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Arthur Dennis
RUTHERFORD
Classification: Murderer
Characteristics:
Robbery
-
Vietnam veteran
Number of victims: 1
Date of murder:
August 22,
1985
Date of arrest:
Next day
Date of birth:
March 16,
1949
Victim profile: Stella Salamon
(female, 63)
Method of murder:
Drowning
Location: Santa Rosa County, Florida, USA
Status:
Executed
by lethal injection in Florida on October 18,
2006
The United States Court
of Appeals For the Eleventh Circuit
Docket #SC06-1931 - Arthur Dennis
Rutherford, Appelant, vs. State of Florida, Appellee. 940 So. 2d
1112; October 12, 2006.
Docket #SC06-1946 - Arthur Dennis
Rutherford, Petitioner, vs. James R. McDonough, etc., Respondent.
940 So. 2d 1112; October 12, 2006. (Consolidated Case).
Rutherford was hired by 63 year old widow Stella Salamon to do a
series of odd jobs, including replacing her sliding glass patio
doors. She expressed concern about him to her friends.
Her naked body was later found submerged in the
bathtub of her Panhandle home, dead from drowning or asphyxiation.
Police found Rutherford's fingerprints and palm prints in the
bathroom where she was killed.
At his trial, two witnesses, Elizabeth Ward and
her mother, Mary Heaton, testified that Rutherford asked for their
help in cashing a $2,000 check on Salamon's bank account. Rutherford
forged Salamon's name on the check and took Heaton to a bank, where
she cashed the check.
Several friends and relatives testified that
Rutherford had told them of his intentions to rob a lady and leave
her in the bathtub, but no one took him seriously. Salamon had a
broken arm, bruises on her face and arms, and three severe head
wounds.
The trial Judge sentenced Rutherford to death
following a 7-5 jury vote recommending death.
Citations:
Rutherford v. State, 545 So.2d 853 (Fla. 1989) (Direct
Appeal). Rutherford v. State, 727 So.2d 216 (Fla. 1998) (PCR). Rutherford v. Moore, 774 So.2d 637 (Fla. 2000) (Postconviction). Rutherford v. State, 926 So.2d 1100 (Fla. 2006) (Successive
Postconviction). Rutherford v. Crosby, 385 F.3d 1300 (11th Cir. 2004)
(Habeas).
Final Meal:
Fried freshwater catfish, fried green tomatoes, fried eggplant, hush
puppies and sweet tea.
Final Words:
None.
ClarkProsecutor.org
Florida Department of
Corrections
DC Number: 105314
Name: RUTHERFORD, ARTHUR D
Race: WHITE
Sex: MALE
Hair Color: BROWN
Eye Color: GREEN
Height: 5' 10"
Weight: 211
Birth Date: 03/16/49
Initial Reception: 05/27/83
Current Facility: FLORIDA STATE PRISON
Offense Date: 08/22/1985
Convictions: 1ST DG MUR/PREMED, ROBB. GUN/DEADLY WPN
Sentencing: 12/09/1986
COUNTY: SANTA ROSA
CASE#: 8500476
State executes convicted killer
By Nathan
Crabbe - Gainesville Sun
October 19, 2006
RAIFORD - A handyman convicted of murdering a
Milton woman was executed Wednesday night, paving the way for
Gainesville's most notorious killer to face the same fate next week.
Arthur Rutherford, 57, was pronounced dead at 6:13 p.m. at Florida
State Prison. The U.S. Supreme Court rejected last-minute petitions
to stop the execution, including one arguing that newly released
details about lethal injection deserved a court review.
Attorney Baya Harrison, who represents
Gainesville student murderer Danny Rolling, is raising similar
issues in that case. Harrison said the court's rejection of the
argument makes next Wednesday's scheduled execution of Rolling more
likely. "It's not at all good for Rolling," he said. "The issues
that Rutherford raised are the issues that we also raised."
Gainesville Citizens for Alternatives to the
Death Penalty and other opponents to capital punishment held a vigil
across from the prison in protest of the execution. Group member
Bonnie Flassig said the focus should be on Rutherford, rather than
the pending execution of Rolling. "There's another man being killed,"
she said.
On Wednesday morning, Rutherford had last visits
with more than a dozen relatives. He ate a final meal of fried
freshwater catfish, fried green tomatoes, fried eggplant, hush
puppies and sweet tea. Rutherford declined to make a final statement
at the execution. He was the 62nd inmate executed in Florida since
the death penalty was reinstated in 1976, and the second since a 17-month
lull in executions caused in part by challenges to the lethal
injection process.
He was sentenced to death for murdering 63-year-old
Stella Salamon, a widow whose naked body was found submerged in her
bathtub in 1985. A neighbor who found the body, Beverly Elkins, said
the execution ended a long ordeal. "I think it's about time," she
said. "It was such a horrible, premeditated crime."
Rutherford had maintained his innocence, claiming
a witness in the case had confessed to the crime. The courts had
continuously rejected that claim, along with his challenges to the
lethal injection process as cruel and unusual punishment. The latest
challenge revolved around the Florida Department of Corrections'
adoption of a document in August laying out the execution process.
The document included new details about the amounts of drugs
injected, the drug and alcohol testing of executioners and a cutdown
procedure when a vein can't be located. The department didn't
publicly release the document until this week, leading Rutherford's
attorneys to ask for a stay of execution to review it. The Florida
Supreme Court rejected that argument Tuesday and the U.S. Supreme
Court followed suit Wednesday.
The nation's highest court turned down four
separate petitions to halt the execution. Only Justice John Paul
Stevens voted to grant a stay. Linda McDermott, one of Rutherford's
attorneys, had asserted the document showed the state made changes
to the execution process that necessitated a review. But she said
the last-minute release of the document made delaying the execution
more difficult. "It was too close to the execution for anyone to
want to stop it," she said.
State executes killer in 1985 murder case
By Ron Word - Miami Herald
Associated Press, Oct. 19, 2006
STARKE - Convicted killer Arthur Rutherford was
executed Wednesday by lethal injection for the 1985 murder of a
Milton woman. Rutherford, a 57-year-old Vietnam veteran and handyman,
was pronounced dead at 6:13 p.m., the governor's office said. He was
executed after the U.S. Supreme Court denied his challenges over the
state's lethal injection procedure and other issues.
He was condemned for the Aug. 22, 1985, attack on
63-year-old Stella Salamon, a widow whose naked body was found
submerged in the bathtub of her Panhandle home.
Rutherford nodded to someone in the front row but
made no final statement. He declined to take a sedative before
receiving the injection. He opened and closed his eyes several times
but stopped moving at 6:02 p.m. and his skin turned progressively
more pale until officials called the time of death at 6:13 p.m.
Rutherford was executed after the Supreme Court on Wednesday turned
down four separate efforts by him to halt his execution. Justice
John Paul Stevens, alone among his colleagues, voted to grant a stay
of execution.
On Wednesday morning, Rutherford had last visits
with more than a dozen relatives, including his father, children,
grandchildren, sisters and brothers. None of his relatives attended
the execution.
He ate a final meal of fried green tomatoes,
fried eggplant, fried catfish, hush puppies and sweet tea. ''His
mood is calm,'' said Gretl Plessinger, a spokeswoman for the state
Department of Corrections.
He had the same meal in January, when the U.S.
Supreme Court stopped his execution just minutes before he was to be
killed. It was later decided that death-row inmates could challenge
the use of the lethal chemicals in federal courts, although
Rutherford and others haven't succeeded in using that argument to
stop executions.
Salamon had hired Rutherford to do a series of
odd jobs, including replacing her sliding glass patio doors. She
expressed concern about him to her friends. Police found
Rutherford's fingerprints and palm prints in the bathroom where
Salamon was killed.
At his trial, two witnesses, Elizabeth Ward and
her mother, Mary Heaton, testified that Rutherford asked for their
help in cashing a $2,000 check on Salamon's bank account. Rutherford
forged Salamon's name on the check and took Heaton to a bank, where
she cashed the check. Salamon had a broken arm, bruises on her face
and arms, and three severe head wounds. The medical examiner said
she died from drowning or asphyxiation.
Florida executes killer handyman
By Michael
Peltier - Reuters News
October 19, 2006
TALLAHASSEE, Florida (Reuters) - After strapping
him to a gurney for the second time in nine months, Florida prison
officials on Wednesday executed a 57-year-old former handyman by
lethal injection for the 1985 murder of an elderly woman in
Florida's rural Panhandle. Prison officials at Florida State Prison
near Starke pronounced Arthur Rutherford dead at 6:13 p.m. EDT after
giving him a deadly cocktail of chemicals that paralyzed his lungs
and stopped his heart.
Rutherford became the 62nd prisoner executed in
Florida since the death penalty was reinstated in 1976. He is the
19th inmate to be executed during the tenure of Gov. Jeb Bush, the
younger brother of President Bush. Next week, serial killer Danny
Rolling is scheduled to die for the 1990 mutilation murders of five
college students at the University of Florida in Gainesville. The
macabre slayings sent panic across U.S. college campuses until
Rolling's capture following a botched robbery attempt 12 days after
his last murder.
Rutherford was convicted in August 1986 for the
death of Stella Salamon, a 63-year-old woman for whom he did odd
jobs. She was found drowned in her bathtub after being badly beaten
and strangled. The jury, on a 7-5 vote, recommended he be put to
death. Rutherford had been scheduled to die in January and had been
strapped to a gurney in the death chamber at Florida State Prison,
but he was spared by a last-minute stay from the United States
Supreme Court.
The stay was prompted by a legal challenge
claiming the anesthesia administered during legal injection might
not be adequate to prevent an inmate from experiencing extreme pain.
The high court sent the case back for further review and in
September the 11th Circuit Court of Appeals rejected the anesthesia
challenge without taking additional evidence. Executions using
lethal injection have been postponed in at least five states pending
further review of execution procedures, and Rutherford's execution
came despite a flurry of appeals before the Florida and U.S. Supreme
courts.
Gretl Plessinger, spokeswoman for the Florida
Department of Corrections, said Rutherford spent Wednesday morning
with 20 members of his extended family including his father, two
daughters and son. Also present were his immediate siblings and
grandchildren.
He requested the same meal he had in January:
Fried green tomatoes, catfish, fresh water, fried eggplant, sweet
tea, and hush puppies. He also met with a spiritual adviser, a
Catholic volunteer, Dale Recinella.
Rutherford put to death for murder
By Paul
Flemming - Tallahassee Democrat
October 19, 2006
STARKE - Arthur Rutherford was executed Wednesday
night, put to death for the 1985 murder of Stella Salamon in her
Milton home. It was Florida's 62nd execution since the death penalty
was reinstated in 1976. Rutherford's final appeals to the U.S.
Supreme Court were rejected late Wednesday afternoon.
The Santa Rosa County native, 57, had no final
statement before his execution. No friends or family of Salamon were
among the 24 witnesses to the lethal injection. When prison
officials opened the curtain into the death chamber at 6 p.m.,
Rutherford craned his neck and seemed to acknowledge his spiritual
adviser among the witnesses. Dale Recinella, a lay Catholic prison
chaplain, raised an open hand to the condemned man through the
window that separates witnesses and the execution team.
As the fatal three drugs began to be administered,
Rutherford's lips moved while the rest of his body was restrained by
leather straps on a hospital gurney. At 6:01 his eyes blinked, his
mouth fell agape and he stared blankly at the ceiling. At 6:11, the
first of two blue-smocked and hooded medical personnel entered the
death chamber, checked Rutherford's vitals and departed, the last
with a nod to warden Randall Bryant. ''The sentence of the state of
Florida vs. Arthur Rutherford has been carried out at 6:13,'' said
an assistant warden at Florida State Prison.
About 50 anti-death penalty protesters held a
vigil across the highway from the maximum-security prison while the
execution was taking place. Mark Elliott, a spokesman for Floridians
for Alternatives to the Death Penalty, said the group included
people who came in a bus chartered by the Catholic Diocese of
Orlando. No one supporting the death penalty made a public showing
Wednesday. ''The execution today was of an ex-Marine, a Vietnam
veteran with five children calling for him to be spared,'' Elliott
said. ''Is he really the worst of the worst that this punishment is
designed for?''
Rutherford was executed a day after a more
detailed description of Florida's Death Row procedures and lethal-injection
protocol was released publicly. The U.S. Supreme Court rejected
three petitions for stays of execution. ''Certainly, we thought that
our petitions had merit,'' said Linda McDermott, who was one of
Rutherford's attorneys for nearly seven years. ''We're obviously
aware of the realities.''
Rutherford, a Santa Rosa County native, was
condemned for the beating and strangling death of 63-year-old
Salamon in her Milton home more than two decades ago. He was
scheduled for execution in January when a last-minute stay from the
U.S. Supreme Court spared his life then. No such stay came Wednesday
night.
Salamon, a native of Australia, has no known
family still in the United States. Her neighbor and friend, Beverly
Elkins - who found Salamon's body after she was murdered - said last
week it was long past time that Rutherford paid for his crime A
Walton County jury convicted him in a second trial - the first in
Santa Rosa County was declared a mistrial - and voted 7-5 to condemn
him to death. But Rutherford, from his trial onward, has maintained
his innocence.
Rutherford had worked on Salamon's house when it
was first built a dozen years before and she had him working on her
sliding glass doors at the time of the murder. But she was uneasy
about Rutherford's presence around her house. Elkins said Salamon
told her she thought Rutherford was ''casing the joint'' in the days
before the murder.
Next week, Danny Rolling, the Gainesville Ripper
who pleaded guilty to the 1990 murder of five students, is set for
execution. On Tuesday, the Florida Supreme Court rejected his
petition for a stay, exhausting his state appeals.
Convicted Killer Arthur Rutherford Executed
First Coast News
October 18, 2006
STARKE, FL (AP) -- Convicted killer Arthur
Rutherford was executed Wednesday by lethal injection for the 1985
murder of a Milton woman. Rutherford, a 57-year-old Vietnam veteran
and handyman, was pronounced dead at 6:13 p.m., the governor's
office said. He was executed after the U.S. Supreme Court denied his
challenges over the state's lethal injection procedure and other
issues.
He was condemned for the Aug. 22, 1985, attack on
63-year-old Stella Salamon, a widow whose naked body was found
submerged in the bathtub of her Panhandle home. Rutherford was
executed after the Supreme Court on Wednesday turned down four
separate efforts by him to halt his execution. Justice John Paul
Stevens, alone among his colleagues, voted to grant a stay of
execution.
On Wednesday morning, Rutherford had last visits
with more than a dozen relatives, including his father, children,
grandchildren, sisters and brothers. He ate a final meal of fried
green tomatoes, fried eggplant, fried catfish, hush puppies and
sweet tea. "His mood is calm," said Gretl Plessinger, a spokeswoman
for the state Department of Corrections. He had the same meal in
January, when the U.S. Supreme Court stopped his execution just
minutes before he was to be killed. It was later decided death row
inmates could challenge the use of the lethal chemicals in federal
courts, although Rutherford and others haven't succeeded in using
that argument to stop executions.
Salamon had hired Rutherford to do a series of
odd jobs, including replacing her sliding glass patio doors. She
expressed concern about him to her friends. Police found
Rutherford's fingerprints and palm prints in the bathroom where
Salamon was killed. At his trial, two witnesses, Elizabeth Ward and
her mother, Mary Heaton, testified that Rutherford asked for their
help in cashing a $2,000 check on Salamon's bank account. Rutherford
forged Salamon's name on the check and took Heaton to a bank, where
she cashed the check. Salamon had a broken arm, bruises on her face
and arms, and three severe head wounds. The medical examiner said
she died from drowning or asphyxiation.
Rutherford is the 62nd inmate executed in Florida
since 1976, when executions resumed after a 12-year moratorium, and
the 258th since 1924, when the state took over the duty from
individual counties. His execution is the second this year in
Florida. Gainesville serial killer Danny Rolling is scheduled to die
Oct. 25.
Linda McDermott, one of Rutherford's attorneys,
had earlier Wednesday said Rutherford challenged the method of
execution. In one petition, Rutherford argued the state's system of
applying the death sentence is arbitrary and unconstitutional.
Another one asked the justices to send an appeal over Florida's
three execution chemicals back to a lower court to be heard.
A third petition asked the court to hear
objections to what McDermott claimed are changes to Florida's
execution protocol. She was outraged by a nine-page document
released Tuesday by the Corrections Department to explain the
execution procedures in great detail. Among the new details are how
executioners are hired, the drug and alcohol testing of members of
the execution team, detailed descriptions of the order and the
amount of chemicals injected, a cut down procedure if a vein cannot
be located and a check list for the execution team. "It is
disturbing," said McDermott, who questioned how the new document was
drafted and who was consulted.
The state, the Florida Supreme Court and 11th U.S.
Circuit Court of Appeals said the Aug. 16 document does not change
the procedure. They said it only gives the public more details of
the procedure used since 2000, when the state switched from the
electric chair to lethal injection. The Florida Supreme Court said
that their overview of current lethal injection procedures "reveals
nothing that would cause this court to revisit our previous
conclusions that procedures for administering the lethal injection
... do not violate the Eighth Amendment's prohibition on cruel and
unusual punishment."
The U.S. Supreme Court's earlier reprieve for
Rutherford came when it took up Clarence Hill's appeal. Hill was
convicted in the death of a Pensacola police officer. Hill and
Rutherford sought permission to challenge that the chemicals used in
Florida's execution process caused extreme pain. Hill was executed
Sept. 20 and never got a hearing on the chemical issue and neither
has Rutherford, who was sentenced to die in 1986 for killing Salamon,
who was from Australia.
Killer dies in death chamber
By Paul Flemming - Pensacola News
October, 19, 2006
STARKE -- Arthur Rutherford was executed
Wednesday night, put to death for the 1985 murder of Stella Salamon
in her Milton home. It was Florida's 62nd execution since the death
penalty was reinstated in 1976. Rutherford's final appeals to the
U.S. Supreme Court were rejected late Wednesday afternoon.
Rutherford's bloody palm prints were on the tile
of the bathtub where Salamon was discovered Aug. 22 more than 20
years ago. She was stripped, beaten and left to drown. Co-workers
and associates testified that Rutherford told them of his intentions
before the killing and bragged of it afterward.
The Santa Rosa County native, 57, had no final
statement before his execution. No friends or family of Salamon were
among the 24 witnesses to the lethal injection. When prison
officials opened the curtain into the death chamber at 5 p.m.
Central Daylight Time, Rutherford craned his neck and seemed to
acknowledge his spiritual adviser among the witnesses. Dale
Recinella, a lay Catholic prison chaplain, raised an open hand to
the condemned man through the window that separates witnesses and
the execution team.
As the fatal three drugs began to be administered,
Rutherford's lips moved while the rest of his body was restrained by
leather straps on a hospital gurney. At 5:01 his eyes blinked, his
mouth fell agape and he stared blankly at the ceiling. At 5:11, the
first of two blue-smocked and hooded medical personnel entered the
death chamber, checked Rutherford's vitals and departed, the last
with a nod to warden Randall Bryant. "The sentence of the state of
Florida v. Arthur Rutherford has been carried out at 5:13," said an
assistant warden at Florida State Prison.
About 50 anti-death penalty protesters held a
vigil across the highway from the maximum security prison while the
execution was taking place. Mark Elliott, a spokesman for Floridians
for Alternatives to the Death Penalty, said the group included
people who came in a bus chartered by the Catholic Diocese of
Orlando. No one supporting the death penalty made a public showing
Wednesday. "The execution today was of an ex-Marine, a Vietnam
veteran with five children calling for him to be spared," Elliott
said. "Is he really the worst of the worst that this punishment is
designed for?"
Rutherford was executed a day after a more
detailed description of Florida's Death Row procedures and lethal
injection protocol was released publicly. The U.S. Supreme Court
rejected three petitions for stays of execution. "Certainly, we
thought that our petitions had merit," said Linda McDermott, who was
one of Rutherford's attorneys for nearly seven years. "We're
obviously aware of the realities."
Earlier in the day, Rutherford had a final visit
from a dozen family members that included his father, a brother and
sister, three daughters and a son, and three grandchildren. For one
of the three hours of the final visit, Rutherford and family members
were allowed to touch, according to Department of Corrections
spokeswoman Gretl Plessinger. McDermott said her client was devoted
to his family and the execution was difficult for them. "I don't
know how they're getting through the night," she said.
Rutherford was condemned for the beating and
strangling death of 63-year-old Salamon in her Milton home more than
two decades ago. He was scheduled for execution in January when a
last-minute stay from the U.S. Supreme Court spared his life then.
No such stay came Wednesday night.
Salamon, a native of Australia, has no known
family still in the United States. Her neighbor and friend, Beverly
Elkins -- who found Salamon's body after she was murdered -- said
last week it was long past time that Rutherford paid for his crime.
A Walton County jury convicted him in a second trial -- the first in
Santa Rosa County was declared a mistrial -- and voted 7-5 to
condemn him to death.
But Rutherford, from his trial onward, has
maintained his innocence. Rutherford had worked on Salamon's house
when it was first built a dozen years before, and she had him
working on her sliding glass doors at the time of the murder. But
she was uneasy about Rutherford's presence around her house. Elkins
said Salamon told her she thought Rutherford was "casing the joint"
in the days before the murder.
Next week, Danny Rolling, "the Gainesville Ripper"
who pleaded guilty to the 1990 murder of five students, is set for
execution. On Tuesday, the Florida Supreme Court rejected his
petition for a stay, exhausting his state appeals.
ProDeathpenalty.com
During the summer of 1985, Arthur Rutherford told
his friend Harold that he planned to kill a woman and place her body
in her bathtub to make her death look like an accident. Rutherford
also told a longtime business associate that he was going to get
money by forcing a woman to write him a check and then putting her
in the bathtub. If the woman initially refused to make out the
check, Rutherford explained that he would “get her by that arm and
she would sign.” It was then that Rutherford bragged that he would
do the crime but not the time.
About a week after making those statements,
Rutherford again told Harold about his homicidal plan. Rutherford
also told his uncle that they could get easy money by knocking a
woman Rutherford worked for in the head. Unfortunately, none of
these three men took Rutherford seriously enough to report his plans
to the authorities. If any of them had, Rutherford's murder of
Stella Salamon a week later could have been prevented.
Mrs. Salamon, a 63-year-old widow originally from
Australia, lived alone in Santa Rosa County, Florida with her two
Pekingese dogs since her husband had died unexpectedly from a heart
attack two years earlier. Other than a sister-in-law in
Massachusetts, she had no family in this country.
Rutherford, who hired out to do odd jobs,
installed sliding glass doors in the doorway leading from Mrs.
Salamon's patio to her kitchen. Before long, Mrs. Salamon had those
sliding glass doors replaced because they did not close and lock
properly. She told her long-time friend and next-door neighbor
Beverly that the unlocked doors made her nervous and that she
wondered if Rutherford had intentionally made the doors so that she
could not lock them. Mrs. Salamon also said that Rutherford kept
coming to her house and acted as though he was “casing the joint.”
It is unclear whether Mrs. Salamon notified
Rutherford about the problems with the doors, but on the morning of
August 21, 1985, Rutherford asked Harold to come along with him when
he went to repair the doors he had installed for Mrs. Salamon. When
they got to her house, she told them she had those doors replaced.
Harold left to get money to give Mrs. Salamon as a refund on the
doors. Rutherford stayed behind at Mrs. Salamon's house. Around noon
that day, Mrs. Salamon received a call from her friend Lois. Mrs.
Salamon told Lois that she was nervous because Rutherford had been
at her house for “quite awhile.” Lois drove over there and found
Rutherford sitting shirtless on Mrs. Salamon's porch. Rutherford
left after Lois arrived, and Mrs. Salamon told her that Rutherford
“really has made me nervous” and had been sitting around on her
couch.
Apparently, Mrs. Salamon never got the refund
that Harold was supposed to bring, and Rutherford left the old glass
doors in her garage. At 7:00 the next morning, August 22, Rutherford
and Harold went to retrieve the old doors from Mrs. Salamon's garage.
When they reached the house, Rutherford told Harold that he had a
gun in his van and said, “If I reach for that gun, you'll know I
mean business.” Harold testified that this was the first time he
really believed that Rutherford might actually hurt someone, yet he
still did nothing about it. While they were loading the doors,
Harold overheard Mrs. Salamon say to Rutherford, “You can just
forget about the money.”
Later that morning, between 9:30 and 10:30 a.m.,
the manager of a local Sears store saw Mrs. Salamon when she came by
to pick up a package. She also stopped at the Consolidated Package
Store and made a purchase at 10:29 a.m., according to computer sales
records. After that, Rutherford was the only other person known to
have seen Mrs. Salamon alive, and she was not alive long, as
Rutherford's actions on that day evidence.
Around noon, Rutherford went to see a woman who
sometimes baby-sat for his children and with whom he had once lived
for a few months. He showed her one of Mrs. Salamon's checks and
asked her to fill it out. The woman cannot read or write other than
to sign her name, so she called for her thirteen-year-old niece.
Rutherford promised the girl money if she would
fill out the check as instructed. She filled out the check the way
Rutherford told her to, making it payable to the baby-sitter, but
she did not sign anyone's name on it. Rutherford told the babysitter
that he owed her money for work she had done for him and asked her
to accompany him. He took her to the Santa Rosa State Bank, gave her
the check, and sent her into the bank to cash it. Because of the
blank signature line, the teller refused to cash the check; the
woman returned to Rutherford's van and told him.
Rutherford responded by driving them to the
nearby woods, where he took out a wallet, checkbook, and credit
cards wrapped in a shirt, and threw the bundle into the trees. He
also signed Mrs. Salamon's name onto the check, and then they went
back to the bank. Outside the bank, the babysitter watched as
Rutherford endorsed her name on the check. In doing so Rutherford
misspelled her name, scratched it out, and corrected it. She re-entered
the bank, and this time she successfully cashed the check and left
with $2,000 in one hundred dollar bills. Rutherford gave her $500 of
those funds, and she in turn gave the girl $5 for filling out the
check.
Around 3:00 that afternoon, Rutherford visited
his friend Johnny. He told Johnny that he had “bumped the old lady
off” and showed him $1500 in cash. He wanted Johnny to hold $1400 of
that amount for him. Rutherford said that he had hit the “old lady”
in the head with a hammer, stripped her, and put her in the bathtub.
Johnny refused to take the cash, and his mother later notified the
police of Rutherford's claim to have committed a murder. Earlier
that day Mrs. Salamon had made plans to go walking that evening with
two neighbors.
At 6:30 p.m. her neighbor Beverly tried to
contact Mrs. Salamon by phone but got no answer. She went to Mrs.
Salamon's house, saw her car outside, and realized that she must
still be at home. Beverly rang the front doorbell. After receiving
no answer, she went around back and through the sliding glass doors
saw that the television was on and that the normally calm dogs were
jumping around excitedly. She retrieved a spare key to the house,
met up with the other neighbor who was to have gone walking with
them that night, and the two women let themselves into Mrs.
Salamon's home.
When the two women entered the kitchen through
the carport door, they heard water running. They followed the sound
to a little-used guest bathroom. There they were horrified to find
Mrs. Salamon's naked body floating in the water that filled the tub
to overflowing. Realizing that their friend was dead, the stunned
women went to call for help. When walking through the house, Beverly
noticed that Mrs. Salamon's eyeglasses were on the kitchen floor
underneath the counter. The makings of a tomato sandwich were out on
the counter. Mrs. Salamon had liked to eat tomato sandwiches for
lunch.
When crime scene investigators arrived they found
three fingerprints on the handle of the sliding door to the bathtub,
one fingerprint on the tile wall of the tub, and a palm print on the
window sill inside the tub with the fingers up and over the sill as
though the person had grabbed it. All of those prints were later
identified as Rutherford's. Blood was spattered on the bathroom
walls and floor.
According to an expert, the spatter pattern
indicated that the blows occurred while Mrs. Salamon was sitting or
kneeling on the bathroom floor. Mrs. Salamon's naked body floated
face-up in the water. She had been viciously beaten. There were
bruises on her nose, chin, and mouth and a cut on the inside of her
lip consistent with a hand being held forcefully over her face. Her
lungs showed signs of manual asphyxiation, apparently from someone
covering her nose and mouth. Her arms and knees were bruised and
scraped, and her left arm was broken at the elbow.
Of the three large wounds on her head, two were
consistent with being struck with a blunt object or having her head
slammed down. The other wound, a puncture that went all the way to
the bone, appeared to be from a blow with a claw hammer or
screwdriver. Her skull was fractured from one side to the other.
Severe as those injuries were, none of them were the actual cause of
Mrs. Salamon's death. Although Rutherford had beaten and smothered
her, she had water in the lungs. That shows the 63-year-old widow
was still alive when Rutherford stripped off her clothes and placed
her in the bathtub to drown.
Democracyinaction.org
Do Not Execute Arthur Rutherford!
Arthur Dennis Rutherford
October 18, 2006
Florida
Arthur Dennis Rutherford, a white man, faces
execution for the August 1985 death of Stella Salamon, 63, in Santa
Rosa County, Florida. Rutherford is said to have planned to force
Salamon to write him a check and then to kill her and make it seem
like an accident. Witnesses testified that Rutherford had discussed
the plan before and after Salamon’s death. Additional witnesses
testified that Salamon had expressed fear of Rutherford leading up
to the murder.
Since his time fighting in Vietnam, Rutherford is
said to have experienced “jittery nerves, nightmares, and night
sweats.” Also, Rutherford’s alcohol use increased after experiencing
war. Medical experts diagnosed Rutherford with “an anxiety disorder”
resulting from his time in Vietnam. Doctors also admitted that this
disorder is similar to post traumatic stress disorder. Rutherford
also was diagnosed as an alcoholic.
Unfortunately Rutherford’s jury never heard about
his disorders. Instead, his lawyers decided to avoid presenting this
potentially mitigating evidence. Defense lawyers instead decided to
try to portray Rutherford as a hard worker and a good and honest
father. Counsel also decided not to present information about
Rutherford’s childhood abuse and his marital difficulties.
Rutherford’s trial counsel had a plausible reason
for not presenting certain mitigating factors. However, they could
have presented Rutherford as an honest, hard-working father who
suffers from two mental disorders, has suffered abuse, and has
marital problems. Because of a decision of his trial counsel a lot
of mitigating evidence was never heard at trial. Furthermore it is
important to note that Rutherford did not agree with the choices of
his trial counsel. Rutherford maintained his innocence throughout
proceedings. Such a stance directly conflicts with his counsel’s
attempt to “humanize” Rutherford once he was found guilty instead of
attempting to prove his innocence.
Medical testimony has shown that Rutherford
suffers from a disorder, similar to post traumatic stress disorder,
that may have affected his judgment on the day of Salamon’s death.
Arthur Dennis Rutherford should not be put to death considering the
circumstances of his mental stability and shaky defense.
Please write Gov. Jeb Bush requesting that he
stop the execution of Arthur Dennis Rutherford.
Significant events in case of Arthur
Rutherford
Bradenton Herald
Associated Press, Oct. 18, 2006
Aug. 22, 1985: Body of 63-year-old Stella Salamon
found submerged in bathtub in Milton home. She had a broken arm,
bruises on her face and arms and severe head wounds. Medical
examiner said she died from drowning or asphyxiation.
Aug. 23: Arthur Rutherford arrested after getting
assistance from friend to cash as $2,000 check on Salamon's account.
Rutherford had done some carpentry work for Salamon. His finger and
palm prints were found in bathroom where Salamon was killed.
Sept. 11: Rutherford indicted on charges of first-degree
murder and robbery with a firearm.
Jan. 31, 1986: Rutherford found guilty of all
charges.
Feb. 1: Jury recommends death sentence by an 8 to
4 majority.
April 2: Judge grants mistrial due to discovery
violations by the state.
Oct. 2: On retrial, Rutherford was found guilty
on all charges. The jury, on a 7 to 5 vote, recommends death
penalty.
Dec. 9: Rutherford sentenced to death for murder
count and 30 years on armed robbery.
June 16, 1989: Florida Supreme Court affirms
conviction and sentence.
Oct. 17: Florida Supreme Court and 11th U.S.
Circuit Court of Appeals deny appeals.
Oct. 18: U.S. Supreme Court denied two petitions
and two motions for a stay of execution.
Arthur D. Rutherford
FADP.org
BACKGROUND INFORMATION
Arthur Dennis Rutherford is scheduled to be
killed by the people of Florida in revenge for his August 1985
murder of Stella Salamon, 63, in Santa Rosa County, Florida.
Rutherford is said to have planned to force Salamon to write him a
check and then to kill her and make it seem like an accident.
Witnesses testified that Rutherford had discussed the plan before
and after Salamon's death. Additional witnesses testified that
Salamon had expressed fear of Rutherford leading up to the murder.
Since his time fighting in Vietnam, Rutherford is
said to have experienced "jittery nerves, nightmares, and night
sweats." Also, Rutherford's alcohol use increased after experiencing
war. Medical experts diagnosed Rutherford with "an anxiety disorder"
resulting from his time in Vietnam. Doctors also admitted that this
disorder is similar to post traumatic stress disorder. Rutherford
also was diagnosed as an alcoholic. Unfortunately Rutherford's jury
never heard about his disorders. Instead, his lawyers decided to
avoid presenting this potentially mitigating evidence. Defense
lawyers instead decided to try to portray Rutherford as a hard
worker and a good and honest father. Counsel also decided not to
present information about Rutherford's childhood abuse and his
marital difficulties.
Rutherford's trial counsel had a plausible reason
for not presenting certain mitigating factors. However, they could
have presented Rutherford as an honest, hard-working father who
suffers from two mental disorders, has suffered abuse, and has
marital problems. Because of a decision of his trial counsel a lot
of mitigating evidence was never heard at trial. Furthermore it is
important to note that Rutherford did not agree with the choices of
his trial counsel. Rutherford maintained his innocence throughout
proceedings. Such a stance directly conflicts with his counsel's
attempt to "humanize" Rutherford once he was found guilty instead of
attempting to prove his innocence.
Medical testimony has shown that Rutherford
suffers from a disorder, similar to post traumatic stress disorder,
that may have affected his judgment on the day of Salamon's death.
Arthur Dennis Rutherford should not be put to death considering the
circumstances of his mental stability and shaky defense.
Floridacapitalcases.state.fl.us
Arthur Rutherford - Pleadings 2005 & 2006
Death Warrant – 11/29/05
U.S. Supreme Court:
Petition for Writ of Certiorari & Stay of Execution – 01/23/06
Denial of Petition for Writ of Certiorari – 01/31/06
Petition for Writ of Certiorari & Stay of Execution – 01/30/06
Denial of Petition for Writ of Certiorari – 01/31/06
Petition for Writ of Certiorari & Stay of Execution – 01/31/06
Stay Issued – 01/31/06
Petition Granted and Remanded to USCA – 06/21/06
Petition for Writ of Certiorari & Stay of Execution – 10/11/06
Petition for Writ of Certiorari & Stay of Execution – 10/16/06
Denial of Petition and Stay - 10/18/06
U.S. Court of Appeals – 11th Circuit
Complaint for Declaratory & Injunctive Relief Appeal – 01/28/06
Order Affirming Dismissal of Complaint for Declaratory & Injunctive
Relief - 1/30/2006
Order Denying Application to File Successive Habeas & Stay of
Execution - 1/30/2006
Order Denying Application to File Successive Habeas & Stay of
Execution
(on remand) - 10/05/2006
U.S. District Court – Northern District:
Complaint for Declaratory & Injunctive Relief - 1/27/2006
Order Dismissing Complaint for Declaratory & Injunctive Relief -
1/28/2006
Circuit Court:
Motion to Vacate Judgements of Conviction and Sentence - 12/22/2005
~Amended~ Motion to Vacate Judgements of Conviction and Sentence -
12/27/2005
Order Denying Motion to Vacate Judgements of Conviction and Sentence
- 1/5/2006
Motion to Vacate Judgments of Conviction and Sentence - 9/27/2006
Motion to Vacate Judgments of Conviction and Sentence Denied -
10/6/2006
Florida Supreme Court:
Briefing Schedule
Petition for Writ of Habeas Corpus - 11/28/2005
Response to Petition for Writ of Habeas Corpus - 12/20/2005
Reply to Response to Petition for Writ of Habeas Corpus - 12/22/2005
Opinion to Deny Habeas Corpus - 1/5/2006
Initial Brief - 1/10/2006
Answer Brief - 1/13/2006
Reply Brief - 1/17/2006
Opinion Affirming Denial of Motion to Vacate Judgments - 1/27/2006
Opinion Affirming Denial of Motion & Denying Habeas Petition -
10/12/2006
Motion to Vacate Judgments of Conviction and Sentence Appeal -
10/6/2006
Initial Brief - 10/9/2006
Answer Brief - 10/9/2006
Petition for Writ of Habeas Corpus - 10/9/2006
Response to Petition for Writ of Habeas Corpus - 10/9/2006
385 F.3d 1300
Arthur D. Rutherford, Petitioner-Appellant, v.
James v. Crosby,
Secretary for the Florida Department of Corrections,
Respondent-Appellee.
Docket number: 03-13188
Federal Circuits, 11th Cir.
September 21, 2004
Before CARNES, HULL and WILSON, Circuit Judges.
CARNES, Circuit Judge:
Arthur D. Rutherford told a friend that he planned to rob and
murder a woman, bragging that he "wouldn't do the time but he was damn
sure gonna do the crime." He carried out the first part of his boast
when he brutally murdered a widow who lived alone; he could not pull
off the second part, and since 1986 he has been doing the time for
that crime on death row. The bottom line question in this appeal is
whether the death sentence imposed upon Rutherford by a Florida court
can be carried out without violating the Constitution. The answer is
that it can be.
I.
A.
During the summer of 1985, Rutherford told his friend Harold
Attaway that he planned to kill a woman and place her body in her
bathtub to make her death look like an accident. Rutherford also told
a long-time business associate, Sherman Pittman, that he was going to
get money by forcing a woman to write him a check and then putting her
in the bathtub. If the woman initially refused to make out the check,
Rutherford explained that he would "get her by that arm and she would
sign." It was then that Rutherford bragged that he would do the crime
but not the time. About a week after making those statements,
Rutherford again told Attaway about his homicidal plan. Rutherford
also told his uncle that they could get easy money by knocking a woman
Rutherford worked for in the head. Unfortunately, none of these three
men took Rutherford seriously enough to report his plans to the
authorities. If any of them had, Rutherford's murder of Stella Salamon
a week later could have been prevented.
Mrs. Salamon, a 63-year-old widow originally from Australia, lived
alone in Santa Rosa County, Florida with her two Pekingese dogs since
her husband had died unexpectedly from a heart attack two years
earlier. Other than a sister-in-law in Massachusetts, she had no
family in this country.
Rutherford, who hired out to do odd jobs, installed sliding glass
doors in the doorway leading from Mrs. Salamon's patio to her kitchen.
Before long, Mrs. Salamon had those sliding glass doors replaced
because they did not close and lock properly. She told her long-time
friend and next-door neighbor Beverly Elkins that the unlocked doors
made her nervous and that she wondered if Rutherford had intentionally
made the doors so that she could not lock them. Mrs. Salamon also said
that Rutherford kept coming to her house and acted as though he was "casing
the joint."
It is unclear whether Mrs. Salamon notified Rutherford about the
problems with the doors, but on the morning of August 21, 1985,
Rutherford asked Attaway to come along with him when he went to repair
the doors he had installed for Mrs. Salamon. When they got to her
house, she told them she had those doors replaced. Attaway left to get
money to give Mrs. Salamon as a refund on the doors. Rutherford stayed
behind at Mrs. Salamon's house.
Around noon that day, Mrs. Salamon received a call from her friend
Lois LaVaugh. Mrs. Salamon told Ms. LaVaugh that she was nervous
because Rutherford had been at her house for "quite awhile." Ms.
LaVaugh drove over there and found Rutherford sitting shirtless on Mrs.
Salamon's porch. Rutherford left after Ms. LaVaugh arrived, and Mrs.
Salamon told her that Rutherford "really has made me nervous" and had
been sitting around on her couch. Apparently, Mrs. Salamon never got
the refund that Attaway was supposed to bring, and Rutherford left the
old glass doors in her garage.
At 7:00 the next morning, August 22, Rutherford and Attaway went to
retrieve the old doors from Mrs. Salamon's garage. When they reached
the house, Rutherford told Attaway that he had a gun in his van and
said, "If I reach for that gun, you'll know I mean business." Attaway
testified that this was the first time he really believed that
Rutherford might actually hurt someone, yet he still did nothing about
it. While they were loading the doors, Attaway overheard Mrs. Salamon
say to Rutherford, "You can just forget about the money."
Later that morning, between 9:30 and 10:30 a.m., the manager of a
local Sears store saw Mrs. Salamon when she came by to pick up a
package. She also stopped at the Consolidated Package Store and made a
purchase at 10:29 a.m., according to computer sales records. After
that, Rutherford was the only other person known to have seen Mrs.
Salamon alive, and she was not alive long, as Rutherford's actions on
that day evidence.
Around noon, Rutherford went to see Mary Frances Heaton, a woman
who sometimes baby-sat for his children and with whom he had once
lived for a few months. He showed her one of Mrs. Salamon's checks and
asked her to fill it out. Heaton cannot read or write other than to
sign her name, so she called for her thirteen-year-old niece,
Elizabeth. Rutherford promised Elizabeth money if she would fill out
the check as instructed. Elizabeth filled out the check the way
Rutherford told her to, making it payable to Heaton, but she did not
sign anyone's name on it.
Rutherford told Heaton that he owed her money for work she had done
for him and asked her to accompany him. He took Heaton to the Santa
Rosa State Bank, gave her the check, and sent her into the bank to
cash it. Because of the blank signature line, the teller refused to
cash the check; Heaton returned to Rutherford's van and told him.
Rutherford responded by driving them to the nearby woods, where he
took out a wallet, checkbook, and credit cards wrapped in a shirt, and
threw the bundle into the trees. He also signed Mrs. Salamon's name
onto the check, and then they went back to the bank. Outside the bank,
Heaton watched as Rutherford endorsed Heaton's name on the check. In
doing so Rutherford misspelled Heaton's name, scratched it out, and
corrected it. Heaton re-entered the bank, and this time she
successfully cashed the check and left with $2,000 in one hundred
dollar bills. Rutherford gave Heaton $500 of those funds, and she in
turn gave Elizabeth $5 for filling out the check.
Around 3:00 that afternoon, Rutherford visited his friend Johnny
Perritt. He told Perritt that he had "bumped the old lady off" and
showed him $1500 in cash. He wanted Perritt to hold $1400 of that
amount for him. Rutherford said that he had hit the "old lady" in the
head with a hammer, stripped her, and put her in the bathtub. Perritt
refused to take the cash, and his mother later notified the police of
Rutherford's claim to have committed a murder.
Earlier that day Mrs. Salamon had made plans to go walking that
evening with Beverly Elkins and another neighbor. At 6:30 p.m. Ms.
Elkins tried to contact Mrs. Salamon by phone but got no answer. She
went to Mrs. Salamon's house, saw her car outside, and realized that
she must still be at home. Ms. Elkins rang the front doorbell. After
receiving no answer, she went around back and through the sliding
glass doors saw that the television was on and that the normally calm
dogs were jumping around excitedly. Ms. Elkins retrieved a spare key
to the house, met up with the other neighbor who was to have gone
walking with them that night, and the two women let themselves into
Mrs. Salamon's home.
When the two women entered the kitchen through the carport door,
they heard water running. They followed the sound to a little-used
guest bathroom. There they were horrified to find Mrs. Salamon's naked
body floating in the water that filled the tub to overflowing.
Realizing that their friend was dead, the stunned women went to call
for help. When walking through the house, Ms. Elkins noticed that Mrs.
Salamon's eyeglasses were on the kitchen floor underneath the counter.
The makings of a tomato sandwich were out on the counter. Mrs. Salamon
had liked to eat tomato sandwiches for lunch.
When crime scene investigators arrived they found three
fingerprints on the handle of the sliding door to the bathtub, one
fingerprint on the tile wall of the tub, and a palm print on the
window sill inside the tub with the fingers up and over the sill as
though the person had grabbed it. All of those prints were later
identified as Rutherford's. Blood was spattered on the bathroom walls
and floor. According to an expert, the spatter pattern indicated that
the blows occurred while Mrs. Salamon was sitting or kneeling on the
bathroom floor.
Mrs. Salamon's naked body floated face-up in the water. She had
been viciously beaten. There were bruises on her nose, chin, and mouth
and a cut on the inside of her lip consistent with a hand being held
forcefully over her face. Her lungs showed signs of manual
asphyxiation, apparently from someone covering her nose and mouth. Her
arms and knees were bruised and scraped, and her left arm was broken
at the elbow. Of the three large wounds on her head, two were
consistent with being struck with a blunt object or having her head
slammed down. The other wound, a puncture that went all the way to the
bone, appeared to be from a blow with a claw hammer or screwdriver.
Her skull was fractured from one side to the other.
Severe as those injuries were, none of them were the actual cause
of Mrs. Salamon's death. Although Rutherford had beaten and smothered
her, she had water in the lungs. That shows the 63-year-old widow was
still alive when Rutherford stripped off her clothes and placed her in
the bathtub to drown.
B.
Early in 1986, Rutherford was tried for the first degree murder and
armed robbery of Mrs. Salamon. He was represented by privately
retained counsel. During the trial, Rutherford moved for a mistrial
based on a discovery violation by the prosecution, but the court
reserved ruling and the proceedings continued. The Santa Rosa County
jury found Rutherford guilty and, by an eight-to-four vote,
recommended a sentence of death. Rutherford then renewed his motion
for a mistrial and the trial court granted it.
In the fall of 1986, after a change of venue to Walton County,
Rutherford was retried. He was represented by two public defenders,
William Treacy and John Gontarek. During the guilt stage of the trial,
Rutherford took the stand and tried to explain his prints in the
bathroom by claiming that Mrs. Salamon had asked him to realign the
shower door when he was at her house on August 21 (the day before she
was killed) because her nieces and nephews had knocked the door off
its track. The state thereafter proved that Mrs. Salamon did not have
any nieces or nephews, and according to Beverly Elkins, her close
friend, no young children had visited Mrs. Salamon's house in the
weeks prior to her death. Rutherford denied the testimony of the three
witnesses that he had confided to them his plans to murder a woman.
According to Rutherford, he never would have said such things "because
I've got a good mother." He insisted that every one of the witnesses
against him was lying.
On October 2, 1986, the jury found Rutherford guilty. During the
penalty phase, the defense presented character evidence and testimony
about Rutherford's childhood, his family, his service as a Marine
during the Vietnam War, and his nervousness, nightmares, and night
sweats since returning from Vietnam. The jury recommended death, this
time by a seven-to-five vote. The trial court imposed a death sentence
based on three aggravating circumstances: the murder was especially
heinous, atrocious, and cruel; it was cold, calculated, and
premeditated; and it was committed in the course of a felony (robbery)
and for pecuniary gain.
The Florida Supreme Court affirmed Rutherford's conviction and
death sentence, and the United States Supreme Court denied his
petition for writ of certiorari. Rutherford v. State, 545 So.2d 853 (Fla.)
("Rutherford I"), cert. denied,
493 U.S. 945 , 110 S.Ct. 353, 107 L.Ed.2d 341 (1989).
Rutherford then began the long process of collateral review by
filing a motion for post-conviction relief pursuant to Florida Rule of
Criminal Procedure 3.850. In 1996, after conducting an evidentiary
hearing on Rutherford's claims of ineffective assistance of trial
counsel, the trial court denied the 3.580 motion as to all of his
claims. The Supreme Court of Florida affirmed the denial. Rutherford
v. State, 727 So.2d 216 (Fla.1998) ("Rutherford II").
Rutherford then petitioned the state trial court for a writ of
habeas corpus, this time raising several claims of ineffective
assistance of counsel by his two appellate attorneys during his direct
appeal. His petition was denied, and the state supreme court affirmed
the denial. Rutherford v. Moore, 774 So.2d 637 (Fla.2000) ("Rutherford
III").
On April 2, 2001, Rutherford filed a 28 U.S.C. 2254 petition for a
writ of habeas corpus in the United States District Court for the
Northern District of Florida. That court denied the petition and
refused to grant relief. It initially granted but then vacated a
certificate of appealability. We then granted Rutherford a certificate
of appealability on the following three issues: (1) whether his second
trial violated the Double Jeopardy Clause of the Fifth Amendment; (2)
whether relief should have been granted on his penalty phase
ineffective assistance of counsel claim; and (3) whether his trial
counsel had a conflict of interest that rendered their representation
of him ineffective.
II.
Because the Florida court adjudicated Rutherford's claims on the
merits, the Antiterrorism and Effective Death Penalty Act prevents a
federal court from granting habeas relief unless the state court's
decision either was "contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the
Supreme Court of the United States" or "was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding." 28 U.S.C. 2254(d). "[A] determination of a
factual issue made by a State court shall be presumed to be correct.
The applicant shall have the burden of rebutting the presumption of
correctness by clear and convincing evidence." Id. § 2254(e).
"A state court decision is `contrary to' clearly established
federal law if either (1) the state court applied a rule that
contradicts the governing law set forth by Supreme Court case law, or
(2) when faced with materially indistinguishable facts, the state
court arrived at a result different from that reached in a Supreme
Court case." Putman v. Head, 268 F.3d 1223, 1241 (11th Cir.2001). An
objectively unreasonable application of federal law occurs when the
state court "identifies the correct legal rule from Supreme Court case
law but unreasonably applies that rule to the facts of the
petitioner's case" or "unreasonably extends, or unreasonably declines
to extend, a legal principle from Supreme Court case law to a new
context." Id. The Supreme Court has held that § 2254(d)(1) imposes a
"`highly deferential standard for evaluating state-court rulings,'"
Woodford v. Visciotti, 537 U.S. 19, 24, 123 S.Ct. 357, 360, 154 L.Ed.2d
279 (2002) (quoting Lindh v. Murphy, 521 U.S. 320, 333 n. 7, 117 S.Ct.
2059, 2066 n. 7, 138 L.Ed.2d 481 (1997)), a standard "which demands
that state-court decisions be given the benefit of the doubt," id.
More than once the Supreme Court has instructed lower federal courts
that the statute requires more than mere error, and more even than
clear error, before federal habeas relief may be issued. E.g.,
Mitchell v. Esparza, 540 U.S. 12, 124 S.Ct. 7, 12, 157 L.Ed.2d 263
(2003) ("We may not grant respondent's habeas petition, however, if
the state court simply erred...."); Lockyer v. Andrade, 538 U.S. 63,
75, 123 S.Ct. 1166, 1175, 155 L.Ed.2d 144 (2003) ("The gloss of clear
error fails to give proper deference to state courts by conflating
error (even clear error) with unreasonableness."); Early v. Packer,
537 U.S. 3, 11, 123 S.Ct. 362, 366, 154 L.Ed.2d 263 (2002) (State
court "decisions which are not `contrary to' clearly established
Supreme Court law can be subjected to habeas relief only if they are
not merely erroneous, but `an unreasonable application' of clearly
established federal law...."); Williams v. Taylor, 529 U.S. 362, 410,
120 S.Ct. 1495, 1522, 146 L.Ed.2d 389 (2000) ("[A]n unreasonable
application of federal law is different from an incorrect application
of federal law.").
A.
The Double Jeopardy Clause of the Fifth Amendment provides that no
person "shall ... be subject for the same offence to be twice put in
jeopardy of life or limb."
U.S. Const. Amend. V, Rutherford contends that his retrial put
him in jeopardy a second time in violation of that constitutional
guarantee.
During Rutherford's first trial, the state elicited testimony from
two witnesses that Rutherford had told them he planned to kill a woman
to get money.1
The two witnesses were listed on the state's witness list, but the
prosecutor did not advise Rutherford's counsel of the nature of their
testimony as required by the trial court's discovery order. Rutherford
moved for a mistrial, the court reserved ruling, and the trial
continued. After the jury found Rutherford guilty and recommended
death, the court granted Rutherford's motion for a mistrial, finding
that the "discovery violation was knowing, and therefore willful."
Where, as here, a mistrial was granted upon a defense motion, a
retrial does not violate the Double Jeopardy Clause, unless the state
"intended to `goad' the defendant into moving for a mistrial" during
the first trial. Oregon v. Kennedy, 456 U.S. 667, 676, 102 S.Ct. 2083,
2089, 72 L.Ed.2d 416 (1982). Retrial is barred only if the "conduct
giving rise to the successful motion for a mistrial was intended to
provoke the defendant" into making the motion. Id. at 679, 102 S.Ct.
at 2091. The prosecutor's intent is a question of fact. United States
v. Vallejo, 297 F.3d 1154, 1162 (11th Cir.2002).
In response to this same double jeopardy claim, the Florida Supreme
Court held on direct appeal that the retrial did not violate
Rutherford's double jeopardy rights. Rutherford I, 545 So.2d at 855.
That holding was based upon that court's finding that at the time the
prosecutor failed to inform the defense of the two witnesses'
testimony, the prosecutor's goal was to use the evidence to convict
Rutherford, not cause a mistrial. Id. The Florida Supreme Court
reasoned that the prosecutor had willfully taken the action that
violated the discovery order out of a misapprehension of the extent of
his discovery obligations, not with any intent to provoke the defense
into moving for a mistrial. Id. Rutherford has not shown by clear and
convincing evidence that the Florida Supreme Court's factual finding
about the prosecutor's intent is unreasonable in light of the evidence
in the state court record. See 28 U.S.C. 2254(d)(2). He contends that
because the first trial court, in granting the mistrial, described the
discovery violation as "knowing, and therefore willful," it must have
meant that the prosecutor intended to force a mistrial. There are two
problems with that argument. First, under Florida law a "willful"
discovery violation is merely one that is not "inadvertent." See
Richardson v. State, 246 So.2d 771, 775 (Fla.1971). There is no
indication that when the Florida trial court judge called the
discovery violation "willful," he was using that term in a way
different from its meaning under Florida law. The judge did not say
that the prosecutor had intended to provoke a mistrial.
Second, even if the trial judge had said that, the Florida Supreme
Court could not have been clearer in finding to the contrary. To the
extent of any inconsistency in fact findings or other matters, the
Florida Supreme Court is supreme over that state's trial courts; to
the extent of any inconsistency its findings are the ones we take to
be those of the state courts. The finding that the prosecutor did not
intend to goad the defense into moving for a mistrial is presumed
correct, see 28 U.S.C. 2254(e)(1), and Rutherford has not carried his
burden of rebutting that presumption by clear and convincing evidence,
see Id. Nor has Rutherford demonstrated an unreasonable application of
clearly established federal law as determined by the Supreme Court.
Given the factual finding about the prosecutor's intent, the Florida
Supreme Court's conclusion that there was no violation of the Double
Jeopardy Clause was required by the Kennedy decision. See Kennedy, 456
U.S. at 676, 102 S.Ct. at 2089.2
B.
Rutherford contends that his two trial counsel rendered ineffective
assistance during the penalty phase of his second trial by failing to:
adequately investigate and present evidence about Rutherford's
alcoholism, childhood, marital difficulties, and experiences in
Vietnam; obtain and present expert mitigating evidence about his
mental health; and object to the testimony of three witnesses who
repeated statements that had been made by the victim, Mrs. Salamon,
about Rutherford.
The Supreme Court clearly established the federal law governing
ineffective assistance claims in Strickland v. Washington, 466 U.S.
668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Rutherford's burden is two-fold.
First, he must demonstrate that his counsel's performance was "outside
the wide range of professionally competent assistance." Id. at 690,
104 S.Ct. at 2066. Second, he must establish a reasonable probability
that, but for his counsel's deficient performance, the result of the
proceedings would have been different. Id. at 694, 104 S.Ct. at 2068.
"A reasonable probability is a probability sufficient to undermine
confidence in the outcome." Id. Both showings are necessary for any
relief; failure to establish either is fatal and makes it unnecessary
to consider the other. Id. at 697, 104 S.Ct. at 2069.
In assessing Rutherford's claim that his trial counsel were
ineffective we must keep in mind that "[j]udicial scrutiny of
counsel's performance must be highly deferential." Id. at 689, 104
S.Ct. at 2065. In addition to the deference to counsel's performance
mandated by Strickland, the AEDPA adds another layer of deference ?
this one to a state court's decision ? when we are considering whether
to grant federal habeas relief from a state court's decision. Woodford,
537 U.S. at 24, 123 S.Ct. at 360 (section 2254(d)(1) imposes a "highly
deferential standard for evaluating state-court rulings") (internal
marks and citation omitted). Rutherford must do more than satisfy the
Strickland standard. He must also show that in rejecting his
ineffective assistance of counsel claim the state court "applied
Strickland to the facts of his case in an objectively unreasonable
manner." Bell v. Cone, 535 U.S. 685, 699, 122 S.Ct. 1843, 1852, 152
L.Ed.2d 914 (2002).
1.
During the penalty stage of Rutherford's second trial, his trial
counsel presented testimony from his father, his sister, his ex-wife (with
whom he had reconciled and whom he was planning to remarry), his
sister's father-in-law, and Rutherford himself. Counsel's penalty
stage strategy was to paint Rutherford, who continued to insist that
he was innocent, as "a good fellow, [a] good father, a good citizen,
[a] loyal Marine, ... [a] loyal church member;" in short, to emphasize
his "goodness."
Rutherford, his father, and his sister all testified about
Rutherford's childhood. They told the jury about Rutherford living on
a farm with his parents and seven siblings, and how the children had
to do chores and work around the farm. They brought out that
Rutherford's father sometimes worked as a truck driver and was away
from home. The jury heard that after Rutherford's father temporarily
abandoned the family, Rutherford and his older brother kept the farm
going while their mother took in washing and ironing to make ends meet.
As Rutherford grew up, he and his father had what his sister described
as "a few spats," but overall "they got along fine." Rutherford's
sister also testified that he got along with his siblings and she
characterized their parents as loving. During his own testimony
Rutherford acknowledged that he did not get along with one of his
brothers, but he agreed with his sister that he had good relationships
with his six other siblings and with his parents.
Rutherford's ex-wife told the jury about their family. During their
fourteen-year marriage, they had four children. They divorced, and she
left the children with him. They reconciled approximately a year
before Rutherford was arrested and had planned to remarry. Their fifth
child was born while Rutherford was in jail awaiting trial. His ex-wife
described Rutherford as a caring and involved father, a loving,
helpful, and attentive husband, and an unselfish person.
Rutherford testified about his military service. He said that at
the age of nineteen he had volunteered for the Marines during the
Vietnam War. He had received medals for marksmanship training.
According to Rutherford, he had spent thirteen months in the
demilitarized zone, during which time he slept in a foxhole nightly,
heard shots and bombs daily, and saw men die regularly.3
He described his combat experience to the jury as "hell," but
emphasized that he stayed for his full tour of duty because "I ain't
no quitter." Rutherford remained in the reserves for four additional
years and received some medals and ribbons for his service. When one
of his counsel asked Rutherford to go into more detail about his
military experiences for the judge and jury, Rutherford refused,
responding: "That's enough of that. I don't care to talk about that."
The four family members who testified all described how Rutherford
returned from Vietnam nervous and jittery. His sister's father-in-law
said that Rutherford would pace the floor, and his ex-wife said that
for the first three years Rutherford suffered from nightmares and
night sweats. She and Rutherford both testified that he had been
exposed to the chemical Agent Orange, and they believed that exposure
had harmed their children. The oldest child was born with facial
deformities and a skin disease, another child suffers from a blood
disease, and the youngest has heart murmurs and seizures. Rutherford
contacted the Veterans Administration about getting tested for Agent
Orange exposure to qualify his children for benefits, but he had not
yet been tested when he went to jail.
On the stand during the penalty phase, Rutherford remained defiant
and continued to protest his innocence. When the prosecutor asked him
why he had robbed Mrs. Salamon, Rutherford responded: "I did not steal
[the check], why didn't you steal it?" He said that until the jury
convicted him, "I thought that I had a sensible jury," and he went on
to accuse the prosecution of framing him and hiding evidence.
Rutherford ended what was supposed to be his statement to the jury
about why he should not die by threatening the prosecutor: "You are
going to get it." Because the courtroom bailiff and deputies were
concerned over Rutherford's behavior and because of his threat to the
prosecutor, he was shackled during the closing arguments of the
penalty phase.
After the jury returned its verdict recommending a death sentence,
Rutherford's attorneys presented to the judge two mental competency
evaluations that had been produced before the first trial. Rutherford
had insisted that his attorneys not offer any mental health evidence,
but counsel presented the competency reports to the judge anyway. The
jury did not see them.
One competency evaluation, performed by Dr. Barbara Medzerian,
reported that Rutherford said he was "living in hell" since returning
from Vietnam, had nightmares and night sweats, was depressed, and was
an alcoholic. That report also detailed past episodes of violence,
including an episode where Rutherford struck at his father and broke
his hand hitting the wall, and claimed afterward to have no memory of
the incident. Another time, Rutherford beat up one of his brothers,
was arrested for assault and battery, and spent five days in jail and
one year on probation. The report said that Rutherford described his
experience in court on that charge as "a joke." In her report, Dr.
Medzerian explained that these violent episodes were consistent with
Rutherford's drinking problem. In her opinion, Rutherford suffered
symptoms of an anxiety disorder related to his combat experiences,
exhibited anti-social personality features, and suffered from
alcoholism. Even so, he was, in her view, mentally competent to stand
trial.
The other pre-trial evaluation was conducted by Dr. Philip Phillips,
and it reported that Rutherford had trouble sleeping, was nervous and
depressed, and was suspicious of others. It also discussed his history
of alcoholism and his previous arrest, and reported that he had
received court-ordered counseling for his drinking problem, presumably
after the assault against his brother.
2.
The Florida courts rejected Rutherford's contention that his trial
counsel was ineffective for failing to investigate and use additional
mitigating evidence about his childhood, Vietnam experience,
alcoholism, and troubled marriage. The Florida Supreme Court
characterized the evidence of alleged childhood abuse that Rutherford
presented during the state collateral proceeding as inconclusive,
Rutherford II, 727 So.2d at 225; it emphasized that Rutherford had
hindered his attorneys' investigation into both his childhood and his
Vietnam experiences; and it found that his attorneys had strategically
decided not to present any evidence to the jury that would conflict
with their penalty stage theme that Rutherford was basically a good
person. Id. at 224-25. Much of the "additional" evidence introduced
during the state collateral hearing, the Florida Supreme Court noted,
was cumulative of that which had been put in during the penalty phase
of the trial. Id. In any event, the Court concluded, even if trial
counsel's performance was somehow deficient, Rutherford was not
prejudiced. Id. at 225-26.
We need not reach the question of whether that alternative basis
for the state court decision, the lack of prejudice, passes muster
under § 2254(d). It is unnecessary to do so, because we conclude the
holding that counsel's performance in this regard was not
constitutionally deficient is not objectively unreasonable. We will
address in turn Rutherford's contentions of inadequate investigation
and presentation of mitigating evidence as they relate to his problem
with alcohol, his allegedly abusive childhood, his marriage, and his
Vietnam experience.
About Rutherford's problem with alcohol, his trial counsel were
informed. The two pre-trial competency reports, with which counsel
were familiar, covered Rutherford's drinking problem. One of those
reports, Dr. Medzerian's, explained that Rutherford's violent
outbursts were consistent with alcoholism. Both reports indicated that
Rutherford had received counseling for his alcoholism. Counsel knew
about the problem but made a strategic decision not to present any
evidence of it to the jury or to investigate it any further.
As the Florida Supreme Court explained, Rutherford's trial counsel
did not need to investigate his alcoholism any further to understand
its implications and make a reasonable decision about it. Any evidence
of alcoholism would have opened the door to the jury hearing evidence
about Rutherford's past violence, thereby undermining the plan to
present Rutherford as a good, hard-working family man. There is
nothing unreasonable about the Florida Supreme Court's findings or
legal conclusions in regard to this subpart of the ineffective
assistance of counsel issue.
About evidence of Rutherford's childhood, one of Rutherford's
brothers, William, testified at the 3.850 hearing that their father
beat their mother and got "pretty rough" on the children. Rutherford
contends that his attorneys were ineffective for failing to interview
this brother and present his testimony at the penalty phase.
The Florida Supreme Court found that William's testimony was "not
conclusive of an abusive situation," Rutherford II, 727 So.2d at 225,
which is to say that testimony did not prove Rutherford had been
abused as a child. Although Rutherford now tries to characterize his
childhood as cruel and terrible, the state court finding to the
contrary is presumed to be correct, see § 2254(e)(1), and he has not
carried his burden of rebutting that presumption by clear and
convincing evidence.
At trial, Rutherford's sister testified that Rutherford had "a few
spats" with his father but otherwise got along with his parents. She
characterized their parents as loving. At the 3.850 hearing,
Rutherford's brother Earl testified that he never knew of his parents
fighting when the siblings were young, and that all the children had
grown up with good relationships with their parents. He summarized
things by saying: "we had some good bringing up." Rutherford's mother
also testified at the 3.850 hearing. Although she talked about the
family's financial struggles and Rutherford's father's drinking, she
never indicated that he was abusive. Moreover, Rutherford's own
penalty phase testimony described the generally good relationships
that had existed within his family, and he never mentioned abuse.
To the extent there were any shortcomings in the investigation of
Rutherford's family life, he is responsible for them. He did his best
to hinder his attorneys' efforts. Counsel and their investigators
asked Rutherford for the names of anyone they could interview and then
talked with the people he named, even if Rutherford insisted that the
person was not worth contacting. Also, in accordance with standard
practice, when Rutherford's case was assigned to the public defender's
office an assistant interviewed him to get the names of his family
members. Rutherford failed to disclose all of them.
When one of the attorneys and an investigator tried to visit his
parents' home to interview them, they could not locate the address
Rutherford had given them. When the attorneys asked him about it, he
replied: "I told my mom and dad and wife not to come and talk to you
folks." That was confirmed when counsel and their investigators
finally located Rutherford's parents. They spent over two hours trying
to interview the parents, but had difficulty getting them to cooperate.
Exasperated, the lead investigator on the case finally told
Rutherford's father: "We are trying to save your son's life." The
elder Rutherford became angry and snapped at the investigator. That
effectively ended the interview. Rutherford had also instructed his
family members not to go to his attorneys' offices to talk to them.
About his marital difficulties, Rutherford's ex-wife testified at
the penalty stage concerning their divorce, their reconciliation, and
Rutherford's good parenting of the children. Rutherford himself
testified about his marriage and family life and that he cared for the
children when his wife left. Witnesses at the 3.850 hearing did offer
greater detail about the couple's divorce; for example, they told
about Rutherford's having traveled to California to see his ex-wife.
There is no indication that Rutherford's trial counsel unreasonably
failed to investigate his marital history and difficulties. On the
contrary, counsel interviewed the two people most knowledgeable about
the marriage, Rutherford and his ex-wife, and called each of them as
penalty phase witnesses. The Florida Supreme Court held that counsel
knew about Rutherford's marital history, and that the evidence on the
subject presented at the 3.850 hearing was essentially cumulative.
Rutherford II, 727 So.2d at 224-25. That decision easily passes review
under § 2254(d).
About the investigation into his military experience, again
Rutherford did what he could to impede his counsels' best efforts and
brought about any shortcomings in that part of the investigation. When
his attorneys repeatedly tried to interview him about Vietnam,
Rutherford refused to answer their questions. Counsel prepared the
necessary paperwork to obtain copies of his military records, but
Rutherford adamantly refused to sign the release. They asked his
family to provide any information or records they had about
Rutherford's time in the military, but the family continued their
pattern of non-cooperation, a pattern that Rutherford had set into
motion. One of the two counsel testified that he remembers "chewing [Rutherford]
out unmercifully ... telling him things like ... `This is your life at
stake and we are the people that are going to do something or not be
able to do something.'" It did no good. Counsel's pleas went unheeded.
Nonetheless, while Rutherford was on the stand testifying during
the penalty phase, counsel did ask him about his Vietnam experiences,
and for the first time Rutherford answered the questions. As counsel
recounted it: "I about fell off my chair because these were the very
questions that he refused to answer to me in the months of preparation....
And, of course, the old rule of [d]o not ask the question unless you
know the answer, I threw it out and went with it full bore best I
could." Counsel's full-bore efforts were successful to some extent.
Under his questioning, Rutherford described to the jury how he had
slept in a foxhole, heard shots and bombs every day, been shot at, and
seen a lot of men die. He said he had spent thirteen months in combat.
He described it as "hell."
Even then, however, Rutherford again blocked his counsel's efforts
to present the full details of his service in Vietnam and his military
career. After revealing for the jury far more about Vietnam than he
had previously told his own attorneys, Rutherford responded to one of
his counsel's follow-up questions with: "That's enough of that. I
don't care to talk about that." And he didn't talk about it any more.
At the 3.850 hearing, Rutherford's current counsel presented an
expert to analyze the history of Rutherford's unit during the dates he
was in Vietnam and thereby fill in the details of what Rutherford had
testified to during his penalty stage. The expert gave his opinion
about the conditions in which Rutherford must have lived and fought.
Rutherford contends that his trial counsel should have discovered and
presented similar expert opinion information at the penalty stage and
even should have gone so far as to obtain a court order to force the
military to turn over Rutherford's records without his permission.
However, under Strickland the duty is to investigate to a
reasonable extent, 466 U.S. at 691, 104 S.Ct. at 2066, and that duty
does not include a requirement to disregard a mentally competent
client's sincere and specific instructions about an area of defense
and to obtain a court order in defiance of his wishes. See Gilreath v.
Head, 234 F.3d 547, 550 n.
10 (11th Cir.2000) ("We readily conclude that trial counsel ? by
relying on Petitioner's instruction not to present mitigating mental
health and alcohol abuse evidence ? did not perform in an unreasonable
manner."); Johnston v. Singletary, 162 F.3d 630, 642 (11th
Cir.1998) ("the reasonableness of counsel's actions may be determined
or substantially influenced by the defendant's own statements or
actions") (internal marks and citation omitted); Hance v. Zant, 981 F.2d 1180, 1183-84
(11th Cir.1993) (counsel's agreeing to capital defendant's wishes not
to contact his family did not amount to ineffective assistance under
the circumstances); Tafero v. Wainwright, 796 F.2d 1314, 1320 (11th
Cir.1986) ("a defendant's decision communicated to his counsel as to
who he wants to leave out of the investigation, while not negating the
duty to investigate, does limit the scope of the investigation"); see
also Foster v. Strickland, 707
F.2d 1339, 1343 (11th Cir.1983) ("In light of Foster's adamance,
Mayo had an ethical obligation to comply with his client's wishes and
was thus unable to present an insanity defense."). We agree with the
Florida Supreme Court's decision about this part of Rutherford's
ineffective assistance claim, including its observation that "Rutherford's
uncooperativeness at trial belies his present claim that his trial
counsel was deficient for not investigating and presenting mitigation
regarding his harsh childhood and military history," Rutherford II,
727 So.2d at 225.
For all of these reasons, the Florida Supreme Court's decision
rejecting Rutherford's claim that his trial counsel rendered
ineffective assistance by not investigating more thoroughly his
alcoholism, childhood, marriage, and military experience is not
objectively unreasonable.
3.
The Florida courts rejected Rutherford's contention that his trial
counsel were ineffective for failing to investigate and use the mental
health mitigating circumstance evidence that his new counsel presented
at the state 3.850 evidentiary hearing. At that hearing, Rutherford
presented testimony from two psychologists who had studied his
military and medical records, interviewed him, and conducted extensive
psychological tests. Dr. James Larson and Dr. G. Robert Baker both
diagnosed Rutherford as suffering from post-traumatic stress disorder
and alcoholism stemming from his experiences in Vietnam. They also
testified that Rutherford had undergone counseling at a clinic after
he assaulted his brother, and he had spoken with a Veterans
Administration counselor, as well. Further, Dr. Larson opined that at
the time of Mrs. Salamon's murder, Rutherford was under extreme
emotional stress due to the "stressors" of his wife returning and his
drinking.
As a preliminary matter, we note that Dr. Larson and Dr. Baker had
the benefit of far greater cooperation and, as a result, access to
more information than Rutherford's trial counsel had. We have already
discussed how uncooperative, and indeed obstructive, Rutherford was
with the two attorneys who had the unenviable task of defending him.
In sharp contrast, by the time Rutherford got to the state collateral
stage of the proceedings he had apparently become a model of
cooperation, taking the necessary steps to insure that Dr. Larson and
Dr. Baker received his military records and speaking to them
extensively about his time in Vietnam.
After reviewing the additional evidence offered at the 3.850
hearing, the Florida trial court held, and state supreme court agreed,
that Rutherford's trial counsel were not ineffective for failing to
obtain a mental health expert specifically to develop evidence in
mitigation. See Rutherford II, 727 So.2d at 218-19. The state courts
reasoned that Rutherford's attorneys were aware of possible additional
mental health evidence through the pre-trial competency reports they
had received and their knowledge that Rutherford had received some
counseling, but that counsel decided that it was unnecessary to obtain
and present more detailed mental health evidence. That decision, the
state courts concluded, was a sensible one in light of the strategy to
"humanize" Rutherford and portray him as a hard-working, family-oriented
"Boy Scout" type. Id. at 222.
In addition, as the Florida Supreme Court explained, some mental
health evidence was presented at the penalty phase through lay
testimony and, for the judge, through the competency evaluations. In
the alternative, the state courts held that it was not reasonably
probable that the jury's recommendation or the judge's sentence would
have been different had they heard more detailed mental health
mitigation. Id. at 225-26. Because it is clear to us that the
prejudice prong holding is not objectively unreasonable, we need not
address the performance prong holding.
The Florida Supreme Court applied the proper prejudice analysis. It
added the mental health mitigating evidence presented at the Rule
3.850 hearing to all of the mitigating evidence that was presented at
the penalty stage, and then viewed the resulting total against all of
the aggravating circumstance evidence in order to determine whether
the additional evidence created a reasonable probability of a
different result. Rutherford II, 727 So.2d at 225-26; see Williams v.
Taylor, 529 U.S. 362, 397-98, 120 S.Ct. 1495, 1515, 146 L.Ed.2d 389
(2000) (the court should "evaluate the totality of the available
mitigation evidence ? both that adduced at trial, and the evidence
adduced in the habeas proceeding ? in reweighing it against the
evidence in aggravation").
Having conducted the correct analysis, the Florida Supreme Court
concluded that Rutherford was not prejudiced, a conclusion that was
not objectively unreasonable. First, this is not a case where the jury
heard no evidence about the defendant's mental and emotional state. It
did hear evidence about that through the testimony of five lay
witnesses, including Rutherford himself. All of these witnesses
testified about the effects Vietnam had on Rutherford and described
his symptoms. The jury heard that Rutherford suffered as a result of
serving in Vietnam. Witnesses described how he came back from there
nervous and jittery, and his ex-wife testified about his nightmares
and night sweats. Evidence was presented about the divorce Rutherford
had gone through. There was also evidence before the jury of several
other possible non-statutory mitigating factors.
In other words, this is not a situation like the one in Williams v.
Taylor or Wiggins v. Smith, 539
U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003), where the jury
heard very little mitigating circumstance evidence and heard none at
all about the type of mitigation presented during the post-conviction
proceedings. For example, in Wiggins the evidence the jury did not
hear was the defendant's long history of severe physical and sexual
abuse at the hands of his alcoholic mother and various foster parents.
That abuse included going for days without food, his hospitalization
for physical injury, and repeated rapes and gang-rapes. Wiggins, 123
S.Ct. at 2533. The abuse occurred throughout his childhood, teenage
years, and even into early adulthood and was documented in medical,
school, and social services records. Id. The Supreme Court aptly
described it as the defendant's "excruciating life history." 123 S.Ct.
at 2543. All that was offered in mitigation in Wiggins was that the
defendant had no prior convictions. 123 S.Ct. at 2533; see also
Williams, 529 U.S. at 395-98, 120 S.Ct. at 1514-15 (counsel failed to
introduce "the comparatively voluminous amount of evidence" in his
client's favor, including evidence of a "nightmarish childhood,"
offering instead only a "sole argument in mitigation"). This case is
not Wiggins or Williams.
A second reason that it was not objectively unreasonable for the
Florida Supreme Court to decide that Rutherford had not established
prejudice is that the expert testimony he contends should have been
presented would have come with a price. By contrast, in Wiggins the
Court explained that presenting the evidence of abuse would not be "counterproductive"
or inconsistent with the other evidence being presented. See 123 S.Ct.
at 2537, 2543.
Rutherford's attorneys presented him to the jury as a hard-working,
good family man who had served his country and suffered as a result.
They put forward witnesses who testified to that effect. Although
expert testimony about his mental health probably would have lent
weight to the suffering aspect of the portrayal, it also would have
placed damaging information before the jury. Although there was
testimony at the penalty stage about Rutherford having "a few spats"
with his father, his violent episodes did not come out. The jury never
heard evidence that Rutherford had a history of abusing alcohol or
that he had two violent episodes, one of which led to a criminal
charge which Rutherford denigrated as "a joke."
The reports of Dr. Larson and Dr. Baker, the two psychologists
Rutherford presents as exemplars of the experts who should have been
presented at the penalty stage, contain repeated references to
Rutherford's abuse of alcohol. Dr. Larson also testified in the Rule
3.850 hearing that Rutherford had an "exaggerated" temper and was
inclined to be "irritable" and "angry." He referred to Rutherford's
prior criminal charge. Dr. Baker also discussed Rutherford's abuse of
alcohol at some length in his testimony, and he said that Rutherford
was not able to relate to and care for people. Putting experts like
Dr. Larson or Dr. Baker on the stand during the penalty phase would
have opened up all of these topics and could well have been more
harmful than helpful to Rutherford.
A third reason why the Florida Supreme Court's decision that
Rutherford had not established prejudice is not objectively
unreasonable is that this is not a case where the weight of the
aggravating circumstances or the evidence supporting them was weak.
The jury heard witnesses describe how Rutherford planned the brutal
murder of a helpless widow in advance and bragged about how he would
get away with it, saying he "wouldn't do the time but he was damn sure
gonna do the crime." They heard undisputed evidence about the savage
injuries Rutherford inflicted on Mrs. Salamon, brutally beating her
before finally stripping her naked and drowning her in her own bathtub.
They heard that he stole Mrs. Salamon's checkbook and manipulated an
illiterate woman and her young niece into helping him get money out of
Mrs. Salamon's account. There is no reasonable probability that the
jury, if only it had heard the testimony of the two psychologists,
would have concluded that this long-planned, deliberate, and cruel
murder for monetary gain was mitigated to any appreciable extent by
the fact that Rutherford was, as one expert described it, under the
influence of "stressors" because of his drinking and getting back
together with his wife.
This is not a case like Williams, where the state established only
one aggravating circumstance and the defense failed to present
available mitigating evidence that both rebutted the sole aggravating
factor and added mitigating factors. See 529 U.S. at 370-71, 120 S.Ct.
at 1500-01. This is, instead, a case in which the state courts'
determination that the petitioner had failed to establish Strickland-type
prejudice from the failure to present certain mitigating circumstance
evidence is not objectively unreasonable.
4.
We turn now to Rutherford's contention that his trial counsel was
ineffective for failing to object to portions of the penalty phase
testimony of Lois LaVaugh, Richard LaVaugh, and Beverly Elkins.
Specifically, Rutherford claims that his counsel should have raised
hearsay objections to: Lois LaVaugh's testimony that on the day before
the murder Mrs. Salamon said Rutherford stayed around her house and
made her nervous; Richard LaVaugh's testimony that Mrs. Salamon said
she was scared of Rutherford; and Beverly Elkins' testimony that Mrs.
Salamon said she was frightened of Rutherford, that he hung around her
house, and that she worried that he had intentionally installed her
glass doors so that they would not lock. The prejudice argument that
Rutherford makes is that, because his attorneys did not object to this
hearsay evidence, the trial court relied upon it in finding the
aggravating factor that the crime was cold, calculated, and
premeditated ? one of the three aggravating circumstances found in the
case.
The Florida Supreme Court concluded that even without this
testimony the trial court would have found the cold, calculated, and
premeditated aggravating circumstance; therefore, there was no
prejudice from the failure to object. In reaching that conclusion, the
Court considered the totality of the evidence supporting the existence
of the aggravating circumstance and noted that in affirming the
existence of it on direct appeal, the Court itself had not even
referred to the testimony in question. Rutherford II, 727 So.2d at
221. Not only is the Florida Supreme Court's decision on this point
objectively reasonable, in light of the overwhelmingly deliberate and
brutal aspects of the murder, no other conclusion is possible.
C.
Finally, we turn to Rutherford's claim that his trial counsel was
ineffective for revealing to the judge that Rutherford had rejected a
plea offer. While the jury deliberated Rutherford's sentence, one of
his attorneys told the court: "I did inform the defendant of the
possibility of if [sic] he did enter a plea in this case that he would
receive, in my opinion, a life sentence from Your Honor and a
recommendation of a life sentence from the State Attorney's
Office...." Rutherford contends that his attorneys revealed this
information in order to protect themselves from an ineffective
assistance claim, thereby placing their own interests above his and
making it possible for the judge to consider Rutherford's refusal to
enter a guilty plea when imposing sentence. (There is no indication
that the judge actually did so.)
Rutherford argued in his state 3.850 motion that his trial counsel
was ineffective because of the alleged conflict of interest. The state
trial court held the claim to be procedurally barred because it could
have been raised on direct appeal but was not. The Florida Supreme
Court affirmed. Rutherford II, 727 So.2d at 218. The district court
held that the claim was procedurally barred from federal habeas review.
We agree.4
Before a state prisoner may bring a claim in a habeas petition in
federal court, he must "invok[e] one complete round of the State's
established appellate review process." O'Sullivan v. Boerckel, 526 U.S. 838, 845, 119 S.Ct.
1728, 1732, 144 L.Ed.2d 1 (1999). When a state prisoner is
procedurally barred from raising an issue in his state collateral
attack, he may not raise the issue in a federal habeas petition unless
he can show both cause and prejudice, or fit within the narrow
miscarriage of justice exception. See Edwards v. Carpenter, 529 U.S. 446, 451, 120 S.Ct.
1587, 1591, 146 L.Ed.2d 518 (2000); Coleman v. Thompson,
501 U.S. 722 , 750, 111 S.Ct. 2546, 2565, 115 L.Ed.2d 640 (1991);
see also Thomas v. Crosby, 371
F.3d 782, 814 n. 17 (11th Cir.2004). Rutherford has not shown
either cause or prejudice for his failure to raise the trial level
conflict of interest ineffective assistance claim, and no miscarriage
of justice will result from failing to decide this claim on the merits.
III.
The district court's denial of the petition for a writ of habeas
corpus is
AFFIRMED.
In deciding Rutherford's federal habeas petition, the district
court concluded that the ineffective assistance of trial counsel claim
was procedurally barred, but it went on to address the merits of the
ineffective assistance of appellate counsel claim. However, Rutherford
did not raise the appellate level ineffectiveness claim in his federal
habeas petition. Instead, in the petition he reverted back to his
original claim that a conflict of interest had rendered trial counsel
ineffective. That is the claim he has argued before us, and it is the
one we decide.
*****
WILSON, Circuit Judge, concurring:
I concur in the result of the majority's opinion, with the
following additional observation. The Supreme Court instructs that "[i]n
assessing prejudice in an ineffective assistance of counsel claim, we
reweigh the evidence in aggravation against the totality of available
mitigating evidence." Wiggins v. Smith, 539 U.S. 510, 123 S.Ct.
2527, 2542, 156 L.Ed.2d 471 (2003) (emphasis added). The mental health
expert mitigation evidence could have provided the jury some context
into which to put this senseless crime. In addition, it could have
bolstered the lay testimony about the effects of Vietnam on Rutherford.
Importantly, the jury vote at the penalty phase was far from unanimous.
Given the closeness of the jury's vote to recommend a death sentence
(7-5), I conclude that there exists a reasonable probability that the
result of the proceedings would have been different if trial counsel
had presented the mental health evidence. Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct.
2052, 2068, 80 L.Ed.2d 674 (1984).
However, to succeed on a claim of ineffective assistance of counsel,
Rutherford must also show that "counsel's representation fell below an
objective standard of reasonableness." Strickland, 466 U.S. at 688,
104 S.Ct. at 2064. The state court determined that counsel made a
reasonable strategic decision not to introduce the mental health
evidence. Rutherford v. State, 727 So.2d 216, 222-24 (Fla.1998). I
conclude that this decision was not "objectively unreasonable" as that
term was elucidated in Wiggins, 123 S.Ct. at 2534-35, Bell v. Cone, 535 U.S. 685, 689, 122 S.Ct.
1843, 1852, 152 L.Ed.2d 914 (2002), and Williams v. Taylor, 529 U.S.
362, 413, 120 S.Ct. 1495, 1524-25, 146 L.Ed.2d 389 (2000). Accordingly,
I concur with the result of the majority's opinion and would affirm
the district court's denial of Rutherford's petition for a writ of
habeas corpus.
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
No. 06-10783
ARTHUR D. RUTHERFORD, Plaintiff-Appellant, versus
JAMES MCDONOUGH, CHARLIE CRIST, Defendants-Appellees.
Docket number: 06-00050
October 6, 2006
On Appeal from the United States
District Court for the Northern District of Florida
ON REMAND FROM THE UNITED STATES SUPREME COURT
Before CARNES, HULL and WILSON, Circuit Judges.
CARNES, Circuit Judge:
The Supreme Court vacated our prior decision,
Rutherford v. Crosby (Rutherford I), 438 F.3d 1087 (11th Cir. 2006),
and remanded this case to us for further consideration in light of
that Court's decision in Hill v. McDonough, 547 U.S., 126 S. Ct. 2096
(2006). See Rutherford v. McDonough, 126 S. Ct. 2915 (2006).
A.
Twenty years ago this month Arthur Rutherford was
convicted and sentenced to death for the brutal murder of Stella
Salmon, a sixty-three year old widow. Rutherford v. Crosby, 385 F.3d
1300, 1302Â05 (11th Cir. 2004). During the past two decades the
validity of his conviction and sentence has been litigated and upheld
throughout the state and federal court systems. See id. at 1306. On
November 29, 2005, the Governor of Florida signed a death warrant
setting Rutherford's execution for the period of January 30 Â
February 6, 2006. The warrant recited that the warden had chosen 6:00
p.m on Tuesday, January 31, 2006 as the time and date of execution.
At 7:00 p.m. on Friday, January 27, 2006 Rutherford
filed the underlying 42 U.S.C. 1983 lawsuit to challenge the three-drug
protocol Florida has been using since 2000 to carry out executions by
lethal injection. Rutherford's lawsuit came two months after his
execution date had been set, and just two week days before his
scheduled execution. See Rutherford I, 438 F.3d at 1090 n.2. The
district court dismissed Rutherford's complaint and denied his motion
for stay of execution on January 28. Two days later, we affirmed the
district court's decision and denied Rutherford's motion for a stay.
Id. at 1089Â92.1 At 5:40 p.m. the next day, which was the scheduled
date of the execution, the Supreme Court granted a stay of execution
pending disposition of the certiorari petition Rutherford had filed
earlier that day. Rutherford v. Crosby, 546 U.S., 126 S.
Ct. 1191 (2006).
On June 19, 2006 the Supreme Court granted
certiorari, vacated our Rutherford I decision, and remanded for
further consideration in light of Hill v. McDonough, 126 S. Ct. 2096
(2006), which had been decided in the interim.
Rutherford v. McDonough, 126 S. Ct. 2915 (2006). By
letter dated that same day, the Supreme Court Clerk formally notified
our Clerk of the order and of the fact that pursuant to Supreme Court
Rule 45 the Supreme Court's judgment or mandate would not issue in the
matter for at least twenty-five more days, and that issuance of it
would be further delayed if a timely petition for rehearing were filed
in the Supreme Court. Nonetheless, because we wanted to move along our
consideration of the matter, without waiting for the official judgment
or mandate we instructed the attorneys on June 30 to supplementally
brief the question of what this Court should do in light of the Hill
decision when this case officially got back before us. The schedule we
set provided that Rutherford's opening brief would be due within 20
days from June 30, the date of our instructions; the State's answer
brief would be due within 14 days from receipt of Rutherford's; and he
then would have 7 days from receipt of the State's brief to file a
reply. Rutherford filed his opening brief on the last possible day
under the schedule; the State filed its answer brief several days
early; and Rutherford did not file his reply brief when it was due.
Instead, the day Rutherford's reply brief was due
we received a motion for a thirty-day extension. One of the reasons
his attorney gave for needing the extension was that she had taken an
eight-day vacation in the midst of the briefing schedule. We denied
her request for a 30-day extension but gave her one of twenty-three
days, which resulted in her having a total of thirty days from receipt
of the State's brief to file Rutherford's reply brief. Rutherford's
attorney waited until the last day of that extended period to file the
brief, which resulted in completion of the supplemental briefing being
delayed until September 1. (In the meantime, we had received the
judgment or mandate of the Supreme Court on July 24.) On September 22,
2006, the Governor of the State of Florida rescheduled Rutherford's
execution for the period from October 16 through October 23, 2006.
In doing so the Governor noted that the warden had
chosen October 18 at 6:00 p.m. as the specific date and time for the
execution. No one informed this Court or its Clerk of that development
until September 25, which is the date that Rutherford filed a mandamus
petition in the Supreme Court and provided our Clerk's Office with a
copy of it. The mandamus petition asked the Supreme Court to
expeditiously order this Court to remand this case to the district
court. The request came despite the fact that Rutherford had never
asked this Court to expedite its consideration of the case and his own
attorney had delayed the completion of briefing and submission of the
case to us for decision. Among other things, the mandamus petition she
filed accuses this Court of "sit[ting] upon a capital case remanded to
it," and charges that "[t]he Eleventh Circuit and the Florida Attorney
General have been the architects of the trap being set to ensnare Mr.
Rutherford." The mandamus petition does not disclose that the attorney
who penned those allegations took a vacation during the briefing
schedule, leading to a delay in submission of the case to us for
decision.
In any event, the case having been submitted to us
for decision, we turn to a discussion of the issues presented by the
Supreme Court's remand. The district court dismissed on two grounds
Rutherford's 42U.S.C. § 1983 lawsuit challenging Florida's three-drug
lethal injection protocol. One ground was that our circuit law at the
time required that this type of challenge be brought in a 28U.S.C. §
2254 proceeding and comply with the restrictions on second or
successive habeas petitions set out in § 2244(b). See Hill v. Crosby,
437 F.3d 1084 (11th Cir. 2006), rev'd sub nom., Hill v. McDonough, 126
S. Ct. 2096 (2006); Robinson v. Crosby,
358 F.3d 1281, 1284 (11th Cir. 2004). Because Rutherford
could not meet the requirements for filing a second or successive
habeas petition, we affirmed the district court's judgment dismissing
his action on that basis. Rutherford I, 438 F.3d at 1089. That basis
for our decision is no longer valid in light of the Supreme Court's
Hill decision.
There was, however, a second ground for the
dismissal. The district court also dismissed Rutherford's lawsuit on
the alternative ground that he could and should have brought it
earlier. Rutherford I, at 1101Â03 (appendix containing district court
opinion). After discussing that ground at some length, we affirmed on
the basis of it, as well. Id. at 1090Â93. We will not repeat here all
that we said there. Suffice it to say that, as the district court
found, Rutherford did unnecessarily delay bringing this claim. He
deliberately waited until the last few days before his execution to
file what he could have filed many months, if not years, earlier. He
could have brought the claim in plenty of time to permit full
consideration of it without any need to stay the execution order that
was finally entered in the case. Id.
We explained in our prior opinion that because of
the alternative holding Rutherford would lose even if the Supreme
Court in Hill knocked the first prop out of our decision, which is
exactly what it did. Rutherford I, at 1093 ("[E]ven if the Supreme
Court decides in the Hill case to overturn our Hill and Robinson
decisions and holds that this type of claim is cognizable in a § 1983
proceeding, Rutherford still will not be entitled to any equitable
relief because of the district court's independently adequate
alternative ground for dismissing his complaint, which we are
affirming in this opinion. Neither of the two questions on which
certiorari was granted in Hill touch on that alternative ground."). We
are as convinced of that conclusion now as we were then, if not more
so.
Nothing in the Supreme Court's Hill opinion
conflicts with our conclusion about how the equitable principles play
out in this case, and there is much in that opinion to support our
conclusion. Part III of the Hill opinion recognizes that "[b]oth the
State and the victims of crime have an important interest in the
timely enforcement of a sentence," and the opinion states that nothing
about the Hill decision should be read to diminish that interest or
prevent federal courts from protecting it. 126 S. Ct. at 2104. The
Supreme Court reiterated in Hill what it said in Nelson v. Campbell,
541 U.S. 637, 649Â50, 124 S. Ct. 2117, 2125Â26 (2004), about a stay
of execution being an equitable remedy, not available as a matter of
right, and about how federal courts considering granting a stay must
be "sensitive to the State's strong interest in enforcing its criminal
judgments without undue interference from the federal courts." Hill,
126 S. Ct. at 2104. It also instructed us that "[a] court considering
a stay must also apply `a strong equitable presumption against the
grant of a stay where a claim could have been brought at such a time
as to allow consideration of the merits without requiring entry of a
stay.' " Id.
(quoting Nelson, 541 U.S. at 650, 124 S. Ct. at
2126).
At the time the Hill decision was announced, a
number of federal courts had exercised their equitable powers to
dismiss this type of lawsuit on grounds that the claim about the
lethal injection procedures and protocol was too speculative or had
been filed too late. Hill, 126 S. Ct. at 2104 (citing Hicks v. Taft,
431 F.3d 916 (6th Cir. 2005); White v. Johnson, 429 F.3d
572 (5th Cir. 2005); Boyd v. Beck, 404 F.
Supp. 2d 879 (E.D.N.C. 2005)). While not passing on
the decisions in those particular cases, the Supreme Court did point
to them and conclude that the problem they addressed is significant,
as would be the problem of piecemeal or repetitive litigation in this
type of case. Hill, 126 S. Ct. at 2104. The Supreme Court flat out
said in its Hill opinion that: "The federal courts can and should
protect States from dilatory or speculative suits." Id. If that means
anything, it means that we must affirm the district court's dismissal
of Rutherford's § 1983 complaint on the alternative ground that he is
not entitled to equitable relief because he delayed unnecessarily in
bringing the claim, deliberately waiting until the Friday night before
the scheduled execution on Tuesday to file, knowing full well that the
discovery, evidentiary hearing, and decision on the merits that he
demands could not possibly be accomplished in that short period of
time.
Our decision to affirm in this case is supported,
if not compelled, by the decision of another panel of this Court in
the Hill case on remand. In that case, unlike this one, the district
court had not reached the issue of whether, if there were jurisdiction
to consider the lethal injection claim, relief should be denied on
equitable grounds because of the delay in bringing it. The case was
remanded to the district court for consideration of that issue. Hill
v. McDonough,F.3d, No. 06-10621, 2006 WL 2472727, at *1 (11th Cir. Aug.
29, 2006). The district court on remand in Hill reached the same
decision that the district court in the present case had reached
originally, which is that the relief sought in the § 1983 proceeding
was barred on equitable grounds, and dismissed the complaint on that
basis. See Hill v. McDonough,F.3d, No. 06-14927, 2006 WL 2641659, at
*1 (11th Cir. Sept. 15, 2006). On appeal, this Court effectively
affirmed that decision, treating Hill's motion for a stay of execution
as a request for preliminary injunctive relief and denying it. Id. In
doing so, we stated that "we dispose of Hill's motion by denying his
request for an injunction based upon our independent analysis of the
equities." Id. at *2.
In the course of doing so, we referred to "the
clear indication from the Supreme Court in this case that we may deny
Hill's request if the equities demand that result." Id. We explained
that far from having the equities on his side, "Hill was the architect
of the very trap from which he now seeks relief." Id. What we said
about Hill applies with full force to Rutherford. We pointed out that
Hill had filed "his § 1983 complaint four days before his previously
scheduled execution date of January 24, 2006." Id. Likewise,
Rutherford filed his § 1983 complaint four days before his scheduled
execution date of January 31, 2006.
We pointed out in Hill that the petitioner had
filed his § 1983 complaint "just after the Florida Supreme Court
rejected his application for post-conviction relief on, among other
grounds, his challenge to the Florida lethal injection protocol." Id.
Likewise, Rutherford filed his § 1983 complaint just after (actually,
the same day) the Florida Supreme Court affirmed the denial of his
request for post-conviction relief on this ground among others. As we
explained in Hill, "assertion of essentially the same lethal injection
challenge in the Florida courts reveals that he was aware of the
grounds for the claim much earlier than the date on which he actually
filed his § 1983 action in federal district court." Id. The same is
true here.
And that is not all. We also explained in our last
Hill opinion that: [W]e need not rely on that inference alone to
determine that Hill unreasonably delayed in filing his federal
complaint. The Florida Supreme Court considered a challenge to the
Florida lethal injection protocols on similar grounds as early as
2000. Sims v. State, 754 So.
2d 657, 666-68 (Fla. 2000). Although it is unclear
from the procedural history whether Hill addressed the Sims precedent
in his post-conviction proceedings after 2000, the fact remains that,
during the pendency of his various collateral challenges, Florida had
considered the same type of claim upon which Hill now seeks relief.
In light of this context, Hill cannot claim that it
was impossible for him to initiate his federal suit any earlier. is
based upon was published, exactly the same could have been said in the
Hill case. Besides, as we explained in our earlier decision in this
case, the Lancet article was published in April 2005 nine months
before Rutherford filed his complaint. Rutherford I, 438 F.3d at 1092.
This Court concluded in the last Hill opinion that "[i]n light of [petitioner's]
actions in this case, which can only be described as dilatory, we join
our sister circuits in declining to allow further litigation of a §
1983 case filed essentially on the eve of execution." Hill, 2006 WL
2641659, at *3.
The difference between this case and the Hill case
is that no remand to the district court is necessary to see how the
district court will decide the equitable issues raised by the last
minute nature of the filing, because the district court has already
decided those issues in this case. It did so by stating as an
alternative basis for dismissing Rutherford's § 1983 complaint that he
was not equitably entitled to relief. Rutherford I, at 1102Â03 (appendix
containing district court opinion).
Rutherford contends that we ought not pay any
attention to that alternative holding, because the district court
concluded in the same order that it lacked jurisdiction to address the
claim. He cites a half dozen decisions holding that if a court lacks
subject matter jurisdiction it lacks the power to decide a claim. Of
course that's true. But the problem with Rutherford's argument is that
the Supreme Court, which traditionally has the last word in these
matters, has now emphatically held that district courts do have
jurisdiction to entertain this claim in a § 1983 proceeding even where
the plaintiff previously had litigated a § 2254 petition. Hill, 126 S.
Ct. at 2102. The Supreme Court's Hill decision reduces Rutherford's
argument to this proposition: a district court which erroneously
concludes that it lacks jurisdiction does lack jurisdiction even if it
does not really lack jurisdiction. That proposition is not only
contrary to common sense but also is foreclosed by circuit precedent.
See M.H.D. v. Westminster Schools, 172 F.3d 797, 802 n.12 (11th Cir.
1999) (if a district court dismisses alternatively on the merits and
for lack of subject matter jurisdiction, we may affirm on the merits
after concluding that there was jurisdiction); see also IFC
Interconsultant, AG v. Safeguard Int'l Partners, 438 F.3d 298 (3d Cir.
2006) (same); Town Stores, Inc. v. Equal Employment Opportunity Comm'n,
708 F.2d 920, 923 (4th Cir. 1983) ("Having concluded that the district
court erred in dismissing the action for a lack of jurisdiction, we
now must turn to a review of its alternative holding . . . .").
Rutherford also argues that the well-established
equitable principles the district court applied in this case, and
which the Supreme Court stressed in Part III of its Hill opinion, 126
S. Ct. at 2104, have no relevance here because he is seeking permanent
injunctive relief on the merits, not a stay of execution. We rejected
that contention in our prior opinion, "agree[ing] with the Fifth
Circuit that the last-minute rules of the Supreme Court in Nelson and
Gomez [v. United States Dist. Court for N. Dist. Of Cal., 503 U.S.
653, 112 S. Ct. 1652 (1992)] `were declared by the Court in the
context of last-minute § 1983 method of execution challenges as well
as last-minute stay requests. The principles enunciated by the [Supreme]
Court are equally applicable to all types of equitable relief,
including permanent injunctions, sought by inmates facing imminent
execution.'" Rutherford I, 438 F.3d at 1092 n.3 (quoting White v.
Johnson, 429 F.3d 572, 573Â74 (5th Cir. 2005)). So far as we can find,
no circuit has held to the contrary.
And it is well to remember that in Hill the Supreme
Court spoke of federal courts invoking equitable power not merely to
deny stays, but "to dismiss suits they saw as speculative or filed too
late in the day," and also to address problems of "piecemeal
litigation." Hill, 126 S. Ct. at 2104.
In his supplemental briefs Rutherford insists that
the circumstances have changed since the district court ruled because
at the time he filed those briefs his execution had not been
rescheduled. The problem with that approach is two-fold.
First, we are not sitting as a court of first
resort, deciding what would be the proper result if Rutherford had
just filed with us his § 1983 complaint and associated motions. We are
reviewing the decision of the district court, which was entered less
than seventy-two hours before the date on which the execution was
initially scheduled. Second, the Governor of Florida has now
rescheduled Rutherford's execution and a stay of execution would be
necessary for Rutherford to seek and obtain the final relief he seeks.
We have carefully considered the views of our
dissenting colleague but are unable to agree with them. Because the
Lancet article was published on April 16, 2005, the dissenting opinion,
in its first footnote, concedes that "the factual basis for
Rutherford's claim may have been known to him in April of 2005," which
was more than nine months before he filed this claim. It was, the
dissenting opinion insists, "the legal basis for his claim [that] was
not available until January 2006." Id.
But none of the law applicable to this claim
changed in January 2006.
While the Supreme Court did grant certiorari in the
Hill case on January 25, 2006, a grant of certiorari does not change
the law. See Ritter v. Thigpen, 828 F.2d 662, 665Â66 (11th Cir.
1987); Thomas v. Wainwright, 788 F.2d 684, 689 (11th Cir. 1986). When
Rutherford finally filed his claim on Friday night, January 27, 2006,
to stop his scheduled execution on Tuesday, January 31, the law in
this circuit was the same as it had been during the entire time he was
withholding that claim.
Circuit law did not change until the Supreme Court
issued its Hill decision on June 12, 2006. That decision cannot
explain or excuse Rutherford's late filing because it was not issued
until four and a half months after he had filed.
Nor can we agree with the dissenting opinion's
attempted distinction of the Hill case from this one. The two cases,
as we have already pointed out, are materially identical insofar as
the facts relating to the equitable considerations are concerned. Even
though Hill and Rutherford both filed the same claim challenging the
same lethal injection protocol in the same state the same number of
days before their scheduled executions, which were to occur just one
week apart, the dissenting opinion says the two cases are materially
different. They are different, in its view, because by persuading the
Supreme Court to grant certiorari in his case, while Rutherford laid
back, Hill brought about a "fundamental[] change[]" in "the legal
landscape"; Rutherford did not. The idea is that because Hill paved
the way for Rutherford, it is okay to execute Hill but not Rutherford.
It cannot be the law, and it certainly is not equitable, to treat a
litigant who does nothing until there is an indication the law may be
changed more favorably than one who actually brings about that change
in the law. Treating Rutherford more favorably than Hill would turn
the incentives upside down and be anything but equitable.
We also disagree with the dissenting opinion's
critique of the district court's treatment of the equitable
considerations issue. The district court did not "only analyze[] this
issue as an afterthought," but carefully considered the applicable law
and facts and entered an alternative holding that the relief sought
would be denied on equitable grounds. See Rutherford I, 438 F.3d at
1102§ 1983 action until just days before his scheduled execution." Id.
at 1102. The district court did apply the proper law, see id. at
1102Â03, citing and quoting from the same parts of the Supreme
Court's Gomez and Nelson opinions that the Supreme Court itself
discussed favorably in Part III of the Hill decision, 126 S. Ct. at
2104. The district court's discussion of the relevant law was no more
"an afterthought" than the Supreme Court's discussion of it was in
Hill.
Speaking of the effect of federal court litigation
on state death sentences, twenty-three years ago Judge Godbold of this
Court sagely observed that "[e]ach delay, for its span, is a
commutation of a death sentence to one of imprisonment." Thompson v.
Wainwright, 714 F.2d 1495, 1506 (11th Cir. 1983). By holding his claim
back until there was not enough time to have it adjudicated without a
stay of execution, Rutherford used what then-Justice Rehnquist called
the "hydraulic pressure" of a last-minute filing, Evans v. Bennett,
440 U.S. 1301, 1307, 99 S. Ct.
1481, 1485 (1979) (Rehnquist, Circuit Justice), to
obtain a federal court imposed eight month commutation of his death
sentence. He is not entitled to another one.
Because we affirm the district court's dismissal of
Rutherford's § 1983 complaint on equitable grounds, we need not
address the additional defenses of collateral estoppel and failure to
exhaust administrative remedies, as required by the Prison Litigation
Reform Act, 42U.S.C. § 1997e(a), which the State has asserted as
alternative bases for affirmance.
AFFIRMED.2
*****
WILSON, Circuit Judge, dissenting:
It is now clear that Rutherford is entitled to
challenge the method by which Florida seeks to execute him by
presenting his claim under 28U.S.C. § 1983. See Hill v. McDonough, 547
U.S. , 126 S. Ct. 2096, 2101Â04, 165 L. Ed. 2d 44 (2006). The Supreme
Court remanded Rutherford's case back to us for reconsideration in
light of its decision in Hill. Rutherford v. McDonough, 126 S.
Ct. 2915, 165 L. Ed. 2d 914 (2006) (mem.). Pursuant
to the remand, the majority agrees with the district court's
alternative ruling that Rutherford's § 1983 claim should not be heard
because he should have brought it earlier. I disagree. I continue to
believe, as I noted in my earlier dissent, that the district court
abused its discretion by concluding that even if Rutherford's § 1983
claim were cognizable, his delay in bringing the claim precluded
equitable relief. Rutherford v. Crosby, 438 F.3d 1087, 1097§ 1983
action.1 The district court's determination that Rutherford
unreasonably delayed the filing of his claim was, in essence, an
alternative basis for dismissing his case.
There was no semblance of a proper discussion or
balancing of the equities of Rutherford's claim. The court did not
apply the appropriate standard for a stay or injunction under § 1983.
Conspicuously absent from the district court's order is any discussion
of the following four factors: (1) whether there is a substantial
likelihood of success on the merits; (2) whether the requested action
is necessary to prevent irreparable injury; (3) whether the threatened
injury outweighs the harm the stay or injunction would inflict upon
the non-movant; and (4) whether the requested action would serve the
public interest. See Seigel v. Lepore, 234 F.3d 1163, 1176 (11th Cir.
2000) (per curiam). The district court obviously did not feel the need
to consider these four factors because it believed that Rutherford's "claim
1 The majority asserts that Rutherford was aware of the factual
grounds for his claim as early as 2000 when the state of Florida
instituted lethal injection as a method of execution. That year, the
Florida Supreme Court evaluated the constitutionality of Florida's
lethal injection protocols. See Sims v. State, 754 So. 2d 657 (Fla.
2000). The petitioner in Sims, however, centered his argument on the
pain and suffering that could occur if execution procedures were not
followed. Id. at 668. In this case, Rutherford alleges that even if
carried out as planned, the execution methods constitute cruel and
unusual punishment. Rutherford bases his claim on recent research
published in a medical journal detailing the effects of the chemicals
in lethal injection. See Leonidas G. Koniaris, et al., Inadequate
Anaesthesia in Lethal Injection for Execution, 365 THE LANCET 1412 (Apr.
16, 2005). This research indicates that inmates may feel the suffering
of suffocation, the burning through the veins, and the pain of a heart
attack due to inadequate anaesthesia. Id. Though the factual basis for
Rutherford's claim may have been known to him in April of 2005, the
legal basis for his claim was not available until January 2006. and
request for relief [wa]s the functional equivalent of a successive
habeas corpus petition." Rutherford I, 438 F.3d at 1102 (reprinting
district court order as appendix). We have learned from Hill that that
belief was incorrect. 126 S. Ct. at 2101Â04.
Without weighing the four factors, the district
court erroneously concluded that Rutherford unnecessarily delayed in
bringing his claim, and thus deemed a stay inappropriate. A "strong
equitable presumption against the grant of a stay" is appropriate only
when "a claim could have been brought at such a time as to allow
consideration of the merits without the requiring of a stay." Nelson
v. Campbell, 541 U.S. 637, 650, 124 S. Ct. 2117, 2126, 158 L. Ed. 2d
924 (2004). Here, there would have been little point in Rutherford
bringing his claim any earlier than he did. Prior to the Supreme
Court's decision in Hill, our precedent in Robinson v. Crosby,
358 F.3d 1281 (11th Cir. 2004), would have required a
district court to treat Rutherford's § 1983 claim as a successive
habeas corpus petition. See id. at 1284. Thus, based on our prior
precedent which has now been overruled, the district court would have
been correct to summarily dismiss it for lack of jurisdiction. See id.
It was not until the Supreme Court's grant of certiorari in Hill that
Rutherford had reason to believe that his claim would be heard.
Rutherford filed his § 1983 claim on January 27, 2006, two days after
the Supreme Court granted certiorari in Hill. I see nothing in the
record to suggest, as the majority opines, that Rutherford "deliberately
waited" to file his claim days before his scheduled execution. Thus,
the district court abused its discretion in applying a "strong
equitable presumption" against a stay. Furthermore, the district
court's order only analyzed this issue as an afterthought on the
premise that the court's first ground would be upheld.
The majority affirms the district court's dismissal
of Rutherford's § 1983 action in an effort to "protect states from
dilatory or speculative suits." Hill, 126 S. Ct. at 2104. The majority
concludes that a remand is unnecessary because the district court
already determined that Rutherford's suit was dilatory. I do not read
Hill as giving license to the lower federal courts "to overlook all
other considerations that are called for in equity, which, after all,
should be a recourse to principles of justice and fairness to correct
or supplement the law as applied to particular circumstances." Brown
v. Livingston,
457 F.3d 390, 392 (5th Cir. 2006) (Dennis, J., dissenting).
Rather, "equity in cases of this nature requires courts to consider
the particular circumstances of each case and to examine them for
whether or not the challenge has been brought dilatorily or for
improper purposes.
. . , and, if not, whether it should be allowed to
proceed." Id. The district court did not consider Rutherford's
particular circumstances.
The majority also argues that its decision to
affirm is compelled by the result in the Hill case on remand. Hill v.
McDonough, No. 06-14927, 2006 WL 2641659, (11th Cir. Sept. 15, 2006).
Hill filed his § 1983 claim four days before his execution with full
knowledge that under this Circuit's precedent, his claim would be
dismissed as a successive habeas petition. See Robinson, 358 F.3d at
1284. In fact, the district court dismissed Hill's claim outright for
lack of jurisdiction, holding that Hill's action was the functional
equivalent of a successive petition for a writ of habeas corpus filed
without leave and, thus, ran afoul of 28U.S.C. § 2244(b). Hill v.
Crosby, No. 4:06-CV-032-SPM, 2006 WL 167585, at *2Â3 (N.D. Fla. Jan.
21, 2006). Following our precedent in Robinson,
358 F.3d 128, and In re Provenzano, 215 F.3d 1233 (11th
Cir. 2000), we summarily affirmed the district court and denied Hill's
application for a stay of his execution pending appeal. Hill v. Crosby,
437 F.3d 1084, 1085 (11th Cir. 2006) (per curiam). Against the odds,
the U.S. Supreme Court granted certiorari in Hill's case. Hill v.
Crosby, 546 U.S., 126 S. Ct. 1189, 1190, 163 L. Ed. 2d 1144 (2006) (mem.).
Hill's case is materially different from
Rutherford's. Hill filed a highly speculative suit as a last ditch
effort to stall his execution. Nothing in our circuit precedent, or
Supreme Court precedent, provided a basis for a § 1983 challenge to
Hill's method of execution. On the other hand, when Rutherford filed
his § 1983 claim, the legal landscape had fundamentally changed. A
grant of certiorari by the Supreme Court, obviously, does not change
our Circuit law, but it does call that law into question. Only after
the Supreme Court's grant of certiorari in Hill, which presented the
same issues Rutherford faced, did Rutherford have reason to believe
that his claim would be heard. The majority suggests that it "cannot
be the law" that Rutherford could benefit from precedent established
by Hill's efforts.
Again, I disagree. Litigants benefit from the
efforts of prior litigants who shape the law every day. That is
precisely why the Supreme Court remanded this case back to us for
reconsideration  because Hill forged new precedent.
Nothing in the record suggests that Rutherford
filed his claim solely in an attempt to delay his impending execution.
In fact, the record compels the opposite conclusion. Since Rutherford
filed his § 1983 claim, he has vigorously pursued that claim and urged
the courts at all stages to give him an evidentiary hearing on the
merits. For example, Rutherford urged us to remand his case to the
district court post-Hill for further proceedings on the merits despite
the fact that no death warrant was pending and his execution was not
imminent. Furthermore, once his second death warrant had been signed
and his execution date set, he petitioned the U.S. Supreme Court for a
writ of mandamus in an effort to compel us to remand his case to the
district court for a hearing. These circumstances contradict the
majority's assertion that his § 1983 claim is merely as a delay tactic
and instead demonstrate that Rutherford has sought and continues to
seek a full and fair hearing on the merits of his constitutional
challenge to Florida's lethal injection protocol. I am simply not
persuaded by the view of the majority that Rutherford's sole intent is
to buy more time on death row, rather than to force the State to
execute him in compliance with the Constitution.
Certainly, the State and its victims have an "important
interest in the timely enforcement of a sentence," but this interest
must be balanced against the constitutional right of a death row
inmate to be executed in a manner consistent with the requirements of
the Constitution. Recent developments in medical research have called
into question the degree of pain and suffering caused by the method of
lethal injection some states, including Florida, use. See Leonidas G.
Koniaris et al., Inadequate Anaesthesia in Lethal
Injection for Execution, 365 THE LANCET 1412 (Apr. 16, 2005). To date,
most lower courts have avoided squarely addressing whether execution
by this three-drug protocol violates the Eighth Amendment, thus
preventing review by the United States Supreme Court.
See, e.g., Hill, 2006 WL 2641659; Robinson,
358 F.3d 1281; Brown v. Crawford, 408 F.3d 1027 (8th Cir.
2005) (per curiam); Bieghler v. State, 839 N.E.2d 691 (Ind. 2005). But
see Walker v. Johnson, No. 1:05-CV-934 CMH TRJ, 2006 WL 2619857 (E.D.
Va. Sept. 11, 2006) (dismissing inmate's § 1983 claim which relied on
risks of deviation from execution protocol).
Rutherford does not challenge the validity of his
sentence, rather the method in which the State seeks to carry it out.
Rutherford's challenge, even if successful, does not foreclose his
execution. He will be put to death for his crime. But, because
Rutherford presents a legitimate claim that the lethal injection
protocol that awaits him may constitute cruel and unusual punishment,
which the Eighth Amendment forbids, and because the district court
failed to engage in a full and proper analysis of the equities in
Rutherford's case, I would reverse the district court's decision and
remand for a hearing on the merits of his § 1983 claim.2
*****
1 On that same day we also denied an application
for leave to file a successive petition and for a stay that Rutherford
had filed the day before. In re: Rutherford, 437 F.3d 1125 (11th Cir.
2006). B. Id. (footnote omitted). Again, the same is true here. To the
extent that Rutherford contends he should be excused for not filing
his claim before the Lancet article it
2 Last week Rutherford filed an application for a
stay of execution pending our decision in this appeal. We deny that
application as moot.
2 A court in the Northern District of California is
currently hearing expert testimony regarding a challenge to
California's lethal injection protocols, which are materially similar
to Florida's procedures. Morales v. Woodford, No. C-06-219-JF-RS (N.D.
Cal. 2006). Rutherford deserves the same opportunity. Consequently, I
would grant Rutherford's Application for a Stay of Execution,
permitting him to return to the district court for a hearing on the
merits of his § 1983 claim.