. Ineffective Assistance of Counsel
To prevail on his ineffective assistance of
counsel claims, Rosales must show that (1) counsel's performance
was deficient and (2) he was prejudiced by his counsel's deficient
performance. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984). “Counsel's performance is considered
deficient if it ‘falls below an objective standard of
reasonableness' as measured by professional norms.” Neal v.
Puckett, 286 F.3d 230, 236 (5th Cir.2002) (quoting Strickland, 466
U.S. at 688). To establish prejudice, Rosales must show that there
is “a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different.” Strickland, 466 U.S. at 494.
Rosales contends that he was denied the
effective assistance of counsel because his appellate counsel
failed to raise a claim on direct appeal regarding the State's
violation of his Fifth Amendment right against self-incrimination.
The state habeas court determined that Rosales
failed to show that his appellate counsel's failure to raise this
claim on appeal was deficient performance because the issue was
barred from direct review by Texas's contemporaneous objection
rule and, even if the issue was not barred, the prosecutor's
statements did not violate the Fifth Amendment. Moreover, the
state court concluded that Rosales had not established prejudice.
The district court observed that Rosales's
claim that his appellate counsel performed deficiently was
essentially foreclosed because the Fifth Amendment issue was
procedurally barred from review, and found that the state court's
conclusions were neither contrary to nor an unreasonable
application of clearly established federal law.
Counsel is not deficient for failing to raise
every nonfrivolous issue on appeal. United States v. Phillips, 210
F.3d 345, 348 (5th Cir.2000). For the reasons already set forth in
our disposition of Rosales's Fifth Amendment claim, the
ineffective assistance of counsel claim is without merit.
Rosales's appellate counsel's failure to pursue the Fifth
Amendment error was neither deficient performance nor prejudicial.
Because Rosales has not demonstrated that reasonable jurists would
find the district court's assessment of this ineffectiveness claim
debatable, he has not made a substantial showing of the denial of
a constitutional right.
Rosales also contends he was denied the
effective assistance of counsel because his trial counsel failed
to preserve for appeal the issue of whether his Sixth Amendment
rights to confrontation were improperly limited by the trial court.
The state habeas court determined that trial
counsel's failure to object to the trial court's limitation was
not deficient because the right to confrontation was not
improperly limited and Rosales's trial counsel attempted to
impeach Dr. Mears on cross-examination about the resume he
submitted at the previous trial and brought forth alleged
inconsistences. Further, the state court found that Rosales did
not establish prejudice because he failed to show how Dr. Mears
would have been impeached by the transcript or how the transcript
makes the verdict unreliable.
The district court concluded that the state
court's denial of relief on this claim was neither contrary to nor
an unreasonable application of clearly established federal law,
observing that trial counsel's “failure to perfect the appeal may
have been deficient performance in the strictest sense, but
because he ultimately cross-examined Dr. Mears with the
discrepancies between his testimony in the previous trial and his
testimony on direct in this case, Rosales cannot demonstrate [prejudice].”
Rosales's trial counsel was able to
cross-examine Dr. Mears without the transcript, and Rosales has
not shown that use of the transcript against Dr. Mears would have
made his testimony any less believable. Because the district
court's rejection of Rosales's claim for failure to establish the
prejudice prong of Strickland is not debatable among reasonable
jurists, Rosales has failed to make a substantial showing of the
denial of a constitutional right.
Rosales's next argument is that his appellate
counsel was ineffective for not raising this Confrontation Clause
claim on direct appeal.
The state habeas court determined that Rosales
failed to establish that his appellate attorney's representation
was deficient because Rosales's right to confrontation was not
denied and any alleged violation was either not properly preserved
or harmless. The state court also concluded that Rosales failed to
establish prejudice.
The district court found that the state court's
denial of this claim was not contrary to or an unreasonable
application of clearly established federal law. The district court
concluded that appellate counsel's performance was not deficient
because it would have been futile for counsel to raise a claim
that was procedurally barred. Further, the district court
determined that Rosales cannot demonstrate that he was prejudiced
by appellate counsel's failure to raise a meritless or harmless
error.
For the reasons already set forth in our
disposition of Rosales's Confrontation Clause claim, this claim is
without merit. Appellate counsel's failure to pursue this claim on
direct appeal was neither deficient performance nor prejudicial.
The correctness of the district court's assessment of the merits
of Rosales's claim is not debatable among jurists of reason; thus,
Rosales has not made a substantial showing of the denial of a
constitutional right.
Rosales contends that he was denied the
effective assistance of counsel because his trial counsel failed
to investigate and present mitigating evidence during the
punishment phase of trial. According to Rosales, his trial counsel
should have presented evidence that Rosales faced extreme poverty
while growing up, his father was an alcoholic who physically
abused his wife and children, Rosales considered himself the
“black sheep” of the family that “was not worthy of anything but
the bottom,” Rosales's special bond with his father was shattered
after the death of his father, Rosales wanted to return to jail
because it was “the only place where he felt secure and safe” and
“did well,” and he was not violent.
The state habeas court found that trial counsel
hired a mitigation specialist, spoke with Rosales's family, made a
decision not to call family members as witnesses because “he had
elicited the most favorable information from one of [Rosales's]
sisters during cross-examination during the punishment phase and
... the other family members' testimony would have done more harm
than good,” and chose to rely upon expert testimony regarding
future dangerousness as a trial strategy. The state court
concluded that Rosales failed to show deficient performance and
failed to establish prejudice.
The district court determined that the state
court's resolution of this claim was neither contrary to nor an
unreasonable application of clearly established federal law. The
district court found that the additional mitigating evidence
proposed by Rosales was cumulative and did not raise a reasonable
probability that Rosales would have received a life sentence if
counsel had presented it at trial. Further, the district court
noted that the “failure to present mitigating evidence if based on
an informed and reasonable practical judgment, is well within the
range of practical choices not to be second guessed.” Drew v.
Collins, 964 F.2d 411, 422 (5th Cir.1992) (citation and internal
quotations omitted).
The correctness of the district court's
conclusion that there was no prejudice and, consequently, no
ineffective assistance of counsel is not debatable among jurists
of reason. Under the prejudice prong, the district court was
“required to compare the evidence actually presented at sentencing
with all the mitigating evidence contained in the post conviction
record” and determine whether the additional mitigating evidence
is so compelling that there is a reasonable probability that the
jury would have determined that death was not an appropriate
sentence. Neal, 286 F.3d at 241. Rosales's counsel presented the
following evidence during the punishment phase: James Reynolds,
custodian of records at Lubbock County Jail, testified that
Rosales's demeanor and behavior did not indicate a need for
placement in the highest security level at the jail; Detective Rey
Martinez testified Rosales wrote a note to Felder's family
apologizing for his actions and the note was admitted into
evidence; Professor Jonathan Sorensen, a criminologist with a Ph.D.
in criminal justice, testified that based on his age, prior
convictions, and prior behavior while institutionalized, the
probability that Rosales would commit another homicide was at or
below 1%, the probability that he would commit a future act of
violence was 10%, and Rosales was not likely to be a danger in the
future; Dr. Quijano, who has a Ph.D. in clinical psychology,
testified that Rosales was not likely to be a danger while
incarcerated. Further, counsel cross-examined Rosales's sister,
who testified that their immediate family consisted of ten
siblings, the family was very poor and often did not have enough
to eat, their father's death caused Rosales to start drinking,
Rosales dropped out of school in eighth grade, only one of their
brothers graduated from high school, all but one of their brothers
had been incarcerated, and she did not want to see Rosales die.
Although the additional testimony from family members and
neighbors may have bolstered the testimony presented, we agree
that this additional testimony was essentially cumulative and that
Rosales has not demonstrated a reasonable probability that he
would have received a life sentence if his trial counsel presented
evidence that Rosales had an abusive, alcoholic father, had a low
self image, and wanted to return to jail. Thus, Rosales has failed
to make a substantial showing of the denial of a constitutional
right.
In another claim, Rosales argues that he was
denied effective assistance of counsel because his trial counsel
failed to investigate and present evidence during the guilt-innocence
phase of trial that questioned his guilt of capital murder.
Specifically, Rosales claims that trial counsel's performance was
deficient because potential testimony existed insinuating that
Felder's grandson, Lafayette Robinson (“Robinson”), may have
murdered her, and several people claim to have seen Felder alive
sometime between 7:00 and 8:00 a.m. on June 4th, thus
contradicting the prosecutor's theory that Felder died between
3:00 and 4:00 a.m. Rosales also argues that trial counsel did not
perform an objectively reasonable investigation.
The state habeas court considered Rosales's
claim and determined that Rosales failed to show deficient
performance and prejudice. Specifically, the state court
determined:
Evidence at the guilt/innocense phase was
overwhelming that the Applicant committed the offense. Trial
counsel filed a motion to suppress the Applicant's confession and
vigorously contested the admission of the confession at a hearing.
Trial counsel cross-examined the State's witnesses during the
guilt/innocence phase. Trial counsel stated that he conversed with
Applicant and reviewed the police reports and discovery from the
prosecutor's office. He spoke with several of the police officers
involved and viewed the physical evidence several times. Trial
counsel determined that the Applicant's resources were best spent
on investigating and presenting a punishment case. It is not
ineffectiveness per se for counsel to concentrate his efforts at
the punishment phase in a capital murder case. Ex parte Davis, 866
S.W.2d 234, 237 (Tex.Crim.App.1993). In this case, it was not
deficient attorney performance to concentrate defense efforts on
the punishment phase.
In addition, given the overwhelming evidence
against the Applicant, the Applicant has failed to establish
prejudice by the alleged deficient performance as the Applicant's
allegations do not undermine the reliability of the guilty verdict.
The district court determined that the state
court's finding that trial counsel was not deficient was a
reasonable application of clearly established federal law and that
the finding of no prejudice was neither contrary to nor an
unreasonable application of clearly established federal law.
Relying on both the factual findings of the state habeas court, as
well as its own findings that Rosales and Robinson were given
polygraph examinations, that the examiner advised that Rosales
“was telling the truth” about acting alone and that Robinson
“answered all of the questions honestly,” and that these results
were reported to Rosales's counsel, the district court determined
that trial counsel's decision to focus on the punishment phase
“was a strategic decision made after an objectively reasonable
investigation of the facts and evidence.” Further, the district
court determined that Rosales could not demonstrate prejudice,
given his confession, his knowledge of the location of the murder
weapons, the forensic evidence, and the circumstantial evidence.
The district court's assessment of Rosales's
claim is not debatable among reasonable jurists. “[S]trategic
choices made after thorough investigation of law and facts
relevant to plausible options are virtually unchallengeable; and
strategic choices made after less than complete investigation are
reasonable precisely to the extent that reasonable professional
judgments support the limitations on investigation.” Strickland,
466 U.S. at 690-91. “To show prejudice in regard to a claim that
the attorney failed to raise a certain defense, the petitioner
must show that the defense likely would have been successful at
trial.” Mangum v. Hargett, 67 F.3d 80, 84 (5th Cir.1995). Trial
counsel's decision to concentrate on the punishment phase of trial,
after an investigation that involved speaking to Rosales and
several police officers and reviewing the prosecutor's file and
physical evidence, was reasonable considering the overwhelming
evidence of Rosales's guilt. See Williams v. Collins, 16 F.3d 626,
631-32 (5th Cir.1994) (“This court has upheld decisions of counsel
not to put on evidence in mitigation of culpability when the
decisions result from a strategic choice.”). Even assuming that
counsel's performance was deficient, Rosales has not shown
prejudice for essentially the reasons mentioned by the district
court. Thus, Rosales has failed to make a showing of the denial of
a constitutional right.
Rosales's next claim is that he was denied
effective assistance of counsel because his trial counsel failed
to impeach testimony of the State's witnesses during the guilt-innocence
phase of trial. Specifically, Rosales claims that the testimony of
Cantu and Perez was impeachable because Cantu was dating Rosales
and Perez was a drug and alcohol abuser who physically abused his
wife, was evicted, and threatened the apartment manager with a
deadly weapon.
The state habeas court determined that
Rosales's “evidence is based on mere conjecture and does not
undermine the reliability of the verdict[,] given [his] confession
to the police and two independent witnesses, the victim's blood
found on [his] clothing and the sink where [he] was seen washing
off blood, and [Rosales] taking the police to the secreted murder
weapons.”
The district court determined that Rosales
failed to show the state court's adjudication of this claim was
contrary to or involved an unreasonable application of federal law.
Regarding Perez, the district court found that Rosales failed to
demonstrate that trial counsel performed deficiently, noting that
Perez testified that he had been arrested and convicted of
“unlawfully carrying a concealed weapon” and that Rosales failed
to show that evidence that Perez was a drug abuser and violent
person was admissible. Further, the district court found that, in
light of the overwhelming evidence of Rosales's guilt that was
admitted through witnesses other than Perez, Rosales failed to
show that failure to impeach Perez was prejudicial. Regarding
Cantu, the court found that Rosales offered no evidence to
demonstrate that counsel's failure to impeach Cantu prejudiced his
defense.
The correctness of the district court's
assessment of the merits of this claim is not debatable among
reasonable jurists. Rosales has not shown that trial counsel
performed deficiently by failing to further impeach Perez, whose
credibility was already undermined by his arrest and previous
conviction, or by failing to impeach Cantu with evidence that says
nothing about her veracity. Further, Rosales has not shown that
the outcome of the trial would have been different if trial
counsel had impeached Perez and Cantu with such evidence. We find
that Rosales has not made a substantial showing of the denial of a
constitutional right.
In his final claim, Rosales contends that he
was denied the effective assistance of counsel because his trial
counsel failed to present at the punishment phase the opinions of
two expert witnesses who believed that Rosales would not be a
future danger to society. The State retained two psychologists,
Dr. Thomas G. Allen and Dr. Ann Turpiville, to evaluate Rosales's
future dangerousness. Both psychologists reviewed information
provided by the State, but neither interviewed Rosales. Both
psychologists opined that Rosales most likely would not be
dangerous in the future. The State provided copies of their
opinions to Rosales's trial counsel, but decided not to call
either psychologists as witnesses.
The states habeas court concluded that trial
counsel made a reasonable tactical decision not to call Dr. Allen
and Dr. Turpiville, specifically finding that (1) the investigator
for the defense attempted to contact the two psychologists, but
one refused to speak with the investigator and the other was out
of the country; (2) trial counsel were “suspicious” of the two
experts because they had initially been contacted by the State;
and (3) trial counsel were “very secure” in the testimony of the
defense's two expert witnesses and decided to rely on their
testimony. Further, the state court concluded that Rosales failed
to establish prejudice because similar testimony was elicited from
the defense's two expert witnesses and the jury was made aware of
Dr. Allen's opinion and the fact that he was initially hired by
the State.
The district court found that the state court's
conclusion that trial counsel made a “strategic decision” was not
contrary to or an unreasonable application of clearly established
federal law. The court concluded that Rosales failed to show that
the failure to call Dr. Allen and Dr. Turpiville as witnesses was
an “uninformed” decision, noting that the record shows that trial
counsel read their opinions, attempted to contact them, were
secure in the testimony of the defense's two expert witnesses,
were “suspicious” of the psychologists because they were retained
by the State, did not know what information was provided to the
psychologists, and were apprehensive about being sandbagged. The
district court also concluded that Rosales failed to demonstrate
prejudice because an abbreviated version of Dr. Allen's opinion
was presented to the jury and trial counsel called two defense
experts to testify about Rosales's lack of future dangerous.
Specifically, the court noted that Dr. Mears, the State's expert,
testified that he was aware that Dr. Allen had been contacted to
review the evidence in this case; Dr. Mears was also questioned
about whether he knew that it was Dr. Allen's opinion that Rosales
would probably not commit acts of violence in the future; and Dr.
Quijano testified that he had reviewed the reports of the State's
experts, which stated that Rosales might become a “model prisoner”
and that Dr. Allen described his violence as reactive.
We accord the state habeas court's factual
findings a presumption of correctness pursuant to § 2254(e)(1),
and Rosales has failed to rebut this presumption by clear and
convincing evidence. As the state courts and the district court
concluded, Rosales does not present evidence to support this
allegation of ineffective assistance of counsel. Even if trial
counsel were deficient in failing to call the State's two
psychologists as witnesses, the district court's rejection of
Rosales's claim on the basis that he failed to demonstrate
prejudice is not debatable among reasonable jurists. Thus, Rosales
failed to make a substantial showing of the denial of a
constitutional right.
CONCLUSION
Rosales has not made a substantial showing of
the denial of a constitutional right. We therefore DENY his
request for a COA.